OF DEATH AND DOMINION
Rethinking Theory GENERAL EDITOR
Gary Saul Morson
C O N S U LT I N G E D I T O R S
Robert Al...
10 downloads
573 Views
947KB Size
Report
This content was uploaded by our users and we assume good faith they have the permission to share this book. If you own the copyright to this book and it is wrongfully on our website, we offer a simple DMCA procedure to remove your content from our site. Start by pressing the button below!
Report copyright / DMCA form
OF DEATH AND DOMINION
Rethinking Theory GENERAL EDITOR
Gary Saul Morson
C O N S U LT I N G E D I T O R S
Robert Alter Frederick Crews John M. Ellis Caryl Emerson
OF DEATH AND DOMINION The Existential Foundations of Governance
Mohammed A. Bamyeh
Northwestern University Press Evanston, Illinois
Northwestern University Press www.nupress.northwestern.edu Copyright © 2007 by Northwestern University Press. Published 2007. All rights reserved. Printed in the United States of America 10
9
8
7
6
5
4
3
2
1
Library of Congress Cataloging-in-Publication Data Bamyeh, Mohammed A. Of death and dominion : the existential foundations of governance / Mohammed A. Bamyeh. p. cm. — (Rethinking theory) Includes bibliographical references and index. ISBN-13: 978-0-8101-2440-0 (cloth : alk. paper) ISBN-10: 0-8101-2440-8 (cloth : alk. paper) ISBN-13: 978-0-8101-2441-7 (pbk. : alk. paper) ISBN-10: 0-8101-2441-6 (pbk. : alk. paper) 1. Political science—Philosophy. 2. Death—Political aspects. I. Title. II. Series. JA71.B286 2007 320—dc22 2007023776 o The paper used in this publication meets the minimum requirements of the American National Standard for Information Sciences—Permanence of Paper for Printed Library Materials, ANSI Z39.48-1992.
Contents Acknowledgments vii Introduction 3 Chapter 1 Consolations 7 Chapter 2 Imperium 30 Chapter 3 Preparations 47 Chapter 4 Forgetting 76 Last Words: Death and Difference 101 Notes 109 Bibliography 125 Index
131
Acknowledgments First, to Randall, whose extensive comments on an earlier draft greatly enhanced the clarity and coherence of my own thoughts. His unsparing but caring devotion to the art of critique and engagement has been a constant source of intellectual nourishment and personal growth over the years. Gary Saul Morson’s warm support for this project has been humbling, and its appearance owes much to his unwavering faith in its merits. Thanks also go to Don Levine, whose stimulating invocation of Georg Simmel, and his kind words of encouragement and theoretical probity gave me confidence to continue and develop this project further. There are many others whose role in my intellectual and personal life while I worked concurrently on this theme and other related issues in social theory and global life has been a source of great inspiration, even though they may not have been intimately involved in its specific development. Of those, I would like to express indebtedness to Craig Calhoun, whose decent humanity and constant support over the years gave me the energy and spirit needed to focus on ideas and on life, to ignore that which was extraneous, distracting or lifeless in academic “life,” and thus ultimately to see this as well as other projects to fruition. And for their irreplaceable friendship and generosity, I would like to thank, as always and in no particular order, Khaldoun Samman, Hisham Bizri, John Michael, Sharon Willis, Tom Dipiero, Mary Layoun, Mazhar al-Zoby, Mohannad Ghawanmeh, and Mazen Halabi. A few words of genuine appreciation are warranted about the relative freedom from disciplinary bondage I found in certain academic environments, which allowed me to develop further intellectually and personally. There were places where I profited from a healthy combination of liberty and challenge, as in Macalester College, where I spent four wonderful years, enjoying the fortune of having stellar students and the freedom to mix genres and ideas in a way that would never have been tolerated in more narrowly focused institutions. I found that it is precisely in such an environment that when one writes, even about death, one may constantly be infused with the life-defining vitality of integrated discovery, so that it becomes finally possible to discover the healthy part of certain ideas that would, otherwise, remain uncanny, distant, or intolerable.
vii
OF DEATH AND DOMINION
Introduction
T oday, one may be tempted to say that there were times, long gone, in which death loomed larger than life and that now, with medical science, technological optimism, the ethic of global progress, and so on, life looms larger than death: even with terror and wars factored in, death has become remote and episodic, one might be tempted to say. Yet at the same time, none has escaped the ultimate mastery of death, which at every epoch manifests itself in new and unexpected facets. In an age of disease and conformity, death appears as it always has: as the outer limit to all power, all designs, all optimism, all heroism, all projects at transcending the given limits of action. If political life includes projects and games oriented toward transcendence, death, as a thoroughly nonpolitical, exterior, and uniform force, continues its eternal vigilance as the guarantor of forced exit from all levels of hierarchy. The starting premise must then be that death is decisively and primarily the opposite of power, not of life. In this volume, I seek to offer a philosophical history of the constitutive role of death in political consciousness. My general argument is that in some form or another, the orientation toward death has had an unbroken grip on the foundational character of the philosophy of governance. Obviously, this is not to say that such an orientation is always explicit, or that it always takes the same form and function, or that it possesses some universal and transhistorical consistency in the manner of its incorporation into designs of political power. Rather, the twin elementary propositions that the will to power is a foundational element in political life and that such a will is naturally and unfailingly conquered by death lead us to expect the will to power to produce on a continuous basis ways to address this superiority of death. A simple resignation to fate is not a political act; as an act, it exists only outside of politics proper. When one abandons the fight, one moves away from the tedious struggle of mortals for power, and thus away from political life as such, and into more serene spheres of reflective life. To be party to games of power, one cannot—however unconsciously—escape cognizance of all given restrictions on power and transcendence. Death thus acquires its foundational status to political life because it operates as the upper and uniform limit to conceivable human hierarchies. But even if polit-
3
4
OF DEATH AND DOMINION
ical life is not oriented toward hierarchy, death remains at its unconscious center for a different and more ancient reason. In the same way that human beings entertain a sense of community through observing the commonality of their own fate with that of others, they sense that death—as the most universal common—is the ground of a universal community of which oneself is an ineluctable member. A person thus becomes a political animal not simply because one does not live alone, as Aristotle suggests when he describes the origins of politics in man. More primarily, one becomes so because one does not die alone. As one scrutinizes this commonality of fate, the political animal begins to contemplate ways to transcend the fate one shares with others. This is why the story of civilization begins with Gilgamesh and no one else. And it is in this sense that politics becomes no longer simply politics—that is, an art of negotiations, games, tricks, and compromises among those who regard themselves to be equal to each other and who have nothing else but each other to refer to. Rather, the orientation toward death, however inarticulate, also propels into motion a move away from politics proper and into governance. While like politics governance has its own rules of play and arts of maneuver, governance is not politics in its communal sense. The conceptual difference between politics and governance consists in the former being the arena of everyday negotiations aimed at dividing up the spoils among relative equals who either cannot ignore each other or cannot live without each other. Governance, on the other hand, is the art of transcending that ordinary and eternal political game of constant negotiations and adjustments. While the art of politics is oriented toward tangible benefits, the art of governance is oriented toward more idealistic pursuits and ultimate ends. In this volume, the emphasis will therefore be on the trials and tribulations of governance proper in its relation to death rather than on “politics” as such. The concern is primarily with how transcendental conceptions of power adjust to their recurrent encounter with the absolutely unwavering law of mortality. Of course, when we speak of restrictions on power, we need to make a distinction between immediate and ultimate ones. The focus of this volume is limited to one of the ultimate restrictions, namely, mortality, one which seems to me least explored yet foundational for cultures of governance everywhere. Yet, while focusing on a limited set of themes, I tried to maintain a broad, global, and comparative perspective regarding the connection between governance and mortality. This combination poses a number of methodological problems and requires the invocation of ways to retain thematic focus rather than citing an endless list of examples from throughout the world and across times. Thus, rather than offering what would amount to a complete but profitless overview of all ideologies of death, I have restricted my outline to the general structure of universal tropes. This method has the advantage of providing thematic summaries that seem to me most useful for crystallizing the argument. What, then, are those tropes? Essentially, they are various logics by which
Introduction
5
governance negotiates accommodations with mortality. It is tempting to chart them out in terms of historical progression, and traces of that effort may indeed be visible in this volume, which begins with the epic of Gilgamesh and the general experience of the polis and moves on to the trials and tribulations involved in empires, then on to those systems inscribed in salvation religions, and finally to modern systems of technocratic administration and mass society. While this construction may make it seem that the types of relation between the culture of governance and the problem of mortality can be charted out in a genealogical fashion, it is a mistake to think of tropes as simply sequential in nature. The historical narrative does offer the advantage of clarifying the starting points and foundational bases of each trope. But tropes, unlike those Foucauldian epistemes, do not describe only specific historical situations. In other words, the logical status of the four tropes outlined in the four chapters of this volume stems not from the particularity of their respective moments in social, intellectual, or political history but from the singularity of the fundamental problem to which they all respond. Therefore, it is possible to account for the shift from one trope to another and also for their cohabitation of the same times or spaces. That is because tropes do not change when the problem they address is solved. Rather, they exist precisely in order to address problems that cannot be solved. They save us from having to engage in the self-defeating act of giving direct answers to unanswerable questions. Tropes, thus, allow us to navigate various pathways around an eternal impasse. The four tropes outlined as consolations, imperium, preparations, and forgetting attempt to capture the broadest possible ideational range of mortality as it constitutes the unconscious of governance. The progression shown from one age to another marks not a Hegelian Aufhebung (sublation) of one political approach to death by another. Rather, these tropes are chosen precisely because they also reflect ongoing, synchronous modalities of entertaining death in the life of power. Power-asconsolation for mortality corresponds to an ancient and continuing vision, which becomes most clearly visible in imperial efforts to conquer death and time itself by laying one’s grip on the entire spatiotemporal horizon known—conquering the world with fame or triumph, and posterity with unmatchability or exemplariness. One does not necessarily make a conscious selection between one or another of the tropes discussed in the pages to follow. Rather, choosing the first trope, for instance, may simply indicate that one has none of the resources required to play the game prescribed by the second. Today, for example, we have both: those who have the capacities of imperial life and those who have nothing but a little patrimony in which their finitude can be consoled. Yet, it clarifies the idea to present the four tropes as historically successive. It must be kept in mind nonetheless that when one trope assumes ascendance, it is not because it has overpowered a previous one. If tropes surmise the boundaries of logical possibilities, and if logic itself is eternal, then nothing in it is liable to extinc-
6
OF DEATH AND DOMINION
tion—only to hibernation or inaudibility. The point, of course, needs to be proven sociohistorically and not simply through arguments in pure logic. The fact that every epoch houses noncommunicating orientations to political life is well known, but less so is what to do with this discovery. Ernst Bloch once denounced the Ungleichzeitigkeit des Gleichzeitigen—the synchronic cohabitation of the same period by logics belonging to different periods. Johannes Fabian, by contrast, denounced evolutionary conceptions because they deny the normalcy of “coevalness”: the situation from which one is supposed to “evolve” is a feature of our own time, not of a previous era. In either case, it is undeniable that some tropes may be more operative at a particular point in time, given material conditions and the available limits and possibilities. But that does not indicate that all other tropes would be dead then. Rather, they are either inaudible for the time being, or they appear in the form of traces and remnants under the mantle of overarching and dominant ideology, which may appear to stand for the spirit of the times. The “old” is not aufgehoben, or assimilated, into the “new” because the mental framework supporting one trope cannot be folded into that of another. In other words, tropes is the name we give to frameworks that are logically (but not historically) distinct. Two further remarks are perhaps needed to better situate this project in terms of contemporary methods, debates, and disciplines. First, this project maintains an affinity to the more reflective, Simmelian tradition in sociological theory—impressionistic yet attentive to the limits and possibilities of evidence. It should be read in that spirit but primarily for its topic rather than for the sake of the method. Second, it is consciously structured to be transcultural, although not in order to serve the cause of “diversity” for its own sake. Rather, it seems to me that sociopolitical theory cannot afford in this day and age to be anything less than truly global and transcultural. That is precisely because it is “theory,” which is to say its goal is to capture broad questions of existence. I hope it will become apparent, when we ask such universal questions as those surrounding death, that the “West” is as useless of an analytic concept as is the “East.” Death has unified reflective minds here and there, every time such minds focused on common questions—here they are those of transcendence and permanence—only to find themselves hitting the same wall, everywhere. Finally, a critique of the role of death in the cultures of governance is especially pressing today, precisely because it is easy to misapprehend such an unheroic, consumption- and gratification-oriented postmodernity as a condition of true forgetfulness of death. The claim occasions the infusion of political life by the forces of technocracy and capitalism. However, nothing has happened that would structurally remove the problem of death from the purview of power. For in general, it is in the nature of the will to power to be on guard against that which, with tangible proof and unparalleled confidence, reserves the final say over it.
1
Consolations The Master as Slave One of the earliest records of civilization recounts how, after crossing impossible terrains, dense darkness, and deadly waters, Gilgamesh failed to persuade the gods to revoke the mortal condition imposed on all life. He had to journey back to his kingdom, resigned to an impending death. Upon his arrival, however, he experiences a sudden shift in mood. Back home, amid the spreading shades of mortality, Gilgamesh tempers the atmosphere of mourning with an eruptive consolation. This epic, so centered around death, does not in fact end with death. Rather, it ends with Gilgamesh inviting Urshanabi, his newly found ferryman and subject, to admire the solid and splendid foundations of his master’s city. The city, so is implied, will outlast its founder, its subsequent rulers, and, indeed, all of its citizens. That is the only certainty Gilgamesh could bring back after his dreadful insight into the irrevocable approach of his own extinction. Being a ruler, so it seems, provides a set of earthly conditions which prop up one’s posture in the face of death: power, in this case, is vested in a permanent construction designed to trick the forces of finitude and abate their unimpeded procession through this world. The epic of Gilgamesh thus seems to indicate that an early goal of governance, as expressed in a polis1 consciously carving an existence for itself out of an immense expanse of chancy nature, involved constructing a method of survival beyond death. The city itself seemed to be imagined as a sanctuary from which death may be kept out. Gilgamesh himself saw death first only outside the walls of the city, and the city itself became his last weapon against death when he failed to repeal it in the venturesome world outside. Here, governance commences with observing mortality as the epitome of danger in the world. In his founding text of existential philosophy, Martin Heidegger asserts that Dasein itself is inseparable from manifestations of generalized fear.2 But this assertion remains too abstract. It gives us an existence propelled by a “fear” for which there is neither object (for example, death) nor subject (for example, governance). If we were to approach the issue in a more sociological fashion, it would be imper-
7
8
OF DEATH AND DOMINION
ative to outline whether and how fear or sense of danger are connected to social hierarchy, whether or not a feeling of threat to one’s existence is equally distributed across time and space, and the variety of ways by which the fear orients one toward political schemes of survival in particular. Gilgamesh, the two-thirds god, one-third man, is significant for us here because he is the first mortal to suggest the unequal social distribution of the propensity to fear death: the fear operates most intensely at the summit of society. The starting principle here must thus be the reverse of what G. W. F. Hegel proposed as the genesis of the distinction between mastery and bondage. For Hegel, the slave becomes a slave because he refuses to sacrifice himself in the struggle with the master. The fear of death, therefore, is the first condition of the slave mind.3 The story of Gilgamesh, however, is a story of a master, not his subjects, dreading death. Neither is there any indication of such a dread by his savage comrade Enkidu, who had died earlier and never ruled anyone. Gilgamesh’s return back to the safety of a well-fortified city is an outcome of a lost battle for immortality. There is indeed a decrease of the level of his mastery at that point—as he loses the divine portion of himself—but he is the master at the end of the story just as well, albeit a human one. From then on, he no longer seeks to rid himself of mortality, but of fear, which had occasioned his humanization. Contrary to Hegel, we are led to ask whether the master, then, fears death even more than the slave, who refuses to sacrifice himself in a struggle for freedom. The answer from the time of Gilgamesh seems to be yes, and if we leap five thousand years forward, the answer is still yes, and indeed more emphatically so. A prototype of this answer can be found in Leo Tolstoy’s Master and Man, in which both the master and the bondman express themselves on the matter. The story describes a venturesome merchant and his servant caught on the road in the deadly Russian winter. As the life force of both is gradually extracted from them by the frozen nature, the servant succumbs to his death with contentment, while the master struggles with all kinds of means to save both lives to the end. In his analysis of this tale, Norbert Elias argued that the master’s behavior is typical of the enterprising spirit, which feels that it is always yet to accomplish its life’s goal. By contrast, the fatalism of the servant is inseparable from his confidence that in death he will attain his freedom.4 This attitude is a far cry from the slave morality of ressentiment, as Friedrich Nietzsche describes it. The morality of Tolstoy’s bondman is oriented toward himself and not the master. It has its eyes focused on one object only, which is its freedom. It obtains it by doing nothing, simply allowing the chill of nature to do its ordinary work and freeze into death its unfree being. The servant here has no use for revenge, moral or otherwise, but only for freedom, which can neither be granted by the master nor procured by the bondman’s own effort. The fabled and often bewildering fatalism of many of those caught in bondage may thus conceal an attitude other than simple surrender. For the bondman, free-
Consolations
9
dom arrives by necessity because it arrives with death, while for Gilgamesh as well as for Tolstoy’s modern enterprising master, death can only be a diminution of possibilities, possibilities which are part of their self-definition as exceptional beings in comparison to others. For such spirits, therefore, any deduction of these possibilities is a tax on freedom. The master fears death most because he has most to lose. His awareness of the pointlessness of a direct duel with death, then, is sublimated into a devious trick of survival; he governs something which he deems more immortal than himself. Gilgamesh is cognizant of that formula already, and the history of governance begins with that consolation. Who needs this consolation? We shall see as we proceed to examine variations of the same answer. Consolation is needed first and foremost by the one who loses that which one regards as an inalienable aspect of self-constitution. Consolation reorients one’s task, so that it is no longer a battle with destiny over a claimed right to interminable life. Instead, the task is reoriented toward perpetuating an interpretation of one’s life as exceptional, or as the operative principle of a unique project, or as a vehicle for creation. The need for consolation implies an emphatic dread of the notion that life is merely a created object or instance and thus a cancelable entity or moment. For the ancient master as well as for the modern enterprising bourgeoisie, life becomes in this fashion its own fetish, to which one remains attached with teeth and claws even when one has no idea why one wants to live. This fetishism of life, so normalized and made into an everyday convention by the bourgeoisie, is of a somewhat different character than the notion of life as pondered by Gilgamesh, as will become apparent in subsequent discussions. But in general, the fetish of life—that is to say, attachment to life without a clear sense of life’s innate purpose—provides us with a transhistorical trope, which appears under various names, guises, and contexts. Its most audible, but by no means only, counterethic has been what may be called philosophies of detachment, expounded throughout history by voluntary outcasts and ascetics. The greatest surviving one of those is Buddhism, which I will come back to later on in commenting on the persona of Prince Siddhartha. In this context, it is noteworthy that Buddhism outlined the paradigm that offered one of the most comprehensive historical answers to Gilgamesh’s request: death is caused not by the gods. Therefore, they are the wrong addressees for your request for immortality. As Anaximander did in a different context and using different language, Siddhartha discovered that death is caused by birth. Birth essentially signifies the necessity of intrusion and desire by that which is born, and it is those transgressions that seal its fate. It dies, Anaximander implies, because it must pay the price of its necessary intrusion into that which is outside of it. It dies, Siddhartha implies, because it desires to live. In his fragment Anaximander offers no solution to the problem of death. By contrast, the later elaboration of Buddhism gives rise to ritual approaches to the problem. It is attachment to the world that presents death, along with suffering, as
10
OF DEATH AND DOMINION
an experience of conquered will or unfreedom. The reigning Buddhist concept of freedom thus embraces the death instinct. In The Tibetan Book of the Dead, the equation is clear: desire and fear also exist after death, and in that sense, death is not the other of life. One fears that which is latent in one’s essence, namely, enlightenment, and is attracted to that which will make one suffer unbearably, namely, shiny appearances that never sufficiently nourish the hungry ghosts. One must therefore embrace fear and reject desire.5 By contrast, for Gilgamesh, the historical antithesis of Prince Siddhartha, the life instinct wins out. And precisely because of its triumph, the master must endure this lingering, bitter taste of lack of freedom that had been so exaggeratingly identified with the slave mind. Political history begins not with Siddhartha—who actually abandons the palace—but with Gilgamesh, the master whose freedom appears necessarily curtailed by the recognized and feared boundaries of life. His ultimate attachment to governance represents the extravagant claims of the life instinct.
Death and Hierarchy The political translation of the notion that one’s life is exceptional is that life’s fundamental meaning lies in its hierarchical relation to other lives. It is only a simple extension of this logic to the assertion that if one’s life is exceptional compared to that of others, so must one’s death be. Thus already in ancient Mesopotamia, records abound with portrayals of the magnanimous death of the king, whose tomb, although on a much smaller scale than was to be carried out later on by the pharaohs, was filled with treasures, provisions, and, during some periods, an entire retinue of servants who were sacrificed to serve him in the afterlife.6 Such devices betray an ancient fear not of death per se as much as fear of the meaning of death from the point of view of the master: for him, death is fearsome because it entails a loss of hierarchy. Since all are exposed to it, as Gilgamesh had already discovered, death is the guarantor of equality par excellence. Gilgamesh’s trauma stems not simply from his fear of his own fate but more precisely from his fear of the universality of that fate; that is, his dilemma arises not out of a simple confrontation with death but out of the realization that there exists one fate that is not open to hierarchical exemptions. Egyptian civilization also went through the same process, when initially the pharaohs and nobility of the Old Kingdom tried to insist that only they could be resurrected and thus cheat death of its universalizing and equalizing claim. Yet this scheme was vulnerable, and the point was not lost on the worshipper of Isis who explicitly stated that death meant equality.7 In Mesopotamia, the attempt to contest the equalizing claim of death started earlier than anywhere else but was also abandoned earlier. Ishtar’s Descent into the Netherworld registered this resignation clearly; at each circle of the netherworld, Ishtar is stripped of an item of clothing.
Consolations
11
At the final circle, she is completely naked and is told of the netherworld’s laws by which she would have to abide.8 This fate must have appeared especially debilitating, insofar as it conveys the understanding of death from the point of view of someone who once had the power of life and death over others: the death of the master is essentially a transformation from governing to being governed. The tragedy of Ishtar’s descent is clearly inscribed in that she becomes equal to all other mortals, subject to the same laws of the gods of the world of the dead. But powerful sovereigns cannot be uniformly expected to simply resign themselves to that dreadful possibility. We may even expect them to retaliate with rage at any force that seems successful in subduing them. Some of the Egyptian Coffin Texts, for example, show dead kings served by rather than serving the gods after their death. In some texts, dead kings go further, devouring their ancestors, gods, and their youngsters.9 In this way, not only do they escape the specter of equality in death but in effect, they are elevated even higher, reversing a hierarchy they had to maintain vis-à-vis the gods while they were alive. This effort to construct an elaborate eschatology had the same sociological disadvantage of all similarly abstract designs, namely, that the vulnerability of the scheme to challenge tended to be proportional to the extent to which a specific social class claimed the special fate for itself to the exclusion of other social classes. Thus, by their nature, such designs must over time broaden their social applicability and become more egalitarian. We see evidence of that already in the democratization of the concept of resurrection in the Egyptian Middle Kingdom and probably even before. The Coffin Texts and the Egyptian Book of the Dead exhibit far more egalitarian tendencies than the earlier Pyramid Texts. When salvation religions appeared on the scene, they could only improve on that record and offer even more radically egalitarian claims with respect to the afterlife, completely dissociating fate after death from position in social hierarchy. Thus, the eschatological effort by the masters of the world of the living to continue their mastery into the world of the dead could not be sustained, as the bondmen always managed to claim right of entry to every heaven constructed to house to masters and in some designs even harbored the thought of excluding the masters from heaven altogether, as in the biblical parable of the needle’s eye. Thus, for Tolstoy’s servant, the point is self-evident. Unlike Ishtar’s “descent,” the servant’s death can for him only indicate “ascent.” In death, he will rise to be equal to the master, and that is freedom enough for him. In his fatalism, the servant expresses once more an ancient trope that had made servitude bearable for so long, namely, that it ends with death. One of the classic Islamic compendia of death, Kitab al-Aqibah of Ibn al-Kharrat, clearly registers this attitude toward death on its first page, in which the author praises God for introducing death into the world, as a device for breaking the power of the mighty and introducing humility into the human condition.10 On Judgment Day, when the record is clear and when there will be no possibility
12
OF DEATH AND DOMINION
of injustice, residents of both hell and paradise are invited to witness the slaughter of Death, which then appears as a personified entity. Both communities are informed at that point that the services of Death are no longer needed, since there will be no change of status in God’s kingdom. Hence the public slaughter of Death, which signifies the introduction of immortality to all in their respective stations.11 In roughly egalitarian societies, notions of mastery and bondage are by definition transitory. Under nomadic conditions, for example, social stratification tends to be only poorly supported by makeshift institutions. Such institutions in turn tend to be prone to challenge and being overrun in due time by the inherently ungovernable nomad, who normally does not postpone justice until death.12 In the pre-Islamic era, nomadic poets regularly ridiculed strivings for permanent prominence, since from their vantage point death had only a material meaning: one simply ended, being vanished like the perpetually abandoned encampments in nomadic life. It is then to be expected that the first order of business of city-based civilization is to overcome the finality of death. Jean-Pierre Vernant argued that the social rootedness of the dead and the elaborate funerary rites in Mesopotamian civilization gave order to the community, in sharp and ostensibly conscious contrast to the formless flux of nomadism just outside of that civilization. For the city dwellers of that civilization, social outsideness, which included death and not just cultural and spatial markers, constituted a sign of absolute evil.13 Vernant’s assertion can be sociologically delimited further, however, because neither all of antiquity nor even all analogous conditions of partially crystallized notions of social hierarchy set death outside of life and regarded it as the other of life. In other parts and points in ancient civilization we can find an attitude that lies somewhere between the nomadic conception of material finitude and the absolute dread of death epitomized by a social hierarchy for which Gilgamesh stood. In this middle region, life and death entered into a communion and were understood to complement each other, so that death provided life with what it lacked and life likewise reciprocated the same service to death. The most general outline of this middle concept can be found in ancient Greek mystery cults as well as in the Egyptian religion of the Middle Kingdom and after. Egyptian eschatology eventually developed in the direction of conceiving of death as little other than a passable barrier between two connected worlds, with the living and the dead forming a single society.14 Extinction was still possible, of course, and hinted at in the uncanny experience of death itself. Therefore adherence to proper mortuary rites was essential in order to avoid extinction. But the ritual was sufficient to guarantee the openness of the passage and lack of extinction, in the same way that other kinds of rituals managed the order of life of the living. The openness of the gates of the two connected worlds of the living and the dead to each other was based precisely on the fact that they paralleled each other in being governed by innumerable rituals that stood between the self and both phenomena.
Consolations
13
Unlike under nomadism, in Egyptian civilization one experienced nothing directly, neither life nor death. Rather, ritualism mediated both one’s life and one’s death and revealed one’s continuity across a barrier that everyone must cross. The same is essentially true of the ancient mystery cults, even though there was little in the way of a pagan theory of resurrection. This lack does not seem prohibitive to the communion, perhaps because the mystery was meant to be experienced rather than described. According to Walter Burkert, the dead also took part in the mystery and were considered part of the equation, since death and life were continuous rather than opposites: “In Cicero’s phrasing, at Eleusis it is shown ‘how to live in joy, and how to die with better hopes.’ There is no attack on the joys of the living, but the accent is indeed on the other side. The content of the promise is anything but explicit, but it is made to sound serious.” 15 This continuity between life and death is more abundantly evident in images of heaven circulating especially among ancient peasants in a wide range of circumstances ranging from ancient Egypt to pre-Columbian America. For example, the image of heaven for the ancient Egyptian and Aztec peasant is remarkably similar, testifying to the universality of visions of salvation under analogous social structures, hierarchical conceptions of civilization, and approaches to life and death mediated by extensive ritualism. Both peasants continued to work in their heaven but now in fields free of pests and yielding bountiful harvests.16 This modest vision of heaven indicates that the difference between life and afterlife had only to do with quality rather than essence. One’s essence and the essence of life itself did not change by death. One did not enter into a leisurely paradise free of labor and production. Rather, heaven simply resolved practical problems of production and allowed labor to guarantee production. Indeed, from the peasant point of view, the fundamental problem of life was that unlike the afterlife, it was interpolated with too many accidental interventions (pests, weather, soil condition, etc.) to guarantee a natural correspondence between labor expenditure and production. The afterlife simply removed that which was accidental and thus allowed the dead to go on with their work, unencumbered by extraneous hindrances that had unfairly deducted from the product of labor in life. Death, therefore, neither terminated life nor even made it idle. It only improved it. The communion between life and death is perhaps nowhere more elaborately structured as in Aztec civilization, which we will revisit in the context of various discussions in this volume. A point that needs to be made here, however, concerns how this communion was extended to all aspects of Aztec economy rather than remaining confined to peasant experiences or ordinary servitude. As is well known, the rain god and the war god shared supremacy over the Aztec pantheon, in a way closely paralleling the dual dependence of Aztec economy on agriculture and war. It is also worth noting that the war god Uitzilopochtli was a near relation of the hunting gods.17 The fundamental point had to do with the remarkable transparency
14
OF DEATH AND DOMINION
as well as the parallel that the Aztecs detected between life and death at all levels. Far from being the opposite of life, death only complemented life, in the same way that hunting and eventually war joined agriculture in a complementary system and thus demonstrated at the most basic level that destruction must happen so that there can be production. And the further, brave corollary which salvation religions shied away from: if destruction must take place so that there can be production, then production must by necessity lead to destruction, so that production can happen again. Neither production nor destruction is the point, in the same way that neither life nor death is the point. The point is the cycle combining the two by necessity. Each comes out of the other and leads back into the other again; nothing comes out of itself or produces itself. Thus we can understand, for example, why in the Mayan Popol Vuh, the creation narrative of another pre-Columbian civilization, the personified gods Earthquake and Mountain Builder are actually brothers with similar moral qualities, although in this case the duality of production/destruction is expressed at a more basic level than that of economy. These various expressions of communion between life and death are typical thus of attitudes to be found either at the lower echelons of society or where notions of immutable hierarchy are not yet encoded, as they still were in the Aztec Empire on the eve of the Spanish arrival. The central point is that the proclivity to designate the meaning of death as the other of life has only been serviceable to the aristocracy. Thus, it stands in contrast to attitudes toward death found at lower social levels as well as where notions of hierarchy are transient and yet to be fixed in nonsubjective criteria. It stands in an even sharper contrast to nomadic attitudes, which are registered, among other sources, in poetry, a few examples of which are worth noting in this connection. Since death clearly equalized both the thrifty and the squanderer, the nomadic poet Tarafa was especially derisive of entrepreneurial designs informed by a hierarchical understanding of life: “All you see is a couple heaps of dust, and on them / slabs of granite, flat stones piled shoulder to shoulder.” Another poet, Imru l-Qays, was heir to an unstable kingdom that had disappeared when wandering tribes ceased to pay attention to their “king.” This king happened to be the poet’s father. Yet Imru l-Qays openly expressed how burdensome his quest after the lost kingdom was. The duty-bound political quest, which he inherited due to the eventual murder of his father, interfered with a poetic life oriented toward pleasure rather than toward such socially and ontologically insupportable designs of stable hierarchy. In general, the typical nomadic outlook toward death reveals that in the absence of stable social hierarchies, the specter of natural death does not appear to be particularly traumatizing. Zuhair Ibn Abi Sulma, one of the last of the great nomadic poets of the pre-Islamic era, even seems weary of waiting for it: “I have seen the Fates trample like a purblind camel; those they strike / they slay, those they miss
Consolations
15
are left to live on to dotage.” This conception of fate—random in everyday, uniform in the long run—is eventually lost on emergent sedentary civilization. For a founding premise of civilization is to regulate randomness: to regulate the randomness of fate by notions of exemplariness and to transform the randomness of acquisition into permanent endowment. The nomad, by contrast, sees the randomness of fate as indisputable proof that life itself is no more of an accident than any other accident that may terminate it, and the randomness of acquisition as liable to be annulled by the equal randomness of loss. In his Myth of the Eternal Return, Mircea Eliade observed a universal “archaic” concept of time, which regarded it not as cumulative or progressive but as fundamentally cyclic in nature. The implication of that theory is that in certain types of societies, notions of loss and gain are not solely the property of human agency, that is, loss and gain are revocable in due time by the work of nature alone. The problem of Eliade’s thesis is that because of its own embedment in linear history, it restricts the cyclic type of consciousness to “archaic” societies. This assignment is only likely to blur the sociological implications of the kind of vision associated with cyclic notions of time. In a more sociological fashion, it would be more appropriate to note that the cyclic view of time, insofar as it sets loss and gain largely outside of human agency,18 tends to be more of a property of nonstate (rather than simply “archaic”) societies. Within horizons unbounded by the state, life is not construed as a vehicle for correlating the passage of time with progressive accumulation of that which is preservable.19 Only civilization preserves. For without preservation it, too, is swallowed up by the shifting sands. Thus for most of its history, civilization regarded itself not only as an exceptional accomplishment in the world but moreover as a precarious exception.20 Fear of annihilation had been one of its foundations. As it looked outside of itself, it only saw the reign of its others: nature, nothingness, and threats populating the world from the gates to the ends of the horizon. In the world outside civilization, where Enkidu had lived until he encountered Gilgamesh, freedom is connected to movement. The spatiotemporal dimensions of this movement, in the ungoverned terrain and toward the open possibilities of fate, provide a way of seeing that is free from worldly clutter. Civilization, by accumulating objects and hierarchical contexts in its armory against fate, makes it difficult for the citizen-as-an-audience to avoid continual bombardment by the ethic of permanence. The ideal expression of free will can occur only away from all this clutter, for the cultivation of free will requires as pristine a view as possible, barrenness in all directions, to the ends of sight. Obviously, this recipe includes the potential for perishing on any fine day. But freedom, in its most radical form, requires openness to death. In the emptiness outside city walls, where not even the city is visible, nomadic freedom reins in the discovery of one’s insignificance at a more fundamental level
16
OF DEATH AND DOMINION
than is possible in the city. The hierarchies of civilization confront one with the requisites of maintaining them, or instruct one on the manner of self-control required for one to survive under them, or direct one toward mystical schemes of avoidance, whereby one imagines within the self power of which one is actually deprived outside of the self. Outside the city, in the world of the nomad, the experience of insignificance has no hierarchical contexts, and thus it requires no illusions—unless one does not wish to be outside or one is an exile or a wayfarer who only wishes to return home. Otherwise, one has nothing to do other than act on free will where the world is most conducive to it: in the proximity to nothingness, in the movement within a space of openness, in oblivion to death or, more precisely, in wandering with a reduced propensity to see death as a dramatic departure from life. At the moment of absolute free will, there are no death and life instincts battling each other continually; there is only movement. Death is not the other of life; death rather lives in the everyday, its incidentalness being synonymous with its inevitability.21 The more one departs from this setting and moves further into and then within civilization, the less room one has to move at all and thus the less room one has to even conceptualize what free will would be like. At the end, one begins to confuse freedom of expression or action with freedom of the will.22
Death as Degradation The first unconscious political act of civilization, thus, is a reduction of freedom. Before any decree issues from the master, this reduction of freedom will have already commenced upon the confinement of one’s movement to the realm of possibilities circumscribed by the life instinct. In other words, the first deduction of freedom occurs when death is deducted from life and set as its opposite. In different ways, both Hegel and Nietzsche connected this loss of freedom to the constitution of the slave mind. Gilgamesh, however, indicates that this tradition begins from above. With Gilgamesh, the emergence of the notion of life as a set of possibilities confined and defined by the horizon of death provides a lasting interpretation of death as seen from the point of view of power. Here, death is a fall from power. Creation mythologies abound with this perspective, especially when they are concerned with the (otherwise unlikely) death of early gods. If we look at the prolonged process of creation described in the Mayan Popol Vuh, for example, we see that creation, inasmuch as it is an act of empowerment, requires a simultaneous introduction into the world of death as a means of disempowerment. Some of the early “gods” of the Popol Vuh, such as Zipacna the Mountain Builder and his brother Earthquake, work together to simultaneously build and destroy. Still before civilization, their actions, along with those of their father, Seven Macaw, who ostensibly inculcates self-magnification into them, become the reason for their death. They
Consolations
17
must be killed not because they are destructive—for destruction is a natural part of any creation. Rather, the Popol Vuh states, specifically and explicitly, that they had to be killed because their glory is self-bestowed. It could not be earned yet because creation itself had not commenced successfully yet. Violation of immemorial modesty thus is allowed only when the gods sustain their creation rather than perpetually destroy it, as Cronus’s habit had been before Zeus dethroned him violently.23 While the early gods, along with miscreants of all shapes, inform civilization by their death about the virtue of modesty, civilization learns only that the ideal of modesty is attained precisely in death since in civilization, death has a meaning, and it is located at the end of a continuum whose opposite end is unchained power. Thus, the death of the goddess Ishtar is nothing other than a descent into equality: [She went to] the house which those who enter cannot leave; On the road where traveling is one-way only; to the house where those who arrive are deprived of light, where mould is their food, dust their bread, They dwell in darkness, they never see light. They are dressed like birds, with feathers, while over the door and the doorbolts dust has settled . . .24 Compare this fate to Persephone’s capture by Hades in Greek mythology. Persephone does not remain forever in the netherworld. Rather, following a compromise, she is allowed back on earth for part of the year so that her mother, Demeter, could care for the harvest and then cease that care, leaving the land to “die” again when Persephone descends to the underworld as she must every autumn. Thus whereas Persephone’s fate is cyclic, that of Ishtar is linear. Persephone represents a collective social fate tied to a cyclic vision of nature, whereas Ishtar represents a special fate tied to mastery. Thus, it is Ishtar’s story that clarifies why the life instinct must be chosen over the death instinct at all costs. Persephone still represents a vision of life and death as continuous and complementary. In Ishtar, however, the two worlds are fully opposed, as it constructs fate in linear rather than cyclic terms. Even if attachment to life in civilization implies some loss of freedom, Ishtar’s story implies, one is still better off alive because the world of death is even less free than that of life. Death is inferior to life not simply because it entails destitution—which one could experience in life as well—but because it entails an absolute lack of freedom, more so, indeed, than under slavery. The eternally dark house, whose imposing dusty door opens only to accept newcomers but never to allow tenants to leave, strikes at the heart of the political appeal of the death instinct as a possible venue for freedom. But this solution is clearly a two-edged sword, for it confirms the status of death as an agony for both the slave and the master. For the slave, death is an agony
18
OF DEATH AND DOMINION
because it takes away even more freedom. It does accomplish for the slave his revenge, but only when it is too late, only in a netherworld where revenge has no bearing on recognition of the slave by the gods, the master, or even other slaves. For the master, death becomes an agony because it takes away his freedom, all his recognitions, prestigious and otherwise, and exposes him to the specter of equality. In the imperial world of Rome, Marcus Aurelius is already cognizant of this fact. At the height of his own power, the emperor notes in a somewhat melancholic tone that death had, after all, leveled Alexander and his subordinates without distinction.25 This problem, as we know all too well, does not stay with civilization for long; it is only a matter of time before hierarchies and surprises are introduced into the world of the dead, a world which Ishtar and Gilgamesh had inadvertently oversold, in order to make up for the earlier deficiencies of means of worldly control at the disposal of nascent civilization. One could thus concretely delimit the existentialist point of view by tracing the notion of death-as-decay to the specificities of the experience, model, and requisites of governance. In his discussion of the notion of decay, Heidegger stresses that decay is experienced as evidence against the existential prerogative of Dasein. Yet, he emphasizes that this is particularly the case when Dasein understands itself as an isolated subject and point of reference, from which it could distance itself.26 This distancing or alienation from the self, in turn, assumes the character of fear, a fear of the approach from a far distance of that which is detrimental to being, yet over which one has no power.27 Heidegger makes a distinction between Dasein and the simply living (Das Nur-lebend)—ostensibly the animalistic—whereby only Dasein entertains departure from the world in the sense of extinction (Nichtmehrdasein). This notion of extinction, in turn, is already prefigured in the attention to that which is distant (i.e., death and its approach), thus alien, yet a property of Dasein.28 This means, essentially, that the character of being includes a nonrepresentable element of extinction, which is responsible for its suffering from a permanent sense of disconnection from that which belongs to it. In other words, this kind of suffering consists of the perpetual experience throughout being of a fundamental lack.29 We could apprehend this lack as an outcome of cognitive resistance to the conclusion of being, which alone would provide being with a sense of completion. One can obviously apprehend such notions in a less-mystical fashion. Again, if we raise the more sociological question as to who is attentive to the problem of decay, the answer must be drawn from that element of any social structure which has the misfortune to see the possibility of its own decay and which then eases the burden by universalizing its obsession with decay. It overcomes its alienation from its own forthcoming decay not simply by identifying its death as the other of its life but by identifying death itself as the property of others. It then has no reason to distance itself from itself; rather, it distances itself precisely from those others, who become, so to speak, “untouchable.” It resolves its alienation from itself by alienating itself
Consolations
19
from all that is not itself. It does not “project” alienation from the inside to the outside as one would with psychological repression; it simply forgets that the entire battle had started out within itself, against itself. But then there may seem to be another option, which is to actively reverse the meaning of death-as-degradation, in effect, to ennoble death beyond measure. Societies that have entertained this solution, such as the Aztecs, moved not simply death as concept or idea but even more directly the act of dying to the center of ritual life. Especially in sacrifice festivals involving all social classes, two moments of elevation readily illustrate this point—one involving the sacrificer and the other the sacrificed. First, social rank was signified in the order according to which each class offered its sacrificial victims to the temple. The higher one’s rank was, the earlier one could offer sacrifice. Second, it was believed that the sacrificial victim, whether a slave, child, or enemy warrior, transformed into a god at the moment of sacrifice.30 Thus, precisely at the same moment the master asserted his hierarchical prerogative in being the first to offer death what it wants, he also reversed the meaning of death from degradation to glory. Yet precisely because it monumentalizes rather than naturalizes death, this solution too evidences the problem of degradation as transparently as dread and untouchability do. Death here acquires monumental qualities not dissimilar, albeit more broadly distributed in society, to what the ancient Egyptian pharaohs of the Old Kingdom ascribed to it. They had ascribed glory and monumentalism to death because masters knew, after Gilgamesh’s fruitless show of weakness, that they must confront death with the same assurance they were expected to exhibit vis-à-vis all others and all things in life. We are speaking here of sedentary rather than adventurous mastery, the kind of mastery resting at a stable social pinnacle following the establishment of a permanent home, whereafter the master must think about permanence, ironically while being farther away from daily peril—mastery, thus, as a position or experience of being permanently above and apart: above established society, apart from that which it does not control outside of the gates,31 two ways through which it forecloses any organic connection to a myriad of worlds of being. There can be nothing that would dealienate it from this dual distance. For while the nomad’s distance was a natural phenomenon prefigured in the seemingly limitless expanse within which one wandered, the stationary status of civilization made a sense of distance appear as alienation because wandering was no longer part of its mode of life; in essence, because it feared wandering. Al-Nabigha, one of the last great poets of the pre-Islamic era, reveals this transformation eloquently, shaking off as he was the last particles of sand from clothes of increasing finery. No longer infatuated with nomadism, he endowed his poetry with a sedentary political purpose and composed much of it as an application to the graces of the polis in which he had been an intermittent resident. His most famous ode concludes with an apology to the governor: “So here is my atonement, may it find a course / for its composer has
20
OF DEATH AND DOMINION
gone astray in the country.” Of the great pre-Islamic poets, only al-Nabigha, the one with the most experience in sedentary civilization, expresses such a fear of being lost in the world outside of it, when other poets had experienced and even welcomed the naturalness of perishing. Indeed, the traditional nomadic ode began with tearful reminiscences over a decayed site of earlier encampment, from which a myriad of other thoughts followed in no particular order. I have explored that tradition at length elsewhere. The relevant point here is that unlike the case with permanent encampments, cities, and kingdoms, the nomads confronted the phenomenon of decay directly, transforming the sad scene of the ruins into tragic beauty. In a non-state-centered society, in a world of perpetual wandering, decay, and loss, it was only transgenerational poetics, the thoughts inspired by the ruins, that were immortalized. The seminomadic, non-state-centered Dinka went a step further, but they too still had no illusions about immortality. Lienhardt asserts that all believed that their chief died a natural death, and the ritual of burying him alive did not save him from death.32 It simply made his death invisible and thus allowed the chief to escape degradation. The burial had to be requested by the chief and consented to by the community, and it involved building a large chamber underground where the chief resided until his death and from which he could still summon the elders of the tribe for his last words of wisdom and prophecy. Metcalf and Huntington argue that the humiliation of the Dinka political orders in modern times was signified by the fact that their last two chiefs died aboveground in manifest weakness and vulnerability—one in a hospital bed in a foreign land and the other gunned down by government agents in his village.33 The manifest involuntariness of their death thus symbolically accentuated the vulnerability of the Dinka to larger forces in recent history: their destiny would from then on be made more by others than by themselves—a fact made all the more tangible by the failure of the chiefs of the community to die without degradation, as they had managed to for so long.
The Substitution of Death The foregoing examples show that dreading the universality of decay is a property of mastery, which discovers that (1) since it cannot avoid death, its only survival rests on collective memory of it; and (2) this collective memory must then take stock not of how the master avoided death—which he did not—but rather of how he avoided decay and thus proved his power over at least the signs of death. When one moves into early state societies, the very expectation of permanence of the city prefigures the attempt to overcome death itself, and thus we see the early association between sovereigns who personify the political order they rule and divinities which transcend the possibilities of this mortal world. The story of Gilgamesh
Consolations
21
makes that association precisely as it presents itself as a story of loss of such divine attributes, so that Gilgamesh is exposed to mortality. It is a story of increasing humanity in Gilgamesh, where the human portion of his being—only one-third by the beginning of the epic—gradually takes over the godly majority of his constitution. With every step of the victory of the human over the godly in him, the fear of death builds up in him. The ascendance of the human coincides with the ascendance of death. This unpleasant correlation of the enhanced power of humanity is quickly amended. Governance stages a retreat from the honest humanity of Gilgamesh; whenever the governor could not be a god, he could at least be identified with one. But this scheme, too, solves no problem, for if a god could die within Gilgamesh, then a god could just as well die outside of him. If the god died within Gilgamesh due to its struggle with humanity, then the self-standing god outside of him died due to its struggle with other gods. Both Mesopotamian and Greek mythologies express that struggle and its deadly consequences clearly. Older gods “die” violently in their struggle with newer gods, whence they descend into the netherworld. Former gods lose effectiveness and become phantoms roaming the dark world below due to the work of the living gods in the world proper. And sometimes, they “die” for no reason other than the death of the ruler associated with them.34 Through such associations, governance reveals a transhistorical problem that it has never been able to overcome since Gilgamesh. Namely, the experience of permanent, transcribed apartness from the everyday introduces it to a level of transcendence suitable only for mystics and philosophers, not for rulers with worldly tasks and responsibilities. Governance’s own being does not justify itself by itself; rather, its raison d’être comes from some form of association with another world of being—god, collective spirit, national embodiment, movement of destiny, and so on. From a critical perspective, these associations are usually thought of as devices of legitimation. And of course they do fulfill that role, but I do not think it is sufficient to reduce them to that function. For at a deeper level, forms of legitimation can be seen to survive to the extent that they provide a credible scheme of systemic immortality. These associations work insofar as they decouple the death of the ruler from the death of the system, since the association makes rulers who display it substitutable for one another. A direct example of such an association is the king of the Shilluk, who was always seen as simply a vehicle through which the ancient king Nyikang ruled immemorially. The ritual of his installation, in fact, involves a mock battle, which represents the proximity of the ruler to danger and his triumph over it and a burning of the effigy of Nyikang, which upon its destruction allows the entrance of Nyikang’s spirit into the body of the new king.35 The same ancient king is thus symbolically destroyed before each inauguration, but only to allow the new king to become already just as ancient at the moment he assumes office.
22
OF DEATH AND DOMINION
The scheme of ensuring the immortality of the system, rather than that of the individual who happens to embody it momentarily, is well entrenched almost everywhere today, although few systems express it as directly as the Shilluk do. This scheme represents one of the more-successful adaptations by governance to the problem of death. Almost invariably, it requires a notion of an exceptional foundational phase, a phase in which those whom posterity comes to call “founders” of grand systems may also have regarded themselves as exceptional and unrepeatable individuals.36 There is certainly no shortage of examples here. From Alexander the Great to Charles de Gaulle, history teems with figures who were convinced that they could not be substituted for after their death. Yet when their careers are looked upon more closely, such figures seem strangely adventurous and nonchalant in the face of mortal danger. How is that recklessness to be reconciled with their supreme sense of the unrepeatable exceptionalism of the life they seem to risk every day? It is because they die, essentially, every day and rise up from the dead again in the morning. They experience their own death in the multitudinous death of their compatriots, whose death brings them immortality insofar as they die like all exceptional figures do, namely, as collective representations of one another. There is no point here in revisiting the infinite reservoir of heroic lore on this score. In a narrower sense, what we are concerned with is the genealogy of this specific notion of substitutability. As an illustration, we might recall one early example from the lore surrounding Alexander the Great. On his way to a decisive battle with Darius’s forces, we are told, Alexander wanted to construct an oracle of his own making in order to foretell the outcome. The oracle took the form of a mock duel between two captains in his army, to one of whom he gave the name “Alexander” and dressed himself, while the other was given the name “Darius” and dressed in Persian regalia but not by Alexander. The outcome of the duel was in favor of the substitute Alexander, thus serving as a good omen of the outcome of the battle to come.37 But “Alexander” could have been “killed,” in which case Alexander would live to fight another day. There is evidence to suggest that Alexander’s game was not simply a pastime and that it actually followed the dictates of a widespread ancient tradition. We know that Mesopotamian royal traditions include the “substitute king” as a regular feature designed to divert mortal danger from the real king. Bottéro shows that the recourse to a substitute was called for when the king’s life was at risk at the “divinatory level,” for example, when an eclipse foretold a bad omen.38 Alexander’s innovation thus can be seen as twofold. First, it is the extension of the concept of substitution to the level of material danger, that is, when one is about to encounter an actual enemy rather than a cosmic force. By contrast, the Mesopotamian substitute king deflected from the real king only danger coming from the heavens, that is, the substitute took the blow from an otherworldly force that the king could not claim to rule over—Gilgamesh already relinquished that claim, and no one in Meso-
Consolations
23
potamia ever reversed his judgment on that matter. Second, in Alexander’s case, the substitute’s fate was open-ended, unlike that of his Mesopotamian counterpart, whose mortal fate was uniformly foretold. In order to appreciate what substitution actually signified, it may be worthwhile to contrast this ancient tradition with more-modern tropes of substitution of royalty, such as Mark Twain’s The Prince and the Pauper. In Twain’s story, the prince learns about the life of the pauper and vice versa when they exchange clothes and then social locations. The point concerns not evading or foretelling fate but enlightenment through perspectivist exchange. Thus the prince and the pauper remain throughout conscious of their “true” identity, which no one else in society knows, whereas the ancient tradition of substitution involved the substitute being known to all as a substitute yet taken as the literal king for the duration of the omen or oracle. In other words, the “body” of the king was also transferred to the substitute, unlike in Twain’s story. Twain’s story is far removed in its understanding of the goal of substitution not only from the traditions of antiquity but also from a less-ancient European tradition that had sought to resolve the problem of decay of the king’s natural body by endowing him with two bodies, a body natural and a body politic. The basic conception, summed up in Ernst Kantorowicz’s pioneering study, was that whereas the body natural had a soul and was open to decay and death, the body politic was immortal and escaped all trappings of age and nature. Thus the English parliament that executed the body natural of King Charles I in 1649 could argue that it had committed no treasonous act, since it had done the deed in the name of the same king’s body politic.39 Here the logic of substitution saves no particular king and possesses no magical qualities; it is rather oriented toward timeless legal constancy, which it can only imagine in embodied terms, and which can find no better host for it than the king’s eternal body. Hence all kings substitute for each other perpetually, and the problem of their death is solved—at least from the point of view of their subjects and the law, if not from theirs. At a more abstract level, Heidegger argued that death opened up the possibility of substitution of one Dasein by another, or rather, the prospect of their mutual ability to be represented. The point is premised on a vision of death as a transformation of one’s essence into another essence, a vision contemplated when one cannot yet apprehend that other essence. This impossibility of apprehension, Heidegger is quick to note, applies even to sacrifice to a cause exterior to Dasein. Risking one’s life to save that of another does not save any Dasein from ultimately having to take up the question of its own death.40 Heidegger’s potentially useful insight is lost, as usual, in mystical renditions of the notion of being. He makes no distinctions among diverse negotiations between death and the notion of substitutability. Such negotiations are diverse precisely to the extent that human relations, in which they inhere, are hierarchical in nature.
24
OF DEATH AND DOMINION
Taking as signposts the times of Gilgamesh, Alexander, and late medieval Europe, we can identify at least four tropes through which the idea of substitution offered itself as a guide for action by hierarchical systems. In the first trope, there is what might be called exemplary love substitution. Gilgamesh knows that he will die not simply because Enkidu dies before him but, at a more fundamental level, because he loves Enkidu. Here there is simply no other source for conceiving that the fate of the half savage and that of the two-thirds god could indeed be analogous. As partners in a voluntary capitulation of the individual boundaries of being, in effect an enlargement of those boundaries to include two souls, lovers become one entity which can die only in totality—there is no independent fate after love. Gilgamesh himself says as much.41 Love here is nothing other than contamination, deadly contamination with all that is earthly and, by definition, fatal. The liaison between the two-thirds god and the uncivilized brute leads to a compromise, where the two meet each other at the middle level of civilized but vulnerable humanity. The brute pays the first portion of the bill for this meeting of two worlds and succumbs to death, yet still without much clamor or agony. Gilgamesh proceeds to pay the remaining balance, which for him is everything except the city. In either case, the bill has to be paid because neither Enkidu nor Gilgamesh could substitute for the other. The death of Enkidu is not a sacrifice—the idea is not there yet—and thus it does not annul the need for Gilgamesh to die. To the contrary, it confirms that Gilgamesh will die as well. Enkidu’s death is no substitute for Gilgamesh’s, precisely because Enkidu is Gilgamesh. His fate is exemplary of that of Gilgamesh not because Gilgamesh sees the death of Enkidu as the property of Enkidu but as his own. He became too contaminated by attachment to remain god or, stated otherwise, to remain capable of seeing from a distance. Substitution here does indeed entail interchangeability of fate, but the circle of interchangeability is closed. Gilgamesh seeks to flee from it in a night of thick darkness, but he cannot burst out of the circle. A second trope opens up this circle a bit, mainly by going one step in the opposite direction from love. Here, we see the introduction of what might be called exemplary evil substitution. The idea here is not to conquer fate but to modify its course to the extent possible. In other words, there is a retreat at this stage from Gilgamesh’s impossible project. One of the functions of the Mesopotamian substitute king’s tradition, Bottéro argues, was not to overcome but to transfer evil, not to deceive the gods but to allow them to fulfill their wishes in a way that would not harm the king or someone considered noble and superior. An interesting ritual involved substituting a sick man with a goat: the two spend the night together in a hole dug around the contours of the man to symbolize his death; the throat of the goat is cut with a metal blade, while that of the man is exposed to the same motion of a harmless wooden blade. This ritual is then followed by a period of artificial mourning, similar to that following the slaughter of the substitute king. The king-
Consolations
25
dom mourns the “death” of the king, who had actually left the palace and gone into hiding for the duration of the omen.42 The logic of substitution here follows explicitly the model of detachment, even though it is still exemplary in nature. It is still not “sacrifice” in the narrow sense, where an alternative is offered to the gods or the forces of evil. Fate, rather, is given exactly what it wants; there is no point in trying to elude it. The goat is the sick man, the substitute king is the real king, but not in the same sense that Enkidu is Gilgamesh. All binaries of these unities are still interchangeable, but what is exemplary is not the other in the circle. The exemplary is the process itself; one allows evil (or fate) its victory, insofar as one is detached enough from the representation of oneself that fate wants to consume. But at the same time, one is the representation for the duration of evil. This, then, is the age of ritual, when one survives by devising symbols designed to make one periodically forget the vulnerabilities to which one is exposed, precisely by allowing one to forget who one is. In this case, substitution maintains power because it forces it to identify with that over which it rules. And power identifies with that which is below it, only because it wants to kill it, simulating thereby its own death at the hands of fate, which rules, in turn, over power. Unlike Gilgamesh’s attachment, the logic of substitution here is deadly only to the substitute, from whom one is free to detach oneself, because in killing it, one has already fulfilled one’s obligation to die. The ritual ends, life resumes. The king’s two bodies tradition, which Kantorowicz assigned to late medieval Europe and which anthropologists have detected elsewhere, introduces a third variant on the logic of substitution. In ritual emphasis, the substitution here is equal to the ancient substitute king tradition, but it concerns an exemplary legal substitution. What is substituted is not evil, which can no longer be allowed to come close to power. Legal constancy here means that principles last only to the extent that their guardians last. Therefore, those guardians themselves become eternal for legal purposes, at the same time that they must die like everyone else. Yet their death is essentially an exemplary substitution of one body natural for another, exemplary to the extent that they allow the eternal body politic, which they both inhabit and manifest, to live on. In Alexander’s case, the ritual introduces a fourth variation on the theme of substitution, a variation which surrenders the certainty of the ritual to indeterminacy and places it more solidly in the context of material rather than celestial or legal danger. The character of this substitution is fundamentally indicative rather than exemplary. Its function is not to protect from death or to establish everlasting principles but to ask whether one can transcend the existing confines to one’s power. Thus, it provides a manual perfectly suitable for the age of conquest and empire, which entirely reorients the role death plays in the thought of governance, as will be examined in detail in the second chapter.
26
OF DEATH AND DOMINION
Between Philosophy and Sovereignty One would expect that with the discovery of death as a specifically political agony, one could solve the problem by simply moving away from those schemes of survival and substitution that are rooted in a political outlook to life. In a limited sense, I would like to address two significant nonpolitical modalities, namely, the orientation toward the noncorporeal “life of the mind” and the orientation toward transgressive fulfillment inherent in the notion of the detached, sovereign ego. Only a broad sketch of the aspects of these orientations most tangential to governance is possible and relevant here. Gilgamesh’s consolation by governance for his discovery of death furnishes, as discussed, the most obvious starting point in the genealogy of governance’s connection to mortality. The philosophical project leads in the opposite direction, where the discovery of mortality leads one away from governance. This is essentially the story of Prince Siddhartha Gautama, whose discovery of aging, suffering, and death from which his royal upbringing had shielded him commences his transformation into the Buddha. Knowledge of the unpleasant facts of life here was censored only in the palace, and thus one only had to step outside of the realm of governance to encounter the normativeness of death and decay. But Siddhartha’s trajectory is the exact opposite of Gilgamesh’s. In Siddhartha’s case, the governor becomes a philosopher and never returns to his earlier post. His rejection of the illusions of governance lead to a gradual triumph of the divine over the human in him, whereas for Gilgamesh it is the human that triumphs over the divine, creating thereby a political animal. In Siddhartha’s case, the political in him dies with the human—in fact, Siddhartha himself is there no longer at the end; there is only the Enlightened One. On the other hand, there is a significant similarity between Gilgamesh and Siddhartha: both detect the deleterious effects of the world on life in what others experience. But they see those others from different perspectives. Gilgamesh’s love for Enkidu makes him identify with him and thereby recognize the unity of their fate. Siddhartha, by contrast, avoids any such identification, mainly because he explicitly links suffering to desire. In rejecting attachment, he finds emptiness. In a more precise fashion, he longs for freeing himself not simply from the likes of Enkidu or the specter of mortality but from causal relatedness in which the notion of suffering is inscribed.43 Thus, both Siddhartha and Gilgamesh leave their respective palaces, but only the latter returns to his and presumably dies in it. Only the latter could not free himself from love. If we were to assess him from the perspective of the former, the inability of Gilgamesh to free himself from immediate attachment makes his suffering unavoidable. The implication here, shared by a wide range of philosophies and spiritual movements other than Buddhism, is that one of the roles of philo-
Consolations
27
sophical activity is precisely to overcome death by means other than power. For the Roman emperor Marcus Aurelius, philosophy is not only interchangeable with political power but is moreover likely to produce longer-lasting effects: “All the things of the body, a river; all the things of the spirit, dream and delirium; [one’s] life a warfare and a sojourn in a strange land, [one’s] after-fame oblivion. What then can be [one’s] escort through life? One thing and one thing only, Philosophy.”44 While philosophy here is offered as a worthier substitute for mortal efforts, Socrates, living before the age of empire, asserts in Phaedo in a famous quotation that philosophy must be seen rather as a worthy preparation for death: “Those who apply themselves in the right way to philosophy are directly and of their own accord preparing themselves for death . . . they have actually been looking forward to death all their lives.”45 Drawing on Aristotle, Synesius compares philosophical mysticism, which leads to higher levels of learning and experience in an orderly and gradual manner, favorably to what he regards as spasmodic oscillations of Egyptian monks between moments of great exaltation and return to the mundane earth.46 The point is to transcend earth not only ritually and at festive moments but more permanently, that is, through a deliberate planning with which no earthly authority can help, since that authority must by definition attend to the living. The point of Socrates, also expressed by Epictetus in a different context, was that “ordinary people” do not realize this death-oriented feature of the proper philosophical activity. His communicative-educative project, however, presupposes a faith in the possibility of overturning the listlessness of those deemed ordinary. For education here presumes that the philosopher lives as a potential in every citizen, and Socrates wants the philosopher to overcome the ordinary, because in his orientation toward death, only the philosopher could live properly. Governance therefore is more deficient than philosophy in preparing otherwise ordinary people for death, because governance cannot transcend any given reality in the same manner philosophy could. While Socrates himself makes no such conclusion, one can say that this is the case especially in a democracy, when governance is compelled to stand for ordinariness and remain close to earth. Philosophy has no such obligation. The point is brought out more clearly in lore surrounding the Hebrew Bible, much of which concerns the trials and tribulations of governance. In one version of an interesting story that apparently continued to circulate among nomads, who recognized no governance but were aware of some aspects of embellished biblical tradition, there is no ambiguity as to who is a more desirable character if one had to choose—the governor or the philosopher. God, so the tale goes, wanted to establish governance in the land during the times of David. David, interestingly, was only God’s second choice; the offer first went to Luqman, an ordinary sage with peculiar nomadic qualities, who in fact had no experience in governing. To the contrary, he had been owned as a slave, albeit he was free by the time of the divine offer.
28
OF DEATH AND DOMINION
Luqman turned down the offer, clearly because he was wiser than David. David took it up, then, but faltered in the task, committed sin by virtue of his office, and was periodically in dire need of divine clemency and rectitude. Meanwhile, Luqman continued his nonchalant wanderings, his wisdom increasing in proportion to his freedom from governance. The only authority he had was over his son. In other words, his household was not the model for governance as it would be for Aristotle. Rather, his household was the only field of governance that could coexist with the requisites of sagacity.47 Luqman’s wisdom is conveyed as a set of instructions to his son—in a manner similar to the structure of the Book of Proverbs. Much of the teaching is concerned with death and finitude, and it is flavored with a world-rejecting attitude, a world in which only wisdom is worth striving for. The non-state-centered lore surrounding Luqman thus not only sets governance and wisdom clearly as mutually exclusive routes in life but also asserts that the cultivation of wisdom requires an orientation toward death, ostensibly in opposition to the orientation toward self-magnification, which deludes one into forgetting the significance of death. If we were to leap quickly into modern times, where Luqman no longer has room to wander and where even his authority in his little household has been usurped by all kinds of educative and nurturing claims of the large systems described by Foucault, we find the philosopher with his back to the wall, alone and haggard, still trying to survive by shrouding his very existence in a maze of secrecy. Leo Strauss articulated and defended this state of existence, notably in the context of his famous debate with Alexandre Kojève on philosophy and tyranny. Strauss argued that the distinction of the philosopher consisted in that he was more selfsufficient than ordinary people. Unlike them, he stood in little need of love. For the philosopher is saved from attachment to the world in which he exists by his attachment to the realm of the eternal, which connects him to more fundamental and meaningful modes of existence.48 The philosopher is different from, indeed superior to, Xenophon’s tyrant Hiero—the object of the debate—not simply because he is connected to eternity in a more sure-footed way. Ostensibly because Hiero’s power entrenches him in temporality, he needs love and yet, because of his power, cannot verify its authenticity when he receives its expression from his bedmates. The philosopher is freer because he is free from such bonds and the traumas associated with them, free from the tiring struggle of mortals precisely because, like Luqman (who made no claim to superiority), he is oriented toward “eternity”—that is to say, he prefers, like Flaubert, the company of the dead to that of the living. While Xenophon’s Hiero illustrates for Strauss that the intricate connections between power, temporality, and love deprive power of the true and more verifiable pleasures one would receive from one’s orientation toward eternity, it is difficult to maintain that the cognitive horizons of power are necessarily always so confined. Those leaders conscious of their originality and distinctive role in history have also
Consolations
29
rejected both love and the horizons of temporality. If we look at Napoléon, just as one of the more obvious examples in an infinite line of adventurers, we see repeated expressions of the need to be free from love—indeed, from all attachments—in order to be able to do great things. But in this case, one can also detect a transformation. As a young man in 1791, with little hint of the glorious future awaiting him, Napoléon notes in a rare sentimental moment that love, appearing to a man lost in a foreign country, makes him feel powerless and immortal. Two years later, however, there is a swift change of mind. Love, he notes then, is dangerous and confusing, an imposition on freedom. He rarely wavers from that thought even after his final downfall. In St. Helena, with little prospect of glory and plenty of time for meditation, Napoléon goes even further, contemplating that being selfish and uncaring is a lucky fate,49 since it positions one for great and otherwise inconceivable undertakings. Napoléon here is anything but another Hiero. Even before commencing his career, he scarcely seeks love; rather, love comes to him. Love’s first seduction lies in its total disempowerment of the one who accepts it, but the future emperor still has no problem with that. He knows that this kind of powerlessness is different from slavery because it is connected to immortality. There are no projects at that point, just as Gilgamesh had no projects before discovering that the mortality of love serves as an indication of general mortality. The transformation of Napoléon, which we shall see more of in the next chapter, adds to Gilgamesh’s project something more than a simple consolation, more than a demure return to the city. Since Napoléon was neither god nor (to his expressed chagrin) a modern Alexander, nor (as he points out explicitly as well) even a petty aristocrat, there was no reserved place in the world for him to return to, other than the space allotted to the slave mind. Thus, whereas Gilgamesh only needed to return to the city, Napoléon had to conquer it.
2
Imperium The Logic of Absolute Prominence France does not know my position well, and that is why she completely misjudges most of my acts. Five or six families are sharing the thrones of Europe, and they are pained to see a Corsican taking a seat on one of them. I cannot keep my place except by using force. I cannot accustom them to look upon me as an equal except by keeping them under my yoke. . . . Among the anciently established sovereigns, war aims never go beyond possession of a province or a fortress. With me, the stake is always my existence and that of the whole empire.1 For Napoléon, the equation was clear: glory is pursued not for the sake of superfluous vanity but because it is synonymous with one’s station, which in turn is nothing other than one’s reason for being. His emancipation cannot therefore be possibly understood in terms of simple equality with the established master. He knows that it is too late in the history of governance for equality, that equality itself is no more than a rhetorical farce. That is, in order to gain recognition, he must be more accomplished than, rather than even with, the ancient master. For the historical slave, the entire weight of history is stacked against him. The new master must make up for his lack of authenticity, which his world is accustomed to grant only in proportion to one’s history of prominence. Such an equation introduces one of the trajectories of absolute prominence, which the case of Napoléon clearly typifies.2 This trajectory is prevalent in postrevolutionary times, when the crumbling of an old order leaves the stage of history open for a moment. Who will occupy it? Someone who has no fear of death. To be more precise, someone who has become saturated with death, drenched in blood and carnage, desensitized to terror. In its very movement, the revolution explores and reveals the prospect of universalizing exposure to terror. It is a new kind of terror, a product of the chaos following the declining capacity of the old despotic order to generate terror in the usual and customary way. The legendary Hegelian
30
Imperium
31
interpreter Alexandre Kojève qualified this point, arguing that Robespierre’s (universal) terror was a specific feature of a bourgeoisie turned revolutionary. According to this view, the bourgeoisie, being neither master nor slave, must liberate itself from itself, that is, from its servitude within the horizons of capital.3 Bourgeois selfrealization, therefore, takes not the form of battle (against specific others) but of generalized terror. The value of terror here is that it introduces to the bourgeois the element of death. Through that exercise, the bourgeois loses the fear of death and becomes the master of his destiny.4 But this argument misses the true significance of terror as an essential prerequisite for the postrevolutionary trajectory, particularly inasmuch as the selfunderstanding of governance is concerned. The terror is a property of a universalizing understanding of governance akin to the logic of empire, not that of a specific social class at a particular point in time. One cannot understand Napoléon by references to transformations in the bourgeois ethic of mortality. With Napoléon, what is lost is not simply the fear of death but something even weightier: the fear of terror itself. And he provides no shortage of what must be purposeful expressions of emotional indifference to scenes of worldly horror. In 1799, he expresses little passion as he describes in a letter to the Directorate how he drowned twelve thousand enemy soldiers. In 1807, he inspects the slaughter after the battle of Eylau, where he passively looks at thousands of corpses of soldiers and horses congesting the small field.5 In 1812, as he watches the fires consuming the city of Smolensk, he quotes a certain Roman emperor, in response to the expressed horror of one of his officers: “The corpse of an enemy always smells sweet.” Describing the burning of Moscow, the emperor becomes almost poetic: “Mountains of red rolling flames, like immense waves of the sea, alternately bursting forth and lifting themselves to skies of fire, and then sinking into the ocean of flames below. Oh, it was the most grand, the most sublime, and the most terrifying sight the world ever beheld!”6 Yet for Napoléon, this was not unfocused terror, as Robespierre’s reign appeared in retrospect. For Napoléon, terror is transferred to the outside, where the identity of the enemy is clearer, where terror is useful because it adds to the world an empire rather than simply preserves a regime. Here, terror assumes a heroic quality anew: it is now an element of a battle against orders ready for battle rather than against defenseless civilians. The entire world is a candidate for terror, but not a terror of the revolutionary variety. Revolutionary terror, even when confined in purpose to regime preservation against profuse enemies, cannot be understood as originating anywhere else but in a generalized, irrepressible will to revenge. By contrast, the terror occasioning Napoléon’s campaigns originates in the drive for recognition. Thus, the terror is exported elsewhere but is conducted according to old and customary rules regarding the proper manner of annihilating an adversary. In this way, the terror becomes, once more, an aspect of the heroic ethic. The novelty of revolutionary terror gives way to ancient tropes of heroic potential. But revolutionary
32
OF DEATH AND DOMINION
novelty remains, in that it confers that potential upon those who could never have otherwise imagined that they are suitable candidates for heroic elevation. Napoléon’s recollection of one incident shows clearly the delimitations imposed on terror precisely as it was expended elsewhere. Toward the end of his career, in 1815, Napoléon recalled a scene from the Italian campaigns of 1796 to 1797, which had clearly left an indelible impression on him: We were alone, in the profound solitude of a beautiful moonlit night. Suddenly a dog leaped out from under the cloak of a corpse, came running toward us, and almost immediately afterwards ran back to its shelter, howling piteously. He licked his master’s face, ran back to us, and repeated this several times: he was seeking help and revenge at the same time. I don’t know whether it was the mood of the moment, or the place, or the time, or the action in itself, or what—at any rate, it’s a fact that nothing I saw on any other battlefield ever produced a like impression on me. I stopped involuntarily to contemplate this spectacle. This man, I said to myself, has friends . . . and here he lies, abandoned by all except his dog. . . . What a strange thing is man! how mysterious are the workings of his sensibility! I had commanded in battles that were to decide the fate of a whole army, and I had felt no emotion. I had watched the execution of maneuvers that were bound to cost the lives of many among us, and my eyes had remained dry. And suddenly I was shaken, turned inside out, by a dog howling in pain!7 Who is the object of Napoléon’s sentiment here: the slain man? The devastated dog? The terminated relation between the two? Distorted nature? His own murderous self? The scene is complicated, and Napoléon himself does not understand why he could never forget what should have been, in the context of all the great affairs he had caused, a thoroughly forgettable sight. Yet here he is suddenly under the sway of that which he cannot control, namely, strange emotions, at the very moment of his great victory. It is clear that for a person like Napoléon, the fact that the heroic quest will involve abundant death is clear and readily accepted, and he says as much quite repeatedly. Thus, his sentiment cannot possibly be directed at the simple fact of death. True, his actions cause death. But like Martin Luther, that is his destiny and the very meaning of his existence; here he stands, he can do no other. What is more profound in this image is what the dog reveals, since it is only due to the activity of the dog that the corpse in question appears different than other corpses in the battlefield—that is, as decontextualized expressions of death, as death itself and no more. And death in itself is not frightening or even a cause for remorse, especially from the point of view of the heroic ethic. What elicits the remorse and the trauma here is the severance of associations, the sense of abandonment by comrades who should have died as well. For the heroic framework, mourn-
Imperium
33
ful death is just this death of associations, not that of persons. What is mournful is the inability of the living to die properly. Here, death-as-abandonment is revealed through something that must be outside of the heroic equation altogether, namely, the surviving dog, who does not abandon the dead master. The dog’s continuing fellowship reveals, furthermore, the real tragedy of the master, which could not have escaped Napoléon. On the great battlefield, where the heroic ethic is the only ethic and where death fires the engine of history, only the dog exists outside of the heroic ethic and historical logic. And in being so, it reveals the failures of both. In his moment of triumph, Napoléon sees the degradation of all that which had been noble and thus sees the temporal insignificance of his own effort. What he sees here is the master’s real tragedy, which is that in the final analysis, he is recognized most faithfully by a dog. His death here reveals this to have been the case throughout life. For Hegel, it will be recalled, a recognition of this sort is ultimately tragic for the master, because it originates in a dependent rather than equivalent and thus worthy consciousness.8 Throughout antiquity, this equation is explicit. Marcus Aurelius, in spite of the overwhelming presence of death in his Meditations, regards the ethic of noble recognition to be the one element that distinguishes life from nonbeing: “We are born for fellowship; or is it not plain that the inferior creatures are in the interests of the superior, the superior of one another?”9 As is clear here, the notion of fellowship entails not indiscriminate universality but the equality and mutual dependency of those who can consider themselves superior. In Hegelian terms, this superiority is the stuff of the independent, foritself consciousness which defines mastery. In the empire, mastery is no longer a product of a tradition of confined citizenship as it is in the polis, but of imperial life itself. That is, it is a product of the logic of expansion which opens up new and hitherto uncontemplated venues for, and types of, prominence. The logic of prominence set in motion by imperial projects is never restricted to the emperor as such. Rather, the drive toward superiority defines the will of the citizens on whose behalf the empire rules, displays itself, and expands in the world. The seepage of this logic from imperial display to social strata with claims to nobility redefines life itself. One of the most thorough products of this reorientation is evident in the systematization of the genre of biography in Plutarch’s Lives project, which is explicitly comparative in method. In the case of Plutarch, the ethic of noble recognition generates guidelines for the comparability of noble lives. Plutarch himself does not notice the originality of such a project, for it seems to emanate from already established habits among the nobles of the empire, who are already spending all their time comparing themselves to one another. At one point, he notes that a citizen would not be satisfied to have attained a certain power and fame among people in his district and would immediately begin to complain about not being part of the senatorial nobility. Once he is
34
OF DEATH AND DOMINION
a senator, he begins coveting a praetor’s office. As soon as he has that office, he begins to feel inferior, for he is not yet a consul. The moment he reaches that new height, he is despondent, because he is not the first to occupy that office but is occupying it only as a follower of someone else.10 This perpetually dissatisfied drive for prominence parallels the very activity of the empire itself. Since the empire considers itself to be the world, it is therefore— unlike the city-state or the enclave—unlimited and beyond parochial imagination. The logic of tragedy is thus built into this effort at transcendence. When after arduous labor one reaches the summit of the hierarchy of possible offices, one can only see someone else’s flag having been planted there long before one’s own arrival. The imperial logic of absolute prominence mandates thus that one reaches beyond the simple occupation of an office, that one does something original, which will place one above forerunners. Otherwise, history will forget one, and one’s whole great existence will be passed over in silence.
The Rule over Death The tragedy of the imperial gaze is that the view from the summit reveals more clearly than it would from any other location the utter futility of the quest for immortality. In fact, the empire is even more exposed to death than the little patrimony of Gilgamesh or the Greek city-state. For Gilgamesh, death is discovered only outside city gates, in the serene howl of the great barbarian world in which the city stands like an uncertain and exceptional accomplishment. The empire, by contrast, rules over death. Since the empire is the world rather than an exception in it like the polis, death is ubiquitous within the empire; it presides over plagues, executions, famines, and the mass death of its triumphs. For the empire, death is thus far more present than it is for the polis, where the political role of death was limited and often confined to legitimating authority.11 In antiquity this reorganization of imperial life around death was most elaborately expressed in Egypt, when the remarkable but brief “age of the pyramids” defined the Fourth Dynasty, the first dynasty to be confident of its centralized hold on power over the whole land. Most people are struck at the colossal scale and precision of those edifices built nearly five millennia ago; the great pyramid in Giza alone contains more than six million tons of stone, cut into gigantic slabs of several tons, each fitted within one-fiftieth of an inch. The staggering amount and precision of labor expended upon those immortal tombs is still obvious today. Yet what is less so is why the age of the pyramids was so brief, that is, why the pyramids were not replicated even as they set the stage for two millennia of civilization following them. Explanations citing “practicality” can be challenged, and John A. Wilson shows that “practicality” and “glory,” or symbolic and material uses, were not dis-
Imperium
35
tinguished so clearly from each other for the ancient Egyptians. He suggests rather that the age of the pyramids fulfilled its purpose and did not need to be continued once it accomplished what it set out to do, which was to ritually organize society. Following that accomplishment, little was needed for centuries other than reiterating an already codified and organized culture.12 The organization of labor which the pyramids presupposed thus helped organize still precarious central power.13 Building cultural unity around empire required collective energy to be expended on a common project—yet the common project had to be aimed at death. Empire first unites its domain on the basis of providing for life—common irrigation schemes, security, and so on. But then it discovers that unity can be consolidated only when the common orientation toward life is supplemented by an equally common orientation toward death. Both projects, then, it supervises. From the imperial point of view, however, this duality affirms only the supremacy of death, not its equality with life. Everlasting death, whose magnificent monuments cast their perennial shadows upon the country, accepts no equality with fleeting life. By the time of Marcus Aurelius, the record is clear: “What a fraction of infinite and gaping time has been assigned to every man; for very swiftly it vanishes in the eternal; and what a fraction of the whole of matter, and what a fraction of the whole of the life Spirit.”14 From the emperor’s vantage point, death is the clear victor in the final analysis. And he knows it because the imperial gaze reveals the insignificance of glory more than can a gaze from below, for those below can see only the blinding glitter of glory, while the emperor, looking at that in the world which can most assuredly triumph over glory, sees death. It is the very logic of the empire that had provided him with this lifelong propensity to look above, a propensity described in Plutarch’s remarks on the dynamics of prominence in the empire. Thus, it is exactly the empire’s accomplishments that disclose its ultimate failure in the face of death; now it both entertains death abundantly within its bosom and, due to its cultivated propensity to guard against threats, develops an even more acute dread of death than would have ever been the case without its conquests. As the empire contemplates this scene, the most unwelcome facet of death infects it from within, adding to its saturation with its reality. It becomes the stage for a host of apocalyptic religions prophesying the end of the world, pointing out the futility of prominence, the pointlessness of vanity, and the virtue of orienting one’s life toward death. This ethic is propounded from within the empire by those it had vanquished, by its subalterns, who had already experienced apocalypse in their own defeat and who take revenge against the empire by generalizing their defeat. The apocalyptic vision transforms one’s own defeat from a particular and incidental affair into an omnipresent fate.15 Thereby, one’s own downfall assumes a universal signification. And the empire itself, as we know all too well, comes to accept that signification.
36
OF DEATH AND DOMINION
But the empire had other alternatives at its disposal than simply surrendering to slave morality’s infatuation with death-as-redemption. All its options, however, move death to the center of its collective life rather than exile it into its periphery. First, empire invited death into the very process of life in the hope that death, which lived at its heart and haunted it everywhere it looked, might be assuaged by symbolic reiteration. From the very inception of Egyptian civilization, we have records of a royal sed festival, in which the pharaoh, before the thirtieth year of his reign, is symbolically “buried” in the form of a statue and replaced by a theoretically revivified, youthful version of himself. The idea was to recharge the pharaoh’s life energy, depleted after so many years of governance. After thirty years of reign, however, he was closer to death anyway, and thus the sed festival was thereafter repeated at shorter intervals three or four years apart. Some pharaohs such as Tutankhamen were rhetorically wished hundreds of thousands of sed festivals upon ascending the throne, thus being reminded that the more glorious one is, the more frequently he is expected to die.16 But no recorded empire moved further in the direction of inviting death into the fundaments of its ritual life than that of the Aztecs. The famous traditional war of flowers, which began to be practiced around the middle of the fifteenth century, was no longer oriented at conquest but at sacrifice.17 This ritual war, where subject tribes arranged symbolic wars with each other in order to capture sacrifice victims, grew out of the fact that the earlier conquest-oriented wars had accomplished their goal—there was no one left to conquer. Since sacrificial victims had been recruited in those wars, the completeness of conquest and emergence of empire led to a significant decrease in the number of sacrifice victims being offered, the gods in turn seemingly becoming hungry and subsequently causing terrible famines which ravaged the empire. The logic seemed inescapable: life required death before it could be. The sun itself was born of blood, and nothing other than sacrifice accounts for its emergence from the jaws of dark void. Nonbeing preceded being, and nothingness must receive an offering before it can allow things to experiment with being. Life comes at a price, and death, which owns life, will take it back if the price is not paid in perpetual installments. The Aztecs, like other Mesoamericans, came upon that conceptualization of existence before they emerged as an empire.18 But it was empire which tremendously advanced the cause of death for them, precisely because empire itself—much more so than the hunt, the harvest, or commerce—accentuated the role of an already existent propensity of the logic of sacrifice to be central to life. The willingness of the Aztecs to follow through on that logic with daring precision, namely, by venerating death without valorizing violence, is absolutely striking. Jacques Soustelle captures the idea well when he observes that “the Aztecs were unmoved by the scenes of their blood-soaked temples, but they were horror-struck by the tortures that the Spaniards brought with them from the land of the Inquisition.”19 And Tzvetan
Imperium
37
Todorov furthers the analogy by comparing sacrifice societies and massacre societies. The former are said to highlight the visibility of the sacrifice ritual and the nobility of the victim, while the latter release a similar impulse without visibility— the massacre is committed in faraway or peripheral regions, and its victims are actively despised by the perpetrators.20 What Todorov does not explore, however, is how both are products of imperial logic, sacrifice being the property of an already established empire contemplating how to perpetuate in peace the services of death to civilization, and massacre being the property of a less-developed, stillexpanding empire—that is, still more in need of actual than symbolic conquest.
Retreat from the Ideal Only established empires concern us here because only when empire finally comes to rest upon safe foundations does it begin to contemplate how to rule over the massive death which now lives under its jurisdiction and yet defies its mastery. If one solution is to move death to the center of imperial life, another is to retreat one step from the concept of perfect mastery so that the blemishes upon the marble surface of the empire’s self-portraiture, which remind of the coming demise of all things noble, themselves become the source of sage, melancholic contemplation. Marcus Aurelius articulates this transition clearly; the eye, by a certain plan of nature, sees beauty in failures: the cracks in bread, the gapes in mature figs, the decay in ripe olives, the bend in ears of corn, the wrinkles in the lion’s brow, the foam flowing from the boar’s mouth.21 All these appearances contradict the classical sense of the ideal as lodged in perfection. The deficient appearances in nature, however, are attractive not inasmuch as they remind one of the gutter but insofar as they are displayed just one step away from perfection. In other words, they display themselves as finished projects (like empire), but then they subtract from that project one error, an error that must be visible to the eye. Through attraction, love, appetite, or example, the eye then constructs a bridge of affinities between the two mortal spheres: object and self. The discovery that beauty resides just one step short of perfection correlates thus with the discovery that perfection itself, which empire almost reaches when it becomes an empire, requires absolute immobility: there are no more projects to undertake after perfection. In other words, perfection is the image of death. It is difficult to see how such a notion could have emerged without world-scale imperial conquests, that is, without the vantage point from the summit of the world from which the empire finally glimpses the equation of perfection and death. The struggle for offices described by Plutarch and the perpetual feeling of inadequacy on the part of the nobles are essentially manifestations of this same logic. When an absolute ceiling on prominence is revealed to the eye, as it invariably would be in
38
OF DEATH AND DOMINION
the practical world, the nobles begin to contemplate the virtuous nature of slight imperfections. Those with sufficient foresight reject perfection altogether—indeed, they dread it—since they identify it with death. They come to forsake perfection altogether to the realm of death: only the Christian God, the lord of death and apocalypse, is perfect. The prominent historian of Roman hierarchy Géza Alföldy does indeed identify the decline of references to absolute individual prominence with the rise of Christianity, which assigned that role to God, the redeemer, who thereby ended earthly struggles for the status of the “first.”22 The more general philosophical argument of Hegel equates Christianity with such ideologies as Skepticism and Stoicism, all being products of the age of the slavery, an age dominated by the slave’s fear of death. For Hegel, Christianity’s innovation is restricted to the replacement of the earthly master by a divine one, who then allows slavery to become universal, since earthly masters are subject to him and not to each other’s recognition. The struggle of the mortals for absolute prominence ends. Life becomes a long preparation for death, thus informing the trope to be examined in the third chapter of this volume. One has to be careful about similarities and differences in the structure of imperial perspectives, however. What empires share is a certain notion that the world is or should be synonymous with them. Beyond that foundational notion, diversities in general outlooks abound. The very first point of perspectivist divergence has to do the nature of that we call “world.” The Middle Kingdom, for example, displayed a remarkably different notion of the world than did the Roman Empire. The Confucian perspective, in sharp contrast to the “slave ideologies,” emphasized the notion of perfection, and indeed linked it to death as one would expect, but drew a thoroughly different conclusion from the one Rome had to contend with. The fundamental difference between these two imperial worlds insofar as the notion of perfectibility was concerned was neither in the divine cult of the emperor nor allegorized in the hierarchical structure of offices and the ensuing competition for them. Rather, the key difference lay in the assignment of perfection to different time dimensions. For the Stoics and especially for the Christians, it was to be in the future; for the Confucians, it was already in the past. Both dimensions, of course, are but different houses of death. The competition for prominence among the aristocracy unleashed in Rome paralleled its expansion and was thus inscribed in future-oriented projects, when the outcome was not uniformly certain. In the Confucian world, by contrast, the competition for prominence paralleled a preservationist, conservative effort, where the task was to safeguard an already accomplished harmony. Ultimate virtue here had already happened, and all that was left for the monarch was to read history, seeking desperately to derive virtue from the unmatchable example of the ancestors, that is, those who had already demonstrated their virtue by founding the empire. The death of em-
Imperium
39
perors was central to the empire’s system of political ethics, since it provided a continuous supply of uncriticizable virtue. As one historian argues, only in death did emperors transform from “fallible rulers into deified ancestors.”23 One of the most important of the death ceremonies surrounding the Chinese emperor regarded the assignment of his posthumous name, which further removed him from the minutiae of his own reign and coupled his ancestral status with an almost celestial level of inspiration and distance. Further, the death of the Chinese emperor provided successors with an opportunity to demonstrate the legitimacy of their claim to governance, through adhering to and then exceeding lengthy and elaborately structured rites of mourning.24 In the Confucian-influenced world, then, virtue as a sign of the right to govern meant that otherwise imperfect rulers should spell out their status as successors to a deified past. When the Yi house came to power in Korea in 1392, for example, it had no better claim to legitimacy than the virtue of its ancestors.25 When the medieval Japanese political philosopher Kitabatake Chikafusa defended the legitimacy of the royal family, he again found no better argument than pointing out its unparalleled historical continuity 26 (rather than, say, its accomplishments). Yet this system, too, is perennially exposed to the perils of imperfection and is forced to acknowledge them, but not as examples of beauty, as Marcus Aurelius would. Here, imperfection lies in the structure of the time dimension, whereby the son is by definition less virtuous than the father and can only seek to pay homage to that superior virtue through filial piety. Yongjo, the legendary Yi monarch whose dismay at his son and heir apparent led to the tragedy of the latter, had to repeatedly test the filial piety of the son, whose gradual descent into madness directly corresponded to his perpetual failure to meet the impossible standards of the past. In one instructive episode, Yongjo reads his son a poem on the meaning of filial piety and awaits his son’s tears as proof of his understanding of the meaning of his very existence: Thick grows that tarragon. It is not tarragon; it is only wormwood. Alas for my father and mother, Alas for all their trouble in bringing me up! Thick grows that tarragon. It is not tarragon; it is mugwort. Alas for my father and mother, Alas for all their toil in bringing me up! “That the cup should be empty Is a humiliation to the jar . . .”27 Imperfection here lies in the son, that is, in that which grows but fails to become what the grower expects. The deviation from the expected is itself expected,
40
OF DEATH AND DOMINION
for the model of the ancestors is what one strives to emulate but to which one can only be inferior. The problem here is in the degree of deviation; just as in the case of later Rome, one is allowed—indeed, encouraged—to be just one step away from perfection: the cup, into which the contents of the jar are poured, should become full, and only in becoming full does it dutifully acknowledge the fundamental fact of existence, namely, that jar and cup belong together, that they have no selfenclosed meanings unto their own, that one is the source and the other the recipient, that the jar’s dignity requires the cup to remain full. But the perpetual fact of this equation is that the cup is never likely to replace the jar. This is the degree of imperfection allowed. Calamitous existence thus consists not in imperfection but in the emptiness of the cup, since its emptiness confirms the absolute death of the jar. In the Confucian world, this notion of one’s imperfection, deeply lodged in a conception of absolute virtue attainable only in the past, becomes a guide for an ethic of duty toward the past. In the Christian world, however, the deep past is where the story of imperfection itself begins, with original sin. This constitutive sin only confirms the impossibility of absolute worldly virtue—worldly existence itself being a state of fall, existence outside of the Garden. Virtue, then, becomes a property of another world toward which one gravitates in one’s movement toward death and return to God in the future, and one’s perspective turns away from the death of the past.
From the Prosaic to the Brittle The transformation of any polity into an empire is fundamentally a transformation away from prosaic forms of governance into more regimented, solid, and ultimately brittle structures. The basic principle here is simple: that which rises highest falls down furthest. To this can be added another subsidiary but no less significant principle: that which is vainglorious suffers degradation more traumatically than that which discloses its perishable nature. Vanity is brittle because the slightest degradation means its death. The prosaic, by contrast, is more flexible. Its mode of operation is evident in Aristotle’s Politics, the textbook of the polis. In Politics, the best system is described only partially in terms of procedures and structures, more foundationally in terms of virtue. Virtue, for Aristotle, inheres in active human agents and could manifest itself through a variety of structures and governance procedures, from kingship to aristocracy to constitutional republic; virtue in the polis was thus independent rather than an outgrowth of a particular structure or procedure. In other words, it is linked more to behavior than to position, and the law is prosaic precisely because it derives legitimacy from the worthiness of its issuer. Imperial life changes that equation, as we see only shortly after Aristotle with Alexander.28 The problem of vanity, which imperial life aggrandizes beyond mea-
Imperium
41
sure, makes death synonymous with any decline in stature. It is not coincidental that with empire there is a marked decline in the genre of tragedy, which occasions prosaic political life and expresses the incidentalness and everyday rootedness of processes of decline and error. In imperial cultures, by contrast, there is an increased dissociation between heroism and tragedy. The imperial hero is too brittle to endure diminution. In our times, one need only consider the unassailability and perfection of the hero in many popular Hollywood films.29 Here, the intimate connectedness of brittle and hard images of heroism corresponds to an age of modern empire. To clarify the point, let us consider one example of a historical move into brittleness associated with the appearance of empire on the scene. The career of Alexander offers itself readily as a good case, since one can see clearly the transformation in his own self. While Alexander died before having fully articulated the imperial structure, his consciousness of the ideological requisites of the imperial project is discernible.30 The story begins, as would become typical for successors and Roman emperors alike, with an orientation toward the future. According to Plutarch, Alexander’s birth completed for his father a sequence of three good omens: Philip’s own victory in Potidea, Parmenion’s victory against the Illyrians, and the victory of Philip’s horse at the Olympic Games race.31 According to this tale, Alexander’s brilliant future was indicated to the father on his birthday by the diviners, whose prophecy was based on such an extraordinary coincidence of good fortunes. The sequence of successes, though, does not seem arbitrary. It begins with the father’s own triumph and leads to that of his general and then to that of his horse. Everything the empire builder is in control of seems to be winning its particular battle with destiny. Their collective march can be saved only by consolidation, that is, by a move across temporal rather than simply spatial horizons. And here we enter the realm of prophecy proper, the realm of the future. Alexander had just been born, and thus his addition to a list of achievements against tangible enemies indicates the genesis of imperial thinking: that which is won in space must be consolidated across time. At that early point, of course, Alexander’s birth still signified Philip’s own rather than an empire’s future; what we have is not yet the genesis of empire, only of imperial thought. Alexander’s own sense of imperial self was of course far from predetermined. Three successive tales illustrate the transformations. Early in his career, having won the allegiance of all of Greece, Alexander could still encounter a prosaic tradition which was yet to offer him the respect he would extract by force at a later point. The theme is evident in his famous encounter with the philosopher Diogenes, who had singularly refrained from congratulating Alexander. Alexander himself, so the story goes, had to fetch the philosopher, who was lying in the sun near his home. Diogenes barely recognized the presence of Alexander or that of his entourage, and when the latter asked him whether he needed anything, Diogenes simply responded that he would like Alexander to stand between him and the sun. Everyone
42
OF DEATH AND DOMINION
in Alexander’s company was puzzled or bemused, but only the great conquerorto-be derived the lesson: he would choose to be Diogenes, he told his companions, had he not already been Alexander.32 A second story relates to a later point, after initial but incomplete victories against the Persians. Alexander’s army was traveling in a barren terrain, with everyone choking with thirst and no water in sight. Suddenly, some underlings showed up with a few filled waterskins and offered the leader a helmetful, which he had to reject, as he saw all his thirsty soldiers eyeing that same helmet. According to the story, that sacrificial gesture elicited a great determination on the part of the soldiers to go on, “for whilst they had such a king they said they defied both weariness and thirst, and looked upon themselves to be little less than immortal.”33 With that kind of force behind him, the conqueror completes his mission. The third story shows Alexander’s final transformation, when nothing known was left to conquer and when he began to entertain the prospect of his own divinity. One of the most vociferous challenges to such an extravagant claim came not from subjected peoples but from within his own camp, notably from those close enough to him to appreciate the scale of the fabrication. At that point, Alexander was less tolerant of dissent and challenge, and Diogenes was certainly fortunate not to have been around him then. Neither was he in the mood to entertain the affinity of his fate to that of his underlings, as he reportedly did when he was traveling inhospitable terrains in his pursuit of Darius. The story here relates his killing of Clitus, who had challenged the conqueror’s increasing vanity and claim to divinity, and was scandalized by the underlying necessity for Alexander to disown his own father in the process. In this story, Alexander reportedly regretted killing Clitus in his rage at being opposed when he was at the summit of the world, only to be comforted by the words of the elitist philosopher Anaxarchus, who exhorted him to remember “that all the actions of a conqueror are lawful and just.”34 The mode of transmutation from the prosaic to the brittle is clearly spelled out in these three tales within one great career. In the early story of Diogenes, the ruler reveals a secret wish to be a philosopher instead, as David is said to have envied Luqman’s wisdom, whose cultivation required freedom from ruling. Diogenes here is the only Greek to remain free of any obligation toward Alexander, the only Greek, indeed, who is actively sought out by the young leader. Alexander’s very expression of the wish to be Diogenes may mean that it is too late for transformation, that Alexander knows that he could only be Alexander, just as David had no choice but to be David. But at that point, the thought of transformation is underwritten by the indeterminacy of one’s fate: the interchangeability of lives points to an element of uncertainty in one’s mission, perhaps even a lack of a sense of mission altogether. Diogenes was enviable since, as Luqman appeared to David, he was more solid than the sovereign ruler and, consequently, evidenced immortality in a way that the sov-
Imperium
43
ereign ruler did not. Ultimately, that is how the philosophical appears immortal when the political seems transient, prosaic, and fundamentally mortal in nature. When the battle begins, Diogenes stays behind in his carefree solitude. In the vast expanses of western Asia, he fades into oblivion, replaced from view by Alexander’s discernment of the abundant and necessary nature of death. Any notion of immortality here is bound to arise out of behaviors that are the exact opposite of Diogenes’: constant mobility, ceaseless action, relentless pursuit of adversity. The sense of mission is intertwined with the prospect of death in a quest that had begun under the cloud of uncertainty. When Alexander rejects the drink in the drought-stricken land, his view of existence is still clouded with a notion of interchangeability of lives. However, the other lives here are not those of the likes of Diogenes but those of his soldiers. If they have to die, he might die just as well; when the soldiers realize that idea, they express their lack of fear of death. The euphoric sense of collective immortality following the scene inculcates a more solid notion of mission. Collectively they are immortal precisely because collectively they can perish without a trace. Sense of immortality arises out of this total interchangeability of fate, so that not a single subject within the mission has to contemplate his own fate in separation from others. Besides, in the silent desert, where death stares at them from all directions, there is nothing else to remind them of any alternative projects. This certainty provides them with an alternative sense of immortality to that provided in the practice of philosophy. Here, they are immortal for no reason other than that they can die in a fundamentally different fashion than other mortals. Death is not the other nor a property of others; death is within them as a collective, they all die, in equal exchange of each other. There is no longer an opposition between the realms of mortality and immortality, for two overlapping reasons, one ancient, the other new. First, mortality is a nonevent, as it had been for Enkidu,35 who incidentally had died in the same landscape where Alexander and his army were about to perish of thirst, hunger, and fatigue. The whole expedition is exposed to all perils, outside of all gates of civilization, and could withstand the looming specter of natural finitude only if it loses sight of death altogether. But then, second, Alexander is not Enkidu, and the empire that rears its head in the distance as the ultimate possibility of the expedition introduces novel thoughts about the matter of death, for the price of empire is ubiquitous death—more specifically, ubiquitous death that is controlled by the conqueror. As mentioned earlier, one of the most fundamental features of the transition into an empire is that death is moved inside of it; death is housed within the empire rather than in the great uncivilized world outside the gates. Like those of the netherworld, the gates of the empire open to accept all newcomers but in principle are not designed to allow anyone to leave. In this sense, the empire has the same existential structure as the house of death.
44
OF DEATH AND DOMINION
Of course, Alexander is not there yet, but he is on the way. His right to kill Clitus is the first indication that he has arrived at empire. That right over life is an extension of the right of conquest, as Anaxarchus makes clear to Alexander, and in this sense it is a novel development. That killing at will is now a right exemplifies a crucial element attendant to the genesis of imperial thinking. Underlying this kind of right is a removal of any notion of interchangeability of fates; here, Alexander could be neither Diogenes nor even the collective expression of soldiers and underlings but a unique, original, and resolutely self-referential expression of transcendence. His demonstrated power over the life and death of others has been translated into a unique right, which flows directly from that power, rather than from any traditional or customary law exogenous to or preceding him. He stands above in solitude, there is nothing comparable to him; like Marquez’s patriarch of later days, he looks at the dim world from his elevated window, only to realize that he alone is the nation,36 that there is no nation, no peoplehood, no order, no civilization that is not an expression of his exceptional will. That this transcendental and lonely occupation is termed “brittle” stems from the necessity of constant vigilance to ward off constant threat, real or imagined. That Alexander must kill Clitus whereas earlier he could not kill Diogenes, even though both had belittled him in equal measures, testifies to this transformation into brittle orders. For a commentator like Kojève, Alexander’s ascendance represents a process that universalizes that which is particular. The empire, according to this interpretation, becomes a universal extension of the particularity of the household, as Alexander “tends to transform the [pagan] State into his private property, into a family patrimony, and to make the citizens of the State into his own subjects.”37 While this formulation may account in part for why the power over the life and death of subordinates becomes a right extended from the model of the household, it misses the true originality of the brittle structure. For such a structure is not an extrapolation of the model of the household into that of empire but rather the regression unto empire of the model of cosmic arbitrariness. This regression operates in the following fashion. The brittle structure assumes an element of bad faith, one feature which distinguishes it most from the prosaic. The emperor knows that he is not God and that the extensive form of governance he had brought about requires perpetual ceremonials of confirmation on a grand scale. Plutarch asserts that Alexander did not think of himself as God, “but merely used his claim to divinity as a means of maintaining among other people the sense of his superiority.”38 But even before making that remarkable claim, Alexander already has its seeds planted deep in the continuum of bad-faith acts which accumulate until they lay the foundations of empire. At first, one of his initial victories results in Darius’s wife falling prisoner to him, but then she dies in captivity. Alexander, we are told, deeply regretted her death for an interesting reason, namely, because it deprived him of an opportunity to show his clemency by eventually re-
Imperium
45
leasing her.39 At that point, the game was still relatively simple, but it is a conscious game nonetheless: the conqueror’s power over death can also be demonstrated by his capacity to grant life. The death of those to whom he wanted to grant life is as disempowering to him as the life of those whom he wanted to kill. In either case, particular lives and deaths have no intrinsic meanings for the conqueror on the march; they must be calculated aspects of a deliberate game of displays. Thus, universalism and the divine claim mark only the last steps of bad faith, the final additions to innumerable earlier such steps along the way to empire. It was that accomplishment of Alexander that later empire builders were to look at with awe and envy, as Napoléon expressed on the day following his own coronation in 1804: “I come too late, nothing great remains to be done. . . . Yes, I admit that I have had a fine career, I have gone far. But what a difference with antiquity! Look at Alexander: when he had conquered Asia and presented himself to the nations as the son of Jupiter, the whole Orient believed him, except for Olympias, who knew better, and except for Aristotle and a few Athenian pedants. Well, if I declared myself the son of the Eternal Father, if I announced that I would give my thanks to Him in that capacity, every fishwife would hoot when she saw me pass by. The masses are too enlightened these days: nothing great can be done any more.”40 Napoléon’s expression of regret at not being able to reach Alexander-like heights was to remain with him after his downfall. In 1818, Alexander was still his ultimate model, exactly because of his spiritually opportunistic political method and art of self-display, rather than the details of his campaigns. Napoléon’s comparisons between Alexander’s career and his own are usually explicit. Not only does Napoléon approve of Alexander’s slaughter of those Greeks who had opposed him for abandoning Greek customs, but he approves of his model of conquest by spiritual flexibility rather than simple force. Had he himself stayed in the East, Napoléon says, he would have done deeds similar to those of Alexander and founded an empire by going to Mecca as a devout pilgrim rather than as a conqueror.41 Early in his career, probably in Egypt, Napoléon explains this doctrine clearly: “By making myself Catholic I brought the war in the Vendée to an end. By becoming a Moslem I established myself in Egypt. By acting ultramontane I won the minds of the Italians. If I governed a nation of Jews, I should restore the temple of Solomon. Thus I shall talk freedom in the free parts of Santo Domingo; I shall confirm slavery in [Mauritius].”42 We owe Napoléon a great deal of gratitude for his extraordinary candor, rarely shared by other empire builders. For him, the only unambiguous fact is that empire is essentially a game of illusions. The problem, of course, is that the Age of Enlightenment has made such a game more difficult to pursue than it had been at any time since Alexander. After Napoléon, this difficulty was solved by a twin operation. It entailed the creation of more-complicated games of illusion in mass democracies and the enhancement of the sheer physical force at the disposal of sys-
46
OF DEATH AND DOMINION
tems of governance, which had reason to suspect that because of enlightenment, systems of conscious illusion might not be sufficiently reliable. It is such difficulties that are already evident in Napoléon’s complaint that things were much easier for Alexander than for modern empire builders. He thus continually remembered his time in the East as the most beautiful time of his life, precisely because “I found myself freed from the obstacles of an irksome civilization. . . . I [dreamed of] founding a religion, marching into Asia, riding an elephant, a turban on my head and in my hand the new Koran that I would have composed to suit my needs. In my undertakings I would have combined the experiences of the two worlds, exploiting for my profit the theater of all history . . . [and renewed] contact with the old Europe.”43 In this sense, empire in modern times required a particular kind of populace. Hence the charm of “the Orient,” which Alexander had already subjugated with his own charm, where one could still play less-brittle games than would be required within the “irksome civilization” of Europe. Yet the empire must adjust to enlightenment. Extravagant and abstract governance here must either devise ingenious tricks in order to marginalize enlightened minds or wage an outright war on them, just as Alexander did when he killed Clitus and Parmenion, the enlightened Greeks who raged against his newly acquired claims and novelties. The dream of Napoléon is essentially to keep for the empire a certain prosaic element, where he could rule without force or opposition, where the spirit of the peoples finds its embodiment in him, naturally and effortlessly. History, however, was only intermittently kind enough to empires to provide them with such prosaic latitude.
3
Preparations Destiny—The Uncanny Death Napoléon’s spiritual opportunism, just like Alexander’s, typifies foundational moments of novel systems, when all resources at one’s disposal must be brought forth to bear on the great and original task. Opportunism here is an unavoidable property of greatness, since the kind of greatness that is associated with originality stands above existent bounds, structures, and ethos. But how does one know that one can afford such a level of transcendence of ordinary codes, roles, and obligations? Napoléon’s own answer is that the circumstances make the great man know that he is born for the great task. The “guardian angel” of the nation, whom the nation yearns for in times of crisis, is immanent in the nation. It harbors him in its bosom. But does the nation know who he is? It does, the great conqueror implies, when he knows who he is.1 One’s cognizance of one’s destiny is obviously only one side of a dialectical equation, and this indispensable cognizance seems primary to the other side, which Napoléon identifies as the “circumstances.” Napoléon reflects that the success of such historical figures as Muhammad or Jesus cannot be explained simply in terms of their personalities, idiosyncrasies, or strength of convictions. Rather, their success had much to do with the readiness of their contemporaries to listen to new doctrines of divinity. Destiny thus is a product of a dialectic between the subject and the object, or between the innate nature of the “great man” and the exterior nature of the world that invites him to exert his latent potential. Neither by itself is sufficient. The tragic in the world rears its head when the grave circumstance is handled by mediocre personalities who were not intended for it, or when the great man is shut out of capacity to act upon the historical circumstance crying out for him. This problem arises from too much adherence to procedural formalities, which are usually patterned after the needs of a bygone era but which are ill equipped to deal with novel great circumstances that, by definition, could not have been accounted for when the existent structures were created. In Politics, Aristotle already implied that it is for such reasons that structures had to give way on occasion to exceptional personali-
47
48
OF DEATH AND DOMINION
ties; the procedural virtues of the constitutional polis should not preclude being interrupted by the virtue of a superior monarch, when such a person happens to be on hand. The dialectical operation between the great person and the great circumstance, thus, requires struggle against the perpetual failure of existent structures to predict and allow such a dialectic to develop into full maturity. Charles de Gaulle, who saw it as a “fact” that he “chanced to have been pre-ordained as the country’s savior,” registered exactly that kind of complaint against existent structures of the Fourth Republic, which he had to demolish because they restricted the capacity of the historic man to respond to historical circumstances.2 For him, such structures only ensured that men with exceptional qualities (e.g., de Gaulle) would “waste away in impotence” at a time when all traditional political forces had failed to realize that their country required nothing less than being saved. In this sense, de Gaulle approaches the type of political actor idealized in Max Weber’s classic essay, namely, the man who approaches politics as a vocation, combining passion for his cause with a strong sense of responsibility and an orientation toward ultimate ideals.3 Of the requirements that Weber’s essay lists, however, what is missing here is the sense of proportion, namely, that ingredient of the political calling which is the first to be set aside when the magnitude of the task is presented as far greater than existing structures could allow. The more exceptional the circumstances are, the more so must be the savior. De Gaulle, of course, was not Napoléon, even though both men adhered to the same dialectical understanding of the notion of destiny. In many ways, de Gaulle’s relation to Napoléon parallels the latter’s relation to Alexander. Each “great man” looks at his historical model, only to realize that the current circumstances mandate that he would be more limited than the model in his capacity to maneuver his way into deserved greatness. Napoléon, as we have seen, envied Alexander because the world of Napoléon did not allow the great man to proclaim his divinity as the world of Alexander had allowed Alexander to do. This problem of perception of lower possibilities could not be solved, regardless of the extent of Napoléon’s accomplishments. De Gaulle, in looking at Napoléon, realized that the world of de Gaulle no longer permitted comparable imperial grandeur—indeed, that it mandated the surrender of the dearest of all of the old colonial conquests. Again, this distance from the capacities of the model cannot be bridged, and de Gaulle can do nothing great other than aggrandizing the space he is allowed to save, namely, the country or the nation. For him, therefore, the nation assumes a mythical proportion that Napoléon never had to consider.4 Napoléon had little use for such background notions of mission as “country,” “nation,” or “people,” not just because the ages of nationalism or democracy were yet to come. Such interrelated epochs came shortly thereafter, when the great man, after Napoléon, could only hope to gain greatness not by tran-
Preparations
49
scending existent structures but by speaking for them. The inception of democratic ideas in particular imposed clear limits on the possibilities of transcendence. Had Napoléon managed to retain an empire, the world might have still experienced a modicum of democracy, or at least an active civil society, but perhaps never the age of nationalism. It is of course easy to point out that his administrative centralizing measures laid down the institutional basis for nationalism in much of Europe, especially France and Germany. But such institutions were not meant to exist by themselves without imperial oversight. Only the involuntary withdrawal of the great oversight, distinct in its capacity to see beyond the perspectivist limits of its times, left them vulnerable to other social forces—namely, the rising ethic of accountability to constituents rather than to the exceptional leader. In the case of de Gaulle, there is an apparent, if inarticulate, attempt to synthesize the various trajectories of accountability in such a way as to allow destiny to continue to play its magnificent part. In introducing the principle of direct election of the president as one of the constitutional pillars of the Fifth Republic, he argued that that was the only way to ensure that the historic man would both see himself and be seen voluntarily by the nation as the legitimate savior. Direct election of the president thus ensures a harmony of vision; the great man knows but does not impose himself. His knowledge of himself, on the other hand, is incomplete without its voluntary recognition by the nation. He clearly does not see himself as equal to other men—and in this way de Gaulle’s vision of the great man is at odds with the pretense of humble commonness of the president paraded in other contemporary democracies. For de Gaulle, the savior must know that he is historically exceptional, that only he and no one else can accomplish the task for which he was born. The only difference between this kind of contemporary greatness and that expressed by Napoléon is that it needs to be certified by the specific constituency upon which it is about to act. For Napoléon, the great man is called for not by “the people” but by a force that is at once more vague and less abstract—the “circumstances.” For both leaders, greatness both lies within the individual and is called forth from outside of him; the only difference is the specification of the source of the outside call (and by extension, the contraction of the realm within which action defines greatness). In specifying the source of the call, de Gaulle inadvertently adds to the notion of democracy a function that had rarely been associated with it. The virtue of democracy here does not emanate from an abstraction such as “freedom” but is latent in its capacity to produce the historic man. In this way, democracy is but the most recent of structures needed to produce greatness according to the dictates and requirements of the age. Whatever the particular expressions of freedom associated with democracy may be, they pale in comparison with the ultimate freedom it provides the elected patriarch. For upon being chosen by the entire nation, he is free from bondage to specific parliamentary parties and interest groups, as had been the
50
OF DEATH AND DOMINION
case under the Fourth Republic. By electing the person who embodies its great spirit, the nation also gives that person deserved freedom from the mortal administrative and parliamentary strictures it imposes on other functionaries. He is then free to contemplate the nation’s immortal destiny, while his more accountable subordinates run its daily and mortal business. The dialectical understanding of the notion of destiny offers one of the most obvious manifestations of a third transhistorical trope around which the relation of governance to mortality is articulated, following those of polis and empire discussed in the first two chapters, respectively. In this third trope, governance becomes neither a consolation for nor a presidium over death but in essence a means of preparation for it. A dialectic essentially means that one’s own initiative, however heroic and extraordinary, can be only one component of a two-sided equation. The second part is not in one’s hands. This part is what is called destiny. Governance here still possesses all the usual trappings of glory along with occasional hallucinations of immortality, but everyone knows better: the experience of imperial proliferation and infinite power, the attempt to conquer everything, only accentuates the specter of death because death continues to singularly defy conquest. The battle with mortality is lost at the edges and then within the very core of the empire. There is no solution to the problem of death in civilization, and hence it is given over to God, who stands above this world altogether. In this trope, governance is a preparation for death, in the sense that governance begins to be assumed on behalf of God, the lord of death and the ultimate master. But in general, governance can also be on behalf of any abstract principle which possesses the same divine property of immortality: eternal nations, collectives with everlasting or universal missions, world ideas and world spirits. Governance here is no longer free to invent the world on its own terms; it can only stand in for an already existent principle, a principle that must be ancient, immemorial, or immortal. That such is its “destiny” means that it has no choice in the matter, but also that it does not yet wish to experience that lack of choice as an imposition or a sign of weakness. In order to more fully appreciate the originality of this understanding of destiny, we could compare it to the more negotiable conceptions of destiny in earlier (or contemporary) “votive” religions. Examples of these religions include ancient mystery cults and practices centering around the oracle everywhere. Historians of religion usually compare votive religions to salvation religions, with the former being characterized by a contractual nature: a god must be concretely useful, and one is closer to being a negotiating partner with him than a servant, as one would be in salvation religions. The votive god is not infallible, and when he fails, he can be replaced by another, although this replacement does not constitute a rejection as much as a search for a more reliable divine source of support.5 Votive religions thus
Preparations
51
are less interested in questions of ultimate destiny than in practical, everyday outcomes, and thus they tend to be experimental in nature. Burkert shows that mysteries did not monopolize religious doctrine but were rather “options within the multiplicity of pagan polytheism,” and it was accepted that they could disappoint at times. Their existential domain was restricted: they involved neither faith in overcoming death nor devaluation of life.6 Rather, they pertained to a search for a higher source of support and advice in struggles that were primarily to be the responsibility of regular mortals. The destiny of those mortals was in their hands, and the mystery, oracle, or votive offered only auxiliary and negotiable support for the sovereign action of such mortals. Under salvation regimes, by contrast, the dialectic of destiny foists upon mortals an essential sense of subjective incompletion. The exterior force is stronger than it is under votive regimes, is less open to negotiation, and cannot be rejected regardless of its failure. There are no mysteries to unite one with whatever portion of destiny may be hidden from oneself, only a promise of salvation after death.7 One is essentially separated from one’s source of destiny, and the unity with the source cannot be experienced in life. The solution to this problem of separation can take many forms. The most prevalent one is to endow the various sources of the dialectic with a strong sense of subjective unity: take all those effects which come from without and place them inside of one’s own being. This is the basis of one of the strongest protests leveled by the Stoics against the Epicureans. For the Stoics, the irrationality of the Epicurean atomistic theory of the universe stemmed from its highlighting the element of chance in the world, whereby “destiny” simply appears as unprincipled operation of chaos. Marcus Aurelius took this critique into an ethical dimension, protesting that the principle of chance inherent to Epicureanism must be rejected because it made it impossible for one to follow an ethical life based on unity and calmness.8 His reasoning against atomism thus addressed not principles of physics but rather the ethical requirements of life. But for him that was a sufficiently effective critique. As they prepared the grounds for Christianity, the Stoics sought a sense of rational unity to the concept of life. Life’s destiny was identical with its ethical unity, even though it was open to that dreaded chance and thus disunity on other grounds. For Marcus Aurelius, therefore, one’s own unity must be grounded upon one’s ability to make all ethical principles, which seem to come from without, an integral part of the self. In the use of principles, he says, one must model oneself after the boxer rather than the gladiator. For the boxer, his fist is always with him, while the gladiator must rely on that which is not part of him, namely, his sword.9 While both have strength in their own ways, the gladiator’s disadvantage lies in his lack of perpetual unity with his source of strength, unlike the boxer, whose unity with his source of strength means that he is always ready to employ it, as one should always
52
OF DEATH AND DOMINION
be ready to employ one’s principles. The gladiator, by contrast, exemplifies the more common model of exteriority to the self of a source of principles and ethical guidance. This exteriority, in turn, mandates a special effort at reintegration. In Christianity, the separateness of oneself from the source of one’s destiny— and by extension of one’s ethical principles—is actually magnified rather than resolved. Indeed, the emergence of Christianity can in part be traced to the consolidation of the idea that the very attempt to integrate the self into somewhat exterior, albeit negotiable, principles of being had in itself been the ground and reason for a stricter separation. Such an attempt is now regarded as a secret, unfulfillable human wish to become God. The primary failure in that effort, as the story of the original sin makes abundantly clear, itself commences the separation, and sin becomes the ethical character of such existence in separation from the source of one’s destiny.10 This innovation must be regarded as one of Christianity’s greatest assaults on Stoicism, which actually sought to reconcile the notion of destiny with some principle of unity in the universe. In Christianity, the grand unity is moved in the direction of worldly ethics, combining destiny with sin. Destiny and sin then exist by virtue of each other. Sin marks the attempt to place the exterior source of destiny at one’s disposal, while destiny marks the trajectory set in motion by sin. If one had succeeded in the attempt to unite oneself with destiny, after all, one would not be a sinner. One would be God. The failure of the attempt means that the only God left, namely, the one who had extricated himself from humanity, must be defined by aloofness and aloneness. Since these qualities are described as products of an original struggle induced by humankind’s refusal of a primeval “destiny,” they also imply that such a God could rule only over sinners.
Fear and the Invisible Nothing could sustain such a system whose rituals reinforce the separateness of the two sides of destiny—subject and object—other than fear, sheer fear of crossing the barrier and claiming that one, again, is in control. This, then, is a specific kind of fear whose basis is severed dialectics. Here, the fear is no longer a fear of death in itself, since death in itself, with no additives, precludes no attempts to reconcile destiny to one’s innate armory, as the boxer reconciles his strength to his physique without need of exterior objects. In fact, death in itself can only be hospitable to such unitary schemes, as mystical literature shows abundantly. Rather, fear under ethos of salvation religions defines nothing less than the total otherness of the other side of the equation of destiny: the exterior part of the equation cannot be integrated into the self; it disinvites every effort at approach, it is frightening. There is a shift in the nature of the gods who control destiny, a shift of which traces could be detected well before salvation religions, as far back as ancient Mesopotamia.
Preparations
53
Over a period of a thousand years, one can discern a transformation in the nature of fear, especially through the netherworld gods, who went from being sad and melancholic to terrifying and vengeful. Jean Bottéro, who detects this transformation, argues that it must be connected to the ceaseless activity of the netherworld gods who, in spite of their “death,” continued to populate their kingdom with everincreasing souls through epidemics, catastrophes, and wars here on earth.11 The netherworld helps us apprehend the particular nature of the fear not so much because that world simply housed death as much as because it became increasingly inaccessible to the assimilative projects of civilization. The Mesopotamian traditions show gods over time becoming less friendly as death continued to torment civilization. As paganism further yielded to abstract monotheism, gods became less open to contractual relations with the worshippers, less “votive” in character, and more inclined to assert their prerogatives in terms of salvation. In other words, the clauses of their “contracts” not only became far more general, they further could be redeemed only after death rather than in the course of life. At the same time, it is evident everywhere that the story of salvation religions was not so straightforwardly evolutionary and that even today salvation religions continue in practice to house within them significant votive elements.12 Insofar as the question of death is concerned, the fundamental division in the history of religion rotates not around paganism versus monotheism but more strictly around the degree of accessibility to the lords of the other side. This “accessibility” is usually allegorized in terms of “vision” or, more accurately, the willingness of the dark lords of death to respond to their seekers in the latter’s world, to make them “see”—that is to say, their willingness to remove the walls between the worlds of the living and the dead. Since this unity is allegorized in the idea of the vision, the fundamental division in religious history insofar as death is concerned is therefore between visibility and invisibility. One of the best illustrations of this point is Akhenaton’s seminal attempt to impose monotheism on ancient Egypt. Akhenaton lodged his monotheistic god concept squarely in the realm of the visible, namely, Aton the sun god, or the most universal aid to visibility, and his great hymn in fact identifies night with death. Significantly, of all the gods of the old Egyptian pantheon, Akhenaton reserved his strongest antipathy toward the invisible Amun, who had sustained the pagan pantheon. The emphasis on visibility is central to this first recorded monotheistic experiment in history—so much so, indeed, that in Akhenaton’s new city, Akhetaten, temples for Aton were built without roofs so as not to impede the universal flow of the one god. This same doctrine of absolute visibility arrives quickly at its conclusion regarding death. Solemnly and with one stroke, it eliminates the hallowed distinction that earlier generations had reserved for the realm of the dead; quarters of the living in Akhetaten were decorated in the same manner previously reserved for
54
OF DEATH AND DOMINION
tombs,13 and in stark contrast to all other Egyptian cities, the urban plan for Akhetaten included no provision for a city of the dead on the other side of the Nile. The dead no longer resided in the West, where the sun set and where every night the earth was covered with the blanket of death. Rather, they were buried on the same side that housed the living. The thesis that the notion of visibility was used as an allegory for conquering the fear and uniting destiny across the worlds of life and death is even more apparent as we compare not just ancient paganism and monotheism but also different monotheisms on the issue, namely, those of Akhenaton and the later Abrahamic religions. The latter emphasized the opposite idea, namely, the invisibility of God. In early Islam, Muhammad identified the weakness of the pagan objects of worship precisely in their visibility, and the biblical commandment against engraved images registered a similar complaint. In both cases, the purpose of the prohibition on visible representations of deity is commonly understood as an attempt to stamp out competing gods, but the explanation given by the religions of the book themselves is more interesting. That is, if divine qualities cannot by definition be approached by humans, then the whole realm of the visible, which allegorizes the limits of what is humanly reachable, could only pollute the very idea of divinity. Put otherwise and in simple terms, the divide is concerned with whether religions should account for life (hence valorize visibility) or death (invisibility). The question of visibility and invisibility is crucial here because it is ultimately a question of what prospect of unity may be obtained with the external source of one’s destiny here on earth.14 If the only god that matters is the only god that could manifest himself to all creatures, as Akhenaton stated unequivocally, then he shines with equal measure on the dead and the living and thereby unites existence. Unity is forged at all levels—between self and exterior source of destiny, between various distant selves exposed to the same visible god, and finally, between the living and the dead. Thereafter the living in Akhetaten could build their houses as if they were tombs, tombs as if they were houses. Fear is finally resolved, because the distances between determinants of destiny that had furnished its foundations are smelted with the elixir of visibility. It was only natural, therefore, for that kind of fear to arise again every time destiny was allocated as discrete portions, partially to the self and partially to God or the equivalent principle. But destiny itself had no natural hold on the mind regardless of the historical circumstance of one’s existence. Ancient gods simply claimed what was rightfully theirs and had no apparent understanding of destiny. The ethical space of the concept of destiny was then occupied in one part by established notions of customary duty, which were seen to be innate to the social animal. In another part it was occupied by the arts of divination, which brought the diffuse supernatural realm to bear, where chance and unpredictability had to be taken for all their worth. The worlds of duty and prophecy, which civilization even-
Preparations
55
tually integrated under the rubric of “destiny,” did not in fact always presume the kind of interwoven dialectic which came to define destiny in salvation ethics. Destiny rather emerged to indicate, generally, whatever property a fearsome god took away forcibly from ungrateful creatures in retaliation for their failure to expel the thought of being his sovereign equals from their innermost minds. The salvation god could behave no other way, of course, because anyone who possessed all the keys of destiny could also become that god’s equal. And since there was no shortage of such claimants in the history of governance, a salvation god had reason to be wary of such individuals. Alexander, when he conquered the world, no longer had a fear of any god because he had become a god, since there was no evidence that there was any source of destiny left that could be located outside of his own inborn potential—the son of Jupiter, thus, and no longer the son of Philip. Without fear, any successful conqueror could do the same. Napoléon thought that he saw God’s game very clearly; according to Napoléon, God had to invent the punishments of the otherworld because that world was insufficiently attractive.15 God had to make up for the lack of luster of his unverifiable kingdom in heaven, apparently in comparison to the prospect of achievable glory on earth. Great conquerors usually had reason to suspect God, since they could always see evidence not only that they were in charge of their own destiny but that they themselves were the external source of others’ destiny as well. In the meantime, God could show nothing comparable to what they were doing, and thus God had to resort to idle threats. Such threats worked only to the extent that they were believed. Napoléon summed up his argument by favoring religions which highlighted reward rather than punishment (for him, Islam was an example of the former). The reason is that the principle of reward is more favorable to life, unlike punishment, which is ostensibly redolent of the world of death. A conqueror is naturally more attracted to life. If understood in a dialectical context, fear presumes both a certain distance from and a proximity to its object. The history of salvation thought is essentially a history of increasing abstraction and distance in the concept of God. God may remain compassionate, loving, and prone to reward, but he becomes less comprehensible and accountable than he had been in the pagan world. Nietzsche notes how, in comparison to the Christians, the ancient Hebrews had no qualms about dragging God into their petty everyday squabbles, while his involvement became less pedestrian as Christianity asserted itself. The “mysteries” of Catholicism offer an even better example than the biblical text on this increasing distance of divinity: far more than the pagan mysteries, they are defined by doctrine rather than experience. And even as such, seen from the somber point of view of Reformation rationality, they offered intolerable degradation of the concept of divinity. This God then travels over time the path of transcendence already paved in the age of empire, where the center of gravity of governance became equally abstract
56
OF DEATH AND DOMINION
to the millions of scattered, distant souls subjected to the empire’s indiscernible logic. Such an environment is a harbinger of movements that seek to conquer their generalized fear of empire by constructing an even more distant divinity, a divinity which the empire itself must fear in its turn. The strategy of conquering fear is based more on revenge against the object of fear than on assimilating it. When looking at such moments of imperial extension, students of history encounter countless revenge experiments of which ultimately one emerges with distinction. Invariably, the victorious outlook emphasizes the humility of all, governance and populace alike, in the face of an eventual death whose meaning, under salvation regimes, must be judgment. Yet, simultaneous with the emergence of those ideas we also find the opposite orientation: the unceasing refusal to recognize a barrier to apprehending the abstract substance of divinity, even though it is exactly that barrier which permits God to enshrine the otherwise implausible idea that life can be nothing but a preparation for death. Thus, every great religion also harbors and acknowledges mystical currents which seek to cross that barrier, to connect to God in ways that may seem, within the context of the same religion, to be blasphemous in their daring. These trends thus actively seek the death of being and thereby annul the fear, whereas their contemporaries only regard death as death of becoming, which they cannot yet experience and therefore must fear. The anonymously authored Corpus Hermeticum, which represents an early effort to bring the emergent idea of the Christian God in Rome into harmony with the dictates of comprehending the abstract, and which clearly represents an unofficial truth, proposes a typical mystical approach: Unless you make yourself equal to god, you cannot understand god; like is understood by like. Make yourself grow to immeasurable immensity, outleap all body, outstrip all time, become eternity and you will understand god. Having conceived that nothing is impossible to you, consider yourself immortal and able to understand everything, all art, all learning, the temper of every living thing. Go higher than every height and lower than every depth. Collect in yourself all the sensations of what has been made, of fire and water, dry and wet; be everywhere at once, on land, in the sea, in heaven; be not yet born, be in the womb, be young, old, dead, beyond death. And when you have understood all these at once—times, places, things, qualities, quantities—then you can understand god . . .16 This remarkably dialectical method of combining opposite thoughts is posited here as a substitute for physical existence, which in the age of a transcendental God begins to be experienced as a handicap on knowledge. The authors of the Corpus Hermeticum, like most mystics, sublated distance from God, a distance which for other believers gave faith the character of fear, into the kind of love that defined
Preparations
57
faith as the dissolution of their very existence. But in this case, this self-dissolution and the attendant sacrifice of the given ego did not simply entail that one was a slave to love, that is, to a being regarded to exist outside of the self. Rather, one dissolved via a specific route which, more than passion, required reason and, more than love, ordained knowledge. For the mystics, the specter of judgment, which kept other faithful away, was subordinate to knowledge, which invited them closer to God. While judgment required a relationship of inferiority and superiority, knowledge required an orientation to some notion of equality (which Meister Eckhardt articulated so eloquently). One knows only that to which one is identical. This of course is a radical notion of “knowledge,” whereby one sacrifices one’s given existence with each step along the road because knowledge involves integration into a larger-than-given existence. One does not “know” from a stationary standpoint that one never leaves. Rather, knowledge here entails by necessity transformation of being—and not simply a sophisticated art of interpretation à la hermeneutics. One could not acquire knowledge without being transformed into the identity of that which one wants to know. The proof of this principle is that otherwise one’s given existence would have already proved itself a sufficient receptacle for that knowledge. This is precisely why this approach must navigate its way around fear, so that one’s being is emptied and then filled again from another location of being. This kind of knowledge thus means fearless death; more specifically, death that is inattentive to judgment or, rather, death in a way that preempts judgment altogether. Another way to put it: death as a substitute for judgment. In all their permutations, mystical adventures seem to connect to an ancient trope of death, when the bounds of governance were not yet detrimental to the meaning of death. But there is something novel in mystical schemes that develop in the age when God not only controls death but connects it to judgment and mandates that one actively prepare for one’s death. The novelty here stems from the fact that that kind of god is inherently less knowable than earlier ones, who had manifestly less interest in judgment. If we look at Gilgamesh once more, for instance, we notice the exactness of his composition: two-thirds god, one-third man. He is not “almost” god, neither is he “hardly” man. The mathematical precision of the composition of his being, which we may hypothesize to be a property of an archaic mind, is nonetheless rarely encountered even in comparably ancient mythologies. There is something interesting about a way of thinking that provides exact rather than indefinite characterizations and formulas, as it is always a method of calibrating the precise concreteness of existence. The different worlds of being (god, human, animal, spirit, and so on) are not simply exchangeable to the same mind as they are, for example, in possession rituals. More important, they are precisely thinkable. “Metaphors” are employed insofar as they are capable of joining “reality” on an equal footing, rather than employed as aids to comprehend an alien reality.17
58
OF DEATH AND DOMINION
Sociologically speaking, it is possible to suggest that the smallness of the social group is one of the preconditions for orienting its ideology toward experiencing everything in existence as concrete rather than dividing reality into concrete and idealistic or metaphoric. If nomadic thought is avowedly materialistic, as I have argued elsewhere, it seems correlated to the fact that the nomadic social unit tends to split into smaller wandering units as it grows in size rather than continue to move and live together in ever larger groups. Thus, the nomads of pre-Islamic Arabia were far less impressed than any other type of social group with the new abstract theology of a salvation religion, whose views on life and death differed sharply from theirs. In this connection, it is worth noting that something akin to that propensity to split rather than grow beyond a certain limit can be detected in the ancient Mithraea mystery cults, whose confined size seemed fundamental for the experience.18 But the more general principle concerns not strictly the size of the social group as much as the sociological preconditions of the propensity to highlight the status of action and experience over contemplation and idealization. And these preconditions involved the awareness of the group of its closed and self-selected nature as well as a disinterest in universal social applicability of doctrine of any kind. Thus, while mystery cults were in principle open and impossible to be excommunicated from, they were also closed societies defined by the action and experience of the group rather than faith or credo.19 The kind of intimate, concretizable knowledge that had defined ancient mystery cults and even later mystics became far less available to the normal faithful from the official point of view of the judgmental, universal salvation god. By definition, the salvation god resides at the furthest possible distance from the realm of concrete experience. For this reason, God becomes less thinkable paradoxically as he becomes more omnipresent and omniscient. The ancient formula is reversed: he knows, we do not. But since God is eternal, that is, requires no further transformation, he already knows all there is to know. He cannot die because he cannot possibly know more than he already does. But also we cannot die, as both Heidegger and Wittgenstein argue in different ways, because we cannot possibly experience death that is yet to happen.20 Our own immortality here is of course different from that of God, since it is in fact based on perpetual ignorance rather than perfect knowledge, as God’s is. Only the mystics seek to experience death through radical knowledge. But all others, prisoners attentive to worldly structures, accept it as a fact that they cannot possibly know what they cannot possibly experience. They protect themselves from death by further distancing it from their thinking, which, paradoxically, they accomplish by actively preparing for it. What kind of knowledge do they need as they prepare for it? Not transformative knowledge, which may lead to untimely death—the death of becoming; to the contrary, they seek the kind of knowledge which immunizes against transformation—the death of being.
Preparations
59
Future as Past In the fear of the death of being we can identify the existential basis of what Karl Mannheim described as “conservative thought.” Here, conservative thought is premised on the assumption that utopia is the property of the past rather than the future, that all that which is great has already happened, that there is little for us to do other than to preserve.21 In Sigmund Freud’s last articulation of psychoanalysis, however, conservatism is posited at the most fundamental level of repressed instincts, particularly those connected to death. For Freud, an instinct “is an urge inherent in organic life to restore an earlier state of things which the living entity has been obliged to abandon under the pressure of external disturbing forces.”22 Unlike Mannheim, who views conservative thought within the constellation of social ideologies, Freud derives the death instinct out of a principle of conservative organismic universality. Its premise is that since instincts yearn for the repetition of an earlier state of satisfaction, it would be contradictory to their nature had the goal of life been something that had never been attained. Change is imposed on the organism by outside stimuli rather than chosen freely by the instincts. Thus, one develops “life instincts,” clustered around pleasure, which allow one to adjust to such impositions. Simultaneously, the “death instincts” are kept in a state of repression, which nonetheless never prevents them from continuing their work. The organism secretly wishes death and return to inanimate nature, at the same time that it is forced to adhere to the dictates of growth, change, and progress. Freud’s answer to the question as to why death is not chosen outright and his account for self-preservation add an interesting twist to this theory. All life wants death, he asserts, but not death imposed by external forces. Rather, in preserving itself to the end and against all odds, the organism shows its determination to die in its own manner.23 What it dreads more than its imposed growth is the imposed end of that growth. It dislikes accidents and wishes for permanent principles, preferably those principles that can at least be imagined to emanate from within its very essence. The death instinct refuses to accept any accidental or malevolent conception of death. Rather, it strives for the kind of death that, in the words of Marcus Aurelius, “is not merely Nature’s handiwork, but also her well-being.”24 The desired death here assumes the character of an eternal return to health. According to Freud, the organism prepares perpetually for its own death but with a dogged sense of self-determination, however secret. If we take the notion of destiny discussed earlier and explore it anew in this light, we can posit that the notion of destiny eases the burden of death to the extent that it integrates external stimuli into an innate nature, thereby allowing stimuli to appear undifferentiated from one’s nature. Since it does not appear imposed, this kind of death corresponds to one’s fundamental drive in life. The concept of karma, which is the closest equiv-
60
OF DEATH AND DOMINION
alent to “destiny” in the Hindu tradition, goes one step further in the direction of avowed embracement of the death instinct. As articulated by Krishna in the Bhagavad Gita, karma entails a cultivated detachment from necessary, fated work. Only this kind of detachment allows one to both accomplish one’s duty as prescribed by external conditions, and retain the essential separateness of one’s being from such conditions. Under the doctrine of karma, one responds to stimuli by allowing them to pass through a translucent self, whose ideal death requires steadfast purity from worldly contaminants. Under the doctrine of destiny, by contrast, one responds to stimuli by processing them through an assimilative self, whose ideal death requires dedication to its inexorably supplied poison. In the history of social organization, the various designs of ruling that have here been grouped under the rubric of “governance” are interesting insofar as they appear as the kind of external stimuli having the greatest impact. Obviously, notions of karma, destiny, and the like cannot be reduced to being direct outcomes of the experiences of governance. But governance, by its very nature, introduces ongoing structures of demand and obligation. It is premised on replacing prosaic, voluntary social organization with rules that presuppose coercive capacity. Nothing in the social body highlights external stimulation more than political life, particularly when one has no choice but to pay attention to it. Out of this attention emerges the notion that one must fuse one’s preparation for death into larger political projects. It is no accident that salvation religions also become state ideologies rather than remain private in nature, as the preparation for death becomes a collective task supervised by the state rather than by the autonomous individual. As the ultimate social regulatory stimulus, the most profound usurpation by governance is that of the individual right to prepare one’s death according to one’s own manner. The usurpation of this right by governance is not usually accepted without some consolation, which leaves to the self a modicum of internally generated selfdetermination. As precursors to Christianity, the Stoics contemplated a “governing self” as one of the constituents of being. The governing self was, namely, that portion of being which was directly implicated in the substance of the divine in the world. In a mixture of Neoplatonism and materialism, the Stoics saw God’s nature to be of the same substance as that of the governing self. Man was not simply created in God’s image as he would become in Christianity. Rather, God was immanent in him. But the problem was that God also resided outside of the self and thus failed to provide it with the kind of death it deserved, his own death. Thus the processes of decay which afflicted the flesh and the spirit from without also worked to the detriment of the governing self.25 But the view from the top does not necessarily have to coincide with this vision. Accomplishing political prominence was as it still is one of the main mechanisms by which one can imagine having both mastered and fully obeyed one’s destiny, by taking over the summit of worldly stimuli. Death, at that point, ceases to
Preparations
61
be worrisome, for at the summit, one no longer has any future. There is nothing more to be done; one has reached the limits of one’s age. At that point, one no longer looks at the future, one wants to become history. In 1816, following his final defeat, Napoléon says as much. Every day from now on, he says, he feels more elevated than lowered by his downfall. He says so precisely because he knows that his career has ended for good. But that does not matter much, for two reasons: (1) “every day strips me of my tyrant’s skin, of my murderousness and ferocity,” he says; and (2) he already lives in indestructible memory, with a soul of marble, accomplishments of granite.26 For the tyrant, the first reason is unimaginable without the second. In order to be so content with being tamed, with being lowered into an ordinary mortal, he must first become his own history. Unlike the present—error-prone, chaotic, ambiguous, base, and clearly mortal—history is always already concluded. It is the realm of immortality insofar as it is the realm of the ideal death, the kind of death that one has arranged for oneself without resorting to exterior doctrines or the help of priests. That marble is both a favorite metaphor as well as building material for opulence points to a universal understanding of governance as the most successful mode of connecting to immortality. One of the aides to Haile Selassie, for example, mentioned that the emperor’s favorite stone, predictably marble, signified the imperial system’s requisite for absolute immobility in the face of mobile time. The system began to collapse, according to the same source, only when it began to move, in response to outside stimuli—in this case, the external pressures of global modernity.27 The kind of death alluded to by Napoléon does not constitute a “return” to an earlier state of satisfaction, as the Freudian drive would posit. Freud’s death drive is individualistic, and the satisfaction it seeks is innate to its being. It describes less the world of political transactions than a bourgeois ethic of individual sovereignty. While the Freudian bourgeois self wants to return to an innate nature preceding society, the grand political self wants to become the fountain to which others return. One becomes history insofar as one is incomparable from the point of view of the future. One begins to represent an earlier state of foundational bliss which one must seek to revisit. Napoléon’s death, therefore, is the only kind of death proper to him: foundational death. At an early point in his career, in fact, he advises that after his death, he would like to be followed by an accountable civilian government rather than a freely reigning military one.28 He seems to suggest thereby that since no order in posterity could equal him in historical qualities, such orders should be placed under the kinds of limits from which he himself, as a historical individual, must be free. Such limits obviously have the added advantage of compelling posterity to pay attention to a glorious past, since accountable posterity would by definition be less free to initiate its own historical project. Napoléon is far from being unique in this line of thought. The spirit of gover-
62
OF DEATH AND DOMINION
nance of which he represents an eloquent model says the following: the governor who follows the foundational phase is neither God nor a rebel against God and in fact has nothing to do with God. One who subsequently occupies the summit of power must be reined in like everyone else. Since there is no tangible force capable of extracting modesty from him, one can only have the spirit of the dead hovering perpetually over his head. Thus this governor is only a follower. His consolation is not his future, which can only be customary and usual death, but his past: his roots in the deep soil of tradition, of genealogy, or of an exceptional creative process that has already happened. Thus, in the end, it could do no better than to repeat in its own language the morality of Confucian rulership, with its ritualistic reiteration of the superior virtue of ancestors. The ritualistic display of humility of a future present whenever it faces the past constitutes the ultimate goal of a foundational project insofar as it consciously aims to “become history.” What this system represents is a permanent perspective in which the foundations, however imagined, are always posited as the superior basis of the present. This theme is both ancient and modern. In contemporary politics, we encounter it whenever a foundational project is contemplated anew, when the past is no longer an object of veneration, and when its ruins are moved out of sight to make room for a new foundation. The experience of Eastern-bloc socialism offers a clear example of such a self-conscious foundational novelty, which led to a logic of legitimation mandating equally self-conscious ceremonials surrounding death; that Stalin was buried next to Lenin, that the latter’s tomb was retained as the more monumental one, links up the present to a foundational phase, at the same time that both the present and its foundations assume an imposing and distant character yet offer tangible evidence of immortality.29 On the other side of the so-called iron curtain, one sees the same story, albeit in a less-pronounced fashion, since the foundational phase there was traced to the more-established story of nationalism. But even here, the purpose of the game was obvious whenever a seemingly monumental change was contemplated. De Gaulle was obsessed with the question of how to make sure that his new republic—which he understood as a sum total of novel institutions, laws, and, implicitly but significantly, practices—would retain itself in letter and spirit past the exceptional circumstances and leader that had brought it about. His solution was to run for office himself under the new rules and govern in such a way as to offer a model for successors to follow.30 In the context of modern life, characterized by capitalism, future orientation, and the ethic of innovation, the preparatory function of the political is likely to take the form advanced most clearly by de Gaulle, less clearly by other contemporary leaders. The capitalist mode of life, to the extent that it fails to be arrested by stable traditions, aggrandizes the notion of novel future. At the material level, this kind of capitalism becomes inextricably implicated in the perpetual process that Schumpeter describes in terms of creative destruction.31 This destructive/innovative drive
Preparations
63
has little respect for the authority of the past. Rather, its model is the here and now: perpetual creation. When this logic finds its way into politics, one is likely to have the kind of leaders who are attentive to what “history will say,” meaning of course what the future will say. One sees that mode of thinking more clearly in orders of governance that understand their mission as weightier than running an ordinary administrative technocracy, such as in the United States. The attention to historical judgment here by each administration is tied not to past models but to a project that “history” will regard as a unique contribution to it. This manner of preparation for death, which characterizes high modernity, participated in even by those presidents who call themselves “conservative,” contrasts sharply with the modes of preparing for death that had characterized most former variations of conservative thought. In modernity, the model emanates perpetually from the present, in anticipation or hope that it will shine beyond the death of the present. “History” will follow the present, as “history” is now perversely understood literally as the future. “History” will pass judgment on the present because the only “history” that could pass that kind of judgment is yet to happen. Before modernity, the traditional model of conservative thought said the exact opposite of all this: the model can only be a product of the past because unlike the present, the past is eternal. Consider, for instance, al-Farabi’s theory of the perfect state, which can be considered as a prototype of that mode of thinking. The greatest political philosopher of his times, al-Farabi (d. A.D. 950) distinguished himself as a political philosopher by creating an original synthesis of Islamic and Hellenic philosophy, a synthesis which he further flavored with measured mystical doses derived apparently from Hindu sources. For al-Farabi, the first sovereign of the virtuous “city” (which he apprehended as a universal state rather than as a polis) must combine twelve qualities, whereas his successors need combine only half as many. The first sovereign must be physically perfect (which is connected to war); capable of discerning the intention of others; endowed with excellent memory and superior inductive capacity; articulate; a lover of knowledge and truth; averse to excessive pleasure; naturally dignified; unconcerned with material self-enrichment; doggedly prone to justice; and courageous in the application of his convictions. Al-Farabi then proceeds to note the rarity of individuals who combine all such qualities, all the more proof that whenever they exist, they must be regarded as founders in their own right, even when they do not possess the added and extremely uncommon quality of visionary prophecy. The rarity of this combination of qualities, like that of all ancient treasures, mandates that it should be preserved. How? We can assure a proper preservationist inclination only if the successors to the first sovereign possess a combination of six qualities appropriate for the task. The follower must be wise; cognizant of and conforming to traditional customs; innovative—when needed—through the art of analogy; capable of guiding people
64
OF DEATH AND DOMINION
into remembering the founder’s rules and into appreciating how new analogical laws necessitated by novel circumstances are derived from the founder’s abstract reservoir; and in good physical health.32 If we compare these two sets of requirements, we find that the only quality that is explicitly sustained in both is physical acuity, which in al-Farabi’s mind was also connected to military skill. But even in this respect, this quality retreats from being the first requirement for the founder to the last for his successors. Obviously, once established, the perfect state is a site of stability. More than anything else, the followers need the types of skills that would allow them to comprehend, appreciate, and adhere to the foundational tradition. Of course, the world of the successors is not static and certainly does not lack for novelties, innovations, and developments that could not have been foreseen by the founder. But since the superior qualities of the founder also involved the capacity for induction from the minutest hints, he could also be relied upon to have provided posterity with both a sufficiently abstract system, from which it would deduce novel laws, and a model of induction, which would allow it to do so by judiciously applying the arts of analogy. The transhistoricity and universalism of this way of thinking is evident in various permutations. In modern constitutional disputes in a place like the United States, this ancient principle of the supremacy of the past occasionally rears its head under the rubric of the “intentions of the founding fathers,” which would serve as guides for adjudicating novelties not foreseen by them. For al-Farabi, the concept of analogy is not merely legal in nature. Rather, it encompasses the entirety of organized political life, in which notions of justice, prosperity, cosmology, and faith are integrated. It is precisely this kind of integration that presupposes, for a Neoplatonist thinker like al-Farabi, the pivotal role of vision, philosophy, and knowledge in governance. Yet this knowledge is exercised most commonly not in the context of systemic initiation but as reflective wisdom—the most essential quality of the most common type of leaders, namely, successors. Every quality which is necessary for governance but not possessed directly by the successors (e.g., justice, courage, chastity, dignity, articulate speech, etc.) can be presumed to be latent in such successors to the extent that their conservative wisdom operates as it should, namely, through a synthesis of nemesis and analogy. All virtuous qualities, after the virtuous foundation, are implicit in the continuing operation of that synthesis. This formula thus provides for a universe that can comfortably accommodate both stability and change. Written at a time when the Islamic world was enjoying almost two centuries of seeming resolution of the problem of succession to the prophet, it surprisingly parallels more-distant models written under similar conditions of perceived stability of rules of succession. Thus, under an ideologically different imperial system preceding al-Farabi by almost eight centuries and after the age of Hadrian had restored stability following a succession of tumultuous reigns, the most important political philosophy treatise to emerge from that period articulates
Preparations
65
rules of fellowship not very dissimilar from those of al-Farabi. The very first book of Marcus Aurelius’s Meditations is thus little more than a long list of qualities that the author had assimilated from his mentors, relatives, and tutors. He speaks only after fully acknowledging his debt to the past, a past which expresses itself in every positive attribute he could claim. There is no need for originality in the face of death, especially since those who are already dead have provided all that is to be provided and then dutifully died. The future needs no originality because it is already known: it is like the past, which, if it does not repeat itself exactly, repeats its fundamental essence.33 The fundamental qualities required for one to come to terms with that fact are themselves inherited from the father. More than initiative, such qualities highlight passive acceptance of the world as it offers itself, with neither indulgence nor abstinence.34 The world can sustain life only to the extent that life is proper to it, that is, life that respects death. In this sense, preparation for death requires one to refrain from regretting loss. Indeed, more proper to this kind of life would be to regret undue gain. In other words, it requires being oriented toward an ethic of sacrifice.
Sacrifice and the Sovereignty of the Soul The logic of sacrifice offers a vantage point through which the whole logic of “preparation” can be negotiated anew, so that one may escape the deadly circle in which all others are entwined and become sovereign in one’s own way. The first basis of the ethic of sacrifice suggests of course the opposite. The discussion in this section thus concerns how in its logicohistorical movement, the ethic of sacrifice cannot fail but give rise to outbursts of sovereignty expressing the opposite idea of the preparation trope, even though those outbursts frequently expressed themselves in the language of preparation. The foregoing note from Marcus Aurelius suggests that one could sacrifice with impunity the potential for personal glory, since that glory will never be the property of the self—subsequent, dependent, and created as that self is. The principle of change, which governs the universe, itself dictates modesty rather than vanity—as it would at a later point when reinterpreted within the mores of advanced capitalism. For the principle of change does not necessarily presume that discrete souls succeeded each other or that they are therefore agents of originality in their own discrete right. Rather, it may also indicate that souls are interchangeable and, as such, far from owning in any inalienable way the substance of discrete agency. In the Meditations, nature uses material death to create new material things, so that “the world may be ever fresh and young.”35 Within the everlasting current of change, life is comparable to no more than an “opinion,”36 that is, it is merely a subjective construct, which cannot be validated by the objective and exterior na-
66
OF DEATH AND DOMINION
ture of truth. Relinquishing excessive attachment to life, therefore, prepares one for a more fundamental truth than could be provided by mere opinion. Such a conception, so redolent of Platonic idealism, constitutes one of the ways by which life is linked up to a general truth, one that is transcendent of yet immanent in life. It is a way of thinking which is ultimately disrupted by the evolution of the notion of discrete souls and subsequently the soul’s separation from the substance of the divine. In Christianity, this innovation is condensed in the story of the expulsion of Adam and Eve from paradise. God here is an angry yet potentially forgiving father who maintains an unbridgeable distance from his ungrateful yet chosen creatures. For Norbert Elias, the story of Adam and Eve signifies the emergence of an association between fear of death and feeling of guilt. Humankind’s loss of immortality is directly connected to its violation of the commandment of the divine father.37 Here, mortality and guilt feeling are introduced to humankind in one entangled package. Adam and Eve’s consolation is manifestly transient—reign on earth and the promise of possible reactivation of their immortality in paradise at some indefinite point in the future. Gilgamesh, as we know, is also consoled by governance, but no one gives him any comparable promise. There is no one to give him that promise, since he himself is god; he has no superiors equivalent to the God of Abraham and, by extension, no commandment to violate. Gilgamesh has only fear, but not guilt. One thing he shares with Adam and Eve, however, is his connection of mortality to the separability of that which ought to be together (namely, himself and Enkidu). Had that unity been sustained, there would have been no awareness of death. Gilgamesh’s sense of mortality comes to him by power of example, not commandment. For him, it is the loss of Enkidu that inaugurates death, and not any ego-driven violation of exterior commandments. Death comes before death: the loss of that from which one is inseparable means that one, as the loose and insufficient remainder of past unity, cannot survive. Thus here we have two paradigms of separateness, one exemplary, the other command-driven. Only the latter produces guilt, and thus whatever consolation it offers thereafter must remain unsatisfactory. Unlike Adam and Eve, Gilgamesh has no debt to pay back, and thus his consolation by governance ends his story, even though it does not diminish his fear, which is sublated into resignation to fate. This trajectory from fear to resignation is not equally available to the guilt-driven consciousness, which, however resigned to death it may be, must nonetheless prepare for it by ongoing atonement for the violation which had precipitated mortality. This cleavage between the two paradigms corresponds in intellectual history to two basic conceptions of God, one immanent and the other transcendent, which are frequently combined in single systems of thought.38 Mystics usually seek to sacrifice the soul not by bringing about its finitude but more precisely by exchanging it for its home, from which it had been involuntarily separated. This of course is not
Preparations
67
“atonement” in the strict sense of the word but a programmatic design to exchange lowly, mortal existence by bringing about the death of the soul responsible for it. At each step of success at its reintegrative effort, the soul that is sacrificing itself thereby also loses more interest in the world as it becomes larger than the world. Here one accomplishes transcendence in an alternative sphere to governance. If in the age of salvation governance stands for a regulated preparation for death, the mystical effort preempts that regulation by placing death outside of the methodical range allowed and supervised by governance. It is no accident, therefore, that mystics had been frequent apostates and martyrs at the scaffold of the state. On the one hand, their conception of death as the essence of a universal journey back to God was coterminous with one aspect of the state’s own interpretation of faith. On the other hand, their ongoing project of intimacy with a soul grander than what the state could mediate hardly compelled them to regard the state as the ultimate regulator of that journey on God’s behalf. Thus the surprising effrontery of mystics condemned by the state. Al-Hallaj, for example, claimed to the horror of his contemporaries that he was God. From a mystical perspective, the claim was perfectly understandable, since God’s sovereignty meant that he had the capacity to speak through any individual he chose.39 The mystic who claims to be God is actually being modest, since he surrenders his sovereignty over his soul more completely and much sooner than any other faithful would. Meister Eckhardt points to the same logic when he argues that the soul’s dissipation in the path of darkness is a requisite for its coming to terms with its divine nature. Its inability to transcend itself means that it can be saved only by surrendering itself. But this unconditional surrender is part of the strategy of the soul to preserve itself from a world so perilous that it cannot even offer the soul the potential for consolation alluded to in politically engaged life. The very failure of the soul as such to become transcendent is all the more proof that it is inadequate for the purpose behind its creation and thus that it deserves death. The really significant sin for mystics thus is not original immodesty in the face of God. Rather, it is failure to emerge from the prison of the soul, of given existence. One continues to seek to become God not by violating his commandment but, to the contrary, by ingratiating oneself to the source of command: by discerning God everywhere in the world, giving up the world to God in bits and pieces, until God is finally detected in the last source of sovereignty to be claimed. That is, God is finally proved as the substance of the soul itself. Does one become immortal thereby? Yes indeed, but it is not the same one that had started the journey. The premise here is that souls are exchangeable. They cannot be otherwise, not only because otherwise they are certainly mortal but also because of a whole range of associated concerns to which political life gives rise: souls are insufficient for their own good, too weak to withstand a world in which the soul, as it is given to existence, must be content with subjugation.
68
OF DEATH AND DOMINION
The underlining notion of the exchangeability of souls, which mystics exemplify, is part of a large transhistorical trope of which one finds many secular variations. The notion of sacrifice to one’s kin, community, superiors, or even to modern abstractions such as one’s country or nation, offers variations in which mystical notions are implicated, albeit not in reference to God. The underlining principle, however, is the same: the given soul is not the locus of infinite sovereignty, and thus it can be called upon to sacrifice itself for that which has sovereignty over it. But in that sacrifice, the soul testifies to its insufficiency for its own good. In a world foreshadowed by mortality, the soul not only pays respect to anything that it regards as immortal but also integrates itself into it, in the same way that mystics integrate themselves into God. The usual integration contract in this case mandates the sacrifice of the mortal to the immortal. Certain sociohistorical transformations add new twists to the logic of sacrifice. For mystics of salvation religions, the sacrifice was totally gratuitous from the point of view of God, since the transcendental God had no use for the sacrifice. Sacrifice was done entirely for the benefit of the soul, not God. However, in an age typified by such ideas as democracy, popular participation, and instrumental rationality, the notion of sacrifice undergoes certain transformations. First of all, it must be manifestly useful. For example, in his outline of the principles of Utilitarian philosophy, John Stuart Mill condemned heroic self-sacrifice, but only to the extent that it was “pointless,” that is, it did not contribute to increasing universal happiness.40 Looked at another way, modern sacrifice requires the one who is offering the self to imagine that one is thereby benefiting the higher realm to which one is offering oneself. Interestingly, there is an associated shift here from sacrificing the soul to sacrificing the self. The mystical soul, in comparison to the modernist self, does not regard itself to be supreme until it is extinguished and replaced by the substance of the immortal in the universe. In contrast, the “self” as a mass product of bourgeois society clings with teeth and claws to its sovereignty, precisely as it is being called upon to sacrifice itself for the sake of new collective habitats of the idea of immortality—for example, “the nation” or other social and ideological struggles. It can solve this contradiction only if it imagines that in sacrificing itself, it is at least providing some benefit to that for whose sake it is being sacrificed. It is too autonomous to simply be sacrificed for free. In other words, the self, unlike the soul, sacrifices itself in order to offer immortality to its cause. The “cause” belongs to the structure and meaning of the self. Even when it is not offered up to be sacrificed, the self’s sense of sovereignty requires it to surround itself with a large external cause, which becomes an extension of its otherwise modest existence. Along similar lines, Norbert Elias once offered what seemed to be a predictable conclusion, that death could be accepted to the extent that “life’s goal” is seen to have been accomplished.41 More telling, however, would be to examine how the self’s feeling of insufficiency evidences itself in the kind of causes it adopts:
Preparations
69
the more abstract and immortal they are, the more the self can be said to be tormented by its feeling of insufficiency and mediocrity. On the other hand, this mediocre self dies contentedly only when it proves its connection to immortality, that is, when it nourishes the hungry soul of an otherwise mortal cause in the world. Modernity offers, however, a second and generally less outspoken form of the self, namely, the self whose death is an expression of its own power. This self takes its selfhood to its logical conclusion: the self is not simply “autonomous” but rather sovereign. As outlined by Georges Bataille, the sovereignty of life in general is testified for in the purposelessness of death. Sovereignty here has a specific meaning, and death represents the summit of a whole range of “sovereign” activities. Such activities constitute the nonutilitarian, non-commodity-oriented, purely gratuitous aspects of civilization. They are activities that are pursued as ends in themselves— for example, traditional wars, idle contemplation, artistic creation—rather than as means to higher ends or profit. Truly sovereign life, for Georges Bataille, is thus the kind of life freed from slavery to means-ends rationality and utilitarianism, a life in which every act is its own sovereign end. If life is truly sovereign, then it will have no fear of the ultimate conclusion of the logic of sovereignty: that death is also an end in itself, that it signifies nothing and has no further meaning. In fact, it would seem that ultimate sovereignty expresses itself in one’s freedom to give up one’s life for no reason that is external to it, since responsiveness to such reason would only mean that life is not truly sovereign. The apparent nihilism in this radical conception of sovereignty is nonetheless consistent with its logical basis in the individualist, separable, and irreducibly discrete conception of the self. As such, it is at variance with the more politically and communally oriented notions of sovereignty. In the political world, the very sovereignty of systems presiding over society could only leave the self with autonomy. Those living within the prison of autonomy may aggrandize themselves by linking up to that which is manifestly larger than themselves, such as tradition which predates them or a grand quest that calls upon them from new horizons. Their response to either call does not raise them above the level of autonomy; in fact, in confirms and reinforces their at best autonomous existence. But it offers them an opportunity to serve a cause connected to immortality. Under this kind of jurisdiction, one prepares for one’s death by taking up the offer of autonomy. That is, one then positions one’s self, as it were, at the head of a bridge that may take it elsewhere, beyond itself, a bridge whose one end is autonomy and whose other end, unseen yet, is possible sovereignty. But the bridge requires a toll, which must be paid in sacrifice whenever it is crossed. The sovereign individual, by contrast, is itself the locus of the cause. Individual sovereignty is demonstrated in the disregard it displays toward common regulations, which others accept willingly. Sovereign individuals are, of course, tragic individuals, since they cannot survive in a thoroughly governed world. That is obviously
70
OF DEATH AND DOMINION
why individual sovereignty is immeasurably more difficult to pursue than either individual autonomy or political sovereignty of systems. Yet, the consolation of the sovereign individuals is that they die in their own manner because they are in control of their life. It is the lesson that Napoléon learns early on in his career, when he comments on the valiant death of one of his officers in battle. In his description, Napoléon is less impressed by the cause to which the officer could be said to have sacrificed himself than by the manner of his death. In fact, Napoléon does not even comment on the cause at all but rather is inspired to compare two manners of dying: one in ordinary weakness, where one is made supplicant to priests and confessors who prepare for one’s death according to established formulae, the other in full vigor—here in battle—where one can die “exempted from the powerful effects of calumny, envy, and all the hateful passions that almost exclusively seem to guide the conduct of men.”42 This, then, is glorious death because it expresses the logic of sovereignty. But there is an added dimension to it. In a dialectical fashion, it is glorious because it is the kind of death that is contemptuous of ordinary death. The difference between ordinary and glorious death is essentially the same as the difference between autonomy and sovereignty. And these two, in turn, may be regarded as the modern road signs intended to shorten the distance between the ancient positions of slavery and mastery. Autonomous death ostensibly has more meaning than slave death, because the priest, who exemplifies what the world has to offer in terms of preparation for death, presides over it and sublimates the weakness exposed in the process of dying as passage into a realm of immortality. Sovereign death, by contrast, is closer to mastery, as it expresses the highest level of sovereignty precisely due to its gratuitous nature. It must be distinguished, of course, from the “heroic,” sacrificial death in which the self expects to be immortalized by survivors. Napoléon, as we see, already hints that the heroic sacrificial death, to which an army commander is accustomed, is not what is catching his attention here. What he is observing is far more interesting, namely, death as a freedom expressed through gratuity— which in principle is always avoidable, and not death as a fulfillment of a contract with immortality, which in principle is obligatory. If we wish to posit an innate source for this suicidal sovereignty, one possible location immediately suggests itself in Freud’s death instinct. Of course, the death instinct may also express itself in other acts that are injurious to the self but short of death, though likewise they are affirmations of sovereignty. But if we follow Freud, while such acts are apparitions of the unconscious plan to die in one’s own manner, they cannot possibly be entirely gratuitous. True, they express contempt of the limits imposed by civilization on individual freedom—that the individual should be above the dictates of such civilization. But they also indicate that such displays of “freedom” from ordinariness are not gratuitous, especially if it is true that their hidden purpose is death. For in this case death is not gratuitous: it has a purpose, and that is to send the organism back into an original state of amorphous satisfaction.
Preparations
71
In this psychological conception, gratuitous sovereignty as such cannot exist, even in sadism, which Freud regards not as an expression of sovereignty—much less gratuity—but rather as an outcome of an unresolved struggle between the life and death instincts. As a (projected) wish to injure, sadism is connected to the death instinct. Yet as a product of the libido, it also belongs to the domain of the life instinct.43 Here, death no longer works against life. In sadism, and by extension in masochism as well, a symbiosis between life and death takes hold. Here, the game of mastery and servitude is taken out of its historical, political, cultural, and economic production sites and reproduced as a self-referential performance—that is to say, performance to the self and its other self. The performance is synonymous with pleasure, pleasure is synonymous with pain. The contradictions presupposed in the opposite lexical, physical, and emotive spheres of life and death find here their distinct and—as seen from outside the performance—unfathomable synthesis. That sovereignty is connected to pleasure is not a novel discovery, even though, as we shall see soon, it is also connected to suffering. Pleasure here requires pain that reaches, occasionally, the point of death. It is thus no accident that someone like Bataille, who understood his commitment to the sovereignty of life as antinomic to the conformist autonomy which formed the parameters of bourgeois respectability, was also fascinated with the socially marginal experiences of sadism. One of his works was a commentary on the trial of Gilles de Rais, a medieval aristocrat who was a serial murderer. Gilles de Rais’s contemporaries were fascinated with his murderous sexual exploits, to which he fully confessed during his trial, which he concluded with a humble, and apparently moving, request for divine forgiveness. Surprisingly, Gilles de Rais garnered thereby far more crowd sympathy than Joan of Arc, who had been executed about a century earlier. Bataille’s account for the sympathy of the crowd locates it in the fact that the murderer represented the crowd’s multifarious dimensions more completely than any other system could. As an aristocrat who bathed in lowly blood, he combined the high and the low, like everyone else in the crowd did at an ostensibly unconscious level.44 But Gilles de Rais was perhaps appealing for a different reason. He represented a case of absolute sovereignty, in which his own social status was an ingredient. It is unlikely that a lower-class individual with comparable deeds and demeanor would have generated the same kind of empathy at that time. What Gilles de Rais did was to extend a bit the range of sovereign activities already allotted to aristocracy, to the point of sexual sadism, murder, and subsequent bathing in the blood of victims. These atrocities were obviously gratuitous from the point of view of contemporaries, although they were clearly connected to pleasure. But in general, displays of gratuity were not only allowed to but further expected from the aristocracy. Yet, such display, by definition, had to be public in nature. Its very publicity both validated the sovereign nature of aristocratic life and imposed public limits on the range of behaviors the aristocrat could exhibit by the nature of his status. Thus, the public nature of aristocracy was in an important sense also a prison, as every public
72
OF DEATH AND DOMINION
action was prescribed according to rules and etiquette.45 Under such a system, those who understood sovereignty as more than just the display of sovereignty had to practice that understanding in a secluded private sphere. Only there was one free from the rigid dictates of civilization attendant to one’s status. But this, of course, is secret sovereignty that, once discovered, calls for punishment, even though it may have been encouraged along by public demand for symbolic displays of sovereignty.46 Crime, in this sense, is simply that portion of sovereignty that is possible but not permitted. But here, one has to make a careful distinction between secret sovereignty and the secret of open sovereignty. Secret sovereignty is the conspiracy in the private sphere against public regulations. It is part of a belief that one is by nature above regulations and civilization, that one, in essence, deserves to be one’s own sovereign. Obviously, gratuitous murder is only the most extreme example of this idea; it is not the common method of proving sovereignty even secretly and only to oneself. But the essence of secret sovereignty resides in the necessity and irresistibility of its affirmation. Secret sovereignty actually has no secrets other than that of its very existence. It is punishable because it is seen as a danger to order. It, too, regards itself as endangered. Thus, it seeks to remain inaudible in the larger world. The secret of open sovereignty, by contrast, operates in the political world proper. The classic rendition of it is Fyodor Dostoyevsky’s Grand Inquisitor, whose supreme sovereignty, when he chooses to invoke it, is regarded as higher than that of the Messiah. The Grand Inquisitor’s long lecture on the secrets of sovereignty condemns Jesus for his remarkable political ineptitude and recounts how the church was consumed for generations in its effort to correct his mistakes. The world, according to the Grand Inquisitor, is not fit for freedom. The secret is that people must be made to imagine that they have freedom, but in reality they have no use for it. Only the sovereign leader knows that, along with the other secrets of power, none of which have anything to do with the possibility of salvation. The occasional cruelty of the public sovereign leader does not stem from hatred toward those who violate order, nor from any basic hunger for power, nor, to be sure, from passion for the spiritual principles for which he publicly stands. Rather, it emanates from his superior knowledge of the principles of sovereignty. These principles involve knowing about human nature that which those subject to his sovereignty cannot or do not wish to know. Man, he says, requires and respects secrecy, which he willingly entrusts to interpretive authority—and fears nothing more than truth and freedom. It is this equation that makes followers not only submit to authority but ultimately invest it with monopoly rights over death, the ultimate mystery. The Grand Inquisitor possesses an exclusive right to kill, while the Messiah, by contrast, only heals. The Messiah saves the world by healing and self-sacrifice, while the system to which he gave rise saves the world by punishment and confession. It demands to
Preparations
73
know the secret thoughts and private sins of followers, but it keeps its own secrets from them. The secret of open sovereignty consists in its knowledge of the psychic fears of those subject to it. Yet, in contrast to Gilles de Rais’s private sovereignty, the Grand Inquisitor’s public sovereignty has little to do with any life instincts, notably pleasure. At the close of his speech, the Grand Inquisitor confesses to the silent Messiah that he is not happy, that the elites who know and control public sovereignty cannot possibly be happy. Only the subjugated people, from whom freedom has been taken away and exchanged for the illusion of freedom, are happy and content. The price of knowing the secret of sovereignty, namely, that it is exclusively aware of the illusory basis of collective moral ideals, is unhappy consciousness. That consciousness knows that it has to use death because preparing its subjects for death is the basis of the morality upon which it stands. Death is its instrument. But it itself has no fear of death because it knows that the ultimate secret in the world is not death but sovereignty, and that secret it already has in its pocket. What it does not possess is capacity for pleasure. Indeed, it is its exclusive discovery of the secret that induces its gloom. Secret sovereignty, by contrast, derives pleasure from the very exclusiveness of its secrecy. The secret it knows most is not that of sovereignty but of pleasure. It controls not death but life, which becomes the object of its monopolistic effort, in the same way that public sovereignty seeks to monopolize power over death. And this orientation toward life essentially means that the effort at sovereignty is directed at the self, not the world. From the point of view of private sovereignty, death is the property of the world, not the sovereign self. The chastity and decorum of civilization signify imposed lack of freedom and thus generalized death in immobility of the soul. Is it possible for public sovereignty to be as self-fulfilled as private sovereignty? The Grand Inquisitor seems to offer an emphatic no for an answer, although he does not seem to think in terms of comparison to private sovereignty, which he must assume cannot possibly exist in his world. He is publicly sovereign, and his authority is unquestioned. But since he had commenced his mission in an attempt to save the world, the sovereignty he ultimately comes to acquire derives its legitimacy from that early effort. His unhappiness consists in that he remains committed to saving the world rather than himself. He cannot change the principles of his original mission, even after discovering that the power one needs to acquire over others in order to save them sets off in motion a self-enclosed game. The secret of that game, as he learns over time, is that it precludes all other objectives, including salvation. The other obvious option he has after such a devastating discovery, of course, is to forget about the world and contemplate his own remarkable originality in arriving at that discovery. He moves from being a “Marxist,” so to speak, to being a
74
OF DEATH AND DOMINION
“Nietzschean.”47 Along similar lines, Shadia Drury suggests that this trajectory constitutes an integral aspect of revolutionary history. Drury posits a duality of two prototypes, a world-savior “people’s commissar” and a self-savior “superman.”48 The commissar knows that in order to save humanity, he must be dead to all sentimental distractions along the way. He knows that the task is great, that it requires battle and sacrifice. But once he succeeds in gaining the power he had been seeking, he discovers a new insight. His very success proves to him his own exceptionalism, since only he among his contemporaries has been able to realize his vision. He thus begins to think that his distinct, historically exceptional self is above being sacrificed for the sake of base humanity. He begins a transformation from a people’s commissar into a superman. His goal ceases to be the salvation of others that had originally motivated him. Rather, his goal becomes the journey itself, the continuing life of power. He, too, comes to know the secret of sovereignty. But his sense of exceptionalism leads him to contemplate immortality, a worthier and more realizable goal than saving a humanity that, in any case, cannot be saved. In becoming an embodiment of his people, a representation of their collective spirit, a demonstration of their historical potential, his exceptional self becomes as grand as the nation. In ingratiating himself into an immortal collective self, the leader becomes immortal.49 The salvation of his people is no longer his goal. This scheme succeeds to the extent that the people also forget the original mission and come to exchange the programmatic goal of human salvation with the heroic belief in the immortality of their peoplehood. Drury is probably right to suggest that postrevolutionary times are good points to examine the emergence and consolidation of such a transformation. The emergence and transformation of Napoléon after the French revolution illustrates not simply a case of an opportunistic takeover during times of crisis by an ambitious upstart. His legacy was also a product of a demand for an affirmation of authority by a new kind of savior. His appropriateness for the task is evidenced in his own transformation, which parallels those of the mood of his times. Early in 1791, during the peak of revolutionary fervor, he compared great men to meteors, which sacrificed themselves in lighting up their country. Later on in his career, there is an obvious move away from such thoughts. Great men, then, offer themselves up fully to their own destiny.50 In other words, they commence their movement into history by a proclivity to sacrifice. In the process, they discover that every accomplishment along the way elevates them further, revealing not the exceptionalism of their cause but that of their own destiny. From that elevated perspective, they begin to see the relativity of mortality. Everything passes away, Napoléon begins to observe, except for a certain loud “noise,” introduced to the world by great men, after which it continues to reverberate in the world indefinitely.51 The production of that lasting noise becomes his obsession. It becomes iniquitous for him to sacrifice himself. Rather, it
Preparations
75
becomes incumbent upon others to sacrifice themselves in order to allow that noise to be generated. Napoléon, of course, is far from being alone or even original here. Another example suffices, perhaps, to illustrate the tenacity of that perspective of governance, which sees it as the duty of the world to sacrifice itself for the sake of sovereign governance, to the extent that governance regards itself as the only vehicle of immortality that an otherwise mortal world has been able to generate. In the middle of the Ethiopian famine that led to his downfall, Haile Selassie began to contemplate a massive dams project, which might have alleviated the problem of recurrent famines in the long run. The problem, of course, was that the project would have required great reallocation of resources away from the ongoing famine. But in the words of one of his associates, that diversion was perfectly justifiable, since the emperor stood by his very nature above contemporaneity: “Were he to give ear to the whispers and murmurs that it would be better to feed the hungry than to build dams . . . well, the hungry, even if they are satiated at last, will eventually die, leaving behind not a trace—neither of themselves, nor of the emperor.”52 Of course, Haile Selassie was a casualty rather than a product of revolutionary times. And it may be said that it was his excessive attention to posterity that accelerated his demise. Posterity, in revolutionary times, could only be entrusted to novel faces and new saviors, not immobile powers that only remind of death. For one to stand above history, one requires exceptional times. They bring to the fore exceptional wills because only those can see the potential to link up one’s insignificant self to the great transformation, to offer oneself up for sacrifice. If it triumphs and survives, it can then return to a grander or wiser self, and forget the interminable cause.
4
Forgetting Isolation and Reparation The trope of death most represented in modern governance reorients the notion of sacrifice away from its association with tragedy. It further downplays heroism, which frequently competes unfavorably with the technocratic element of governance. Some recent scholarship suggests that the decline of non-governancecentered heroic genres, such as the epic since the seventeenth century, correlates with the loss of aristocratic autonomy vis-à-vis the state. According to David Quint, that kind of autonomy had been prefigured in the transhistorical preference of the epic for individual, fallible, and tragic heroes like Achilles over kings like Agamemnon.1 For Michel Foucault, the decline of knightly values of valor and individual skill can be traced to the inventions of such aids to governmentality as the rifle, which highlighted discipline and obedience to general plans over and above any other personal qualities of combatants.2 The technocratic today, in its absolute sense, represents a forgetfulness of death as an engine of governmental behavior. This is active forgetfulness in the sense that it is both the driving energy of a thoroughly administered society and the product of the ethics of modern capitalism, which, in its orientation toward production and consumption rather than prudence and saving, highlights life and forgets death. It is of course not the same capitalism of Max Weber’s gloomy puritans, who were obsessed with death and salvation but who end up unwittingly creating in the world a socioeconomy which, as Daniel Bell and others protest, progressively rejects every notion of delayed gratification. In such an age, the heroic impulse would be expected to wane in its dual struggle with the mundane notion of life-as-instant-gratification, which capitalism highlights, and the mechanized requisites of technocratic administration. Today, however, the victory of technocracy and capitalism over the heroic is never complete. Apparently docile souls of mass society commence now and then in new ways the ancient project at immortality, which, because of the sheer scale of mass society, cannot refer to projects originating and ending within individuated, so manifestly insignificant selves—atomized, lonely, and powerless. Especially in situations
76
Forgetting
77
where civil society has been crushed or made servile and attentive to the state, the members of the herd begin to look for leaders who stand in for them and who, in an atomized society, embody their only link to one another. One begins to see in office thus not historical heroes with a vision beyond their times but demagogues who, like Louis Napoléon, represent the genesis of this move. For Karl Marx, this is exactly how the success of one of the most opportunistic leaders of his times could be understood, namely, under conditions in which ancient centers of power, having been weakened, abandon the political scene to new social bases of power. In the case of Louis Napoléon, such new bases include the atomized and uncooperative lifestyle of the relatively rich peasants in the countryside.3 Their isolation from one another itself calls forth the leader figure that would represent for them their only connection to one another. Here we enter the age of isolation and reparation. In the traditional theory of psychoanalysis, isolation is detected in primary life experiences rather than in specific sociohistorical contexts. For Sigmund Freud, the child’s ultimate and most suppressed trauma is that of its birth, its separation from the mother, that is, its memory of life itself. Life, in other words, indicates a primary experience of separation and, as such, provides the basis for the work of the death instinct. Unlike the life instinct, which manifests and fulfills itself only intermittently in experiences of pleasure, the death instinct does its work unobtrusively and continuously. Even pleasure is placed at its service, since it collaborates with the death instinct in protecting the organism against excess stimuli from the outside,4 thereby keeping the organism from dying according to designs exterior to it. The self, thus, comes to value its separateness, but paradoxically only because it secretly refuses to accept it. If the world outside of it is guilty of bringing it to life, then such a world is a coconspirator in imposing isolation upon it and thus cannot be trusted to undo it. Thus, the social atom can join this concrete world only at the cost of suppressing its sense of distance from it, that is, its secret belief that it belongs in a better and more organically harmonious place, elsewhere. In the here and now, it can do little other than conform to the superego, which allows it to pass its time as it waits for death. According to Norbert Elias, the problem of isolation is more sociological in nature, although it still possesses universal structures. The feeling of loneliness emerges out of one’s environment, not the deep reservoir of the psyche. One feels lonely when one is living among those for whom one has no significance, or where one cannot meet those one feels a need to connect to, or when the trauma of earlier nonreciprocation of affinity causes a permanent withdrawal into the self.5 While the psychological concept highlights separation and the sociological one loneliness, the two are similar in that they describe imposed experiences. Social loneliness is already prefigured in the unchosen character of psychological and biological separation; it is thus a reminder of life. That life is dreadful expresses itself in the effort to overcome loneliness not as it presents itself, that is, as a concrete con-
78
OF DEATH AND DOMINION
dition of being of no significance to others, or as an individual of no attachments, or as someone who is afraid of coming close to others. Rather, the dread of life expresses itself in the construction of imaginary and abstract links to intangible social wholes, links from which one cannot be dismissed or excluded. Such links appear involuntary and objective. Thus, they relieve the individual from pragmatically linking up to the world of life while simultaneously constructing links which substitute for the insufferable autonomy of the lifeworld. Those abstract links—for example, nationalism—express thus an idealized conception of death. They presuppose a vast, complete, and sufficient enclosure, a large heap of mortals in whose web one gains meaning by being essentially and organically impossible to dismiss. One may indeed remain lonely, but one is no longer separate—a larger trauma is resolved thereby. That such imaginary associations do their work without empirical manifestation parallels how the world of death exerts its hold on the psyche—also the world of death can only be imagined, since we cannot possibly experience it empirically. Both worlds are evidenced, in fact, by the existence and death of others. Yet even so, their death may signify immortality far more than cessation of existence—as is the case with the embodying leader who stands in for our collective association in an atomized mass society. Everything the leader represents is immortal, and the leader represents nothing other than a reparative condensation of the nation’s myth of the affinities, intimacies, and mimeses of its members. Sometimes the leader may even think of himself in that manner. Kemal Atatürk, according to one psychological profile, represented precisely such a “reparative” narcissism. In idealizing a group of others (i.e., the nation), which he then perceives as an idealized extension of himself, his own grandiose self acquires thereby more cohesion and stability than would be possible had its sources of selfhood remained confined to itself.6 The psychological model as applied to Atatürk’s case may be highly questioned, and the point here does not concern its adequacy. The point concerns not the personality or psychological profile of a specific leader but how such a leader is imagined from below as a collective embodiment of the nation. The single citizen— in this case facing the specter of demise of an old society along with its structures of stability, intimacy, and meaning—idealizes in the sea of loss and chaos whatever collective principle seems capable of offering similar solidities. Out of the ruins the citizen can discern only the silhouette of an emergent leader, who then makes it possible for the citizen to dispense with the specter of atomized dislocation at once. Today, only in such contorted capacity does the heroic maintain room for itself in politics, where the rest of the space is occupied alternatively by the technocratic and the hedonistic elements of life. Here, we must confront a foundational question: Is there some basic skeletal, universal structure that accounts for a recurrent proclivity, in our search for collective immortality, to condense social links, and sometimes even the very idea of so-
Forgetting
79
ciety, in the leader principle? We are closer to mysticism than to science here, but perhaps an occasional proximity to a realm which promises to offer some insight can be more enlightening than proximity to that which does not. In Heideggerian philosophy, the construction of cognitive links to the world is inseparable from the construction of understanding (Verstehen)—a concept about which German philosophers have written many, unappreciated volumes. The notion of understanding is different from that inscribed in a simple sharing of information (Mitteilung). Rather, understanding presupposes existential relocation and a cultivation of specific sensibilities, other than those involved in the simple reception of news. Understanding, for Heidegger, emerges simultaneously with sensitivity to the world. One of its most notable manners of operation is conscience. The basis of this conscience is a “call” that seems to come from without—like Freud’s superego—as a sublimation of the ambiguous “noise” of the everyday. In contrast to the noise of the everyday, this call is mute, yet unambiguous. Conscience speaks always in the mode of silence, calling from the distance those who want to be called back.7 Back to where? In all likelihood, those who receive the call do not know. That is the essence of mystical thought, namely, the belief that the insufficiency of concrete existence calls for a rediscovery of that which lies behind it. And that which lies behind cannot, by definition, be readily known, since given existence would have otherwise been sufficient. But this structure is not necessarily confined to mystical thought, although that is where the conclusion regarding the insufficiency of existence becomes a guide to a life practice. The basic structure of the call, which Heidegger assumes must be regarded as outside the given world (God is one name for it), is connective. As a ground for conscience and as a genesis of understanding formed by conscience, the call seems to come from within. On the other hand, it also seems to come from without, from a sublime realm beyond that of ordinary mortals.8 The call, therefore, has a dialectical structure, an objective and a subjective side, a mortal and an immortal sphere of production. Through assimilating the call in a process of “understanding,” one connects oneself to that which has always been immortal. One is thereby emancipated from the ambiguous noise of metropolitan signals and mass society. Hearing sublime calls requires cultivating an ear to that which has always been calm, modest, subtle, yet clear. This trajectory of thought would imply that in order to cultivate this potential for hearing, one must not pay too much attention to this world. It is too distracting, too full of undifferentiated noise, too mortal. There is an apparent antimodern fear of mass society in this standpoint. This antimodernity is based on the view that modernity replaces readily accessible organicities from the world with a congestion of signs and sources of calling. These signs and sources, in turn, do not allow the final destination of one’s conscience to be ascertained without an exceptional effort to eliminate extraneous clamor, which is what most of the modern world is. The fundamental substance of conscience is hard-pressed to survive if
80
OF DEATH AND DOMINION
immersed thoroughly in such a world. The fuller the world becomes with metropolitan signals and the manifestations of mass society, the more urgent becomes the need to escape it for the sake of safeguarding the dialectics of conscience and understanding. Yet precisely at this juncture, when it is most needed, the escape itself becomes most difficult to undertake. One is trapped by noise, endless displays of power and sovereignty, images of celebrity, ceaseless mass programming—in other words, one can hardly hear the subsonic speech of eternity. One’s ear is damaged because it cannot escape the clutter of mortals all around. One surrenders to the world, exchanging thereby one’s prospective link to eternity through the dialectics of conscience and understanding, to abstract links which take the one-way forms of mass phenomena: celebrity, cacophony, exhibitionism, parades, patriotism; all displays, processed as sensations rather than meanings. Alternatively, this modern self adjusts to the assault of metropolitan life by shutting itself off against all outside stimuli, as Georg Simmel argues, like a machine overloaded with a volume of signals it is not equipped to process.9 It maintains a certain isolation thereby, but it is not the kind of isolation that presupposes proclivity for any sublime tasks. For Simmel, this kind of isolation is undertaken simply for the sake of psychic self-protection. The self in the modern metropolis is on the defensive and can hardly afford the thought of transcendence, for which it no longer has the time, the energy, or even the skill. It walks down the congested street as a spectator, seeing nothing. It can barely process one piece of information before another assaults the defenseless but increasingly indifferent gates of its sense perception. Both perspectives on the modern self—invaded with banality, protected by timidity—are not at such great odds as it would first appear. Openness to the given world, with all its signals, can also be seen as a mechanism of self-protection. If one processes this world entirely as sensation rather than meaning, then one can be said to be actually closed to it precisely because of one’s openness. One processes nothing: accepts but does not understand. One’s connection to the world is reduced to continually and simply verifying one’s sense of perception. Every moment the world displays to the observing self a contract of belonging; every moment the self signs it without reading. One is born into a nation, one’s continued belonging to a nation requires no further elaboration, no understanding, no examination, no reflection. Appearing self-evident, the world of ideas is treated at the same level as a world of senses, as if both were the same cognitive machinery. This type of modern self is thus perpetually afraid of drawing conclusions, emasculated, and imitative. It is compelled to forget the immemorial struggle between mortality and immortality as the combined forces of technocracy and hedonism, operating from different fronts, score more victories over the heroic impulse. The dethronement of heroism may in part signal the end of the historical blood-
Forgetting
81
bath that had nourished it—death and sacrifice undertaken for the cause of immortality. That accomplishment signifies the victory of life in its mortal sense. This victory is exemplified by the rise of the hedonistic impulse and the politics of pleasure, whose emphatic connection is to the here and now and whose spirit is anything but sacrificial. Instead of being invested in the leader, the narcissistic impulse is woven back into a life conducted within the compass of consumption, gratification, and exhibition. The rise of the technocratic, on the other hand, is tied to a more profound accomplishment in political history. For Foucault, modern systems of control are typified by a new kind of power far more pervasive in society than ever before, yet more silent and unseen. Jeremy Bentham’s famous panopticon stands as a metaphor for this kind of control and also as the best representation of the ethics of technocracy: staid efficiency of control rather than bombastic display of power, supervisory thoroughness rather than censorial impressionism, alignment with life and correction rather than with death and example. This new power, perfectly suited to a thoroughly administered mass society, ties itself to the principles of knowledge and enlightenment and, as the early nineteenth-century parricide Pierre Rivière notes, highlights the “feminine” in the world over the “masculine.” The modern commentators on that classic crime, in which the mother was the first victim, note that Rivière’s memoirs exemplify what the Enlightenment meant for adherents of the old order: they saw it clearly not as progress, but as a replacement of the traditional, prosaic, and obvious authority represented by masculinity and especially the figure of the father, with the more secret yet pervasive and thorough feminine system of control, for which the mother stood primarily.10 The feminine in the world, for Rivière, became the new tyrant, more menacing than the masculine, since it was more capable of deriving sympathy and thus less likely to be challenged. In his own account of his multiple murders, Rivière brings up not just the necessity of challenging the modern power of women in order to vindicate his father, whom they had grieved. It is also evident that he regarded his challenge not as simple revenge, for in simple revenge, accomplishment of “duty” would absolve the perpetrator of any further obligation. Rather, he saw his challenge as belonging to the ancient principles of sacrifice, in which the hero prepares for his own death. Thus, he added to his initial list of victims, which had included just feminine power as represented by his mother and sister, his younger brother, who in Rivière’s mind neither had comparable power to the other two victims nor was a real culprit in their conspiracies against the father. Rivière, who immediately gave himself up to be executed after the crimes, stated that he decided to kill his brother as well not only because he wanted to vindicate his father and die for him as Jesus died for humanity but also because he wanted his father not to mourn him and to live free of regrets thereafter. Thus he came up with the ingenious solution of killing a son whom the father actually loved, along with the women who had tormented him.11
82
OF DEATH AND DOMINION
This interpretation of the meaning of sacrifice is curious, and it is in fact neither prototypically ancient nor modern. In the first place, justice in the modern world makes sacrifice absolutely necessary. A world dominated by technocratic institutions introduces a form of power that is pervasively tenacious and inescapable, precisely because it is gentle and feminine. One can be aware of this secret, therefore, only if one is part of it or is opposed to it, but not if one is simply subject to its seductive gentleness. If one were to oppose it, one could not combat this kind of power on its own terms. One’s opposition must rather take a form that, in its violence, reveals that the new power’s only vulnerability is to masculine challenge. This masculinity represents that which is manifestly strong, whose power is both unconcealed and prone to be exercised in a prosaic or discontinuous manner—it does not translate itself into a bureaucratic institution. Yet, unlike the feminine that esteems winning the ultimate battle and thus does not shy away from underhanded scheming and plotting, the masculine highlights the means above the ends. Especially now, it is more prone to sacrifice, so as to point to the distance of the feminine principle of power from the glorious world of death and to expose the unholy alliance of feminine power with the principle of life. The dominance of effeminate technocracy requires that the logic of sacrifice be pushed to its extreme; not gratuitous sacrifice, but unmourned sacrifice. In Pierre Rivière’s otherwise deranged mind, this part of the murder, like everything else, is premeditated and rationalized. His sacrifice can be complete not when he dies. Rather, he learns one principle from technocracy, namely, that sacrifice, to the extent that it is needed, must be utilitarian rather than gratuitous. In this case, the ethic of duty which propels the sacrifice has lost its oblivion to consequences. If the object is to sacrifice oneself in order to restore justice, then those who are left behind in order to enjoy this justice, from which they had been deprived completely, must be capable of enjoying it fully. The masculine principle accepts no partial justice, no compromise, and thus it must here not only plan to sacrifice itself but also plan to erase itself from positive memory. In other words, those vindicated by the sacrifice must see both the murder and the sacrifice of the murderer as necessary for justice, rather than as contradictory components of its operation. This logical conclusion can only be arrived at by a madman; all rational beings living in the age of technocratic administration can withstand life to the extent that they learn the imperatives of compromising and diminishing their expectations. But the kind of madness being addressed here expresses itself as an avowed and uniquely meaningful response in a world furtively suffocated by a new kind of power. In a certain sense, it exists at the extreme end of the psychic continuum of paranoia.12 It is telling that the annals of psychoanalysis from its inception until today teem with celebrated cases of paranoiacs, and Deleuze and Guattari make a definite case regarding the affinity of capitalism in its modern form with certain forms of paranoia in particular.13 Paranoiacs as they appear in the annals of psycho-
Forgetting
83
analysis invariably show a distinctly modern dynamic of perception, whereby one is tormented by a feeling of relentless encroachment, even into one’s own body, by a secret yet pervasive source of unfathomable and shifty power. For paranoiacs in general, the mode of operation of this power is at odds with the modernist sense of individual autonomy (as Judge Schreber famously registered). In fact, this pervasive power is noticed precisely because the individual now has a right to exist as such. More so than the case of Pierre Rivière, the various grades of paranoia as it expresses itself today cannot be understood apart from a fundamental tension that inheres in conceptions of modern power: on the one hand, individual empowerment as an expression of the ethic of individual autonomy, on the other, external power as the pervasive effects of rational, technocratic administration. Paranoia expresses here a state of mind characterized by maximum attention to both. Thus paranoia in its various gradations has enjoyed more objective reasons for existence in modernity than ever before. Of course, what we call “paranoia” consists essentially of the translation of the tension between sources of power into delusions. But the paranoid self does so only because it takes its autonomy as seriously as it takes all manifestations of the pervasive power directed at it from a central panopticon. Paranoia is unthinkable without a sense of fundamental social separation, coupled with ongoing intrusions of unwelcome sorts onto that separation. These must be distinguished from mass hysterias and crowd phenomena, which likewise became more magnified, even more murderous, under modernity. While mass hysteria enhances the solidarity of loosely connected individuals by creating and focusing collective energy on a common public enemy, paranoia in fact confirms the disconnection of the individual from the mass. The paranoid in mass society is on the defensive, precisely against the kind of massive unleashing of power whose potential is evidenced nowhere better than in the conformity that defines the crowd. In modern popular culture, the clash between the two appears in countless representations,14 where the paranoid discovers power by first treating oneself as being set apart from the crowd, a perspective which allows the paranoid to see the danger latent in the crowd, a danger which nevertheless emanates from an unseen source of power above the crowd. The crowd is merely a manifestation of the threat, not the source of the threat in itself. The source is hidden from view. In such a society, everyone is paranoid. But unlike the clinical paranoiac we know so well, the members of the crowd sublimate their paranoia by belonging, whence the essential feeling of separateness which defines the paranoiac becomes a collective property. Collective paranoia, cultivated by the crowd as a whole, is a permanent requisite for its continuity. In an atomized society, nothing brings its atoms together better than a sense of common danger. In cultivating this orientation toward external danger, it turns away from the power ruling over it. Modern history provides no shortage of examples—in fact, it may seem to provide only examples of this dynamic, most notably in “liberal democratic” societies, no less. Any
84
OF DEATH AND DOMINION
chronicler of the format of “public debates” of, say, the last two or three decades in a place such as the United States is likely to record a long series of discrete manifestations of eruptive mass hysterias rather than any sequence of cumulative “debates” in the usual sense of the word. The hysteria format is a far more fitting descriptor of what has become, in this perfected mass society, the prevailing method of approaching public issues of all kinds: the Iran hostage crisis, foreign invasions and wars of all kinds in the 1980s and 1990s, the child abuse hysteria of the 1980s, the ongoing campaign against smoking, the “war” against narcotics, the Y2K scare, the proliferation of the “zero tolerance” concept, terrorism in the midst, and how in general debates over otherwise simple issues easily and routinely become couched in apocalyptic language.15 More so than by logical sequence, these themes and campaigns are united by their format as mass hysterias: eruptive, discontinuous, forgettable, and ultimately replaceable by other campaigns, not when they are “resolved” but when they finally exhaust the most passive watching habits. The recurrent nature of the hysterical format emanates from vulnerability of society at large to centralized manipulation of information. This vulnerability, in turn, is coupled with the cultivated modes of participation of the herd, informed as they are by superficial education, inaptitude for systematic thinking, intellectual laziness, and valorization of “heroic” individual rescuers. In this respect, one may want to ask a foundational question regarding the reactive temper of the hysterical impulse: Apart from the reality of the danger, does a feeling of endangerment serve a social purpose? We must keep in mind, of course, that neither the individual paranoiac nor members of collective hysterias feel that they are actively inventing the danger to them. Rather, the danger seems to come from without, uninvited and unelectable. If one feels acute danger when the danger in fact is simply imagined, mediocre, or negotiable in reality, we can explain that feeling in one of two ways. On the one hand, we can say it is a product of simple ignorance. On the other hand, we can see that the feeling of danger is necessary for maintaining individual or collective constitution and solidity, the kind of solidity that requires perpetual combat against all that which is outside of it. The two explanations, of course, do not exclude each other by necessity. It is often the case that the kind of ignorance required for discerning the other as dangerous is chosen ignorance, since actually existing threats would be expected to result in an educative effort aimed at assessing the threat.16 The proclivity to manufacture threats, therefore, must be regarded as a sublimated feeling of the impossibility of survival. Technocratic administration highlights ordinary life, while the hedonistic impulse of capitalism highlights gratified life. Both advise a straightforward forgetting of death as a solution to mortality. But in an age of individuality and mass isolation, where the worst fear is lonely death, one fears death more than ever before, precisely as one is being advised from all di-
Forgetting
85
rections to forget it. If everything works perfectly, one comes to fear what one has forgotten. What is feared is not death per se but that which cannot be contemplated: that death possesses the same existential structure as life. If life is atomistic, so is death. And if one secretly clings to a more essential meaning of life, a meaning suppressed in the face of the dual assault of technocratic normalcy and consumptive hedonism, death becomes even more traumatic: it will come amid no conditions that allow one to discern its meaning. In such an age, therefore, this kind of induced forgetting only leads to a dogged effort to postpone death. This especially but not exclusively bourgeois project is perhaps the basis of Freud’s assertion that the id secretly thinks that it is immortal by its very nature or that it at least deserves to be so. Elias criticizes this notion by pointing out its contradictory element: the id has no progressive consciousness of space and time; it is immersed in the here and now. Therefore, it cannot possibly entertain the compensatory concept of immortality.17 Here it might be added that the very notion of immortality requires not just a discovery of the progressive nature of time but moreover a continuous remembrance of that discovery. In a different context, in fact, Freud himself argues that the essence of what we call “maturity” is just this attentiveness to the progressive nature of time. For Freud, awareness of the progressive nature of time does not simply introduce us to the idea of mortality. More important, “maturity” has a therapeutic function, since past traumas cease to be experienced as the property of the present.18 Thus, a discovery which frees one from eternal bondage to trauma ironically introduces one to the specter of death. If in an age of hedonism one succeeds in suppressing both past and future, one can be momentarily free from both past trauma and future mortality. Modern society does provide the structure of administration and economy which encourages forgetting not of the past but of the future, as the two are discovered together in the same cognitive process. But on this score there is an alternative to the process of forgetting and remembrance, hinted at in a different tradition of psychoanalysis. One of the main interpreters of Carl Jung argues that the goal of psychoanalysis is the opposite of what Freud had suggested. It is not to translate dream language into ego language but the exact reverse. Only in so doing can we shift perspective away from the “heroic basis of consciousness,” located in the individual, and move into the “poetic basis of consciousness,” which ostensibly transcends the given conditions of individual loneliness and separation.19 Obviously, the recipe here is to overcome not traumas and not even mortality but rather the ego itself. If forgetting is necessary in the modern world, then we can choose what we want to forget. Instead of forgetting death, we would forget the ego itself. True, we would forget heroism, both ancient and modern, but only because the thoroughly governed and administered modern ego cannot possibly be a credible site of heroism. Thus, it must be dissuaded from all such thoughts, must be taught to look outside of itself—indeed, to
86
OF DEATH AND DOMINION
invite into the self what would otherwise be dreaded as an exterior threat and thus an engine for the production of paranoia. If there is to be a cure for isolation, it can be sought only at the price of removing one’s shields and giving up the heroic impulse. Death is also forgotten in this equation as well but because the self, not time, has been forgotten.
The Heroic Modern life is thus impossible without some aspect of forgetting. The only decision is what to forget, which one can argue is ultimately an ideological rather than psychological decision. In the psychological sense, forgetting is an adaptation or response to some (universally distributed) fear or (individual) trauma. In the ideological sense, forgetting is situated in social matrices which determine the social significance of life and, consequently, what is to be highlighted or downplayed with respect to its meaning. We may want to compare the two routes through the workings of one pivotal concept, namely, that of heroism. In psychological terms, the heroic is latent in the ego-centered consciousness, and its workings are apparent in one’s capacities for self-mastery and becoming emancipated from traumas. It is also exemplified in the ego’s continuous effort to protect its autonomy from the excessive influence of external stimulation. In ideological terms, by contrast, the heroic is based and evidenced in immersion in the world. Here the heroic perpetually processes stimuli not as threats from which one must be protected but as various invocations of an ethic of duty in the world. In the psychological account, the first heroic act of the organism is sacrifice. In order to protect the organism from an excess of external stimuli, the outer layer dies and becomes hardened to the world, leaving on the surface only sense organs with reduced capacity.20 The outer layer sacrifices itself to protect the organism, in the same way that a hero sacrifices himself in a mountain pass to protect his comrades from an advancing enemy. The outer layer remains as a hardened armory after death, much as the hero remains as a hardened memory, a repeatable model of collective protection. But while the hero must be replaced, when needed, by other heroes who have been inspired by his model, the outer organismic layer is irreplaceable, inasmuch as individuals themselves are unrepeatable. Thus, while social heroism can be reenacted, requiring a perpetual readiness to reenact the will to sacrifice, the kind of heroic sacrifice that had saved the ego is singular. The ego’s heroic credential consists in that it is a product of an innate sacrifice. If we were to pursue this logic one step further, it would then appear that the very being of the ego is indistinguishable from a sense of entitlement to be sacrificed for. That the ego walks about the world with a hardened armory does not necessarily mean that such an armory is strictly biological in nature. The sociological
Forgetting
87
symbolic interactionist literature, for example, reproduces in a microsociological sense the psychological emphasis on individual shields. Here, the shield is social in nature, a kind of a mask that we all carry to represent a self in interactionist situations.21 Others see only the represented self, but is there anything hiding underneath the represented self? Or is the self innately empty, which is to say, is the mask all that exists? Symbolic interactionism, in its emphasis on roles, etiquette, situations, and frames of behavior, and in its view of the self as display, seems to suggest that the variety of shields one carries along in everyday social life indicate the absence of an essential self. Here, the reality principle produces a variety of masks, but those masks hide nothing underneath. Their function is to make the self socially presentable by hiding its fundamental emptiness. This point is articulated in existentialist philosophy in a more emphatic way. Heidegger argues that being in the world operates in, and is patterned after, the modality of a shield (Gerüst).22 This perspective, as do the symbolic interactionist and Freudian ones, articulates the self as keenly attentive to the world but only to the world as a source of threat. Converging from three disciplinary perspectives (philosophy, psychoanalysis, sociology), they provide us with largely interchangeable terms for outlining the self, which under conditions of modernity and atomization appears less organically connected to community and more involved in self-preservation.23 The heroic act here consists of the self’s orientation toward defending itself against ubiquitous threats. Yet, if that same self is innately vacuous, if it consists of nothing more than a shield, what is exactly being defended? Why should this empty, forgetful self fashion itself as a being worthy of safeguarding? Is the heroic self acting out of instinctual impulse, or is it roused by a faint memory of what the original sacrifice had intended to keep safe in a state of pristine insulation? Freudian psychoanalysis suggests that values deemed worthy emerge out of the dialectics of external struggle rather than introspective investigation. The prototypical path begins with the child’s effort to protect itself in its struggle against the father. Realizing the helplessness of that struggle, it protects itself by identifying with the father, its erstwhile archenemy. The point here, of course, is not the scientific merit of this theory but its grounding in the dialectics of struggle in general. Identifying with an invincible nemesis, after all, is identifying with success. It is an identification with an idea and an orientation rather than with a specific form of existence or a substance of essence. In that sense, it is part of the psychological interpretation of the heroic impulse, insofar as the self models itself after exterior examples of power and survival. And in this sense, the struggle follows the opposite trajectory of the complex with which we had commenced. We must remember that before Oedipus there was Gilgamesh, and it was Gilgamesh who gave the first outline of what the heroic impulse seeks to do. Gilgamesh, in identifying with Enkidu, actually identifies with failure. Gilgamesh models himself after an exterior example, which, in contrast to the
88
OF DEATH AND DOMINION
(child’s) identification with the invincible nemesis, promises only disempowerment and the impossibility of survival. In not valuing his own heroic exploits as sufficient indicators of incomparability, Gilgamesh actively locates himself more properly in the tragic rather than heroic realm.24 Enkidu is not a nemesis but a friend, and between him and Gilgamesh there is no longer any struggle. Here, a more dangerous equation begins to operate than the one involved in the identification with the successful nemesis. The nemesis’s very success makes the world more predictable and thus provides a clear model of how survival and power could be attained. The concept of the friend, however, entails no clear trajectories of success or failure. The friend is equally open to both. The friend’s future is indeterminate; the friendship itself is a gamble. Unlike identification with inimical power, friendship, which essentially means association with the prosaic rules of gambling, entails openness to the prospect of tragedy. In the age of atomized isolation, in which the experiences of friendship themselves become more fleeting, one would expect this openness to tragedy to become likewise less pronounced. If we look at contemporary Hollywood and popular U.S. culture for a portion of the evidence for this shift, we can easily see how tragedy is usually not allowed to remain unresolved. Whenever present as the engine for a story, tragedy is often treated as a transient affair to be overcome ultimately in the “triumph of the human spirit” or some such reassuring chimera. This impetuous dread of tragedy can certainly be understood as a product of an age of loneliness, where the indeterminacy of human bonds is seen to produce a less predictable, reliable, or even moral outcome than could be arrived at by the work of concepts and institutions exterior to those bonds: laws, procedures, “rights,” or decidedly single-handed triumphs.25 In one sense, the rejection of the gamble inscribed in human bonds can be seen as an aspect of the ethics of capitalism, which highlights success and inculcates a fear of failure. In another sense, however, the rejection of the gamble can be traced back to the character of modern democracy. Alexis de Tocqueville, in his nuanced assessment of American democracy, noted that under conditions of equality, the aristocratically inspired notion of sacrifice disappears from the psychological proclivity of the democratic individual.26 The democratic individual is rather a heroic creator of the political system, which one sees to emanate from one’s own contribution and to reflect one’s own image. In this sense, every individual in democracy is a hero. Democratic culture ultimately gives rise to the heroizing of the ordinary—a drive which Max Horkheimer and Theodor Adorno once attributed to the Enlightenment. In doing so, democratic culture provides the citizen with the tools to contemplate and imagine an expansive nature beyond one’s isolated, insignificant self. The absence of natural hierarchies frees one from any notion of given limits to transcendence. One’s self thus expands by identifying not with potentially tragic or indeterminate friends, which can only diminish one’s deserved potential. That self
Forgetting
89
rather expands by its identification with fictional heroes, celebrities, the rich and famous—none of whom possess, in an age of democracy, the character of inviolable and inaccessible aristocratic distance. It is thus these transformations—the ethical foundations of modern capitalism, the mass character of modern democracy, the loneliness of the modern crowd—that furnish the ground for the individual-centered, psychological notion of heroism. The psychological notion highlights the imperative of success; the expansion of the self; its atrophy, selfstanding, and immunity from an excess of outside stimulation; its capacity for worldly self-fulfillment. By contrast, the ideological interpretation of heroism is structured according to an ethic of duty. The source of duty lies in ineluctable rules, which can nonetheless be maintained only if they invite initiative. Life is oriented toward the fulfillment of duty, not success.27 The heroic element here consists in the view that the soul itself is nothing but action. In an important sense, this view is similar to the mystical notion of the soul, a notion which has been revived in modern times as another response to conditions of loneliness. In many of its ancient as well as modern permutations, the mystical view of life, according to one interpreter, regards life not as immanent and necessary in the Platonic sense, nor as an expression of the teleology of matter in the Aristotelian sense, nor as accidental in the Epicurean sense. Life, rather, is fundamentally voluntary in nature.28 Action, not fate, determines the boundaries of possibilities. But in this way, this “mystical” view of life becomes a recipe for heroic effort which, insofar as it disregards the given limits of existence, can also manifest itself as well in worldly orientation. And it is precisely this idea that a thoroughly unmystical character such as Napoléon ultimately discovers shortly before his death. Having contemplated suicide a few days earlier, the former emperor comes to reject it. Life, he says, is worth living to the extent that it is unpredictable, in other words, to the extent that tomorrow is not foretold.29 The heroic here is made possible by the openness of life, not finality and stability of station.30 Heroic duty is to this openness, not to the predictable in life or to given existence. That life does not know tomorrow, that is, it is vulnerable, mandates its active and heroic nature. Unlike the psychological sense of heroic duty toward the self, the ideological duty toward action entails vulnerability and openness to loss and failure. It is no wonder, therefore, that in the age of technocracy and hedonism, the ideological notion of heroism is replaced with the psychological one, which is immeasurably safer for an administered world, a world which has no use for sacrifice and no comprehension of failure.
The Triumph of Life According to the now famous “end of history” thesis, this reorientation toward life is already predicted in Hegelian philosophy, which incidentally occasions the rise
90
OF DEATH AND DOMINION
and fall of Napoléon. For Hegel, the value of Napoléon consisted not so much in his notion of exceptionalism or openness to the future highlighted here but in the promise of the universal state latent in his victories, a state toward which history moved in any case, a state that would end conflict and thus history itself. Hegel’s interpreters, most prominently Alexandre Kojève and, more recently, Francis Fukuyama, have emphatically located the end of history in modern time and tended to announce it with a sense of confidence and even exuberance not unequal to that of Hegel himself. For them, this end is typified, more than anything else, by the triumph of a mundane principle of life. For Fukuyama in particular, the end of history is characterized by the final victory of desire over the other two drives of human action, reason and thymos—the heroic drive for honor and status. For Fukuyama, liberal democracy represents the ideal condition for the disproportionate liberation of desire, which reverses the hierarchy posited by Niccolò Machiavelli and advocated by Friedrich Nietzsche, namely, that of thymos over desire and reason. At the end of history, the pursuit of material gains takes precedence over the pursuit of glory and subordinates reason itself to that pursuit.31 When we addresses this thesis today, it may be advisable to retrace our steps, walk back to the end from where history was supposedly still happening, and see if we feel any difference. For an elitist philosopher like Leo Strauss, who engaged the end-of-history thesis from a distinct perspective, that thesis only distorted the real problem of modern life. More specifically, the problem of modern life consisted, indeed, just as Kojève saw it, of the triumph of lowly pursuits—safety and pleasure—over higher ancient virtues. Strauss, however, located the genesis of this decline precisely in Machiavelli, who ironically may be guilty of highlighting the quest for glory, as Fukuyama asserts. But for Strauss, that was not Machiavelli’s real crime. Rather, it was highlighting action over contemplation as the fundamental rule of the political world. For a philosopher so attuned to the immobile nobility of eternity as was Strauss, action by its very nature initiated decline. To make matters worse, this orientation toward action, which in the real world meant interminable strife, did not occasion the growth of what would have at least brought it in line with the ancient aristocratic virtues of honor and higher pursuit, which alone made life worthy.32 Rather it was brought to a tyrannical halt in the philosophy of Thomas Hobbes, where the quest for honor, like all sources of strife, appeared as a source of evil.33 Humankind was thus prevented, via tyrannical measures, from taking the kind of risks which would allow one to transcend both oneself and the suffocating temporality of one’s concrete moment in history. One’s subsequent life had then no more than animalistic pursuits allowed it: safety, profit, and pleasure. One’s emancipation from the confines of given existence and the horizons of temporality is not sought out in any effort at transcendence. In fact, one no longer knows the difference between transcendence and gratification. Finally, even that which for Hegel
Forgetting
91
makes one human, namely, negativity to the given (nature, servitude), begins to disappear as nature is fully mastered in the technological age and as one is given recognition and equality in the age of liberal democracy. Napoléon already notes that development with respect to recognition. From the summit of power, he clearly discerns that “equality” is much harder to suppress than “liberty.” Liberty, he says, appeals only to a small number of those with minds more noble than ordinary, while equality appeals to the masses.34 Napoléon, as we have already seen him express it, saw himself as having come too late. That is, he enters history at the age of equality and the masses rather than at the age of Alexander, which had allowed for an unusual level of transcendence. Kojève resolutely states that Hegel was right to identify the end of history, thus, at the battle of Jena. Everything that happened after that—the world wars, colonialism and decolonization, the rise (and fall) of communism, are all derivatives: there is nothing new being added to the substance of history’s end here. For what has been experienced since then is nothing more than the “extension in space of the universal revolutionary force actualized in France by Robespierre-Napoleon.”35 This universalism finds its apogee in the United States, which, apparently without knowing it, had “already attained the final stage of Marxist ‘communism,’ “ evident in the belief in the universal potential for cross-class mobility, in material bounty, and in the insatiable proclivity toward material gratification as the defining theme of consumer culture at large. From that vantage point, those former socialist societies that had been governed by a seemingly antagonistic ideology were in reality moving all along toward the same end of history: “The Russian and Chinese are only Americans who are still poor but rapidly proceeding to get richer . . . the ‘American way of life’ [is] the type of life specific to the post-historical period, the actual presence of the United States in the World [prefigures] the ‘eternal present’ future of all humanity.”36 This seemingly curious interpretation of American capitalism, which makes it appear as nothing less than the apogee of Marxist “communism,” makes sense to the extent that the system’s claim to democratic equality is taken at face value and is furthermore coupled with material bounty experienced by the larger masses. But what if what the masses experience is just the illusion of equality? That is not the fundamental problem from the end-of-history point of view. The problem is the end of “Man properly so-called,” due to the end of all negativities that had defined his humanity. In an age of the eternal present, happiness is replaced with contentment, creativity with imitation. There is nothing left to conquer. There is no alienation left—God himself is realized as just an idealized projection of Man—and thus no source remains to nourish any further development of the spirit. The United States of America, it must be kept in mind, had been imagined as the land of the future of all humanity for a long time, even before this rash of theories. Tocqueville already stated a similar theme in a different way. For him, the problem was also that of the irreversible collapse of old aristocratic values and their re-
92
OF DEATH AND DOMINION
placement with democracy. That was to be a universal process, of which the United States only happened to be the first fully mature example. Since there was no escape from a universal future of equality, what remained to be done was to analyze the consequences of equality. Tocqueville noted the dulling impact on the mind of the principle of equality and its contribution to the inculcation of mass habits such as instinctive patriotism, pragmatism, cheap imitation, conformity to public opinion, and the tendency of ideas to be expressed in generalized formats. In spite of all these symptoms of cultural decline that occasioned equality, Tocqueville was still far more charitable toward the principle of equality than the end-of-history theorists were. Freed from the manneristic rigidity of the aristocracy, the democratic citizen, for Tocqueville, had little respect for the past and thus was free to be innovative to the extent he wished. As is well known, Tocqueville saw the level of informal politics— that is to say, civil society rather than democratic government—as the ideal habitat for cultivating the human potentials offered by democracy as well as for combating the despotic mass tendencies generated by democracy. From the point of view of the end-of-history thesis, however, civil society is not terribly interesting. While it may indeed counter some of the hegemonic aspects of mass democracy and administered society, it does not change the character of humankind at the end of history. For if civil society offers room for freedom and initiative, modern individuals no longer know what to do with such offers. In the context of a society that offers one recognition and livelihood, nothing that one could potentially wish to struggle for involves any risk to life. In such a society, therefore, no struggle opens up the profundity of human existence, no conflict reveals the virtue of serious contemplation, no difference invokes a heroic ethic, no tragedy exists beyond mundane salvation. Furthermore, these limits on the exercise of negativity, which had defined the humanity in humankind, are guarded by the supervisory ethics of the modern state. As an outcome of a long, bloody history, this state takes it upon itself to end all threats to life and tame the virulence of struggle within its domain. It is itself defined, as Max Weber famously asserted, by its claim to the monopoly over the legitimate exercise of physical violence. The purview of modern governance is vindicated and proved by its jurisdiction over death. Foucault notes that it is perhaps no accident that suicide, one of the most puzzling—and frustrating—problems from the point of view of a power so constituted, was one of the first issues to be taken up by sociology in its early days.37 For inasmuch as suicide is an individual expression of larger social facts, as Émile Durkheim outlined the problem, it also expresses more general failures of social power. From the point of view of the state, the problem is not simply that of an individual entitlement to such a level of sovereignty epitomized in one’s right to kill oneself. Rather, suicide expresses a violation of the modern state’s exclusive right to kill—whether juridically or at war. If the modern state’s monopoly on violence defines the scope and legitimacy of its power, then obviously all violence emanating from elsewhere in society is by
Forgetting
93
definition an expression of criminality, terror, pathology, or outright rebellion. But certain trajectories of this same violence, according to some neo-Hegelian and existentialist interpretations, define humanly worthy alternatives to the otherwise bleak end-of-history existence. Kojève, for example, admired the survival of emblems of the samurai ethic in modern Japan, an ethic that offered an alternative end of history to the American model. According to Kojève, what is fascinating about modern, posthistoric Japanese culture is its abundance of gratuitous negativities— gratuitous since in an age of total administration and recognition of equality, the quest for honor entailed in such negativities has no social ground. Expressions of this ethic involve the importance attached to snobbery, manners, and the heroic status allotted to self-sacrifice, all of which are purely gratuitous in a society that had ostensibly experienced the end of history since the imposition of general peace within it, and isolation upon it, in the early 1600s. After that, the samurai war ethic, which considered violence as the last—albeit logical—component in a chain of honor, self-presentation, and intellect was sublimated into pervasive social norms rather than prohibited outright by the state. The actual sociohistorical tale is of course more complicated. For almost two hundred years, internal peace in Tokugawa society had little impact on class lines, which appeared impermeable and thus beholden to status symbolism that reinforced them. The end of the Tokugawa era and the dual commencement of modernization and imperial restoration in 1868 are translations of a profound disjunction between the hierarchies of honor and economy, which had been slowly pulling apart over a century or so. The upheaval of 1868 in Japan was an expression of the fact that classes which had the highest honor in the Tokugawa scheme of things, such as the samurai, were becoming increasingly impoverished, while those that had endured lowly social status, notably the merchants, were becoming the most prosperous class in the country.38 Thus, while the Meiji restoration deployed highly conservative rhetoric that appeased the samurai class, it could not save the old classes of honor. If anything, it ultimately catapulted the new economic classes and their erstwhile derided commerce into long-cherished prestige. It is for such a reason that the triumph of the bourgeoisie in Japan does not translate neatly into an enshrinement of the gratification ethic of life, as was the case elsewhere. For here, the new classes move into power under the cloak of traditional discourse, covered with the sword of the ancient warrior. The transformation is far less bloody than the French or English revolutions, immeasurably less than that of the American Civil War or the Russian or Chinese revolutions. In other words, the absence of an excess of bloodshed indicates the complicated survival of the heritage of the past in the bosom of the modern. The old classes do ultimately dwindle out of existence, but not because anyone has combated their ethics. The samurai, after all, never faced the equivalent of the bloody struggles against slavery or feudalism elsewhere, which abolished an entire range of sociopolitical ethics. If anything, the samurai appeared as the ethical pillars of a “restored” imperial system,
94
OF DEATH AND DOMINION
which had no reason to clash with the traditionalists who conferred legitimacy upon it. But it was the same system that, for other reasons rotating around a sudden perception of external threat, could acquire even further legitimacy by fully embracing the cause of modern industrial and technocratic organization. Seen from this perspective, what appears gratuitous in the culture is thus part and parcel of a complex historical dialectic. There is no gratuity in the dialectic. The end of “Man properly so-called,” therefore, cannot be mitigated by sheer voluntarism, as Georges Bataille sought to do when he reoriented human negativity against civilization after nature had been tamed. For in this kind of voluntarism, when one fights social restrictions on pleasure, one actually accepts more fully the life orientation latent in modern capitalism, namely, that one resists all restrictions against spontaneous, immediate gratification. One here has learned the lesson of capitalism too well and, as such, has no problem with it. By its nature, neither has capitalism, for that matter, any problem with the liberation of desire constituted as proclivity to immediate gratification, which it can learn how to supply in due time, just as it learned to supply fruits and vegetables out of season. There is no inherent bias in capitalism against desire, “natural,” “untimely,” “inordinate,” or otherwise. The liberation of voluntaristic hedonism wages war thus not on capitalism, as some advocates of voluntarism heroically proclaim, but on the imperative of total predictability and normalcy one is cultivated into in the thoroughly administered society. It is thus an infantile form of rebellion that resides at the opposite end from self-sacrifice, since nothing in it moves it against the life principle. It wants life, but its own, as the individualist ethic instructs. In fact, it wants life so much that it has forgotten both history and the entire realm of death. Thus, all that is left for it to do is to reveal as much of itself as possible, since life, in mass society, is condemned to invisibility unless exhibited. One’s hedonistic rebellion, therefore, attacks no one: bourgeois life has the sustenance it wants, is too precious to be sacrificed in struggle, is its own locus of sovereignty. What threatens it is not death but limits on recognition entailed in the nature of mass society and the nonheroic routines of administered society and ordinary politics. Its rebellion therefore takes the form of exhibitionism. It rejects sacrifice to the extent that it does not contribute to its exhibitionist cause and sees little virtue in contemplation, withdrawal, or even private passions. The little it has within it has to be announced because its life, which is all it has and all it can reflect upon, is otherwise so mediocre as to be proximate not just to death but more abhorrently to nothingness.
Remembering in the Age of Forgetting The fact that one ceases to pay attention to history, that one becomes a prisoner of temporality, does not mean that history ends. There are two senses in which it can
Forgetting
95
be said to continue. The first is tied to the persistence of conflict, the second to the persistence of perspective regarding history. In the first place, history continues as conflict, pure and simple, which involves, as it always has, the potential for death and sacrifice. This is the world of the periphery, where recognition of humanity is yet to be granted and where, as Frantz Fanon argued, struggle plays a therapeutic role.39 Through struggle, “the native” is finally released from his inferiority complex and his servitude. In Fanon’s interpretation, the native’s struggle does not stem from gratuitous adoption of ideologies that have no chance in the world.40 The native does not exist in a Sartrean “bad faith”—that is, he refuses to recognize the knowable implications of his actions.41 Fanon implies that the native needs struggle as he needs sustenance, to the extent that it is constitutive of his emergent humanity, that is, precisely to the extent that it is not gratuitous. But in this context, one can say that this struggle is simply part of the universal move toward the end of history, when all slaves gain recognition, when all masters are dethroned, when all humans are fed, lose negativity, and are thereby declawed. The existence of sacrificial conflict in the periphery does not contradict history’s inexorable drive to end. What does contradict it, however, is the introduction of a different caliber of conflict, which is brought about after recognition, inaugurating thereby a new kind of strife in the world, one that is more tied to institutional life and symbolism. I have explored this theme elsewhere, with respect to the emergence of new forms of imperialism, precisely at the point in which history is said to be ending in the global era.42 Conflict here is how power justifies its continued existence in an otherwise self-organized world. This fact is evident in that modern governments, especially those with recent imperial history, cling to their substantial armory in an age when there are no true ideological enemies, when everyone in the world voluntarily joins a common economic logic—albeit with minor local variations. A center of power here knows that the world no longer needs its services, but it refuses to become extinct. Its continued exhibitionism, therefore, becomes both the model and the incentive for the revenge of others. History here does not end because differential power does not end, even when power no longer possesses an inherent relation to any meaningfully integrated socioeconomiccultural system. Some may say that this new face of power is an expression of the revival of the quest for honor, liberated as it is from the bounds of desire (which now expresses itself in the autonomous pursuit of economic gains and material gratification), and reason (from which power is now disconnected due to its necessary isolation from rational guidance, since that guidance would advise diminution of power). But this is not thymos; the world is too mature for that today. Rather, it is a form of power modeled after the exhibitionist tendencies and habits of the same modern society from which it has emerged. Its closeness to democracy deprives it of any especially elevated sense of honor, its liaison with despotism fills it with abrasive delirium, its
96
OF DEATH AND DOMINION
notion of glory is reduced to display and exhibition, its understanding of the world is more conspiratorial than heroic. Above all, it has not the slightest comprehension of sacrifice, which, in its calculus of efficiency, it replaces with murderous dispositions. The other manner in which history can be said to continue is more tied to the continuity of a perspective regarding history and our relation to it. Nietzsche expressed this point clearly, precisely as he was denouncing philosophy’s “anti-life” bias, evident in its search for timeless essences. History is not a set of distant, objective facts or rules but a component of our current vision and thus part of the forces of life. Nietzsche proceeded to distinguish among three types of history on the basis of how they would be useful to particular moments in life, namely, the monumental, the antiquarian, and the critical. They pertain consequently to three types of perspectives: to man “as a being who acts and strives, as a being who preserves and reveres, as a being who suffers and seeks deliverance.”43 Each type relates thus not to a specific individual or nation but to moments of life when one needs the aid of a particular type of reflection. Thus, the monumental perspective is useful for someone who needs to do something great now, the antiquarian perspective for the one who must persist in familiarity and reverence of the old, and the critical perspective for one who is oppressed, who needs “a history that judges and condemns.” These perspectives, therefore, can be adjudicated not on the basis of which is closer to the “essence” or “truth” of history but solely on the basis of how they are used or abused. The problem in the use of history, thus, is not so much in its falsification but in its reduction to a single type and in not knowing which type one needs at a particular moment: “The critic without need, the antiquarian without pity, the man who recognizes greatness but cannot himself do great things . . . [like] plants, estranged from their mother soil and degenerated into weeds.”44 Nietzsche does not of course speak of the needs of “leaders” in particular but the needs of “life.” The problem of modern society, however, is that the concentration and pervasiveness of power meant that the needs of leadership can be made frequently to appear as general needs of life. Does this mean that the followers, precisely to the extent that they follow before they think, must habitually act as degenerate “weeds,” out of touch with what they need for their own life? Yes. Life, after all, can either express its sovereignty through a perpetual readiness for sacrificing itself or shy away from sacrifice and give itself over to a trustee who channels it into collective meaning. The sovereignty of life, therefore, does not manifest itself in democratic “freedom” of conforming to decorum and “public” opinion. Rather, it is manifest in one’s refusal to impose a perspective upon life that is submissive either to the requisites of leadership or the imagined will of the public. For more than a century now, such sovereign individuals have come increasingly under siege, nowhere more fully than in mass democracies, where the words of Dostoyevsky’s Grand Inquisitor have become even more pertinent than they were
Forgetting
97
during the Inquisition: “Today, people are more persuaded than ever that they have perfect freedom, yet they have brought their freedom to us and laid it humbly at our feet.” In an atmosphere teeming with vacuous collective self-congratulations— nationalism, patriotism, public faith, mass democracy—sovereign life exists with its back to the wall, suffocating from the stench of conformity, vulgarity, and received opinion. It survives not through any spiritual reservoir that this age can offer but by becoming deaf to it, by linking up, as Nietzsche states, with other time dimensions where the spirit does not feel compelled to defend itself.45 If we were to follow Nietzsche’s typology, we would expect sovereign life today to be most attached to the critical perspective of history. However, all three perspectives can be said to be part of more general political logics: the critical perspective inseparable from revolutionary moments, the antiquarian tied to preservative efforts occasioning experiments and moments seen to be unstable, and the monumental tied to moments deemed worthy of being foundational. A few concluding words about each will help point out how life at any juncture or moment tricks history into going on, even when it seems too exhausted from the interminable journey. For these perspectives on history, if we fully inhabit them situationally and as appropriate, reveal that life itself is as situational and unending as history itself. In other words, a proper perspective on history reveals the insignificance of death—indeed, that the end of history is merely another name for the death that, after all, we have never experienced. One can cite thousands of examples to portray the workings of the monumental perspective in the creation of the modern world. Napoléon, whose mind we have already frequented and is thus familiar, scarcely fails to offer an elegant summary of this perspective. His true exposure to the monumental perspective, as we have seen, begins when he is far away from what he regards to be a suffocating European culture, where no such thoughts are possible. It is in the East, the land of limitless possibilities, with its precious twin offers of ancient monumental exemplariness and present openness to world-historical missions, where he identifies the seeds of universal culture yet to be made by the conqueror. His first real battle to conquer Egypt takes place around the pyramids, a scene uniquely conducive to the realization of the weight of time. Then as well as throughout his reign in the East, the modern Napoléon seems ironically to be more cognizant of the magnitude of its timelessness than his local, tradition-oriented Mamluk adversaries. His first act spells out what should be inspiring; pointing to the pyramids, he implores his soldiers before the battle, “Forty centuries have their eyes upon you.”46 That forty centuries are your audience means here that your primary duty is to them. It is to them that you are performing. Not to the leader, not even to France, and certainly not to the yet-to-exist empire. History, in its monumental potential that the pyramids so concretely bring into eternal presence, never ends. The monument calls for the continuation of monumental history. The battle here is loaded
98
OF DEATH AND DOMINION
with adventure and the potential for sacrifice. What is important is not to preserve history or bring it back to life, and certainly not to venerate the dead pharaohs for whom the pyramids were actually built. What is at stake here is monumentalism itself, which is above this moment, beyond given existence, an emblem of death monumentalized as the only life worth living. Final failure in the monumental mission, as we have seen in the case of Napoléon himself, in no way devalues the monumental perspective. For the essence of monumentalism is action, not outcome. Inasmuch as it evidences the silent immobility of past glory, monumentalism proves the inadequacy of the present and, therefore, the primacy of action in it over preservation. By its very nature, monumentalism reaches its conclusion in death, not accomplishment in life. It is an expression of ceaseless nervous energy, which refuses given life insofar as past monumentalism perpetually reveals the mediocrity of such life. And in revealing the mediocrity of given existence, the monument also spells out a cumbersome secret: your life is not sovereign, it is under the sway of the monument. Only in fulfilling your obligation to the monument will you deserve your own sovereignty, in your own time. Your sovereignty must be snatched away not from the contemporary tyrant but from the tyranny of the eternal, which the monument reveals to you every time you cross its path. The antiquarian perspective, by contrast, may seem at first to be impulsively conservative, as it is tied to preservation and veneration. This is certainly one of its predominant modes throughout history and the present. However, it is also an aspect of perceived instability, whence antiquarianism offers itself as a possible means to bring a measure of constancy into the system. Charles de Gaulle, also a figure we have encountered earlier, is a good example here. Not only did he regard himself as a rightful savior of the nation but also, realizing that he, like all mortals, would be gone possibly along with his vision, decided that he should save the nation once and for all, since he was not likely to be repeatable. The problem of the political system he had inherited, he contemplates in his memoirs, was its foundation on forgetfulness. He detects this trait in a historically recurrent pattern of political crisis: political parties, facing situations they cannot deal with, make a show of abdication to a strongman ( Joffre in 1914, Clemenceau in 1917, Pétain in 1940, and then de Gaulle himself, twice since). Once the crisis is over, the parties come back, pushing the great man to the margin, and resume their old parochial game of power. They can do so perpetually not only due to the tendency of the political scene for factionalism but also by “exploiting the limitless capacity for forgetfulness of the electoral clienteles.”47 We have already seen de Gaulle’s solution to this problem that, in retrospect, makes little sense if seen from any perspective other than that of the antiquarian. If the people are naturally forgetful, what is the point for the leader to provide them with an example? Would they not forget that example just as well in due time? They certainly will. The very need for the visionary leader, who alone does not forget,
Forgetting
99
itself proves the necessity of reminders. This is an ancient preoccupation, central to both the Hebrew Bible and the Quran, where the recurrent forgetfulness of the faithful calls for one prophet after another to be sent, until the Quran discovers the principle of closure and solemnly announces God’s resolve to end the long succession of such reminders in Muhammad. One can resolve the forgetfulness of ordinary mortals either by changing the nature of the institutions of governance so that they become immune to popular forgetfulness or, better yet, by making the whole nation into antiquarians. Both are evident in the missions of the prophets, notably Muhammad, who sought to conclude the process of reminding. But they are evident likewise in the effort of de Gaulle himself, who both created the Fifth Republic and offered his own leadership explicitly as the model of how it should be governed. That the second part of this equation needed to be supplemented by the first testifies to the weakness of the antiquarian impulse in modern society, whose infatuation with modernity, progress, and innovation readily provides a daily nourishment of the tendency to forget not merely the distant past but even yesterday. Of course, antiquarianism is not manifest only in such efforts, and the rejection of de Gaulle does not in itself signify a rejection of antiquarianism, merely his version of it. But in general, the antiquarian perspective requires careful educative cultivation, along with continuous institutional safeguards, since in such a world as ours, it comes out of the most fragile impulse. For antiquarianism expresses an aesthetic rather than a pragmatic union of life and death, in a world which, thanks to its fetishizing of life and use value, doubly sets apart life from death and pragmatism from aestheticism. The critical perspective, by contrast, derives the energy to live from nothing but sheer death itself. It does not seek to revere or reenact history but to revisit it for inspiration whenever the world fails life, as it always does. In Thus Spoke Zarathustra, Nietzsche suggests that antiquarianism is vulnerable. The teacher, Zarathustra says to his attentive audience, must be rejected, for otherwise the student learns only to worship idols, not how to immerse himself in the revelatory substance of the overman. The instructions end with the emphatic demand, “Dead are all gods: now we want the overman to live.”48 In Ecce Homo, where Nietzsche reproduces a part of that speech as an exemplary moment of Zarathustra’s project, he ends the speech before the death of God and the survival of the overman. The new emphasis is placed rather on an earlier part of the speech, when Zarathustra reveals what will happen when he is finally rejected: “Now I bid you lose me and find yourselves; and only when you have all denied me will I return to you.”49 Here, there is a clear shift of emphasis from the overman to Zarathustra himself. If the overman defines the horizons of becoming, he requires that Zarathustra, who is pointing to that horizon yet blocking the view by his very presence, disappear from one’s field of vision. But when Zarathustra is gone, the lesson is finally learned, and man is ready for the overman, man finds a little surprise waiting for him
100
OF DEATH AND DOMINION
at history’s end: history does not end, in the same way that the horizon cannot be reached. Zarathustra comes back not to celebrate the coming of the overman but with “different eyes” and a “different love” than he had employed in his earlier incarnation. He comes back to celebrate, more precisely, the land of the potential, the existence of “man in the middle of his way between beast and overman.”50 But Zarathustra also comes back to answer the insult of forgetfulness. The oppressed, who require the critical perspective, also cultivate this forgetfulness because they cannot live otherwise, without denying that which is oppressing them now but which they will come to need again once they are liberated from it. When the Dionysian has reached supremacy, the Apollonian will return. When all values are transcended as morals, they come back as aesthetics, relics, and play. When the teacher is denied, he rises up from the dead. One of course may want to speculate here as to whether this is the logic of the eternal return or whether it is connected to cycles of rebellion and conformity in cultural life. And that may well be the case. But there is a more fundamental point here regarding the logic of remembering and forgetting, the symbiosis between life and death inherent in the logic of cycles. Perhaps the cycle is meant for the student, for the masses, for the assembly, but not for Zarathustra, who comes and goes in total sovereignty, or for the Übermensch, the form of sovereign life that will replace the immobile solidity of the idols. Unlike modern man, “man in the middle of his way” is mobile, but not through cyclical logic. His change is only that of location, not spirit—location, that is, as needed to let life contemplate itself rather than forget itself and instead enshrine death as the unconscious locus of a political project. Thus he goes up the mountain or back in time when his soul needs to be preserved against the hegemonic logic of the times, destructive to sovereign life as it is. Then he comes down from the mountain or back from history, when sovereign life energizes his negativity to the world, once more.
Last Words: Death and Difference
Ivantage s death the opposite of life? Since all good answers profit from identifying the point from which the answer issues, we could seek to answer this question through a more primary question: Who regards death to be the opposite of life? A historical survey will yield a complicated and varied view, but the common denominator among all views is the regard of death as a state of difference from life, and difference does not by necessity mean opposite. One would expect the experience of difference to intensify as one ascends the ladder of power, since power can be especially verified in having a unique fate not open to any life in the world, and that is successful resistance to reclamation by nonbeing.1 Difference is useful as a starting point in answering the question precisely because there is nothing in the concept of difference that should warrant treating it as an absolute condition—contrary to much of what has been said about it in contemporary cultural criticism. The concept of difference is useful because there are grades of difference, from the marginal, tangential, and neighborly to the existentially oppositional. In this sense, existence is defined not so much by the radical opposition between “life” and “death” as much as by that between preservation and its impossibility. And even that more fundamental opposition is significant only to the extent that it torments the mind. Power preserves the kind of order most suitable to its capabilities and prospects, and order likewise preserves the kind of power responsible for bringing it about. But neither power nor order so constituted can preserve each other without a triangulated affair with death, which stares silently at both as it presents a proof of millennial proportions on the transience of all being. Power supervises order, and its apologists argue it to be the very foundation of order, yet order cannot sustain power indefinitely just by itself. In the final analysis, even when it really needs power, order in no case guarantees the immortality of any specific power. Death, therefore, had to be appeased and incorporated into games of governance in various ways, as we have seen throughout this volume. The tropes here
101
102
OF DEATH AND DOMINION
identified serve different agendas, modes of social organization, and ideological outlooks, but they all seek to extract from the silent speech of death any hint at all that death intends to do the opposite of what it seems to do, which is to equalize the master and the slave and reveal the insufficiency of power and hierarchy as fundamental grounds of existence. In order to get death to say otherwise, power must add a political meaning to the inert substance of the eternal speech of death, which has never pronounced more than the simple yet enigmatic principle that death exists only because life exists. This elementary principle, in fact, is all that death means in nonstate societies, and it constitutes the hallmark of the cyclic thought identified by Mircea Eliade.2 Since such societies are not structured to preserve anything other than their own prosaic and decentered order, death is not the enemy of order, since order here is not an outgrowth of power but of infinite little negotiations—that is, order in nonstate society is a product of politics, not governance. Governance, as we have seen, could try to immunize itself against death only by presenting itself in a posture of permanence and solidity—in essence, by mimicking the very character of death. Governance does so because its understanding of death, which singularly defies its mastery over the world, is that of an absolute opposite. Thus comes to be the kind of governance that must present itself as an idealized image of death. Politics, by contrast, mimics life as indicated in the movement of difference. It becomes crucial, therefore, to explore the possibilities of politics so constituted, that is, non-governance-centered politics, which would be more in tune with life indicated in the movement of differences rather than oppositions. The description of such politics will require a different kind of study.3 What is more pressing here is to establish the historical grounds for the movement from the logic of difference to that of opposition, insofar as the death orientation of governance is concerned. The four universal tropes identified in the course of this volume reveal different manners of moving from difference to opposition with regard to the question of death. The trope of consolation, as allegorized by Gilgamesh, approaches difference as a question of “substitution.” Boundaries between beings are not clear or inviolable, and that which is different can with the aid of certain rituals become the self—in the same way that the !Kung hunter becomes the animal he is after. We have seen in the first chapter various examples of logics of substitution. Sociologically, the very notion of substitution presupposes the possibility of identification with an empirical being, just as Gilgamesh identifies with Enkidu and only through that identification discovers death. More generally, the earthly pragmatism, empiricism, and oracle character of all substitution rituals—which do not address large conceptual issues as much as seek to solve pressing daily issues (the hunt, the battle looming in the horizon, how to hide away from the omen, and so on)—typify the kind of governance closest to
Last Words
103
politics as a pragmatic orientation to everyday questions rather than large issues of existence. This is still the world of the polis, which can either remain a polis or become a harbinger of delusions of grandeur when, after reaching a certain solid formation, one of its tyrants feels existentially suffocated by its navigable limits. Hence we enter the (recurrent) age of empire, where difference becomes far more abstract yet at the same time is internalized by empire. That is because for empire the concept of difference describes very large constellations—for example, the “world.” Difference, from the point of view of imperial thinking, concerns not Enkidu or Socrates or some other highly focused and describable existential entity but the whole outside world, which is defined as that which empire by its very nature extends to occupy. Roman political thinkers, such as Polybius, clearly stated perpetual expansion as the very essence of the empire.4 It was only in the age of Hadrian that a notion of natural limits to expansion began to be contemplated. Hadrian in fact represents the onset of sobriety into imperial thinking after a long sequence of expansions and a number of tumultuous reigns. But “sobriety” here, or more precisely the discovery of limits, essentially means that the object of difference is relocated from the abstract realm to the internal realm. Expansion into the world outside of empire defines empire, which sees it in its nature to expand to fill all the space that is available to it, which is the world. Once it discovers a natural limit, it does not cease to be an empire but turns upon itself and contemplates itself as an already attained world. In either case, the empire maintains its habit of thinking in large terms. It simply relocates the object of this large thinking into its own bosom and begins to reflect on that accomplishment with the somber tone we have seen in Marcus Aurelius. With the trope of preparation, the question of difference is moved further across the boundaries of time rather than space, on which empire had focused. It is the otherworld that is yet to come, and it will come not because of our actions but because of the exterior and even arbitrary will of God. Yet that otherworld is still a world of difference rather than opposition because, like all differences, something can be done to reclaim it for ourselves. (The opposite, in contrast to the different, accepts no subjective effort, no labor, no sacrifice, and no bribe as a price of mollifying its complete otherness. It is not open to negotiation.) In its ideal form, the logic of preparation should mean the abandonment of this world for the otherworld, yet while continuing to do our work here and refraining from suicide. But what is the otherworld? How do we know it is worth this kind of preparation? Empire moves into new space beyond its massive acquisitions by simply continuing to move. But when abstract thought is oriented toward time rather than space, the vistas it confronts are not likely to be the same. From the point of view of agency, the incongruity of time and space consists in that one moves in space but is moved by time. Thus, when under the imperial trope governance simply kept wandering until it reached its limits and began to ponder itself
104
OF DEATH AND DOMINION
without reaching a conclusion, under the preparation trope governance could only ponder itself as an embodiment of an already concluded idea. Hence governance then could itself be justified to the extent that it stood for that idea and claimed to prepare humanity for what it has never experienced. Unlike imperial governance, salvation governance had no possibility of ever encountering the object of difference here on earth—empire explored space it could claim as it moved, while salvation was caused by time, which moved salvation toward its destination. At the point when more is demanded of it, namely, an account for the otherworld whose task it was to prepare for, the preparation trope splits into two traditions. The simplest way to chart out the split is along world religious doctrines: salvation doctrines originating in East and South Asia versus those originating in the ancient Middle East. These two traditions diverge not in highlighting the otherworld and preparation for it, on which they agree, but on the image of that otherworld.5 The Eastern and South Asian traditions describe a far more open-ended finality of a metaphysical nature, a finality whose exact substance defies imagination and thus cannot be accurately described. It must be experienced, and the task of the faithful, then, is to master a ritual corpus that would bring one to experience for oneself what the doctrine outlines in cryptic and mysterious terms. In contrast, Middle Eastern doctrines of finality have a clear vision of the otherworld, so much so that Renaissance artists had absolutely no qualms about plastering it in fine detail all over the interiors of countless churches. Even after the antirepresentational austerity of puritanical movements, such as the Reformation or Wahhabi iconoclasts, the faithful in Middle Eastern religions remained just as beholden to the image of the otherworld as a basic paradise and hell duality, each with clearly describable qualities. For at the most fundamental level, Middle Eastern doctrines of salvation simply built the otherworld after the image of the experienced world. The rivers and orchards and plenitude of paradise did no more than exaggerate earthly bounties, in the same way that the fires of hell exaggerate earthly torments. Even the inhabitants of each are knowable existential entities, since human society would simply regroup in the otherworld, albeit with eternal equality within each realm. What distinguishes these two traditions thus is whether death, as a solution to the problem of inequality, would solve this problem over which it has sole jurisdiction in knowable terms. The Middle Eastern formulas affirm knowability, as they design an otherworld by extrapolating from known earthly phenomena and experiences. In doing so, they reveal that they have not moved far from the ancient Osirian peasant paradise, which just gave the peasants a field immune from pests and droughts in which they could continue their labor after death. The only “improvement” on that paradise introduced by the book religions was to deduct labor from the equation. But in doing so, they truly confirmed the status of death as
Last Words
105
the absolute opposite of the mobility and action of life. Such a divergence has something to say about the differential propensity to imagine the nonexistent in terms of the existent (Middle Eastern religions) or the nonexistent on its own terms (Eastern/South Asian religions). But it does not change the basic conceptual universal unity of the preparation trope—the conduct of life must be advised by the requisites of an afterlife toward which life must move across the dimension of time. The trope of forgetting, which basically represses the problem of death and sublimates it into a myriad of outlets, entails another approach to the question of difference. Forgetting, as discussed earlier, is the trope most likely to be prevalent in a “life”-oriented society, in which life must push death back into the innermost margins of its consciousness so that it can contemplate itself most fully. But it also occasions a thoroughly administered society in which life exists only within a social mass and experiences itself in that context as atomistic. Difference here is both abstracted and internalized by the supposedly sovereign modern individual, much as empire experiences difference after it regards itself to have become completed. But in this case, unlike empire, the object of abstraction and internalization is not the space of the world, into which the atomistic self cannot expand and against which it must in fact shield itself under the cloak of privacy. The abstracted and internalized difference concerns rather the social mass which the individual atom both inhabits and seeks to shut out. The atom must abstract the mass because it cannot apprehend it empirically. This lack of apprehension, paradoxically, is resolved in mass liberal democracy by endowing the mass with the keys to authenticity and factuality—a psychic condition well captured in Alexis de Tocqueville’s comments on how an abstraction such as “public opinion” becomes for the democratic citizen synonymous with truth. Yet precisely because of that approach toward the veracity of the mass, the self must also internalize the mass and see itself as an embodiment of it. In an important sense, this internalization resolves both the self’s alienation from the otherwise inconceivable mass and its sense of its own insignificance in comparison to it. While the four tropes have been for heuristic purposes presented in terms of historical outlines, they should nonetheless be apprehended as allegorical and transhistorical, precisely because the objects of difference at which each stares have always maintained, each according to its own distinct manner, the interstices of the social fabric. Thus, an appropriate conclusion to such a historical outline must remind one of the cohabitation of the various tropes of the same time period—something akin to what Ernst Bloch misdiagnosed as Ungleichzeitigkeit des Gleichzeitigen. A hard distinction is not possible to make, for example, between expansive salvation empires and expansive empires whose doctrine concerns something other than salvation. But we can observe how behaviors emanating from two different tropes
106
OF DEATH AND DOMINION
advise the functioning of a salvation empire as it moves across both time and space and in due time gets annihilated by both. Similarly, today we find orientations toward small-scale politics, the world at large, the otherworld, or the social mass characterizing political outlooks and strategies cohabiting the same societies. What each outlook requires in order to sustain itself is someone feeling its significance as an approach to life.6 The question concerns what sort of perspectives and possibilities any lived reality throws in the face of the living political animal as it contemplates how to die. One may wish to see most displayed, as someone like Nietzsche certainly would, the kind of politics that is appropriate for life rather than death.7 But a wish constitutes only a first gesture, and before one can proceed any further, one must still unpuzzle why one has been stressing a particular style of difference rather than another. Only then would one possibly know the source of one’s drive in the specifics of one’s difference. Then one may consciously choose a particular style of suffering existence, a style more appropriate for one’s capacities for sociability and productivity. There is nothing more disfiguring for existence than to have everything in the wrong place, as we seem to have today: visionless mediocrities running empires, great visionaries suffocating in isolated neighborhoods, otherworldly ascetics determined to focus on this world, pathological demagogues winning offices that are best run by colorless technocrats. On the other hand, this misplacement of capacities is part and parcel of the history of governance, especially when governance becomes understood as the only meaningful arena of politics. Yet what life requires—as opposed to death—is politics, not governance. In other words, politics as an immense marketplace where negotiations and haggling take place in a way that defines the vitality of life itself, rather than governance as the embodiment of a larger cultural spirit or governance as a savior of life in the first and last resort, even when “life” has not asked to be saved—especially from its own movement. Another way to highlight the difference between politics and governance, or negotiations of power oriented toward life versus those oriented toward death, consists in detecting the fundamental philosophical idea each presents us. Marcus Aurelius, it will be recalled, thought that nature itself had implanted in us a propensity to see beauty in slight imperfections. This unpublicized thought would have been noted as a novelty from the point of view of the aristocracy of the empire. The empire had by then already reached its limits, and it is curious that precisely at that point we encounter such a discovery that “beauty” and “perfection” are actually separate concepts and that furthermore they do not define each other. If anything, perfection seems to be the opposite of beauty. Beauty, in approaching perfection yet playfully deducting something from it, defines the dynamism of life, whereas the perfect, precisely because it has become perfect, no longer moves or responds to stimuli. And as such, perfection only mimicked death—indeed, it was death. This astounding discovery could only have been attained by empire, when its
Last Words
107
controlled, blood-soaked drive toward world dominion is finally halted by factors beyond control. It is then that empire discovers the impossibility of perfection and resigns itself to contemplating a different virtue. And while empire does not orient itself to life even then, it realizes from the summit as it ponders its own upcoming death a truth which it nonetheless cannot use: the only politics that mortals have ever managed to make serviceable to the cause of life is that which beautifies existence rather than governs it.
Notes Chapter 1 1. For our purposes the polis should be understood as a universal type and not simply a specific Greek institution. It is a territorially confined small system, usually (but not only) a city-state. The polis is oriented primarily to pragmatic questions of life and political negotiations. The defining features of its behavior highlight more protection from the outside world than expansion into it, thus a sense of measure and the absence of a sense of heroic mission or undue grandeur. These features may of course be altered in the course of its history and given favorable circumstances, in which case the polis ceases to be such and becomes the foundation of empire. 2. See Martin Heidegger, Sein und Zeit (Tübingen: Max Niemeyer Verlag, 1993), sec. 30, p. 142. 3. G. W. F. Hegel, The Phenomenology of Spirit, trans. A. V. Miller (Oxford: Oxford University Press, 1977), pp. 117–19. 4. Norbert Elias, The Loneliness of the Dying, trans. Edmund Jephcott (Oxford: Basil Blackwell, 1985), pp. 60–62. 5. See The Tibetan Book of the Dead, trans. Francesca Fremantle and Chögyam Trungpa (Boulder, Col.: Shambhala, 1975), esp. pp. 46–47. 6. Jean Bottéro, Mesopotamia: Writing, Reasoning, and the Gods, trans. Zainab Bahrani and Marc van de Mieroop (Chicago: University of Chicago Press, 1992), p. 279. The custom of sacrifice evidently belonged to an earlier, obscure tradition. It was eventually abandoned, unlike other features of pomp in royal funerals. 7. In Walter Burkert, Ancient Mystery Cults (Cambridge, Mass.: Harvard University Press, 1987), p. 27. 8. For a more encompassing discussion, see ibid., p. 278. Bottéro observes how different Ishtar’s fate is from later notions of inequality after death, expressed for instance in Egyptian psychostasy or the Christian notion of individual judgment. 9. In Khazal al-Majidi, Al-Din al-Masri (Beirut: Dar al-Jeel, n.d.) p. 209.
109
110
NOTES TO PAGES 11–17
10. Ibn al-Kharrat, Kitab al-Aqibah, ed. Abi Abdullah M. H. Ismael (Beirut: Dar al-Kutub al-Ilmiyyah, 1995), pp. 21–23. 11. Ibid., pp. 298–99. 12. For a good example, see the discussion of the experience of the nomadic “kingdom” of Kinda in pre-Islamic Arabia in Mohammed Bamyeh, The Social Origins of Islam: Mind, Economy, Discourse (Minneapolis: University of Minnesota Press, 1999), chap. 2. Subsequent discussions here of nomadic poets are elaborated at length throughout that same volume. 13. Jean-Pierre Vernant, Mortals and Immortals: Collected Essays, ed. Froma Zeitlin (Princeton, N.J.: Princeton University Press, 1991), pp. 79–80. 14. For lengthier discussions, see al-Majidi, Al-Din al-Masri, esp. p. 191. 15. See Burkert, Ancient Mystery Cults, pp. 21–24. 16. See Jacques Soustelle, Daily Life of the Aztecs on the Eve of the Spanish Conquest, trans. Patrick O’Brian (Stanford, Calif.: Stanford University Press, 1961), p. 107; al-Majidi, Al-Din al- Masri, p. 217. 17. Soustelle, Daily Life of the Aztecs, pp. 52–53. 18. Worshippers of the pre-Columbian rain god Tlaloc must diminish their labor in front of him: “Oh my lord, magician-prince, truly it is to you that the maize belongs.” Reported by Sahagún in the Codex Florentino and cited in ibid., p. 103. 19. The fact that pre-Columbian state societies, such as the Aztecs or the Maya, had cyclic calendars does not seem to me to contradict this observation. For in such cases, the cycles were extended to the equivalent of lifetime blocs or alternatively to the equivalent of the notion of “centuries.” This extension does allow for a notion of progressive time within larger cycles, much as “modern” calendars do. In this sense, regardless of their overplayed cyclicality, notions of time that develop in the age of the state possess a larger scheme of linearity than can be found in conceptions of time prevailing among nonstate peoples. 20. This holds naturally not for everyone who lives in any civilization at any point but more precisely for civilization insofar as it is constructed after the master’s self-image. 21. It seems to me that this construction directly contradicts Heidegger’s argument that the Nonbeing (Nichtsein) is both a property of Being (Sein) and alien from it—since it is not yet reality (Heidegger, Sein und Zeit, sec. 48, p. 243). Nomadic lore is probably not the only source which shows that the distinction between the two is relative rather than absolute. 22. Nomadic lore teems with examples of statements decrying the contaminating effect upon morals and health of too much togetherness, especially with sedentary societies. For a remarkable modern literary rendition of this trope, see the novella Nazif al-Hajar by Ibrahim al-Koni (Beirut: Dar al-Tanwir, 1992). 23. Freud’s treatment of the issue of primal parricide in Totem and Taboo is conducted on a different track. But it has one common denominator with the discussions here, which is the foundation of civilization in a lesson on modesty.
Notes to Pages 17–26
111
24. Cited in Bottéro, Mesopotamia, p. 277. 25. Marcus Aurelius Antoninus, Meditations, ed. R. B. Rutherford, trans. A. S. L. Farquharson (Oxford: Oxford University Press, 1989), VI: 24, p. 48. 26. Heidegger, Sein und Zeit, sec. 38, p. 179. 27. Ibid., sec. 30, p. 140. 28. Ibid., sec. 47, p. 240–41. Heidegger compares the idea of extinction to that of a simple end (Verenden), which characterizes the consciousness of the NurLebend. 29. Ibid., sec. 48, p. 242. In Heidegger’s words, “Ausstehen meint . . . Nochnichtbeisammensein des Zusammengehörigen.” 30. For more elaborate details, see Soustelle, Daily Life of Aztecs, pp. 68, 77. 31. In the Hebrew Book of Judges the judges literally sat at the gate of the city, signifying the territorial limits of the law. 32. For details see R. G. Lienhardt, Divinity and Experience: The Religion of the Dinka (Oxford: Clarendon, 1961). 33. Metcalf and Huntington, p. 183. 34. Bottéro discusses a few examples. See Bottéro, Mesopotamia, esp. pp. 270– 71, no. 9. 35. See E. E. Evans-Pritchard, The Divine Kingship of the Shilluk of the Nilotic Sudan (Cambridge: Cambridge University Press, 1948). 36. Nietzsche’s discussion of monumentalism in his essay on the uses and abuses of history captures part of this story. My emphasis here is not yet on what “history” makes of the subject (monumental founder) but how that subject approaches history. Friedrich Nietzsche, “On the Uses and Disadvantages of History for Life,” in Untimely Meditations, trans. R. J. Hollingdale (Cambridge: Cambridge University Press, 1983). 37. Plutarch, The Lives of Noble Grecians and Romans, ed. Arthur Hugh Clough, trans. John Dryden (New York: Random House, 1979), pp. 823–24. 38. Bottéro, Mesopotamia, p. 145. 39. Ernst Kantorowicz, The King’s Two Bodies: A Study in Mediaeval Political Theology (Princeton, N.J.: Princeton University Press, 1957), p. 22. 40. Heidegger, Sein und Zeit, sec. 47, p. 239–40. On the other hand, Heidegger suggests elsewhere that there is another level of being that transcends the individuality of Dasein and links it up to others (Mitdasein). That level requires a capacity to “listen” in a fundamental way (Hörchen)—as it were, to listen to the subsonic speech of being. See sec. 34, pp. 162–63. 41. “Enkidu, whom I love deeply / . . . the fate of mankind has overtaken him. / . . . how can I be silent, how can I be still? / My friend whom I love has turned to clay. / Am I not like him?” The Epic of Gilgamesh, trans. Maureen Gallery Kovacs (Stanford, Calif.: Stanford University Press, 1989), tablet X, p. 85. 42. See Bottéro, Mesopotamia, pp. 142–43. 43. As we will see in a later chapter when we come to salvation religions, the
112
NOTES TO PAGES 27–33
death of Jesus for love places him closer to the paradigm of attachment established by Gilgamesh. His problematic connection to governance (and suffering), however, requires that he be addressed in a different context. 44. Antoninus, II: 17, p. 15. 45. Plato, Phaedo, in The Collected Dialogues, ed. Edith Hamilton and Huntington Cairns (Princeton, N.J.: Princeton University Press, 1963), p. 46. 46. Burkert discusses this principle in the context of the emphasis of mystery cults on experience rather than written doctrine. See Burkert, Ancient Mystery Cults, p. 69. 47. For a more extended treatment of the lore surrounding Luqman, see Bamyeh, Social Origins of Islam, chap. 4. 48. See Leo Strauss, On Tyranny (Glencoe, Ill.: Free Press, 1963), pp. 211–17. 49. See Napoléon Bonaparte, The Mind of Napoleon: A Selection of His Written and Spoken Words. ed. and trans. J. Christopher Herold (New York: Columbia University Press, 1961), pp. 8, 10.
Chapter 2 1. Ibid., p. 241. Conversation recorded sometime after 1811. 2. Obviously, Napoléon’s family was not exactly at the bottom of the social hierarchy, but the important point is that he regarded it as having been such. 3. The origin of this movement is a type of consciousness creating a master without slave, a slave without a master, which is the bourgeois. See Alexandre Kojève, Introduction to the Reading of Hegel, trans. James H. Nichols Jr. (Ithaca, N.Y.: Cornell University Press, 1980), p. 63. 4. Ibid., p. 69. A leading commentator, Shadia Drury, argues that Kojève’s apparent embracement of revolutionary terror (including Stalin’s) is not congruous with Hegel’s own aversion to it; see Shadia Drury, Alexandre Kojève: The Roots of Postmodern Politics (New York: St. Martin’s Press, 1994), 36–37. However, Hegel highlights the necessity of facing terror (although not necessarily of the revolutionary variety) on the path toward absolute freedom. See Hegel, Phenomenology of Spirit, pp. 355–63. 5. Bonaparte, The Mind of Napoleon, p. 204. The imperial bulletin that described the inspection reported no reaction on the part of Napoléon. As if disquieted by this silence, the editor apparently felt compelled to add, “A sight such as this should inspire rulers with the love of peace and the hatred of war.” 6. Ibid., p. 205. 7. Ibid., pp. 205–6. 8. Hegel, Phenomenology of Spirit, sec. 191–93, pp. 116–17. 9. Antoninus, V: 16, p. 39. This quotation echoes Aristotle’s dictum that equality is for those who are equal.
Notes to Pages 34–38
113
10. Cited in Géza Alföldy, Die Rolle des Einzelnen in der Gesellschaft des Römischen Kaiserreichs: Erwartungen und Wertmaßstaben (Heidelberg: Carl Winter Universitätsverlag, 1980), p. 33–34. 11. For an outline of the role of death in providing legitimacy, especially to a new polis, see Claude Bérard, “Récupérer la mort du prince: héroïsation et formation de la cité,” in La Mort, les morts dans les sociétés anciennes, ed. Gherardo Gnoli and Jean-Pierre Vernant (Cambridge: Cambridge University Press; Paris: Maison des sciences de l’Homme, 1982), pp. 89–105. 12. See John A. Wilson, The Burden of Egypt: An Interpretation of Ancient Egyptian Culture (Chicago: University of Chicago Press, 1951), esp. pp. 67–68. 13. The fact that the imposition was not opposed through revolt may have something to do with not only the belief in the divinity of the king and sheer servitude but also that it employed and provisioned excess labor during the flooding of the Nile. This thesis was first elaborated by Reginald Englebach in Annales du Service des Antiquités de l’Egypte, XLII (1943), cited in Wilson, Burden of Egypt, p. 83. 14. Antoninus, XII: 32, p. 117. 15. Nietzsche argues that this revenge constitutes the origins of the triumph of slave morality. The discussion here, however, is more concerned with the emergence of a particular orientation toward death as an inescapable element of the logic of imperial conquest. 16. For a discussion of the role of this festival throughout the pharaonic period, see Erik Hornung and Elisabeth Staehelin, Studien zum Sedfest (Aegyptiaca Helvetica 1) (Geneva: Edition de Belles-Lettres, 1974). 17. For details on this as well as other Aztec war rituals, see Soustelle, Daily Life of Aztecs, pp. 101, 206–11. 18. The genesis of the idea of sacrifice, as the Mayan Popol Vuh clarifies, is connected to fire, which the god Tohil gives to humanity and in exchange for it requires sacrifice. The more general underlying concept concerns, on the one hand, the need to thank something other than labor for the capacity to survive and produce and, on the other hand, the need to protect against the propensity of humans and unworthy gods and masters for self-magnification, which is the earliest moral flaw to be denounced in the holy text. See Popul Vuh, trans. Dennis Tedlock (New York: Simon and Schuster, 1985). 19. Soustelle, Daily Life of Aztecs, p. 100. The aversion of the Maya to pure violence without a higher purpose is similar. In his commentary on the Popol Vuh, Dennis Tedlock notes that the recorders of the book were more struck by the torture than by the death of their later lords at the hands of the Spaniards. See Popol Vuh, p. 195. 20. Tzvetan Todorov, The Conquest of America, trans. Richard Howard (New York: Harper and Row, 1984), pp. 143–45. 21. Antoninus, III: 2, p. 16. 22. Alföldy, Die Rolle des Einzelnen, pp. 47–48.
114
NOTES TO PAGES 39–44
23. Evelyn S. Rawski, “The Imperial Way of Death: Ming and Ch’ing Emperors and Death Ritual,” in Death Ritual in Late Imperial and Modern China, ed. James L. Watson and Evelyn S. Rawski, pp. 228–53 (Berkeley and Los Angeles: University of California Press, 1988), at p. 253. 24. For some descriptions of elaborate funerary rites and ceremonials surrounding imperial death in China, see ibid., pp. 240–48. 25. JaHyun Kim Haboush, A Heritage of Kings: One Man’s Monarchy in the Confucian World (New York: Columbia University Press, 1988), pp. 26–28. 26. Kitabatake Chikafusa, A Chronicle of Gods and Sovereigns: Jinno Shotoki of Kitabatake Chikafusa, trans. H. Paul Varley (New York: Columbia University Press, 1980), pp. 7–8, 60–61. According to this view, historical interruptions in the virtuous line do not in themselves undermine legitimacy, since they are bound to be corrected in the due course of time. See p. 173. 27. Cit. in Haboush, Heritage of Kings, p. 279, no. 56. 28. Herodotus could still detect little fundamental juridical difference, apart from scale and resources, between the Persian Empire and the Greek polis. The empire was still capable of both justice and injustice to the extent that the character of the same king was occasionally just and occasionally unjust. The Persian Empire thus applied prosaic law and had not yet conceived of itself as the world. In fact, its numerous and costly adventures prove only that it was conscious of the incompleteness of its mission as an empire. 29. One may exempt from this tradition cultural productions from the 1970s and beyond which glamorize an imperfect antihero. But these are usually oppositional productions and are constructed in conscious defiance of the logic of domination and conformity propagated by empire. 30. Alexander fostered his own divine cult, even though it spread and took root only gradually after his death. For a history of this process, see Fritz Taeger, Charisma: Studien zur Geschichte des antiken Herrscherkultes, vol. 1 (Stuttgart: Kohlhammer, 1957), pp. 225–33. 31. Plutarch, Lives of Noble Grecians and Romans, pp. 802–3. 32. Ibid., p. 810. 33. Ibid., p. 832. 34. Ibid., pp. 837–39. 35. The same view of death as part of a continuum along a spectrum of wellbeing rather than as a fundamentally distinct event is also observed in many nonstate cultures. For a useful summary of the anthropological literature on the topic, see Arthur M. Hocart, Social Origins (London: Watts, 1954), pp. 86–88. 36. Gabriel Garcia Marquez, The Autumn of the Patriarch, trans. Gregory Rabassa (New York: Avon, 1977), p. 66. 37. Kojève, Reading of Hegel, p. 62 (emphasis in original). 38. Plutarch, Lives of Noble Grecians and Romans, p. 821.
Notes to Pages 45–51
115
39. Ibid., p. 822. 40. Bonaparte, Mind of Napoleon, p. 49. 41. Ibid., pp. 58–59. 42. Ibid., p. 79. Napoléon offers a qualifying note: “[But] I shall soften and limit slavery wherever I maintain it and shall restore order and discipline wherever I maintain freedom.” 43. Ibid., p. 48.
Chapter 3 1. Ibid., pp. 41–42. 2. Charles de Gaulle, Memoirs of Hope: Renewal and Endeavor, trans. Terence Kilmartin (New York: Simon and Schuster, 1971), p. 306. 3. Max Weber, “Politics as a Vocation,” in Max Weber: Essays in Sociology, ed. and trans. H. H. Gerth and C. Wright Mills (1919; Reprint, New York: Oxford University Press, 1946), pp. 77–128. 4. See, for example, Napoléon’s instructions to his nephew, in which the young emperor in the making was told that any duties he may have to France came only in second place, after those to Napoléon himself (Bonaparte, Mind of Napoleon, pp. 7–8). 5. This orientation of votive religions is highlighted by Burkert in the context of his discussion of mystery cults. See Burkert, Ancient Mystery Cults, pp. 12–15. Hocart in Social Origins mentions an example of a Fijian chief who feigned illness in order to test which god was true and thereafter consulted only the one who knew that he was feigning. In other words, a god had to demonstrate his credentials concretely, especially because there were always alternatives to him ready to do business with the worshipper. In Tokugawa Religion, Robert Bellah charts a developmental religious trajectory into Tokugawa notions of divinity. The fact that preTokugawa religion exemplified contractual elements with divinity is taken in Bellah’s functionalist analysis as a sign of an earlier attitude incompatible with the existential foundations of capitalism described by Max Weber, which involved uncertainty about one’s destiny under a god who was at once irreplaceable and unaccountable. The comparison is certainly interesting in the context of the history of ideas. However, Bellah’s discounting of the likelihood of the “spirit of capitalism” arising in conjunction with votive notions of divinity is not persuasive. See Robert Bellah, Tokugawa Religion: The Values of Pre-Industrial Japan (Boston: Beacon Press, 1957). 6. Burkert, Ancient Mystery Cults, p. 114; see also pp. 28–29. 7. One must exempt here mystical and local cult trends within each salvation religion, but those, as is well known, were often at odds with the defenders of a doctrinal approach and the mainstream currents within salvation religions.
116
NOTES TO PAGES 51–59
8. Antoninus, VI: 10, p. 45. 9. Ibid., XII: 9, p. 113. 10. James Carse argues that the best way to comprehend the significance of the originality of the notion of sin is to compare it to the Hindu concept of karma. Unlike sin, karma is based on accepting life as a separation from God, as one’s own unalterable responsibility. Thus karma is acquired at birth, unlike sin, which is acquired freely. See James P. Carse, Death and Existence: A Conceptual History of Human Mortality (New York: John Wiley and Sons, 1980), p. 129. 11. Bottéro, Mesopotamia, pp. 285–86. 12. The difficulties of the evolutionary argument illustrate further the reason why the tropes outlined in this book must be regarded as allegorical rather than historical. The survival of the votive within or parallel to mainstream salvation religious commitments has been pointed out not only by Michael T. Taussig but also by others who study Santeria religion and the orishas in the New World, as well as countryside vow rituals in the Middle East and elsewhere. Michael T. Taussig, The Devil and Commodity Fetishism in South America (Chapel Hill: University of North Carolina Press, 1980). 13. Erik Hornung, Akhenaten and the Religion of Light, trans. David Lorton (Ithaca, N.Y.: Cornell University Press, 1999), pp. 99–100. 14. The “Great Hymn to the Aten” (attributed to Akhenaton himself) presents unity of the observed universe (including elements created by human beings) as a function of universal visibility. Unity must be the law of the universe because it is organically derived from visibility, the defining feature of Aton: “You create millions of forms from yourself alone—cities, towns and field, roads and river.” See ibid., pp. 79–83. 15. Bonaparte, Mind of Napoleon, p. 33. 16. Hermetica, p. 41. 17. I have explored this thought pattern at more length in the context of preIslamic nomadic poetry. See Bamyeh, Social Origins of Islam, chap. 5. 18. Burkert, Ancient Mystery Cults, p. 42. 19. Ibid., pp. 43–46. It seems plausible that it was precisely that emphasis on experience and the concrete rather than doctrine which accounts for the dearth of surviving literary records from the ancient mystery cults. 20. See Heidegger, Sein und Zeit, sec. 38, p. 176; Ludwig Wittgenstein, Tractatus Logico-Philosophicus (London: Kegan Paul, Trench, Trubner, 1933), 6.4311. 21. Karl Mannheim, Conservatism: A Contribution to the Sociology of Knowledge (London: Routledge and Kegan Paul, 1986). 22. Sigmund Freud, Beyond the Pleasure Principle, trans. James Strachey (New York: Liveright, 1961), p. 30 (emphasis in original). 23. Ibid., p. 33. 24. Antoninus, II:12, p. 13.
Notes to Pages 60–66
117
25. Within such a framework, the death instinct could not be allowed to express itself as it wished, namely, to return to an earlier condition of harmony through an autonomously selected path. Rather, it had to be expressed in the metaphor of prescribed travel: life as a journey back to God or, rather, life as a pilgrimage over a route trodden according to doctrine. 26. Bonaparte, Mind of Napoleon, pp. 273–74. 27. Cited in Ryszard Kapuschinski, The Emperor: Downfall of an Autocrat, trans. William R. Brand and Katarzyna Mroczkowska-Brand (New York: Vintage, 1989), p. 146. 28. Bonaparte, Mind of Napoleon, p. 77. The statement is dated from 1800. 29. See Vladimir Macura, “La mort de l’Homme d’Etat: etiquette et rite,” in Savoir mourir, ed. Christiane Montandon-Binet and Alain Montandon (Paris: L’Harmattan, 1993), p. 131. 30. De Gaulle, Memoirs of Hope, pp. 306–7. 31. See Joseph Schumpeter, The Theory of Economic Development, trans. Redvers Opie (Cambridge, Mass.: Harvard University Press, 1955), pp. 212–55. 32. Al-Farabi, Al-Farabi on the Perfect State, ed. Richard Walzer (Oxford: Clarendon, 1985), pp. 246–53. Interestingly, al-Farabi does not presume that one individual would have all the qualities needed in the follower. He therefore contemplates a system of collective leadership in which leaders with certain qualities would be added on an equal footing to those deficient in them but superior in other needed respects. 33. Antoninus, VII: 49, pp. 62–63. See also XI: 1, p. 101. 34. Ibid., I: 16, pp. 6–7. 35. Ibid., VII: 25, p. 60. This theme is variably articulated in the Meditations. See also VI: 4, p. 44, VIII: 24, p. 72, and VIII: 58, p. 79. The universality of this theme is evident in Aztec notions and practices of sacrifice, which essentially meant birth and renewal. One of the most shocking of Aztec sacrifice rituals, the flaying of the skin of the victim and the wearing of it by the priest, paralleled how the dead earth announced its rebirth by making a new skin for itself at the beginning of the rainy season. The dependence of life and death on each other is further noted in cosmic regularities: Venus dies and is reborn at the appointed time each year, and the sun itself could not have been born and would not sustain its own life without blood and sacrifice. For further details, see Soustelle, Daily Life of Aztecs, pp. 96–106. 36. Antoninus, IV: 3, p. 24. 37. Elias, Loneliness of the Dying, p. 10. 38. In his conceptual history of death, James Carse argues that mystics, as opposed to Platonists, belong to the latter category, since their efforts presuppose an abyss separating the soul from God, which they seek to cross. See Carse, Death and Existence, p. 63. However, this argument seems to be too schematic, as many mystics reconcile both notions. For example, the thirteenth-century Muslim mystic Ibn
118
NOTES TO PAGES 67–77
Arabi said, “God has described Himself as the Exterior and the Interior and he has manifested the world both as interior and exterior so that we may perceive God’s internal aspects with our own interiority and the external aspects with our exteriority.” Quoted in Eva de Vitray-Meyerovitch, Rumi and Sufism, trans. Simone Fattal (Sausalito, Calif.: Post-Apollo Press, 1987), p. 129. 39. See Reynold A. Nicholson, The Mystics of Islam (New York: Schocken, 1975), pp. 149–52. 40. John Stuart Mill, Utilitarianism, ed. Samuel Gorovitz (Indianapolis: BobbsMerrill, 1971), pp. 24–25. 41. Elias, Loneliness of the Dying, p. 62. 42. Bonaparte, Mind of Napoleon, p. 35. 43. Freud, Beyond the Pleasure Principle, p. 48. 44. See Georges Bataille, The Trial of Gilles de Rais, trans. Richard Robinson (Los Angeles: Amok, 1991), p. 58. 45. For a discussion of this point, see Simmel, “The Nobility,” in On Individuality and Social Forms, ed. Donald N. Levine (Chicago: University of Chicago Press, 1971), pp. 199–213. 46. Bataille suggests that Christianity, in introducing the ethic of forgiveness so robustly employed by Gilles de Rais, entertains a “pressing demand for crime.” See Bataille, The Trial of Gilles de Rais, p. 12. 47. This of course is a reduction of the alternative possibilities which inhere in the work of Karl Marx and Friedrich Nietzsche, and the massive literature on both demonstrates their adaptability to different perspectives. I am only using the comparison here as a shorthand. I hope the nuances will become clearer in the context of discussions in the next chapter. 48. Drury, Alexandre Kojève, pp. 157–59. 49. In his study of the ceremonials surrounding the death of Stalin and Gottwald, Macura argues that the equation we = leader functions as a guarantor of the leader’s immortality. See Macura, “La morte de l’Homme d’Etat,” pp. 127–28. 50. Bonaparte, Mind of Napoleon, p. 40. 51. Ibid., p. 39. 52. Kapuschinski, Emperor, p. 131.
Chapter 4 1. David Quint, Epic and Empire: Politics and Generic Form from Virgil to Milton (Princeton, N.J.: Princeton University Press, 1992), p. 10. 2. Michel Foucault, Discipline and Punish: The Birth of the Prison, trans. Alan Sheridan (New York: Vintage, 1979), p. 163. 3. Karl Marx, The Eighteenth Brumaire (New York: International Publishers, 1963), pp. 171–73.
Notes to Pages 77–84
119
4. Freud, Beyond the Pleasure Principle, p. 57. 5. Elias, Loneliness of the Dying, pp. 64–65. 6. Vamik D. Volkan, “Narcissistic Personality Organization and Reparative Leadership,” International Journal of Group Psychotherapy 30 (1980): 131–52, p. 139. 7. “Das Gewissen redet einzig und ständig im Modus des Schweigens,” Heidegger, Sein und Zeit, sec. 56, p. 273 (emphasis in original). As for the call, we are told that “Gerufen wird aus der Ferne in die Ferne. Vom Ruf getroffen wird, wer zurückgeholt sein will,” sec. 55, p. 271. 8. “Der Ruf kommt aus mir und doch über mich,” ibid., sec. 57, p. 275 (emphasis in original). 9. Simmel, “The Metropolis and Mental Life,” in Individuality and Social Forms, esp. pp. 329–33. 10. See esp. Jean-Pierre Peter and Jeanne Favret, “The Animal, the Madman, and Death,” in I, Pierre Rivière, Having Slaughtered My Mother, My Sister, and My Brother . . . , ed. Michel Foucault, trans. Frank Jellinek (Lincoln: University of Nebraska Press, 1975), pp. 191–93. 11. Rivière, “The Memoir,” in I, Pierre Rivière, ed. Michel Foucault, p. 106. 12. Santner argues that while Freud addresses the connection between capitalism and neurosis, he does not dwell on its distinct connection to paranoia, which Santner explores. The point is certainly worth exploring further, although in the context of the discussion here, the emphasis is more on the political organization of modern society than on its economic organization. Eric L. Santner, My Own Private Germany: Daniel Paul Schreber’s Secret History of Modernity (Princeton, N.J.: Princeton University Press, 1996). 13. Again, their emphasis is on economic rather than political macrostructures, although they see both to be connected. While their work concerns more broadly schizophrenia, it is worth noting that the most important cases in their book concern paranoiacs. Gilles Deleuze and Félix Guattari, Anti-Oedipus: Capitalism and Schizophrenia, trans. Robert Hurley, Mark Seem, and Helen R. Lane (New York: Viking Press, 1977). 14. Classic examples include Ingmar Bergman’s The Serpent’s Egg (1978) and Fritz Lang’s Fury (1936). More recent films, such as Enemy of the State (1998), The Fugitive (1993), and The Truman Show (1998), or such TV productions as The X-Files and Roswell, are driven by the suggestion that there is a good reason for heightened paranoia, as it is the venue for “truth” in a thoroughly administered or “rational” world. 15. The list can go on interminably. One can also add ballot initiatives in some states such as California which, thanks to its size, now serves as a laboratory for new methods of forming public opinion in mass society. Almost always, those initiatives take the form of eruptive discontinuity, and the voting public is usually bombarded with dozens of them in any given election cycle. In a recent referendum, voters in that state simultaneously approved, apparently without even noticing it, two contradictory proposals regarding public financing of political campaigns.
120
NOTES TO PAGES 84–88
16. Most prominent foreign policy makers in the United States in recent history had in fact dismal levels of global education, especially when the source of the threat was weaker than the United States. The kind of education most highly valued during that era was not detailed cultural analysis that required immersion in the language, customs, and social history of the adversary. Rather, it was the kind of education that highlighted abstract modeling of universal behaviors. The fact that Jeane Kirkpatrick was for many years the primary policy adviser for Central and Latin America, even though she did not know the language of the region and had never been there, was, as it still is, far from uncommon for prominent foreign policy makers and advisers, and Paul Bremer’s reign in Iraq was simply the latest episode of that tendency of eschewing those with “too much” knowledge, since they would make action impossible. Too much knowledge, in fact, disqualifies one from such posts. In a U.S. Senate hearing on a failed nomination for head of the CIA during the Clinton administration, one senator offered what proved to be a more-thaneffective argument against the nominee: “too educated.” The statement, as one reporter sought to clarify to anyone who might be puzzled by it, was not meant as a compliment. 17. Elias, Loneliness of the Dying, p. 36. The main point here concerns not the veracity of psychoanalytic concepts such as the id but the orientation toward mortality as partially viewed from the vantage point of psychoanalysis. 18. Sigmund Freud, “Further Remarks on the Neuro-Psychoses of Defence,” in The Standard Edition of the Complete Psychological Works of Sigmund Freud, vol. 3, ed. James Strachey, pp. 157–85 (London: Hogarth Press, 1953), pp. 166–67, n. 2. 19. James Hillman, “The Dream and the Underworld,” in Eranos Jahrbuch 1973 (Leiden: E. J. Brill, 1974), p. 285. See also C. G. Jung, Dreams, trans. R. F. C. Hull (Princeton, N.J.: Princeton University Press, 1974), pp. 62–65. 20. Freud, Beyond the Pleasure Principle, pp. 21–22. It must be emphasized here that this is the prototype of other “sacrifices” that are less physiological in nature, notably, the repressed drives which Freud asserts are placed under control so that the ego can avoid being destroyed by external opposition. 21. In the sociology of social interaction, the classic renditions of this theme are to be found in the works of Erving Goffman and George Herbert Mead. 22. Heidegger, Sein und Zeit, sec. 38, p. 176. 23. The fact that such a self appears in these three perspectives as transhistorical makes for a nicely uniform, if highly misleading, outline. It is precisely in urban modernity that the bourgeoisie saw itself as the universal class as well as the incubator of a transhistorical prototype of individuality, since the bourgeoisie saw then all history to be gravitating toward the location it happened to be occupying. 24. I do not think that it is proper to regard him as a combination of the two, that is, a “tragic hero,” since he does not seek his upcoming tragic fate. To the contrary, he is afraid of it and wants to avoid it.
Notes to Pages 88–92
121
25. The cultural history of modern nationalism displays likewise this propensity to overcome the ancient notion of unreclaimed tragedy. Quint shows that appropriations of the epic genre in times of bourgeois-led nation building in nineteenth-century Europe did not highlight the death of the hero as an end in itself but appended to that death a process of psychic healing represented by the avenging victor, who represents the emergence of the nation. Quint argues effectively that modern episodes of national rhetoric, such as the Gulf War of 1991, which was referred to in many circles as a psychic healing from the trauma of the war in Vietnam, are part of this propensity to found national history and national meaning upon a capacity to reclaim tragedy. See Quint, Epic and Empire, pp. 358–61. 26. Alexis de Tocqueville, Democracy in America (New York: Harper and Row, 1988), pp. 616–27. 27. In modern times, the various manifestations of the Samurai ethic are usually cited as the best examples of this trope. The seminal works of Ruth Benedict and Ivan Morris, while criticizable (especially the former) for their excessive schematism, offer useful framing arguments. Ruth Benedict, The Chrysanthemum and the Sword: Patterns of Japanese Culture (Boston: Houghton Mifflin, 1946); Ivan Morris, The Nobility of Failure: Tragic Heroes in the History of Japan (New York: Holt, Rinehart and Winston, 1975). For an exploration of how that same ethic was transformed into a basis of modern Japanese individualism, see Eiko Ikegami, The Taming of the Samurai: Honorific Individualism and the Making of Modern Japan (Cambridge, Mass.: Harvard University Press, 1995). 28. Carse, Death and Existence, p. 64; see also pp. 39–40. 29. Bonaparte, Mind of Napoleon, p. 36. 30. This of course typifies the active rather than “traditional” hero, whose duty is to maintain the status quo and restore fallen order rather than rearrange the world in a new way and in his own unique manner. The discussion here concerns the latter. The notion of duty incumbent upon the “traditional” hero is not structured so as to enlarge his existence or negotiate his relations to death. Rather, it mainly allegorizes duty as a permanent orientation toward stability of a just order of relations. 31. Francis Fukuyama, The End of History and the Last Man (New York: Free Press, 1992), esp. pp. 189–90. 32. Strauss, On Tyranny, p. 197. 33. Leo Strauss, The Political Philosophy of Hobbes, (1936; reprint, Chicago: University of Chicago Press, 1984), esp. pp. 44–58, 108–28. 34. Bonaparte, Mind of Napoleon, p. 73. 35. Kojève, Reading of Hegel, p. 160 n. 6. 36. Ibid., p. 161 n. 6. 37. Michel Foucault, The History of Sexuality, vol. 1, trans. Robert Hurley (New York: Vintage, 1990), pp. 138–39.
122
NOTES TO PAGES 93–102
38. This thesis is fully articulated in Robert Bellah’s Tokugawa Religion. Bellah’s analysis is clear on this point, although it suffers from an excess of Parsonian structuralism and is wedded to the thesis of the (universal equivalent of the) Protestant ethic. Both unfortunately detract from Bellah’s otherwise elegant portrayal of the transformations inherent in the logic of the Tokugawa era. 39. Embedded in the liberation rhetoric of his times, Fanon speaks more specifically of violence in these terms rather than of general struggle. But it is violence that exposes the subaltern finally to his own humanity. Frantz Fanon, The Wretched of the Earth (New York: Grove Press, 1963). 40. Drury asserts that such a gratuity is purposeful in Sartre’s adoption of Marxism (Alexandre Kojève, p. 76). If this is true, then Sartre in fact does not fully appreciate what Fanon is doing, even as Sartre endorses Fanon’s revolutionary ideas. 41. For an outline of the notion of bad faith, see Jean-Paul Sartre, Being and Nothingness, trans. Hazel E. Barnes (New York: Philosophical Library, 1956), pp. 47– 70. Sartre, of course, does not elaborate the point in terms of the native. 42. See Mohammed Bamyeh, The Ends of Globalization (Minneapolis: University of Minnesota Press, 2000), chap. 2. 43. Friedrich Nietzsche, “On the Uses and Disadvantages of History for Life,” in Untimely Meditations, trans. R. J. Hollingdale (Cambridge: Cambridge University Press, 1983), p. 67. 44. Ibid., p. 72. 45. See Nietzsche, On the Genealogy of Morals, trans. Walter Kaufmann and R. J. Hollingdale (New York: Vintage, 1989), III, sec. 8, p. 109. 46. Bonaparte, Mind of Napoleon, p. 51. 47. De Gaulle, Memoirs of Hope, p. 308. 48. Friedrich Nietzsche, “On the Gift-Giving Virtue,” in Thus Spoke Zarathustra: A Book for All and None, trans. Walter Kaufmann (New York: Penguin, 1978), p. 79 (emphasis in original). 49. Friedrich Nietzsche, Ecce Homo, trans. Walter Kaufmann (New York: Vintage, 1989), p. 220 (emphasis in original). 50. Nietzsche, Thus Spoke Zarathustra, p. 79.
Last Words 1. The mortuary rites of the Thai king, for example, involved him lying in state wearing the same rich clothes he had worn in life, yet all valuables were removed from his body right before cremation (Metcalf and Huntington, Celebrations of Death, p. 137). Unlike his body, the symbols which had signified him as a king could not be allowed to perish in the fire. Power is preserved especially against death, which otherwise marks the vulnerability and transience of power.
Notes to Pages 102–6
123
2. As discussed earlier, Eliade located the social basis of this pattern of thought in “primitive” cultures, although a more precise identification would locate it in nonstate cultures. Mircea Eliade, The Myth of The Eternal Return (Princeton, N.J.: Princeton University Press, 1954). 3. Mohammed Bamyeh, Anarchy, the Soul of the World (in progress). 4. In a recent study, Hardt and Negri make an interesting comparison on this score between Polybius and early traditions in American political thinking, which saw perpetual expansion of the United States to be in its very nature. See Michael Hardt and Antonio Negri, Empire (Cambridge, Mass.: Harvard University Press, 2000), pp. 166–67. 5. For the sake of clarifying the point, this discussion is more schematic than the case actually warrants. We encounter among many adherents of Middle Eastern religions strong mystical trends that have unexpressed affinity to the other tradition and vice versa. But the discussion concerns official orthodoxies most likely to be associated with governmental systems rather than actual beliefs and practices across cities and countrysides. 6. Another requirement is availability of conditions of possibility for its exercise. But this requirement concerns a different area of discussion than the one on which the focus is here. Feelings of significance or lack thereof could, after all, be independent of structural or objective conditions. The stress here is on the subjective sense of how one should approach the world rather than on what approach the world makes possible. All tropes are possible at any time as different subjectivities interpret existence differently, although they will certainly not be equally audible. 7. Certainly not to be confused with the “politics of life” or “politics in alliance with life,” which Foucault credits with enhancing power of governmentality over society.
Bibliography Alföldy, Géza. Die Rolle des Einzelnen in der Gesellschaft des Römischen Kaiserreichs: Erwartungen und Wertmaßstaben. Heidelberg: Carl Winter Universitätsverlag, 1980. Antoninus, Marcus Aurelius. Meditations. Edited by R. B. Rutherford. Translated by A. S. L. Farquharson. Oxford: Oxford University Press, 1989. Aristotle. The Politics. Edited by R. F. Stalley. Translated by Ernest Barker. Oxford: Oxford University Press, 1995. Bamyeh, Mohammed. The Ends of Globalization. Minneapolis: University of Minnesota Press, 2000. ———. The Social Origins of Islam: Mind, Economy, Discourse. Minneapolis: University of Minnesota Press, 1999. Bataille, Georges. The Accursed Share. Vol. 1. Translated by Robert Hurley. New York: Zone Books, 1991. ———, ed. The Trial of Gilles de Rais. Translated by Richard Robinson. Los Angeles: Amok, 1991. Bell, Daniel. The Cultural Contradictions of Capitalism. New York: Basic Books, 1976. Bellah, Robert. Tokugawa Religion: The Values of Pre-Industrial Japan. Boston: Beacon Press, 1957. Benedict, Ruth. The Chrysanthemum and the Sword: Patterns of Japanese Culture. Boston: Houghton Mifflin, 1946. Bérard, Claude. “Récupérer la mort du prince: héroïsation et formation de la cité.” In La Mort, les morts dans les sociétés anciennes, ed. Gherardo Gnoli and Jean-Pierre Vernant. Cambridge: Cambridge University Press; Paris: Maison des sciences de l’Homme, 1982. The Bhagavad-Gita. Translated by R. C. Zaehner. Oxford: Oxford University Press, 1973. Bloch, Ernst. Das Prinzip Hoffnung. Frankfurt am Main: Suhrkamp, 1959. Bonaparte, Napoléon. The Mind of Napoleon: A Selection of His Written and Spoken Words. Edited and translated by J. Christopher Herold. New York: Columbia University Press, 1961.
125
126
BIBLIOGRAPHY
Bottéro, Jean. Mesopotamia: Writing, Reasoning, and the Gods. Translated by Zainab Bahrani and Marc van de Mieroop. Chicago: University of Chicago Press, 1992. Burkert, Walter. Ancient Mystery Cults. Cambridge, Mass.: Harvard University Press, 1987. Carse, James P. Death and Existence: A Conceptual History of Human Mortality. New York: John Wiley and Sons, 1980. Chikafusa, Kitabatake. A Chronicle of Gods and Sovereigns: Jinno Shotoki of Kitabatake Chikafusa. Translated by H. Paul Varley. New York: Columbia University Press, 1980. Cicero, Marcus Tullius. On the Commonwealth. Translated by George H. Sabine and Stanley B. Smith. Indianapolis: Bobbs-Merrill, 1966. de Gaulle, Charles. Memoirs of Hope: Renewal and Endeavor. Translated by Terence Kilmartin. New York: Simon and Schuster, 1971. Deleuze, Gilles, and Félix Guattari. Anti-Oedipus: Capitalism and Schizophrenia. Translated by Robert Hurley, Mark Seem, and Helen R. Lane. New York: Viking Press, 1977. Dostoyevsky, Fyodor. The Brothers Karamazov. Translated by Constance Garnett. New York: Norton, 1976. Drury, Shadia. Alexandre Kojève: The Roots of Postmodern Politics. New York: St. Martin’s Press, 1994. Durkheim, Émile. Suicide: A Study in Sociology. Glencoe, Ill.: Free Press, 1951. Eliade, Mircea. The Myth of The Eternal Return. Princeton, N.J.: Princeton University Press, 1954. Elias, Norbert. The Loneliness of the Dying. Translated by Edmund Jephcott. Oxford: Basil Blackwell, 1985. The Epic of Gilgamesh. Translated by Maureen Gallery Kovacs. Stanford, Calif.: Stanford University Press, 1989. Evans-Pritchard, Edward E. The Divine Kingship of the Shilluk of the Nilotic Sudan. Cambridge: Cambridge University Press, 1948. Fabian, Johannes. Time and the Other: How Anthropology Makes Its Object. New York: Columbia University Press, 1983. Fanon, Frantz. The Wretched of the Earth. New York: Grove Press, 1963. Farabi, al-. Al-Farabi on the Perfect State. Edited by Richard Walzer. Oxford: Clarendon, 1985. Foucault, Michel. Discipline and Punish: The Birth of the Prison. Translated by Alan Sheridan. New York: Vintage, 1979. ———. The History of Sexuality. Vol. 1. Translated by Robert Hurley. New York: Vintage, 1990. ———, ed. I, Pierre Rivière, Having Slaughtered My Mother, My Sister, and My Brother . . . Translated by Frank Jellinek. Lincoln: University of Nebraska Press, 1975. Freud, Sigmund. “Further Remarks on the Neuro-Psychoses of Defence.” In The
Bibliography
127
Standard Edition of the Complete Psychological Works of Sigmund Freud, vol. 3, edited by James Strachey, pp. 157–85. London: Hogarth Press, 1953. ———. Beyond the Pleasure Principle. Translated by James Strachey. New York: Liveright, 1961. ———. Totem and Taboo. Translated by A. A. Brill. New York: Dodd, Mead and Company, 1918. Fukuyama, Francis. The End of History and the Last Man. New York: Free Press, 1992. Goffman, Erving. Behavior in Public Places: Notes on the Social Organization of Gatherings. New York: Free Press, 1963. ———. The Presentation of Self in Everyday Life. Garden City, N.Y.: Doubleday, 1959. Haboush, JaHyun Kim. A Heritage of Kings: One Man’s Monarchy in the Confucian World. New York: Columbia University Press, 1988. Hardt, Michael, and Antonio Negri. Empire. Cambridge, Mass.: Harvard University Press, 2000. Hegel, G. W. F. The Phenomenology of Spirit. Translated by A. V. Miller. Oxford: Oxford University Press, 1977. Heidegger, Martin. Sein und Zeit. Tübingen: Max Niemeyer Verlag, 1993. Hermetica. Translated by Brian P. Copenhaver. Cambridge: Cambridge University Press, 1992. Herodotus. The Histories. Edited by A. R. Burn. Translated by Aubrey de Sélincourt. Harmondsworth, UK: Penguin, 1972. Hocart, Arthur M. Social Origins. London: Watts, 1954. Horkheimer, Max, and Theodor Adorno. Dialectics of Enlightenment. 1944; Reprint, Stanford, Calif.: Stanford University Press, 2002. Hornung, Erik. Akhenaten and the Religion of Light. Translated by David Lorton. Ithaca, N.Y.: Cornell University Press, 1999. Hornung, Erik, and Elisabeth Staehelin. Studien zum Sedfest (Aegyptiaca Helvetica I). Geneva: Edition de Belles-Lettres, 1974. Hillman, James. “The Dream and the Underworld.” In Eranos Jahrbuch 1973. Leiden: E. J. Brill, 1974. Ibn al-Kharrat. Kitab al-Aqibah. Edited by Abi Abdullah M. H. Ismael. Beirut: Dar al-Kutub al-Ilmiyyah, 1995. Ikegami, Eiko. The Taming of the Samurai: Honorific Individualism and the Making of Modern Japan. Cambridge, Mass.: Harvard University Press, 1995. Jung, C. G. Dreams. Translated by R. F. C. Hull. Princeton, N.J.: Princeton University Press, 1974. Kantorowicz, Ernst. The King’s Two Bodies: A Study in Mediaeval Political Theology. Princeton, N.J.: Princeton University Press, 1957. Kapuschinski, Ryszard. The Emperor: Downfall of an Autocrat. Translated by William R. Brand and Katarzyna Mroczkowska-Brand. New York: Vintage, 1989.
128
BIBLIOGRAPHY
Kojève, Alexandre. Introduction to the Reading of Hegel. Translated by James H. Nichols Jr. Ithaca, N.Y.: Cornell University Press, 1980. Koni, Ibrahim al-. Nazif al-Hajar. Beirut: Dar al-Tanwir, 1992. Lienhardt, R. Godfrey. Divinity and Experience: The Religion of the Dinka. Oxford: Clarendon, 1961. Macura, Vladimir. “La mort de l’Homme d’Etat: etiquette et rite.” In Savoir mourir, edited by Christiane Montandon-Binet and Alain Montandon. Paris: L’Harmattan, 1993. Majidi, Khazal al-, Al-Din al-Masri. Beirut: Dar al-Jeel, n.d. Mannheim, Karl. Conservatism: A Contribution to the Sociology of Knowledge. London: Routledge and Kegan Paul, 1986. Marquez, Gabriel Garcia. The Autumn of the Patriarch. Translated by Gregory Rabassa. New York: Avon, 1977. Marx, Karl. The Eighteenth Brumaire of Louis Bonaparte. New York: International Publishers, 1963. Mead, George Herbert. Mind, Self, and Society from the Standpoint of a Social Behaviorist. Chicago: University of Chicago Press, 1962. ———. The Philosophy of the Act. Chicago: University of Chicago Press, 1938. Metcalf, Peter, and Richard Huntington. Celebrations of Death: An Anthropology of Mortuary Ritual. Cambridge: Cambridge University Press, 1991. Mill, John Stuart. Utilitarianism. Edited by Samuel Gorovitz. Indianapolis: BobbsMerrill, 1971. Morris, Ivan. The Nobility of Failure: Tragic Heroes in the History of Japan. New York: Holt, Rinehart and Winston, 1975. Nicholson, Reynold A. The Mystics of Islam. New York: Schocken, 1975. Nietzsche, Friedrich. Ecce Homo. Translated by Walter Kaufmann. New York: Vintage, 1989. ———. On the Genealogy of Morals. Translated by Walter Kaufmann and R. J. Hollingdale. New York: Vintage, 1989. ———. “On the Uses and Disadvantages of History for Life.” In Untimely Meditations, translated by R. J. Hollingdale. Cambridge: Cambridge University Press, 1983. ———. Thus Spoke Zarathustra: A Book for All and None. Translated by Walter Kaufmann. New York: Penguin, 1978. Panourgia, Neni. Fragments of Death, Fables of Identity: An Athenian Anthropography. Madison: University of Wisconsin Press, 1995. Peter, Jean-Pierre, and Jeanne Favret. “The Animal, the Madman, and Death.” In I, Pierre Rivière, Having Slaughtered My Mother, My Sister, and My Brother . . . , edited by Michel Foucault, translated by Frank Jellinek. Lincoln: University of Nebraska Press, 1975.
Bibliography
129
Plato. Phaedo. In The Collected Dialogues, edited by Edith Hamilton and Huntington Cairns. Princeton, N.J.: Princeton University Press, 1963. Plutarch. The Lives of Noble Grecians and Romans. Edited by Arthur Hugh Clough. Translated by John Dryden. New York: Random House, 1979. Popol Vuh. Translated by Dennis Tedlock. New York: Simon and Schuster, 1985. Quint, David. Epic and Empire: Politics and Generic Form from Virgil to Milton. Princeton, N.J.: Princeton University Press, 1992. Rawski, Evelyn S. “The Imperial Way of Death: Ming and Ch’ing Emperors and Death Ritual.” In Death Ritual in Late Imperial and Modern China, edited by James L. Watson and Evelyn S. Rawski, pp. 228–53. Berkeley and Los Angeles: University of California Press, 1988. Santner, Eric L. My Own Private Germany: Daniel Paul Schreber’s Secret History of Modernity. Princeton, N.J.: Princeton University Press, 1996. Sartre, Jean-Paul. Being and Nothingness. Translated by Hazel E. Barnes. New York: Philosophical Library, 1956. Schumpeter, Joseph. The Theory of Economic Development. Translated by Redvers Opie. Cambridge, Mass.: Harvard University Press, 1955. Simmel, Georg. On Individuality and Social Forms. Edited by Donald N. Levine. Chicago: University of Chicago Press, 1971. Soustelle, Jacques. Daily Life of the Aztecs on the Eve of the Spanish Conquest. Translated by Patrick O’Brian. Stanford, Calif.: Stanford University Press, 1961. Strauss, Leo. On Tyranny. Glencoe, Ill.: Free Press, 1963. ———. The Political Philosophy of Hobbes. 1936; Reprint, Chicago: University of Chicago Press, 1984. Taeger, Fritz. Charisma: Studien zur Geschichte des antiken Herrscherkultes. Vol. 1. Stuttgart: Kohlhammer, 1957. Taussig, Michael T. The Devil and Commodity Fetishism in South America. Chapel Hill: University of North Carolina Press, 1980. The Tibetan Book of the Dead. Translated by Francesca Fremantle and Chögyam Trungpa. Boulder, Col.: Shambhala, 1975. Tocqueville, Alexis de. Democracy in America. New York: Harper and Row, 1988. Todorov, Tzvetan. The Conquest of America. Translated by Richard Howard. New York: Harper and Row, 1984. Tolstoy, Leo. Master and Man, and Other Parables and Tales. New York: E. P. Dutton, 1910. Twain, Mark. The Prince and the Pauper. New York: Oxford University Press, 1996. Vernant, Jean-Pierre. Mortals and Immortals: Collected Essays. Edited by Froma Zeitlin. Princeton, N.J.: Princeton University Press, 1991. Vitray-Meyerovitch, Eva de. Rumi and Sufism. Translated by Simone Fattal. Sausalito, Calif.: Post-Apollo Press, 1987.
130
BIBLIOGRAPHY
Volkan, Vamik D. “Narcissistic Personality Organization and Reparative Leadership.” International Journal of Group Psychotherapy 30 (1980): 131–52. Weber, Max. “Politics as a Vocation.” In Max Weber: Essays in Sociology. edited and translated by H. H. Gerth and C. Wright Mills, pp. 77–128. 1919; Reprint, New York: Oxford University Press, 1946. Wilson, John A. The Burden of Egypt: An Interpretation of Ancient Egyptian Culture. Chicago: University of Chicago Press, 1951. Wittgenstein, Ludwig. Tractatus Logico-Philosophicus. London: Kegan Paul, Trench, Trubner, 1933.
Index Abraham, 66 Achilles, 76 Adam, 66 Adorno, Theodor, 88 Agamemnon, 76 Akhenaton, 53–54, 116n14 Akhetaten, 53–54 Alexander, 22–23; compared to Napoléon, 29; death of, 18; as model, 48; and substitution, 25; transcendence of, 40–46, 55, 91, 114n30 Alföldy, Géza, 38, 113n10, 113n22 alienation: from being, 110n21; from the mass, 105; mastery as, 19; from self, 18–19 Amun, 53 Anaxarchus, 42, 44 Anaximander, 9 anthropology, 25, 114n35 Apollo, 100 Arabia, 58, 110n12 aristocracy, 14, 37–38, 71, 76, 88–92, 106 Aristotle, 4, 27, 28, 40, 45, 47, 89, 112n9 Atatürk, Kemal, 78 Aton, 53, 116n14 Aufhebung (sublation), 5, 6 Aztecs, 13–14, 19, 36, 110n19, 117n35 bad faith, 44–45, 73, 95 Bataille, Georges, 69, 71, 94, 118n46 Bell, Daniel, 76 Bellah, Robert, 115n5, 122n38 Bentham, Jeremy, 81
Bergman, Ingmar, 119n14 Bible, the, 11, 27–28, 54, 55, 99 Bloch, Ernst, 6, 105 Book of the Dead (Egyptian), 11 Book of the Dead (Tibetan), 10 Bottéro, Jean, 22, 24, 53, 109n8 bourgeoisie, 8–9, 71, 112n3; and individualism, 61, 68, 85, 94; in Japan, 93; revolutionary, 31, 120n23 Bremer, Paul, 120n16 Buddhism, 9, 26 Burkert, Walter, 13, 51, 112n46, 115n5 California, 119n15 capital, 31 capitalism, 62, 65, 76, 82, 84, 88–89, 91, 94, 115n5, 119n12 Carse, James, 116n10, 117–18n38 Catholicism, 55 Charles I, 23 China, 38–39, 91, 93 Christianity, 38, 40, 51–52, 55–56, 60, 66, 109n8, 118n46 Cicero, 13 civil society, 49, 77, 92 Clemenceau, Georges, 98 Clitus, 42, 44 Coffin Texts, 11 communism, 91 Confucianism, 38–40, 62 conservatism, 38, 59, 63–64, 98 creation mythologies, 14, 16–17 Cronus, 17
131
132
Darius, 22, 42, 44 David (King), 27–28, 42 de Gaulle, Charles, 22, 48–49, 62, 98–99 Deleuze, Gilles, 82, 119n13 Demeter, 17 democracy, 48–49, 68, 88–92, 95–97, 105 de Rais, Gilles, 71, 73, 118n46 desire, 9–10, 26, 90, 94–95. See also hedonism destiny, 9; bourgeois, 31; as dialectics, 47–49; and greatness, 74; as national attribute, 50; and religious ideas, 51–55; as synthesis, 59–60 detachment, philosophies of, 9, 25, 60 dialectics, 47–48, 50–52, 55–56, 70, 79–80, 87, 94 Dinka, 20 Diogenes, 41–44 Dionysian, 100 Dostoyevsky, Fyodor, 72, 96 Drury, Shadia, 74, 112n4 Durkheim, Émile, 92 Eckhardt, Meister, 57, 67 Egypt (ancient), 10–13, 19, 27, 34–36, 53, 109n8, 113n13 Egypt (modern), 45, 97 Eleusis, 13 Eliade, Mircea, 15, 102 Elias, Norbert, 8, 66, 68, 77, 85 England, 23, 93 Enkidu, 8, 15, 24, 26, 43, 66, 87–88, 102, 103, 111n41 Enlightenment, Age of, 45–46, 81, 88 Epic (genre), 76, 121n25 Epictetus, 27 Epicureans, 51, 89 eschatology, 11–12 eternal return, 100 Ethiopia, 75 Eve, 66 existence: of death, 78, 85; as destiny, 32; and difference, 101, 105; and empire, 34, 43; end-of-history, 93; and ethics, 52; and fear, 7–8, 59; as fellowship, 39–40, 43;
INDEX given, 57, 67, 79, 89, 90, 98; and knowledge, 79; of life, 36, 67; lonely, 28; and mystery, 51; and politics, 102–3, 106; profundity of, 92; and sacrifice, 68; unity of, 54, 56–58; voluntary, 89, 100 Existentialism, 7–8, 87, 93 extinction, 12, 18, 111n28 Eylau, 31 Fabian, Johannes, 6 Fanon, Frantz, 95, 122nn39–40 Farabi, Abu Nasr Muhammad al-, 63–65, 117n32 fatalism, 8–9, 11; and civilization, 15; in imperial life, 35 fear: as aspect of civilization, 15, 19–20; and Dasein, 7; after death, 10; of death, 30– 31, 38, 43, 59, 66, 69; of decay, 18; of empire, 56; and equality, 57; of failure, 88; of freedom, 72; and humanity, 21; as severed dialectics, 52–55 feminine (power), 81–82 fetishism, of life, 9, 99 Fiji, 115n5 filial piety, 39 Flaubert, Gustave, 28 Foucault, Michel, 5, 28, 76, 81, 92, 123n7 France, 30, 49, 91, 93, 97 freedom: from civilization, 46; after death, 17; and democracy, 49–50; as embracing death, 10; from governance, 28, 42; gratuitous, 70; as illusion, 72–73; from love, 28–29; of will, 15–16 Freud, Sigmund, 59, 61, 70–71, 77, 79, 85, 87, 110n23, 119n12, 120n20 Fukuyama, Francis, 90 Germany, 49 Gilgamesh: divinity of, 20–22, 57; and Enkidu, 15, 29, 87–88; epic of, 7–10, 12; as foundational idea, 4, 5, 16, 18, 26, 34, 66, 111–12n43; and substitution, 24–25, 102; weakness of, 19 Giza, 34
Index Gottwald, Klement, 118n49 Greece (ancient), 12, 17, 21, 41, 45, 109n1, 114n28 Guattari, Félix, 82, 119n13 guilt, 66 Hades, 17. See also netherworld Hadrian, 64, 103 Haile Selassie, 61, 75 Hallaj, Mansur al-, 67 Hardt, Michael, 123n4 hedonism, 78, 80–81, 84–85, 89, 94. See also desire Hegel, G.W. F.: Aufhebung, 5; on Christianity, 38; on history, 89–91, 93; interpretation of, 30–31; master/slave dialectic, 8, 16, 33; on terror, 112n4 Heidegger, Martin: on Dasein, 7, 110n21, 111n28, 111n40; on death, 58; on decay, 18; on shields, 87; on substitution, 23; on understanding, 79 Hellenic philosophy, 63 hermeneutics, 57 Herodotus, 114n28 heroism: and destiny, 50; and duty, 121n30; meanings of, 86–89; in modernity, 80, 82, 85, 92, 114n29; as reparation, 78; sacrificial, 70, 81, 96; and terror, 31–32; and tragedy, 41, 76, 121n25; utilitarian, 68. See also sacrifice Hiero, 28–29 Hinduism, 63, 116n10 history, end of, 89–100 Hobbes, Thomas, 90 Hocart, Arthur, 115n5 Hollywood, 41, 88, 114n29 Horkheimer, Max, 88 Huntington, Richard, 20 hysteria (mass), 83–84 Ibn al-Kharrat, Abd al-Haqq, 11 Ibn Arabi, Muhyiddin, 117–18n38 iconoclasts, 104 id, 85
133
Illyrians, 41 Imru l-Qays, 14 individualism, 68–69, 76, 83–85, 87–89, 94, 105 Ishtar, 10–11, 17–18, 109n8 Isis, 10 Islam, 11–12, 54–55, 63–64 Italy, 32 Japan, 39, 93, 121n27 Jena, 91 Jesus, 47, 72, 81, 111–12n43 Jews, 45, 55 Joan of Arc, 71 Joffre, Joseph, 98 Judgment Day, 11–12; historical, 63; in salvation, 56–58, 109n8 Jung, Carl, 85 Kantorowicz, Ernst, 23, 25 karma, 59–60, 116n10 Kirkpatrick, Jeane, 120n16 Kitabatake Chikafusa, 39 Kojève, Alexandre, 28, 31, 44, 90–91, 93, 112nn3–4 Korea, 39 Krishna, 60 !Kung, 102 Lang, Fritz, 119n14 legitimation, 21, 34, 39, 73, 92, 94, 113n11, 114n26 Lenin, Vladimir Ilyich, 62 Lienhardt, R. Godfrey, 20 Luqman (The Wise), 27–28, 42 Luther, Martin, 32 Machiavelli, Niccolò, 90 madness, 82 Mamluks, 97 Mannheim, Karl, 59 Marcus Aurelius, 18, 27, 33, 35, 37, 39, 51, 59, 65, 103, 106 Marquez, Gabriel Garcia, 44
134
Marx, Karl, 73, 77, 91, 118n47, 122n40 masculine (power), 81–82 masochism, 71 massacre, 37 maturity, 85 Mauritius, 45 Mayans, 14, 16, 110n19, 113n19 Mecca, 45 Meiji restoration, 93 Mesopotamia, 10, 12, 21–24, 52–53 Metcalf, Peter, 20 Mill, John Stuart, 68 Mithraea, 58 modernity, 63, 68–69, 79, 82–83, 94, 99 monotheism, 53–54 Moscow, 31 Muhammad, 47, 54, 99 mystery cults, 12–13, 50–51, 58, 116n19 mysticism, 16, 27, 52, 56–58, 66–68, 79, 89, 115n7, 117–18n38, 123n5 Nabigha, al-, 19–20 Napoléon, 115n42, 115n4 (chap. 3); on death, 70, 89–90; family of, 112n2; on God, 55; on history, 97–98; on love, 29; on recognition, 30, 33, 91; on terror, 31– 32, 112n5; on transcendence, 45–49, 61, 74–75 Napoléon, Louis, 77 narcissism, 78, 81 nationalism, 48–49, 62, 78, 97, 121n25 Negri, Antonio, 123n4 Neoplatonism, 60, 64, 66 netherworld, 10–11, 17–18, 21, 43, 53 neurosis, 119n12 Nietzsche, Friedrich, 74, 106, 118n47; on glory, 90; on history, 55, 96–97, 99, 111n36; on ressentiment, 8; on slavery, 16, 113n15 nihilism, 69 nomads, 12, 16, 27, 58, 110nn21–22; poetry of, 14–15, 19–20, 110n12 nonstate society, 15, 19–20, 28, 102, 110n19, 114n35 Nyikang, 21
INDEX Oedipus, 87 Olympias, 45 Olympic Games (ancient), 41 orishas, 116n12 Osiris, 104 paganism, 13, 44, 51, 53–55 paradise, 12–13, 66, 104 paranoia, 82–83, 85, 119nn12–14 Parmenion, 41, 46 peasants, 13, 77, 104 Persephone, 17 Persia (ancient), 22, 42, 114n28 Pétain, Philippe, 98 Philip (of Macedon), 41, 55 philosophy, as means to overcome death, 26–28, 42–43 Plato, 89, 117–18n38 Plutarch, 33, 35, 37, 41, 44 polis, 7, 14–15, 19–21, 103, 109n1; contrasted to empire, 33–34, 114n28; prosaic nature of, 40 Polybius, 103, 123n4 Popol Vuh, 14, 16–17, 113n18 Potidea, 41 pre-Columbian America, 13–14 psychoanalysis, 59, 77–78, 82–83, 85–87, 89 puritans, 76 Pyramid Texts, 11 Quint, David, 76, 121n25 Quran, the, 99 recognition: democratic, 91–94; and love, 26; of master, 33, 49; of slave, 18, 30–31, 95; universal, 38 Reformation, the, 55, 104 Renaissance, the, 104 ressentiment, 8 resurrection, 13 ritual: as intermediary practice, 12–13, 104; organizing society through, 35–36, 62; as substitution, 25, 102 Rivière, Pierre, 81, 83
Index Robespierre, Maximilien, 31, 91 Rome, 18, 33–34, 38, 40–41, 56, 103 Russia, 91 sacrifice, 19, 24–25, 36–37, 72, 74, 76, 81, 113n18; and democracy, 88, 96; and hedonism, 94; heroic, 81–82, 86, 93, 96; and knowledge, 56–57; and recognition, 95; royal, 109n6; of soul, 65–70. See also heroism sadism, 71 salvation religions, 50–55, 104–6; and judgment, 56–58; and materialism, 58; and mysticism, 115n7, 116n12, 123n5; and sacrifice, 68, 73; and the state, 60 samurai, 93, 121n27 Santeria, 116n12 Santner, Eric, 119n12 Santo Domingo, 45 Sartre, Jean-Paul, 95, 122n40 schizophrenia, 119n13 Schreber, Daniel Paul, 83 Schumpeter, Joseph, 62 sed festival, 36 Seven Macaw, 16 Shilluk, 21–22 Siddhartha Gautama, 9–10, 26 Simmel, Georg, 6, 80 sin: mystic, 67; original, 40, 52, 116n10; of ruler, 28 skepticism, 38 Smolensk, 31 socialism, 62, 91 social theory, 6 sociology, 6; and concreteness, 58; of death, 11–12, 92; of decay, 18; and difference, 102; of fear, 7–8; of interaction, 86–87; of loneliness, 77; and time, 15 Socrates, 27, 103 Solomon, temple of, 45 Soustelle, Jacques, 36 Spain, conquest of the New World, 14, 36, 113n19 Stalin, Joseph, 62, 112n4, 118n49
135
Stoicism, 38, 51–52, 60 Strauss, Leo, 28, 90 suicide, 70, 89, 92, 103 superego, 77, 79 symbolic interaction, 87 Synesius, 27 Tarafa (Ibn al-Abd), 14 technocracy, 76, 78, 80–85, 89 terror (revolutionary), 30–32 Thailand, 122n1 thymos, 90, 95 time, 15, 38–39, 41, 85–86, 105; and empire, 61, 103–4 Tlaloc, 110n18 Tocqueville, Alexis de, 88, 91–92, 105 Todorov, Tzvetan, 36–37 Tohil, 113n18 Tokugawa, 93, 115n5, 122n38 Tolstoy, Leo, 8–9, 11 tragedy, 47; as genre, 41, 76; individual, 69; national, 121n25; transience of, 88, 92 transcendence: in democracy, 88; of God, 55– 56; imperial, 34; of individualism, 85; of life, 66; in modernity, 80, 90; of morals, 100; originality of, 47; as political act, 3–4; spiritual, 67; transformation of, 48– 49; as universal phenomenon, 6 tropes, 116n12, 123n6; definition of, 4–6 Tutankhamen, 36 Twain, Mark, 23 Uitzilopochtli, 13 United States, 63–64, 84, 88, 91–93, 120n16, 123n4 Urshanabi, 7 utilitarianism, 68–69 utopia, 59 Vendée, the, 45 Vernant, Jean-Pierre, 12 Vietnam, 121n25 visibility, 53–54, 116n14 votive religions, 50–51, 53, 115n5, 116n12
136
Wahhabism, 104 Weber, Max, 48, 76, 92, 115n5 will to power, 3, 6 Wilson, John A., 34–35 Wittgenstein, Ludwig, 58 Xenophon, 28
INDEX Yi, 39 Yongjo, 39 Zarathustra, 99–100 Zeus, 17 Zipacna, 16 Zuhair (Ibn Abi Sulma), 14
About the Author Mohammed A. Bamyeh is a professor of sociology at the University of Pittsburgh. He is the author of The Ends of Globalization and The Social Origins of Islam: Mind, Economy, Discourse and the editor of Palestine America.