Anthropology/Literary Theory " T h i s is a distinguished, original, and highly significant collection. For some years n...
71 downloads
1164 Views
21MB Size
Report
This content was uploaded by our users and we assume good faith they have the permission to share this book. If you own the copyright to this book and it is wrongfully on our website, we offer a simple DMCA procedure to remove your content from our site. Start by pressing the button below!
Report copyright / DMCA form
Anthropology/Literary Theory " T h i s is a distinguished, original, and highly significant collection. For some years now there have been signs of a critique of ethnographic and anthropological texts as texts. . . . But the critique has been scattered. . . . Writing Culture is the most important and sustained attempt to pass beyond isolated gestures to a set of shared concerns. . . . In their explorations of the ways in which ethnographic discourse is generated and sustained, these essays raise important questions about other intellectual disciplines and representational practices as well. " —Stephen G r e e n b l a t t " T h e collection of essays is richly suggestive, regarding not only the cur rent condition of anthropology, but the condition of the entire span of the 'human sciences' as well. . . . T h e book is certain to cause contro versy. . . . Humanists and social scientists alike will profit from reflection on the efforts of the contributors to reimagine anthropology in terms, not only of methodology, but also of politics, ethics, and historical relevance. Every discipline in the human and social sciences could use such a b o o k . " — H a y d e n W h i t e " Writing Culture is the most thorough and penetrating interpretation to date of ethnography as literature. . . . Social scientists of every persuasion will want to thoroughly consider the ideas raised in Writing Culture; they cannot afford the luxury of doing otherwise." —Jean-Paul D u m o n t
UNIVERSITY OF CALIFORNIA PRESS BERKELEY 94720
W h y have ethnographic accounts recently lost so much of their authority? W h y were they ever believable? W h o has the right to challenge an "objective" cultural description? W a s Margaret M e a d simply w r o n g about S a m o a as has recently been claimed? O r w a s her i m a g e of a n exotic land a partial truth reflecting the concerns of her time and a complex encounter with Samoans? Are not all ethnographies rhetorical performances deter m i n e d by the need to tell an effective story? C a n the claims of ideology and desire ever b e fully reconciled with the needs of theory a n d observation? T h e s e are s o m e of the questions raised by Writing Culture, n e w essays by a group of experi enced ethnographers, a literary critic, and a historian of anthropology. All the authors arc known for advanced analytic work on ethno graphic writing. T h e i r preoccupation is both theoretical and practical: they see the writing of cultural accounts as a crucial form of knowl e d g e — t h e troubled, experimental knowledge of a self in jeopardy a m o n g others. T h e s e essays place ethnography at the center of a n e w intersection of social history, interpretive anthropology, travel writing, discourse theory, and textual criticism. T h e y analyze classic examples of cultural description, from G o e t h e and Catlin to Malinowski, Evans-Pritchard, and Le R o y Ladurie, s h o w i n g the persistence of allegorical patterns a n d rhetorical tropes. T h e y assess recent experimental trends and explore the functions of orality, ethnicity, and power in ethnographic composition. Writing Culture argues that ethnography is in the midst of a political and epistemological crisis: Western writers no longer portray non-Western peoples with unchallenged authority; the process of cultural representation is n o w inescapably con tingent, historical, and contestable. T h e essays in this v o l u m e help us imagine a fully dialectical ethnography acting powerfully in the postmodern world system. T h e y challenge all writers in the humanities and social sciences to rethink the poetics and politics of cultural invention.
Writing Culture
Writing Culture T h e Poetics and Politics of Ethnography
EDITED BY JAMES CLIFFORD A N D G E O R G E E. M A R C U S A School of American Research Advanced Seminar
University o f California Press BERKELEY
Stephen Tyler in the Field. Photography by Martha G, Tyler.
LOS
ANGELES
LONDON
Contents
Preface JAMES
vii CLIFFORD
Introduction: Partial Truths MARY LOUISE
PRATT
Field work in Common Places VINCENT
Library o f Congress Cataloging-in-Publication Data Main entry u n d e r title: Writing Culture. Seminar held in Santa Fe, N.M., April 1984. Bibliography: p. Includes index. 1. Ethnology—Authorship—Congresses. 2. Ethnology—Methodology—Congresses. I. Clifford, James, 1945II. Marcus, George E. III. School o f American Research (Santa Fe, N.M.) G N 3 0 7 . 7 . W 7 5 1986 306'.01'8 85-14860 ISBN 0-520-05729-5 (alk. paper)
RENATO
51
ROSALDO
From the Door of His Tent: The Fieldworker and the Inquisitor JAMES
27
CRAPANZANO
Hermes' Dilemma: The Masking of Subversion in Ethnographic Description University of California Press Berkeley and Los Angeles, California University of California Press, Ltd. L o n d o n , England © 1986 by T h e Regents of the University o f California Printed in the United States of America 4 5 6 7 8 9
1
77
CLIFFORD
On Ethnographic Allegory
98
S T E P H E N A. TYLER
Post-Modern Ethnography: From Document of the Occult to Occult Document TALAL
122
ASAD
The Concept of Cultural Translation in British Social Anthropology
141
G E O R G E E. M A R C U S
Contemporary Problems of Ethnography in the Modern World System 165
Contents MICHAEL M. J. FISCHER
Ethnicity and the Post-Modern Arts of Memory PAUL
194
Preface
RABINOW
Representations Are Social Facts: Modernity and Post-Modernity in Anthropology
234
GEORGE E. M A R C U S
Afterword: Ethnographic Writing and Anthropological Careers
262
Bibliography
267
Notes on Contributors
295
Index
297
T h e s e essays are the p r o d u c t o f intensive discussions h e l d at t h e S c h o o l o f A m e r i c a n R e s e a r c h in Santa Fe, N e w M e x i c o , d u r i n g A p r i l 1 9 8 4 . F o l l o w i n g the school's f o r m a t for " a d v a n c e d s e m i n a r s , " c o n v e r s a t i o n s c o n t i n u e d o v e r a w e e k , a n d the n u m b e r o f p a r t i c i p a n t s was strictly l i m i t e d to ten. T h e g r o u p discussed p a p e r s c i r c u l a t e d in a d v a n c e a n d e x p l o r e d a w i d e r a n g e o f topics r e l e v a n t to the seminar's f o c u s o n "the m a k i n g o f e t h n o g r a p h i c texts." S o m e o f the p a r t i c i p a n t s h a d b e e n r e c e n t i n n o v a t o r s in the w r i t i n g o f e t h n o g r a p h y (Paul Rabinow, V i n c e n t Crapanzano, Renato Rosaldo, Michael Fischer); o t h e r s h a d b e e n systematically d e v e l o p i n g critiques o f its history, r h e t o r i c , a n d c u r r e n t p r o s p e c t s (Mary L o u i s e Pratt, R o b e r t T h o r n t o n , Stephen Tyler, Talal Asad, G e o r g e Marcus, James Clifford). All w e r e i n v o l v e d w i t h a d v a n c e d , o n g o i n g w o r k in textual criticism a n d c u l t u r a l t h e o r y . E i g h t o f the ten participants h a d b a c k g r o u n d s in a n t h r o p o l o g y , o n e in history, o n e in literary studies. T h e g r o u p ' s c e n t e r o f g r a v i t y in o n e h e l d , c u l t u r a l a n t h r o p o l o g y , e n s u r e d a c o m m o n lan g u a g e a n d r a n g e o f r e f e r e n c e , t h u s a l l o w i n g the e x c h a n g e s to t a k e p l a c e at a n a d v a n c e d level. B u t the seminar's s c o p e was interdisciplin ary. A l l t h e p a r t i c i p a n t s h a d q u e s t i o n e d disciplines a n d g e n r e s in t h e i r r e c e n t w o r k , d r a w i n g as n e e d e d f r o m historical, literary, a n t h r o p o l o g ical, political, a n d p h i l o s o p h i c a l s o u r c e s . M o r e i n f o r m a t i o n is c o n t a i n e d in t h e " N o t e s o n C o n t r i b u t o r s " ( p p . 295—96 b e l o w ) , a n d the v o l u m e ' s c o m m o n B i b l i o g r a p h y gives full citations o f r e l e v a n t w o r k s by e a c h i n d i v i d u a l . O f the ten essays p r e s e n t e d at the s e m i n a r , n i n e a r e i n c l u d e d h e r e . (For c o n t i n g e n t r e a s o n s , R o b e r t T h o r n t o n c o u l d n o t r e v i s e his i n t i m e to m e e t t h e d e a d l i n e . ) B y l o o k i n g critically at o n e o f the p r i n c i p a l things e t h n o g r a p h e r s do—that is, w r i t e — t h e s e m i n a r s o u g h t b o t h to r e i n t e r p r e t c u l t u r a l a n t h r o p o l o g y ' s r e c e n t past a n d to o p e n u p its f u t u r e possibilities. B u t w h i l e p u r s u i n g t e x t u a l a n d literary analyses, the s e m i n a r also c o n s i d e r e d t h e limitations o f s u c h a p p r o a c h e s . S e v e r a l p a p e r s stressed, a n d the d i s c u s s i o n s r e p e a t e d l y r e t u r n e d to, l a r g e r c o n t e x t s o f systematic
viii
Preface
p o w e r inequality, w o r l d - s y s t e m s constraints, a n d institutional f o r m a tions t h a t c o u l d o n l y partly b e a c c o u n t e d f o r by a f o c u s o n t e x t u a l p r o d u c t i o n . T h e s e m i n a r thus p u r s u e d a limited set o f e m p h a s e s selfcritically in a n a t t e m p t to c o m e to t e r m s with the politics a n d p o e t i c s o f c u l t u r a l r e p r e s e n t a t i o n . For a fuller a c c o u n t o f the S a n t a Fe discus sions ( i n c l u d i n g topics that h a v e n o t f o u n d their w a y into this v o l u m e ) , see t h e r e p o r t p u b l i s h e d in Current Anthropology 26 ( A p r i l 1 9 8 5 ) : 2 6 7 — 7 1 . S o m e o f the m o r e blatant exclusions p r o d u c e d by the o r g a n i z a t i o n a n d f o c u s o f the s e m i n a r are discussed t h e r e , as well as in the I n t r o d u c t i o n that i m m e d i a t e l y follows this P r e f a c e . T h e essays in this v o l u m e a r e all revised versions o f the w o r k i n g p a p e r s p r e s e n t e d at t h e s e m i n a r . S o m e are n o w quite d i f f e r e n t . A s e d i t o r s w e h a v e n o t p r o d d e d t h e m t o w a r d thematic unity o r tried to c o n t r i v e artificial " c o n v e r s a t i o n s " b e t w e e n t h e m . R e a d e r s will d o u b t less find friction as well as a g r e e m e n t . N o r h a v e w e tried to i m p o s e a u n i f o r m i t y o f style o n the essays; o n the c o n t r a r y , w e h a v e e n c o u r a g e d diversity. T h e s e q u e n t i a l o r d e r i n g o f the v o l u m e ' s parts d o e s n o t h o l d a n y g r e a t significance. T h e r e is a g e n e r a l p r o g r e s s i o n f r o m studies w i t h a literary b e n t t o w a r d t h o s e that question this emphasis—for e x ample, R a b i n o w ' s critical framing o f the entire "textualist" approach. T h e essays t e n d , also, to move from r e t r o s p e c t i v e critiques o f e t h n o graphic c o n v e n t i o n s to discussions o f c u r r e n t possibilities f o r e x p e r i m e n t a l w o r k . B y this logic, T y l e r ' s e v o c a t i o n o f a " p o s t - m o d e r n e t h n o g r a p h y " m i g h t h a v e b e e n p l a c e d at the e n d . B u t in fact his essay l o o k s to p r e - m o d e r n s o u r c e s for the p o s t - m o d e r n a n d is g e n e r a l l y u n classifiable. W e d i d n o t wish to leave the i m p r e s s i o n that the v o l u m e as a w h o l e points in any Utopian o r p r o p h e t i c d i r e c t i o n . A s e d i t o r s , w e w o u l d particularly like to t h a n k the s e m i n a r partici p a n t s f o r t h e i r c o o p e r a t i o n a n d g o o d h u m o r ; the S c h o o l o f A m e r i c a n R e s e a r c h (notably its president, D o u g l a s S c h w a r t z , a n d its d i r e c t o r o f p u b l i c a t i o n s , J a n e K e p p ) for hospitality a n d e n c o u r a g e m e n t ; the H u manities D i v i s i o n at the U n i v e r s i t y o f C a l i f o r n i a , Santa C r u z ; a n d es pecially B a r b a r a P o d r a t z , with the h e l p o f M a r g i W a l d , at R i c e U n i versity, f o r assistance in p r e p a r i n g the m a n u s c r i p t . A t the U n i v e r s i t y o f C a l i f o r n i a Press, N a o m i S c h n e i d e r a n d J a m e s C l a r k o f f e r e d e d i torial h e l p a n d e n c o u r a g e m e n t . W e are grateful, also, to m o r e t h a n a few p r e s s a n d n o n p r e s s r e a d e r s o f the m a n u s c r i p t , n o t o n l y f o r t h e i r specific s u g g e s t i o n s , b u t especially f o r their g e n e r a l e n t h u s i a s m . T h e y c o n f i r m e d o u r h o p e that the b o o k w o u l d strike an i m p o r t a n t , c o n t r o versial c h o r d in all those fields w h e r e e t h n o g r a p h y a n d c u l t u r a l criti cism are b e c o m i n g i m p o r t a n t . M a n y o f these r e a d e r s a r e fully as quali fied to c o n t r i b u t e to a v o l u m e o n this topic as are the ten i n d i v i d u a l s w h o g a t h e r e d at Santa Fe. T h e questions raised in t h e p a g e s that: fol-
Preface
ix
low a r e b e i n g w i d e l y d e b a t e d ; w e d i d not i n v e n t t h e m . W e trust t h a t t h o s e w h o h a v e a l r e a d y c o n t r i b u t e d to the d e b a t e will find t h e m s e l v e s a p p r o p r i a t e l y t h a n k e d , o r at least e n g a g e d . Finally, as a n I n v o c a t i o n , w e offer the f o l l o w i n g verses c o m p o s e d in m o c k d e s p a i r by o u r first editorial r e a d e r , J a n e K e p p , d i c t i o n a r y in h a n d . The Hermeneut's Dilemma, or, A Jargon Poem Twas prelapsarian, and the hermeneut Sat h u d d l e d with his faithful trope, Sunk in thaumasmus, idly strumming his lute, Lost in subversion with nary a hope. T h e n with heartfelt apoplanesis h e cried, O come, interlocutor, give m e your ear! In my pathopoeia I've slandered and lied; N o w o f my grim project this discourse you'll hear. I've dabbled in vile phenomenological rites, A n d j o i n e d in a secret synecdoche, Squandered my received knowledge in bibulous nights, A n d embraced epistemologica! heresy. O, but n o w my metonymy is t o o great t o bear! This ecphonesis has become too deictic to hide! I've lost all the poesis I once held so dear . . . A n d , with typical hypotyposis, he died. James Clifford University of California, G e o r g e E. Marcus Rice University
Santa
Cruz
JAMES CLIFFORD
Introduction: Partial Truths Interdisciplinary work, so much discussed these days, is not about confronting already constituted disciplines (none of which, in fact, is willing to let itself go). To do something in terdisciplinary it's not enough to choose a "subject" (a theme) and gather around it two or three sciences. Interdisciplinary consists in creating a new object that belongs to no one. R O L A N D B A R T H E S , "Jeunes Chercheurs"
You'll need more tables than you
think.
E L E N O R E S M I T H B O W E N , advice for fieldworkers, in Return to Laughter
O u r frontispiece s h o w s S t e p h e n T y l e r , o n e o f this v o l u m e ' s c o n t r i b u t o r s , at w o r k in I n d i a in 1 9 6 3 . T h e e t h n o g r a p h e r is a b s o r b e d in w r i t i n g — t a k i n g dictation? fleshing o u t an i n t e r p r e t a t i o n ? r e c o r d i n g a n i m p o r t a n t o b s e r v a t i o n ? d a s h i n g o f f a p o e m ? H u n c h e d o v e r in t h e h e a t , h e has d r a p e d a w e t cloth o v e r his glasses. H i s e x p r e s s i o n is o b s c u r e d . A n i n t e r l o c u t o r l o o k s o v e r his s h o u l d e r — w i t h b o r e d o m ? p a t i e n c e ? a m u s e m e n t ? In this i m a g e the e t h n o g r a p h e r h o v e r s at t h e e d g e o f t h e f r a m e — f a c e l e s s , almost extraterrestrial, a h a n d t h a t w r i t e s . It is n o t the usual portrait o f a n t h r o p o l o g i c a l fieldwork. W e a r e m o r e a c c u s t o m e d to pictures o f M a r g a r e t M e a d e x u b e r a n t l y p l a y i n g w i t h c h i l d r e n in M a n u s o r q u e s t i o n i n g villagers in Bali. Participanto b s e r v a t i o n , t h e classic f o r m u l a for e t h n o g r a p h i c w o r k , leaves little r o o m f o r texts. B u t still, s o m e w h e r e lost in his a c c o u n t o f h e l d w o r k a m o n g t h e M b u t i p y g m i e s — r u n n i n g a l o n g j u n g l e paths, sitting u p at n i g h t s i n g i n g , s l e e p i n g in a c r o w d e d leaf h u t — C o l i n T u r n b u l l m e n tions that h e l u g g e d a r o u n d a t y p e w r i t e r . I n B r o n i s l a w Malinowski's Argonauts of the Western Pacific, w h e r e a p h o t o g r a p h o f t h e e t h n o g r a p h e r ' s tent a m o n g K i r i w i n a n d w e l l i n g s is p r o m i n e n t l y d i s p l a y e d , t h e r e is n o r e v e l a t i o n o f the tent's interior. B u t in a n o t h e r p h o t o , carefully p o s e d , M a l i n o w s k i r e c o r d e d h i m s e l f writ-
JAMES CLIFFORD
2
i n g at a table. ( T h e tent flaps are p u l l e d b a c k ; h e sits in p r o h l e , a n d s o m e T r o b r i a n d e r s stand o u t s i d e , o b s e r v i n g the c u r i o u s rite.) T h i s r e m a r k a b l e p i c t u r e w a s only p u b l i s h e d two years a g o — a s i g n o f o u r times, n o t his. W e b e g i n , n o t with p a r t i c i p a n t - o b s e r v a t i o n o r w i t h cul t u r a l texts (suitable f o r i n t e r p r e t a t i o n ) , b u t with w r i t i n g , the m a k i n g o f texts. N o l o n g e r a m a r g i n a l , o r o c c u l t e d , d i m e n s i o n , w r i t i n g has e m e r g e d as c e n t r a l to w h a t a n t h r o p o l o g i s t s d o b o t h in the h e l d a n d t h e r e a f t e r . T h e fact that it has n o t until recently b e e n p o r t r a y e d o r s e r i o u s l y d i s c u s s e d reflects the persistence o f an i d e o l o g y c l a i m i n g transparency o f representation and immediacy o f experience. Writ i n g r e d u c e d to m e t h o d : k e e p i n g g o o d field notes, m a k i n g a c c u r a t e m a p s , " w r i t i n g u p " results. 1
T h e essays collected h e r e assert that this i d e o l o g y has c r u m b l e d . T h e y see c u l t u r e as c o m p o s e d o f seriously c o n t e s t e d c o d e s a n d r e p r e s e n t a t i o n s ; they a s s u m e that the poetic a n d the political a r e i n s e p a r a b l e , t h a t science is in, n o t a b o v e , historical a n d linguistic p r o c e s s e s . T h e y a s s u m e that a c a d e m i c a n d literary g e n r e s i n t e r p e n e t r a t e a n d t h a t the w r i t i n g o f c u l t u r a l descriptions is p r o p e r l y e x p e r i m e n t a l a n d ethical. T h e i r f o c u s o n text m a k i n g a n d rhetoric serves to h i g h l i g h t t h e c o n s t r u c t e d , artificial n a t u r e o f cultural a c c o u n t s . It u n d e r m i n e s o v e r l y t r a n s p a r e n t m o d e s o f authority, a n d it d r a w s a t t e n t i o n to the historical p r e d i c a m e n t o f e t h n o g r a p h y , the fact that it is always c a u g h t u p in t h e i n v e n t i o n , n o t the r e p r e s e n t a t i o n , o f c u l t u r e s ( W a g n e r 1 9 7 5 ) . A s will s o o n be a p p a r e n t , the r a n g e o f issues raised is n o t liter ary in a n y traditional sense. M o s t o f the essays, w h i l e f o c u s i n g o n t e x t u a l p r a c t i c e s , r e a c h b e y o n d texts to c o n t e x t s o f p o w e r , resistance, in stitutional constraint, a n d i n n o v a t i o n . E t h n o g r a p h y ' s tradition is that o f H e r o d o t u s a n d o f M o n t e s q u i e u ' s Persian. It l o o k s o b l i q u e l y at all collective a r r a n g e m e n t s , distant o r n e a r b y . It m a k e s the familiar s t r a n g e , the exotic q u o t i d i a n . E t h n o g r a p h y cultivates a n e n g a g e d clarity like that u r g e d by V i r g i n i a W o o l f : " L e t us n e v e r cease f r o m t h i n k i n g — w h a t is this 'civilization' in w h i c h w e find o u r s e l v e s ? W h a t are these c e r e m o n i e s a n d w h y s h o u l d w e t a k e p a r t in t h e m ? W h a t are these professions a n d w h y s h o u l d w e m a k e m o n e y o u t o f t h e m ? W h e r e in short is it l e a d i n g us, the p r o c e s s i o n o f t h e sons o f e d u c a t e d m e n ? " ( 1 9 3 6 : 6 2 - 6 3 ) . E t h n o g r a p h y is actively situated between p o w e r f u l systems o f m e a n i n g . It poses its q u e s t i o n s at the b o u n d a r i e s o f civilizations, cultures, classes, races, a n d g e n d e r s . E t h n o g r a p h y d e c o d e s a n d r e c o d e s , telling the g r o u n d s o f collective o r d e r a n d diversity, inclusion a n d e x c l u s i o n . It describes p r o c e s s e s o f 1. Malinowski 1 9 6 1 : 1 7 . T h e photograph inside the tent was published in 1983 by George Stocking in History of Anthropology 1: 101. This volume contains other telling scenes o f ethnographic writing.
Introduction
3
i n n o v a t i o n a n d structuration, a n d is itself p a r t o f these p r o c e s s e s . E t h n o g r a p h y is an e m e r g e n t interdisciplinary p h e n o m e n o n . Its a u t h o r i t y a n d r h e t o r i c h a v e s p r e a d to m a n y fields w h e r e " c u l t u r e " is a n e w l y p r o b l e m a t i c object o f d e s c r i p t i o n a n d critique. T h e p r e s e n t b o o k , t h o u g h b e g i n n i n g with fieldwork a n d its texts, o p e n s o n t o t h e w i d e r practice o f w r i t i n g a b o u t , against, a n d a m o n g c u l t u r e s . T h i s b l u r r e d p u r v i e w i n c l u d e s , to n a m e only a few d e v e l o p i n g p e r s p e c tives, historical e t h n o g r a p h y ( E m m a n u e l L e R o y L a d u r i e , Natalie D a v i s , C a r l o G i n z b u r g ) , c u l t u r a l poetics ( S t e p h e n G r e e n b l a t t ) , c u l t u r a l criticism ( H a y d e n W h i t e , E d w a r d Said, Fredric J a m e s o n ) , the analysis o f implicit k n o w l e d g e a n d e v e r y d a y practices (Pierre B o u r d i e u , M i c h e l d e C e r t e a u ) , the critique o f h e g e m o n i c structures o f f e e l i n g ( R a y m o n d W i l l i a m s ) , t h e s t u d y o f scientific c o m m u n i t i e s ( f o l l o w i n g T h o m a s K u h n ) , t h e semiotics o f exotic w o r l d s a n d fantastic spaces ( T z v e t a n T o d o r o v , L o u i s M a r i n ) , a n d all those studies that f o c u s o n m e a n i n g s y s t e m s , d i s p u t e d traditions, o r c u l t u r a l artifacts. T h i s c o m p l e x interdisciplinary a r e a , a p p r o a c h e d h e r e f r o m the s t a r t i n g p o i n t o f a crisis in a n t h r o p o l o g y , is c h a n g i n g a n d d i v e r s e . T h u s I d o n o t w a n t to i m p o s e a false unity o n the e x p l o r a t o r y essays t h a t follow. T h o u g h s h a r i n g a g e n e r a l s y m p a t h y for a p p r o a c h e s c o m b i n i n g p o e t i c s , politics, a n d history, they frequently d i s a g r e e . M a n y o f t h e c o n t r i b u t i o n s fuse literary t h e o r y a n d e t h n o g r a p h y . S o m e p r o b e t h e limits o f s u c h a p p r o a c h e s , stressing the d a n g e r s o f estheticism a n d the constraints o f institutional p o w e r . O t h e r s enthusiastically a d v o c a t e e x p e r i m e n t a l f o r m s o f w r i t i n g . B u t in their d i f f e r e n t ways t h e y all a n a l y z e past a n d p r e s e n t practices o u t o f a c o m m i t m e n t to fu t u r e possibilities. T h e y see e t h n o g r a p h i c w r i t i n g as c h a n g i n g , i n v e n tive: " H i s t o r y , " in W i l l i a m C a r l o s Williams's w o r d s , "that s h o u l d b e a left h a n d to us, as o f a violinist."
" L i t e r a r y " a p p r o a c h e s h a v e recently e n j o y e d s o m e p o p u l a r i t y in t h e h u m a n sciences. In a n t h r o p o l o g y influential writers s u c h as Clifford Geertz, Victor T u r n e r , Mary Douglas, Claude Lévi-Strauss, J e a n D u v i g n a u d , a n d E d m u n d L e a c h , to m e n t i o n only a few, h a v e s h o w n a n i n t e r e s t in literary t h e o r y a n d practice. I n their quite differ e n t w a y s t h e y h a v e b l u r r e d the b o u n d a r y s e p a r a t i n g art f r o m s c i e n c e . N o r is t h e i r s a n e w attraction. Malinowski's a u t h o r i a l identifications ( C o n r a d , F r a z e r ) a r e well k n o w n . M a r g a r e t M e a d , E d w a r d S a p i r , a n d R u t h B e n e d i c t saw t h e m s e l v e s as b o t h a n t h r o p o l o g i s t s a n d liter ary artists. I n Paris s u r r e a l i s m a n d professional e t h n o g r a p h y r e g u larly e x c h a n g e d b o t h ideas a n d p e r s o n n e l . B u t until recently literary i n f l u e n c e s h a v e b e e n h e l d at a distance f r o m the " r i g o r o u s " c o r e o f
JAMES CLIFFORD
4
t h e discipline. S a p i r a n d B e n e d i c t h a d , after all, to h i d e their p o e t r y f r o m t h e scientific g a z e o f F r a n z B o a s . A n d t h o u g h e t h n o g r a p h e r s h a v e o f t e n b e e n c a l l e d novelists m a n q u é (especially t h o s e w h o w r i t e a little t o o well), the n o t i o n that literary p r o c e d u r e s p e r v a d e a n y w o r k o f c u l t u r a l r e p r e s e n t a t i o n is a r e c e n t i d e a in the discipline. T o a g r o w i n g n u m b e r , h o w e v e r , t h e "literariness" o f a n t h r o p o l o g y — a n d e s p e cially o f e t h n o g r a p h y — a p p e a r s as m u c h m o r e t h a n a m a t t e r o f g o o d w r i t i n g o r distinctive style. L i t e r a r y p r o c e s s e s — m e t a p h o r , figuration, n a r r a t i v e — a f f e c t the ways c u l t u r a l p h e n o m e n a are r e g i s t e r e d , f r o m t h e first j o t t e d " o b s e r v a t i o n s , " to the c o m p l e t e d b o o k , to the w a y s t h e s e c o n f i g u r a t i o n s " m a k e sense" in d e t e r m i n e d acts o f r e a d i n g . 2
3
It h a s l o n g b e e n asserted that scientific a n t h r o p o l o g y is also a n "art," t h a t e t h n o g r a p h i e s h a v e literary qualities. W e o f t e n h e a r that a n a u t h o r writes w i t h style, that certain d e s c r i p t i o n s a r e vivid o r c o n v i n c i n g ( s h o u l d n o t e v e r y a c c u r a t e d e s c r i p t i o n b e c o n v i n c i n g ? ) . A w o r k is d e e m e d e v o c a t i v e o r artfully c o m p o s e d in a d d i t i o n to b e i n g f a c t u a l ; e x p r e s s i v e , r h e t o r i c a l functions are c o n c e i v e d as d e c o r a t i v e o r m e r e l y as w a y s to p r e s e n t an objective analysis o r d e s c r i p t i o n m o r e effectively. T h u s t h e facts o f t h e m a t t e r m a y be k e p t separate, at least in p r i n c i p l e , f r o m t h e i r m e a n s o f c o m m u n i c a t i o n . B u t the literary o r r h e t o r i c a l di m e n s i o n s o f e t h n o g r a p h y c a n n o l o n g e r b e so easily c o m p a r t m e n t a l i z e d . T h e y a r e active at e v e r y level o f cultural science. I n d e e d , the v e r y n o t i o n o f a "literary" a p p r o a c h to a discipline, " a n t h r o p o l o g y , " is seri ously misleading. T h e p r e s e n t essays d o n o t r e p r e s e n t a t e n d e n c y o r p e r s p e c t i v e w i t h i n a c o h e r e n t " a n t h r o p o l o g y " (pace W o l f 1980). T h e " f o u r - f i e l d " d e f i n i t i o n o f the discipline, o f w h i c h B o a s was p e r h a p s t h e last vir t u o s o , i n c l u d e d p h y s i c a l (or biological) a n t h r o p o l o g y , a r c h a e o l o g y , cul t u r a l (or social) a n t h r o p o l o g y , a n d linguistics. Few today c a n s e r i o u s l y c l a i m t h a t these fields share a unified a p p r o a c h o r object, t h o u g h t h e d r e a m persists, t h a n k s l a r g e l y to institutional a r r a n g e m e n t s . T h e es says in this v o l u m e o c c u p y a n e w space o p e n e d u p by t h e d i s i n t e g r a t i o n o f " M a n " as telos f o r a w h o l e discipline, a n d t h e y d r a w o n r e c e n t d e v e l o p m e n t s i n the fields o f textual criticism, c u l t u r a l history, s e m i o tics, h e r m e n e u t i c p h i l o s o p h y , a n d psychoanalysis. S o m e y e a r s a g o , in 2. A partial list o f works exploring this expanded field of the "literary" in anthro pology includes (not mentioning contributors to the present volume): Boon 1972, 1977, 1982; Geertz 1973, 1983; Turner 1974, 1975; Fernandez 1974; Diamond 1974; Duvignaud 1970, 1973; Favret-Saada 1980; Favret-Saada and Contreras 1981; D u m o n t 1978; Tedlock 1983; Jamin 1979, 1980, 1985; Webster 1982; T h o r n t o n 1983, 1984. 3. See the work o f Hayden White (1973, 1978) for a tropological theory of "pre figured" realities; also Latour and Woolgar (1979) for a view o f scientific activity as "inscription."
Introduction
5
a t r e n c h a n t essay, R o d n e y N e e d h a m s u r v e y e d the theoretical i n c o h e r e n c e , t a n g l e d roots, impossible b e d f e l l o w s , a n d d i v e r g e n t specializa tions that s e e m e d to be l e a d i n g to a c a d e m i c a n t h r o p o l o g y ' s intellectual d i s i n t e g r a t i o n . H e s u g g e s t e d with ironic e q u a n i m i t y t h a t t h e field m i g h t s o o n b e r e d i s t r i b u t e d a m o n g a variety o f n e i g h b o r i n g disci plines. A n t h r o p o l o g y in its p r e s e n t f o r m w o u l d u n d e r g o "an irides c e n t m e t a m o r p h o s i s " ( 1 9 7 0 : 4 6 ) . T h e p r e s e n t essays a r e p a r t o f t h e metamorphosis. B u t i f t h e y are p o s t - a n t h r o p o l o g i c a l , they a r e also post-literary. Michel Foucault (1973), Michel de Certeau (1983), and T e r r y Eagleton ( 1 9 8 3 ) h a v e r e c e n t l y a r g u e d that "literature" itself is a t r a n s i e n t cate g o r y . S i n c e t h e s e v e n t e e n t h c e n t u r y , they s u g g e s t , W e s t e r n science has e x c l u d e d c e r t a i n e x p r e s s i v e m o d e s f r o m its legitimate r e p e r t o i r e : r h e t o r i c (in t h e n a m e o f "plain," t r a n s p a r e n t signification), fiction (in t h e n a m e o f fact), a n d subjectivity (in the n a m e o f objectivity). T h e q u a l i t i e s e l i m i n a t e d f r o m science w e r e localized in t h e c a t e g o r y o f "lit e r a t u r e . " L i t e r a r y texts w e r e d e e m e d to be m e t a p h o r i c a n d a l l e g o r i cal, c o m p o s e d o f i n v e n t i o n s r a t h e r t h a n o b s e r v e d facts; they a l l o w e d a w i d e l a t i t u d e to the e m o t i o n s , speculations, a n d subjective " g e n i u s " o f t h e i r a u t h o r s . D e C e r t e a u notes that the fictions o f literary l a n g u a g e w e r e scientifically c o n d e m n e d (and esthetically a p p r e c i a t e d ) f o r lack i n g " u n i v o c i t y , " the p u r p o r t e d l y u n a m b i g u o u s a c c o u n t i n g o f n a t u r a l s c i e n c e a n d p r o f e s s i o n a l history. In this s c h e m a , the d i s c o u r s e o f liter a t u r e a n d fiction is i n h e r e n t l y unstable; it "plays o n the stratification o f m e a n i n g ; it n a r r a t e s o n e t h i n g in o r d e r to tell s o m e t h i n g e l s e ; it d e l i n e a t e s itself in a l a n g u a g e f r o m w h i c h it c o n t i n u o u s l y d r a w s effects o f m e a n i n g t h a t c a n n o t b e c i r c u m s c r i b e d o r c h e c k e d " ( 1 9 8 3 : 128). T h i s d i s c o u r s e , r e p e a t e d l y b a n i s h e d f r o m science, b u t w i t h u n e v e n success, is i n c u r a b l y figurative a n d p o l y s e m o u s . ( W h e n e v e r its effects b e g i n to b e felt too o p e n l y , a scientific t e x t will a p p e a r "liter a r y " ; it will s e e m to be u s i n g too m a n y m e t a p h o r s , to be r e l y i n g o n style, e v o c a t i o n , a n d so o n . ) 4
B y the n i n e t e e n t h c e n t u r y , literature h a d e m e r g e d as a b o u r g e o i s institution closely allied with " c u l t u r e " a n d "art." R a y m o n d W i l l i a m s ( 1 9 6 6 ) s h o w s h o w this special, r e f i n e d sensibility f u n c t i o n e d as a k i n d o f c o u r t o f a p p e a l s in r e s p o n s e to the p e r c e i v e d dislocations a n d v u l g a r i t y o f i n d u s t r i a l , class society. L i t e r a t u r e a n d art w e r e , in effect, cir4. "It might be objected that figurative style is not the only style, or even the only poetic style, and that rhetoric also takes cognizance o f what is called simple style. But in fact this is merely a less decorated style, or rather, a style decorated more simply, and it, too, like the lyric and the epic, has its own special figures. A style in which figure is strictly absent does not exist," writes Gérard Genette (1982 :47).
6
J A M E S CLIFFORD
c u m s c r i b e d z o n e s in w h i c h nonutilitarian, " h i g h e r " v a l u e s w e r e m a i n t a i n e d . A t t h e s a m e t i m e they w e r e d o m a i n s for the p l a y i n g o u t o f e x p e r i m e n t a l , a v a n t - g a r d e transgressions. S e e n in this light, t h e i d e o logical f o r m a t i o n s o f art a n d c u l t u r e h a v e n o essential o r e t e r n a l sta tus. T h e y a r e c h a n g i n g a n d contestable, like t h e special r h e t o r i c o f " l i t e r a t u r e . " T h e essays that follow d o not, in fact, a p p e a l to a literary p r a c t i c e m a r k e d o f f in an esthetic, creative, o r h u m a n i z i n g d o m a i n . T h e y s t r u g g l e , in their d i f f e r e n t ways, against the r e c e i v e d definitions o f art, l i t e r a t u r e , s c i e n c e , a n d history. A n d if they s o m e t i m e s s u g g e s t t h a t e t h n o g r a p h y is an "art," they r e t u r n the w o r d to a n o l d e r u s a g e — b e f o r e it h a d b e c o m e associated with a h i g h e r o r r e b e l l i o u s sensibil i t y — t o the e i g h t e e n t h - c e n t u r y m e a n i n g Williams recalls: art as t h e skillful f a s h i o n i n g o f useful artifacts. T h e m a k i n g o f e t h n o g r a p h y is artisanal, tied t o t h e w o r l d l y w o r k o f w r i t i n g . E t h n o g r a p h i c w r i t i n g is d e t e r m i n e d in at least six ways: (1) c o n t e x t u a l l y (it d r a w s f r o m a n d creates m e a n i n g f u l social m i l i e u x ) ; (2) r h e t o r i c a l l y (it uses a n d is u s e d by e x p r e s s i v e c o n v e n t i o n s ) ; (3) institu tionally ( o n e writes within, a n d against, specific traditions, disciplines, a u d i e n c e s ) ; (4) g e n e r i c a l l y (an e t h n o g r a p h y is usually d i s t i n g u i s h a b l e f r o m a n o v e l o r a travel a c c o u n t ) ; (5) politically (the a u t h o r i t y to r e p r e s e n t c u l t u r a l realities is u n e q u a l l y s h a r e d a n d at times c o n t e s t e d ) ; (6) historically (all t h e a b o v e c o n v e n t i o n s a n d constraints a r e c h a n g i n g ) . T h e s e d e t e r m i n a t i o n s g o v e r n the inscription o f c o h e r e n t e t h n o g r a p h i c fictions. T o call e t h n o g r a p h i e s fictions m a y raise empiricist h a c k l e s . B u t t h e w o r d as c o m m o n l y u s e d in r e c e n t t e x t u a l t h e o r y has lost its c o n n o t a t i o n o f f a l s e h o o d , o f s o m e t h i n g m e r e l y o p p o s e d to t r u t h . It s u g gests the partiality o f cultural a n d historical truths, the ways t h e y are systematic a n d e x c l u s i v e . E t h n o g r a p h i c writings c a n p r o p e r l y b e c a l l e d fictions in t h e sense o f " s o m e t h i n g m a d e o r f a s h i o n e d , " t h e p r i n c i p a l b u r d e n o f the word's L a t i n root, fingere. B u t it is i m p o r t a n t to p r e s e r v e t h e m e a n i n g n o t m e r e l y o f m a k i n g , b u t also o f m a k i n g u p , o f i n v e n t i n g t h i n g s n o t actually r e a l . (Fingere, in s o m e o f its uses, i m p l i e d a d e g r e e o f f a l s e h o o d . ) I n t e r p r e t i v e social scientists h a v e r e cently c o m e to view g o o d e t h n o g r a p h i e s as "true fictions," b u t u s u a l l y at t h e cost o f w e a k e n i n g the o x y m o r o n , r e d u c i n g it to the b a n a l c l a i m t h a t all t r u t h s are c o n s t r u c t e d . T h e essays collected h e r e k e e p t h e o x y m o r o n sharp. For example, Vincent C r a p a n z a n o portrays ethnog r a p h e r s as tricksters, p r o m i s i n g , like H e r m e s , n o t to lie, b u t n e v e r u n d e r t a k i n g to tell the w h o l e t r u t h either. T h e i r rhetoric e m p o w e r s and subverts t h e i r m e s s a g e . O t h e r essays r e i n f o r c e t h e p o i n t by stressing t h a t c u l t u r a l fictions are b a s e d on systematic, a n d c o n t e s t a b l e , e x c l u sions. T h e s e m a y i n v o l v e silencing i n c o n g r u e n t voices ( " T w o C r o w s
Introduction
7
d e n i e s it!") o r d e p l o y i n g a consistent m a n n e r o f q u o t i n g , " s p e a k i n g f o r , " t r a n s l a t i n g the reality o f o t h e r s . P u r p o r t e d l y i r r e l e v a n t p e r s o n a l o r historical c i r c u m s t a n c e s will also be e x c l u d e d ( o n e c a n n o t tell all). M o r e o v e r , the m a k e r (but w h y only one?) o f e t h n o g r a p h i c texts c a n n o t a v o i d e x p r e s s i v e t r o p e s , figures, a n d a l l e g o r i e s t h a t select a n d i m p o s e m e a n i n g as they translate it. In this view, m o r e N i e t z s c h e a n t h a n realist o r h e r m e n e u t i c , all c o n s t r u c t e d truths a r e m a d e possible b y p o w e r f u l "lies" o f e x c l u s i o n a n d r h e t o r i c . E v e n t h e b e s t e t h n o g r a p h i c t e x t s — s e r i o u s , t r u e fictions—are systems, o r e c o n o m i e s , o f t r u t h . P o w e r a n d history w o r k t h r o u g h t h e m , in ways their a u t h o r s c a n n o t fully c o n t r o l . E t h n o g r a p h i c t r u t h s are t h u s i n h e r e n t l y partial—committed and i n c o m p l e t e . T h i s p o i n t is n o w w i d e l y a s s e r t e d — a n d resisted at strate gic p o i n t s b y t h o s e w h o fear the collapse o f clear s t a n d a r d s o f verifica tion. B u t o n c e a c c e p t e d a n d built into e t h n o g r a p h i c art, a r i g o r o u s sense o f partiality c a n be a s o u r c e o f r e p r e s e n t a t i o n a l tact. A r e c e n t w o r k by R i c h a r d Price, First-Time: The Historical Vision of an AfroAmerican People ( 1 9 8 3 ) , offers a g o o d e x a m p l e o f self-conscious, se r i o u s partiality. Price r e c o u n t s the specific c o n d i t i o n s o f his fieldwork a m o n g the S a r a m a k a s , a M a r o o n society o f S u r i n a m e . W e l e a r n a b o u t e x t e r n a l a n d s e l f - i m p o s e d limits to the r e s e a r c h , a b o u t i n d i v i d u a l in f o r m a n t s , a n d a b o u t the c o n s t r u c t i o n o f the final w r i t t e n artifact. ( T h e b o o k a v o i d s a s m o o t h e d - o v e r , m o n o l o g i c a l f o r m , p r e s e n t i n g it self as literally p i e c e d - t o g e t h e r , full o f holes.) First-Time is e v i d e n c e o f the fact that a c u t e political a n d e p i s t e m o l o g i c a l self-consciousness n e e d n o t l e a d to e t h n o g r a p h i c self-absorption, o r to t h e c o n c l u s i o n t h a t it is i m p o s s i b l e to k n o w a n y t h i n g certain a b o u t o t h e r p e o p l e . R a t h e r , it l e a d s to a c o n c r e t e sense o f w h y a S a r a m a k a folktale, fea t u r e d by Price, t e a c h e s that " k n o w l e d g e is p o w e r , a n d that o n e m u s t n e v e r r e v e a l all o f w h a t o n e k n o w s " ( 1 9 8 3 : 1 4 ) . A c o m p l e x t e c h n i q u e o f r e v e l a t i o n a n d secrecy g o v e r n s t h e c o m munication (reinvention) o f "First-Time" k n o w l e d g e , lore about the society's c r u c i a l s t r u g g l e s for survival in the e i g h t e e n t h c e n t u r y . U s i n g t e c h n i q u e s o f d e l i b e r a t e frustration, digression, a n d i n c o m p l e t e n e s s , o l d m e n i m p a r t t h e i r historical k n o w l e d g e to y o u n g e r k i n s m e n , pref e r a b l y at c o c k ' s c r o w , the h o u r b e f o r e d a w n . T h e s e strategies o f el lipsis, c o n c e a l m e n t , a n d partial disclosure d e t e r m i n e e t h n o g r a p h i c r e l a t i o n s as m u c h as they d o the transmission o f stories b e t w e e n g e n e r a t i o n s . P r i c e has to a c c e p t t h e p a r a d o x i c a l fact t h a t " a n y S a r a m a k a n a r r a t i v e ( i n c l u d i n g those told at cock's c r o w with the ostensible i n t e n t o f c o m m u n i c a t i n g k n o w l e d g e ) will leave o u t m o s t o f w h a t the teller k n o w s a b o u t t h e i n c i d e n t in q u e s t i o n . A person's k n o w l e d g e is s u p p o s e d to g r o w o n l y in small i n c r e m e n t s , a n d in any a s p e c t o f life
8
J A M E S CLIFFORD
p e o p l e a r e d e l i b e r a t e l y told o n l y a little bit m o r e t h a n the s p e a k e r t h i n k s t h e y a l r e a d y k n o w " (10). It s o o n b e c o m e s a p p a r e n t that t h e r e is n o " c o m p l e t e " c o r p u s o f F i r s t - T i m e k n o w l e d g e , that n o o n e — l e a s t o f all the visiting e t h n o g r a p h e r — c a n k n o w this l o r e e x c e p t t h r o u g h an o p e n - e n d e d series o f c o n t i n g e n t , p o w e r - l a d e n e n c o u n t e r s . "It is a c c e p t e d t h a t d i f f e r e n t S a r a m a k a historians will h a v e different versions, a n d it is u p to t h e l i s t e n e r to p i e c e t o g e t h e r f o r h i m s e l f the v e r s i o n o f a n e v e n t that h e , f o r t h e t i m e b e i n g , a c c e p t s " (28). T h o u g h Price, the s c r u p u l o u s fieldw o r k e r a n d historian, a r m e d with w r i t i n g , has g a t h e r e d a t e x t t h a t s u r p a s s e s in e x t e n t w h a t i n d i v i d u a l s k n o w o r tell, it still " r e p r e s e n t s o n l y t h e tip o f t h e i c e b e r g that S a r a m a k a s collectively p r e s e r v e a b o u t F i r s t - T i m e " (25). T h e ethical q u e s t i o n s raised b y f o r m i n g a w r i t t e n a r c h i v e o f se cret, o r a l l o r e are c o n s i d e r a b l e , a n d Price wrestles with t h e m o p e n l y . Part o f his s o l u t i o n has b e e n to u n d e r m i n e the c o m p l e t e n e s s o f his o w n a c c o u n t (but n o t its seriousness) by p u b l i s h i n g a b o o k that is a series o f f r a g m e n t s . T h e a i m is not to indicate u n f o r t u n a t e g a p s r e m a i n i n g i n o u r k n o w l e d g e o f e i g h t e e n t h - c e n t u r y S a r a m a k a life, b u t r a t h e r to p r e s e n t an i n h e r e n t l y i m p e r f e c t m o d e o f k n o w l e d g e , w h i c h p r o d u c e s g a p s as it fills t h e m . T h o u g h Price h i m s e l f is n o t f r e e o f t h e d e s i r e to w r i t e a c o m p l e t e e t h n o g r a p h y o r history, to p o r t r a y a " w h o l e w a y o f life" (24), the m e s s a g e o f partiality r e s o n a t e s t h r o u g h o u t First-Time. E t h n o g r a p h e r s a r e m o r e a n d m o r e like the C r é e h u n t e r w h o (the story goes) c a m e to M o n t r e a l to testify in c o u r t c o n c e r n i n g the fate o f his h u n t i n g l a n d s i n the n e w J a m e s B a y h y d r o e l e c t r i c s c h e m e . H e w o u l d d e s c r i b e his w a y o f life. B u t w h e n a d m i n i s t e r e d the o a t h h e h e s i t a t e d : " I ' m n o t s u r e I c a n tell the t r u t h . . . . I c a n o n l y tell w h a t I know."
It is useful to recall that the witness w a s s p e a k i n g artfully, in a d e t e r m i n i n g c o n t e x t o f p o w e r . S i n c e M i c h e l Leiris's early essay o f 1 9 5 0 , " L ' E t h n o g r a p h e d e v a n t le c o l o n i a l i s m e " (but w h y so late?), a n t h r o p o l o g y h a s h a d to r e c k o n with historical d e t e r m i n a t i o n a n d politi cal conflict in its midst. A r a p i d d e c a d e , f r o m 1 9 5 0 to i 9 6 0 , saw t h e e n d o f e m p i r e b e c o m e a w i d e l y a c c e p t e d project, i f n o t a n a c c o m p l i s h e d fact. G e o r g e s Balandier's "situation coloniale" was s u d d e n l y visible ( 1 9 5 5 ) . I m p e r i a l relations, f o r m a l a n d i n f o r m a l , w e r e n o l o n g e r the a c c e p t e d r u l e o f t h e g a m e — t o b e r e f o r m e d p i e c e m e a l , o r ironically d i s t a n c e d in v a r i o u s ways. E n d u r i n g p o w e r inequalities h a d clearly c o n s t r a i n e d e t h n o g r a p h i c practice. T h i s "situation" was felt earliest in
Introduction
9
F r a n c e , l a r g e l y b e c a u s e o f the V i e t n a m e s e a n d A l g e r i a n conflicts a n d t h r o u g h t h e w r i t i n g s o f an e t h n o g r a p h i c a l l y a w a r e g r o u p o f b l a c k intellectuals a n d p o e t s , the négritude m o v e m e n t o f A i m é C é s a i r e , Léopold S e n g h o r , R e n é M é n i l , a n d L é o n D a m a s . T h e p a g e s o f Pres ence Africaine i n t h e e a r l y fifties o f f e r e d a n u n u s u a l f o r u m f o r c o l l a b o r a t i o n b e t w e e n these writers a n d social scientists like B a l a n d i e r , L e i r i s , M a r c e l G r i a u l e , E d m o n d O r t i g u e s , a n d Paul Rivet. I n o t h e r c o u n t r i e s t h e crise de conscience c a m e s o m e w h a t later. O n e thinks o f J a c q u e s M a q u e t ' s influential essay "Objectivity in A n t h r o p o l o g y " ( 1 9 6 4 ) , D e l l H y m e s ' s Reinventing Anthropology ( 1 9 7 3 ) , the w o r k o f S t a n l e y D i a m o n d ( 1 9 7 4 ) , B o b Scholte ( 1 9 7 1 , 1 9 7 2 , 1978), G é r a r d L e c l e r c ( 1 9 7 2 ) , a n d p a r t i c u l a r l y o f T a l a l A s a d ' s collection Anthropology and the Colonial En counter ( 1 9 7 3 ) , w h i c h has stimulated m u c h c l a r i f y i n g d e b a t e (Firth e t al. 1 9 7 7 ) . I n p o p u l a r i m a g e r y the e t h n o g r a p h e r has shifted f r o m a s y m p a thetic, a u t h o r i t a t i v e o b s e r v e r (best i n c a r n a t e d , p e r h a p s , by M a r g a r e t M e a d ) to t h e u n f l a t t e r i n g figure p o r t r a y e d by V i n e D e l o r i a in Custer Died for Your Sins ( 1 9 6 9 ) . I n d e e d , the n e g a t i v e p o r t r a i t has s o m e t i m e s h a r d e n e d into c a r i c a t u r e — t h e a m b i t i o u s social scientist m a k i n g o f f w i t h tribal l o r e a n d g i v i n g n o t h i n g in r e t u r n , i m p o s i n g c r u d e p o r t r a i t s o n s u b t l e p e o p l e s , o r (most r e c e n t l y ) s e r v i n g as d u p e for s o p h i s t i c a t e d i n f o r m a n t s . S u c h portraits are a b o u t as realistic as the e a r l i e r h e r o i c v e r s i o n s o f p a r t i c i p a n t - o b s e r v a t i o n . E t h n o g r a p h i c w o r k has i n d e e d b e e n e n m e s h e d in a w o r l d o f e n d u r i n g a n d c h a n g i n g p o w e r i n e q u a l i ties, a n d it c o n t i n u e s to be i m p l i c a t e d . It enacts p o w e r relations. B u t its f u n c t i o n within these relations is c o m p l e x , often a m b i v a l e n t , p o tentially c o u n t e r - h e g e m o n i c . D i f f e r e n t rules o f the g a m e for e t h n o g r a p h y a r e n o w e m e r g i n g in m a n y p a r t s o f t h e w o r l d . A n o u t s i d e r s t u d y i n g N a t i v e A m e r i c a n cul t u r e s m a y e x p e c t , p e r h a p s as a r e q u i r e m e n t for c o n t i n u i n g r e s e a r c h , to testify in s u p p o r t o f l a n d claim litigation. A n d a variety o f f o r m a l restrictions a r e n o w p l a c e d on f i e l d w o r k by i n d i g e n o u s g o v e r n m e n t s at n a t i o n a l a n d local levels. T h e s e c o n d i t i o n in n e w ways w h a t c a n , a n d e s p e c i a l l y c a n n o t , b e said a b o u t p a r t i c u l a r p e o p l e s . A n e w figure h a s e n t e r e d t h e scene, the " i n d i g e n o u s e t h n o g r a p h e r " (Fahim, e d . 1 9 8 2 ; O h n u k i - T i e r n e y 1984). Insiders s t u d y i n g their o w n c u l t u r e s o f f e r n e w a n g l e s o f vision a n d d e p t h s o f u n d e r s t a n d i n g . T h e i r a c c o u n t s a r e e m p o w e r e d a n d restricted in u n i q u e ways. T h e d i v e r s e post- a n d n e o c o l o n i a l r u l e s f o r e t h n o g r a p h i c practice d o n o t necessarily e n c o u r a g e " b e t t e r " c u l t u r a l a c c o u n t s . T h e criteria for j u d g i n g a g o o d a c c o u n t h a v e n e v e r b e e n settled a n d are c h a n g i n g . B u t w h a t ' h a s e m e r g e d f r o m all these i d e o l o g i c a l shifts, r u l e c h a n g e s , a n d n e w c o m p r o m i s e s is the fact that a series o f historical p r e s s u r e s have b e g u n to r e p o s i t i o n
JAMES CLIFFORD
Introduction
11
IO
a n t h r o p o l o g y with r e s p e c t to its "objects" o f study. A n t h r o p o l o g y n o l o n g e r s p e a k s w i t h a u t o m a t i c a u t h o r i t y for o t h e r s d e f i n e d as u n a b l e to s p e a k f o r t h e m s e l v e s ("primitive," "pre-literate," " w i t h o u t h i s t o r y " ) . O t h e r g r o u p s c a n less easily b e d i s t a n c e d in special, almost always past o r p a s s i n g , t i m e s — r e p r e s e n t e d as if they w e r e n o t i n v o l v e d in t h e p r e s e n t w o r l d systems that implicate e t h n o g r a p h e r s a l o n g w i t h t h e p e o p l e s t h e y study. " C u l t u r e s " d o n o t h o l d still for their portraits. A t t e m p t s to m a k e t h e m d o so always i n v o l v e simplification a n d e x c l u sion, selection o f a t e m p o r a l focus, the c o n s t r u c t i o n o f a p a r t i c u l a r s e l f - o t h e r r e l a t i o n s h i p , a n d the imposition or n e g o t i a t i o n o f a p o w e r relationship. T h e c r i t i q u e o f c o l o n i a l i s m in the p o s t w a r p e r i o d — a n u n d e r m i n i n g o f " T h e West's" ability to r e p r e s e n t o t h e r s o c i e t i e s — h a s b e e n r e i n f o r c e d b y an i m p o r t a n t p r o c e s s o f t h e o r i z i n g a b o u t the limits o f r e p r e s e n t a t i o n itself. T h e r e is n o way a d e q u a t e l y to s u r v e y this multi f a r i o u s c r i t i q u e o f w h a t V i c o called the "serious p o e m " o f c u l t u r a l his tory. Positions p r o l i f e r a t e : " h e r m e n e u t i c s , " "structuralism," " h i s t o r y o f mentalities," " n e o - M a r x i s m , " " g e n e a l o g y , " "post-structuralism," " p o s t - m o d e r n i s m , " " p r a g m a t i s m " ; also a spate o f " a l t e r n a t e e p i s t e m o l o g i e s " — f e m i n i s t , ethnic, a n d n o n - W e s t e r n . W h a t is at stake, b u t n o t always r e c o g n i z e d , is an o n g o i n g critique o f the West's m o s t c o n f i d e n t , characteristic d i s c o u r s e s . D i v e r s e p h i l o s o p h i e s m a y implicitly h a v e this critical stance in c o m m o n . For e x a m p l e , J a c q u e s Derrida's u n r a v e l i n g o f l o g o c e n t r i s m , f r o m t h e G r e e k s t o F r e u d , a n d W a l t e r J. O n g ' s q u i t e d i f f e r e n t d i a g n o s i s o f t h e c o n s e q u e n c e s o f literacy s h a r e a n o v e r a r c h i n g r e j e c t i o n o f the institutionalized ways o n e l a r g e g r o u p o f h u m a n ity has f o r m i l l e n n i a c o n s t r u e d its w o r l d . N e w historical studies o f h e g e m o n i c p a t t e r n s o f t h o u g h t (Marxist, A n n a l i s t e , Foucaultian) h a v e in c o m m o n w i t h r e c e n t styles o f t e x t u a l criticism (semiotic, r e a d e r r e s p o n s e , post-structural) the c o n v i c t i o n that w h a t a p p e a r s as " r e a l " i n history, t h e social sciences, t h e arts, e v e n in c o m m o n sense, is always a n a l y z a b l e as a restrictive a n d e x p r e s s i v e set o f social c o d e s a n d c o n v e n t i o n s . H e r m e n e u t i c p h i l o s o p h y in its v a r y i n g styles, f r o m W i l h e l m D i l t h e y a n d Paul R i c o e u r to H e i d e g g e r , r e m i n d s us that t h e simplest c u l t u r a l a c c o u n t s are intentional creations, that i n t e r p r e t e r s c o n s t a n t l y c o n s t r u c t t h e m s e l v e s t h r o u g h the o t h e r s t h e y study. T h e t w e n t i e t h - c e n t u r y sciences o f " l a n g u a g e , " f r o m F e r d i n a n d d e S a u s s u r e a n d R o m a n J a c o b s o n to B e n j a m i n L e e W h o r f , S a p i r , a n d W i t t g e n s t e i n , h a v e m a d e i n e s c a p a b l e the systematic a n d situational v e r b a l s t r u c t u r e s that d e t e r m i n e all r e p r e s e n t a t i o n s o f reality. Finally, t h e r e t u r n o f r h e t o r i c to a n i m p o r t a n t place in m a n y fields o f s t u d y (it h a d f o r m i l l e n n i a b e e n at the c o r e o f W e s t e r n e d u c a t i o n ) has m a d e possible a d e t a i l e d a n a t o m y o f c o n v e n t i o n a l e x p r e s s i v e m o d e s . A l l i e d
w i t h semiotics a n d d i s c o u r s e analysis, the n e w r h e t o r i c is c o n c e r n e d w i t h w h a t K e n n e t h B u r k e called "strategies for the e n c o m p a s s i n g o f situations" ( 1 9 6 9 : 3). It is less a b o u t h o w to s p e a k well t h a n a b o u t h o w to s p e a k at all, a n d to act m e a n i n g f u l l y , in the w o r l d o f p u b l i c c u l t u r a l symbols. T h e i m p a c t o f these critiques is b e g i n n i n g to be felt in e t h n o g r a phy's sense o f its o w n d e v e l o p m e n t . N o n c e l e b r a t o r y histories a r e be c o m i n g c o m m o n . T h e n e w histories try to avoid c h a r t i n g the discov e r y o f s o m e c u r r e n t w i s d o m (origins o f t h e c u l t u r e c o n c e p t , a n d so f o r t h ) ; a n d they are suspicious o f p r o m o t i n g a n d d e m o t i n g intellec tual p r e c u r s o r s in o r d e r to c o n f i r m a particular p a r a d i g m . (For t h e latter a p p r o a c h , see H a r r i s 1968 a n d E v a n s - P r i t c h a r d 1 9 8 1 ) . R a t h e r , t h e n e w histories treat a n t h r o p o l o g i c a l ideas as e n m e s h e d in local p r a c t i c e s a n d institutional constraints, as c o n t i n g e n t a n d often "politi c a l " solutions to c u l t u r a l p r o b l e m s . T h e y c o n s t r u e science as a social p r o c e s s . T h e y stress the historical discontinuities, as well as c o n t i n u i ties, o f past a n d p r e s e n t practices, as often as n o t m a k i n g p r e s e n t k n o w l e d g e s e e m t e m p o r a r y , in m o t i o n . T h e a u t h o r i t y o f a scientific discipline, in this k i n d o f historical account, will always be m e d i a t e d by the claims o f rhetoric and p o w e r . ' A n o t h e r m a j o r i m p a c t o f the a c c u m u l a t i n g political/theoretical c r i t i q u e o f a n t h r o p o l o g y m a y be briefly s u m m a r i z e d as a r e j e c t i o n o f " v i s u a l i s m . " O n g ( 1 9 6 7 , 1 9 7 7 ) , a m o n g o t h e r s , has s t u d i e d ways in w h i c h t h e senses a r e h i e r a r c h i c a l l y o r d e r e d in d i f f e r e n t c u l t u r e s a n d e p o c h s . H e a r g u e s that the t r u t h o f vision in W e s t e r n , literate c u l t u r e s has p r e d o m i n a t e d o v e r the e v i d e n c e s o f s o u n d a n d i n t e r l o c u t i o n , o f t o u c h , smell, a n d taste. ( M a r y Pratt has o b s e r v e d that r e f e r e n c e s to o d o r , v e r y p r o m i n e n t in travel w r i t i n g , are virtually absent f r o m eth n o g r a p h i e s . ) T h e p r e d o m i n a n t m e t a p h o r s in a n t h r o p o l o g i c a l re s e a r c h h a v e b e e n participant-observation, data collection, a n d c u l t u r a l d e s c r i p t i o n , all o f w h i c h p r e s u p p o s e a s t a n d p o i n t o u t s i d e — l o o k i n g at, o b j e c t i f y i n g , or, s o m e w h a t closer, " r e a d i n g , " a g i v e n reality. O n g ' s 6
5. I exclude from this category the various histories o f "anthropological" ideas, which must always have a Whiggish cast. I include the strong historicism o f George Stocking, which often has the effect o f questioning disciplinary genealogies (for ex ample, 1968:69—90). T h e work o f Terry Clark on the institutionalization o f social sci ence (1973) and o f Foucault on the sociopolitical constitution of "discursive formations" (1973) points in the direction I am indicating. See also: Hartog (1980), Duchet (1971), many works by De Certeau (e.g., 1980), Boon (1982), Rupp-Eisenreich (1984), and the yearly volume History of Anthropology, edited by Stocking, whose approach goes well be yond the history o f ideas or theory. A n allied approach can be found in recent social studies o f science research: e.g., Knorr-Cetina (1981), Latour (1984), Knorr-Cetina and Mulkay (1983). 0. A n observation by Pratt at the Santa Fe seminar. T h e relative inattention to sound is beginning to be corrected in recent ethnographic writing (e.g., Feld 1982). l'or examples o f work unusually attentive to the sensorium, see Stoller (1984a, b).
12
JAMES CLIFFORD.
w o r k h a s b e e n m o b i l i z e d as a critique o f e t h n o g r a p h y b y J o h a n n e s Fabian (1983), w h o explores the consequences o f positing cultural facts as t h i n g s o b s e r v e d , r a t h e r than, for e x a m p l e , h e a r d , i n v e n t e d i n d i a l o g u e , o r t r a n s c r i b e d . F o l l o w i n g F r a n c e s Yates ( 1 9 6 6 ) , h e a r g u e s t h a t t h e t a x o n o m i c i m a g i n a t i o n in the W e s t is s t r o n g l y visualist i n n a t u r e , c o n s t i t u t i n g c u l t u r e s as i f they w e r e t h e a t e r s o f m e m o r y , o r spatialized arrays. I n a r e l a t e d p o l e m i c against " O r i e n t a l i s m " E d w a r d S a i d ( 1 9 7 8 ) identifies persistent t r o p e s by w h i c h E u r o p e a n s a n d A m e r i c a n s h a v e v i s u a l i z e d E a s t e r n a n d A r a b c u l t u r e s . T h e O r i e n t f u n c t i o n s as a the a t e r , a s t a g e o n w h i c h a p e r f o r m a n c e is r e p e a t e d , to b e s e e n f r o m a p r i v i l e g e d s t a n d p o i n t . ( B a r t h e s [ 1 9 7 7 ] locates a similar " p e r s p e c t i v e " in t h e e m e r g i n g b o u r g e o i s esthetics o f D i d e r o t . ) For Said, t h e O r i e n t is " t e x t u a l i z e d " ; its m u l t i p l e , d i v e r g e n t stories a n d existential p r e d i c a m e n t s a r e c o h e r e n t l y w o v e n as a b o d y o f signs susceptible o f v i r t u o s o r e a d i n g . T h i s O r i e n t , o c c u l t e d a n d fragile, is b r o u g h t l o v i n g l y to l i g h t , s a l v a g e d i n t h e w o r k o f t h e o u t s i d e scholar. T h e effect of d o m i n a t i o n in s u c h s p a t i a l / t e m p o r a l d e p l o y m e n t s (not limited, o f c o u r s e , to O r i e n t a l i s m p r o p e r ) is t h a t they c o n f e r on the o t h e r a d i s c r e t e identity, w h i l e also p r o v i d i n g the k n o w i n g o b s e r v e r with a s t a n d p o i n t f r o m w h i c h t o see w i t h o u t b e i n g seen, to r e a d w i t h o u t i n t e r r u p t i o n . O n c e c u l t u r e s a r e n o l o n g e r p r e f i g u r e d v i s u a l l y — a s objects, t h e aters, t e x t s — i t b e c o m e s possible to think o f a c u l t u r a l poetics t h a t is a n i n t e r p l a y o f voices, o f p o s i t i o n e d u t t e r a n c e s . I n a d i s c u r s i v e r a t h e r t h a n a visual p a r a d i g m , the d o m i n a n t m e t a p h o r s for e t h n o g r a p h y shift a w a y f r o m the o b s e r v i n g e y e a n d t o w a r d e x p r e s s i v e s p e e c h ( a n d g e s t u r e ) . T h e writer's " v o i c e " p e r v a d e s a n d situates the analysis, a n d o b j e c t i v e , d i s t a n c i n g r h e t o r i c is r e n o u n c e d . R e n a t o R o s a l d o h a s r e c e n t l y a r g u e d , a n d e x e m p l i f i e d , these points ( 1 9 8 4 , 1 9 8 5 ) . O t h e r c h a n g e s o f t e x t u a l e n a c t m e n t are u r g e d by S t e p h e n T y l e r in this v o l u m e . ( S e e also T e d l o c k 1983.) T h e evocative, p e r f o r m a t i v e e l e m e n t s o f e t h n o g r a p h y a r e l e g i t i m a t e d . A n d the crucial poetic p r o b l e m f o r a d i s c u r s i v e e t h n o g r a p h y b e c o m e s h o w "to a c h i e v e b y w r i t t e n m e a n s w h a t s p e e c h creates, a n d to d o it w i t h o u t s i m p l y i m i t a t i n g s p e e c h " ( T y l e r 1 9 8 4 c : 25). F r o m a n o t h e r a n g l e w e notice h o w m u c h has b e e n said, in criticism a n d praise, o f the e t h n o g r a p h i c g a z e . B u t w h a t o f t h e e t h n o g r a p h i c ear? T h i s is w h a t N a t h a n i e l T a r n is g e t t i n g at i n a n i n t e r view, s p e a k i n g o f his e x p e r i e n c e as a tricultural F r e n c h / E n g l i s h m a n endlessly b e c o m i n g an A m e r i c a n . It may b e the ethnographer or the anthropologist again having his ears wider o p e n to what he considers the exotic as opposed to the familiar, but I still feel I'm discovering something new in the use o f language here almost every day.
Introduction
13
I'm getting n e w expressions almost every day, as if the language were growing from every conceivable shoot. (1975 :9)
A n interest in the discursive aspects o f c u l t u r a l r e p r e s e n t a t i o n d r a w s a t t e n t i o n n o t to the i n t e r p r e t a t i o n o f c u l t u r a l " t e x t s " b u t to t h e i r relations o f p r o d u c t i o n . D i v e r g e n t styles o f w r i t i n g a r e , w i t h v a r y i n g d e g r e e s o f success, g r a p p l i n g with these n e w o r d e r s o f c o m p l e x i t y — d i f f e r e n t rules a n d possibilities within the h o r i z o n o f a his torical m o m e n t . T h e m a i n e x p e r i m e n t a l t r e n d s h a v e b e e n r e v i e w e d in d e t a i l e l s e w h e r e ( M a r c u s a n d C u s h m a n 1 9 8 2 ; C l i f f o r d 1 9 8 3 a ) . It is e n o u g h to m e n t i o n h e r e the g e n e r a l t r e n d t o w a r d a specification of dis courses in e t h n o g r a p h y : w h o speaks? w h o writes? w h e n a n d w h e r e ? w i t h o r to w h o m ? u n d e r w h a t institutional a n d historical constraints? S i n c e Malinowski's time, the " m e t h o d " o f p a r t i c i p a n t - o b s e r v a t i o n h a s e n a c t e d a d e l i c a t e b a l a n c e o f subjectivity a n d objectivity. T h e e t h n o g r a p h e r ' s p e r s o n a l e x p e r i e n c e s , especially those o f p a r t i c i p a t i o n a n d e m p a t h y , a r e r e c o g n i z e d as central to the r e s e a r c h p r o c e s s , b u t t h e y a r e firmly r e s t r a i n e d b y the i m p e r s o n a l s t a n d a r d s o f o b s e r v a t i o n a n d " o b j e c t i v e " distance. I n classical e t h n o g r a p h i e s the voice o f the a u t h o r w a s a l w a y s manifest, b u t the c o n v e n t i o n s o f t e x t u a l p r e s e n t a tion a n d r e a d i n g f o r b a d e t o o close a c o n n e c t i o n b e t w e e n a u t h o r i a l style a n d t h e reality r e p r e s e n t e d . T h o u g h w e d i s c e r n i m m e d i a t e l y t h e distinctive a c c e n t o f M a r g a r e t M e a d , R a y m o n d Firth, o r Paul R a d i n , w e still c a n n o t r e f e r to S a m o a n s as " M e a d i a n " o r call T i k o p i a a " F i r t h i a n " c u l t u r e as freely as w e s p e a k o f D i c k e n s i a n o r F l a u b e r t i a n w o r l d s . T h e subjectivity o f t h e a u t h o r is s e p a r a t e d f r o m t h e objective r e f e r e n t o f t h e text. A t best, the author's p e r s o n a l voice is s e e n as a style in t h e w e a k s e n s e : a t o n e , o r e m b e l l i s h m e n t o f the facts. M o r e o v e r , the ac t u a l field e x p e r i e n c e o f t h e e t h n o g r a p h e r is p r e s e n t e d only in v e r y stylized ways (the "arrival stories" discussed b e l o w by M a r y Pratt, f o r e x a m p l e ) . States o f serious c o n f u s i o n , v i o l e n t feelings o r acts, c e n s o r ships, i m p o r t a n t failures, c h a n g e s o f c o u r s e , a n d e x c e s s i v e p l e a s u r e s are e x c l u d e d from the published account. I n t h e sixties this set o f e x p o s i t o r y c o n v e n t i o n s c r a c k e d . E t h n o g r a p h e r s b e g a n to w r i t e a b o u t their field e x p e r i e n c e in ways that dis t u r b e d t h e p r e v a i l i n g subjective/objective b a l a n c e . T h e r e h a d b e e n e a r l i e r d i s t u r b a n c e s , b u t t h e y w e r e k e p t m a r g i n a l : Leiris's a b e r r a n t L'Afrique fantôme ( 1 9 3 4 ) ; Tristes Tropiques (whose s t r o n g e s t i m p a c t o u t side F r a n c e c a m e o n l y after i 9 6 0 ) ; a n d E l e n o r e S m i t h B o w e n ' s i m p o r tant Return to Laughter ( 1 9 5 4 ) . T h a t L a u r a B o h a n n a n in the e a r l y sixties h a d to d i s g u i s e h e r s e l f as B o w e n , and h e r fieldwork n a r r a tive as a " n o v e l , " is s y m p t o m a t i c . B u t things w e r e c h a n g i n g r a p i d l y ,
14
JAMES CLIFFORD
a n d o t h e r s — G e o r g e s B a l a n d i e r (L'Afrique ambiguë 1 9 5 7 ) , D a v i d M a y b u r y - L e w i s (The Savage and the Innocent 1965), J e a n B r i g g s (Never in Anger 1 9 7 0 ) , J e a n - P a u l D u m o n t (The Headman and I 1 9 7 8 ) , a n d Paul R a b i n o w (Reflections on Fieldwork in Morocco 1 9 7 7 ) — w e r e s o o n w r i t i n g " f a c t u a l l y " u n d e r their o w n n a m e s . T h e p u b l i c a t i o n o f Malinowski's M a i l u a n d T r o b r i a n d diaries ( 1 9 6 7 ) publicly u p s e t t h e a p p l e c a r t . H e n c e f o r t h a n implicit m a r k o f i n t e r r o g a t i o n was p l a c e d b e s i d e a n y o v e r l y c o n f i d e n t a n d consistent e t h n o g r a p h i c voice. W h a t d e s i r e s a n d c o n f u s i o n s w a s it s m o o t h i n g o v e r ? H o w w a s its "objectivity" t e x t u a l l y constructed? A s u b g e n r e o f e t h n o g r a p h i c w r i t i n g e m e r g e d , the self-reflexive " f i e l d w o r k a c c o u n t . " V a r i o u s l y sophisticated a n d n a i v e , c o n f e s s i o n a l a n d analytic, these a c c o u n t s p r o v i d e an i m p o r t a n t f o r u m f o r the dis c u s s i o n o f a w i d e r a n g e o f issues, e p i s t e m o l o g i c a l , existential, a n d p o litical. T h e d i s c o u r s e o f the c u l t u r a l analyst c a n n o l o n g e r b e s i m p l y that o f the "experienced" observer, describing and interpreting cus t o m . E t h n o g r a p h i c e x p e r i e n c e a n d the p a r t i c i p a n t - o b s e r v a t i o n i d e a l a r e s h o w n to b e p r o b l e m a t i c . Different t e x t u a l strategies a r e at t e m p t e d . For e x a m p l e , the first p e r s o n s i n g u l a r ( n e v e r b a n n e d f r o m e t h n o g r a p h i e s , w h i c h w e r e always p e r s o n a l in stylized ways) is d e p l o y e d a c c o r d i n g to n e w c o n v e n t i o n s . W i t h the " f i e l d w o r k a c c o u n t " t h e r h e t o r i c o f e x p e r i e n c e d objectivity yields to that o f the a u t o b i o g r a p h y a n d the ironic self-portrait. (See B e a u j o u r 1980, L e j e u n e 1 9 7 5 . ) T h e e t h n o g r a p h e r , a c h a r a c t e r in a fiction, is at c e n t e r stage. H e o r she c a n s p e a k o f p r e v i o u s l y "irrelevant" topics: v i o l e n c e a n d d e s i r e , c o n f u s i o n s , s t r u g g l e s a n d e c o n o m i c transactions with i n f o r m a n t s . T h e s e m a t t e r s ( l o n g discussed i n f o r m a l l y within the discipline) h a v e m o v e d a w a y f r o m the m a r g i n s o f e t h n o g r a p h y , to b e s e e n as constitu tive, i n e s c a p a b l e ( H o n i g m a n 1 9 7 6 ) . 7
S o m e r e f l e x i v e a c c o u n t s h a v e w o r k e d to specify the d i s c o u r s e o f i n f o r m a n t s , as well as that o f the e t h n o g r a p h e r , by s t a g i n g d i a l o g u e s or narrating interpersonal confrontations (Lacoste-Dujardin 1 9 7 7 , C r a p a n z a n o 1980, D w y e r 1 9 8 2 , Shostak 1 9 8 1 , Mernissi 1984). T h e s e fictions o f d i a l o g u e h a v e the effect o f t r a n s f o r m i n g the " c u l t u r a l " t e x t (a ritual, a n institution, a life history, o r a n y unit o f typical b e h a v i o r to b e d e s c r i b e d o r i n t e r p r e t e d ) into a s p e a k i n g subject, w h o sees as w e l l as is s e e n , w h o e v a d e s , a r g u e s , p r o b e s b a c k . In this view o f e t h n o g r a p h y t h e p r o p e r r e f e r e n t o f a n y a c c o u n t is n o t a r e p r e s e n t e d " w o r l d " ; n o w it is specific instances o f discourse. B u t the p r i n c i p l e of d i a l o g i c a l t e x t u a l p r o d u c t i o n g o e s well b e y o n d the m o r e o r less artful p r e s e n t a 7. I have explored the relation of personal subjectivity and authoritative cultural accounts, seen as mutually reinforcing fictions, in an essay on Malinowski and C o n r a d (Clifford 1985a).
Introduction
1
5
t i o n o f " a c t u a l " e n c o u n t e r s . It locates cultural i n t e r p r e t a t i o n s in m a n y sorts o f r e c i p r o c a l c o n t e x t s , a n d it o b l i g e s writers t o find d i v e r s e w a y s o f r e n d e r i n g n e g o t i a t e d realities as multisubjective, p o w e r - l a d e n , a n d i n c o n g r u e n t . I n this view, " c u l t u r e " is always relational, an i n s c r i p t i o n o f c o m m u n i c a t i v e p r o c e s s e s that exist, historically, between subjects in relations o f p o w e r (Dwyer 1 9 7 7 , Tedlock 1979). D i a l o g i c a l m o d e s are not, in p r i n c i p l e , a u t o b i o g r a p h i c a l ; t h e y n e e d n o t lead to h y p e r self-consciousness o r s e l f - a b s o r p t i o n . A s B a k h t i n ( 1 9 8 1 ) has s h o w n , dialogical processes p r o l i f e r a t e in a n y c o m p l e x l y r e p r e s e n t e d discursive space (that o f an e t h n o g r a p h y , o r , in his case, a realist n o v e l ) . M a n y voices c l a m o r for e x p r e s s i o n . Polyvocality w a s r e s t r a i n e d a n d o r c h e s t r a t e d in traditional e t h n o g r a p h i e s b y g i v i n g to o n e v o i c e a p e r v a s i v e a u t h o r i a l function a n d to o t h e r s t h e r o l e o f s o u r c e s , " i n f o r m a n t s , " to b e q u o t e d o r p a r a p h r a s e d . O n c e dia logismi a n d p o l y p h o n y are r e c o g n i z e d as m o d e s o f t e x t u a l p r o d u c t i o n , m o n o p h o n i e a u t h o r i t y is q u e s t i o n e d , r e v e a l e d to b e characteristic o f a s c i e n c e t h a t has c l a i m e d to represent cultures. T h e t e n d e n c y to spec ify d i s c o u r s e s — h i s t o r i c a l l y a n d i n t e r s u b j e c t i v e l y — r e c a s t s this a u thority, a n d in t h e p r o c e s s alters the questions w e p u t to c u l t u r a l d e s c r i p t i o n s . T w o r e c e n t e x a m p l e s m u s t suffice. T h e first i n v o l v e s the voices a n d r e a d i n g s o f N a t i v e A m e r i c a n s , the s e c o n d those o f w o m e n . J a m e s W a l k e r is w i d e l y k n o w n for his classic m o n o g r a p h The Sun Dance and Other Ceremonies of the Oglala Division of the Teton Sioux ( 1 9 1 7 ) . It is a carefully o b s e r v e d a n d d o c u m e n t e d w o r k o f i n t e r p r e tation. B u t o u r r e a d i n g o f it m u s t n o w be c o m p l e m e n t e d — a n d al t e r e d — b y a n e x t r a o r d i n a r y g l i m p s e of its " m a k i n g s . " T h r e e titles h a v e n o w a p p e a r e d in a f o u r - v o l u m e edition o f d o c u m e n t s h e col l e c t e d w h i l e a p h y s i c i a n a n d e t h n o g r a p h e r o n the Pine R i d g e S i o u x R e s e r v a t i o n b e t w e e n 1896 a n d 1 9 1 4 . T h e first (Walker, Lakota Belief and Ritual 1 9 8 2 a , e d i t e d by R a y m o n d D e M a l l i e a n d Elaine J a h n e r ) is a c o l l a g e o f n o t e s , i n t e r v i e w s , texts, a n d essay f r a g m e n t s w r i t t e n o r s p o k e n by Walker and n u m e r o u s Oglala collaborators. T h i s v o l u m e lists m o r e t h a n thirty "authorities," a n d w h e r e v e r possible e a c h c o n t r i b u t i o n is m a r k e d with t h e n a m e o f its e n u n c i a t o r , writer, o r tran scriber. T h e s e i n d i v i d u a l s a r e not e t h n o g r a p h i c " i n f o r m a n t s . " Lakota Belief is a c o l l a b o r a t i v e w o r k o f d o c u m e n t a t i o n , e d i t e d in a m a n n e r t h a t g i v e s e q u a l r h e t o r i c a l w e i g h t to d i v e r s e r e n d i t i o n s o f t r a d i t i o n . W a l k e r ' s o w n d e s c r i p t i o n s a n d glosses are f r a g m e n t s a m o n g f r a g m e n t s . T h e e t h n o g r a p h e r w o r k e d closely with i n t e r p r e t e r s C h a r l e s a n d R i c h a r d N i n e s , a n d with T h o m a s T y o n a n d G e o r g e S w o r d , b o t h o f w h o m c o m p o s e d e x t e n d e d essays in O l d L a k o t a . T h e s e h a v e n o w b e e n translated a n d p u b l i s h e d for the first time. I n a l o n g section o f Lakota licliej'Tyon p r e s e n t s e x p l a n a t i o n s he o b t a i n e d f r o m a n u m b e r
l6
JAMES CLIFFORD
o f P i n e R i d g e s h a m a n s ; a n d it is r e v e a l i n g to see q u e s t i o n s o f b e l i e f (for e x a m p l e the crucial a n d elusive quality o f "wakan") i n t e r p r e t e d i n d i f f e r i n g , idiosyncratic styles. T h e result is a v e r s i o n o f c u l t u r e in p r o cess t h a t resists a n y final s u m m a t i o n . I n Lakota Belief the editors p r o v i d e b i o g r a p h i c a l details o n W a l k e r , with hints a b o u t the i n d i v i d u a l s o u r c e s o f the writings in his collection, b r o u g h t t o g e t h e r f r o m t h e C o l o r a d o Historical Society, the A m e r i c a n M u s e u m o f N a t u r a l H i s tory, a n d the A m e r i c a n P h i l o s o p h i c a l Society. T h e s e c o n d v o l u m e to h a v e a p p e a r e d is Lakota Society ( 1 9 8 2 b ) , w h i c h a s s e m b l e s d o c u m e n t s r o u g h l y relating to aspects o f social o r g a n i z a t i o n , as well as c o n c e p t s o f time a n d history. T h e inclusion o f e x tensive W i n t e r C o u n t s ( L a k o t a annals) a n d p e r s o n a l r e c o l l e c t i o n s o f historical e v e n t s c o n f i r m s r e c e n t t e n d e n c i e s to q u e s t i o n o v e r l y c l e a r distinctions b e t w e e n p e o p l e s " w i t h " a n d " w i t h o u t " history ( R o s a l d o 1 9 8 0 ; P r i c e 1983). V o l u m e t h r e e is Lakota Myth ( 1 9 8 3 ) . A n d t h e last will c o n t a i n t h e translated writings o f G e o r g e S w o r d . S w o r d was a n O g l a l a w a r r i o r , later a j u d g e o f the C o u r t o f I n d i a n O f f e n s e s at P i n e R i d g e . W i t h Walker's e n c o u r a g e m e n t , h e w r o t e a d e t a i l e d v e r n a c u l a r r e c o r d o f c u s t o m a r y life, c o v e r i n g m y t h , ritual, w a r f a r e a n d g a m e s , c o m p l e m e n t e d by an a u t o b i o g r a p h y . T a k e n t o g e t h e r , these w o r k s offer an u n u s u a l , m u l t i p l y articula t e d r e c o r d o f L a k o t a life at a crucial m o m e n t in its h i s t o r y — a t h r e e v o l u m e a n t h o l o g y o f ad h o c interpretations a n d transcriptions b y m o r e t h a n a s c o r e o f i n d i v i d u a l s o c c u p y i n g a s p e c t r u m o f positions w i t h r e s p e c t to "tradition," plus an e l a b o r a t e d view o f the e n s e m b l e b y a w e l l - p l a c e d O g l a l a writer. It b e c o m e s possible to assess critically t h e s y n t h e s i s W a l k e r m a d e o f these diverse materials. W h e n c o m p l e t e , t h e five v o l u m e s ( i n c l u d i n g The Sun Dance) will constitute an e x p a n d e d ( d i s p e r s e d , n o t total) text r e p r e s e n t i n g a particular moment o f e t h n o g r a p h i c p r o d u c t i o n (not " L a k o t a c u l t u r e " ) . It is this e x p a n d e d t e x t , r a t h e r t h a n W a l k e r ' s m o n o g r a p h , that w e m u s t n o w l e a r n to r e a d . S u c h an e n s e m b l e o p e n s u p n e w m e a n i n g s a n d desires in an o n g o i n g c u l t u r a l poesis. T h e decision to p u b l i s h these texts w a s p r o v o k e d b y r e q u e s t s to the C o l o r a d o Historical Society f r o m c o m m u n i t y m e m b e r s at P i n e R i d g e , w h e r e c o p i e s w e r e n e e d e d in O g l a l a h i s t o r y classes. For o t h e r r e a d e r s the " W a l k e r C o l l e c t i o n " offers d i f f e r e n t lessons, providing, a m o n g other things, a m o c k - u p for an e t h n o ¬ p o e t i c s w i t h history (and individuals) in it. O n e has difficulty g i v i n g t h e s e m a t e r i a l s ( m a n y o f w h i c h a r e v e r y beautiful) t h e timeless, i m p e r s o n a l identity of, say, " S i o u x m y t h . " M o r e o v e r , the q u e s t i o n o f who writes ( p e r f o r m s ? transcribes? translates? edits?) c u l t u r a l s t a t e m e n t s is i n e s c a p a b l e in an e x p a n d e d text o f this sort. H e r e t h e e t h n o g r a p h e r n o l o n g e r h o l d s u n q u e s t i o n e d rights o f s a l v a g e : t h e a u t h o r i t y l o n g a s -
Introduction
17
s o c i a t e d w i t h b r i n g i n g elusive, " d i s a p p e a r i n g " o r a l l o r e into l e g i b l e t e x t u a l f o r m . It is u n c l e a r w h e t h e r J a m e s W a l k e r (or a n y o n e ) c a n a p p e a r as a u t h o r o f these writings. S u c h lack o f clarity is a s i g n o f the times. W e s t e r n texts c o n v e n t i o n a l l y c o m e with a u t h o r s a t t a c h e d . T h u s it is p e r h a p s inevitable that Lakota Belief, Lakota Society, a n d Lakota Myth s h o u l d b e p u b l i s h e d u n d e r Walker's n a m e . B u t as e t h n o g r a p h y ' s c o m p l e x , p l u r a l poesis b e c o m e s m o r e a p p a r e n t — a n d politically c h a r g e d — c o n v e n t i o n s b e g i n , in small ways, to slip. Walker's w o r k m a y b e a n u n u s u a l case o f t e x t u a l c o l l a b o r a t i o n . B u t it helps us see b e h i n d t h e s c e n e s . O n c e " i n f o r m a n t s " b e g i n to be c o n s i d e r e d as c o - a u t h o r s , a n d t h e e t h n o g r a p h e r as scribe a n d archivist as well as i n t e r p r e t i n g o b s e r v e r , w e c a n ask new, critical questions o f all e t h n o g r a p h i e s . H o w e v e r m o n o l o g i c a l , dialogical, o r p o l y p h o n i c their f o r m , t h e y a r e hier a r c h i c a l a r r a n g e m e n t s o f discourses. A s e c o n d e x a m p l e o f the specification o f discourses c o n c e r n s g e n d e r . I shall first t o u c h o n ways in w h i c h it can i m p i n g e o n the r e a d i n g o f e t h n o g r a p h i c texts a n d t h e n e x p l o r e h o w the e x c l u s i o n o f feminist p e r s p e c t i v e s f r o m the p r e s e n t v o l u m e limits a n d focuses its d i s c u r sive s t a n d p o i n t . M y first e x a m p l e , o f the m a n y possible, is G o d f r e y L i e n h a r d t ' s Divinity and Experience: The Religion of the Dinka ( 1 9 6 1 ) , s u r e l y a m o n g t h e m o s t finely a r g u e d e t h n o g r a p h i e s in r e c e n t a n t h r o p o l o g i c a l l i t e r a t u r e . Its p h e n o m e n o l o g i c a l r e n d i t i o n o f D i n k a senses o f t h e self, o f t i m e , space, a n d "the P o w e r s " is u n p a r a l l e l e d . T h u s it c o m e s as a s h o c k to r e c o g n i z e that L i e n h a r d t ' s p o r t r a y a l c o n c e r n s , al m o s t e x c l u s i v e l y , the e x p e r i e n c e o f D i n k a m e n . W h e n s p e a k i n g o f "the D i n k a " h e m a y o r m a y n o t be e x t e n d i n g the p o i n t to w o m e n . W e o f t e n c a n n o t k n o w f r o m the p u b l i s h e d text. T h e e x a m p l e s h e c h o o s e s a r e , in a n y case, o v e r w h e l m i n g l y c e n t e r e d o n males. A r a p i d p e r u s a l o f t h e b o o k ' s i n t r o d u c t o r y c h a p t e r on D i n k a a n d their cattle c o n f i r m s t h e p o i n t . O n l y o n c e is a w o m a n ' s view m e n t i o n e d , a n d it is in affirma tion o f men's r e l a t i o n to c o w s , saying n o t h i n g o f h o w w o m e n e x p e r i e n c e cattle. T h i s o b s e r v a t i o n i n t r o d u c e s an e q u i v o c a t i o n in p a s s a g e s s u c h as " D i n k a o f t e n i n t e r p r e t accidents o r c o i n c i d e n c e s as acts o f D i vinity d i s t i n g u i s h i n g t r u t h f r o m f a l s e h o o d by signs w h i c h a p p e a r to m e n " (p. 4 7 ) . T h e i n t e n d e d sense o f the w o r d " m e n " is certainly g e n e r i c , y e t s u r r o u n d e d e x c l u s i v e l y by e x a m p l e s f r o m m a l e e x p e r i e n c e it slides t o w a r d a g e n d e r e d m e a n i n g . ( D o signs a p p e a r to w o m e n ? in significantly d i f f e r e n t ways?) T e r m s such as "the D i n k a , " o r " D i n k a , " u s e d t h r o u g h o u t the b o o k , b e c o m e similarly e q u i v o c a l . T h e p o i n t is n o t to c o n v i c t L i e n h a r d t o f duplicity; his b o o k specifies g e n d e r to a n u n u s u a l e x t e n t . W h a t e m e r g e s , instead, are the history a n d politics that i n t e r v e n e in o u r r e a d i n g . British a c a d e m i c s o f a c e r -
JAMES C L I F F O R D
i8
tain caste a n d e r a say " m e n " w h e n t h e y m e a n " p e o p l e " m o r e o f t e n t h a n d o o t h e r g r o u p s , a cultural a n d historical c o n t e x t t h a t is n o w less invisible t h a n it o n c e was. T h e partiality o f g e n d e r in q u e s t i o n h e r e w a s n o t at issue w h e n t h e b o o k was p u b l i s h e d in 1 9 6 1 . I f it w e r e , L i e n h a r d t w o u l d h a v e directly a d d r e s s e d the p r o b l e m , as m o r e r e c e n t e t h n o g r a p h e r s n o w feel o b l i g e d to (for e x a m p l e , M e i g s 1 9 8 4 : x i x ) . O n e d i d n o t r e a d " T h e R e l i g i o n o f the D i n k a " t h e n as o n e n o w m u s t , as t h e r e l i g i o n o f D i n k a m e n a n d o n l y p e r h a p s D i n k a w o m e n . O u r task is to t h i n k historically a b o u t L i e n h a r d t ' s text a n d its possible r e a d i n g s , i n c l u d i n g o u r o w n , as w e r e a d . S y s t e m a t i c d o u b t s a b o u t g e n d e r in c u l t u r a l r e p r e s e n t a t i o n h a v e b e c o m e w i d e s p r e a d o n l y in the past d e c a d e o r so, in c e r t a i n m i l i e u x , u n d e r p r e s s u r e o f f e m i n i s m . A g r e a t m a n y portrayals o f " c u l t u r a l " t r u t h s n o w a p p e a r to reflect m a l e d o m a i n s o f e x p e r i e n c e . ( A n d t h e r e a r e , o f c o u r s e , i n v e r s e , t h o u g h m u c h less c o m m o n cases: f o r e x a m p l e , M e a d ' s w o r k , w h i c h often f o c u s e d o n f e m a l e d o m a i n s a n d g e n e r a l i z e d o n this basis a b o u t the c u l t u r e as a whole.) In r e c o g n i z i n g s u c h biases, h o w e v e r , it is well to recall that o u r o w n "full" v e r s i o n s will t h e m s e l v e s i n e v i t a b l y a p p e a r partial; a n d if m a n y c u l t u r a l p o r t r a y a l s n o w s e e m m o r e limited t h a n t h e y o n c e d i d , this is a n i n d e x o f the c o n t i n g e n c y a n d historical m o v e m e n t o f all r e a d i n g s . N o o n e r e a d s f r o m a n e u t r a l o r final position. T h i s r a t h e r o b v i o u s c a u t i o n is o f t e n v i o l a t e d in n e w a c c o u n t s that p u r p o r t to set the r e c o r d straight o r to fill a g a p in " o u r " knowledge. W h e n is a g a p in k n o w l e d g e p e r c e i v e d , a n d by w h o m ? W h e r e d o " p r o b l e m s " c o m e f r o m ? It is o b v i o u s l y m o r e t h a n a s i m p l e m a t t e r o f n o t i c i n g a n e r r o r , bias, o r omission. I h a v e c h o s e n e x a m p l e s ( W a l k e r a n d L i e n h a r d t ) t h a t u n d e r l i n e the role o f political a n d historical fac tors i n t h e d i s c o v e r y o f d i s c u r s i v e partiality. T h e e p i s t e m o l o g y this i m plies c a n n o t b e r e c o n c i l e d with a notion o f c u m u l a t i v e scientific p r o g ress, a n d the partiality at stake is s t r o n g e r t h a n the n o r m a l scientific d i c t a t e s t h a t w e s t u d y p r o b l e m s p i e c e m e a l , that w e m u s t n o t o v e r g e n e r a l i z e , that the best p i c t u r e is built u p by a n a c c r e t i o n o f r i g o r o u s e v i d e n c e . C u l t u r e s a r e n o t scientific " o b j e c t s " ( a s s u m i n g s u c h t h i n g s exist, e v e n in the n a t u r a l sciences). C u l t u r e , and o u r v i e w s o f "it," a r e p r o d u c e d historically, a n d a r e actively c o n t e s t e d . T h e r e is n o w h o l e p i c t u r e t h a t c a n b e "filled in," since the p e r c e p t i o n a n d filling o f a g a p l e a d to t h e a w a r e n e s s o f o t h e r g a p s . I f w o m e n ' s e x p e r i e n c e has b e e n significantly e x c l u d e d f r o m e t h n o g r a p h i c a c c o u n t s , the r e c o g n i t i o n o f this a b s e n c e , a n d its c o r r e c t i o n in m a n y r e c e n t studies, n o w h i g h l i g h t s 8
8. " T h e stork didn't bring them!" (David Schneider, in conversation). Foucault de scribed his approach as a "history o f problematics" (1984).
Introduction
19
t h e fact t h a t men's e x p e r i e n c e (as g e n d e r e d subjects, n o t c u l t u r a l t y p e s — " D i n k a " o r " T r o b r i a n d e r s " ) is itself l a r g e l y u n s t u d i e d . A s ca n o n i c a l topics like " k i n s h i p " c o m e u n d e r critical scrutiny ( N e e d h a m 1 9 7 4 ; S c h n e i d e r 1 9 7 2 , 1984), n e w p r o b l e m s c o n c e r n i n g " s e x u a l i t y " a r e m a d e visible. A n d so f o r t h w i t h o u t e n d . It is e v i d e n t t h a t w e k n o w m o r e a b o u t t h e T r o b r i a n d I s l a n d e r s t h a n was k n o w n in 1900. B u t t h e " w e " r e q u i r e s historical identification. (Talal A s a d a r g u e s in this vol u m e that the fact that this k n o w l e d g e is r o u t i n e l y i n s c r i b e d in c e r t a i n " s t r o n g " l a n g u a g e s is n o t scientifically neutral.) I f " c u l t u r e " is n o t a n object to b e d e s c r i b e d , n e i t h e r is it a unified c o r p u s o f s y m b o l s a n d m e a n i n g s t h a t c a n b e definitively i n t e r p r e t e d . C u l t u r e is c o n t e s t e d , temporal, a n d emergent. Representation and explanation—both by i n s i d e r s a n d o u t s i d e r s — i s i m p l i c a t e d in this e m e r g e n c e . T h e specifi c a t i o n o f d i s c o u r s e s I h a v e b e e n t r a c i n g is thus m o r e t h a n a m a t t e r o f m a k i n g c a r e f u l l y limited claims. It is t h o r o u g h l y historicist a n d selfreflexive. I n this spirit, let m e t u r n to the p r e s e n t v o l u m e . E v e r y o n e will be a b l e to t h i n k o f i n d i v i d u a l s o r p e r s p e c t i v e s that s h o u l d h a v e b e e n in c l u d e d . T h e v o l u m e ' s f o c u s limits it in ways its a u t h o r s a n d e d i t o r s c a n o n l y b e g i n to m a k e a p p a r e n t . R e a d e r s m a y note that its a n t h r o p o l o g i cal bias n e g l e c t s p h o t o g r a p h y , film, p e r f o r m a n c e theory, d o c u m e n tary art, t h e n o n f i c t i o n n o v e l , "the n e w j o u r n a l i s m , " oral history, a n d v a r i o u s f o r m s o f sociology. T h e b o o k gives relatively little a t t e n t i o n t o n e w e t h n o g r a p h i c possibilities e m e r g i n g f r o m n o n - W e s t e r n e x p e r i e n c e a n d f r o m feminist t h e o r y a n d politics. L e t m e d w e l l o n this last e x c l u s i o n , f o r it c o n c e r n s a n especially s t r o n g intellectual a n d m o r a l i n f l u e n c e in the university m i l i e u x f r o m w h i c h these essays h a v e s p r u n g . T h u s its a b s e n c e cries o u t f o r c o m m e n t . ( B u t by a d d r e s s i n g this o n e e x c l u s i o n I d o not m e a n to i m p l y that it offers any p r i v i l e g e d s t a n d p o i n t f r o m w h i c h to p e r c e i v e the partiality o f the b o o k . ) F e m i n i s t t h e o r i z i n g is o b v i o u s l y o f g r e a t potential significance f o r r e t h i n k i n g e t h n o g r a p h i c w r i t i n g . It d e b a t e s the historical, political c o n s t r u c t i o n o f identities a n d self/other relations, a n d it p r o b e s the g e n d e r e d posi tions t h a t m a k e all a c c o u n t s of, o r by, o t h e r p e o p l e i n e s c a p a b l y p a r tial. W h y , t h e n , a r e t h e r e n o essays in this b o o k written f r o m pri marily feminist standpoints? 9
9. Many o f the themes I have been stressing above are supported by recent femi nist work. Some theorists have problematized all totalizing, Archimedian perspectives (Jehlen 1981). Many have seriously rethought the social construction of relationship and difference (Chodorow 1978, Rich 1976, Keller 1985). Much feminist practice questions the strict separation of subjective and objective, emphasizing processual modes of knowledge, closely connecting personal, political, and representational pro cesses. Other strands deepen the critique of visually based modes of surveillance and poilrayal, linking them lo domination and masculine desire (Mulvey 1975, K u h n
20
JAMES C L I F F O R D
T h e v o l u m e w a s p l a n n e d as the publication o f a s e m i n a r l i m i t e d b y its s p o n s o r i n g b o d y to ten participants. It was institutionally d e fined as a n " a d v a n c e d s e m i n a r , " a n d its o r g a n i z e r s , G e o r g e M a r c u s a n d myself, a c c e p t e d this f o r m a t w i t h o u t serious q u e s t i o n . W e d e c i d e d to invite p e o p l e d o i n g " a d v a n c e d " w o r k o n o u r topic, b y w h i c h w e u n d e r s t o o d p e o p l e w h o h a d a l r e a d y c o n t r i b u t e d significantly t o t h e analysis o f e t h n o g r a p h i c t e x t u a l f o r m . For the sake o f c o h e r e n c e , w e l o c a t e d the s e m i n a r w i t h i n , a n d at t h e b o u n d a r i e s of, the d i s c i p l i n e o f a n t h r o p o l o g y . W e i n v i t e d participants well k n o w n for their r e c e n t c o n t r i b u t i o n s to t h e o p e n i n g u p o f e t h n o g r a p h i c w r i t i n g possibilities, o r w h o m w e k n e w to b e well a l o n g o n r e s e a r c h r e l e v a n t to o u r f o c u s . T h e s e m i n a r w a s small a n d its f o r m a t i o n a d h o c , r e f l e c t i n g o u r s p e cific p e r s o n a l a n d intellectual n e t w o r k s , o u r limited k n o w l e d g e o f a p p r o p r i a t e w o r k in p r o g r e s s . (I shall n o t g o into i n d i v i d u a l p e r s o n a l i ties, f r i e n d s h i p s , a n d so f o r t h , t h o u g h they are clearly relevant.) P l a n n i n g the s e m i n a r , w e w e r e c o n f r o n t e d by w h a t s e e m e d to us a n o b v i o u s — i m p o r t a n t a n d r e g r e t t a b l e — f a c t . F e m i n i s m h a d n o t c o n t r i b u t e d m u c h to the theoretical analysis o f e t h n o g r a p h i e s as texts. W h e r e w o m e n had m a d e textual innovations ( B o w e n 1 9 5 4 , B r i g g s 1 9 7 0 , F a v r e t - S a a d a 1980, 1 9 8 1 ) they h a d n o t d o n e so o n f e m i nist g r o u n d s . A few quite r e c e n t w o r k s (Shostak 1 9 8 1 , C e s a r a 1 9 8 2 , M e r n i s s i 1984) h a d reflected in their f o r m feminist claims a b o u t s u b j e c t i v i t y , relationality, a n d f e m a l e e x p e r i e n c e , b u t t h e s e s a m e t e x t u a l forms were shared by other, nonfeminist, experimental works. M o r e o v e r , t h e i r a u t h o r s d i d n o t s e e m c o n v e r s a n t with t h e r h e t o r i c a l a n d t e x t u a l t h e o r y that w e w a n t e d to b r i n g to b e a r o n e t h n o g r a p h y . O u r f o c u s w a s t h u s o n t e x t u a l t h e o r y as well as o n textual f o r m : a d e f e n sible, p r o d u c t i v e f o c u s . W i t h i n this f o c u s w e c o u l d not d r a w o n any d e v e l o p e d d e b a t e s g e n e r a t e d by f e m i n i s m o n e t h n o g r a p h i c t e x t u a l practices. A f e w v e r y initial indications (for e x a m p l e , A t k i n s o n 1 9 8 2 ; R o b e r t s , e d . 1 9 8 1 ) w e r e all t h a t h a d b e e n p u b l i s h e d . A n d the situation has n o t c h a n g e d d r a m a t i c a l l y since. F e m i n i s m clearly has c o n t r i b u t e d to a n t h r o p o l o g i cal t h e o r y . A n d v a r i o u s f e m a l e e t h n o g r a p h e r s , like A n n e t t e W e i n e r ( 1 9 7 6 ) , a r e actively r e w r i t i n g the masculinist c a n o n . B u t f e m i n i s t e t h -
1982). Narrative forms o f representation are analyzed with regard to the gendered positions they reenact (de Lauretis 1984). Some feminist writing has worked to politi cize and subvert all natural essences and identities, including "femininity" and "woman" (Wittig 1975, Irigaray 1977, Russ 1975, Haraway 1985). "Anthropological" categories such as nature and culture, public and private, sex and gender have been brought into question (Ortner 1974, MacCormack and Strathern 1980, Rosaldo and Lamphere 1974, Rosaldo 1980, Rubin 1975).
Introduction
21
n o g r a p h y has f o c u s e d e i t h e r o n setting the r e c o r d s t r a i g h t a b o u t w o m e n o r o n r e v i s i n g a n t h r o p o l o g i c a l c a t e g o r i e s (for e x a m p l e , t h e n a t u r e / c u l t u r e o p p o s i t i o n ) . It has n o t p r o d u c e d e i t h e r u n c o n v e n t i o n a l f o r m s o f w r i t i n g o r a d e v e l o p e d reflection o n e t h n o g r a p h i c t e x tuality as s u c h . T h e r e a s o n s f o r this g e n e r a l situation n e e d c a r e f u l e x p l o r a t i o n , a n d this is n o t t h e p l a c e f o r it. In the case o f o u r s e m i n a r a n d vol u m e , by stressing t e x t u a l f o r m a n d by p r i v i l e g i n g t e x t u a l t h e o r y , w e f o c u s e d the topic in w a y s that e x c l u d e d c e r t a i n f o r m s o f e t h n o g r a p h i c i n n o v a t i o n . T h i s fact e m e r g e d in the s e m i n a r discussions, d u r i n g w h i c h it b e c a m e clear that c o n c r e t e institutional f o r c e s — t e n u r e p a t t e r n s , c a n o n s , the influence o f disciplinary authorities, g l o b a l i n e q u a l i t i e s o f p o w e r — c o u l d n o t be e v a d e d . F r o m this p e r s p e c t i v e , is s u e s o f c o n t e n t in e t h n o g r a p h y (the e x c l u s i o n a n d i n c l u s i o n o f differ e n t e x p e r i e n c e s in the a n t h r o p o l o g i c a l a r c h i v e , the r e w r i t i n g o f estab l i s h e d traditions) b e c a m e directly r e l e v a n t . A n d this is w h e r e f e m i n i s t a n d n o n - W e s t e r n writings have m a d e their g r e a t e s t i m p a c t . " C l e a r l y o u r sharp separation o f form from content—and o u r fetishizing o f f o r m — w a s , a n d is, contestable. It is a bias that m a y well be implicit in m o d e r n i s t " t e x t u a l i s m . " (Most o f u s at the s e m i n a r , e x c l u d i n g S t e p h e n T y l e r , w e r e n o t yet t h o r o u g h l y " p o s t - m o d e r n " ! ) 10
W e see these t h i n g s better, o f c o u r s e , n o w that the d e e d is d o n e , t h e b o o k finished. B u t e v e n early o n , in S a n t a Fe, i n t e n s e d i s c u s s i o n s t u r n e d o n the e x c l u s i o n o f several i m p o r t a n t p e r s p e c t i v e s a n d w h a t to d o a b o u t t h e m . A s e d i t o r s , w e d e c i d e d not to try a n d "fill o u t " t h e vol u m e b y s e e k i n g a d d i t i o n a l essays. T h i s s e e m e d t o b e t o k e n i s m a n d to reflect a n a s p i r a t i o n to false c o m p l e t e n e s s . O u r r e s p o n s e to the p r o b l e m o f e x c l u d e d s t a n d p o i n t s has b e e n to leave t h e m blatant. T h e p r e s e n t v o l u m e r e m a i n s a l i m i t e d i n t e r v e n t i o n , w i t h n o a s p i r a t i o n to b e c o m p r e h e n s i v e o r to c o v e r the territory. It s h e d s a s t r o n g , partial light. 10. Marilyn Strathern's unpublished essay "Dislodging a World View" (1984), also discussed by Paul Rabinow in this volume, begins the investigation. A fuller analysis is being worked out by Deborah Gordon in a dissertation for the History o f Consciousness program, University of California, Santa Cruz. 1 am indebted to conversations with her. 1 1 . It may generally be true that groups long excluded from positions o f institu tional power, like women or people of color, have less concrete freedom to indulge in textual experimentations. T o write in an unorthodox way, Paul Rabinow suggests in this volume, one must first have tenure. In specific contexts a preoccupation with selfreflexivity and style may be an index of privileged estheticism. For if one does not have to worry about the exclusion or true representation of one's experience, one is freer to undermine ways o f telling, to focus on form over content. But I am uneasy with a gen eral notion that privileged discourse indulges in esthetic or epistemological subtleties, whereas marginal discourse "tells it like it is." T h e reverse is too often the case. (See Michael Fischer's essay in this volume.)
22
JAMES CLIFFORD
A m a j o r c o n s e q u e n c e o f the historical a n d theoretical m o v e m e n t s t r a c e d in this I n t r o d u c t i o n has b e e n to d i s l o d g e the g r o u n d f r o m w h i c h p e r s o n s a n d g r o u p s securely r e p r e s e n t o t h e r s . A c o n c e p tual shift, "tectonic" in its implications, has t a k e n place. W e g r o u n d t h i n g s , now, o n a m o v i n g e a r t h . T h e r e is n o l o n g e r any p l a c e o f o v e r v i e w ( m o u n t a i n t o p ) f r o m w h i c h to m a p h u m a n ways o f life, n o A r c h i m e d i a n p o i n t f r o m w h i c h to r e p r e s e n t the w o r l d . M o u n t a i n s a r e in c o n s t a n t m o t i o n . S o are islands: for o n e c a n n o t o c c u p y , u n a m b i g u ously, a b o u n d e d c u l t u r a l w o r l d f r o m w h i c h to j o u r n e y o u t a n d a n a lyze o t h e r c u l t u r e s . H u m a n ways o f life increasingly i n f l u e n c e , d o m i n a t e , p a r o d y , translate, a n d subvert o n e a n o t h e r . C u l t u r a l analysis is always e n m e s h e d in g l o b a l m o v e m e n t s o f d i f f e r e n c e a n d p o w e r . H o w e v e r o n e defines it, a n d the p h r a s e is h e r e u s e d loosely, a " w o r l d sys t e m " n o w links t h e planet's societies in a c o m m o n historical p r o c e s s . A n u m b e r o f the essays that follow g r a p p l e with this p r e d i c a m e n t . T h e i r e m p h a s e s differ. H o w , G e o r g e M a r c u s asks, can e t h n o g r a p h y — at h o m e o r a b r o a d — d e f i n e its object o f study in w a y s that p e r m i t d e tailed, local, c o n t e x t u a l analysis a n d s i m u l t a n e o u s l y the p o r t r a y a l o f g l o b a l i m p l i c a t i n g forces? A c c e p t e d t e x t u a l strategies for d e f i n i n g cul t u r a l d o m a i n s , s e p a r a t i n g m i c r o a n d m a c r o levels, a r e n o l o n g e r a d e q u a t e to the c h a l l e n g e . H e e x p l o r e s n e w w r i t i n g possibilities t h a t b l u r t h e distinction b e t w e e n a n t h r o p o l o g y a n d sociology, s u b v e r t i n g an u n p r o d u c t i v e division o f labor. T a l a l A s a d . a l s o c o n f r o n t s the systematic i n t e r c o n n e c t i o n o f the planet's societies. B u t he finds persistent, gla cial inequalities i m p o s i n g a l l - t o o - c o h e r e n t f o r m s o n the world's d i v e r sity a n d firmly p o s i t i o n i n g any e t h n o g r a p h i c practice. " T r a n s l a t i o n s " o f c u l t u r e , h o w e v e r subtle o r inventive in t e x t u a l f o r m , take p l a c e w i t h i n relations o f " w e a k " a n d " s t r o n g " l a n g u a g e s that g o v e r n the in t e r n a t i o n a l flow o f k n o w l e d g e . E t h n o g r a p h y is still y e r y m u c h a o n e w a y street. M i c h a e l Fischer's essay suggests that notions o f g l o b a l h e g e m o n y m a y miss t h e r e f l e x i v e , i n v e n t i v e d i m e n s i o n s o f ethnicity a n d c u l t u r a l c o n t a c t . ( A n d in a similar v e i n , m y o w n c o n t r i b u t i o n t r e a t s all n a r r a t i v e s o f lost authenticity a n d v a n i s h i n g diversity as selfc o n f i r m i n g a l l e g o r i e s , until p r o v e n otherwise.) Fischer locates e t h n o g r a p h i c w r i t i n g in a syncretic w o r l d o f ethnicity r a t h e r t h a n a w o r l d o f d i s c r e t e c u l t u r e s a n d traditions. P o s t - m o d e r n i s m , in his analysis, is m o r e t h a n a literary, p h i l o s o p h i c a l , o r artistic t r e n d . It is a g e n e r a l 12
12. T h e term is, o f course, Wallerstein's (1976). I find, however, his strong sense o f a unitary direction to the global historical process problematic, and agree with Ortner's reservations (1984: 1 4 2 - 4 3 ) .
Introduction
23
c o n d i t i o n o f m u l t i c u l t u r a l life d e m a n d i n g n e w f o r m s o f i n v e n t i v e n e s s a n d subtlety f r o m a fully reflexive e t h n o g r a p h y . E t h n o g r a p h y in the service o f a n t h r o p o l o g y o n c e l o o k e d o u t at c l e a r l y d e f i n e d o t h e r s , d e f i n e d as primitive, o r tribal, o r n o n - W e s t e r n , o r pre-literate, o r n o n h i s t o r i c a l — t h e list, if e x t e n d e d , s o o n b e c o m e s i n c o h e r e n t . N o w e t h n o g r a p h y e n c o u n t e r s o t h e r s in relation to itself, w h i l e s e e i n g itself as o t h e r . T h u s an " e t h n o g r a p h i c " p e r s p e c t i v e is b e i n g d e p l o y e d in d i v e r s e a n d n o v e l c i r c u m s t a n c e s . R e n a t o R o s a l d o p r o b e s t h e way its r h e t o r i c has b e e n a p p r o p r i a t e d by social history a n d h o w this m a k e s visible certain d i s t u r b i n g a s s u m p t i o n s t h a t h a v e e m p o w e r e d fieldwork. T h e e t h n o g r a p h e r ' s distinctively intimate, in quisitive p e r s p e c t i v e t u r n s u p in history, literature, a d v e r t i s i n g , a n d m a n y o t h e r u n l i k e l y places. T h e science of the e x o t i c is b e i n g " r e p a t r i a t e d " (Fischer a n d M a r c u s 1986). E t h n o g r a p h y ' s traditional v o c a t i o n o f c u l t u r a l criticism ( M o n taigne's " O n C a n n i b a l s , " Montesquieu's Persian Letters) has r e e m e r g e d w i t h n e w e x p l i c i t n e s s a n d v i g o r . A n t h r o p o l o g i c a l fieldworkers c a n n o w r e a l i g n t h e i r w o r k with p i o n e e r s like H e n r y M a y h e w in t h e n i n e t e e n t h c e n t u r y a n d , m o r e recently, with the C h i c a g o s c h o o l o f u r b a n s o c i o l o g y ( L l o y d W a r n e r , W i l l i a m F. W h y t e , R o b e r t Park). S o c i o l o g i c a l d e s c r i p t i o n o f e v e r y d a y practices has recently b e e n c o m p l i c a t e d b y e t h n o m e t h o d o l o g y (Leiter 1980): the w o r k o f H a r o l d G a r f i n k e l , H a r v e y S a c k s , a n d A a r o n C i c o u r e l (also n e g l e c t e d in the p r e s e n t v o l u m e ) reflects a crisis in s o c i o l o g y similar to that in a n t h r o p o l o g y . M e a n w h i l e a different r a p p r o c h e m e n t between anthropological a n d s o c i o l o g i c a l e t h n o g r a p h y has b e e n t a k i n g place u n d e r the i n f l u e n c e o f M a r x i s t c u l t u r a l t h e o r y at the B i r m i n g h a m C e n t r e f o r C o n t e m p o r a r y C u l t u r a l S t u d i e s (Stuart H a l l , Paul Willis). In A m e r i c a fieldworkers a r e t u r n i n g t h e i r attention to laboratory biologists a n d physicists ( L a t o u r a n d W o o l g a r 1 9 7 9 , T r a w e e k 1982), to A m e r i c a n " k i n s h i p " ( S c h n e i d e r 1980), to the dynastic rich ( M a r c u s 1983), to t r u c k e r s ( A g a r 1 9 8 5 ) , to psychiatric clients (Estroff 1985), to n e w u r b a n c o m m u n i t i e s ( K r i e g e r 1983), to p r o b l e m a t i c traditional identities ( B l u 1980). T h i s is o n l y t h e b e g i n n i n g o f a g r o w i n g list. W h a t is at stake is m o r e t h a n a n t h r o p o l o g i c a l m e t h o d s b e i n g d e p l o y e d at h o m e , o r s t u d y i n g n e w g r o u p s ( N a d e r 1 9 6 9 ) . E t h n o g r a p h y is m o v i n g into areas l o n g o c c u p i e d by sociology, the n o v e l , o r avantg a r d e c u l t u r a l critique (Clifford 1 9 8 1 ) , r e d i s c o v e r i n g o t h e r n e s s a n d d i f f e r e n c e w i t h i n the c u l t u r e s o f the West. It has b e c o m e c l e a r t h a t e v e r y v e r s i o n o f a n "other," w h e r e v e r f o u n d , is also t h e c o n s t r u c t i o n o f a "self," a n d the m a k i n g o f e t h n o g r a p h i c texts, as M i c h a e l F i s c h e r , V i n c e n t C r a p a n z a n o , a n d o t h e r s in this v o l u m e show, has always in-
24
JAMES CLIFFORD
v o l v e d a p r o c e s s o f " s e l f - f a s h i o n i n g " ( G r e e n b l a t t 1980). C u l t u r a l poesis—and politics—is the constant reconstitution o f selves a n d o t h e r s t h r o u g h specific e x c l u s i o n s , c o n v e n t i o n s , a n d d i s c u r s i v e p r a c tices. T h e essays that follow p r o v i d e tools for t h e analysis o f these p r o cesses, at h o m e a n d a b r o a d . T h e s e essays d o n o t p r o p h e s y . T a k e n as a w h o l e , t h e y p o r t r a y his torical constraints o n the m a k i n g of e t h n o g r a p h i e s , as well as areas o f t e x t u a l e x p e r i m e n t a n d e m e r g e n c e . Talal A s a d ' s t o n e is sober, p r e o c c u p i e d (like P a u l R a b i n o w ) with institutional limits o n i n t e r p r e tive f r e e d o m . G e o r g e M a r c u s a n d M i c h a e l F i s c h e r e x p l o r e c o n c r e t e e x a m p l e s o f alternative w r i t i n g . S t e p h e n T y l e r e v o k e s w h a t d o e s n o t (cannot?) yet exist, b u t m u s t be i m a g i n e d — o r , better, s o u n d e d . M a n y o f the essays (especially those o f R e n a t o R o s a l d o , V i n c e n t C r a p a n z a n o , M a r y Pratt, a n d Talal A s a d ) are o c c u p i e d with critical g r o u n d c l e a r i n g — d i s l o d g i n g c a n o n s to m a k e space for alternatives. R a b i n o w identifies a n e w c a n o n , p o s t - m o d e r n i s m . O t h e r essays ( T y l e r on oral a n d performative modes, m y o w n treatment o f allegory) re c a p t u r e o l d r h e t o r i c s a n d projects for use n o w . "For use n o w ! " C h a r l e s O l s o n ' s p o e t i c r u l e s h o u l d g u i d e the r e a d i n g o f these essays: t h e y a r e r e s p o n s e s to a c u r r e n t , c h a n g i n g situation, i n t e r v e n t i o n s r a t h e r t h a n p o s i t i o n s . T o place this v o l u m e in a historical c o n j u n c t u r e , as I h a v e tried to d o h e r e , is to r e v e a l the m o v i n g g r o u n d on w h i c h it stands, a n d to d o so w i t h o u t benefit o f a master n a r r a t i v e o f historical d e v e l o p m e n t t h a t c a n offer a c o h e r e n t direction, o r f u t u r e , for e t h n o g r a p h y . 13
O n e l a u n c h e s a controversial collection like this with s o m e trepi d a t i o n , h o p i n g it will b e seriously e n g a g e d — n o t simply r e j e c t e d , f o r e x a m p l e , as a n o t h e r attack o n science o r an i n c i t e m e n t to relativism. R e j e c t i o n s o f this k i n d s h o u l d at least m a k e clear w h y close analysis o f o n e o f t h e p r i n c i p a l things e t h n o g r a p h e r s d o — t h a t is, w r i t e — s h o u l d n o t b e c e n t r a l to e v a l u a t i o n o f the results o f scientific r e s e a r c h . T h e a u t h o r s in this v o l u m e d o not s u g g e s t that o n e cultural a c c o u n t is as g o o d as any o t h e r . I f t h e y e s p o u s e d so trivial a n d s e l f - r e f u t i n g a rela tivism, t h e y w o u l d n o t h a v e g o n e to the t r o u b l e o f w r i t i n g d e t a i l e d , c o m m i t t e d , critical studies. O t h e r , m o r e subtle, objections h a v e recently b e e n raised to the lit e r a r y , t h e o r e t i c a l reflexivity r e p r e s e n t e d h e r e . T e x t u a l , e p i s t e m o 13. My notion o f historicism owes a great deal to the recent work of Fredric Jameson (1980, 1981, 1984a, b). I am not, however, persuaded by the master narrative (a global sequence o f modes of production) he invokes from time to time as an alter native to post-modern fragmentation (the sense that history is composed o f various local narratives). T h e partiality I have been urging in this introduction always presup poses a local historical predicament. This historicist partiality is not the unsituated "par tiality and flux" with which Rabinow (see p. 3 5 2 ) taxes a somewhat rigidly defined "post-modernism."
Introduction
25
l o g i c a l q u e s t i o n s are s o m e t i m e s t h o u g h t to be p a r a l y z i n g , abstract, d a n g e r o u s l y solipsistic—in short, a b a r r i e r to the task o f w r i t i n g " g r o u n d e d " o r " u n i f i e d " cultural a n d historical s t u d i e s . I n p r a c t i c e , h o w e v e r , s u c h q u e s t i o n s d o n o t necessarily inhibit those w h o e n t e r t a i n t h e m f r o m p r o d u c i n g truthful, realistic a c c o u n t s . A l l o f the essays col l e c t e d h e r e p o i n t t o w a r d new, better m o d e s o f w r i t i n g . O n e n e e d n o t a g r e e w i t h t h e i r p a r t i c u l a r s t a n d a r d s to take seriously the fact t h a t in e t h n o g r a p h y , as in literary a n d historical studies, w h a t c o u n t s as "real ist" is n o w a m a t t e r o f both theoretical d e b a t e a n d practical e x p e r i mentation. 14
T h e w r i t i n g a n d r e a d i n g o f e t h n o g r a p h y are o v e r d e t e r m i n e d b y f o r c e s u l t i m a t e l y b e y o n d the c o n t r o l o f e i t h e r an a u t h o r o r a n in terpretive community. T h e s e contingencies—of language, rhetoric, p o w e r , a n d h i s t o r y — m u s t n o w be o p e n l y c o n f r o n t e d in the p r o c e s s o f w r i t i n g . T h e y c a n n o l o n g e r be e v a d e d . B u t the c o n f r o n t a t i o n raises t h o r n y p r o b l e m s o f verification: h o w are the truths o f cultural a c c o u n t s e v a l u a t e d ? W h o has the authority to separate science f r o m art? r e a l i s m f r o m fantasy? k n o w l e d g e f r o m i d e o l o g y ? O f c o u r s e such s e p a r a t i o n s will c o n t i n u e to b e m a i n t a i n e d , a n d r e d r a w n ; b u t their c h a n g i n g p o e t i c a n d political g r o u n d s will be less easily i g n o r e d . In c u l t u r a l studies at least, w e c a n n o l o n g e r k n o w the w h o l e t r u t h , o r e v e n claim to a p p r o a c h it. T h e r i g o r o u s partiality I h a v e b e e n stressing h e r e m a y be a s o u r c e o f p e s s i m i s m f o r s o m e r e a d e r s . B u t is t h e r e n o t a liberation, too, in r e c o g n i z i n g that n o o n e c a n write a b o u t o t h e r s any l o n g e r as if t h e y w e r e d i s c r e t e objects o r texts? A n d m a y n o t t h e vision o f a c o m p l e x , p r o b l e m a t i c , partial e t h n o g r a p h y lead, not to its a b a n d o n m e n t , b u t to m o r e s u b t l e , c o n c r e t e w a y s o f w r i t i n g a n d r e a d i n g , to n e w c o n c e p t i o n s o f c u l t u r e as i n t e r a c t i v e a n d historical? M o s t o f the essays in this v o l u m e , f o r all t h e i r t r e n c h a n t critiques, a r e optimistic a b o u t e t h n o g r a p h i c writ i n g . T h e p r o b l e m s they raise are incitements, n o t barriers. T h e s e essays will b e a c c u s e d o f h a v i n g g o n e too far: p o e t r y will a g a i n b e b a n n e d f r o m the city, p o w e r f r o m the halls o f science. A n d e x t r e m e s e l f - c o n s c i o u s n e s s certainly h a s its d a n g e r s — o f irony, o f elit i s m , o f solipsism, o f p u t t i n g the w h o l e w o r l d in q u o t a t i o n m a r k s . B u t I t r u s t t h a t r e a d e r s w h o signal these d a n g e r s will d o so (like s o m e o f t h e essays b e l o w ) after t h e y h a v e c o n f r o n t e d the c h a n g i n g history, r h e t o ric, a n d politics o f e s t a b l i s h e d r e p r e s e n t a t i o n a l f o r m s . I n t h e w a k e o f semiotics, post-structuralism, h e r m e n e u t i c s , a n d d e c o n s t r u c t i o n t h e r e has b e e n c o n s i d e r a b l e talk a b o u t a r e t u r n to plain s p e a k i n g a n d to re a l i s m . B u t to r e t u r n to realism o n e m u s t first h a v e left it! M o r e o v e r , to 14. The response is frequently expressed informally. It appears in different forms in Randall (1984), Rosen (1984), Ortner (1984:143), Pullum (1984), and Darnton O9H5).
26
JAMES CLIFFORD
r e c o g n i z e t h e poetic d i m e n s i o n s o f e t h n o g r a p h y d o e s not r e q u i r e that o n e g i v e u p facts a n d a c c u r a t e a c c o u n t i n g for the s u p p o s e d free play o f p o e t r y . " P o e t r y " is n o t limited to r o m a n t i c o r m o d e r n i s t subjectiv i s m : it c a n b e historical, precise, objective. A n d o f c o u r s e it is j u s t as c o n v e n t i o n a l a n d institutionally d e t e r m i n e d as " p r o s e . " E t h n o g r a p h y is h y b r i d t e x t u a l activity: it traverses g e n r e s a n d disciplines. T h e es says in this v o l u m e d o n o t claim e t h n o g r a p h y is "only literature." T h e y d o insist it is always w r i t i n g .
I would like to thank the members o f the Santa Fe seminar for their many sugges tions incorporated in, or left out of, this Introduction. (I have certainly not tried to rep resent the "native point o f view" of that small group.) In graduate seminars co-taught with Paul Rabinow at the University o f California at Berkeley and Santa C r u z , many o f my ideas on these topics have been agreeably assaulted. My special thanks to him and to the students in those classes. A t Santa Cruz, Deborah Gordon, Donna Haraway, and Ruth Frankenberg have helped me with this essay, and I have had important encour agement and stimulus from Hayden White and the members o f the Research C r o u p on Colonial Discourse. Various press readers made important suggestions, particularly Barbara Babcock. G e o r g e Marcus, who got the whole project rolling, has been an in estimable ally and friend.
MARY LOUISE PRATT
Fieldwork in Common Places
In his i n t r o d u c t i o n to Argonauts of the Western Pacific ( 1 9 2 2 ) B r o n i s l a w M a l i n o w s k i celebrates the a d v e n t o f p r o f e s s i o n a l , scientific e t h n o g r a p h y : " T h e t i m e w h e n w e c o u l d tolerate a c c o u n t s p r e s e n t i n g us the native as a distorted, childish c a r i c a t u r e o f a h u m a n b e i n g a r e g o n e , " h e d e c l a r e s . " T h i s p i c t u r e is false, a n d like m a n y o t h e r false h o o d s , it has b e e n killed by S c i e n c e " (Malinowski 1 9 6 1 : 1 1 ) . T h e state m e n t is s y m p t o m a t i c o f a well-established habit a m o n g e t h n o g r a p h e r s o f d e f i n i n g e t h n o g r a p h i c w r i t i n g o v e r a n d against o l d e r , less s p e c i a l i z e d g e n r e s , s u c h as travel b o o k s , p e r s o n a l m e m o i r s , j o u r n a l i s m , a n d a c c o u n t s b y missionaries, settlers, c o l o n i a l officials, a n d the like. A l t h o u g h it will n o t s u p p l a n t these g e n r e s a l t o g e t h e r , p r o f e s s i o n a l eth n o g r a p h y , it is u n d e r s t o o d , will u s u r p their authority a n d c o r r e c t t h e i r a b u s e s . In a l m o s t any e t h n o g r a p h y d u l l - l o o k i n g figures c a l l e d " m e r e t r a v e l e r s " o r "casual o b s e r v e r s " show u p f r o m time to time, o n l y to h a v e t h e i r superficial p e r c e p t i o n s either c o r r e c t e d o r c o r r o b o r a t e d by t h e s e r i o u s scientist. T h i s strategy o f d e f i n i n g itself by contrast to adjacent a n d ante c e d e n t d i s c o u r s e s limits e t h n o g r a p h y ' s ability to e x p l a i n o r e x a m i n e itself as a k i n d o f w r i t i n g . T o the e x t e n t that it legitimates itself by o p p o s i t i o n to o t h e r k i n d s o f writing, e t h n o g r a p h y blinds itself to the fact that its o w n d i s c u r s i v e practices w e r e o f t e n i n h e r i t e d f r o m these o t h e r g e n r e s a n d a r e still s h a r e d w i t h t h e m today. A t times o n e still h e a r s e x p r e s s e d as an ideal for e t h n o g r a p h y a neutral, tropeless d i s c o u r s e t h a t w o u l d r e n d e r o t h e r realities "exactly as they a r e , " n o t filtered t h r o u g h o u r o w n v a l u e s a n d interpretive s c h e m a . For the m o s t part, h o w e v e r , that wild g o o s e is n o l o n g e r b e i n g c h a s e d , a n d it is possible to s u g g e s t t h a t e t h n o g r a p h i c w r i t i n g is as t r o p e - g o v e r n e d as any o t h e r d i s c u r s i v e f o r m a t i o n . T h i s r e c o g n i t i o n is o b v i o u s l y f u n d a m e n t a l for those w h o a r e i n t e r e s t e d in c h a n g i n g o r e n r i c h i n g e t h n o g r a p h i c writ i n g o r s i m p l y in i n c r e a s i n g the discipline's s e l f - u n d e r s t a n d i n g . I n this essay I p r o p o s e to e x a m i n e h o w s o m e t r o p e s o f e t h n o g r a p h i c w r i t i n g a r e d e p l o y e d a n d h o w they d e r i v e f r o m earlier discursive traditions. In particular, 1 p r o p o s e to focus on the v e x e d but i m p o r t a n t relation-
28
MARY LOUISE P R A T T
s h i p b e t w e e n p e r s o n a l n a r r a t i v e a n d i m p e r s o n a l d e s c r i p t i o n in e t h n o g r a p h i c w r i t i n g a n d to l o o k at s o m e o f the history o f this discursive c o n f i g u r a t i o n , n o t a b l y its history in travel w r i t i n g . A r e c e n t c o n t r o v e r s y in the American Anthropologist underscores t h e difficulties e t h n o g r a p h y has h a d in establishing its relations to ad j a c e n t discourses. T h e controversy surrounded Florinda Donner's Shabono: A True Adventure in the Remote and Magical Heart of the South American fungle ( 1 9 8 2 ) . T h e b o o k is a p e r s o n a l a c c o u n t o f the e x p e r i e n c e o f a g r a d u a t e s t u d e n t in a n t h r o p o l o g y w h o , while d o i n g fieldw o r k in V e n e z u e l a , is c h o s e n by m e m b e r s o f a r e m o t e g r o u p o f Y a n o m a m o to live with t h e m a n d learn their lifeways. T h e b o o k has b e e n a g r e a t success. O n the c o v e r o f the p a p e r b a c k C a r l o s C a s t a n e d a hails it as "at o n c e art, m a g i c a n d s u p e r b social science"; a Q u e e n s C o l l e g e a n t h r o p o l o g i s t calls it "a r a r e a n d beautiful b o o k . . . [that] i l l u m i n a t e s t h e w o r l d o f the Y a n o m a m o I n d i a n s [and] c o n v e y s a sense o f t h e m y s tery a n d p o w e r still to b e f o u n d in ritual"; Newsweek praises it f o r g o i n g " w a y b e y o n d a n t h r o p o l o g i c a l questions a n d c a t e g o r i e s into t h e far r e a c h e s o f a fascinating alien culture." C o n t r o v e r s y a b o u t Shabono b r o k e o u t w h e n the S e p t e m b e r 1 9 8 3 issue o f the American Anthropologist p u b l i s h e d a c o m m e n t a c c u s i n g D o n n e r o f p l a g i a r i s m a n d f r a u d . "Frankly," says R e b e c c a B . D e H o l m e s , " I find it h a r d to b e l i e v e that D o n n e r spent any l e n g t h o f time with t h e Y a n o m a m o " ( D e H o l m e s 1 9 8 3 : 6 6 5 ) . D o n n e r ' s e t h n o g r a p h i c d a t a , she s u g g e s t s , w e r e " r a t h e r e x p e r t l y b o r r o w e d f r o m o t h e r s o u r c e s a n d as s e m b l e d in a k i n d o f m e l a n g e o f fact a n d fantasy for w h i c h C a s t a n e d a is so f a m o u s " (ibid.). D e H o l m e s ' s most serious accusation is that m u c h o f D o n n e r ' s b o r r o w i n g was o u t r i g h t plagiarism from a n o t h e r e x t r a o r d i n a r y b o o k , a c o n t e m p o r a r y captivity narrative called Yanoama: The Narrative of a. White Girl Kidnapped by Amazonian Indians, w h i c h a p p e a r e d in Italian in 1 9 6 5 a n d in E n g l i s h translation in 1 9 6 9 . T h i s b o o k , w h o s e authenticity n o o n e has q u e s t i o n e d , p r e s e n t s t h e life story o f a B r a z i l i a n , H e l e n a V a l e r o , w h o lived f r o m c h i l d h o o d t o a d u l t h o o d w i t h a g r o u p o f Y a n o m a m o w h o k e p t h e r f o l l o w i n g a n at tack o n h e r family. 1
D e H o l m e s ' s accusation o f plagiarism is s u p p o r t e d b y a series o f s a m p l e p a s s a g e s f r o m the t w o b o o k s a n d a sizeable list o f w h a t s h e calls " p a r a l l e l a c c o u n t s o f the same events, plus similar o r identical t i m e 1. T h i s book, incidentally, should have generated a scandal o f its own, for its editor-transcriber, Ettore Biocca, claims it as his own and inexcusably fails to credit Valero adequately for her own story. Her name appears nowhere on the cover, and one hopes that, in addition to getting editorial credit, Biocca is not also collecting the royal ties. A t story's end, Valero is on her own in a Brazilian city, struggling to get her children through school.
Fieldwork in C o m m o n Places
29
s e q u e n c e s . " T h e a n t h r o p o l o g i s t s with w h o m I s p o k e h a d f o u n d this e v i d e n c e i m m e d i a t e l y c o n v i n c i n g . T h e y h a d a g r e e d with D e H o l m e s t h a t D o n n e r ' s w h o l e b o o k m u s t b e a fabrication a n d that D o n n e r h a d p r o b a b l y n e v e r lived with the Y a n o m a m o . I was s u r p r i s e d b o t h by h o w q u i c k l y p e o p l e r u s h e d to this e x t r e m e c o n c l u s i o n a n d by h o w schematic the t e r m s in w h i c h t h e issue w a s d i s c u s s e d w e r e . D o n n e r ' s b o o k was e i t h e r t r u e o r false, m e a n i n g , a p p a r e n t l y , that she h a d e i t h e r lived with the Y a n o m a m o o r h a d not, a n d n o t h i n g m o r e was at issue. I was also suspicious, especially at t h e e a g e r n e s s to settle t h e m a t t e r q u i c k l y a n d at D o n n e r ' s e x p e n s e , d e s p i t e t h e fact that m a n y a n t h r o p o l o g i s t s h a d a p p a r e n t l y r e a d a n d a p p r e c i a t e d D o n n e r ' s b o o k , a n d f o u n d it believable. Shabono, it l o o k e d to m e , w a s b e i n g " k i l l e d by s c i e n c e , " in Malinowski's w o r d s , a n d w i t h o u t m u c h in t h e w a y o f a trial. T h e case o b v i o u s l y t h r e a t e n e d s o m e deli c a t e d i s c i p l i n a r y b o u n d a r i e s . M o s t pointedly, it b r o u g h t to t h e s u r f a c e t h e a n g u i s h e d a n d messy tangle o f c o n t r a d i c t i o n s a n d u n c e r t a i n t i e s s u r r o u n d i n g the interrelations o f p e r s o n a l e x p e r i e n c e , p e r s o n a l n a r r a t i v e , scientism, a n d professionalism in e t h n o g r a p h i c w r i t i n g . B y w a y o f e x p l a n a t i o n , let m e p u s h the e x a m p l e a little f u r t h e r . T o a n o u t s i d e r , o n e o f the m o s t interesting p u z z l e s in the sin g u l a r l y i m p o v e r i s h e d d e b a t e o n Shabono was that the book's factual ac c u r a c y d i d not s e e m to b e at issue. D e H o l m e s ' s m e t i c u l o u s scrutiny h a d p r o d u c e d o n l y a single e t h n o g r a p h i c e r r o r in 300 p a g e s (a r e f e r e n c e to r u n n i n g b e t w e e n rows o f m a n i o c ) . Implicitly it was a c c e p t e d t h a t g i v e n a c e r t a i n quantity o f s e c o n d a r y material, o n e in fact c o u l d c o n s t r u c t a c o n v i n c i n g , vivid, e t h n o g r a p h i c a l l y a c c u r a t e a c c o u n t o f life in a n o t h e r c u l t u r e without personal experience in the. field. W h y , I w o n d e r e d , w o u l d e t h n o g r a p h e r s b e so willing to c o n c e d e s u c h a t h i n g ? I f it w e r e so, exactly w h a t sort o f public threat w o u l d D o n n e r ' s ( a l l e g e d ) d e c e p t i o n be? W h a t w a s at issue was not e t h n o g r a p h i c accuracy, but a set o f p r o b l e m a t i c links b e t w e e n e t h n o g r a p h i c authority, p e r s o n a l e x p e r i e n c e , scientism, a n d originality o f e x p r e s s i o n . I f D o n n e r really d i d live w i t h t h e Y a n o m a m o , w h y w o u l d h e r text so r e s e m b l e Valero's? B u t b y t h e s t a n d a r d s o f e t h n o g r a p h y , the o p p o s i t e question also arises: H o w c o u l d h e r a c c o u n t not r e s e m b l e Valero's? T h e a l l e g e d l y p l a g i a r i z e d p a s s a g e s D e H o l m e s cites are i n d e e d v e r y similar to Valero's text, t h o u g h n e v e r e x a c t repetitions. T h e first five cases listed i n c l u d e : (a) N a b r u s h i c l u b fight b e t w e e n m e n , (b) w o m e n ' s fishing t e c h n i q u e s , (c) girl's c o m i n g - o f - a g e c o n f i n e m e n t a n d s u b s e q u e n t p r e s e n t a t i o n to g r o u p as a w o m a n , (d) p r e p a r a t i o n o f c u r a r e a n d testing o n a m o n k e y , (e) invitation to a feast ( D e H o l m e s 1 9 8 3 : 6 6 5 ) . O f these, o n e d e s c r i b e s a g e n e r a l i z e d practice o r c u s t o m (fishing techniques), the o t h e r f o u r
30
MARY L O U I S E P R A T T
a r e r i t u a l s — e v e n t s a n t h r o p o l o g i s t s h a v e always specialized in t r e a t i n g as c o d i h a b l e , r e p e a t a b l e f o r m s , r a t h e r t h a n u n i q u e events. I f D o n n e r ' s a c c o u n t o f these rituals h a d not c o i n c i d e d in detail with Valero's, f r a u d b y a n t h r o p o l o g y ' s o w n lights w o u l d h a v e b e e n certain. B u t w h a t was b e i n g a r g u e d was the e x a c t o p p o s i t e . I n t h e e n d , for D e H o l m e s , the authority o f the e t h n o g r a p h i c text is d i r e c t l y constituted by the writer's p e r s o n a l e x p e r i e n c e , in t u r n at tested b y originality o f e x p r e s s i o n : " I f D o n n e r ' s Shabono is to b e c a l l e d ' s u p e r b social science,' as C a s t a n e d a claims, it m u s t be s h o w n that the e t h n o g r a p h i c d a t a o n w h i c h she bases h e r story w e r e actually g a t h e r e d p e r s o n a l l y by h e r w h i l e living a m o n g the Y a n o m a m a a n d n o t re written from previously published works." B y contrast, f o r D e b r a Picchi, w h o r e v i e w e d t h e b o o k in t h e s a m e j o u r n a l , Shabono's failure to be science arises r a t h e r f r o m its "narcis sistic f o c u s " o n D o n n e r ' s " p e r s o n a l g r o w t h in the h e l d . " " T o c o n f i n e a n t h r o p o l o g y to the p e r s o n a l e x p e r i e n c e s o f specific a n t h r o p o l o g i s t s is to d e n y its status as a social science" a n d " r e n d e r s the discipline triv ial a n d i n c o n s e q u e n t i a l " (Picchi 1 9 8 3 : 6 7 4 ) . D o n n e r fails to d i s p l a y w h a t f o r Picchi is the d i s t i n g u i s h i n g characteristic o f a n t h r o p o l o g y ' s p r o j e c t , n a m e l y a " c o m m i t m e n t to the d o c u m e n t a t i o n o f r e l a t i o n s h i p s b e t w e e n b e h a v i o r a l variables o n a cross-cultural basis." For Picchi, t h e i d e a o f b o r r o w i n g a n d r e w r i t i n g is not a p r o b l e m . S i n c e D o n n e r re j e c t e d f o r m a l field m e t h o d s , d e s t r o y i n g h e r n o t e b o o k s early in the g a m e , " o n e assumes," Picchi says, "that the s t a n d a r d a n t h r o p o l o g i c a l i n f o r m a t i o n i n c l u d e d in t h e b o o k is t h e result of t h e r e c o n s t r u c t i o n f r o m m e m o r y o r r e s e a r c h o f the n o w e x t e n s i v e literature o n t h e Y a n o m a m o I n d i a n s " (ibid.). Picchi takes the b o o k to b e a b o n a fide " e t h n o g r a p h y o f the Y a n o m a m o Indians . . . based o n 12 m o n t h s of fieldwork" a n d r e c o m m e n d s it to teachers o f i n t r o d u c t o r y anthropology. W h y are D o n n e r ' s fairly explicit claims N O T to be w r i t i n g a w o r k o f a n t h r o p o l o g y o r social science i r r e l e v a n t to this discussion? T h o u g h it is n o t w r i t t e n in the s t a n d a r d i d i o m o f e t h n o g r a p h i c d e s c r i p t i o n , w h a t places h e r p e r s o n a l n a r r a t i v e within a n t h r o p o l o g y ' s p u r v i e w ? O n c e t h e r e , w h y is t h e r e s u c h c o n f u s i o n a b o u t h o w it s h o u l d b e e v a l u a t e d ? F o r s o m e r e a s o n , it all m a d e m e think o f a t e e n a g e r h a n g i n g a r o u n d o u t s i d e a strip j o i n t w h o gets d r a g g e d inside in o r d e r to b e t u r n e d o v e r to the police a n d k i c k e d o u t a g a i n — t h a t ' l l t e a c h h i m . S o " d i s c i p l i n i n g " is o f t e n d o n e , if not at strip j o i n t s , t h e n certainly in aca d e m i e s . W h a t D o n n e r clearly d i d was write a n infuriatingly a m b i g u o u s b o o k , w h i c h m a y o r m a y not b e "true," is a n d is not e t h n o g r a p h y , is a n d is n o t a u t o b i o g r a p h y , d o e s a n d d o e s not claim p r o f e s s i o n a l a n d a c a d e m i c authority, is a n d is not based o n fieldwork, a n d so o n . A n
Fieldwork in C o m m o n Places
31
u n g r a t e f u l a p p r e n t i c e can d o n o w o r s e than this. For i f F l o r i n d a D o n n e r d i d fabricate m u c h o f h e r story (as she m a y h a v e ) , s h e has dis g r a c e d t h e p r o f e s s i o n by lying, a n d l y i n g so well no o n e c o u l d tell. I f s h e d i d n o t fabricate h e r story, she s c o r e d o n e o f the a n t h r o p o l o g i c a l s c o o p s o f the c e n t u r y . For h e r e x p e r i e n c e , as she r e c o u n t s it, is in m a n y respects an e t h n o g r a p h e r ' s d r e a m . S h e is invited by t h e g r o u p to s t u d y their lifeways; instead o f sessions in w h i c h she i n t e r v i e w s t h e m , it is they w h o sit d o w n to teach her. S h e is s p a r e d the a n g u i s h a n d g u i l t o f p a y i n g h e r way by distributing W e s t e r n g o o d s ; the g r o u p h a s c h o s e n to stay so r e m o t e that it is a n e a r first e n c o u n t e r . T o realize this e t h n o g r a p h e r ' s d r e a m , a n d t h e n to refuse to c o n v e r t it i n t o t h e c u r r e n c y o f t h e discipline that m a d e it all possible, this is i n d e e d a m o n u m e n t a l betrayal. I h a v e d w e l t o n the case o f Shabono b e c a u s e it illustrates s o m e o f the c o n f u s i o n a n d a m b i g u i t y that p e r s o n a l narrative, not h a v i n g b e e n killed by science, raises in the "discursive s p a c e " o f e t h n o g r a p h y . P e r s o n a l narratives like D o n n e r ' s are not u n k n o w n w i t h i n aca d e m i c a n t h r o p o l o g y . I n d e e d , p e r s o n a l accounts o f h e l d e x p e r i e n c e s a r e a r e c o g n i z a b l e a n t h r o p o l o g i c a l s u b g e n r e , but they always c o m e ac c o m p a n i e d — u s u a l l y p r e c e d e d — b y a formal ethnography, the b o o k D o n n e r has not (yet?) written. O n e thinks o f s u c h p a i r e d b o o k s as D a v i d M a y b u r y - L e w i s ' s Savage and the Innocent a n d Akwe-Shavante Soci ety; J e a n - P a u l D u m o n t ' s Under the Rainbow a n d The Headman and I; N a p o l e o n C h a g n o n ' s Yanomamo: The Fierce People a n d Studying the Yanomamo; Paul R a b i n o w ' s Symbolic Domination a n d Reflections on Fieldwork in Morocco. E a r l i e r e x a m p l e s i n c l u d e the writings o f C l y d e K l u c k h o h n a n d R o y - F r a n k l i n B a r t o n ; this p e r s o n a l s u b g e n r e is also the c o n v e n t i o n a l t e x t u a l space into w h i c h Malinowski's diaries w e r e published. O f t h e s e pairs o f b o o k s , t h e f o r m a l e t h n o g r a p h y is the o n e t h a t c o u n t s as p r o f e s s i o n a l capital a n d as an authoritative r e p r e s e n t a t i o n ; t h e p e r s o n a l narratives are often d e e m e d self-indulgent, trivial, o r h e retical in o t h e r ways. B u t d e s p i t e s u c h "disciplining," t h e y h a v e k e p t a p p e a r i n g , k e p t b e i n g r e a d , a n d a b o v e all k e p t b e i n g t a u g h t w i t h i n the b o r d e r s o f the discipline, for w h a t o n e must a s s u m e are p o w e r f u l reasons. E v e n in the a b s e n c e o f a separate a u t o b i o g r a p h i c a l v o l u m e , p e r s o n a l n a r r a t i v e is a c o n v e n t i o n a l c o m p o n e n t o f e t h n o g r a p h i e s . It t u r n s u p a l m o s t invariably in i n t r o d u c t i o n s o r first c h a p t e r s , w h e r e o p e n i n g n a r r a t i v e s c o m m o n l y r e c o u n t the writer's arrival at t h e h e l d site, for instance, the initial r e c e p t i o n by the inhabitants, the slow, a g o n i z i n g p r o c e s s o f l e a r n i n g the l a n g u a g e a n d o v e r c o m i n g rejection, t h e a n g u i s h a n d loss at l e a v i n g . T h o u g h they exist only o n the m a r g i n s o f
32
MARY LOUISE P R A T T
t h e f o r m a l e t h n o g r a p h i c d e s c r i p t i o n , these c o n v e n t i o n a l o p e n i n g n a r r a t i v e s a r e n o t trivial. T h e y play the crucial role o f a n c h o r i n g that d e s c r i p t i o n in t h e intense a n d a u t h o r i t y - g i v i n g p e r s o n a l e x p e r i e n c e o f f i e l d w o r k . S y m b o l i c a l l y a n d ideologically rich, they o f t e n t u r n o u t to b e t h e m o s t m e m o r a b l e s e g m e n t s o f an e t h n o g r a p h i c w o r k — n o b o d y f o r g e t s the f r u s t r a t i o n - r i d d e n i n t r o d u c t i o n to Evans-Pritchards's The Nuer. A l w a y s t h e y a r e r e s p o n s i b l e for setting u p the initial positioni n g s o f the subjects o f the e t h n o g r a p h i c text: the e t h n o g r a p h e r , t h e native, and the reader. I find it q u i t e significant that this k i n d o f p e r s o n a l n a r r a t i v e , in t h e f o r m b o t h o f b o o k s a n d o p e n i n g a n e c d o t e s , has in fact n o t b e e n "killed b y s c i e n c e , " that it persists as a c o n v e n t i o n a l f o r m in e t h n o g r a p h i c w r i t i n g . T h i s fact is particularly n o t e w o r t h y g i v e n t h e m u l tiple p r e s s u r e s o n e t h n o g r a p h y that militate against n a r r a t i v e ( " m e r e a n e c d o t e " ) a n d d e v a l u e it as a vehicle o f usable k n o w l e d g e . A g a i n s t these p r e s s u r e s o p e r a t e s an u r g e n t sense that e t h n o g r a p h i c d e s c r i p tion is s o m e h o w n o t e n o u g h o n its o w n . T h e fact that p e r s o n a l n a r rative has this c o n v e n t i o n a l place in e t h n o g r a p h i c d i s c o u r s e s u g g e s t s w h y Shabono, r e g a r d l e s s o f its author's o w n wishes, d o e s fall w i t h i n ant h r o p o l o g y ' s p u r v i e w a n d m u s t be r e c k o n e d with. T h e fact that p e r sonal n a r r a t i v e is m a r g i n a l a n d stigmatized e x p l a i n s w h y a b o o k like Shabono h a s to be r e c o g n i z e d only to be rejected. I think it is fairly c l e a r that p e r s o n a l narrative persists a l o n g s i d e o b j e c t i f y i n g d e s c r i p t i o n in e t h n o g r a p h i c w r i t i n g b e c a u s e it m e d i a t e s a c o n t r a d i c t i o n w i t h i n the discipline b e t w e e n p e r s o n a l a n d scientific authority, a c o n t r a d i c t i o n that has b e c o m e especially acute since t h e a d v e n t o f fieldwork as a m e t h o d o l o g i c a l n o r m . J a m e s Clifford s p e a k s o f it as "the discipline's impossible a t t e m p t to fuse objective a n d subjective p r a c t i c e s " (see p . 109 b e l o w ) . F i e l d w o r k p r o d u c e s a k i n d o f aut h o r i t y t h a t is a n c h o r e d to a l a r g e e x t e n t in subjective, s e n s u o u s e x p e r i e n c e . O n e e x p e r i e n c e s the i n d i g e n o u s e n v i r o n m e n t a n d lifeways for oneself, sees w i t h one's o w n eyes, e v e n plays s o m e roles, albeit c o n trived o n e s , in t h e daily life o f t h e c o m m u n i t y . B u t the p r o f e s s i o n a l t e x t to result f r o m such a n e n c o u n t e r is s u p p o s e d to c o n f o r m to the n o r m s o f a scientific d i s c o u r s e w h o s e authority resides in t h e a b s o l u t e e f f a c e m e n t of t h e s p e a k i n g a n d e x p e r i e n c i n g subject. I n t e r m s o f its o w n m e t a p h o r s , the scientific position o f s p e e c h is that o f an o b s e r v e r fixed o n the e d g e o f a space, l o o k i n g in a n d / o r d o w n u p o n w h a t is o t h e r . Subjective e x p e r i e n c e , o n t h e o t h e r h a n d , is s p o k e n f r o m a m o v i n g position a l r e a d y within o r d o w n in the m i d d l e o f t h i n g s , l o o k i n g a n d b e i n g l o o k e d at, t a l k i n g a n d b e i n g t a l k e d at. T o c o n v e r t f i e l d w o r k , via field notes, into f o r m a l e t h n o g r a p h y r e q u i r e s a t r e m e n d o u s l y difficult shift f r o m the latter discursive position ( l a c e to
Fieldwork in C o m m o n Places
33
face w i t h the o t h e r ) to the f o r m e r . M u c h m u s t b e left b e h i n d in t h e p r o c e s s . J o h a n n e s Fabian characterizes the t e m p o r a l a s p e c t o f this c o n t r a d i c t i o n w h e n he speaks o f "an aporetic split b e t w e e n r e c o g n i tion o f c o e v a l n e s s in s o m e e t h n o g r a p h i c r e s e a r c h a n d d e n i a l o f c o e v a l n e s s in m o s t a n t h r o p o l o g i c a l t h e o r i z i n g a n d w r i t i n g " (Fabian 1 9 8 3 : 3 6 ) . In o t h e r w o r d s , the f a m o u s " e t h n o g r a p h i c p r e s e n t " locates the o t h e r in a time o r d e r different f r o m that o f the s p e a k i n g subject; field r e s e a r c h o n the o t h e r h a n d locates b o t h self a n d o t h e r in the s a m e t e m p o r a l o r d e r . T h e r e are s t r o n g reasons w h y field e t h n o g r a p h e r s so o f t e n l a m e n t that their e t h n o g r a p h i c writings leave o u t o r h o p e l e s s l y i m p o v e r i s h s o m e o f the most i m p o r t a n t k n o w l e d g e t h e y h a v e a c h i e v e d , i n c l u d i n g t h e s e l f - k n o w l e d g e . For the lay p e r s o n , s u c h as myself, the m a i n e v i d e n c e o f a p r o b l e m is the s i m p l e fact that ethn o g r a p h i c w r i t i n g t e n d s to be surprisingly b o r i n g . H o w , o n e asks c o n stantly, c o u l d s u c h interesting p e o p l e d o i n g s u c h i n t e r e s t i n g t h i n g s p r o d u c e s u c h d u l l b o o k s ? W h a t did they h a v e to d o to t h e m s e l v e s ? P e r s o n a l n a r r a t i v e m e d i a t e s this c o n t r a d i c t i o n b e t w e e n the e n g a g e m e n t c a l l e d for in fieldwork a n d the self-effacement c a l l e d for in f o r m a l e t h n o g r a p h i c d e s c r i p t i o n , o r at least mitigates s o m e o f its ang u i s h , by i n s e r t i n g into the e t h n o g r a p h i c text the authority o f the p e r s o n a l e x p e r i e n c e o u t o f w h i c h the e t h n o g r a p h y is m a d e . It t h u s r e c u p e r a t e s at least a few s h r e d s o f w h a t was e x o r c i s e d in t h e c o n v e r s i o n f r o m t h e face-to-face field e n c o u n t e r to objectified science. T h a t is w h y s u c h n a r r a t i v e s h a v e n o t b e e n killed by science, a n d w h y they a r e w o r t h l o o k i n g at, especially to p e o p l e interested in c o u n t e r i n g t h e tend e n c y t o w a r d alienation a n d d e h u m a n i z a t i o n i n ' m u c h c o n v e n t i o n a l ethnographic description. T h e p r a c t i c e o f c o m b i n i n g p e r s o n a l narrative a n d objectified d e scription is h a r d l y the i n v e n t i o n o f m o d e r n e t h n o g r a p h y , h o w e v e r . It has a l o n g history in those k i n d s o f w r i t i n g f r o m w h i c h e t h n o g r a p h y h a s traditionally d i s t i n g u i s h e d itself. B y the early s i x t e e n t h c e n t u r y in E u r o p e , it was c o n v e n t i o n a l for travel a c c o u n t s to consist o f a c o m b i n a t i o n o f first-person n a r r a t i o n , r e c o u n t i n g one's trip, a n d d e s c r i p tion o f t h e flora a n d f a u n a o f r e g i o n s passed t h r o u g h a n d the m a n n e r s a n d c u s t o m s o f the inhabitants. T h e s e t w o discourses w e r e q u i t e clearly d i s t i n g u i s h e d in travel b o o k s , narrative p r e d o m i n a t i n g o v e r d e s c r i p t i o n . T h è d e s c r i p t i v e portions w e r e s o m e t i m e s seen as d u m p i n g g r o u n d s f o r the " s u r p l u s data" that c o u l d n o t b e fitted into the narrative. T o g i v e a r e p r e s e n t a t i v e e x a m p l e , a b o o k called The Captivity of Hans Stade of Hesse in A.D. 1547—1$$$ among the Wild Tribes of Eastern lixtzil a c h i e v e d a w i d e r e a d e r s h i p in the s i x t e e n t h a n d s e v e n t e e n t h
Fieldwork in C o m m o n Places 34
35
MARY L O U I S E P R A T T
c e n t u r i e s . Stade's a c c o u n t was d i v i d e d i n t o t w o s u c h parts, t h e first s o m e t o o p a g e s l o n g , r e c o u n t i n g his captivity a m o n g the T u pi N a m bas, a n d t h e s e c o n d s o m e 50 p a g e s l o n g , g i v i n g a "veritable a n d s h o r t a c c o u n t o f all the b y m e e x p e r i e n c e d m a n n e r s and c u s t o m s o f t h e T u p p i n - I m b a s , w h o s e p r i s o n e r I w a s " (Stade 1 8 7 4 : 1 1 7 ) . I n this latter section, Stade's d e s c r i p t i v e a g e n d a has m u c h in c o m m o n w i t h t h a t o f m o d e r n e t h n o g r a p h y , i n c l u d i n g c h a p t e r s o n " w h a t their d w e l l i n g s are l i k e , " " h o w t h e y m a k e fire," "the places w h e r e i n they s l e e p , " " h o w skilful t h e y a r e in s h o o t i n g wild animals a n d fish w i t h a r r o w s , " " h o w t h e y c o o k t h e i r f o o d , " " w h a t k i n d o f r e g i m e n a n d o r d e r they h a v e in g o v e r n m e n t a n d laws," " w h a t they believe in," " h o w m a n y wives e a c h o f t h e m h a s , a n d h o w h e m a n a g e s t h e m , " " h o w they a r e b e t r o t h e d , " " h o w t h e y m a k e t h e i r b e v e r a g e s w h e r e w i t h they d r i n k t h e m s e l v e s d r u n k , a n d h o w t h e y o r d e r their d r i n k i n g , " a n d so forth. M o r e o v e r Stade's d e s c r i p t i o n s r e s e m b l e those o f m o d e r n e t h n o g r a p h y in t h e i r specificity, their s e a r c h f o r neutrality a n d e v e n h a n d e d n e s s , t h e i r link a g e o f social a n d m a t e r i a l o r d e r s , as in this d e s c r i p t i o n o f a h o u s e , w h e r e spatial o r g a n i z a t i o n is seen as d e t e r m i n e d by social r e l a t i o n s : T h e y prefer erecting their dwellings in spots where they are not far from wood and water, nor from game and fish. After they have destroyed all in one district, they migrate to other places; and when they want to build their huts, a chief among them assembles a party of men and women (some forty couples), or as many as he can get, and these live together as friends and relations. T h e y build a kind of hut, which is about fourteen feet wide, and perhaps a hundred and fifty feet long, according to their number. T h e tenements are about two fathoms high, and round at the top like a vaulted cellar; they thatch them thickly with palm leaves, so that it may not rain therein, and the hut is all open inside. No one has his specially-prepared chamber; each couple, man and woman, has a space of twelve feet on one side; whilst on the other, in the same manner, lives another pair. T h u s their huts are full, and each couple has its own fire. T h e chief of the huts has also his lodging within the dwelling. T h e y all have commonly three entrances, one on each side, and one in the middle; these are low, so that they must stoop when they go in and out. Few of their villages have more than seven huts. (ibid. : 125) I u s e the e x a m p l e o f H a n s S t a d e deliberately to u n d e r s c o r e the p o i n t t h a t this d i s c u r s i v e c o n f i g u r a t i o n I a m talking a b o u t is the p r o d u c t n e i t h e r o f a n e r u d i t e tradition n o r o f the rise o f m o d e r n s c i e n c e , d e spite its similarities w i t h c o n t e m p o r a r y e t h n o g r a p h y . H a n s S t a d e w a s a ship's g u n n e r w i t h little f o r m a l e d u c a t i o n ; his b o o k was a v e r y p o p u lar o n e , a n d it p r e d a t e s the rise of "natural history" in the e i g h t e e n t h century. I n s o m e cases, in travel w r i t i n g , the d e s c r i p t i v e d i s c o u r s e is f o u n d
e n m e s h e d in the n a r r a t i v e , as illustrated by this e x c e r p t f r o m M u n g o Park's Travels in the Interior Districts of Africa ( 1 7 9 9 ) : We stopped a little at a village called Dangali; a n d in the evening arrived at Dalli. We saw u p o n the road two large herds of camels feeding. W h e n the Moors turn their camels to feed, they tie u p o n e of their fore legs, to prevent their straying. . . . T h e people were dancing before the Dooty's house. B u t w h e n they were informed that a white man was come into the town, they left off dancing and came to the place where I lodged, walking in regular order, two and two, with the music before them. T h e y play u p o n a sort o f flute; but instead o f blowing into a hole in the side, they blow obliquely over the e n d . (Park 1 8 6 0 : 4 6 ) T h o u g h interwoven, particularized narrative and generalized d e scription r e m a i n d i s t i n g u i s h a b l e h e r e , a n d shifts f r o m o n e to t h e o t h e r a r e clear, the m o s t c o n s p i c u o u s signs b e i n g , o f c o u r s e , the shift f r o m past tense to p r e s e n t tense a n d f r o m specific p e r s o n s to tribal labels. ( A s I shall b e illustrating below, this is the c o n f i g u r a t i o n t h a t t u r n s u p in the w o r k of M a l i n o w s k i a n d R a y m o n d Firth.) I n its v a r i o u s g u i s e s the n a r r a t i o n - d e s c r i p t i o n duality has re m a i n e d r e m a r k a b l y stable in travel w r i t i n g r i g h t d o w n to the p r e s e n t , as has t h e c o n v e n t i o n a l o r d e r i n g — - n a r r a t i o n first, d e s c r i p t i o n s e c o n d ; o r n a r r a t i o n s u p e r o r d i n a t e , d e s c r i p t i o n s u b o r d i n a t e . B y the late n i n e t e e n t h c e n t u r y , h o w e v e r , the two m o d e s o f t e n h a d a b o u t e q u a l w e i g h t in travel b o o k s , a n d it w a s c o m m o n f o r a trip to result in t w o s e p a r a t e v o l u m e s , s u c h as M a r y Kingsley's m a s t e r p i e c e Travels in West Africa ( 1 8 9 7 ) a n d West African Studies (1899). R i c h a r d B u r t o n ' s The Lake Re gions of Central Africa (1868) alternates c h a p t e r s o f n a r r a t i o n w i t h c h a p t e r s d e s c r i b i n g the " g e o g r a p h y a n d e t h n o l o g y " o f e a c h r e g i o n passed t h r o u g h . M o d e r n e t h n o g r a p h y o b v i o u s l y lies in direct c o n t i n u i t y w i t h this t r a d i t i o n , d e s p i t e the disciplinary b o u n d a r y by w h i c h it s e p a r a t e s itself o f f f r o m travel w r i t i n g . E t h n o g r a p h i c w r i t i n g as a r u l e s u b o r d i n a t e s n a r r a t i v e to d e s c r i p t i o n , b u t p e r s o n a l n a r r a t i v e is still c o n v e n t i o n a l l y f o u n d , e i t h e r in t h e s e p a r a t e p e r s o n a l v o l u m e s o r in vestigial f o r m at the b e g i n n i n g o f t h e b o o k , setting the stage for w h a t follows. It is n o s u r p r i s e , t h e n , to find that the o p e n i n g narratives in e t h n o g r a p h i e s d i s p l a y c l e a r continuities with travel w r i t i n g . For instance, F i r t h in We, the Tikopia ( 1 9 3 6 ) i n t r o d u c e s h i m s e l f via the classic Poly n e s i a n a r r i v a l s c e n e . T h i s scene b e c a m e a c o m m o n p l a c e in t h e litera t u r e o f the S o u t h S e a e x p l o r a t i o n s o f C o o k , B o u g a i n v i l l e a n d o t h e r s in t h e 1 7 6 0 s a n d 70s. It is a m e m o r a b l e p a s s a g e , to w h i c h C l i f f o r d G e e r t z has also r e c e n t l y t u r n e d his attention ( G e e r t z 1983c).
36
MARY L O U I S E P R A T T
In the cool of the early morning, just before sunrise, the bow o f the S o u t h e r n Cross h e a d e d towards the eastern horizon, o n which a tiny dark blue outline was faintly visible. Slowly it grew into a r u g g e d mountain mass, standing u p sheer from the ocean. . . . In an hour or so we were close inshore, and could see canoes c o m i n g round from the south, outside the reef, o n which the tide was low. T h e outrigger-fitted craft drew near, the m e n in them bare to the waist, girdled with bark-cloth, large fans stuck in the backs of their belts, tortoise-shell rings or rolls of leaf in the ear-lobes and nose, bearded, and with long hair flowing loosely over their shoulders. Some plied the r o u g h heavy paddles, some had finely plaited pandanus-leaf mats resting o n the thwarts beside them, some had large clubs or spears in their hands. T h e ship a n c h o r e d o n a short cable in the o p e n bay off the coral reef. Almost before the chain was d o w n the natives began to scramble aboard, c o m i n g over the side by any m e a n s that offered, shouting fiercely to each other and to us in a t o n g u e o f which not a word was understood by the Mota-speaking folk o f t h e mission vessel. I w o n d e r e d how such turbulent h u m a n material could ever be i n d u c e d to submit to scientific study. . . . We slipped overboard o n to the coral rock and began to wade ashore h a n d in h a n d with o u r hosts, like children at a party, exchanging smiles in lieu o f anything m o r e intelligible or tangible at the moment. We were s u r r o u n d e d by crowds o f naked chattering youngsters. . . . At last the long wade e n d e d , we climbed u p the steeply shelving beach, crossed the soft, dry sand strewn with the brown needles of the Casuarina trees—a home-like touch; it was like a pine a v e n u e — a n d were led to an old chief clad with great dignity in a white coat a n d a loin-cloth, w h o awaited us on his stool under a large shady tree. (Firth 1 9 3 6 : 1 - 2 ) F i r t h r e p r o d u c e s in a r e m a r k a b l y s t r a i g h t f o r w a r d w a y a Utopian s c e n e o f first c o n t a c t that a c q u i r e d m y t h i c status in the e i g h t e e n t h c e n t u r y , a n d c o n t i n u e s w i t h us t o d a y in the p o p u l a r m y t h o l o g y o f the S o u t h S e a p a r a d i s e (alias C l u b M é d i t e r r a n é e / F a n t a s y Island). Far f r o m b e i n g t a k e n f o r a s u s p i c i o u s a l i e n , the E u r o p e a n visitor is w e l c o m e d l i k e a m e s s i a h b y a t r u s t i n g p o p u l a c e r e a d y to d o his o r h e r b i d d i n g . F o r c o m p a r i s o n , c o n s i d e r L o u i s d e B o u g a i n v i l l e ' s a r r i v a l in T a h i t i in 1 7 6 7 : We run with all sails set towards the land, standing to windward o f this bay, w h e n we perceived a pariagua coming from the offing, and standing for the land, and making use of her sail and paddles. She passed athwart us, and j o i n e d a number of others, which sailed ahead of us, from all parts o f the is land. O n e of them went before all the rest; it was manned by twelve naked m e n , w h o presented us with branches of bananas; and their demonstrations signified that this was their olive branch. We answered them with all the signs of friendship we could imagine; and they then came along side o f o u r ship; and o n e o f them, remarkable for his prodigious growth o f hair, which stood like bristles divergent o n his head, offered us, together with his branch o f peace, a little pig, and a cluster o f bananas. . . .
Fieldwork in C o m m o n Places
37
T h e two ships were soon surrounded with more than an h u n d r e d periaguas of different sizes, all which had outriggers. T h e y were laden with cocoa-nuts, bananas, and other fruits of the country. T h e e x c h a n g e o f these fruits, which were delicious to us, was made very honestly for all sorts o f tri fles. (Bougainville 1 9 6 7 : 2 1 3 ) B o u g a i n v i l l e has a lot m o r e t r o u b l e t h a n Firth in g e t t i n g his s h i p a n c h o r e d , b u t o n c e h e d o e s , the s a m e d r a m a r e s u m e s : W h e n we were m o o r e d , I went o n shore with several officers, to survey the watering-place. A n i m m e n s e crowd of m e n and w o m e n received us there, and could not be tired with looking at us; the boldest came to touch us; they e v e n p u s h e d aside o u r clothes with their hands, in order to see whether we were m a d e exactly like them: n o n e of them wore any arms, not so much as a stick. T h e y sufficiently expressed their joy at o u r arrival. T h e chief of this district conducted and introduced us into his house, in which we found five or six w o m e n , a n d a venerable old man. (ibid. : 220) T h e similarities b e t w e e n the t w o scenes a r e o b v i o u s . T h e r e a r e s o m e i n t e r e s t i n g d i f f e r e n c e s too. B o u g a i n v i l l e ' s v e r s i o n o f the s c e n e uses o n e t r o p e Firth d o e s n o t r e p r o d u c e , the s e n t i m e n t a l c o m m o n p l a c e w h e r e b y t h e natives try to u n d r e s s the f o r e i g n e r s to d e t e r m i n e t h e i r h u m a n i t y a n d , symbolically, level the d i f f e r e n c e b e t w e e n t h e m . F i r t h stays d r e s s e d , like the k i n g h e is to m e e t . B o u g a i n v i l l e also c a r e f u l l y m e n t i o n s t h e m a t e r i a l r e l a t i o n s h i p that is i m m e d i a t e l y e s t a b l i s h e d b e t w e e n E u r o p e a n s a n d natives, a n e x c h a n g e w h o s e s p o n t a n e o u s e q u a l i t y h e stresses. I n F i r t h this o p e n i n g e x c h a n g e is p r e s e n t , b u t d e m a t e r i a l i z e d , a n e x c h a n g e o f "smiles, in lieu o f a n y t h i n g m o r e intel ligible o r t a n g i b l e at t h e m o m e n t " a n d l e a v i n g u n c l e a r w h a t his m a t e rial r e l a t i o n to t h e s e p e o p l e is g o i n g to b e . A t the s a m e t i m e , F i r t h d e m y s t i f i e s t h e e g a l i t a r i a n i s m o f the c o n v e n t i o n a l vision w i t h his n o t e o f i r o n y a b o u t h o w all this h u m a n material " c o u l d be m a d e to s u b m i t to scientific study." I n d e e d , his i r o n y h e r e lightly m a r k s t h e r o y a l a r r i v a l t r o p e as a t r o p e , a n d as p a r t of a l a n g u a g e o f c o n q u e s t . T h e fact t h a t his o w n p r o j e c t is also a n assertion o f p o w e r is tacitly ac k n o w l e d g e d . Firth's o p e n i n g p r e s e n t a t i o n o f self s u g g e s t s t h e story o f T i k o p i a ' s b e c o m i n g "his little island," as M a l i n o w s k i was later to call it (Firth 1 9 3 7 : 1 ) . M a l i n o w s k i in Argonauts i n t r o d u c e s a q u i t e d i f f e r e n t s e l f - i m a g e , also f r o m the a n n a l s o f travel w r i t i n g . His " b r i e f o u t l i n e o f a n E t h n o g r a p h e r ' s t r i b u l a t i o n s " o p e n s with the n o w f a m o u s line: " I m a g i n e y o u r s e l f s u d d e n l y set d o w n s u r r o u n d e d by y o u r g e a r , a l o n e o n a t r o p i c a l b e a c h close to a native village w h i l e t h e l a u n c h o r d i n g h y w h i c h has b r o u g h t y o u sails away o u t o f s i g h t " ( M a l i n o w s k i 1 9 6 1 '.4).
38
MARY LOUISE P R A T T
T h i s is u n m i s t a k a b l y the i m a g e o f an o l d - f a s h i o n e d castaway. T h a t it t u r n s u p h e r e is especially apt, since it c o r r e s p o n d s to Malinowski's o w n situation at t h e time. A n A u s t r i a n citizen living in A u s t r a l i a , h e h a d b e e n sent to sit o u t the w a r in the T r o b r i a n d Islands r a t h e r t h a n risk reprisals o r d e p o r t a t i o n . T h e r e a r e o t h e r r e a s o n s w h y t h e i m a g e o f the castaway is an e v o c a tive a n d Utopian s e l f - i m a g e for the e t h n o g r a p h e r . For as the figures o f H e l e n a V a l e r o , F l o r i n d a D o n n e r , a n d H a n s S t a d e s u g g e s t , cast a w a y s a n d c a p t i v e s in m a n y ways realize the ideal o f the participanto b s e r v e r . T h e a u t h o r i t y o f the e t h n o g r a p h e r o v e r the " m e r e t r a v e l e r " rests chiefly o n the i d e a that the traveler j u s t passes t h r o u g h , w h e r e a s t h e e t h n o g r a p h e r lives with the g r o u p u n d e r study. B u t o f c o u r s e this is w h a t c a p t i v e s a n d castaways often d o too, living in a n o t h e r c u l t u r e in e v e r y capacity f r o m p r i n c e to slave, l e a r n i n g i n d i g e n o u s l a n g u a g e s a n d lifeways w i t h a p r o h c i e n c y any e t h n o g r a p h e r w o u l d e n v y , a n d o f t e n p r o d u c i n g a c c o u n t s that are i n d e e d full, rich, a n d a c c u r a t e b y e t h n o g r a p h y ' s o w n standards. A t the s a m e time, the e x p e r i e n c e o f captivity r e s o n a t e s a lot with aspects o f the e x p e r i e n c e o f fieldwork— the sense o f d e p e n d e n c y , lack o f control, the vulnerability to b e i n g ei t h e r isolated c o m p l e t e l y o r n e v e r left a l o n e . T h e n a g a i n , the i m a g e o f the castaway mystifies the e t h n o g r a p h e r ' s situation in ways m e n t i o n e d earlier. C a s t a w a y a n d e t h n o g r a p h e r dif f e r f u n d a m e n t a l l y in their material relation to the i n d i g e n o u s g r o u p . C a s t a w a y s take u p a place within the i n d i g e n o u s social a n d e c o n o m i c o r g a n i z a t i o n ; that is h o w they s u r v i v e — i f , i n d e e d , they d o s u r v i v e , f o r captivity is a r a t h e r h i g h e r - r i s k business t h a n fieldwork. A n t h r o p o l o g i s t s c u s t o m a r i l y establish a relationship o f e x c h a n g e w i t h the g r o u p b a s e d o n W e s t e r n c o m m o d i t i e s . T h a t is h o w they s u r v i v e a n d try to m a k e their relations with i n f o r m a n t s n o n e x p l o i t i v e . B u t o f c o u r s e this strategy is e n o r m o u s l y contradictory, for it m a k e s a n t h r o p o l o g i s t s c o n s t a n t c o n t r i b u t o r s to w h a t they t h e m s e l v e s see as t h e d e struction o f their object o f study. T h e status o f the captive o r castaway, b y contrast, is i n n o c e n t , a n d o n e can see w h y it w o u l d be a c o m p e l l i n g i m a g e to t h e c o n t r a d i c t i o n - r i d d e n e t h n o g r a p h e r ( t h o u g h actually g o i n g native, as captives o f t e n did, is t a b o o for a n t h r o p o l o g i s t s ) . Firth a n d M a l i n o w s k i , t h e n , b o t h i n v o k e well-established i m a g e s f r o m travel literature in their o p e n i n g view o f the e t h n o g r a p h e r . T h e b o d i e s o f their e t h n o g r a p h i e s are also similar, at least in their d e p l o y m e n t o f n a r r a t i v e a n d descriptive d i s c o u r s e . B o t h writers m o v e freely a n d fluidly b e t w e e n the t w o , i n t r o d u c i n g a n e c d o t e constantly to illus trate o r e l a b o r a t e o n the e t h n o g r a p h i c g e n e r a l i z a t i o n s , in a way s o m e w h a t r e m i n i s c e n t o f the text f r o m M u n g o Park cited a b o v e (p. 3 5 ) . F i r t h is full o f c o m p l e x passages like this o n e , w h e r e his e t h n o g r a p h i c
Fieldwork in C o m m o n Places
39
g e n e r a l i z a t i o n s , his e y e w i t n e s s a n e c d o t e s , a n d his p e r s o n a l interweave:
irony
Relatives by marriage do occasionally get in sly digs at each other without ab solutely transgressing the bounds of good manners. Pa Ranifuri told me with great glee of how the Ariki Taumako spoke to him of his classificatory son-inlaw Pa-Panisi as "Matua i te sosipani"—sosipani being the native pronunciation of saucepan, o f which sooty vessel this man was as far as I recollect the only possessor in the island. As a dark-skinned foreigner he was slightly sneered at (behind his back) by the Tikopia. Scolding, I was told, though not permitted by convention directly, may take place at a distance. (Firth 1936 : 274) W h a t Firth a n d M a l i n o w s k i (his teacher) s e e m to be after is a k i n d o f summa, a h i g h l y t e x t u r e d , totalizing p i c t u r e a n c h o r e d in t h e m s e l v e s , w h e r e " s e l f " is u n d e r s t o o d n o t as a monolithic scientist-observer, b u t as a m u l t i f a c e t e d entity w h o participates, o b s e r v e s , a n d writes f r o m m u l t i p l e , constantly shifting positions. S u c h are the reflective c a p a c i ties o f this versatile, larger-than-life subject that it can a b s o r b a n d t r a n s m i t the richness o f a w h o l e c u l t u r e . In this subject is also a n c h o r e d t h e h e a d y o p t i m i s m b o t h Firth a n d M a l i n o w s k i c o n v e y a b o u t t h e e t h n o g r a p h i c e n t e r p r i s e . T h e r e is a significant i r o n y in the fact that the s p e a k i n g subject in the w o r k o f these f o u n d e r s o f "scientific e t h n o g r a p h y , " as M a l i n o w s k i called it, is a n y t h i n g but the self-effaced, passive subject o f scientific d i s c o u r s e . 2
T h e richly p e r c e p t i v e , b u t terribly unsystematic, t e x t u a l b e i n g that is the e t h n o g r a p h e r in M a l i n o w s k i a n d Firth contrasts s h a r p l y w i t h t h e frustrated a n d d e p r e s s e d figure that a p p e a r s in s o m e subse q u e n t classic e t h n o g r a p h i e s , s u c h as those o f E v a n s - P r i t c h a r d a n d M a y b u r y - L e w i s . I f Firth shows u p as a b e n e v o l e n t e i g h t e e n t h - c e n t u r y scientist-king, E v a n s - P r i t c h a r d c o m e s o n stage in the later g u i s e o f t h e g r u f f V i c t o r i a n e x p l o r e r - a d v e n t u r e r w h o e x p o s e s h i m s e l f to all sorts o f d a n g e r s a n d d i s c o m f o r t s in the n a m e of a h i g h e r (national) mis sion. I n his f a m e d o p e n i n g d e s c r i p t i o n of field c o n d i t i o n s in The Nuer ( 1 9 4 0 ) , E v a n s - P r i t c h a r d j o i n s a c e n t u r y - l o n g line of A f r i c a n travelers w h o lose t h e i r s u p p l i e s a n d c a n n o t c o n t r o l their b e a r e r s . His initial s e l f - r e p r e s e n t a t i o n r e a d s thus: I arrived in Nuerland early in 1930. Stormy weather prevented my luggage from joining me at Marseilles, and owing to errors, for which I was not re sponsible, my food stores were not forwarded from Malakal and my Zande servants were not instructed to meet me. I proceeded to Nuerland (Leek country) with my tent, some equipment, and a few stores bought at Malakal, ü. James Clifford has made similar observations about Malinowski, and I am indcbled lo his work here (see Clifford 1985a).
4
o
MARY LOUISE P R A T T
and t w o servants, an Atwot and a Bellanda, picked u p hastily at the same place. W h e n I landed at Yoahuang o n the Bahr el Ghazal the catholic mission aries there showed m e m u c h kindness. I waited for nine days o n the river bank for the carriers I had been promised. By the tenth day only four o f them had arrived. . . . O n the following morning I set out for the neighbouring vil lage o f Pakur, where my carriers d r o p p e d tent and stores in the centre o f a treeless plain, near some homesteads, and refused to bear them to the shade about half a mile further. Next day was devoted to erecting my tent and trying to persuade t h e N u e r . . . to remove my abode to the vicinity o f shade a n d water, which they refused to do. (Evans-Pritchard 1940:5) S u c h e p i s o d e s a r e a c o m m o n p l a c e o f t h e A f r i c a n travel a n d e x p l o r a t i o n w r i t e r s o f t h e last c e n t u r y . H e r e f o r i n s t a n c e is t h e e t e r n a l l y c r a n k y S i r R i c h a r d B u r t o n , w h o s e e x p e d i t i o n r e c o u n t e d i n The Lake Regions of Central Africa (1868) is g i v e n m u c h t h e s a m e i n a u s p i c i o u s beginning: We were delayed ten days off Wale Point by various preliminaries to depar ture. Said bin Salini, a half-caste Arab of Zanzibar, who, sorely against his will, was ordered by the prince to act as Ras Kafilah, or caravan-guide, had, after ceaseless and fruitless prayers for delay, preceded us about a fortnight, for the purpose o f collecting porters. . . . H e had crossed over, o n the ist of J u n e , to the mainland, and had hired a gang o f porters, who, however, hearing that their e m p l o y e r was a M u z u n g u , "white man", at once dispersed, forgetting to return their hire. A b o u t o n e h u n d r e d and seventy m e n were required; only thirty-six were procurable. . . . It was necessary to leave behind, till a full g a n g of porters could be engaged, the greater part o f the ammunition, t h e iron boat which had proved so useful o n the coasting voyage to Mombasah, a n d the reserve supply of cloth, wire and beads, valued at 359 dollars. T h e H i n d u s promised faithfully to forward these articles. . . . Nearly eleven months, how ever, elapsed before they appeared. (Burton 1 9 6 1 : 1 2 ) A n d s o it g o e s , o v e r a n d o v e r , till B u r t o n ' s n a r r a t i v e , l i k e E v a n s P r i t c h a r d ' s i n t r o d u c t i o n , r e a d s like o n e l o n g , f r u s t r a t i n g m a s t e r s e r v a n t f e u d . E v a n s - P r i t c h a r d ' s c h o i c e o f this p a r t i c u l a r selfr e p r e s e n t a t i o n is n o t h a p h a z a r d . C l i f f o r d Geertz's r e c e n t a n a l y s i s o f a n o l d m i l i t a r y m e m o i r o f E v a n s - P r i t c h a r d ' s ( G e e r t z 1983a) c o n n e c t s Evans-Pritchard directly with t h e tradition o f African colonial e x p l o ration a n d writing. W i t h respect t o d i s c u r s i v e c o n v e n t i o n s , E v a n s - P r i t c h a r d m u s t a l s o b e t h o u g h t o f as p r o d u c i n g a h u g e l y d e g r a d e d v e r s i o n o f t h e Utopian arrival s c e n e e x e m p l i f i e d i n B o u g a i n v i l l e a n d Firth. T h i s is first c o n tact i n a f a l l e n w o r l d w h e r e E u r o p e a n c o l o n i a l i s m is a g i v e n a n d n a t i v e a n d white m a n approach each other with joyless suspicion. MayburyL e w i s g i v e s a s i m i l a r l y d e g r a d e d v e r s i o n o f t h e s c e n e i n Akwe-Shavante
Fieldwork in C o m m o n Places
41
Society. H e d o e s find h e l p w i t h h i s l u g g a g e , b u t t h e c h i e f w h o awaits h i m is n o t r e c o g n i z a b l y r e g a l , t h e o p e n i n g e x c h a n g e o f g o o d s n o t reciprocal: A n u m b e r o f Shavante from the village had come to the airstrip w h e n o u r plane landed and helped to carry our baggage to the post. T h e y set it d o w n at the feet o f an elderly man, who we discovered was the chief o f the village. H e clearly e x p e c t e d us to o p e n the trunks then and there and distribute their contents. (Maybury-Lewis i967:xxiii) T h e p r o b l e m h e r e , it t u r n s o u t , is c o n t a m i n a t i o n f r o m o u t s i d e . T h e S h a v a n t e h a v e b e e n s p o i l e d b y B r a z i l i a n a r m y officers w h o fly i n t o s e e t h e m a s a c u r i o s i t y a n d b r i n g " e l a b o r a t e gifts." L i k e E v a n s - P r i t c h a r d (his t e a c h e r ) , M a y b u r y - L e w i s c o m p l a i n s a t l e n g t h a b o u t h i s i n f o r m a n t s ' h o s t i l i t y a n d u n c o o p e r a t i v e n e s s , t h e i r r e f u s a l t o talk t o h i m i n private, their refusal t o leave h i m alone, his problems with t h e lan guage, and so on. I n b o t h t h e s e a n t i - u t o p i a n i n s t a n c e s , t h e o p e n i n g n a r r a t i v e is g i v e n b y w a y o f e x p l a i n i n g t h e l i m i t a t i o n s o n t h e e t h n o g r a p h e r ' s abil ity t o c a r r y o u t h i s scientific m i s s i o n . P a r a d o x i c a l l y e n o u g h , t h e c o n d i t i o n s o f fieldwork a r e e x p r e s s e d a s a n i m p e d i m e n t t o t h e task o f d o i n g fieldwork, r a t h e r t h a n a s p a r t o f w h a t is t o b e a c c o u n t e d f o r i n fieldw o r k . T h e c o n t r a s t w i t h t h e t o n e o f Firth a n d M a l i n o w s k i is o b v i o u s . Evans-Pritchard a n d Maybury-Lewis a r e t h e heirs o f t h e scientific, p r o f e s s i o n a l e t h n o g r a p h y M a l i n o w s k i i n v e n t e d . T h e scientific i d e a l s e e m s t o p r e s s o n t h e m a c u t e l y , c a l l i n g f o r c o d i f i e d field m e t h o d o l o g y , professional d e t a c h m e n t , a systematic write-up. Whatever about t h e o t h e r c u l t u r e i m p e d e s t h e s e tasks is a n e t h n o g r a p h i c o b s t a c l e , a s w e l l as a n e t h n o g r a p h i c fact. B o t h w r i t e r s c o m p l a i n , f o r i n s t a n c e , a b o u t t h e i m p o s s i b i l i t y o f h a v i n g p r i v a t e c o n v e r s a t i o n s w i t h i n f o r m a n t s , as i f p r i v a t e c o n v e r s a t i o n , o n c e b a p t i z e d a s a field m e t h o d , o u g h t t o b e c u l turally possible e v e r y w h e r e . A s m e t h o d o l o g y gets increasingly codi fied, t h e c l a s h b e t w e e n "objective a n d s u b j e c t i v e p r a c t i c e s " b e c o m e s increasingly acute. I n E v a n s - P r i t c h a r d ' s c a s e , t h e difficulties t r a n s l a t e i n t o a r i g i d s e p a ration b e t w e e n p e r s o n a l narrative (his l o n g a n d vivid i n t r o d u c t i o n ) a n d i m p e r s o n a l d e s c r i p t i o n (the. rest o f his a c c o u n t ) . G o n e is t h e c o n s t a n t l y s h i f t i n g p o s i t i o n o f s p e e c h o f Firth o r M a l i n o w s k i , a n d g o n e is t h e s e n s e o f a u t h o r i t y , t h e possibility o f r e l i a b l e t o t a l i z i n g . E v a n s Pritchard strives for a totalizing picture o f the N u e r , c e n t e r e d o n cattle, but feels h e m u s t b e e m p h a t i c , b o t h at t h e b e g i n n i n g a n d t h e e n d o f his b o o k , a b o u t t h e limitations o n his capacities a n d his a c h i e v e m e n t . M a y b u r y - L e w i s ' s r e s p o n s e , o n t h e o t h e r h a n d , is t o try t o r e a f f i r m t h e a u t h o r i t y a n d l e g i t i m a c y o f p e r s o n a l n a r r a t i v e , a n d t o m a k e it e x p l i c i t
42
as a s u b g e n r e . H e the Innocent 1 9 6 5 ) , a n d s u g g e s t s that r o u n d s field-work the circumstances
MARY LOUISE P R A T T
p u b l i s h e s his p e r s o n a l a c c o u n t first (The Savage and fills his e t h n o g r a p h i c b o o k with p e r s o n a l n a r r a t i v e , "it is time w e a b a n d o n e d the m y s t i q u e w h i c h sur a n d m a d e it c o n v e n t i o n a l to d e s c r i b e in s o m e detail o f data-collecting" (Maybury-Lewis 1967 : x x ) .
E a c h o f these o p e n i n g narrative self-portraits ( M a l i n o w s k i , F i r t h , E v a n s - P r i t c h a r d , M a y b u r y - L e w i s ) c o m e s straight o u t o f the t r o p o l o g y o f travel w r i t i n g . I n t r i g u i n g l y , they often c o m e o u t o f the specific tra d i t i o n o f w r i t i n g o n the r e g i o n in w h i c h the e t h n o g r a p h e r is w o r k i n g ( C e n t r a l A f r i c a , t h e S o u t h Pacific). A t the s a m e time, e a c h e x p r e s s e s i n a n o n l y slightly m e d i a t e d fashion s o m e specifics o f t h e p a r t i c u l a r situation in w h i c h e a c h e t h n o g r a p h e r finds himself. T h e y are e m b l e m a t i c self-portraits, w h i c h o p e r a t e as a p r e l u d e to, a n d c o m m e n tary o n , w h a t follows. I n this r e s p e c t t h e y a r e n o t trivial, f o r o n e o f t h e i r tasks is to position the r e a d e r with r e s p e c t to the f o r m a l d e s c r i p t i o n . A s often as n o t in m o d e r n e t h n o g r a p h i e s s u c h p a s s a g e s u n d e r t a k e to p r o b l e m a t i z e the reader's position, as they d o in E v a n s P r i t c h a r d a n d M a y b u r y - L e w i s . T h e e t h n o g r a p h e r ' s trials in w o r k i n g to k n o w a n o t h e r p e o p l e n o w b e c o m e the reader's trials in m a k i n g sense o f the text. I n all t h e cases I h a v e discussed, m u c h is mystified in the e t h n o g r a p h e r ' s self-portrait. M u c h is i r o n i z e d , indirectly q u e s t i o n e d , b u t n e v e r n a m e d — n o t a b l y the s h e e r inexplicability a n d unjustifiability o f t h e e t h n o g r a p h e r ' s p r e s e n c e f r o m the s t a n d p o i n t o f the o t h e r . E v a n s Pritchard's d o g g e d m i s r e a d i n g o f a c o n v e r s a t i o n with an i n f o r m a n t in his p r e f a c e c o u l d p r o v i d e n o c l e a r e r e x a m p l e . E q u a l l y m y s t i h e d is the l a r g e r a g e n d a o f E u r o p e a n e x p a n s i o n in w h i c h the e t h n o g r a p h e r , r e g a r d l e s s o f his o r h e r o w n attitudes to it, is c a u g h t u p , a n d t h a t d e t e r m i n e s the e t h n o g r a p h e r ' s o w n material r e l a t i o n s h i p to the g r o u p u n d e r study. T h i s r e l a t i o n s h i p is o n e o f the g r e a t silences in the m i d s t o f e t h n o g r a p h i c d e s c r i p t i o n itself. It is the silence that s h a p e s t h e tra d i t i o n a l e t h n o g r a p h i c project o f t r y i n g to d e s c r i b e the c u l t u r e as it was before Western intervention. I h a v e b e e n m a k i n g a loose g e n e r a t i o n a l a r g u m e n t in this essay, a n d p r o p o s e to e n d u p with o n e final e x a m p l e f r o m a y e t m o r e r e c e n t g e n e r a t i o n o f e t h n o g r a p h e r s . M a r j o r i e Shostak's Nisa: The Life and Words of a !Kung Woman ( 1 9 8 1 ) is w i d e l y r e g a r d e d as o n e o f the m o r e successful r e c e n t e x p e r i m e n t s in r e h u m a n i z i n g e t h n o g r a p h i c w r i t i n g . T h e arrival t r o p e is only o n e o f m a n y c o n v e n t i o n s o f e t h n o g r a p h i c w r i t i n g t h a t g e t r e m o l d e d i n h e r text. T h e i n t r o d u c t i o n to Nisa c o n tains t w o v e r s i o n s o f the c o n v e n t i o n a l arrival s c e n e . H e r e is the first:
Fieldwork in C o m m o n Places
43
Walking into a traditional !Kung village, a visitor would be struck by how frag ile it s e e m e d beneath the expanse of sky and how unobtrusively it stood amid the tall grass and sparse tree growth of the surrounding bush. . . . A visitor w h o arrived in the middle of the cold season—June and J u l y — a n d just at sunrise would see m o u n d s o f blankets and animal skins in front o f the huts, covering people still asleep beside their fires. T h o s e w h o had already awak e n e d would be stoking the coals, rebuilding the fire, and warming themselves in the chilly m o r n i n g air. . . . A visitor on another morning, in the hot, dry months o f October and November, would find people moving about, even at dawn, u p early to d o a few hours o f gathering or hunting before the midday heat would force them to rest in the thickest shade. (Shostak 1 9 8 1 : 7—8) A s in F i r t h , this h y p o t h e t i c a l arrival is at d a w n — n e w day, n e w p l a c e . A n d , in a slightly d i f f e r e n t way, it presents an e t h n o g r a p h i c u t o p i a : h e r e is a t r a d i t i o n a l society d o i n g its traditional thing, o b l i v i o u s to t h e a l i e n o b s e r v i n g p r e s e n c e . U n l i k e the o t h e r arrival s c e n e s c o n s i d e r e d a b o v e , this o n e is h y p o t h e t i c a l a n d n o r m a l i z e d . It r e p r e s e n t s w h a t "a visitor (not a n a n t h r o p o l o g i s t ) w o u l d e x p e r i e n c e if. . . ." T h e status o f this fantasy is m a d e a p p a r e n t s e v e r a l p a g e s later w h e n S h o s t a k r e c o u n t s at g r e a t l e n g t h h e r o w n arrival e x p e r i e n c e , the. n i g h t s h e meets Nisa: By the time we arrived at Gausha, from Goshi, where we had our main camp, it had l o n g since been dark. We drove the Land Rover past o n e !Kung village and stopped at a deserted village site farther down the road. T h e full m o o n , high in the sky, appeared small and gave off a cold light. . . . Kxoma a n d T u m a , two ! K u n g m e n traveling with us, suggested we make our camp at this site where Richard Lee and Nancy Howell, other anthropologists, had set their camp four years earlier. Living where someone had lived before was right, they said: it connected you to the past. T h e slender stick shell of Richard and Nancy's hut was still there. It stood out in the moonlight, a bizarre skeleton set apart from the surrounding bush . . . a traditional !Kung frame. T h e grass had l o n g since been taken and used in Nisa's village. As it stood, the hut offered n o protection from the weather, nor any privacy. (Shostak 1 9 8 1 : 23) To b e g i n w i t h , this is a n o c t u r n a l arrival, relatively r a r e in b o t h travel w r i t i n g a n d e t h n o g r a p h y . For the a n t h r o p o l o g i s t s , this is the l a n d o f the d e a d — t h e m o o n is small a n d c o l d , a n d i n e x p l i c a b l y t h e y take t h e m s e l v e s past the village o f the living, to a d e s e r t e d o n e , a n d set t h e m s e l v e s u p in t h e s k e l e t o n o f a hut. Shostak's o w n s y m b o l i s m c o n trasts s h a r p l y w i t h the !Kung's u n d e r s t a n d i n g o f w h a t they are d o i n g . For t h e m , t h e link w i t h the past is a h a v e n , a c o m f o r t . S h o s t a k a n d h e r c o m p a n i o n a r e h a u n t e d by the g h o s t s o f their a n t h r o p o l o g i c a l predecessors. T h e r e is n o s p o n t a n e o u s native w e l c o m e in Shostak's a c c o u n t , b u t
44
MARY L O U I S E P R A T T
u n l i k e b o t h Firth a n d E v a n s - P r i t c h a r d , these a n t h r o p o l o g i s t s d o n o t w a n t o r n e e d o n e : "It w a s t o o late f o r visiting. T h e y k n e w u s b y t h e n ; w e w o u l d still b e t h e r e i n t h e m o r n i n g . " T h e y u n p a c k b y t h e m s e l v e s ("I t h o u g h t o f t h e t i m e N a n c y h a d f o u n d a p u f f a d d e r in h e r s l e e p i n g b a g " ) . W h a t is b i t i n g t h e dust h e r e , o f c o u r s e , is e v e n t h e p r e t e n s e o r fantasy o f a first e n c o u n t e r . Far f r o m b e i n g the first E u r o p e a n o n t h e s c e n e , S h o s t a k is e v e n a l o n g w a y f r o m b e i n g t h e first a n t h r o p o l o g i s t . A n d this p o i n t gets w o e f u l l y d r a m a t i z e d w h e n t h e i n d i g e n o u s w e l c o m e r s , t h e m s e l v e s u n w e l c o m e , b e l a t e d l y a p p e a r after t h e l u g g a g e w o r k is d o n e a n d t h e p a r t y is r e a d y f o r b e d : " N i s a w o r e a n o l d b l a n k e t l o o s e l y d r a p e d o v e r t h e r e m n a n t s o f a f a d e d , f l o w e r - p r i n t d r e s s , sizes t o o b i g . B o w a s w e a r i n g a p a i r o f shorts, e v e n the p a t c h e s o f w h i c h w e r e w o r n t h r o u g h in places." T h e r e they a r e , i n E u r o p e a n c l o t h e s t h e y h a v e o b v i o u s l y b e e n w e a r i n g f o r a l o n g time. A n d instead o f a s o n g o f w e l c o m e to S h o s t a k a n d h e r p a r t n e r , w h a t N i s a sings is a p r a i s e s o n g f o r their p r e d e c e s s o r s . " R i c h a r d a n d N a n c y ! I really l i k e d t h e m ! T h e y l i k e d u s t o o — t h e y g a v e us beautiful p r e s e n t s a n d t o o k u s e v e r y w h e r e with them. B o and I w o r k e d hard for them. . . . O h h o w I wish t h e y w e r e h e r e ! " It is a n awful s c e n e , a real r e t u r n o f t h e r e p r e s s e d . T h e s e o t h e r s a r e fallen, c o r r u p t e d n o t o n l y as n o n - E u r o p e a n s , b u t specifically as e t h n o g r a p h i c i n f o r m a n t s . B o a n d Nisa arrive p r a i s i n g t h e guilty rela t i o n s h i p o f e x c h a n g e b a s e d o n W e s t e r n c o m m o d i t i e s , t h e p o i n t at w h i c h t h e a n t h r o p o l o g i s t p r e s e r v e r - o f - t h e - c u l t u r e is the i n t e r v e n t i o n ist c o r r u p t e r - o f - t h e - c u l t u r e . It is t h e naive i n f o r m a n t t u r n e d h u s t l e r . I n s h o r t , this arrival scene c o n t e m p l a t e s , reluctantly a n d in t h e d a r k o f n i g h t , t h e a f t e r m a t h o f t h e e t h n o g r a p h i c e p i s o d e : the i n d i g e n o u s p e o p l e w h o , specifically t h r o u g h t h e e t h n o g r a p h i c contact, h a v e ac q u i r e d a v e s t e d interest in w e s t e r n i z a t i o n a n d a c o n c r e t e d a y - t o - d a y link w i t h t h e l a r g e r structures o f e x p l o i t a t i o n . It is like a b a d d r e a m , a n d Shostak's r e a c t i o n , as s h e describes it, is to try to p r e t e n d it is n o t h a p p e n i n g a n d wait f o r a m o r e s t a n d a r d arrival scene in t h e m o r n i n g , c o m p l e t e w i t h t h e ritual e x c h a n g e o f g o o d s : " T h a t w a s w h e n w e w o u l d g i v e [tobacco] to t h e rest o f t h e ! K u n g with w h o m w e p l a n n e d to w o r k " (Shostak 1 9 8 1 : 25). A f t e r l o n g resistance, S h o s t a k ultimately capitulates to this d e g r a d e d a n t h r o p o l o g i c a l w o r l d , consents to b e h u s t l e d / s e d u c e d b y N i s a , a n d t h e n a n d o n l y t h e n finds a fieldwork r e l a t i o n s h i p t h a t is i n fact e n o r m o u s l y p r o d u c t i v e f o r e t h n o g r a p h i c p u r p o s e s . F o r N i s a is a d v e r t i s i n g a g e n u i n e talent f o r story telling a n d f o r r e f l e c t i n g o n h e r own culture and experience. O u t o f that e n c o u n t e r , S h o s t a k p r o d u c e s a t e x t that, i n a w a y v e r y d i f f e r e n t f r o m M a l i n o w s k i a n d Firth, a g a i n seeks to r e c o g n i z e t h e a u -
Fieldwork in C o m m o n Places
45
t h o r i t y o f p e r s o n a l n a r r a t i v e w i t h i n the e t h n o g r a p h i c d e s c r i p t i o n . Shostak's o w n story is c o n c e n t r a t e d at t h e b e g i n n i n g a n d e n d o f t h e b o o k . I n b e t w e e n , Nisa's n a r r a t i v e p r e d o m i n a t e s , e d i t e d into a life story b y S h o s t a k , w h o i n t r o d u c e s e a c h section with a f e w p a g e s o f eth n o g r a p h i c g e n e r a l i z i n g a n d c o m m e n t a r y . S o this b o o k tries to m e d i a t e t h e c o n t r a d i c t i o n b e t w e e n objectifying e t h n o g r a p h i c r e p r e s e n t a t i o n , in w h i c h all natives a r e e q u i v a l e n t a n d e q u a l , a n d t h e subjective e x p e r i e n c e o f fieldwork, i n w h i c h all i n f o r m a n t s a r e n o t e q u i v a l e n t o r e q u a l . W h a t is s o u g h t h e r e as a n alternative is not, h o w e v e r , a total ity o r a synthesis a n c h o r e d in the m u l t i f a c e t e d subjectivity o f t h e fieldworker/traveler/scientist, b u t s o m e t h i n g less unified a n d m o r e polyphonous. 3
A Utopian e l e m e n t persists, h o w e v e r , f o r the p o l y p h o n y S h o s t a k c r e a t e s is s t r i k i n g l y h a r m o n i o u s . O n e finds little e v i d e n c e o f s t r u g g l e a m o n g t h e v a r i o u s voices, d e s p i t e Shostak's a w a r e n e s s o f t h e intoler a b l e c o n t r a d i c t o r i n e s s o f h e r position. C u r r e n t W e s t e r n c o n c e p t i o n s o f f e m a l e solidarity a n d intimacy s e e m to b e part o f w h a t p r o d u c e s this c r o s s - c u l t u r a l h a r m o n y : s h e a n d N i s a a r e b o u n d t o g e t h e r in w a y s t h a t p e r h a p s t r a n s c e n d c u l t u r e . It is to Shostak's c r e d i t that t h e last lines o f t h e b o o k c h a l l e n g e that h a r m o n y . Nisa's final w o r d s in t h e t e x t a r e : " M y n i e c e . . . m y n i e c e . . . y o u a r e s o m e o n e w h o truly t h i n k s a b o u t m e . " Shostak's a r e : "I will always think o f h e r a n d I h o p e s h e will t h i n k o f m e , as a distant sister." E a c h assigns the o t h e r a d i f f e r e n t h o n orary kinship. I n t h e d a r k n e s s that s h r o u d s Shostak's arrival s c e n e , W e s t e r n r e a d e r s will r e c o g n i z e t h e s y m b o l i s m o f guilt. I n p a r t t h e r e is g u i l t l i n k e d to t h e particularities o f Shostak's situation as t h e last in a series o f a n t h r o p o l o g i s t s w o r k i n g a m o n g the ! K u n g . A n d i n p a r t it is g u i l t t h a t c o m e s d o w n t o h e r f r o m m u c h f a r t h e r in the past. F o r as w i t h t h e o t h e r e x a m p l e s I h a v e discussed, Shostak's text, a n d those o f h e r fel low p a r t i c i p a n t s i n the H a r v a r d K a l a h a r i Project, displays direct c o n t i nuities w i t h a l o n g tradition o f w r i t i n g a b o u t the ! K u n g — t h r e e c e n turies o f it i n fact. It is a n o n p r o f e s s i o n a l "lay" tradition f r o m w h i c h the H a r v a r d a n t h r o p o l o g i s t s e n e r g e t i c a l l y dissociate t h e m s e l v e s (most explicitly b y r e p l a c i n g t h e earlier E u r o p e a n n a m e f o r the g r o u p , t h e B u s h m e n ) . W h a t that tradition d o c u m e n t s is a l o n g a n d v i o l e n t his tory o f persecution, enslavement, and extermination. T h e c o n t e m p o r a r y ! K u n g a r e t h e s u r v i v o r s o f that history; t h e c o n t e m p o r a r y a n t h r o p o l o g i s t s t h e heirs to its guilt. A f e w details will clarify this p o i n t .
3. See also James Clifford's review of Nisa in The Times Literary Supplement (Lon don), September 17, 1982,994—95.
46
MARY L O U I S E P R A T T
It is at t h e e n d o f the e i g h t e e n t h c e n t u r y that the B u s h m e n start t u r n i n g u p in E u r o p e a n a c c o u n t s as objects o f (a) e t h n o g r a p h i c inter est a n d (b) p a t h o s a n d guilt. N o t surprisingly, this was also the p o i n t at w h i c h the B u s h m e n d e h n i t i v e l y lost their s t r u g g l e against E u r o p e a n e n c r o a c h m e n t o n t h e i r l a n d a n d lifeways. For the p r e v i o u s c e n t u r y , t h e y h a d e x i s t e d in E u r o p e a n writings as h o r d e s o f wild, b l o o d t h i r s t y m a r a u d e r s fiercely resisting the a d v a n c i n g colonists, r a i d i n g t h e i r f a r m s at n i g h t , t u r n i n g loose o r stealing cattle, a n d s o m e t i m e s m u r d e r i n g colonists o r l a b o r e r s . G i v e n a free h a n d by colonial authorities, t h e settlers e m b a r k e d o n a w a r o f e x t e r m i n a t i o n . C o m m a n d o s d e s c e n d e d o n B u s h m a n kraals, often at night, killing m e n a n d e i t h e r killing o r e n s l a v i n g w o m e n a n d c h i l d r e n . G r a d u a l l y the settlers w o n this w a r , so that by the 1790s "the B u s h m e n w e r e still n u m e r o u s a l o n g t h e i n t e r i o r m o u n t a i n r a n g e , b u t in o t h e r parts o f the c o l o n y t h e r e w e r e h a r d l v a n y left" ( T h e a l 1 8 9 7 : 1 , 1 9 8 - 2 0 1 ) . ' 1
It is at this p o i n t that the discourse o n the B u s h m e n c h a n g e s . L a t e e i g h t e e n t h - c e n t u r y travelers, like the S w e d e A n d e r s S p a r r m a n (Voy age to the Cape of Good Hope 1 7 8 5 ) a n d E n g l i s h m a n J o h n B a r r o w (Travels in the Interior of Southern Africa 1 8 0 1 ) , v o c i f e r o u s l y d e p l o r e the brutality o f the colonists a n d the injustice o f the e x t e r m i n a t i o n c a m p a i g n . T h e s a m e writers construct a n e w e t h n o g r a p h i c p o r t r a i t o f t h e B u s h m e n . N o l o n g e r s e e n as militant w a r r i o r s o r b l o o d t h i r s t y m a r a u d e r s , they a c q u i r e the characteristics that the p o w e r f u l c o m m o n l y h n d in t h o s e they h a v e s u b j u g a t e d : m e e k n e s s , i n n o c e n c e , passivity, in d o l e n c e c o u p l e d w i t h physical s t r e n g t h a n d stamina, c h e e r f u l n e s s , ab s e n c e o f g r e e d o r i n d e e d desires o f any k i n d , internal e g a l i t a r i a n i s m , a p e n c h a n t for l i v i n g in the present, inability to take initiatives o n t h e i r o w n b e h a l f . T h u s S p a r r m a n describes the B u s h m e n as " f r e e f r o m m a n y w a n t s a n d desires, that t o r m e n t the rest o f m a n k i n d , " " d e testing all m a n n e r o f l a b o u r , " yet easily i n d u c e d into slavery by a little m e a t a n d t o b a c c o ( S p a r r m a n 1 9 7 5 : 1 9 8 — 201). B a r r o w finds t h e y a r e " m i l d a n d m a n a g e a b l e in the h i g h e s t d e g r e e , a n d by g e n t l e u s a g e m a y b e m o u l d e d into any s h a p e . " "In his disposition," says B a r r o w , "[the B u s h m a n ] is lively a n d c h e e r f u l ; in his p e r s o n active. His talents are far a b o v e m e d i o c r i t y . " T h e i r constitutions are " m u c h s t r o n g e r a n d t h e i r lives o f l o n g e r d u r a t i o n , t h a n those o f the H o t t e n t o t s " ; " u n i v e r sal e q u a l i t y prevails in his h o r d e . . . they take n o t h o u g h t for t h e m o r r o w . T h e y h a v e n o sort o f m a n a g e m e n t o r e c o n o m y with r e g a r d to p r o v i s i o n s " ( B a r r o w 1 8 0 1 : 287). P r e s e n t e d as objectified e t h n o g r a p h i c d e s c r i p t i o n o f the (eternal) 4'. My remarks here on the history of Bushman-European contact are based mainly on Theal's History of South Africa (1892—1919).
Fieldwork in C o m m o n Places
47
B u s h m a n a n d his (natural) disposition, this is a p o r t r a i t o f a c o n q u e r e d p e o p l e , s i m u l t a n e o u s l y a c k n o w l e d g i n g the i n n o c e n c e a n d pa thos o f t h e i r c o n d i t i o n , e v a l u a t i n g their potential as a l a b o r p o o l , a n d l e g i t i m a t i n g t h e i r d o m i n a t i o n o n the g r o u n d s that they d o n o t k n o w h o w to m a n a g e t h e m s e l v e s . C a u g h t between celebrating and deploring, historicizing a n d natu r a l i z i n g the B u s h m e n ' s c o n d i t i o n , B a r r o w e x p r e s s e s the g u i l t a n d a n g u i s h o f his p o s i t i o n in a n o c t u r n a l arrival scene that has n u m e r o u s p o i n t s in c o m m o n w i t h Shostak's, despite b e i n g written 180 y e a r s ear lier. In B a r r o w ' s a c c o u n t , too, the all-important p e r s o n a l c o n t a c t w i t h t h e o t h e r is a c h i e v e d only t h r o u g h a k i n d o f d e s c e n t into hell. T h o u g h his m o t i v e s are entirely b e n e v o l e n t , the only way B a r r o w c a n m a k e c o n t a c t w i t h the t e r r i h e d B u s h m e n is by h i r i n g a g r o u p o f B o e r f a r m ers to h e l p h i m a m b u s h a g r o u p at n i g h t . A s with Shostak, the result is a n i g h t m a r e o f c o n t r a d i c t i o n , o n e o f the few e p i s o d e s o f p e r s o n a l n a r r a t i v e in B a r r o w ' s b o o k . B a r r o w describes the r a i d i n g party d e s c e n d i n g f r o m the hillsides d o w n o n t o the s l e e p i n g c a m p : " O u r ears w e r e s t u n n e d with a h o r r i d s c r e a m like the w a r - h o o p o f s a v a g e s ; the shriek i n g o f w o m e n a n d the cries o f c h i l d r e n p r o c e e d e d f r o m e v e r y s i d e " ( B a r r o w 1 8 0 1 : 2 7 2 ) . D e s p i t e B a r r o w ' s instructions, his B o e r g u i d e s b e g i n s h o o t i n g d o w n the fleeing p e o p l e ; B a r r o w ' s protests a r e i g n o r e d . ' " G o o d G o d ! ' [the B o e r f a r m e r ] e x c l a i m e d , ' H a v e y o u n o t s e e n a s h o w e r o f a r r o w s falling a m o n g us?' I certainly h a d s e e n nei t h e r a r r o w s o r p e o p l e , b u t h a d h e a r d e n o u g h to p i e r c e t h e h a r d e s t h e a r t " (272). L a t e r B a r r o w r e m a r k s in s h a m e that " n o t h i n g c o u l d b e m o r e u n w a r r a n t a b l e . . . t h a n the attack m a d e by o u r party u p o n t h e kraal" (291). T h i s s c e n e t h a t d i s r u p t s B a r r o w ' s h i g h l y i m p e r s o n a l a c c o u n t is an e x p l i c i t r e v e r s a l n o t o n l y o f the Utopian arrival scene a la B o u g a i n v i l l e , b u t also o f t h e traditional i m a g e o f the B u s h m a n h o r d e d e s c e n d i n g o n E u r o p e a n r a n c h e s . Its s y m b o l i s m a n d position in B a r r o w ' s t e x t a r e similar to t h o s e in Shostak's, a n d the two share the s a m e d i s c u r s i v e his tory. (Interestingly, Shostak's p r e d e c e s s o r a n d c o l l e a g u e R i c h a r d L e e also uses a n o c t u r n a l arrival scene to i n t r o d u c e his third visit to t h e !Kung [ L e e i g 7 9 : x v i i ] . ) B u t it is n o t o n l y arrival scenes that c o n t e m p o r a r y a n t h r o p o l o g i s t s s h a r e with e a r l i e r writers o n the B u s h m e n . T h e i r e t h n o g r a p h i c d e scriptions l i k e w i s e r e p r o d u c e the discursive legacy, e v e n as t h e y o p e n l y r e p u d i a t e it. O n e is struck b y the e x t e n t to w h i c h t w e n t i e t h c e n t u r y a n t h r o p o l o g i c a l a n d j o u r n a l i s t i c writers h a v e c o n t i n u e d to c e l e b r a t e a n d n a t u r a l i z e in the B u s h m e n m a n y o f the s a m e c h a r a c t e r istics s i n g l e d o u t by B a r r o w , S p a r r m a n , a n d the rest. C h e e r f u l n e s s , h u m o r , e g a l i t a r i a n i s m , n o n v i o l e n c e , disinterest in material g o o d s ,
48
MARY LOUISE P R A T T
l o n g e v i t y , a n d s t a m i n a a r e all u n d e r s c o r e d with a d m i r a t i o n a n d affec tion in b o t h j o u r n a l i s t i c writings like those o f L a u r e n s v a n d e r Post (The Lost World of the Kalahari 1958) a n d e t h n o g r a p h i c w o r k f r o m E l i z a b e t h M a r s h a l l T h o m a s ' s The Harmless People ( 1 9 5 9 ) to the w r i t e r s o f t h e H a r v a r d K a l a h a r i Project ( 1 9 6 3 — 70). W h a t t u r n s u p t h r o u g h o u t this l i t e r a t u r e is the s a m e b l a z i n g c o n t r a d i c t i o n b e t w e e n a ten d e n c y o n t h e o n e h a n d to historicize the !Kung as s u r v i v o r - v i c t i m s o f E u r o p e a n i m p e r i a l i s m , a n d a t e n d e n c y o n the o t h e r to n a t u r a l i z e a n d objectify t h e m as p r i m a l b e i n g s virtually u n t o u c h e d by history. (In b o t h cases, t h e y s t a n d d o o m e d to extinction.) D e t a i l e d discussion o f the e x t e n s i v e c o n t e m p o r a r y literature o n the !Kung/Bushmen is i m possible h e r e , b u t Shostak's o w n text c a n e x e m p l i f y the a m b i v a l e n c e I a m talking about. B y i n t r o d u c i n g Nisa to us clad in a dress a n d selling h e r talents o n the a n t h r o p o l o g i c a l free m a r k e t , Shostak r e p u d i a t e s the i m a g e o f t h e p u r e p r i m i t i v e so often associated with the ! K u n g . Y e t it is u l t i m a t e l y t h a t i m a g e o f the p r i m i t i v e that motivates Shostak's inquiry. For h e r , as for t h e H a r v a r d K a l a h a r i g r o u p as a w h o l e , the !Kung are o f interest as e v i d e n c e c o n c e r n i n g o u r h u m a n a n d p r e h u m a n ancestors. S h o s t a k h o p e s !Kung w o m e n will b e able to "clarify s o m e o f the issues raised by t h e A m e r i c a n w o m e n ' s m o v e m e n t , " especially b e c a u s e , she says, their culture, unlike ours, was not being continuously disrupted by social a n d political factions telling them first that w o m e n were o n e way, then another. A l t h o u g h the !Kung were experiencing cultural change, it was still quite re cent a n d subtle and had thus far left their traditional value system mostly in tact. A study revealing what !Kung women's lives were like today might reflect what their lives had been like for generations, possibly even for thousands of years. (Shostak 1 9 8 1 : 6 ) " R e c e n t " a n d "subtle" are n o t the adjectives that c o m e to m i n d w h e n o n e p o n d e r s t h e g r i m history o f the B u s h m a n c o n q u e s t . T h i s is a his tory o f w h i c h S h o s t a k a n d h e r c o l l e a g u e s s e e m at times d e e p l y a w a r e , at t i m e s totally o b l i v i o u s . R e p e a t e d l y , R i c h a r d L e e a n d o t h e r s w a r n that the !Kung a r e n o t to be treated as " l i v i n g fossils" o r " m i s s i n g l i n k s " ( L e e i 9 7 g : x v i i ) , that their colonial past a n d c h a n g i n g p r e s e n t m u s t b e g i v e n full r e c o g n i t i o n to avoid d e h u m a n i z a t i o n a n d dis t o r t i o n . Y e t the i n q u i r y the g r o u p p r o p o s e s is explicitly a n e v o l u t i o n ary o n e (initiated b y primatologists) in w h i c h the ! K u n g are i m p o r tant as " e v i d e n c e w h i c h will h e l p in u n d e r s t a n d i n g h u m a n h i s t o r y " (S. W a s h b u r n in L e e a n d D e v o r e 1 9 7 6 : xv) as e x a m p l e s o f a n e c o l o g i cal a d a p t a t i o n "that was until ten t h o u s a n d years a g o , a h u m a n u n i v e r s a l " ( L e e 1 9 7 9 : i ) . F o c u s i n g heavily o n physical a n d b i o l o g i c a l is sues like diet, p h y s i o l o g y , u s e o f time, settlement patterns, s p a c i n g o f
Fieldwork in C o m m o n Places
49
births, u s e o f f o o d r e s o u r c e s , disease, a g i n g , a n d so o n , this l i t e r a t u r e n a t u r a l i z e s c u r r e n t !Kung lifeways with a v e n g e a n c e . T h e r e s e a r c h e r s ' s i n c e r e d e s i r e to b e sensitive to the !Kung's situation in p r e s e n t histori cal c i r c u m s t a n c e s is simply i n c o m p a t i b l e with their p r o j e c t o f v i e w i n g t h e !Kung as a c o m p l e x a d a p t a t i o n to the e c o l o g y o f the K a l a h a r i d e s ert, a n d a n e x a m p l e o f h o w o u r ancestors lived. T h e use o f p r i m a r i l y q u a n t i t a t i v e m e t h o d s ( p r o d u c i n g tables like " A v e r a g e n u m b e r o f c h i l d c a r i n g acts b y a subject p e r child p e r h o u r o f o b s e r v a t i o n " [P. D r a p e r in L e e a n d D e v o r e 1 9 7 6 : 214]) intensifies the reification. A n o u t s i d e r , o n r e a d i n g the history o f E u r o p e a n c o n t a c t w i t h t h e !Kung/Bushmen, inevitably questions this i m a g e o f t h e m as r e p r e s e n tatives o f h u n t i n g - g a t h e r i n g life as it w a s lived 10,000 y e a r s a g o . Is it n o t w o r t h e v e n a s k i n g the q u e s t i o n w h e t h e r 300 y e a r s o f w a r f a r e a n d p e r s e c u t i o n at the h a n d s o f white settlers (to say n o t h i n g o f t h e c o m petition with i n d i g e n o u s pastoralists) h a v e h a d an i m p a c t o n the lifew a y s , t h e c o n s c i o u s n e s s , the social o r g a n i z a t i o n , e v e n the p h y s i o l o g y o f the g r o u p u n d e r g o i n g these traumas? D i d the l o n g - t e r m p r a c t i c e o f massacring m e n and enslaving w o m e n have no impact o n "what w o m e n ' s lives w e r e like" o r h o w w o m e n saw t h e m s e l v e s ? W h a t p i c t u r e o f t h e !Kung w o u l d o n e d r a w if instead o f d e f i n i n g t h e m as s u r v i v o r s o f t h e s t o n e a g e a n d a delicate a n d c o m p l e x a d a p t a t i o n to t h e K a l a h a r i d e s e r t , o n e l o o k e d at t h e m as s u r v i v o r s o f capitalist e x p a n s i o n , a n d a d e l i c a t e a n d c o m p l e x a d a p t a t i o n to t h r e e c e n t u r i e s o f v i o l e n c e a n d i n t i m i d a t i o n ? T h e r e a r e times w h e n s u c h a p e r s p e c t i v e d o e s s e e m to b e i m p l i e d , ever-so-indirectly, as in Shostak's c h a r a c t e r i z a t i o n o f a !Kung v i l l a g e as l o o k i n g " f r a g i l e " a n d " u n o b t r u s i v e " (see q u o t a t i o n o n p. 4 3 a b o v e ) . T o m a k e sense o f the conflicting c o n c e r n s o f the H a r v a r d g r o u p , o n e m u s t locate t h e m o n the o n e h a n d in the c o n t e x t o f the A m e r i c a n c o u n t e r c u l t u r e o f t h e 1960s, m a n y o f w h o s e social ideals s e e m t o real ize t h e m s e l v e s in t h e !Kung, and on the o t h e r h a n d , in the c o n t e x t o f the e x p a n s i o n o f the b i o l o g i c a l , " h a r d s c i e n c e " sector o f a n t h r o p o l o g y that has m a d e H a r v a r d the c e n t e r for s o c i o b i o l o g y in the 1980s. A t the s a m e time, o n e m u s t also r e c o g n i z e their continuities with t h e dis c u r s i v e h i s t o r y c o m i n g d o w n f r o m S p a r r m a n , B a r r o w , a n d the rest, a d i s c u r s i v e h i s t o r y they s o m e t i m e s wish to "kill by science." A s I h a v e b e e n a r g u i n g t h r o u g h o u t this p a p e r , a n t h r o p o l o g i s t s stand to g a i n f r o m l o o k i n g at t h e m s e l v e s as w r i t i n g inside as well as o u t s i d e t h e d i s c u r s i v e traditions that p r e c e d e t h e m ; inside as well as o u t s i d e the histories o f contact o n w h i c h they follow. S u c h a p e r s p e c tive is p a r t i c u l a r l y v a l u a b l e for p e o p l e w h o w o u l d like to c h a n g e o r e n r i c h the d i s c u r s i v e r e p e r t o i r e o f e t h n o g r a p h i c w r i t i n g — e s p e c i a l l y that " i m p o s s i b l e a t t e m p t to fuse objective a n d subjective p r a c t i c e s . "
5o
MARY L O U I S E P R A T T
S u r e l y a first step t o w a r d s u c h c h a n g e is to r e c o g n i z e that one's t r o p e s a r e n e i t h e r n a t u r a l n o r , in m a n y cases, native to the discipline. T h e n it b e c o m e s possible, if o n e wishes, to liberate o n e s e l f f r o m t h e m , n o t b y d o i n g away w i t h t r o p e s (which is n o t possible) b u t by a p p r o p r i a t i n g a n d i n v e n t i n g n e w o n e s (which is).
VINCENT
CRAPANZANO
Hermes' Dilemma: T h e Masking of Subversion in Ethnographic Description
" A l l translation," Walter B e n j a m i n ( 1 9 6 9 : 75) w r o t e , "is o n l y a s o m e w h a t p r o v i s i o n a l way o f c o m i n g to t e r m s with the f o r e i g n n e s s o f l a n g u a g e s . " L i k e translation, e t h n o g r a p h y is also a s o m e w h a t p r o v i sional w a y o f c o m i n g to t e r m s with the f o r e i g n n e s s o f l a n g u a g e s — o f c u l t u r e s a n d societies. T h e e t h n o g r a p h e r d o e s not, h o w e v e r , translate texts the way t h e translator d o e s . H e m u s t first p r o d u c e t h e m . T e x t m e t a p h o r s f o r c u l t u r e a n d society n o t w i t h s t a n d i n g , the e t h n o g r a p h e r has n o p r i m a r y a n d i n d e p e n d e n t text that can b e r e a d a n d translated by o t h e r s . N o t e x t survives h i m o t h e r t h a n his o w n . D e s p i t e its fre q u e n t ahistorical—its s y n c h r o n i c — p r e t e n s e , e t h n o g r a p h y is histori cally d e t e r m i n e d by the m o m e n t o f the e t h n o g r a p h e r ' s e n c o u n t e r with w h o m e v e r h e is s t u d y i n g . T h e e t h n o g r a p h e r is a little like H e r m e s : a m e s s e n g e r w h o , g i v e n m e t h o d o l o g i e s f o r u n c o v e r i n g the m a s k e d , the latent, the u n c o n scious, m a y e v e n o b t a i n his m e s s a g e t h r o u g h stealth. H e p r e s e n t s lan g u a g e s , c u l t u r e s , a n d societies in all their opacity, their f o r e i g n n e s s , their m e a n i n g l e s s n e s s ; t h e n like the m a g i c i a n , the h e r m e n e u t , H e r m e s himself, h e clarifies the o p a q u e , r e n d e r s the f o r e i g n familiar, a n d gives m e a n i n g to t h e m e a n i n g l e s s . H e d e c o d e s the m e s s a g e . H e interprets. T h e e t h n o g r a p h e r c o n v e n t i o n a l l y a c k n o w l e d g e s the p r o v i s i o n a l n a t u r e o f his i n t e r p r e t a t i o n s . Y e t he assumes a final i n t e r p r e t a t i o n — a definitive r e a d i n g . "I h a v e finally c r a c k e d the K a r i e r a section s y s t e m , " we h e a r h i m say. "I finally g o t to the r o o t o f all their fuss a b o u t t h e mudyi tree." H e resents the literary critic's assertion that t h e r e is n e v e r a final r e a d i n g . H e simply has n o t g o t to it yet. The e t h n o g r a p h e r d o e s n o t r e c o g n i z e the p r o v i s i o n a l n a t u r e o f his p r e s e n t a t i o n s . T h e y are definitive. H e d o e s n o t a c c e p t as a p a r a d o x that his " p r o v i s i o n a l interpretations" s u p p o r t his "definitive
52
VINCENT CRAPANZANO
p r e s e n t a t i o n s . " (It is p e r h a p s for this r e a s o n that h e insists o n a final r e a d i n g . ) E m b e d d e d in i n t e r p r e t a t i o n , his p r e s e n t a t i o n s limit rei n t e r p r e t a t i o n . E t h n o g r a p h y closes in o n itself. It is e v e n possible t h a t t h e m o r e g e n e r a l t h e o r i e s the e t h n o l o g i s t g e n e r a t e s f r o m e t h n o g r a p h y a r e o n l y r e f r a c t i o n s , d i s t o r t e d repetitions in a n o t h e r register, o f the p r o v i s i o n a l i n t e r p r e t a t i o n s that s u p p o r t the p r e s e n t a t i o n o f data. T h e possibility m u s t b e e n t e r t a i n e d . H e r m e s was the tutelary g o d o f s p e e c h a n d w r i t i n g , a n d s p e e c h a n d w r i t i n g , w e k n o w , are t h e m s e l v e s interpretations. H e r m e s , e t y m o l o g i c a l l y " h e o f the stone h e a p , " w a s associated w i t h b o u n d a r y stones (Nilsson 1 9 4 9 ; B r o w n 1969). T h e h e r m , a h e a d a n d a p h a l l u s o n a pillar, later r e p l a c e d the stone h e a p . T h e e t h n o g r a p h e r , if I m a y c o n t i n u e m y conceit, also m a r k s a b o u n d a r y : his e t h n o g r a p h y d e c l a r e s the limits o f his a n d his r e a d e r s ' c u l t u r e . It also attests to h i s — a n d his c u l t u r e ' s — i n t e r p r e t i v e p o w e r . H e r m e s w a s a phallic g o d a n d a g o d o f fertility. I n t e r p r e t a t i o n has b e e n u n d e r s t o o d as a phallic, a p h a l l i c - a g g r e s s i v e , a c r u e l a n d violent, a d e s t r u c t i v e act, a n d as a fertile, a fertilizing, a fruitful, a n d a creative o n e . W e say a text, a c u l t u r e e v e n , is p r e g n a n t with m e a n i n g . D o the e t h n o g r a p h e r ' s p r e s e n t a t i o n s b e c o m e p r e g n a n t with m e a n i n g b e c a u s e o f his inter p r e t i v e , his phallic fertilizations? (I h a v e insisted h e r e o n u s i n g t h e m a s c u l i n e p r o n o u n to r e f e r to the e t h n o g r a p h e r , d e s p i t e his o r h e r s e x u a l identity, f o r I a m w r i t i n g o f a stance a n d n o t o f the p e r s o n . ) T h e e t h n o g r a p h e r is c a u g h t in a s e c o n d p a r a d o x . H e has to m a k e sense o f the f o r e i g n . L i k e Benjamin's translator, h e aims at a s o l u t i o n to the p r o b l e m o f f o r e i g n n e s s , a n d like the translator (a p o i n t m i s s e d b y B e n j a m i n ) h e m u s t also c o m m u n i c a t e the v e r y f o r e i g n n e s s t h a t his i n t e r p r e t a t i o n s (the translator's translations) d e n y , at least i n t h e i r c l a i m to universality. H e m u s t r e n d e r the f o r e i g n familiar a n d p r e s e r v e its v e r y f o r e i g n n e s s at o n e a n d the s a m e time. T h e t r a n s l a t o r a c c o m p l i s h e s this t h r o u g h style, the e t h n o g r a p h e r t h r o u g h the c o u p l i n g o f a p r e s e n t a t i o n that asserts the f o r e i g n a n d a n i n t e r p r e t a t i o n t h a t m a k e s it all familiar. H e r m e s w a s a trickster: a g o d o f c u n n i n g a n d tricks. T h e e t h n o g r a p h e r is n o trickster. H e , so h e says, has n o c u n n i n g a n d n o tricks. B u t h e s h a r e s a p r o b l e m with H e r m e s . He must make his message convincing. It treats o f the f o r e i g n , the s t r a n g e , the u n f a m i l i a r , t h e e x otic, t h e u n k n o w n — t h a t , in short, w h i c h c h a l l e n g e s belief. T h e e t h n o g r a p h e r m u s t m a k e use o f all the p e r s u a s i v e d e v i c e s at his d i s p o s a l to c o n v i n c e his r e a d e r s o f the t r u t h o f his m e s s a g e , but, as t h o u g h t h e s e r h e t o r i c a l s t r a t e g i e s w e r e c u n n i n g tricks, h e gives t h e m scant r e c o g n i t i o n . H i s texts a s s u m e a t r u t h that speaks for itself—a w h o l e t r u t h t h a t n e e d s n o r h e t o r i c a l s u p p o r t . His w o r d s are t r a n s p a r e n t . H e d o e s
H e r m e s ' Dilemma
53
not share H e r m e s ' confidence. W h e n H e r m e s took the post o f mes s e n g e r o f t h e g o d s , h e p r o m i s e d Z e u s n o t to lie. H e d i d n o t p r o m i s e to tell the w h o l e t r u t h . Z e u s u n d e r s t o o d . T h e e t h n o g r a p h e r has not. I n this p a p e r I shall p r e s e n t a r e a d i n g o f t h r e e e t h n o g r a p h i c texts, o n l y o n e o f w h i c h was w r i t t e n by a n a n t h r o p o l o g i s t , to l o o k at s o m e o f t h e ways t h e e t h n o g r a p h e r tries to m a k e his m e s s a g e c o n v i n c i n g . T h e y a r e G e o r g e Catlin's ( 1 8 4 1 ; 1867) a c c o u n t o f t h e M a n d a n In dians' O-Kee-Pa ceremony, Johann Wolfgang von Goethe's (1976a; 1982) d e s c r i p t i o n o f the R o m a n carnival in his Italienische Reise o f 1 7 8 9 , a n d C l i f f o r d G e e r t z ' s ( 1 9 7 3 ) study o f the B a l i n e s e c o c k f i g h t . T h e e v e n t s d e s c r i b e d in the t h r e e texts are e x p l o s i v e , t e a s i n g i f n o t the performers' then the authors' assumptions o f m e a n i n g and order. T h e a u t h o r s are c h a l l e n g e d , a n d all m a k e u s e o f m a n y d i f f e r e n t r h e torical strategies for c o n v i n c i n g the r e a d e r , a n d p r e s u m a b l y t h e m selves, o f t h e a c c u r a c y o f their d e s c r i p t i o n s (see M a r c u s 1980). F o r e m o s t a m o n g these strategies is the constitution o f t h e e t h n o g r a p h e r ' s a u t h o r i t y : his p r e s e n c e at the events d e s c r i b e d , his p e r c e p t u a l ability, his "disinterested" p e r s p e c t i v e , his objectivity, a n d his sincerity (see C l i f f o r d 1983a). In all t h r e e cases, the e t h n o g r a p h e r ' s p l a c e in his text is p u r e l y rhetorical. It is deictically, o r b e t t e r p e r h a p s , p s e u d o - d e i c t i c a l l y , c o n s t r u c t e d . It is impossible to fix his v a n t a g e p o i n t . His is a r o v i n g p e r s p e c t i v e , necessitated by his "totalistic" p r e s e n t a t i o n o f t h e e v e n t s h e is d e s c r i b i n g . His p r e s e n c e d o e s n o t alter the w a y t h i n g s h a p p e n o r , f o r that matter, the way t h e y are o b s e r v e d o r inter p r e t e d . H e a s s u m e s an invisibility that, u n l i k e H e r m e s , a g o d , h e c a n not, o f c o u r s e , h a v e . His "disinterest," his objectivity, his n e u t r a l i t y a r e in fact u n d e r c u t by his self-interest—his n e e d to constitute his a u t h o r ity, to establish a b o n d with his r e a d e r s , o r , m o r e accurately, his inter l o c u t o r s , a n d to c r e a t e a n a p p r o p r i a t e distance b e t w e e n h i m s e l f a n d the " f o r e i g n " e v e n t s h e witnesses. A s i d e f r o m t h e d e v i c e s the e t h n o g r a p h e r uses to constitute his au thority, h e uses o t h e r s to establish the validity o f his e t h n o g r a p h i c p r e sentations directly. I single o u t t h r e e o f these, w h i c h are u s e d to v a r i o u s e x t e n t s a n d w i t h variable success by C a t l i n , G o e t h e , a n d G e e r t z . In C a t l i n it is a h y p o t y p o s i s that p r e d o m i n a t e s . In G o e t h e it is an e x ternal ( n o n m e t a p h o r i c a l ) theatrical narrativity. G e e r t z d e p e n d s pri marily o n i n t e r p r e t i v e virtuosity. In all t h r e e cases, as w e shall see, t h e very figures the a u t h o r s use to c o n v i n c e their r e a d e r s — a n d t h e m s e l v e s — o f t h e i r d e s c r i p t i o n s in fact r e n d e r t h e m suspect, a n d in all t li i c e cases this f a i l u r e to c o n v i n c e is c o v e r e d b y a n institutionally le g i t i m a t e d c o n c e r n for " m e a n i n g . " Catlin a n d G o e t h e g i v e the c e r e m o n i e s I hey d e s c r i b e an allegorical (moral) significance. G e e r t z claims
54
VINCENT CRAPANZANO
a p h e n o m e n o l o g i c a l - h e r m e n e u t i c a l p e r s p e c t i v e o n m e a n i n g that is, at least rhetorically, insufficient. His essay b e c o m e s e x e m p l a r y , a n d the c o c k f i g h t itself takes o n n o t o n l y m e t a p h o r i c a l b u t m e t h o d o l o g i c a l sig nificance. T h e O - K e e - P a , the carnival, a n d the c o c k f i g h t all b e c o m e figures o f d i s o r d e r — o f arbitrary v i o l e n c e , u n r u l i n e s s , a n d m e a n i n g l e s s n e s s — i n a t r a n s c e n d i n g story in w h i c h precisely this d i s o r d e r , this v i o l e n c e , u n r u l i n e s s , a n d m e a n i n g l e s s n e s s are o v e r c o m e . T h e c e r e m o n i e s a r e s h o w n to h a v e , if n o t o r d e r a n d m e a n i n g , t h e n at least sig nificance. B u t , ironically, as figures that mask an initial r h e t o r i c a l sub v e r s i o n — a failure to c o n v i n c e — t h e descriptions a r e a g a i n s u b v e r t e d . T h e O - K e e - P a , the R o m a n carnival, a n d the B a l i n e s e c o c k f i g h t b e c o m e the " O - K e e - P a , " the " R o m a n carnival," a n d the " B a l i n e s e cockfight." " W i t h this v e r y h o n o u r a b l e d e g r e e w h i c h h a d j u s t b e e n c o n f e r r e d u p o n m e , I was s t a n d i n g in front o f t h e m e d i c i n e - l o d g e e a r l y in the m o r n i n g , w i t h m y c o m p a n i o n s by m y side, e n d e a v o u r i n g to g e t a p e e p , i f possible, into its sacred interior; w h e n the master of ceremonies, g u a r d i n g a n d c o n d u c t i n g its secrets, as I b e f o r e d e s c r i b e d , c a m e o u t o f t h e d o o r a n d t a k i n g m e with a firm professional affection by t h e a r m , l e d m e into this sanctum sanctorum, w h i c h was strictly g u a r d e d f r o m , e v e n a p e e p o r a g a z e f r o m the v u l g a r , by a vestibule o f e i g h t o r ten feet in l e n g t h , g u a r d e d with a d o u b l e screen o r d o o r , a n d t w o o r t h r e e d a r k a n d f r o w n i n g centinels with spears o r w a r clubs in their h a n d s . I g a v e t h e w i n k to m y c o m p a n i o n s as I was p a s s i n g in, a n d t h e p o t e n c y o f m y medicine was s u c h as to g a i n t h e m quiet admission, a n d all o f us w e r e c o m f o r t a b l y p l a c e d on e l e v a t e d seats, w h i c h o u r c o n d u c t o r s o o n p r e p a r e d f o r us." W i t h these w o r d s , G e o r g e C a t l i n ( 1 8 4 1 : 1 6 1 — 6 2 ) , the r o m a n t i c realist p a i n t e r o f t h e A m e r i c a n I n d i a n s , d e s c r i b e s his e n t r a n c e i n t o a m e d i c i n e l o d g e in w h i c h h e was to witness w h a t is surely o n e o f the m o s t s a n g u i n a r y rites in the annals o f e t h n o g r a p h y , the M a n d a n O K e e - P a — " a n o r d e a l o f p r i v a t i o n a n d t o r t u r e " in w h i c h y o u n g M a n d a n m e n , " e m a c i a t e d with fasting, a n d thirsting, a n d w a k i n g , f o r n e a r l y f o u r d a y s a n d nights," w e r e h u n g b y r a w h i d e passed t h r o u g h t h e s k e w e r e d flesh o f their s h o u l d e r s a n d breasts f r o m the l o d g e ' s r o o f until t h e y w e r e "lifeless." T h e O - K e e - P a was c e l e b r a t e d a n n u a l l y , ac c o r d i n g to C a t l i n , to c o m m e m o r a t e the s u b s i d i n g o f a g r e a t f l o o d that t h e M a n d a n b e l i e v e d o n c e c o v e r e d the w o r l d , to e n s u r e the c o m i n g o f the b u f f a l o , a n d to initiate the y o u n g m e n o f the tribe into m a n h o o d t h r o u g h an o r d e a l " w h i c h , while it is s u p p o s e d to h a r d e n t h e i r m u s c l e s a n d p r e p a r e t h e m for e x t r e m e e n d u r a n c e , enables the c h i e f s w h o are spectators to the s c e n e to d e c i d e u p o n their c o m p a r a t i v e b o d i l y
Hermes' Dilemma
55
s t r e n g t h a n d ability to e n d u r e the e x t r e m e privations a n d s u f f e r i n g s t h a t o f t e n fall to the lots o f I n d i a n w a r r i o r s " ( 1 8 4 1 : 1 5 7 ) . It w a s t h e s u m m e r o f 1 8 3 2 — s i x years b e f o r e the M a n d a n w e r e d e c i m a t e d by an e p i d e m i c o f s m a l l p o x . Catlin h a d s p e n t s e v e r a l w e e k s w i t h t h e m . H e f o u n d that "they are a p e o p l e o f d e c i d e d l y a d i f f e r e n t o r i g i n f r o m that o f a n y o t h e r tribe in these r e g i o n s , " a n d later h e ar g u e d that t h e y w e r e d e s c e n d e n t s o f Welsh sailors w h o u n d e r the d i r e c tion o f P r i n c e M a d o c h a d set sail in the f o u r t e e n t h c e n t u r y (actually in the t w e l f t h c e n t u r y ) a n d w e r e t h o u g h t to h a v e settled s o m e w h e r e in N o r t h A m e r i c a (Catlin 1 8 6 7 ; E w e r s 1 9 6 7 ) . T h e day b e f o r e his a d m i s sion to t h e m e d i c i n e l o d g e , C a t l i n p a i n t e d the m a s t e r o f c e r e m o n i e s , a n d so p l e a s e d was this g r e a t m a g i c i a n with his p o r t r a i t — " h e c o u l d see its e y e s m o v e " — t h a t he a n d the o t h e r " d o c t o r s " u n a n i m o u s l y ele v a t e d C a t l i n to a " r e s p e c t a b l e r a n k in the craft" o f m a g i c a n d m y s t e ries a n d g a v e h i m the n a m e " W h i t e M e d i c i n e Painter." It was this h o n o r that a l l o w e d h i m to e n t e r the l o d g e , a n d it was his r e p u t e d m e d i c i n e that e n a b l e d his c o m p a n i o n s — J . K i p p , an a g e n t o f t h e A m e r i c a n F u r T r a d e w h o h a d l o n g b e e n familiar with the M a n d a n a n d s p o k e their l a n g u a g e ; L. C r a w f o r d , K i p p ' s clerk; a n d A b r a h a m B o g a r d , w h o s e identity I h a v e not b e e n able to d e t e r m i n e — t o a c c o m p a n y h i m . T h e y w e r e a p p a r e n t l y the first w h i t e m e n to witness t h e O K e e - P a , a n d C a t l i n was the first to describe it: o n J a n u a r y 1 0 , 1 8 3 3 ( t h o u g h w r i t t e n o n A u g u s t 1 2 , 1832), in the New-York Commercial Ad vertiser; t h e n in 1841 in his Manners, Customs, and Conditions of the North American Indians; a n d , finally, in 1867 in a little b o o k (with a Folium Reservatum for scholars) entirely d e v o t e d to t h e c e r e m o n y . C a t l i n asserts m e l o d r a m a t i c a l l y that h e s h u d d e r s a n d e v e n s h r i n k s from t h e task o f r e c i t i n g w h a t h e has seen. "I e n t e r e d the medicinehouse o f t h e s e s c e n e s , " h e writes as I would have entered a church, and expected to see something extraordi nary and strange, but yet in the form of worship or devotion; but, alas! little did I expect to see the interior of their holy temple turned into a slaughter house, and its floor strewed with the blood of its fanatic devotees. Little did I lliink that I was entering a house of God, where His blinded worshippers were to pollute its sacred interior with their blood, and propitiatory suffering and tortures—surpassing, if possible, the cruelty of the rack or the inquisi tion; but such the scene has been, and as such I will endeavour to describe it. (1841:156)
I )espite all o f Catlin's s h u d d e r i n g a n d s h r i n k i n g , h e a n d his c o m p a n ions m a n a g e d to w a t c h the spectacle f r o m the seats they w e r e as s i g n e d . " W e w e r e t h e n in full view o f e v e r y t h i n g that t r a n s p i r e d in t h e l o d g e , h a v i n g b e f o r e us the scene exactly, w h i c h is r e p r e s e n t e d in t h e
56
VINCENT CRAPANZANO
Hermes' Dilemma
57
first o f t h e f o u r p i c t u r e s [that Catlin p a i n t e d o f the c e r e m o n y a n d that illustrated his s e c o n d a n d third a c c o u n t s ] . T o this seat w e r e t u r n e d e v e r y m o r n i n g until s u n - d o w n for f o u r days, the w h o l e t i m e w h i c h these s t r a n g e scenes o c c u p i e d " ( 1 8 4 1 : 162). T h e y w e r e n o t e v e n p e r m i t t e d to m o v e f r o m their assigned places. O n c e w h e n C a t l i n g o t u p to take a c l o s e r l o o k at w h a t h e calls the central m y s t e r y o f t h e r i t e — "the sanctissimus sanctorum, f r o m w h i c h s e e m e d to e m a n a t e all the sanctity o f t h e i r p r o c e e d i n g s " — h e was sent back to his seat.
( 1 8 4 6 ) c a l l e d t h e m terrifying, m y s t e r i o u s — o f his I n d i a n p a i n t i n g s . ' T h e y r i n g t r u e n e i t h e r to his p r e s u m e d e x p e r i e n c e o f the e v e n t n o r to t h a t o f t h e M a n d a n participants. T h e two e x p e r i e n c e s a r e stylistically b l u r r e d — s a c r i f i c e d ultimately t o t h e e x p e r i e n c e Catlin wishes to e n g e n d e r in his r e a d e r s . T h i s p a t h o p o e t i c sacrifice o f the participant's subjectivity to that o f his r e a d e r s o c c u r s e v e n w h e n C a t l i n claims to t a k e the participant's point o f view. H e describes, for e x a m p l e , o n e o f the h a n g i n g victims o f torture, a c o n d e n s a t i o n a p p a r e n t l y o f s e v e r a l .
I started several times from my seat to approach it, but all eyes were instantly upon me, and every mouth in the assembly sent forth a hush—sh—! which brought me back to my seat again; and I at length quieted my stifled curiosity as well as I could, upon learning the fact, that so sacred was that object, and so important its secrets or mysteries, that not / alone, but even the young men, who were passing the ordeal, and all the village, save the conductor of the mysteries, were stopped from approaching it, or knowing what it was. ( 1 8 4 1 : 162)
Surrounded by imps and demons as they appear, a dozen or more, who seem to be concerting and devising means for his exquisite agony, gather around him, when one o f the number advances toward him in a sneering manner, and commences turning him around with a pole which h e brings in his hand for the purpose. This is done in a gentle manner at first; but gradually increased, when the brave fellow, whose proud spirit can control its anger no longer, burst out in the most lamentable and heart rendering cries that the human voice is capable of producing, crying forth a prayer to the Great Spirit to support and protect him in this dreadful trial; and continually repeating his confidence in his protection. In this condition he is continued to be turned, faster and faster—and there is no hope of escape from it, nor chance for the slightest relief, until by fainting, his voice falters, and his struggling ceases, and he hangs, apparently, a still and lifeless corpse! ( 1 8 4 1 : 171)
L i k e an artist s t a n d i n g b e f o r e his easel, Catlin's v a n t a g e p o i n t is fixed. S o at least h e asserts. And yet, he is in fact n o objectivist, n o R o b b e Grillet, d e s c r i b i n g t h e c e r e m o n y laboriously, m e t o n y m o u s s t e p b y m e t o n y m o u s step, f r o m the fixed position o f his c o n s c i o u s n e s s . His vision is l a r g e r , c o n s t r u c t e d , e x a g g e r a t e d , u n e v e n — m e t a p h o r i c a l . His e y e c o n s t a n t l y betrays itself. H e describes the arrival o f t h e evil o n e , O-kee-hee-de. But alas! in the last of these dances, on the fourth day, in the midst of all their mirth and joy, and about noon, and in the height of all these exultations, an instant scream burst forth from the tops of the lodges!—men, women, dogs and all, seemed actually to howl and shudder with alarm, as they fixed their glaring eyeballs upon the prairie bluff, about a mile in the west, down the side of which a man was seen descending at full speed toward the village. This strange character darted about in a zig-zag course in all directions on the prairie, like a boy in pursuit of a butterfly, until he approached the piquets o f the village, when it was discovered that his body was entirely naked, and painted as black as a negro, with pounded charcoal and bear's grease. . . . ( 1 8 4 1 : 1 6 6 ) C a t l i n r a m b l e s , repeats, g e n e r a l i z e s , simplifies, e x a g g e r a t e s , a n d e m bellishes. H e r e f e r s indiscriminately to w h a t h e has s e e n b e f o r e o r l e a r n e d a f t e r w a r d . A m i d s t a p u r p o r t e d l y realistic d e s c r i p t i o n , m a s k e d h e r e as e l s e w h e r e in Manners, Customs, and Conditions by m e a s u r e m e n t ("about a m i l e in the west," "a vestibule o f e i g h t o r ten feet"), are m e t a p h o r i c a l t u r n s o f p h r a s e , similes in t h e a b o v e e x a m p l e ("like a b o y in p u r s u i t o f a butterfly," " p a i n t e d as black as a n e g r o " ) that s e e m as i n a p p r o p r i a t e to the e v e n t h e describes as the c o l o r s — B a u d e l a i r e
H e r e C a t l i n m o v e s f r o m his (objectifying) m e t a p h o r i c a l p e r s p e c t i v e to that o f t h e t o r t u r e d ; d e s p i t e this m o v e , his intention is n o t p h e n o m e n o l o g i c a l , b u t r h e t o r i c a l : H e d o e s n o t describe either the Indian's o r his o w n e x p e r i e n c e o f the t o r t u r e . T h e " i m p s a n d d e m o n s as they a p p e a r " (to w h o m ? to C a t l i n ? to the M a n d a n ? ) is stylistically e q u i v a l e n t to " t h e r e is n o h o p e o f e s c a p e f r o m it." T h e y are d i r e c t e d to the r e a d e r , a n d it is the reader's reaction that will g u a r a n t e e Catlin's p e r c e p t i o n s . I n t h e s e p a s s a g e s a n d t h r o u g h o u t his Manners, Customs, and Condilions of the North American Indians, Catlin's principal stylistic figure is h y p o t y p o s i s . H i s a i m is to i m p r e s s his e x p e r i e n c e o f w h a t h e has seen so s t r o n g l y , so vividly, o n his r e a d e r s that they c a n n o t d o u b t its veracity. It is t h e v i s u a l that gives authority. T h e realistic tradition, A l e x a n d e r G e l l e y ( 1 9 7 9 : 4 2 0 ) o b s e r v e s , " s o u g h t to r e e n f o r c e the d e s c r i p t i o n o f things a n d places by m a k i n g the object o f the d e s c r i p t i o n c o i n c i d e 1. In his commentaries on the Salon of 1846, Baudelaire (1846:634), who admired Catlin's work, wrote: "Le rouge, la couleur de la vie, abondait tellement dans ce .sombre musée, que c'était une ivresse; quant aux paysages,—montagnes boisées, savanes immenses, rivières désertes,—ils étaient monotonement, éternellement verts; le rouge, celle couleur si obscure, si épaisse, plus difficile à pénétrer que les yeux d'un serpent— Ir vert, celle couleur calme et gaie et souriante de la nature, je les retrouve chantant leur antithèse mélodique." T h e r e is of course something o f this melodic antithesis in ( '.al tin's prose.
58
VINCENT CRAPANZANO
w i t h t h e o b j e c t o f a s p e c u l a r act, i m a g e , o r p r o c e s s . " Catlin's assertion o f a f i x e d v a n t a g e p o i n t , o f an a s s i g n e d s e a t — t h e r e are similar asser tions e l s e w h e r e in Manners, Customs, and Conditions—must be under s t o o d r h e t o r i c a l l y . It attests deictically to his p r e s e n c e . It gives h i m the a u t h o r i t y o f t h e p a i n t e r b e f o r e his easel. It e n a b l e s h i m to l e a d his r e a d e r s into the v i s u a l i z e d scene a n d to c o n v i n c e t h e m (and h i m s e l f ) o f its t r u t h . Catlin's vision is not, h o w e v e r , s e c u r e . U n l i k e today's social scien tists w h o s e t h e o r i e s (regardless o f their merit) s e r v e t h e i r e t h n o g r a p h i c credibility, Catlin's credibility has ultimately to rest o n the p o w e r o f his d e s c r i p t i o n s . Just as his p a i n t i n g is n o t p a r t i c u l a r l y be lievable, n o r is his p r o s e . It u n d e r m i n e s itself. His intention is realistic, b u t his style is r o m a n t i c . T h r o u g h m e t a p h o r , o f t e n e x t r a v a g a n t m e t a p h o r , e c p h o n e s i s , the p r o m i s c u o u s use o f the vocative, h y p e r b o l e , pathopoeia, apoplanesis, interruption, suspense, subjectivism—to n a m e o n l y a f e w o f his stylistic s t r a t e g i e s — C a t l i n tries to give to his d e s c r i p tions a c o m p e l l i n g veracity, b u t it is precisely these strategies t h a t sub v e r t his i n t e n t i o n . R e a l i s m d e m a n d s stylistic sobriety. For C a t l i n s u c h sobriety p r e c l u d e s the h y p o t y p o s i s u p o n w h i c h his credibility rests. 2
I n Manners, Customs, and Conditions h e b e g i n s the letter in w h i c h h e d e s c r i b e s t h e O - K e e - P a c e r e m o n y with these w o r d s : O h ! "horrible visu—et mirabile dictul" Thank God, it is over, that I have seen it, and a m able to tell it to the world. ( 1 8 4 1 : 1 5 5 ) B u t w h y see it? W h y tell it to the w o r l d ? Catlin has n o f r a m e w o r k f o r his e x p e r i e n c e — n o justification for his r e p o r t a g e . H i s i n t e n t i o n is d o c u m e n t a r y , b u t d o e s this intention justify w i t n e s s i n g a n d d e s c r i b i n g a " s h o c k i n g a n d d i s g u s t i n g c u s t o m " that "sickens the h e a r t a n d e v e n t h e s t o m a c h o f a traveller in the c o u n t r y " (182 — 83) a n d yet t h a t fills s u c h a t r a v e l e r with pity? C a t l i n rationalizes his d e s c r i p t i o n in a c o n f u s e d m a n n e r . ( H e w a s n e v e r a systematic thinker.) H e writes that the c e r e m o n y "will b e n e w to t h e civilized w o r l d , a n d t h e r e f o r e w o r t h k n o w i n g " ( 1 5 7 ) . H e s u g gests t h a t parts o f the c e r e m o n y are g r o t e s q u e a n d a m u s i n g a n d o t h e r s , h a v i n g to d o w i t h the d e l u g e , are " h a r m l e s s a n d full o f inter est" ( 1 7 7 ) . H e has n o theoretical justification. N a t i v e e x e g e s i s is n o t satisfactory. T h e c e r e m o n y c a n n o t b e historically situated. H e a r g u e s t h a t e v e n i f h e h a d time to e l a b o r a t e a disquisition o n the c e r e m o n y ,
2. Gelley (1979:420) argues that ways o f seeing in the realist novel can be under stood "as a type o f deictic at a phenomenological level, a sign important not so much on account of its content but because it is capable of identifying the instance of observation and tracing its modifications."
Hermes' Dilemma
59
h e w o u l d p r o b a b l y fail b e c a u s e s i m p l e p e o p l e like the M a n d a n " h a v e n o h i s t o r y to save facts a n d systems f r o m falling into the m o s t a b s u r d a n d d i s j o i n t e d fable a n d i g n o r a n t fiction" ( 1 7 7 ) . C a t l i n shares h e r e the distinctly n i n e t e e n t h - c e n t u r y c o n v i c t i o n t h a t e x p l a n a t i o n is e m b e d d e d in o r i g i n . In Manners, Customs, and Con ditions h e relates M a n d a n beliefs a n d tales to biblical stories o f t h e f l o o d , Eve's t r a n s g r e s s i o n , a n d the birth a n d d e a t h o f C h r i s t . ( S u c h a n e q u a t i o n p u t s a stop fundamentalisticaily to the quest for b o t h o r i g i n s a n d m e a n i n g . ) N o t i n g the M a n d a n s ' distinctive ("white") a p p e a r a n c e , n o t i n g t o o that their c u l t u r e h e r o is w h i t e , C a t l i n a s s u m e s C h r i s t i a n c o n t a c t , a n d , as w e h a v e seen, twenty-six y e a r s later, h e a r g u e d that the M a n d a n w e r e d e s c e n d e d f r o m the W e l s h . B u t to a c k n o w l e d g e C h r i s t i a n i n f l u e n c e or, for that m a t t e r , W e l s h d e s c e n t h a r d l y e x p l a i n s the O - K e e - P a t o r t u r e s . C a t l i n shifts a b r u p t l y — h i s i n f o r m a l letter style p e r m i t s t h i s — a n d he discusses the M a n d a n s ' potential f o r salvation. "I d e e m it n o t folly n o r idle to say that these p e o p l e can be saved," h e c o n c l u d e s his letter, 3
nor officious to suggest to some of the very many excellent and pious m e n , w h o are almost throwing away the best energies of their lives along the debased frontier, that if they would introduce the ploughshare a n d their prayers amongst these people, who are so far separated from the taints a n d contaminating vices of the frontier, they would soon see their most ardent de sires accomplished and be able to solve to the world the perplexing enigma, by presenting a nation o f savages, civilized and Christianized (and conse quently saved), in the heart of the American wilderness. ( 1 8 4 1 : 1 8 4 ) Catlin's u l t i m a t e j u s t i f i c a t i o n — a j u s t i f i c a t i o n that r u n s t h r o u g h A m e r i c a n a n t h r o p o l o g y — i s p r a g m a t i c ; a p p l i e d , as w e say; e v a n g e l i c a l in t h e case in p o i n t . T h e p r a g m a t i c , the a p p l i e d , a n d the e v a n g e l i c a l m u s t also b e u n d e r s t o o d rhetorically. D e s p i t e his figurative l a n g u a g e , his speculations a b o u t m e a n i n g , a n d his c o n c e r n f o r t h e I n d i a n s ' salvation, C a t l i n was in fact h a u n t e d by this p r o b l e m o f credibility. "I t o o k m y s k e t c h - b o o k w i t h m e , " he w r i t e s t o w a r d the b e g i n n i n g o f his d e s c r i p t i o n o f the O - K e e - P a ceremony, and have m a d e many and faithful drawings of what we saw, and full notes o f everything as translated to me by the interpreter; and since the close of that horrid a n d frightful scene, which was a week ago or more, I have been closely ensconced in an earthcovered wigwam, with a fine sky-light over my head, with my pallette and brushes, endeavouring faithfully to put the whole o f 3. There is a revealing parallel between Catlin's disjunctive style and his j u m p y spéculations about the meaning o f the ceremony.
6o
VINCENT CRAPANZANO
what we saw u p o n canvas, which my companions all agree to be critically cor rect, and o f the fidelity o f which they have attached their certificates to the backs o f the paintings. (1841: 155) A s i f p r o p h e t i c a l l y , C a t l i n also h a d K i p p , C r a w f o r d , a n d B o g a r d at t a c h a certificate o f authenticity to his a c c o u n t o f t h e c e r e m o n y in Manners, Customs, and Conditions; for his r e p o r t w a s to b e q u e s t i o n e d by n o less a figure in A m e r i c a n e t h n o l o g y t h a n H e n r y R o w e S c h o o l craft. In the t h i r d v o l u m e o f his Historical and Statistical Information Re specting the Histmy, Condition and Prospects of the Indian Tribes of the United, States, S c h o o l c r a f t ( 1 8 5 1 — 5 7 ) i n c l u d e d a t w o - p a g e article o n the M a n d a n b y D a v i d D . M i t c h e l l , t h e n s u p e r i n t e n d e n t o f I n d i a n affairs in St. L o u i s , w h o h a d b e e n in the I n d i a n t r a d e in M a n d a n territory in u p p e r M i s s o u r i in the 1830s. Mitchell's article c o n c l u d e d : " I n f o r m a t i o n a b o u t their [the M a n d a n s ' ] p e c u l i a r c u s t o m s c a n b e f o u n d in t h e J o u r n a l o f L e w i s a n d C l a r k . T h e s c e n e s d e s c r i b e d by C a t l i n , e x i s t e d a l m o s t e n t i r e l y in the fertile i m a g i n a t i o n o f that g e n t l e m a n " (254). W h e n h e w a s in S o u t h A m e r i c a , C a t l i n l e a r n e d o f Schoolcraft's a n d Mitchell's r e p u d i a t i o n o f his w o r k in a letter f r o m A l e x a n d e r v o n H u m b o l d t , w h o u r g e d h i m to write to P r i n c e M a x i m i l i a n o f N e u w i e d , w h o h a d also s p e n t a w i n t e r a m o n g the M a n d a n . B e f o r e C a t l i n w a s able to o b t a i n a letter of vindication f r o m the p r i n c e — h e e v e n t u a l l y d i d in 1 8 6 6 — b o t h S c h o o l c r a f t a n d Mitchell d i e d . A l t h o u g h Catlin's d e s c r i p t i o n is n o w m o r e o r less a c c e p t e d as an a c c u r a t e p o r t r a y a l o f t h e O - K e e - P a c e r e m o n y ( B o w e r s 1 9 5 0 ; see also M a t t h e w s 1 8 7 3 ) , C a t l i n h i m s e l f w a s p l a g u e d by the doubt cast o n the a c c u r a c y o f his a c c o u n t s f o r t h e rest o f his life. O n F e b r u a r y 20, 1 7 8 7 , A s h W e d n e s d a y , G o e t h e w r o t e : At last the foolishness is over. T h e innumerable lights last night were another m a d spectacle. O n e has only to see the Roman carnival to lose all desire ever to see it again. It is not worth writing about. If need be, it might make a n a m u s i n g conversation piece. ( N u n ist d e r Narrheit ein Ende. Die unzähligen Lichter gestern abend waren n o c h ein toller Spektakel. Das Karneval in Rom muss m a n gesehen haben, u m d e n W u n s c h völlig loszuwerden, es je wieder zu sehen. Zu schreiben ist davon gar nichts, bei einer mündlichen Darstellung möchte es allenfalls unter haltend sein.)" 1
Ironically, a y e a r later G o e t h e saw the carnival a g a i n , a n d in 1 7 8 9 , u p o n his r e t u r n to W e i m a r , h e p u b l i s h e d an a c c o u n t o f it with c o l o r e d 4. 19763:228. All translations are my own. T h e Auden and Mayer translation (Goethe 1982) is often very inaccurate.
Hermes' Dilemma
61
e n g r a v i n g s . H e later i n c o r p o r a t e d this little b o o k , Das Römische Kar neval, i n t o his Italienische Reise, w h i c h is essentially a n a r r a n g e m e n t o f letters a n d d i a r y e n t r i e s the p o e t e d i t e d twenty-five y e a r s after his Ital ian t r i p . G o e t h e o n l y loosely follows t h e c h r o n o l o g i c a l o r d e r o f t h e R o m a n c a r n i v a l , w h i c h b e g i n s , g r a d u a l l y , w i t h t h e o p e n i n g of t h e t h e a t e r s in R o m e after t h e N e w Y e a r a n d c u l m i n a t e s o n A s h W e d n e s d a y . H e stresses t h e fact that the c a r n i v a l fits in naturally w i t h the R o m a n life style. It is really n o t that d i f f e r e n t f r o m S u n d a y a n d h o l i d a y m e r r i m e n t in R o m e . E v e n the c o s t u m e s a n d masks a r e familiar sights, G o e t h e a r g u e s , citing t h e h o o d e d m o n k s w h o a c c o m p a n y f u n e r a l s t h r o u g h o u t t h e y e a r . H e carefully locates the c a r n i v a l , at least t h e p a r t s h e t h i n k s w o r t h y o f d e s c r i b i n g , o n the C o r s o . ( L i k e C a t l i n , h e is c a r e f u l to g i v e p r e c i s e m e a s u r e m e n t s o f the location o f t h e c e r e m o n y . ) 5
6
T h e C o r s o b e c o m e s the carnival's theater. T h e stage is t h e street itself. T h e a u d i e n c e stand o r a r e seated a l o n g its sides, o n t h e side w a l k , o n b a l c o n i e s , o r in front o f w i n d o w s . G o e t h e d e s c r i b e s t h e cos t u m e s , m a s k s , c a r r i a g e s , horses (for the r a c e w i t h w h i c h the c a r n i v a l e n d s e a c h e v e n i n g ) , as t h o u g h h e w e r e d e s c r i b i n g c o s t u m e s a n d p r o p s for a theatrical p r o d u c t i o n . T h e c h a r a c t e r s — g u a r d s , P u l c i n e l l e , quac cheri ( " Q u a k e r s " ) in o l d - f a s h i o n e d , richly e m b r o i d e r e d clothes, sbirri, N e a p o l i t a n b o a t m e n , peasants, w o m e n f r o m Frascati, G e r m a n b a k e r a p p r e n t i c e s , w h o h a v e a r e p u t a t i o n for d r u n k e n n e s s — a r e like c h a r a c ters f r o m t h e commedia dell'arte. ( T h e quacchero, G o e t h e h i m s e l f re m a r k s , is like t h e buffo caricato o f t h e c o m i c o p e r a ; h e plays e i t h e r a v u l g a r f o p o r the silly, i n f a t u a t e d , a n d b e t r a y e d o l d fool.) T h e c h a r a c ters h a v e n o d e p t h . T h e y are e m b l e m a t i c , as a r e their skits. T h e o v e r all m o v e m e n t — t h e a c t i o n — o f the c a r n i v a l leads e a c h d a y to a m a d , riderless h o r s e r a c e , a n d the carnival itself e n d s d r a m a t i c a l l y o n t h e e v e n i n g b e f o r e A s h W e d n e s d a y . E v e r y o n e carries a l i g h t e d c a n d l e . E v e r y o n e tries to blow o u t o t h e r people's c a n d l e s , s h o u t i n g , Sia am mazzato chi non porta moccola ("Death to a n y o n e w h o is n o t c a r r y i n g a c a n d l e " ) . E v e r y o n e tries to p r o t e c t his o r h e r o w n c a n d l e . N o o n e can m o v e m u c h from the spot where he is standing or sitting; the heat o f so many h u m a n beings and so many lights, the smoke from so many can dles, blown o u t again a n d again, the noise o f so many people, w h o only yell all I IH* louder, the less they can move a limb, make the sanest head swim. It seems 5. See Michel (1976) for publication details. (i. It. "tits in naturally with the Roman life style." (Das Karneval ist, wie wir bald I iriiiei ken können, eigentlich nur eine Fortsetzung oder vielmehr der Gipfel jener H< wöhnlii hen sonn- und festtägigen Freuden; es ist nichts Neues, nichts Fremdes, im Ins Kinxigcs, sondern es schliefst sich nur an die römische Lebensweise ganz natürlich ,n\ I 1976a : 6.1 y I).
62
VINCENT CRAPANZANO
impossible that n o accident will occur, that the carriage horses will not g o wild, that many will n o t be bruised, crushed, or otherwise injured. ( N i e m a n d vermag sich mehr von d e m Platze, wo er steht oder sitzt, zu rühren; die Wärme so vieler Menschen, so vieler Lichter, der Dampf so vieler immer wieder ausgeblasenen Kerzen, das Geschrei so vieler Menschen, die nur u m desto heftiger brüllen, j e weniger sie ein Glied rühren können, machen zuletzt selbst d e n gesundesten Sinn schwindeln; es scheint unmöglich, dass nicht manches Unglück geschehen, dass die Kutschpferde nicht wild, nicht m a n c h e gequetscht, gedrückt oder sonst beschädigt werden sollten.) (19763:675) T h e c r o w d finally disperses, the c o m m o n p e o p l e to relish their last m e a t d i s h b e f o r e L e n t , the fashionable to the last p e r f o r m a n c e o f the theater. T h e "madness" ends on A s h Wednesday. " H o w h a p p y I shall b e w h e n the fools are silenced n e x t T u e s d a y , " G o e t h e writes in a letter o n F e b r u a r y 1, 1 7 7 8 . "It is terribly a n n o y i n g to w a t c h o t h e r s g o m a d w h e n o n e has n o t c a u g h t the infection o n e s e l f " ("Wie f r o h will ich sein, w e n n die N a r r e n k ü n f t i g e n D i e n s t a g a b e n d z u r R u h e g e b r a c h t w e r d e n . Es ist e i n e entsetzliche S e k k a t u r , a n d e r e toll z u s e h e n , w e n n m a n nicht selbst a n g e s t e c k t ist" [ 1 9 7 6 a : 6 8 1 ] ) . A s w e shall see, A s h W e d n e s d a y g a v e G o e t h e occasion to c o n t e m p l a t e the m e a n i n g o f this folly, this S a t u r n a l i a n m e r r i m e n t , with its role reversals, its v u l g a r g e s t u r e s , its transvestitism, its libertinism, a n d w h a t o f f e n d e d h i m m o s t , its d i s o r d e r . I n c o n t r a s t to Catlin's a c c o u n t o f the O - K e e - P a c e r e m o n y , w i t h its subjectivism, its m e t a p h o r s a n d h y p e r b o l e s , a n d i n d e e d in c o n trast to G o e t h e ' s o w n Sturm und Drang writings, with their e x u b e r a n t subjectivism a n d insistent c o n c e r n with Innerlichkeit, i n n e r n e s s , the Italian Journey, i n c l u d i n g The Roman Carnival, treats the e x t e r n a l , das Äussere, w i t h a n e m o t i o n a l c a l m that m u s t surely h a v e b e e n d i s a p p o i n t i n g to the r e a d e r s o f Werther. ( T h e r e are in fact few " e x t r a v a g a n t " m e t a p h o r s in G o e t h e ' s text, a n d the few t h e r e are d o n o t s u b v e r t his " r e a l i s m " as Catlin's do.) O n N o v e m b e r 10, 1 7 8 6 , G o e t h e w r o t e from Rome: I live here now with a clarity and calm that 1 have not felt for a long time. My habit o f looking at and reading all things as they are, my conscientious [effort] to keep my eyes o p e n , my complete renunciation of all pretension again stand m e in g o o d stead and make me privately very happy. Each day a new remark able object; daily, vast singular new pictures—a whole that, however long o n e thinks and dreams, is never accessible through the imagination. (Ich lebe n u n hier mit Klarheit u n d Ruhe, von der ich lange kein Gefühl hatte. Meine Ü b u n g , alle Dinge, wie sie sind, zu sehen u n d abzulesen, m e i n e T r e u e , das A u g e licht sein zu lassen, meine völlige Entaüsserung von aller Prä tention k o m m e n mir einmal wieder recht zustatten u n d machen mich im stil-
H e r m e s ' Dilemma
63
len höchst glücklich. Alle Tage ein neuer merkwürdiger Gegenstand, täglich frische, grosse, seltsame Bilder und ein Ganzes, das man sich lange denkt u n d träumt, nie mit d e r Einbildungskraft erreicht.) (1976a: 178—79) T h e r e is s o m e t h i n g salubrious in G o e t h e ' s " n e w " a p p r o a c h to real ity. It s h o u l d b e r e m e m b e r e d that his Italian trip h a d a t h e r a p e u t i c i n t e n t i o n , to r e a n i m a t e h i m , a n d that h e often s p o k e o f it as a r e b i r t h (Fairley 1 9 4 7 ) . " I n this p l a c e , " he writes o n the s a m e day, " w h o e v e r l o o k s seriously a b o u t h i m a n d has eyes to see m u s t b e c o m e s t r o n g ; h e is b o u n d to a c q u i r e an i d e a o f s t r e n g t h that was n e v e r so alive for h i m " ("Wer sich mit E r n s t h i e r u m s i e h t u n d A u g e n hat z u s e h e n , m u s s solid w e r d e n , e r m u s s e i n e n B e g r i f f v o n Solidität fassen, d e r i h m nie so le b e n d i g w a r d " [ 1 9 7 6 a : 17g]). H e insists o n s e e i n g a g a i n a n d a g a i n to a v o i d t h e m i x t u r e o f t r u t h a n d lies that m a k e s u p first i m p r e s s i o n s ( G o e t h e 1 9 7 6 b : 86; Staiger 1 9 5 6 : 14). U n d e r the t u t e l a g e o f A n g e l i k a K a u f f m a n n h e d r a w s to d e e p e n his p e r c e p t i o n o f the objects a r o u n d h i m . A s E m i l S t a i g e r ( 1 9 5 6 : 15—16) s h o w s , it is the idea ( " B e g r i f f e , " " a n s c h a u e n d e r B e g r i f f , " " l e b e n d i g e s B e g r i f f " in G o e t h e ' s w r i t i n g ) that u n i t e s t h e c h a n g i n g a n d the u n c h a n g i n g , the m u l t i p l e p e r c e p tions o f an object. G o e t h e ' s objectivity r e m a i n s always the objectivity o f a subject. H i s " o b j e c t i v e " is not the o p p o s i t e o f the "subjective." A c c o r d i n g to S t a i g e r ( 1 9 5 6 : 1 8 ) , the contrast is b e t w e e n i n n e r c o m p r e h e n s i o n o f t h e t h i n g ("ein ' i n n e r l i c h e s ' Erfassen d e r D i n g e " ) a n d its o b j e c t i v e (sachlich) c o m p r e h e n s i o n . Distance, u n d e r s t o o d b o t h literally a n d figuratively, is necessary for this "objectivity," b u t as S t a i g e r ( 1 9 5 6 : 18) n o t e s , G o e t h e is less c o n c e r n e d with a specific p e r s p e c t i v e t h a n with s h o w i n g an eternal truth. 7
A l t h o u g h G o e t h e , like C a t l i n , occasionally situates h i m s e l f as if b e f o r e a n easel in his d e s c r i p t i o n s in the Italian Journey (e.g., 1982 : 30), h e d o e s n o t a s s u m e a fixed p e r s p e c t i v e in The Roman Carnival. I n d e e d , in t h e v e r y first p a r a g r a p h o f his w o r k h e writes c o n v e n t i o n ally o f t h e impossibility o f d e s c r i b i n g the carnival a n d t h e r e b y t u r n s the c a r n i v a l itself into a figure o f m a d n e s s a n d d i s o r d e r . In undertaking to write a description o f the Roman Carnival, we must fear the objection that such a festivity cannot really be described. A huge, lively 7. Auch wer nur die Dinge will und sonst nichts, erfasst sie in einer bestimmten Hinsicht, von einem bestimmten Gesichtspunkt aus. Dessen wird Goethe sich nicht licwusst. Er ist überzeugt, die ewig gültige Wahrheit entdeckt und begriffen zu haben, und traut sich zu, siejedem, der Augen hat and sehen will, zeigen zu können. Da es sich um objektive Erkenntnisse handelt, gelingt das auch. Was Goethe darlegt, ist tatsächlich den wechselvollen Launen, der Stimmung, der Willkür der einzelnen Menschen ent rückt und insofern zeitlos und überall gültig. Es fragt sich aber, ob jedermann sich für diese Wahrheit interessiert, ob nicht mancher es vorzieht, die Dinge von einem andern ( iesichlspunkt aus, in anderer Hinsicht wahrzunehmen. Darüber haben wir nicht zu iei Inen und ist ein Streit überhaupl nicht möglich (Staiger 1956: 1 7 - 1 8 ) .
6
VINCENT
4
CRAPANZANO
Hermes' Dilemma
65
mass o f sensuous beings moves immediately before one's eyes and will b e s e e n and grasped by everyone in his o w n way. T h e objection is still m o r e serious w h e n we admit that the R o m a n carnival gives neither a whole nor pleasing impression neither particularly delights the eyes nor gratifies the mind o f the foreign spectator w h o sees it for the first time and wants only to watch, i n d e e d can only watch. T h e r e is n o overview of the long and narrow street in which i n n u m e r a b l e people m o v e about; o n e hardly distinguishes in the midst o f the tumult anything the e y e can grasp. T h e m o v e m e n t is m o n o t o n o u s , the noise is d e a f e n i n g , the e n d o f each day unsatisfactory. T h e s e doubts alone are soon raised w h e n we e x a m i n e the matter more closely; and above all the question will be w h e t h e r or not any description is warranted.
in S t r a s b o u r g ( L e w e s 1 9 4 9 1 6 7 ) . H e m o v e s i n d i f f e r e n t l y u p a n d d o w n t h e C o r s o . H e m o v e s as i n d i f f e r e n t l y t h r o u g h t i m e . W i t h t h e e x c e p tion o f the lighting o f candles on the e v e n i n g before A s h W e d n e s d a y , t h e o n l y n o n r e p e t i t i v e e v e n t in G o e t h e ' s c a r n i v a l , h e d o e s n o t s p e c i f y t h e t i m e o f t h e e v e n t s h e d e s c r i b e s . H e writes in t h e " p r e s e n t " t e n s e — a tenseless t e n s e , i f y o u will, w h i c h s e r v e s at o n c e to g i v e a f e e l i n g o f t i m e l e s s flow a n d to p e r m i t g e n e r a l i z a t i o n s . L i k e C a t l i n , G o e t h e c o n flates-—and g e n e r a l i z e s — c h a r a c t e r s a n d e v e n t s , a n d o n l y r a r e l y , to a d d life a n d a u t h e n t i c i t y to his d e s c r i p t i o n s , d o e s h e specify his rela t i o n s h i p to p a r t i c u l a r e v e n t s a n d c h a r a c t e r s .
( I n d e m wir eine Beschreibung des Römischen Karnevals u n t e r n e h m e n , müs sen wir d e n Einwurf befürchten, dass eine solche Feierlichkeit eigentlich nicht beschrieben w e r d e n könne. Eine so grosse lebendige Masse sinnlicher G e g e n stände sollte sich unmittelbar vor d e m A u g e bewegen u n d v o n einem j e d e n nach seiner Art angeschaut u n d gefasst werden. Noch bedenklicher wird diese E i n w e n d u n g , w e n n wir selbst gestehen müssen, dass das Römische Kar neval e i n e m f r e m d e n Zuschauer, der es z u m erstenmal sieht u n d nur s e h e n will u n d kann, w e d e r einen ganzen noch ein erfreulichen Eindruck gebe, w e d e r das A u g e sonderlich ergötze, noch das Gemüt befriedige. Die lange u n d schmale Strasse, in welcher sich unzählige Menschen hin u n d wider wäl zen, ist nicht zu übersehen; kaum unterscheidet man etwas in d e m Bezirk des G e t ü m m e l s , d e n das A u g e fassen kann. Die B e w e g u n g ist einförmig, d e r Lärm betäubend, das Ende d e r Tage unbefriedigend. Allein diese Bedenk lichkeiten sind bald g e h o b e n , w e n n wir uns näher erklären; u n d vorzüglich wird die Frage sein, o b uns die Beschreibung selbst rechtfertigt.) (1976a : 639)
We r e m e m b e r a m o n g others o n e y o u n g man w h o played perfectly the part o f a passionate, quarrelsome, and in no way to be calmed w o m a n . H e argued the length o f the Corso, grabbing everyone while his companions appeared to be taking great pains to calm h i m d o w n .
T h e a b s e n c e o f a single p e r s p e c t i v e o v e r the c a r n i v a l is associated w i t h t u m u l t (Getümmel), d e a f e n i n g s o u n d (der Lärm betäubend), m a s s e s o f sensuous beings, undifferentiated m o v e m e n t , ultimately with an un p l e a s a n t a n d u n s a t i s f a c t o r y e x p e r i e n c e — a t least f o r t h e f o r e i g n o b s e r v e r . ( T h r o u g h o u t t h e Italian Journey, G o e t h e r e f e r s to t h e f o r e i g n e r , t h e f o r e i g n o b s e r v e r , as t h o u g h t h e r e w e r e a s i n g l e " f o r e i g n " v a n t a g e p o i n t o n Italy a n d its c a r n i v a l . ) It will b e G o e t h e ' s task to b r i n g o r d e r to this d i s o r d e r t h r o u g h his d e s c r i p t i o n — a d e s c r i p t i o n , h e says, t h a t will c o n v e y t h e e n j o y m e n t a n d t u m u l t (Freude und Taumel) o f t h e o c c a s i o n to t h e reader's i m a g i n a t i o n . 8
G o e t h e h i m s e l f d o e s n o t take a specific spatial v a n t a g e p o i n t — a l w a y s a possibility e v e n w h e n t h e r e is n o o v e r v i e w , n o Übersicht, n o c a t h e d r a l t o w e r , w h i c h p l a y e d s u c h a n i m p o r t a n t r o l e in his s t u d e n t d a y s 8. If there is no difference between actors and spectators in the carnival—a point made by Bakhtin ( 1970)—then any vantage point on the carnival would have to be "for eign"—outside the carnival itself. I doubt, however, that there is no differentiation be tween actors and spectators—Goethe's "theatrical" description suggests there is—and I would argue that the absence of differentiation is, in fact, ideological—an expression o f a defining alterity.
(Wir erinnern u n s unter andern eines j u n g e n Menschen, der die Rolle einer leidenschaftlichen, zanksüchtigen u n d auf keine Weise zu b e r u h i g e n d e n Frau vortrefflich spielte u n d so d e n ganzen Corso hinab zankte, j e d e m etwas anhängte, indes seine Begleiter sich alle Mühe zu geben schienen, i h n zu be sänftigen.) (19763:647) O r , d e s c r i b i n g a battle o f c o n f e t t i , h e w r i t e s : We ourselves saw o n e such battle at close quarters. W h e n the combatants ran out o f ammunition, they threw the little gilded baskets at o n e another's heads. (Wir h a b e n selbst e i n e n solchen Streit in der N ä h e g e s e h n , w o zuletzt d i e Streitenden aus Mangel an Munition, sich die vergoldeten Körbchen an d i e Köpfe warfen.) (1976a: 660) M o r e o f t e n , h o w e v e r , G o e t h e d o e s n o t indicate his r e l a t i o n s h i p to t h e e v e n t t h r o u g h t h e first p e r s o n p r o n o u n ("stands o u t in my m e m o r y " ; "we o u r s e l v e s saw") b u t b y m e a n s o f v a r i o u s spatial a n d t e m p o r a l d e i c t i c l o c u t i o n s that g i v e t h e e v e n t a n d c h a r a c t e r s a n illusory s p e c i ficity. I n a s e c t i o n in w h i c h h e d e s c r i b e s the m a s k s a n d f a n c y d r e s s e s o f t h e c a r n i v a l g e n e r a l l y , h e writes, f o r e x a m p l e : Here a Pulcinella comes r u n n i n g along with a large horn dangling from col o r e d strings a r o u n d his waist. . . . A n d here comes another o f his kind, . . . more m o d e s t a n d m o r e satisfied. (Hier k o m m t e i n Pulcinell gelaufen, d e m e i n grosses H o r n an bunten Schnü ren u m d i e H ü f t e n gaukelt. . . . Hier kommt ein anderer seinesgleichen . . . bescheidner u n d zufriedner.) (1976a: 647; emphasis added) Despite the "here's," we have no coordinates other than o u r general k n o w l e d g e that w e are "with G o e t h e " s o m e w h e r e along the C o r s o d u r i n g t h e c a r n i v a l . G o e t h e in fact b e g i n s this p a r t o f his d e s c r i p t i o n
66
VINCENT CRAPANZANO
w i t h t h e r i n g i n g o f the n o o n d a y bells o n the C a p i t o l , w h i c h a n n o u n c e s t h e p e r i o d of license, b u t w e d o not k n o w which day o f the c a r n i v a l it is. In o t h e r sections h e uses t e m p o r a l d e i x i s . H e begins a d e s c r i p t i o n o f e v e n i n g , b e f o r e the r a c e s : " N o w as e v e n i n g a p p r o a c h e s " ( " N u n g e h t es n a c h d e m A b e n d z u " [ 1 9 7 6 a : 664]). A g a i n w e have n o i d e a w h i c h e v e n i n g . A n d at still o t h e r times, in the midst o f a g e n e r a l i z e d , spatially a n d t e m p o r a l l y d e c o n t e x t u a l i z e d d e s c r i p t i o n o f an e v e n t , h e will s u d d e n l y m a k e use o f a " m e a n w h i l e , " an inzwischen, that has n o c o o r d i n a t e s . A s I h a v e said, the function o f these deictics is p u r e l y r h e t o r i c a l , to a d d life to his d e s c r i p t i o n s a n d m a k e t h e m m o r e c o n v i n c i n g . T h e y attest to G o e t h e ' s p r e s e n c e , a n d they a p p e a l to t h e r e a d e r to "join" h i m . T h e r e is an a p p e l l a t i v e d i m e n s i o n to G o e t h e ' s deictics, p e r h a p s to all deictics. H e d r a w s his r e a d e r s into a s e e m i n g l y real m o m e n t o f o b s e r v a t i o n that is in fact only an artifice o f his text. H e o f f e r s t h e m the security o f his p r e s e n c e as they witness the tan talizing d i s o r d e r o f the e v e n t s that take place in the C o r s o . G o e t h e b e c o m e s the reader's m e d i a t o r — a sort o f t o u r g u i d e to t h e c a r n i v a l . H e stands o u t s i d e it, t h o u g h , particularly o u t s i d e the tu m u l t u o u s c r o w d — t h e c o m m o n p e o p l e — m i l l i n g u p a n d d o w n the C o r s o . H e is aloof, a f o r e i g n e r , at times c o n d e s c e n d i n g . H e sees little j o y in the c a r n i v a l a n d , like H a w t h o r n e a n d H e n r y J a m e s after h i m , h e d o e s not s h a r e in any o f its m e r r i m e n t . H e p r e s e r v e s his d i s t a n c e , an o r d e r - b e s t o w i n g theatrical distance, a n d only occasionally d o e s h e identify with the s p e c t a t o r s — n o t with the h u g e lively mass o f sen s u o u s b e i n g s , b u t with an elite w h o watch the c r o w d f r o m their b e n c h e s a n d chairs. H e describes the h o m e y f e e l i n g p r o d u c e d by the r u g s h a n g i n g f r o m balconies a n d w i n d o w s , by the e m b r o i d e r e d tapestries d r a p e d o v e r the stands, a n d by the chairs b r o u g h t o u t f r o m inside the h o u s e s a n d palaces a l o n g the C o r s o . W h e n y o u leave the h o u s e , y o u d o n o t b e l i e v e y o u are outside, a m o n g strangers, b u t in a r o o m full o f a c q u a i n t a n c e s ( " I n d e m m a n aus d e m H a u s e tritt, g l a u b t m a n nicht i m F r e i e n u n d u n t e r F r e m d e n , s o n d e r n in e i n e m Saale u n t e r B e k a n n t e n z u sein" [ 1 9 7 6 3 : 6 4 6 ] ) . H e d o e s n o t a b a n d o n his class. H e d o e s not p h e n o m e n o l o g i c a l l y o r rhetorically a s s u m e the subjectivity o f t h e p a r ticipants. I n d e e d , in his first m e n t i o n o f the carnival the y e a r b e f o r e , h e w a s m o r e sensitive to the participants' e x p e r i e n c e . What o n e finds unpleasant about it is the absence of inner gaiety in the people, w h o lack the money to gratify the few desires they may still have. . . . O n the last days the noise was incredible, but there was no heartfelt joy. (Was m a n dabei u n a n g e n e h m empfindet, dass die innere Fröhlichkeit d e n Menschen fehlt u n d es ihnen an Gelde mangelt, das bisschen Lust, was sie n o c h haben m ö g e n , auszulassen. . . . An d e n letzten Tagen war ein unglaub licher Lärm, aber keine Herzensfreude.) ( 1 9 7 6 3 : 2 2 8 — 2 9 )
H e r m e s ' Dilemma
67
I n t h e Roman Carnival, G o e t h e is interested in display, t h e e x t e r n a l , das Äussere, in w h a t he can s e e — a n d not in the Innerlichkeit o f t h e participants. And yet it is precisely with t h e " i n n e r m e a n i n g " o f the c a r n i v a l that G o e t h e c o n c l u d e s his essay. It passes like a d r e a m o r a fairytale, h e says, l e a v i n g p e r h a p s f e w e r traces o n the soul o f the participant (Teil nehmer) t h a n o n G o e t h e ' s r e a d e r s . H e has b r o u g h t to their i m a g i n a t i o n a n d u n d e r s t a n d i n g a c o h e r e n t w h o l e ("vor d e r e n E i n b i l d u n g s k r a f t u n d V e r s t a n d wir das G a n z e in seinem Z u s a m m e n h a n g e g e b r a c h t h a b e n " ) . Is G o e t h e s u g g e s t i n g that for an e x p e r i e n c e to be m o r e t h a n e p h e m e r a l it m u s t b e d e s c r i b e d — g i v e n c o h e r e n c e a n d o r d e r ? H e g o e s o n to o b s e r v e that "the c o u r s e o f these follies" d r a w s o u r atten tion to the most i m p o r t a n t stages o f h u m a n life when a vulgar Pulcinella indecently reminds us o f the pleasures o f love to which we o w e o u r existence, when a Baubo profanes the mysteries of birth in public places, when so many lighted candles at night remind us o f the ulti mate ceremony. (wenn uns . . . der rohe Pulcinell ungebührlich an die Freuden der Liebe erin nert, d e n e n wir unser Dasein zu danken haben, wenn eine Baubo auf öffent lichem Platze die Ceheimnisse der Gebärerin entweiht, wenn so viele nächtlich a n g e z ü n d e t e Kerzen uns an die letzte Feierlichkeit erinnern.) ( 1 9 7 6 3 : 6 7 6 ) H e sees the C o r s o itself as the r o a d o f earthly life w h e r e o n e is b o t h s p e c t a t o r a n d a c t o r a n d w h e r e o n e has little r o o m to m o v e freely b e c a u s e o f e x t e r n a l forces. T h e horses r a c i n g past are like fleeting d e lights "that l e a v e o n l y a trace o n o u r soul." C a r r i e d away by the f o r c e o f his i m a g e r y , G o e t h e r e m a r k s that freedom and equality can only be enjoyed in the intoxication of madness and that the greatest desire rises to its highest pitch when it approaches close to d a n g e r and relishes in voluptuous, sweet-anxious sensations. (dass Freiheit u n d Gleichheit nur in d e m Taumel des Wahnsinns genossen werden k ö n n e n , und dass die grösste Lust nur dann am höchsten reizt, wenn sie sich ganz nahe an die Gefahr drängt und lüstern ängstlich-süsse Empfin d u n g e n in ihrer Nähe geniesset.) ( 1 9 7 6 3 : 6 7 7 ) R e m i n i s c e n t o f his u n r e s t r a i n e d Sturm und Drang p e r i o d , these last o b s e r v a t i o n s s e e m r e m o v e d f r o m any specific r e f e r e n t in the c a r n i v a l . T h e c a r n i v a l is a n e x c u s e for G o e t h e ' s m e d i t a t i o n . His c o n c e r n is with ils m e a n i n g n o t for the participants, b u t for h i m s e l f and his r e a d e r s . I g n o r i n g t h e historical a n d the collective, the link, as B a k h t i n ( 1 9 6 5 ) stresses, b e t w e e n p o p u l a r destiny, p e n e t r a t e d by the c o m i c p r i n c i p l e , a n d t h e e a r t h , G o e t h e r e d u c e s the carnival to a c o n v e n t i o n a l a l l e g o r y o f i n d i v i d u a l destiny. Its m e a n i n g lies in a t r a n s c e n d e n t s t o r y — t h e kind C a t l i n s o u g h t for the O - K e e - P a c e r e m o n y b u t c o u l d n e v e r really
68
VINCENT CRAPANZANO
find. T h r o u g h G o e t h e ' s a l l e g o r y , the i n d i v i d u a l is, so to s p e a k , r e s u r rected from the milling, seething, tumultuous—the unindividuated— c r o w d . G o e t h e , a k i n d o f trickster, a m a g i c i a n o f w o r d s , a H e r m e s r e p o r t i n g t h e c a r n i v a l to t h o s e u p n o r t h , across the b o r d e r , r e s t o r e s o r d e r at this reflective level to an e v e n t that, d e s p i t e t h e e x p o s i t o r y , t h e t h e a t r i c a l i z e d o r d e r h e has a l r e a d y g i v e n it in his d e s c r i p t i o n , m u s t rhetorically remain a symbol o f madness and disorder. Like Catlin, G o e t h e seeks m o r a l significance (albeit trivial) in c e r e m o n y — i n t h e carnival. 9
A n d so without even thinking about it, we have also concluded with an Ash Wednesday meditation, which we trust has not saddened our readers. Rather, since life as a whole remains like the Roman Carnival, without an overview, unsavory, and precarious, we wish that through this carefree crowd of mask ers everyone will be reminded with us of the importance of every one o f the momentary and often seemingly trivial pleasures of life. (Und so hätten wir, ohne selbst daran zu denken, auch unser Karneval mit einer Aschermittwochsbetrachtung geschlossen, wodurch wir keinen unsrer Leser traurig zu machen fürchten. Vielmehr wünschen wir, dass j e d e r mit uns, da das Leben im ganzen wie das Römische Karneval unübersehlich, ungeniessbar, ja bedenklich bleibt, durch diese unbekümmerte Mask engesellschaft an die Wichtigkeit jedes augenblicklichen, oft gering schei nenden Lebensgenusses erinnert werden möge.) ( 1 9 7 6 3 : 6 7 7 ) A conventional A s h Wednesday meditation, perhaps, Goethe's conclu sion m a r k s a r e t u r n to c o n t e m p l a t i o n , i n t r o s p e c t i o n , a n d c o n c e r n f o r t h e m e a n i n g o f w h a t w e d o . His " r e t u r n " parallels a r e t u r n in t h e c e r e m o n y h e d e s c r i b e s . D u r i n g the carnival t h e r e is n o reflection, j u s t play, m a s q u e r a d i n g , a n d , as w e say n o w a d a y s , a c t i n g o u t . W i t h A s h Wednesday begins a period o f penitence, and, we must presume, a re t u r n to i n t r o s p e c t i o n , o r d e r , a n d individuality. 1 0
T h e title o f C l i f f o r d G e e r t z ' s essay " D e e p Play: N o t e s o n a B a l i n e s e C o c k f i g h t , " written a b o u t t h e time the film Deep Throat w a s all t h e 9. It is interesting to note that Henry James (1873: 139 et seq.) also includes an Ash Wednesday meditation, "a Lenten peroration," in his description o f the carnival in 1873. It is inspired by the view of a young priest praying by himself in a little church on the Palatine hill and continues as James, alone, keeps carnival "by strolling perversely along the silent circumference o f Rome." 10. By his addressing the reader, the reader's function becomes, as Michael A n d r é Bernstein (1983) remarks, "akin to the function o f the next day in a 'real' Saturnalia, the instant when everyone resumes his conventional roles, with the important distinc tion, however, that the reader's position represents a continuously present source o f au thority which even the most anarchic moments o f the festival day do not succeed in suspending." T h o u g h I acknowledge the authoritative role o f the reader in Goethe's Römische Karneval, Goethe's own authoritative position, far stronger than Catlin's, seems to be quite independent o f his reader's.
H e r m e s ' Dilemma
69
r a g e , a n n o u n c e s a series o f erotic p u n s — p u n s , G e e r t z m a i n t a i n s , t h e B a l i n e s e t h e m s e l v e s w o u l d u n d e r s t a n d — u s e d t h r o u g h o u t his essay. P u n s a r e f r e q u e n t in e t h n o g r a p h y . T h e y position t h e e t h n o g r a p h e r b e t w e e n his w o r l d o f p r i m a r y orientation, his reader's w o r l d , a n d t h e w o r l d o f t h o s e o t h e r s , t h e p e o p l e h e has studied, w h o m at s o m e level, I b e l i e v e , h e is also a d d r e s s i n g ( C r a p a n z a n o 1 9 7 7 a ) . T h r o u g h t h e p u n h e a p p e a l s collusively to the m e m b e r s o f o n e o r t h e o t h e r w o r l d , u s u ally t h e w o r l d o f his r e a d e r s h i p , t h e r e b y c r e a t i n g a h i e r a r c h i c a l rela t i o n s h i p b e t w e e n t h e m . H e himself, the p u n s t e r , m e d i a t e s b e t w e e n these worlds. G e e r t z ' s essay is d i v i d e d into s e v e n sections, a n d the titles o f these s e c t i o n s — " T h e Raid," " O f Cocks and Men," " T h e Fight," " O d d s and E v e n M o n e y , " " P l a y i n g with Fire," "Feathers, B l o o d , C r o w d s , a n d M o n e y , " a n d " S a y i n g S o m e t h i n g o f S o m e t h i n g " — a r e all s u g g e s t i v e o f a distinctly u r b a n e n v i r o n m e n t , o f a s e x - a n d - v i o l e n c e w h o d u n i t , s o m e t h i n g o u t o f M i c k e y Spillane, p e r h a p s , w h i c h , u n l i k e G e e r t z ' s e r o t i c p u n s , t h e villagers c o u l d n o t possibly h a v e u n d e r s t o o d , at least in 1 9 5 8 . T h e titles d o little to c h a r a c t e r i z e the ethos o f a B a l i n e s e vil l a g e o r c o c k f i g h t , but, like p u n s , t h e y create a collusive r e l a t i o n s h i p b e t w e e n t h e e t h n o g r a p h e r a n d , in this case, his r e a d e r s . T h e y also at test to the e t h n o g r a p h e r ' s stylistic virtuosity. H e a n d his r e a d e r s c o m e o u t o n t o p o f the h i e r a r c h y o f u n d e r s t a n d i n g . G e e r t z ' s essay b e g i n s with a h u m o r o u s tale o f e n t r y — b y n o w , in its o w n r i g h t , a g e n r e o r s u b g e n r e o f e t h n o g r a p h y . T h e h e r o , the a n t h r o p o l o g i s t , is cast stereotypically as a naif, an a w k w a r d s i m p l e t o n , n o t at all s u r e o f his identity, o f t e n s u f f e r i n g f r o m s o m e sort o f e x o t i c m a l a d y , w h o is c a u g h t in a b e t w i x t a n d b e t w e e n w o r l d . W e c o u l d see h i m at G o e t h e ' s R o m a n C a r n i v a l . H e is n o l o n g e r in his o w n w o r l d , a n d h e has n o t y e t m a s t e r e d his n e w w o r l d — t h e w o r l d h e will c o n s t i t u t e t h r o u g h his e t h n o g r a p h y . Early in April o f 1958, my wife and I arrived, malarial and diffident, in a Bali nese village we intended, as anthropologists, to study. A small place, about five h u n d r e d people, a n d relatively remote, it was its own world. We were intrud ers, professional ones, and the villagers dealt with us as Balinese seem always to deal with p e o p l e not part o f their life w h o yet press themselves u p o n them: as t h o u g h w e were not there. For them, and to a degree for ourselves, we were nonpersons, specters, invisible m e n . (1973:412) H e r e in t h e first p a r a g r a p h o f " D e e p Play," G e e r t z establishes a n o p position b e t w e e n h i m s e l f a n d his wife a n d the B a l i n e s e w h o live in their o w n r e m o t e little w o r l d . G e e r t z a n d his wife a r e " a n t h r o p o l o gists," " p r o f e s s i o n a l s , " a n d " i n t r u d e r s . " T h e tale o f e n t r y is, as I h a v e n o t e d , c a l l e d " T h e R a i d , " r e f e r r i n g manifestly to a police raid o f a vil-
70
VINCENT CRAPANZANO
l a g e c o c k f i g h t . It m a y also reflect Geertz's attitude t o w a r d his a n d his wife's p r e s e n c e , their mission, in the village. H e claims d r a m a t i c a l l y t h a t h e a n d his wife w e r e " n o n p e r s o n s , specters, invisible m e n " f o r t h e v i l l a g e r s a n d "to a d e g r e e for o u r s e l v e s " — t h a t is, until like the o t h e r v i l l a g e r s a t t e n d i n g t h e cockfight, they fled the police. T h e n t h e y w e r e r e c o g n i z e d . G e e r t z offers n o e v i d e n c e for this c o n t e n t i o n , a n d in the v e r y n e x t p a r a g r a p h h e contradicts himself. But except for our landlord and the village chief, whose cousin and brotherin-law h e was, everyone ignored us only as the Balinese can do. As we wan d e r e d around, uncertain, wistful, eager to please, people seemed to look right t h r o u g h us with a gaze focused several yards behind us o n some more actual stone or tree. Almost nobody greeted us; but nobody scowled or said anything unpleasant to us either which would have been almost as satisfactory. . . . T h e indifference, o f course, was studied; the villagers were watching every move we m a d e , and they had an enormous amount of quite accurate information about w h o we were and what we were going to be doing. But they acted as if we simply did not exist, which, in fact, as this behavior was designed to inform us, w e did not, or anyway not yet. (412 —13) T h e r e is o f c o u r s e a d i f f e r e n c e b e t w e e n b e i n g a n o n p e r s o n , a s p e c t e r , a n invisible m a n — a collection o f n o n e q u i v a l e n t statuses in any c a s e — a n d b e i n g t r e a t e d with "studied i n d i f f e r e n c e . " T h e G e e r t z e s m a y h a v e b e e n t r e a t e d as t h o u g h they w e r e not there, but they w e r e s u r e l y t h e r e . H o w else c o u l d they be i n f o r m e d o f their " n o n e x i s t e n c e " ? I call attention h e r e to w h a t m i g h t simply b e dismissed as a n o t a l t o g e t h e r successful storytelling ruse, w e r e it n o t indicative o f a m o r e s e r i o u s p r o b l e m that flaws Geertz's essay. H e r e , at a d e s c r i p t i v e level, h e b l u r s his o w n subjectivity—his e x p e r i e n c e o f h i m s e l f in those e a r l y B a l i n e s e d a y s — w i t h the subjectivity a n d the intentionality o f the vil l a g e r s . (His wife's e x p e r i e n c e presents still a n o t h e r p r o b l e m as well as s o m e t h i n g o f a c o n c e p t u a l e m b a r r a s s m e n t : she is dismissed f r o m this tale o f m e n a n d c o c k s — a dismissal a l r e a d y h e r a l d e d in the first p a r a g r a p h b y the u s e o f " m e n " in the p h r a s e "invisible men.") L a t e r , at t h e level o f i n t e r p r e t a t i o n , w e d i s c o v e r the same c o n f u s i o n (see C r a p a n z a n o 1 9 8 1 a ; L i e b e r s o n 1984). W e m u s t ask w h e t h e r this i n t e r p r e t i v e c o n f u s i o n is facilitated by Geertz's p a r t i c u l a r d e s c r i p t i v e tack. T h r o u g h p u n s , titles, subtitles, a n d simple d e c l a r a t i o n s , t h e "an t h r o p o l o g i s t " a n d his " B a l i n e s e " are s e p a r a t e d f r o m o n e a n o t h e r . I n t h e o p e n i n g section o f " D e e p Play" G e e r t z a n d his wife a r e cast, h o w e v e r c o n v e n t i o n a l l y , as individuals. T h e B a l i n e s e are not. T h e y a r e g e n e r a l i z e d . T u r n s o f p h r a s e like "as B a l i n e s e always d o , " r e m i n i s c e n t if n o t o f superficial travel a c c o u n t s , t h e n o f national c h a r a c t e r studies, r u n t h r o u g h " D e e p Play": "in a w a y only a B a l i n e s e c a n d o " ( 4 1 2 ) ; "the d e e p p s y c h o l o g i c a l identification o f B a l i n e s e m e n with t h e i r
H e r m e s ' Dilemma
71
c o c k s " ( 4 1 7 ) ; "the B a l i n e s e n e v e r d o a n y t h i n g in a s i m p l e way w h e n t h e y c a n c o n t r i v e to d o it in a c o m p l i c a t e d w a y " (425); "the B a l i n e s e a r e shy t o t h e p o i n t o f obsessiveness o f o p e n conflict" (446). T h e " B a l i n e s e " — s u r e l y n o t the B a l i n e s e — b e c o m e s a foil for Geertz's d e s c r i b i n g , i n t e r p r e t i n g , a n d t h e o r i z i n g — f o r his s e l f - p r e s e n t i n g . G e e r t z likens his n o n p e r s o n h o o d to b e i n g "a c l o u d o r a g u s t o f w i n d " : " M y wife a n d I w e r e still v e r y m u c h in the g u s t o f w i n d stage, a m o s t f r u s t r a t i n g , a n d e v e n , as y o u b e g i n to d o u b t w h e t h e r y o u are r e a l l y r e a l after all, u n n e r v i n g o n e w h e n . . ." ( 4 1 3 ) . A n d h e g o e s o n to d e s c r i b e the police raid t h r o u g h w h i c h h e a c h i e v e d his " p e r s o n h o o d . " T h i s p a s s a g e is significant n o t so m u c h b e c a u s e o f w h a t G e e r t z has to say a b o u t h i m s e l f a n d his wife as b e c a u s e o f a p r o n o u n switch f r o m " I / w e , " o r m o r e a c c u r a t e l y f r o m "I + n o u n " ("my wife a n d I") to " y o u . " T h i s switch anticipates his d i s a p p e a r a n c e in the sections to c o m e . T h e " y o u " serves as m o r e , I s u g g e s t , t h a n an a p p e a l to the r e a d e r to e m p a t h i z e with h i m . It d e c e n t e r s the n a r r a t o r in t h e s p a c e o f i n t e r s u b j e c t i v e u n d e r s t a n d i n g . H e e n g a g e s in d i a l o g u e w i t h his r e a d e r in a way, at least in his p r e s e n t a t i o n , that h e d o e s n o t e n g a g e w i t h t h e B a l i n e s e . They r e m a i n c a r d b o a r d figures. D e s p i t e p o p u l a r g r a m m a t i c a l u n d e r s t a n d i n g that a p r o n o u n is s i m p l y a n o u n substitute, t h e r e is, as E m i l e B e n v e n i s t e ( 1 9 6 6 ) a n d o t h e r s h a v e o b s e r v e d , a f u n d a m e n t a l d i f f e r e n c e b e t w e e n first a n d sec o n d p e r s o n p e r s o n a l p r o n o u n s ("I" a n d " y o u " a n d their plurals) a n d t h i r d p e r s o n p r o n o u n s ("he," "she," "it," "they"). T h e first a n d s e c o n d a r e p r o p e r l y i n d e x i c a l : they "relate" to the c o n t e x t o f u t t e r a n c e . T h e t h i r d p e r s o n p r o n o u n s r e f e r b a c k a n a p h o r i c a l l y to an a n t e c e d e n t , a n o u n , o f t e n e n o u g h a p r o p e r n o u n , in the text. T h e y are l i b e r a t e d , so to s p e a k , f r o m the c o n t e x t o f u t t e r a n c e , b u t they are e m b e d d e d in t h e t e x t u a l c o n t e x t . T h e y are intratextual a n d d e r i v e their m e a n i n g f r o m t h e i r t e x t u a l l y d e s c r i b e d a n t e c e d e n t s . T h u s , in Geertz's essay, a n d in m o s t e t h n o g r a p h y , the " I / y o u " o f the e t h n o g r a p h e r a n d the " I / y o u " o f the e t h n o g r a p h e r ' s i n t e r l o c u t o r s in the field are c o n v e r t e d a s y m m e t r i cally into a n a n a p h o r i c a l l y free " I " a n d an a n a p h o r i c — a c u m u l a t i v e "they." I n d e e d , in m o s t e t h n o g r a p h i c texts, i n c l u d i n g G e e r t z ' s , the " I " itself d i s a p p e a r s e x c e p t in c o n v e n t i o n a l tales o f entry o r i n t e x t e v a l u a t i o n shifters a n d b e c o m e s simply a stylistically b o r n e "invisible" v o i c e . S y m p t o m a t i c a l l y , " w e " s e l d o m occurs in e t h n o g r a p h y . 11
" T h e R a i d " r e p r e s e n t s a delicate, unstable m o m e n t . G e e r t z , t h e 11. I am simplifying here. T h e ethnographer's "I" must be carefully examined in ils specific occurrences, for it can serve multiple functions, even simultaneously. It may, lor example, be descriptive, referring to a grammatically distorted interlocution ("I said'V'hi' said" or "I observed") or it may in fact refer to the context of writing. T h e r e is also, as I have argued elsewhere (1981b), an anaphoric potential to first and second per son indexicals, particularly in "authored" texts.
72
VINCENT CRAPANZANO
a u t h o r / n a r r a t o r , is a n " I . " T h e B a l i n e s e a r e referentially d e s c r i b e d : a "they." J u s t as the B a l i n e s e r e c o g n i z e G e e r t z after his flight f r o m t h e p o l i c e , h e , at least as an I, flees f r o m the t e x t in a section r e v e a l i n g l y e n t i t l e d " O f C o c k s a n d M e n . " D o e s the l i n g e r i n g " I " o f " T h e R a i d " c o m p e n s a t e f o r G e e r t z ' s n o n p e r s o n h o o d in those first d a y s o f fieldw o r k h e is d e s c r i b i n g ? T h r o u g h o u t the r e m a i n d e r o f " D e e p Play" t h e r e is a c o n t i n u a l b l u r r i n g o f G e e r t z ' s u n d e r s t a n d i n g a n d the u n d e r s t a n d i n g o f the B a l i n e s e as h e d e s c r i b e s t h e m . W i t h o u t a n y e v i d e n c e h e a t t r i b u t e s to t h e B a l i n e s e all sorts o f e x p e r i e n c e s , m e a n i n g s , intentions, m o t i v a t i o n s , d i s p o s i t i o n s , a n d u n d e r s t a n d i n g s . H e writes, for e x a m p l e : In the cockfight man and beast, good and evil, ego and id, the creative power of aroused masculinity and the destructive power of loosened animality fuse in a bloody drama of hatred, cruelty, violence, and death. It is little wonder that when, as is the invariable rule, the owner of the winning cock takes the carcass of the loser—often torn limb from limb by its enraged owner—home to eat, he does so with a mixture of social embarrassment, moral satisfaction, aesthetic disgust, and cannibal joy. (430—21) W e m u s t n o t b e c a r r i e d away b y G e e r t z ' s G r a n d G u i g n o l sensibility. W e m u s t a s k : o n w h a t g r o u n d s d o e s h e attribute "social e m b a r r a s s m e n t , " " m o r a l satisfaction," "aesthetic disgust" ( w h a t e v e r that m e a n s ) , a n d " c a n n i b a l j o y " to the B a l i n e s e ? to all B a l i n e s e m e n ? to a n y B a l i n e s e m a n in p a r t i c u l a r ? C l e a r l y G e e r t z ' s aim, like Catlin's, is to r e n d e r t h e m o m e n t vivid, b u t u n l i k e C a t l i n , w h o m a k e s n o p r e t e n s e o f u n c o v e r i n g t h e subjective m e a n i n g — t h e e x p e r i e n c e — o f the O - K e e - P a c e r e m o n y f o r the M a n d a n , G e e r t z d o e s m a k e s u c h a claim o f t h e B a l i n e s e . T o w a r d the e n d o f his essay, as t h o u g h p u l l i n g a rabbit o u t o f a hat, G e e r t z s u d d e n l y d e c l a r e s the c o c k f i g h t to be an art f o r m , w h i c h h e u n d e r s t a n d s i n a v e r y W e s t e r n w a y : " A s a n y art f o r m — f o r that, finally, is w h a t w e are d e a l i n g w i t h — t h e c o c k f i g h t r e n d e r s o r d i n a r y , e v e r y d a y e x p e r i e n c e c o m p r e h e n s i b l e by p r e s e n t i n g it in t e r m s o f acts a n d objects w h i c h h a v e h a d their practical c o n s e q u e n c e s r e m o v e d a n d b e e n r e d u c e d (or, if y o u p r e f e r , raised) to the level o f s h e e r a p p e a r a n c e , w h e r e their m e a n i n g c a n be m o r e p o w e r f u l l y a r t i c u l a t e d a n d m o r e e x a c t l y p e r c e i v e d " (443). W e m u s t ask: for w h o m d o e s the c o c k fight articulate e v e r y d a y e x p e r i e n c e — t h e e x p e r i e n c e o f status h i e r a r c h y — a n d r e n d e r it m o r e p e r c e p t i b l e ? A f t e r l i k e n i n g t h e c o c k f i g h t to King Lear a n d Crime and Punishment, G e e r t z g o e s o n to assert that it catches u p these themes—death, masculinity, rage, pride, loss, beneficence, change—and ordering them into an encompassing structure, presents them in such a way as to throw into relief a particular view of their essential nature. It puts a construction on them, makes them, to those historically positioned to
H e r m e s ' Dilemma
73
appreciate the construction, meaningful—visible, tangible, graspable—"real" in an ideational sense. A n image, fiction, a model, a metaphor, the cockfight is a means of expression; its function is neither to assuage social passions nor to heighten them (though, in its playing-with-fire way it does a bit o f both), but, in a medium of feathers, blood, crowds, and money, to display them. (443-44) W e m u s t ask: w h o is historically p o s i t i o n e d to a p p r e c i a t e the c o n s t r u c tion? G e e r t z c o m p l e t e l y i g n o r e s the fact t h a t King Lear a n d Crime and Punishment a r e c u l t u r a l l y a n d linguistically m a r k e d as a t r a g e d y a n d a n o v e l ; as r e p r e s e n t a t i o n s o f a p a r t i c u l a r o r d e r ; as fictions to b e r e a d in a special w a y — i n d e e d , to b e r e a d . H e offers n o p r o o f a n y w h e r e t h a t t h e c o c k f i g h t is so m a r k e d f o r his B a l i n e s e . Piling i m a g e o n i m a g e — " i m a g e , " "fiction," a n d " m e t a p h o r " — m a y a s s u a g e Geertz's o w n t h e o retical a n x i e t y , b u t it h a r d l y gets rid of the p r o b l e m . ( I m a g e , fiction, m o d e l , a n d m e t a p h o r are o f c o u r s e n o m o r e e q u i v a l e n t t h a n n o n p e r s o n , s p e c t e r , a n d invisible man.) C o c k f i g h t s a r e surely c o c k f i g h t s f o r the B a l i n e s e — a n d not i m a g e s , fictions, m o d e l s , a n d m e t a p h o r s . T h e y a r e n o t m a r k e d as s u c h , t h o u g h they m a y be r e a d as s u c h by a f o r e i g n e r f o r w h o m " i m a g e s , fictions, m o d e l s , a n d m e t a p h o r s " h a v e i n t e r p r e t i v e v a l u e . It is p e r h a p s n o a c c i d e n t that in a f o l l o w i n g p a r a g r a p h G e e r t z d e s c r i b e s the c o c k f i g h t as "disquietful": " T h e r e a s o n it is d i s q u i e t f u l is that, j o i n i n g p r i d e to s e l f h o o d , s e l f h o o d to cocks, a n d c o c k s to d e s t r u c t i o n , it b r i n g s to i m a g i n a t i v e realization a d i m e n s i o n o f B a l i n e s e e x p e r i e n c e n o r m a l l y w e l l - o b s c u r e d f r o m v i e w " (444)- W e m u s t ask y e t a g a i n : for w h o m is the c o c k f i g h t disquietful? 12
I n the final p a g e s o f " D e e p Play" G e e r t z likens the c o c k f i g h t to a text. H e also r e f e r s to it as "a B a l i n e s e r e a d i n g o f B a l i n e s e e x p e r i e n c e , " "a story they tell the natives a b o u t t h e m s e l v e s , " a " m e t a c o m m e n t a r y . " "It is a m e a n s o f s a y i n g s o m e t h i n g a b o u t s o m e t h i n g . " It re q u i r e s the a n t h r o p o l o g i s t to " p e n e t r a t e " it, j u s t as a critic " p e n e t r a t e s " a t e x t . F o r G e e r t z t h e i n t e r p r e t e d text, t h e c o c k f i g h t , is a d r a m a o f sta tus h i e r a r c h y , a n d in blatantly intentional l a n g u a g e h e s u g g e s t s t h a t is w h y B a l i n e s e g o to c o c k f i g h t s : " B a l i n e s e g o to c o c k f i g h t s to find o u t w h a t a m a n , u s u a l l y c o m p o s e d , aloof, almost obsessively s e l f - a b s o r b e d , a k i n d o f m o r a l a u t o c o s m , feels like w h e n attacked, t o r m e n t e d , c h a l l e n g e d , i n s u l t e d , a n d d r i v e n in result to the e x t r e m e s o f fury, h e has totally t r i u m p h e d o r b e e n b r o u g h t l o w " (450). E l s e w h e r e , h e asserts B a l i n e s e subjectivity at c o c k f i g h t s . Enacted and re-enacted, so far without end the cockfight enables the Bali nese, as, read and reread, Macbeth enables us, to see a dimension of his own ii>. (Ine would ultimately have to consider the ontological status o f Balinese c(|iiivalcnis (il' there are any) of these Western categories.
74
VINCENT CRAPANZANO
subjectivity. As h e watches fight after fight, with the active watching o f an o w n e r a n d a bettor (for cockfighting has no more interest as a pure spectator sport than does croquet or dog-racing), h e grows familiar with it and what it has to say to him m u c h as the attentive listener to a string quartet or the ab sorbed viewer of still life grows slowly more familiar with them in a way which o p e n s his objectivity to himself. (450—51) W h o t o l d G e e r t z ? H o w c a n a w h o l e p e o p l e s h a r e a single subjectivity? A r e t h e r e n o t d i f f e r e n c e s b e t w e e n texts, c o m m e n t a r i e s , m e t a c o m m e n t a r i e s , d r a m a s , sports, string quartets, a n d still lifes? H a s P r o f e s s o r G e e r t z a b a n d o n e d all o f the analytic distinctions that h a v e c h a r a c t e r i z e d the success (and the failure) o f his civilization? L i k e Catlin's c o l o r f u l , c o n c r e t e m e t a p h o r s , Geertz's colorless, abstract m e t a p h o r s s u b v e r t b o t h his d e s c r i p t i o n a n d his i n t e r p r e t a t i o n . I n d e e d , t h e y s u b v e r t his a u t h o r i t y . H i s m e s s a g e is simply n o t c o n v i n c i n g . D e s p i t e his p h e n o m e n o l o g i c a l - h e r m e n e u t i c a l p r e t e n s i o n s , t h e r e is in fact in " D e e p Play" n o u n d e r s t a n d i n g o f t h e native f r o m the na tive's p o i n t o f view. T h e r e is o n l y the c o n s t r u c t e d u n d e r s t a n d i n g o f t h e c o n s t r u c t e d native's c o n s t r u c t e d point o f view. G e e r t z offers n o speci fiable e v i d e n c e for his attributions o f intention, his assertions o f sub j e c t i v i t y , his d e c l a r a t i o n s o f e x p e r i e n c e . His c o n s t r u c t i o n s o f c o n s t r u c tions o f c o n s t r u c t i o n s a p p e a r to b e little m o r e t h a n p r o j e c t i o n s , o r at least b l u r r i n g s , o f his p o i n t o f view, his subjectivity, w i t h t h a t o f t h e n a t i v e , o r , m o r e accurately, o f the c o n s t r u c t e d native. Finally, as if to g i v e his, o r any anthropologist's, c o n s t r u c t i o n s a c e r t a i n , if y o u will, substantialized authority, G e e r t z r e f e r s in " D e e p P l a y " to c u l t u r e "as an e n s e m b l e o f texts, t h e m s e l v e s e n s e m b l e s , w h i c h t h e a n t h r o p o l o g i s t strains to r e a d o v e r the s h o u l d e r o f t h o s e to w h o m t h e y p r o p e r l y b e l o n g " (452—53)- T h e i m a g e is s t r i k i n g : s h a r i n g a n d n o t s h a r i n g a text. It r e p r e s e n t s a sort o f a s y m m e t r i c a l w e - r e l a t i o n s h i p with the a n t h r o p o l o g i s t b e h i n d a n d a b o v e t h e native, h i d d e n b u t at t h e t o p o f the h i e r a r c h y o f u n d e r s t a n d i n g . It reflects, I b e l i e v e , t h e i n d e x i c a l d r a m a o f " T h e R a i d " in w h i c h t h e parties to t h e e t h n o g r a p h i c e n c o u n t e r are b r o u g h t t o g e t h e r in the n a r r a t i o n as t h e y a r e s e p a r a t e d t h r o u g h style. T h e r e is n e v e r an I-you relation s h i p , a d i a l o g u e , t w o p e o p l e n e x t to e a c h o t h e r r e a d i n g the s a m e t e x t a n d d i s c u s s i n g it face-to-face, b u t o n l y a n I-they r e l a t i o n s h i p . A n d , as w e h a v e s e e n , e v e n the I d i s a p p e a r s — r e p l a c e d by an invisible v o i c e o f a u t h o r i t y w h o d e c l a r e s w h a t the y o u - t r a n s f o r m e d - t o - a - t h e y experience. 13
13. See my discussion (Crapanzano i g 8 i c ) of text and text metaphors. I argue that despite a certain literary critical penchant to view texts abstractly, their rhetorical force rests on the concreteness, the tangible existence, o f the text.
Hermes' Dilemma
75
I n traditional e t h n o g r a p h y t h e e t h n o g r a p h e r ' s e n c o u n t e r w i t h t h e p e o p l e he has s t u d i e d is rarely d e s c r i b e d . O f t e n , as in the c a s e o f G e e r t z ' s " D e e p Play," h a r d l y a traditional e t h n o g r a p h y , e v e n t h e ac tivity t h a t is d e s c r i b e d a n d i n t e r p r e t e d — a c o c k f i g h t , a c a r n i v a l , a test o f p r o w e s s , o r , f o r that m a t t e r , the w e a v i n g o f a basket o r t h e p r e p a r a tion o f a m e a l — i s n o t p r e s e n t e d in its particularity as a single, a n d in s o m e w a y s u n i q u e , p e r f o r m a n c e . W e are usually g i v e n a g e n e r a l pic ture. Presumably m a n y observations, taken from m a n y vantage points, a r e c o n f l a t e d into a single, c o n s t r u c t e d p e r f o r m a n c e , w h i c h b e c o m e s a sort o f i d e a l , a Platonic p e r f o r m a n c e . C a t l i n a n d G o e t h e d e s c r i b e a single p e r f o r m a n c e , but, d e s p i t e deictic a n d o t h e r p a r t i c u l a r i z i n g l o c u t i o n s , they d o it in a g e n e r a l i z i n g way. G e e r t z , w h o a p p a r e n t l y at t e n d e d m a n y c o c k f i g h t s , n e v e r describes a specific c o c k f i g h t . H e c o n structs the B a l i n e s e c o c k f i g h t a n d i n t e r p r e t s his c o n s t r u c t i o n : "the B a l i n e s e c o c k f i g h t . " H i s c o n v e n t i o n a l tale o f e n t r y s e r v e s a d e i c t i c f u n c t i o n n o t t h a t d i f f e r e n t f r o m Catlin's assigned p l a c e o r G o e t h e ' s " h e r e ' s " a n d " n o w ' s . " It gives the illusion o f specificity w h e n t h e r e is n o specific t e m p o r a l o r spatial v a n t a g e point. It attests to the e t h n o g r a p h e r ' s h a v i n g b e e n t h e r e a n d gives h i m w h a t e v e r a u t h o r i t y arises from that presence. I n " D e e p Play" the p r o b l e m o f the e t h n o g r a p h e r ' s a u t h o r i t a t i v e c o n s t r u c t i o n s is f u r t h e r c o m p l i c a t e d by the author's p h e n o m e n o l o g i cal a n d h e r m e n e u t i c a l p r e t e n t i o n s . N e i t h e r C a t l i n n o r G o e t h e m a k e a n y s u s t a i n e d effort to d e s c r i b e the e x p e r i e n c e for the p a r t i c i p a n t s o f the c e r e m o n i e s they o b s e r v e d . C a t l i n a s s u m e s the p e r s p e c t i v e o f t h e M a n d a n o n l y rhetorically. For h i m , the O - K e e - P a was a " s h o c k e r " ( " T h i s p a r t o f the c e r e m o n y [the t o r t u r e ] , as I h a v e j u s t w i t n e s s e d it, is truly s h o c k i n g to b e h o l d , a n d will s t a g g e r t h e b e l i e f o f t h e w o r l d w h e n t h e y r e a d o f it" [ 1 8 5 7 : 1 5 7 ] ) ; a n d h e s t r u g g l e d unsuccessfully to g i v e it m e a n i n g . H e c o u l d find n o familiar story in w h i c h to fit it in m o r e t h a n a f r a g m e n t e d way. T h e R o m a n carnival b e c a m e for G o e t h e a n a l l e g o r y o f i n d i v i d u a l destiny. It was o f c o u r s e n o t that u n f a m i l i a r . H e was able to o r g a n i z e it a l o n g familiar theatrical—commedia dell'arte— lines a n d to s y n c h r o n i z e his descriptive r h y t h m with the carnival's r h y t h m . W e m a y find G o e t h e ' s a l l e g o r y a r c h , m o r i b u n d e v e n , b u t it is s u b s u m i n g . F o r G e e r t z , the c o c k f i g h t itself b e c o m e s a g r a n d m e t a p h o r l o r B a l i n e s e social o r g a n i z a t i o n , a n d , as such, closes in o n itself. D e spite G e e r t z ' s ostensible c o n c e r n for the u n d e r s t a n d i n g o f the native's p o i n t o f view, his essay is less a disquisition o n B a l i n e s e c o c k f i g h t i n g , subjectively o r objectively u n d e r s t o o d , t h a n o n i n t e r p r e t i n g — r e a d i n g — c u l t u r a l data. His analysis is e x e m p l a r y , a n d this e x e m p l a r y quality, G e e r t z ' s i n t e r p r e t i v e virtuosity, helps r e n d e r it e t h n o g r a p h i -
76
VINCENT CRAPANZANO
cally c o n v i n c i n g . Its ultimate significance is n o t m o r a l b u t m e t h o d o logical. C a t l i n m a k e s a plea f o r t h e salvation o f t h e M a n d a n ; G o e t h e f o r t h e full a p p r e c i a t i o n o f fleeting m o m e n t s o f j o y ; G e e r t z f o r h e r m e n e u t i c s . I n all t h r e e instances the events d e s c r i b e d are s u b v e r t e d b y t h e t r a n s c e n d i n g stories in w h i c h they a r e cast. T h e y a r e sacrificed to t h e i r r h e t o r i c a l f u n c t i o n in a literary d i s c o u r s e that is far r e m o v e d f r o m t h e i n d i g e n o u s d i s c o u r s e o f their o c c u r r e n c e . T h e sacrihce, t h e s u b v e r s i o n o f t h e e v e n t d e s c r i b e d , is in t h e final analysis m a s k e d neit h e r b y r h e t o r i c , h y p o t y p o s i s , theatricality, a n d i n t e r p r e t i v e virtuosity n o r b y t h e i r m e t a p h o r i z a t i o n — s a l v a t i o n , life, s o c i e t y — b u t b y t h e aut h o r i t y o f t h e a u t h o r , w h o , at least in m u c h e t h n o g r a p h y , stands a b o v e a n d b e h i n d those w h o s e e x p e r i e n c e he p u r p o r t s to d e s c r i b e . A l l t o o o f t e n , t h e e t h n o g r a p h e r forgets that the native, like E d u a r d i n G o e t h e ' s Elective Affinities, c a n n o t a b i d e s o m e o n e r e a d i n g - o v e r his s h o u l d e r . I f he d o e s n o t close his b o o k , h e will cast his s h a d o w o v e r it. O f c o u r s e , t h e e t h n o g r a p h e r will also cast his s h a d o w o v e r it. It is p e r h a p s f o r this r e a s o n , i f I m a y c o n c l u d e with the c o n c e i t o f m y o w n tale o f e n t r y into this p a p e r , that Z e u s u n d e r s t o o d w h e n H e r m e s p r o m ised to tell n o lies b u t d i d n o t p r o m i s e to tell the w h o l e t r u t h .
RENATO ROSALDO
From the Door of His Tent: T h e Fieldworker and the Inquisitor
T h i s p a p e r attempts to d e v e l o p an a n a t o m y o f e t h n o g r a p h i c r h e t o r i c by e x p l o r i n g m o d e s o f authority a n d r e p r e s e n t a t i o n in t w o d e s e r v e d l y classic b o o k s : E. E. Evans-Pritchard's The Nuer a n d E m m a n u e l L e R o y L a d u r i e ' s Montaillou. T h e f o r m e r , p u b l i s h e d in 1 9 4 0 , has l o n g b e e n r e c o g n i z e d , a l o n g w i t h two o t h e r b o o k s a n d v a r i o u s articles o n t h e s a m e p e o p l e , as a n e x e m p l a r y e t h n o g r a p h i c w o r k . T h e latter, p u b l i s h e d in 1 9 7 5 by a n o t e d F r e n c h social historian, has rec e i v e d w i d e a c c l a i m f o r its i n n o v a t i v e use o f an inquisition r e g i s t e r to c o n s t r u c t a n " e t h n o g r a p h i c " analysis o f a f o u r t e e n t h - c e n t u r y F r e n c h village. L e R o y L a d u r i e ' s i n t e r v e n t i o n , a m o n g o t h e r e x p e r i m e n t a l w o r k s o f history a n d a n t h r o p o l o g y , has b e e n hailed as o p e n i n g t h e possibility o f a m o r e e t h n o g r a p h i c history a n d a m o r e historical ethnography. 1
Y e t in c e r t a i n respects L e R o y L a d u r i e ' s e x p e r i m e n t r e d e p l o y s a n artifact a l r e a d y o l d - f a s h i o n e d in its h o m e l a n d — a s so o f t e n h a p p e n s with b o r r o w i n g s b o t h intercultural a n d interdisciplinary. A n a n t h r o p o l o g i c a l w o r k that a i m e d at s u c h a total e t h n o g r a p h i c analysis as is f o u n d in Montaillou c o u l d b e called classic in style, b u t m o r e o u t m o d e d t h a n i n n o v a t i v e . F r o m this p e r s p e c t i v e L e R o y L a d u r i e ' s w o r k has a distinctive v a l u e . It p r o v i d e s a m i r r o r for critical reflection o n m o d e s o f a u t h o r i t y a n d descriptive rhetorics in e t h n o g r a p h y , p a r t i c u larly in t h e influential w r i t i n g o f E v a n s - P r i t c h a r d . T h e latter's w o r k s h o u l d b e u n d e r s t o o d in this c o n t e x t as a r e p r e s e n t a t i v e e x a m p l e o f the discipline's r h e t o r i c a l c o n v e n t i o n s . A close r e a d i n g o f these t w o b o o k s , r a t h e r t h a n a m o r e superficial review o f a w i d e r r a n g e o f cases, 1. T h i s doubling o f history and anthropology has a genealogy that extends back in Herodotus and Thucydides. Evans-Pritchard himself wrote on history and anthropology, and Le Roy Ladurie has taught a course at the Collège de France called Ethnographic History. T h i s reemerging field of inquiry has recently been reviewed in essays by Bernard C o h n (1980, 1981) and Natalie Davis (1981).
7
8
RENATO ROSALDO
e n a b l e s t h e d e v e l o p m e n t o f a g e n e r a l a r g u m e n t that c a n b e a p p r a i s e d by s t u d y i n g e x t e n d e d n a r r a t i v e passages in circumstantial detail. W h a t the a r g u m e n t loses in s c o p e , it gains in intensity. B y l o o k i n g at The Nuer f r o m the distinctive a n g l e o f vision o f f e r e d b y Montaillou, w e d i s c o v e r that the figure o f the e t h n o g r a p h i c fieldw o r k e r in t r o u b l i n g ways r e s e m b l e s the f o u r t e e n t h - c e n t u r y i n q u i s i t o r w h o c r e a t e d the d o c u m e n t u s e d by L e R o y L a d u r i e . T h e historian's w o r k a p p r o p r i a t e s ways o f establishing authority a n d c o n s t r u c t i n g o b j e c t i v e d e s c r i p t i o n s a l r e a d y d e v e l o p e d in the e t h n o g r a p h i c l i t e r a t u r e . I n d e e d , the historian at times nearly caricatures his e t h n o g r a p h i c m o d e l s . Y e t in the m a n n e r o f an i l l u m i n a t i n g objectification, p r e c i s e l y this e l e m e n t o f e x a g g e r a t i o n at o n c e m a k e s s t r a n g e a n d r e v e a l s an array o f d i s c u r s i v e practices that in their a n t h r o p o l o g i c a l h o m e l a n d h a v e b e e n t a k e n for g r a n t e d . T h e y h a v e a p p e a r e d , n o t p e c u l i a r , b u t n o r m a t i v e f o r w r i t i n g in the discipline. In m a k i n g a d e t o u r t h r o u g h L e R o y L a d u r i e ' s w o r k , I h o p e to d e v e l o p a critical p e r s p e c t i v e o n e t h n o g r a p h y , b o t h as fieldwork a n d as d e s c r i p t i v e r h e t o r i c . M y r e a d i n g o f Evans-Pritchard's e t h n o g r a p h i c w r i t i n g is g u i d e d b o t h b y Santayana's d i c t u m that those w h o f o r g e t their past are c o n d e m n e d to r e p e a t it a n d by the n o t i o n that critical r e a p p r a i s a l s , the active r e a p p r o p r i a t i o n o f past w o r k s , s h o u l d play a significant r o l e in s h a p i n g f u t u r e analyses. S u c h historical critiques, as tales b o t h ins p i r a t i o n a l a n d c a u t i o n a r y , can direct f u t u r e c h a n g e s in e t h n o g r a p h i c discourse.
The Use and Abuse of Ethnographic Authority E m m a n u e l L e R o y L a d u r i e ' s w o r k b o r r o w s e t h n o g r a p h y ' s disc i p l i n a r y a u t h o r i t y to t r a n s f o r m f o u r t e e n t h - c e n t u r y p e a s a n t s ' " d i r e c t t e s t i m o n y " (as r e c o r d e d in the inquisition register o f J a c q u e s F o u r nier) into a d o c u m e n t a r y a c c o u n t o f village life in s o u t h e r n F r a n c e at t h e t i m e . T h e b o o k is d i v i d e d into two parts, an e c o l o g y a n d a n a r c h e o l o g y . T h e f o r m e r d e l i n e a t e s structures that r e m a i n u n c h a n g e d o v e r t h e l o n g t i m e s p a n (longue durée) a n d the latter discusses c u l t u r a l f o r m s (mentalités) that often s h o w c o m p a r a b l e l o n g e v i t y . 2
T h e e c o l o g y b e g i n s with the physical e n v i r o n m e n t a n d s t r u c t u r e s o f d o m i n a t i o n ( c h a p t e r 1), m o v e s o n to the h o u s e h o l d as the f o u n d a tion o f village life (chapters 2 a n d 3), a n d c o n c l u d e s with an e x t e n d e d p o r t r a i t o f t r a n s h u m a n t pastoralism (chapters 4, 5, 6, a n d 7 ) . L e R o y L a d u r i e o p p o s e s village life in households, exemplified by the C l e r g u e s , 2. T h e problem o f ethnographic authority has been delineated in a fine essay by James Clifford (1983a).
From the D o o r of His Tent
79
to s h e p h e r d life in the hills, e p i t o m i z e d in the p e r s o n o f P i e r r e M a u r y . ( T h e latter, in a n a n o m a l o u s m a n n e r discussed below, r e c e i v e s b o t h m o r e e x t e n s i v e a n d m o r e idealized t r e a t m e n t t h a n the f o r m e r . ) T h e m o r e loosely o r g a n i z e d a r c h e o l o g y b e g i n s with b o d y l a n g u a g e a n d e n d s w i t h m y t h . I n b e t w e e n L e R o y L a d u r i e discusses, o f t e n in titillati n g t o n e s , s e x , libido, the life cycle ( m a r r i a g e , c h i l d h o o d , d e a t h ) , t i m e a n d s p a c e , m a g i c , r e l i g i o n , morality, a n d the o t h e r w o r l d . T h r o u g h o u t , t h e n a r r a t o r p u n c t u a t e s his text with italicized citations, the p u r p o r t e d l y f r e e d i r e c t s p e e c h o f the peasants, verbally p r e s e n t e d as i f o n e w e r e e a v e s d r o p p i n g in the village itself. L e R o y L a d u r i e b e g i n s by d e s c r i b i n g his d o c u m e n t a r y s o u r c e in these terms: T h o u g h there are extensive historical studies concerning peasant c o m m u nities there is very little material available that can be considered the direct testimony of the peasants themselves. It is for this reason that the Inquisition Register o f Jacques Fournier, Bishop o f Pamiers in Ariège in the Comté d e Foix (now southern France) from 1318 to 1325, is o f such exceptional interest, (vii) T h i s b e g i n n i n g m a k e s it clear that the r e a d e r will l e a r n , in a r e m a r k ably e v o c a t i v e way, a b o u t the t e x t u r e o f f o u r t e e n t h - c e n t u r y p e a s a n t life. T h e rich, vivid descriptions, quite u n l i k e those in o t h e r historical w o r k s c o n c e r n e d w i t h m e d i e v a l villagers, d o i n d e e d m a k e c o m p e l l i n g " e t h n o g r a p h i c " r e a d i n g . T h e peasants h a v e b e e n t e x t u a l i z e d in ways t h a t c h a r a c t e r i z e the s p e a k e r s as articulate a n d insightful a b o u t t h e c o n d i t i o n s o f t h e i r o w n e x i s t e n c e . Yet the historian's t r o p e o f m a k i n g late m e d i e v a l p e a s a n t voices directly a u d i b l e to r e a d e r s in the p r e s e n t a r o u s e s m o r e s k e p t i c i s m t h a n a p p r e c i a t i o n a m o n g e t h n o g r a p h e r s acc u s t o m e d to p o n d e r i n g difficulties in the translation o f c u l t u r e s . F r o m the o u t s e t the historian's i n n o c e n t tone gives r e a s o n to p a u s e . H o w c a n his d a t a ("the d i r e c t testimony o f the peasants t h e m s e l v e s " ) h a v e r e m a i n e d u n t a i n t e d by the c o n t e x t o f d o m i n a t i o n ("the I n q u i s i tion R e g i s t e r " ) ? A f t e r all, the inquisitor e x t r a c t e d the t e s t i m o n i e s as c o n f e s s i o n s ; h e d i d n o t o v e r h e a r t h e m as c o n v e r s a t i o n s in e v e r y d a y life. W h a t c o u l d m o t i v a t e the historian to separate t h e d a t a f r o m t h e i n s t r u m e n t t h r o u g h w h i c h they w e r e collected? L e R o y L a d u r i e g o e s o n to buttress the authority o f his d o c u m e n t t h r o u g h the s t r a t e g y o f novelistic realism c a r r i e d to e x t r e m e s . H e n a m e s n a m e s , p r o v i d e s titles, cites specific places, a n d r e f e r s to e x a c t d a t e s . H e e v e n g o e s o n to give an i m p r e s s i v e sketch o f J a c q u e s F o u r 3
3. For a characterization of realism, see Culler 1 9 7 5 : 1 3 t —60. For an insightful review of Montaillou that, among other things, highlights its conventions of realism, see CliHord 1979.
8o
RENATO ROSALDO
nier's c a r e e r , f r o m h u m b l e birth t h r o u g h positions as b i s h o p a n d car d i n a l to his e l e c t i o n in 1 3 3 4 as B e n e d i c t X I I , p o p e at A v i g n o n . F o u r n i e r , in L e R o y L a d u r i e ' s a c c o u n t , a p p e a r s a m b i t i o u s , i n d u s t r i o u s , a n d t a l e n t e d . T h e r e a d e r is s u p p o s e d to b e l i e v e that the inquisitor p r o d u c e d a d e t a i l e d reliable d o c u m e n t f o r the historian's c o n f i d e n t , at t i m e s u n c r i t i c a l , u s e o v e r six c e n t u r i e s later. C o n s i d e r , f o r e x a m p l e , the f o l l o w i n g p a s s a g e in w h i c h L e R o y L a d u r i e p o r t r a y s F o u r n i e r as a tireless inquisitorial s e e k e r o f in formation: A few details will suggest h o w our dossier was built u p . T h e inquisition court at Pamiers worked for 370 days between 1318 and 1325. T h e s e 370 days in cluded 578 interrogations. O f these, 418 were examinations o f the accused and 160 examinations o f witnesses. In all these hundreds of sessions dealt with ninety-eight cases. T h e court set a record for hard work in 1320, with 106 days; it worked ninety-three days in 1321, fifty-five in 1323, forty-three in 1322, forty-two in 1324, and twenty-two in 1325. (xiv) T h e i m p o s i n g n u m b e r s , h e a p e d o n e u p o n the o t h e r in a m a n n e r fa m i l i a r to sports fans, a t t e m p t to p e r s u a d e r e a d e r s that they c o n s t i t u t e a n a u t h o r i t a t i v e e x a c t m e a s u r e o f the inquisition's d e g r e e o f t h o r o u g h n e s s . T h e q u a n t i f i e d s u m m a r y c o n c l u d e s with a y e a r - b y - y e a r c o u n t o f t h e i n q u i s i t i o n court's w o r k i n g days o r d e r e d by r a n k f r o m the r e c o r d h i g h o f 1 0 6 o n d o w n . L e R o y L a d u r i e ' s p i l i n g u p o f statistics r h e t o r i cally m a k e s it a p p e a r that Fournier's investigation w a s e x h a u s t i v e a n d definitive. T h e inquisitor, a c c o r d i n g to the historian, was m o r e a n in s t r u m e n t f o r g a t h e r i n g i n f o r m a t i o n t h a n a m a n b e n t o n m a k i n g the g u i l t y c o n f e s s their h e r e s i e s . L e R o y L a d u r i e e n d s his i n t r o d u c t i o n , h o w e v e r , b y f r a n k l y affirm i n g t h e f u n d a m e n t a l inequality o f the i n t e r c h a n g e s b e t w e e n t h e in q u i s i t o r F o u r n i e r a n d his subjects, as follows: " T h e accused's a p p e a r a n c e b e f o r e the B i s h o p ' s tribunal b e g a n with a n o a t h s w o r n o n t h e G o s p e l s . It c o n t i n u e d in the f o r m o f an u n e q u a l d i a l o g u e " (xv). H e n o s o o n e r a d m i t s to t h e " u n e q u a l d i a l o g u e " t h a n h e d e n i e s it, as if b y say i n g " s o r r y " h e c o u l d g o o n to o t h e r t h i n g s . H e s i m p l y closes this o p e n i n g to t h e i n t e r p l a y o f p o w e r a n d k n o w l e d g e b y stressing, m o r e e m p h a t i c a l l y t h a n b e f o r e , the s c r u p u l o u s will to t r u t h that d r o v e F o u r n i e r in his i n t e r r o g a t i o n s , as follows: I n all the other cases which provide the material of this book, the Bishop con fined himself to tracking d o w n real deviants (often minor from o u r point o f view). T h e confessions are rounded out by the accuseds' descriptions o f their o w n daily lives. T h e y usually corroborated each other, but when they contra dicted, Fournier tried to reduce the discrepancies, asking the various pris oners for m o r e details. What drove him o n was the desire (hateful though it was in this form) to know the truth, (xv)
From the Door of His Tent
81
T h e d o c u m e n t , t a k e n at face v a l u e , p u r p o r t e d l y p r o v i d e s r e l i a b l e d e p i c t i o n s o f e v e r y d a y life a m o n g f o u r t e e n t h - c e n t u r y p e a s a n t s . I n this c o n t e x t L e R o y L a d u r i e uses a half-serious, half-ironic p h r a s e a n d m a k e s the i n q u i s i t o r into a fellow scholar b y d e s c r i b i n g h i m as s o m e o n e w h o is as " p e d a n t i c as a s c h o o l m a n " (xv). D e p l o y i n g a tactic m a d e f a m i l i a r b y M i c h e l Foucault, the n a r r a t o r i n v o k e s the will to t r u t h in o r d e r to s u p p r e s s t h e d o c u m e n t ' s equally p r e s e n t will to p o w e r . H i s c h a r a c t e r i z a t i o n o f Fournier's m e t i c u l o u s scholarly close a t t e n t i o n to daily life serves the i d e o l o g i c a l p u r p o s e o f entitling h i m to r e m o v e t h e c o n t e x t o f i n t e r r o g a t i o n f r o m the " d o c u m e n t a r y " findings t h e r e b y extracted. 4
L e R o y L a d u r i e has neatly liberated the d o c u m e n t f r o m t h e his torical c o n t e x t that p r o d u c e d it. His i n t r o d u c t i o n thus m a k e s the in quisitor's i n v e s t i g a t i o n a u t h o r i t a t i v e a n d r e m o v e s the d o c u m e n t f r o m t h e politics o f d o m i n a t i o n . T h e inquisition register's t r u t h t h u s b e c o m e s m o r e a m a t t e r o f objective r e p o r t i n g t h a n a series o f s t a t e m e n t s m a d e b y c e r t a i n p e o p l e (peasant villagers) to a p a r t i c u l a r p e r s o n ( F o u r n i e r ) in a specific situation (the inquisition). T h e historian's d o c u m e n t has r h e t o r i c a l l y b e e n t r e a t e d as if it w e r e the c r e a t i o n o f a dis i n t e r e s t e d science. N o t u n l i k e his d o c u m e n t a r y r e c o r d , the h i s t o r i a n h i m s e l f has a c h i e v e d the d e t a c h e d observer's i n n o c e n c e . N e e d l e s s to say, t h e introduction's c e n t r a l figure, the inquisitor J a c q u e s F o u r n i e r , d o e s n o t a g a i n m a k e a significant a p p e a r a n c e in the rest o f the b o o k .
The Use and Abuse of Descriptive Rhetoric I n the b o d y o f his b o o k L e R o y L a d u r i e cloaks h i m s e l f w i t h the b o r r o w e d a u t h o r i t y o f e t h n o g r a p h i c science. I n d e e d (as will b e s e e n b e l o w ) h e e v e n follows the e t h n o g r a p h e r ' s tactic o f c o n f i n i n g to a n i n t r o d u c t i o n discussion o f the politics o f d o m i n a t i o n t h a t s h a p e d the investigator's k n o w l e d g e a b o u t the p e o p l e u n d e r study. T h u s t h e historian's m a i n t e x t n e v e r r e t u r n s to the o p e n i n g discussion a b o u t h o w his d o c u m e n t w a s p r o d u c e d . In c r e a t i n g his authority, L e R o y L a d u r i e c o v e r s o v e r the i n t r o d u c t o r y r e v e l a t i o n o f Montaillou's, o r i g i n s in a d o c u m e n t o f r e l i g i o u s r e p r e s s i o n . T h e f o l l o w i n g , f o r e x a m p l e , s t a n d s as a n e x t r e m e instance o f r e p r e s e n t i n g the inquisitorial r e c o r d as if it w e r e a n e u t r a l e t h n o g r a p h i c r e p o r t : 4. Le Roy Ladurie's view of inquisition truth probably emerges from the views o f legal historians who see the inquisition as a step forward in the development of rational inquiry. For an incisive critique of the historians' views, see Asad 1983b. My views on I his subject, like those of Asad, have been shaped by the work of Michel Foucault (1977, I..,78a).'
82
RENATO ROSALDO
In very rare cases the record does speak of young w o m e n w h o married ac cording to the dictates of their heart. T h e Register, however, speaks o f quite a n u m b e r o f y o u n g m e n w h o did so. But in the institution o f marriage as it then was, the w o m a n was regarded as an object—an object loved or an object beaten, as the case might be. T h e historian finds himself faced with an area o f cultural silence o n this subject. (189) T h e historian, it s e e m s , has b e e n t r a p p e d by the e t h n o g r a p h i c m y t h o f his o w n a p p r o p r i a t i o n . N e i t h e r the inquisitor F o u r n i e r n o r , f o r t h a t m a t t e r , a n actual e t h n o g r a p h e r c o u l d possibly b e s u c h an i d e a l i z e d , n e u t r a l , o m n i s c i e n t i n s t r u m e n t for collecting i n f o r m a t i o n . W h a t the i n q u i s i t i o n r e c o r d r e v e a l s is that peasant w o m e n in M o n t a i l l o u d i d n o t tell t h e i r i n t e r r o g a t o r s m u c h a b o u t their passions in c o u r t s h i p . W h e t h e r t h e issue w a s skirted b e c a u s e o f the w o m e n ' s r e l u c t a n c e to talk a b o u t possibly heretical love m a g i c , o u t o f m u t u a l r e t i c e n c e b e t w e e n w o m e n a n d their m a l e inquisitors, o r o w i n g to the historian's i m p u t e d "cultural silence," simply c a n n o t be d e c i d e d o n t h e basis o f available evidence. Nonetheless, L e Roy L a d u r i e simply declares that t h e t h i n g s w o m e n fail to tell their inquisitor r e p r e s e n t areas o f cul t u r a l silence. T h e historian a d o p t s e t h n o g r a p h i c authority to e n a b l e h i m to a p p r e h e n d , in u n m e d i a t e d fashion, late m e d i e v a l p e a s a n t f o r m s o f life. H i s s e n s e o f e n t i t l e m e n t allows t h e direct a p p r e h e n s i o n o f historically distant institutions a n d c u l t u r a l m e a n i n g s . R a t h e r t h a n w o r r y i n g o v e r p r o b l e m s o f translation, L e R o y L a d u r i e d e p l o y s the false e t h n o g r a p h i c a u t h o r i t y o f p o l y p h o n y , his voice a n d p e a s a n t voices e q u a l l y h e a r d , by c i t i n g in italics p a s s a g e s that r e p r e s e n t d i r e c t q u o t a t i o n s t r a n s m i t t e d d i r e c t l y f r o m the past ( t h o u g h the p e a s a n t s — w h o w e r e , it m u s t b e k e p t in m i n d , c o n f e s s i n g b e f o r e an inquisition c o u r t — u s u a l l y s p o k e O c c i t a n , w h i c h scribes t h e n translated into L a t i n , w h i c h the his t o r i a n has t r a n s l a t e d into m o d e r n F r e n c h ) . T h e r e l a t i o n s h i p b e t w e e n t h e h i s t o r i a n a n d his subjects c a n only strike the e t h n o g r a p h i c r e a d e r as p e c u l i a r l y insensitive to p o w e r relations a n d c u l t u r a l d i f f e r e n c e s . I m p l i c i t in t h e Annales p a r a d i g m is a notion, a n a l o g o u s to the eth n o g r a p h e r ' s t e r m social structure, as will be seen below, that e n a b l e s t h e h i s t o r i a n to assert that his subjects r e s e m b l e h i m b e c a u s e o f d e m o n strable s t r u c t u r a l continuities that e n d u r e o v e r a l o n g t i m e s p a n (longue durée). In the f o l l o w i n g d e s c r i p t i o n o f M o n t a i l l o u , for e x a m p l e , o n e c a n see h o w L e R o y L a d u r i e e v o k e s in his r e a d e r s a sense o f c o n t i n u i t y b e t w e e n the m e d i e v a l a n d the m o d e r n village o n that site: T h e village o f Montaillou, looking out over the plateau, was built in tiers. . . . In more recent times the village has moved away from the shadow o f the cha teau and is n o w situated lower down the slope. In the fourteenth century, as today, the curving village street led down to the parish church, built below the
From the Door of His Tent
83
village itself. . . . In the time of Jacques Fournier, as today, Montaillou was too high a n d too cold for vine-growing. (3—4) I n a p a s s a g e that t h e m a t i z e s continuity m o r e t h a n c h a n g e , L e R o y L a d u r i e spatializes the t h e n a n d the now. H e sees c o n t i n u i t y in a c u r v i n g street a n d , m o r e peculiarly, in the altitude a n d the c l i m a t e . C o u l d t h e village's e l e v a t i o n a n d w e a t h e r have c h a n g e d m u c h since t h e e a r l y fourteenth century? Y e t this v e r y sense o f l o n g - t e r m c o n t i n u i t y t e m p t s t h e h i s t o r i a n into c o m m i t t i n g his discipline's c a r d i n a l sin: a n a c h r o n i s m . L e R o y L a d u r i e , for e x a m p l e , finds the f o l l o w i n g social s t r u c t u r a l f o u n d a t i o n for his analysis: This basic cell was none other than the peasant family, embodied in the per m a n e n c e o f a house and in the daily life o f a group co-resident under the same roof. In local language this entity was called an ostai; and in the Latin o f the Inquisition files it was called a hospicium or, more often, a domus. It should be n o t e d that the words, ostai, domus and hospicium all and inextricably m e a n both family and house. (24) D o u b t l e s s t h e m a t e r i a l substantiality of t h e h o u s e e n c o u r a g e s t h e his t o r i a n to m a k e it the basic b u i l d i n g block o f the village. H e feels f r e e to c o l l a p s e the h o u s e h o l d a n d the family, as if both w e r e a single e n tity, s i m p l y b e c a u s e native t e r m s r e f e r to b o t h . In a particularly strik i n g i n s t a n c e h e e v e n recoils w h e n o n e o f his texts s h o w s , as h e p u t s it, a m a n " u s i n g the t e r m domus in a d e r i v e d a n d s o m e w h a t d i s t o r t e d sense, that o f r e l a t i o n s h i p s (parentela)" (25). H o w can the m o d e r n nar rator presume, without providing evidence from fourteenth-century s o u r c e s , to d i s t i n g u i s h c o r r e c t f r o m distorted usages? I n a t t e m p t i n g t o follow the lead o f e t h n o g r a p h i c d i s c o u r s e by g e t t i n g into the natives' h e a d s a n d a l l o w i n g t h e m to s p e a k , the historian n o n e t h e l e s s c a n n o t c o n t a i n a s c h o o l m a s t e r l y i m p u l s e to c o r r e c t their s p e e c h . H e t h e r e b y violates the e t h n o g r a p h e r ' s d e e p sense (consider, for e x a m p l e , E v a n s Pritchard's subtle e x p l i c a t i o n s o f the N u e r w o r d cieng) that i n d i g e n o u s u s a g e is a l w a y s c o r r e c t in its o w n setting. 3
I n a similar v e i n the peasants at times s e e m p e c u l i a r l y m o d e r n , e v e n u r b a n , p a r t i c u l a r l y in their sexuality (as Natalie Davis [ 1 9 7 9 ] h a s p o i n t e d o u t ) . T h e f o l l o w i n g passage is r e p r e s e n t a t i v e o f the n a r r a t o r ' s m o d e r n i z a t i o n o f m e d i e v a l h o m o s e x u a l acts: " T o save b e d d i n g , M a s ter P o n s slept w i t h t w o o f his pupils. N o o n e n o w m a d e any a t t e m p t o n y o u n g Verniolles's v i r t u e . B u t the h a r m was d o n e . A latent t e n d e n c y was a w a k e n e d , a n d A r n a u d d e V e r n i o l l e s was d o o m e d to b e c o m e a h o m o s e x u a l " ( 1 4 5 ) . T h e m e d i e v a l peasant voices r e p r e s e n t e d in t h e 5. T h e problem of conflating household and family has been lucidly discussed in Yanagisako 1979.
8
4
RENATO ROSALDO
italicized t e x t s s p e a k n o t o f h o m o s e x u a l c h a r a c t e r , h o w e v e r , b u t o f acts r e g a r d e d as " s i n n i n g . " T h u s w h e n A r n a u d d e V e r n i o l l e s tells t h e i n q u i s i t o r a b o u t his f o r m e r practices h e d e s c r i b e s telling o n e o f his p a r t n e r s "in p e r f e c t l y g o o d faith, t h a t the sin o f s o d o m y a n d t h o s e o f f o r n i c a t i o n a n d d e l i b e r a t e m a s t u r b a t i o n w e r e , in p o i n t o f gravity, j u s t t h e s a m e " ( 1 4 6 ) . T h e n a r r a t o r n o n e t h e l e s s has seized u p o n o n e act taken from a bundle o f sins—sodomy, fornication, and deliberate m a s t u r b a t i o n — a n d c o n f l a t e d it with m o d e r n p s y c h o a n a l y t i c n o t i o n s o f latent t e n d e n c i e s a n d p s y c h o s e x u a l c h a r a c t e r f o r m a t i o n . T h i s is p r e c i s e l y t h e p o i n t at w h i c h e t h n o g r a p h i c d i s c o u r s e , in c o n t r a s t w i t h t h e historian's, i n v o k e s d i f f e r e n c e , as it d e s c r i b e s (culturally c o n s t r u c t e d ) s e x u a l i t y a n d p e r s o n a l identity. T h e h i s t o r i a n f u r t h e r r e i n f o r c e s his sense, b a s e d o n the c o n t i n u ity o f t h e l o n g t i m e s p a n , that h e a n d his subjects i n h a b i t similar psy c h o l o g i c a l w o r l d s by i n v o k i n g the tacit n o t i o n that M o n t a i l l o u is a n an cestral n a t i o n a l c o m m u n i t y . A p p a r e n t l y , by v i r t u e o f their nationality, F r e n c h r e a d e r s c u l t u r a l l y s h a r e e n o u g h with f o u r t e e n t h - c e n t u r y p e a s a n t s to g r a s p d i r e c t l y w h a t t h e y m e a n by w h a t t h e y say. C o n s i d e r , f o r e x a m p l e , t h e f o l l o w i n g passages s p r e a d o v e r b u t five p a g e s o f t e x t : We have n o statistics o n the subject, but it may be that the people o f Mon taillou wept slightly more easily than we do, both in happiness a n d m sorrow. (139) T h e joys o f revenge were accompanied by the lifting o f both arms u p to heaven, a gesture o f thanksgiving with different connotations from those it has today. (139) T h e Montaillou documents show in passing that certain gestures o f politeness still used today are very ancient and to a certain extent of peasant origin. People like the inhabitants o f Montaillou used to raise their hoods a n d stand up, even m o r e automatically than people d o today. (140) In order to mock some apocalyptic prophecy heard o n the bridge at Tarascon, A r n a u d d e Savignan, a stonemason and bold thinker, gave a flick o f the wrist such as w e still make today. (144) L e R o y L a d u r i e ' s r e a d e r s a r e thus e n c o u r a g e d to k n o w t h e p e a s a n t s o f M o n t a i l l o u w i t h the p r i v i l e g e d intimacy by w h i c h t h e y k n o w t h e i r o w n a n c e s t o r s . I n this c o n t e x t , by v i r t u e o f p u t a t i v e l y s h a r e d b l o o d a n d c u l t u r a l i n h e r i t a n c e , national ancestry symbolically n e u t r a l i z e s t h e distance separating "us" from "them." T h e s y m b o l o f national ancestry, h o w e v e r , implies d i f f e r e n c e as w e l l as s a m e n e s s . I n t h e text, d e s c e n d e n t s r e c k o n the n a t i o n a l an cestral c o m m u n i t y as a d o u b l e r e f e r e n c e point. It stands a l o n g a c o n t i n u o u s s t r a i g h t line o f s a m e n e s s a n d a p r o g r e s s i v e u p w a r d l y s l o p i n g c u r v e o f d i f f e r e n c e . T h e straight line entitles r e a d e r s , as m e m b e r s o f t h e s a m e l a r g e r c o m m u n i t y , to k n o w the peasants directly. T h e c u r v e d
From the D o o r o f His Tent
85
line e n a b l e s r e a d e r s , as p e o p l e w h o h a v e d e v e l o p e d f u r t h e r a l o n g t h e s a m e trajectory, to k n o w better t h a n the peasants. I n a similar v e i n , the historian dwells m o r e o n w h a t t h e v i l l a g e r s o f M o n t a i l l o u lack (usually relative to l o w l a n d villages o r c e n t e r s o f f e u d a l h i e r a r c h y ) t h a n o n w h a t they possess. T h i s p e c u l i a r d e s c r i p t i v e r h e t o r i c , d e p i c t i n g t h r o u g h e m p t y n e g a t i v e s r a t h e r t h a n positive fea t u r e s , a p p e a r s f r e q u e n t l y in e t h n o g r a p h i c d i s c o u r s e , as will b e s e e n in the w o r k o f E v a n s - P r i t c h a r d . T h e f o l l o w i n g p a s s a g e s i n d i c a t e h o w L e R o y L a d u r i e c h a r a c t e r i z e s his subjects, not by d e f i n i n g t h e i r f o r m o f life, b u t b y h i g h l i g h t i n g a b s e n c e s , the t e c h n o l o g y a n d f o r m s o f social stratification t h e y h a v e failed to d e v e l o p : Despite the presence of the shoemaker, Montaillou was u n d e r d e v e l o p e d as far as the crafts were concerned, compared with the lowland villages. (6) It should be remembered that there was no absolute distinction between ar tisan and peasant or artisan and ordinary citizen, or even between artisan a n d noble. In this part o f the world, everybody worked with his hands, and often very skilfully too. (6) It would be w r o n g to try to explain this comparative absence o f class struggle by weakness pure and simple o n the part of the nobility. (18) In these circumstances, history was absent or almost absent from Montaillou culture. (281) T h e relative a b s e n c e s o f t e c h n o l o g y a n d d i f f e r e n t i a t e d social f o r m s m a k e t h e s e w o r l d s a n d t h e p e o p l e w h o inhabit t h e m a p p e a r less d e v e l o p e d , less fully f o r m e d , less well d e f i n e d t h a n their l o w l a n d n e i g h b o r s , n o t to m e n t i o n m o d e r n F r e n c h m e n . W h e n L e R o y L a d u r i e deftly c h a r a c t e r i z e s the c o m p l e x d o u b l e d e a l i n g a n d shifting alliances that e n l i v e n local politics in M o n t a i l l o u u n d e r t h e inquisition, it a p p e a r s that the a b s e n c e o f social distinctions leaves o n l y the v e n d e t t a as a m e a n s o f settling d i f f e r e n c e s . T h e histo rian's c o n s t r u c t e d w o r l d r e s e m b l e s a m i n i a t u r e village o p e r a with all its a b s u r d i t i e s . It b r e a k s d o w n in parts, a n d it i n v o k e s individuality m o r e t h a n p a t t e r n s a n d laws. I n this c o n t e x t the d e s c r i p t i o n s o f m e d i e v a l p e a s a n t c h a r a c t e r a p p e a r consistent with the a c c o u n t s o f t e c h n o l o g y , class, politics, a n d history in the village. W i t h a s t r o n g d i s p o s i t i o n to b e l i e v e t h a t h u m a n n a t u r e , i n c l u d i n g its capacities f o r g o o d a n d evil a n d d e g r e e s o f i m p u l s i v e n e s s a n d maturity, s h o w s little v a r i a t i o n t h r o u g h h i s t o r y a n d across c u l t u r e s , the e t h n o g r a p h e r c a n n o t h e l p b u t b e s k e p t i c a l w h e n L e R o y L a d u r i e asserts that the p e a s a n t s (not u n l i k e t h e nobility in H u i z i n g a ' s w a n i n g M i d d l e A g e s ) w e r e m o r e vio lent a n d i m p u l s i v e t h a n m o d e r n F r e n c h m e n . T h e historian's claim that the peasants t o o k s a v a g e d e l i g h t in w h a t h e calls the "joys o f r e v e n g e " s e e m s simply u n c o n v i n c i n g . I n a t t e m p t ing to m a r s h a l e v i d e n c e s u p p o r t i n g his g e n e r a l i z a t i o n a b o u t p e a s a n t
86
RENATO ROSALDO
c h a r a c t e r , the n a r r a t o r cites v e r b a t i m the testimony of G u i l l a u m e M a u r s as h e c o n f e s s e s to the inquisitor a b o u t h o w h e told a w o m a n t h a t t h e priest P i e r r e C l e r g u e h a d b e e n a r r e s t e d for h e r e s y ( 1 3 9 ) . T h e w o m a n , a c c o r d i n g to Maurs's testimony, h e a r d his story a n d "lifted u p h e r h a n d s to h e a v e n , s a y i n g ' D e o g r a t i a s ' " (139—40). M u c h e a r l i e r in his b o o k , h o w e v e r , the n a r r a t o r p r o v i d e d the c o n t e x t for u n d e r s t a n d i n g w h y G u i l l a u m e M a u r s a n d his friends c o u l d so e x u b e r a n t l y celeb r a t e the priest's arrest. G u i l l a u m e M a u r s , his father, a n d his b r o t h e r w e r e a r r e s t e d in 1308, o w i n g to the priest's d e n u n c i a t i o n s ; later Maurs's m o t h e r ' s t o n g u e was cut out, b e c a u s e the priest u r g e d his b r o t h e r t h e bayle (bailiff) to d o so (50). E v e n this f r a g m e n t , f r o m a l o n g e r story o f t h e g r i e v a n c e s he s u f f e r e d , suffices to indicate that g o o d r e a s o n s , r a t h e r t h a n i m p u l s i v e "joys o f r e v e n g e , " m i g h t h a v e led G u i l l a u m e M a u r s to act as h e d i d . L e R o y L a d u r i e , h o w e v e r , constructs a n o t h e r , m o r e U t o p i a n d o m a i n b e y o n d the confines o f sordid, deceitful village life u n d e r t h e i n q u i s i t i o n ( d e s c r i b e d in a m a n n e r that e v o k e s F r e n c h resistance, coll a b o r a t i o n , a n d d o u b l e - d e a l i n g u n d e r the V i c h y r e g i m e ) . T h o u g h in g e n e r a l h e u n d e r m i n e s typifications, for this p u r p o s e t h e historian c r e a t e s a social t y p e : P i e r r e M a u r y the f r e e d o m - l o v i n g i n d e p e n d e n t s h e p h e r d . T h e s h e p h e r d figure g r o w s so e l e v a t e d , p a r t i c u l a r l y in c o n trast to the p e a s a n t s , that the n a r r a t o r confidently asserts that, " F o r P i e r r e M a u r y , p o v e r t y was n o t only a f r e q u e n t fact a n d a c h e e r f u l l y a c c e p t e d c o m p a n i o n , b u t also an ideal a n d a system o f v a l u e s " ( 1 2 0 ) . L e R o y L a d u r i e so identifies with his pastoral f i g u r e that he d o e s n o t hesitate to e x a g g e r a t e his o w n n o t i o n o f the l o n g t i m e s p a n b y p l a c i n g s h e p h e r d lifeways o n a c o n t i n u u m that d e r i v e s f r o m the N e o lithic, finds its f u n d a m e n t a l f o r m s l o n g b e f o r e the m e d i e v a l p e r i o d , a n d in its h o u s e h o l d o r g a n i z a t i o n r e a c h e s into the n i n e t e e n t h c e n t u r y , as in t h e f o l l o w i n g : T h o u g h there is no need to talk of modernity (we must not forget that this pastoral world derived from the early Neolithic age, and its basic principles were laid down well before the fourteenth century). . . . ( 1 2 4 ) So far we have been dealing with long-term tendencies, transhistorical trends, during which, from the fourteenth to the nineteenth century, the cabane [shepherd's hut] remained unmoved, a living institution. ( 110) In so vividly e v o k i n g s h e p h e r d lifeways, the historian follows the practices o f e t h n o g r a p h i c d i s c o u r s e by verbally e n d o w i n g his subjects with a pristine, relatively u n c h a n g i n g f o r m o f life. T h e c h a r a c t e r i z a t i o n o f p r o u d , f r e e d o m - l o v i n g s h e p h e r d s , as o p p o s e d to r a p a c i o u s , o p p r e s s e d peasants, a p p e a r s in the f o l l o w i n g passages:
From the Door of His Tent
87
T h e shepherd from Ariège or Cerdagne in the fourteenth century was as free as the mountain air he breathed, at least as far as feudalism was concerned. (114) H e r e we are chiefly concerned with the itinerant shepherds who m o v e d about the country. T h e y formed a rural nomad semi-proletariat, without hearth or h o m e but with their own traditions, their own pride and their o w n special conceptions o f mountain liberty and fate. (69) As far as o n e could be in the fourteenth century, Pierre Maury was a d e m o crat through and through. . . . This egalitarian ideal is a h u n d r e d miles away from the rapacity of people like Pierre Clergue or Arnaud Sicre, m e n w h o wanted to promote or to recover their domus at any price. Pierre Maury laughed at such greed: he had n o house, he lived anywhere, detached from the goods o f this world. . . . We can guess o n e of the reasons for the shepherds' attitude to poverty, acquired through experience and accepted quite simply. This reason lay in the fact that they were nomads. . . . Basically the shepherds carried their fortunes o n their o w n hacks. (121) T h e s h e p h e r d s ' d e m o c r a t i c , f r e e d o m - l o v i n g c h a r a c t e r thus d e r i v e s f r o m , as it is d e t e r m i n e d by, their n o m a d i c m o d e o f subsistence. T h e h i s t o r i a n in this m a n n e r e n d o w s his subjects with a c h a r a c t e r to b e r e v e r e d . T h e s h e p h e r d s reside within a p u r e l y m a s c u l i n e p a s t o r a l w o r l d , w h e r e t h e y are p r o u d , free, u n e n c u m b e r e d by w o r l d l y g o o d s , a n d w i t h o u t a t t a c h m e n t s to w o m e n o r h o u s e h o l d s . T h o u g h l i n k e d to t h e m a r k e t as a " r u r a l n o m a d semi-proletariat," these m e n p u r p o r tedly m o v e at liberty b e y o n d the r e a c h o f f e u d a l o p p r e s s i o n . T h e hist o r i a n e n c a p s u l a t e s his Utopian vision by saying, w i t h o u t qualification: " P i e r r e M a u r y w a s a h a p p y s h e p h e r d " (135). L e R o y L a d u r i e so idealizes his portrait o f the p o o r b u t " h a p p y s h e p h e r d " t h a t an e x p l a n a t i o n s e e m s in o r d e r . Yet I shall d e f e r e x p l a n a t i o n b e c a u s e c o m p a r i s o n with the w o r k of E v a n s - P r i t c h a r d c a n best clarify this a n d o t h e r issues that h a v e s u r f a c e d in the historian's t e x t . T h e c o m p a r i s o n m o v e s in b o t h directions by s h o w i n g h o w t h e inquisitorial r e c o r d c a n b e c o m e e t h n o g r a p h i c , a n d the r e v e r s e . T h e d e f a m i l i a r i z a t i o n i n v o l v e d in m a k i n g e v i d e n t the d i s c o m f o r t i n g r e s e m b l a n c e s b e t w e e n E v a n s - P r i t c h a r d a n d the inquisitor has the critical p u r p o s e o f q u e s t i o n i n g n o r m s that o f t e n g u i d e the c o n s t r u c t i o n o f a u t h o r i t a t i v e d e s c r i p t i o n s in e t h n o g r a p h y .
Ethnographic Authority Reviewed E v a n s - P r i t c h a r d ' s b o o k The Nuer r o u g h l y falls into t w o parts, t h e first d e a l i n g with e c o l o g y a n d the s e c o n d with social s t r u c t u r e . The d i s c u s s i o n o f e c o l o g y b e g i n s with a vivid, detailed d e s c r i p t i o n o f
88
RENATO ROSALDO
cattle a n d their relations to the h u m a n p o p u l a t i o n that adjusts to b o v i n e lifeways in its t r a n s h u m a n t pastoral e c o n o m y . T h e n e x t c h a p ter, a s t u d y in h u m a n g e o g r a p h y , analyzes the habitat a n d its s e a s o n a l v a r i a t i o n s . A t h i r d transitional c h a p t e r d e p i c t s notions o f time a n d s p a c e as t h e i n t e r p l a y o f e c o l o g y a n d socially o r g a n i z e d activities. T h e last t h r e e c h a p t e r s in t h e b o o k c o n s i d e r in t u r n the political, the lin e a g e , a n d t h e age-set systems. T h r o u g h o u t the latter discussion t h e d o m i n a n t i m a g e o f social structure is that o f s e g m e n t a r y o p p o s i t i o n w h e r e t w o g r o u p s c a n b e o p p o s e d in certain c o n t e x t s a n d stand u n i t e d at a h i g h e r level in t h e i r o p p o s i t i o n to y e t o t h e r g r o u p s . T h i s n o t i o n o f s t r u c t u r a l relativity g u i d e s a subtle discussion o f N u e r politi cal o r d e r . T h r o u g h this lucid, y e t s u p p l e , analysis the r e a d e r g a i n s a vivid sense o f N u e r lifeways. B o t h The Nuer a n d Montaillou b e g i n with i n t r o d u c t i o n s that r e v e a l t h e i r i n v e s t i g a t o r s ' close links to c o n t e x t s o f d o m i n a t i o n , a n d simulta n e o u s l y a t t e m p t to d e n y the c o n n e c t i o n s b e t w e e n p o w e r a n d k n o w l e d g e . T h e i r ultimately u n c o n v i n c i n g o p e n i n g project is to b r a c k e t t h e p u r i t y o f t h e i r d a t a ("My study o f the N u e r " a n d "the d i r e c t t e s t i m o n y o f t h e p e a s a n t s t h e m s e l v e s " ) f r o m the c o n t a m i n a t i n g c o n t e x t s t h r o u g h which they were extracted. I n e x p l o r i n g the p o w e r / k n o w l e d g e interplay it is useful to distin g u i s h tripartite a u t h o r functions s e p a r a t i n g (a) the i n d i v i d u a l w h o w r o t e t h e w o r k , (b) the t e x t u a l i z e d p e r s o n a o f the n a r r a t o r , a n d (c) t h e t e x t u a l i z e d p e r s o n a o f the field investigator. In The Nuer the "nar r a t o r " p o r t r a y e d d o i n g the analysis is distinct f r o m the " f i e l d w o r k e r " d e p i c t e d d o i n g p a r t i c i p a n t - o b s e r v a t i o n . In Montaillou t h e "historian" L e R o y L a d u r i e is m o r e literally distinct f r o m the "inquisitor" J a c q u e s F o u r n i e r , j u s t visible d o i n g his investigation. In w h a t follows I c o m p a r e E v a n s - P r i t c h a r d , in his t w o t e x t u a l i z e d p e r s o n a e , at times w i t h L e R o y L a d u r i e (the n a r r a t o r ) a n d at times w i t h F o u r n i e r (the inves tigator) w i t h a view to a n a t o m i z i n g aspects o f d i s c o u r s e in the classic Nuer ethnography. I n The Nuer the n a r r a t o r i m m e d i a t e l y a n n o u n c e s t h e c o n n e c t i o n b e t w e e n t h e fieldworker's r e s e a r c h a n d the colonial r e g i m e by s a y i n g , i n t h e b o o k ' s initial s e n t e n c e : " M y study o f the N u e r was u n d e r t a k e n at t h e r e q u e s t of, a n d was m a i n l y financed by, the G o v e r n m e n t o f t h e A n g l o - E g y p t i a n S u d a n , w h i c h also c o n t r i b u t e d g e n e r o u s l y t o w a r d t h e p u b l i c a t i o n o f its results" (vii). E v a n s - P r i t c h a r d d i s a r m s his r e a d e r s w i t h his s t u d i e d casualness. W h y d i d the g o v e r n m e n t o f t h e A n g l o E g y p t i a n S u d a n r e q u e s t his r e p o r t ? H o w m u c h d i d it pay f o r t h e re s e a r c h a n d t h e p u b l i c a t i o n o f its results? T h e s e questions a r e offset by t h e c o n f i d e n c e the narrator's c a l m lucidity inspires in his r e a d e r . E v a n s - P r i t c h a r d ' s authority initially is c o n s t r u c t e d in his
fieldwork
From the D o o r o f His Tent
89
n a r r a t i v e , a story o f h o w t h e fieldworker s u f f e r e d as h e c r o s s e d c u l t u r a l b o u n d a r i e s . I n contrast with the historian's portrait o f F o u r n i e r , E v a n s - P r i t c h a r d c o m m e n t s o n his m e m o r a b l e i n t r o d u c t o r y fieldwork a c c o u n t b y m a k i n g the f o l l o w i n g m o d e s t claim f o r his k n o w l e d g e o f t h e N u e r : " M y total r e s i d e n c e a m o n g the N u e r was thus a b o u t a y e a r . I d o n o t c o n s i d e r a y e a r a d e q u a t e t i m e in w h i c h to m a k e a s o c i o l o g i c a l s t u d y o f a p e o p l e , especially o f a difficult p e o p l e in a d v e r s e c i r c u m stances, b u t serious sickness o n b o t h the 1 9 3 5 a n d 1 9 3 6 e x p e d i t i o n s closed investigations p r e m a t u r e l y " ( 1 4 ) . R a t h e r t h a n p a r a d e his suc cesses, E v a n s - P r i t c h a r d p u n c t u a t e s his fieldwork n a r r a t i v e b y flatly d e s c r i b i n g r e p e a t e d l y r u i n e d bucolic i n t e r l u d e s . S t u d i e d m o d e s t y , e x e c u t e d w i t h t o n g u e - i n - c h e e k u n d e r s t a t e m e n t , thus sets the t o n e o f t h e n a r r a t o r ' s tale. His p o s t u r e r e s e m b l e s w h a t Paul Fussell, in The Great War and Modern Memory, has called British p h l e g m : " T h e trick h e r e is to a f f e c t to b e entirely u n f l a p p a b l e ; o n e s p e a k s as if the w a r w e r e e n t i r e l y n o r m a l a n d matter-of-fact" ( 1 9 7 5 : 1 8 1 ) . T h e fieldworker initially r e a c h e s N u e r l a n d in 1 9 3 0 a n d o n a r r i v a l loses first his l u g g a g e , t h e n his servants. I n time h e r e a c h e s M u o t dit, w h e r e h e finds h i m s e l f h a p p i l y m a k i n g friends a n d r e g a i n i n g his c o n fidence. H e describes this interlude's i n t e r r u p t i o n in these t e r m s : A g o v e r n m e n t force surrounded our camp o n e morning at sunrise, searched for two prophets w h o had been leaders in a recent revolt, took hostages, a n d threatened to take many more if the prophets were not handed over. I felt that I was in an equivocal position, since such incidents might recur, a n d shortly afterwards returned to my h o m e in Zandeland, having accomplished only three a n d a half months' work a m o n g the Nuer. ( 1 1 ) I n 1 9 3 1 E v a n s - P r i t c h a r d tries a g a i n a n d finds p e o p l e e v e n m o r e h o s tile t h a n b e f o r e . H e n o n e t h e l e s s a g a i n enjoys a p e r i o d o f a c c e p t a n c e : "I at last b e g a n to feel m y s e l f a m e m b e r o f the c o m m u n i t y a n d to b e a c c e p t e d as s u c h " ( 1 3 ) . O n c e a g a i n his pastoral i n t e r l u d e e n d s a b r u p t l y w h e n h e falls to a n attack o f malaria. His 1 9 3 5 a n d 1 9 3 6 e x p e d i t i o n s e a c h last a b o u t s e v e n w e e k s , a n d b o t h d r a w to a halt b e c a u s e o f s e r i o u s illness. E v a n s - P r i t c h a r d t h e n a r r a t o r d e p i c t s h i m s e l f the fieldworker as a m a n e n d o w e d w i t h c a l m p r e s e n c e o f m i n d u n d e r the m o s t a r d u o u s c o n d i t i o n s . H e s p e a k s w i t h o u t p r e s u m p t i o n a n d p o k e s f u n at t h e fieldworker. T h e r e a d e r trusts h i m as a m a n w h o n e v e r says m o r e (and u s u a l l y says less) t h a n he k n o w s : o n e w h o d e l i v e r s m o r e t h a n h e p r o m i s e s . M o r e o v e r , t h e r e a d e r t e n d s to a c c e p t E v a n s - P r i t c h a r d ' s story o f adversities m o r e e n d u r e d t h a n o v e r c o m e , a v e r s i o n o f the h e roic cast in a l o w m i m e t i c m o d e r a t h e r t h a n in the g r a n d e r e p i c m o d e o f g r e a t d e e d s . 'I'he n a r r a t o r s u g g e s t s to his r e a d e r that h e , t h e field-
90
RENATO ROSALDO
w o r k e r , l i v e d t h r o u g h physical a n d p s y c h o l o g i c a l c o n d i t i o n s m o s t p e o p l e c o u l d n o t h a v e s u r v i v e d . E v a n s - P r i t c h a r d p o i n t e d l y b e g i n s his fieldwork n a r r a t i v e in this m a n n e r : I, unlike most readers, know the Nuer, and must j u d g e my work more se verely than they, and I can say that if this book reveals many insufficiencies I am amazed that it has ever appeared at all. A man must j u d g e his labours by the obstacles he has overcome and the hardships he has endured, and by these standards I am not ashamed of the results. (9) E v a n s - P r i t c h a r d ' s m o d e v e r g e s o n the c o m i c , for the r e a d e r k n o w s that, d e s p i t e all his trials a n d tribulations, t h e fieldworker l i v e d t o tell, a n d e v e n w r i t e u p , the' tale. Put bluntly, E v a n s - P r i t c h a r d w a s t h e r e a n d his r e a d e r w a s not; h e a l o n e can d e s c r i b e N u e r lifeways. I r o n i c a n d u n d e r s t a t e d , E v a n s - P r i t c h a r d has p r e s e n t e d his fieldworker's c r e d e n t i a l s in a m a n n e r as authoritative as L e R o y L a d u r i e ' s was f o r Fournier. T h e n a r r a t o r f u r t h e r buttresses his a u t h o r i t y by c l a i m i n g that t h e fieldworker a n d his h u m a n subjects e n j o y e d a certain intimacy, p e r h a p s c o m p a r a b l e to the historian's sense o f e n t i t l e m e n t g a i n e d t h r o u g h the s y m b o l o f n a t i o n a l ancestry. E v a n s - P r i t c h a r d bases his claim o f in t i m a c y o n the w a y t h e N u e r f o r c e d an egalitarian r e l a t i o n s h i p o n h i m (especially as c o n t r a s t e d with his earlier field e x p e r i e n c e a m o n g t h e A z a n d e ) , d e s c r i b e d as follows: Because I had to live in such close contact with the Nuer I knew them more intimately than the Azande, about whom I am able to write a much more de tailed account. Azande would not allow me to live as one of themselves; N u e r would not allow me to live otherwise. A m o n g Azande I was compelled to live outside the community; among Nuer 1 was compelled to be a member o f it. Azande treated me as a superior; Nuer as an equal. (15) O n c e a g a i n , t h e r e a d e r c a n justifiably m a i n t a i n a c e r t a i n s k e p t i c i s m , r a t h e r t h a n t a k i n g Evans-Pritchard's m o d e s t y as the plain literal t r u t h . A l t h o u g h the n a r r a t o r may g e n u i n e l y h a v e felt h e c o u l d w r i t e a m o r e d e t a i l e d a c c o u n t a b o u t the A z a n d e t h a n t h e N u e r , h e d i d , i n t h e e n d , w r i t e n o t only The Nuer b u t also Nuer Kinship and Marriage a n d Nuer Religion. 6
T h e n a r r a t o r ' s assertions a b o u t the fieldworker's relations o f inti m a c y a n d e q u a l i t y stand in u n e a s y tension with the w a y s in w h i c h t h e N u e r o f t e n t r e a t e d h i m as a s t r a n g e r a n d an e n e m y . I n the t e x t t h e N u e r a p p e a r c h a r a c t e r i z e d , variously, as u n u s u a l l y hostile, r e f u s i n g to 6. In the appendix to an abridged edition of Witchcraft, Oracles, and Magic among the Azande, Evans-Pritchard ( 1 9 7 6 : 2 4 0 - 5 4 ) characterizes his Zande fieldwork much more in terms of participant-observation. Probably he overstated the case to highlight the contrast with his N u e r research.
From the D o o r o f His Tent
9
1
a n s w e r g r e e t i n g s a n d e v e n t u r n i n g away w h e n a d d r e s s e d , e x p e r t at s a b o t a g i n g a n inquiry, stultifying all efforts to elicit the simplest facts, b l o c k i n g q u e s t i o n s a b o u t t h e i r c u s t o m s , a n d u n w i l l i n g to discuss se r i o u s m a t t e r s o r e v e n to r e c e i v e the fieldworker in their w i n d s c r e e n s ( 1 1 — 12). T h a t t h e fieldworker s h o u l d h a v e b e e n t r e a t e d w i t h suspi c i o u s r e s e r v e h a r d l y s e e m s p e r p l e x i n g to a p r e s e n t - d a y r e a d e r . A f t e r all t h e N u e r , in g o o d m e a s u r e correctly, identified h i m with the c o l o nial r e g i m e , w h i c h at the time was c o n d u c t i n g a c a m p a i g n o f military repression against them. E v a n s - P r i t c h a r d ' s s i m u l t a n e o u s a c c o u n t of, a n d lack o f a c c o u n t ability to, t h e political c o n t e x t o f his fieldwork a p p e a r s p a r t i c u l a r l y d i s c o n c e r t i n g in the o n e instance w h e r e he a n d a N u e r m a n n a m e d C u o i e n t e r a t e x t u a l i z e d d i a l o g u e . T h e fieldworker a t t e m p t s a B r i t i s h i n t r o d u c t i o n by a s k i n g C u o i his n a m e a n d the n a m e o f his l i n e a g e . C u o i in r e s p o n s e uses a series o f m a n e u v e r s to resist g i v i n g b o t h n a m e s a n d in t h e p r o c e s s asks: " W h y d o y o u w a n t to k n o w the n a m e o f m y l i n e a g e ? " a n d " W h a t will y o u d o with it if I tell y o u ? Will y o u take it to y o u r c o u n t r y ? " T h e n a r r a t o r i n t e r p r e t s t h e c o n v e r s a t i o n in t h e fol l o w i n g t e r m s : "I defy the m o s t patient e t h n o l o g i s t to m a k e h e a d w a y a g a i n s t this k i n d o f o p p o s i t i o n . O n e is j u s t d r i v e n c r a z y by it. I n d e e d , after a few w e e k s o f associating solely with N u e r o n e displays, i f t h e p u n b e a l l o w e d , t h e m o s t e v i d e n t s y m p t o m s o f ' N u e r o s i s ' " (13)- T h e n a r r a t o r d e p i c t s C u o l ' s " o p p o s i t i o n " c o m p l e x l y . It is at o n c e b u l l h e a d e d , a d m i r a b l e , a n d p e r v e r s e . His o p p o s i t i o n is e n j o y e d as a n assertion o f N u e r v a l u e s o f f r e e d o m a n d a u t o n o m y , a n d it a p p e a r s p e r v e r s e b e c a u s e it s u b v e r t s " i n n o c e n t " e t h n o g r a p h i c i n q u i r y . F u r t h e r m o r e , it is m e a s u r e d against a n o r m (which p r o b a b l y is alien to t h e N u e r ) o f c o u r t e o u s c o n d u c t that r e q u i r e s s t r a n g e r s , o n first m e e t i n g , to i n t r o d u c e t h e m s e l v e s b y g i v i n g their n a m e s . T h e n a r r a t o r finds t h a t the fault in this u n h a p p y e n c o u n t e r lies with N u e r c h a r a c t e r , r a t h e r t h a n w i t h historically specific c i r c u m s t a n c e s . Yet the r e a d e r s h o u l d c o n s i d e r that, j u s t t w o p a g e s b e f o r e , E v a n s - P r i t c h a r d has described h o w a g o v e r n m e n t force raided a N u e r camp, "took hos t a g e s , a n d t h r e a t e n e d to take m a n y m o r e " ( 1 1 ) . C u o i h a d , n o t a c h a r a c t e r d i s o r d e r , b u t g o o d reasons for resisting i n q u i r y a n d a s k i n g w h o w a n t e d to k n o w his n a m e a n d the n a m e o f his l i n e a g e . 7
T h e n a r r a t o r ' s c o m p l a i n t s a b o u t h o w the h e l d w o r k e r w a s t r e a t e d h a v e to d o w i t h f u n d a m e n t a l difficulties the N u e r f o r m o f life p o s e d f o r a n y o n e b e n t o n g a t h e r i n g e t h n o g r a p h i c i n f o r m a t i o n , as d e s c r i b e d in t h e f o l l o w i n g : 7. This discursive tactic of eternalizing and universalizing (as "timeless" and "ho mogeneous" N u e r culture) much more specifically motivated human conduct has, o f course, been studied in ils political context by Edward Said (1978).
92
RENATO ROSALDO
As soon as I began to discuss a custom with o n e m a n another would interrupt the conversation in pursuance of some affair of his o w n or by an exchange o f pleasantries and jokes. T h e m e n came at milking-time and some o f them re mained till mid-day. T h e n the girls, w h o had just finished dairy-work, arrived and insisted o n attention. . . . T h e s e endless visits entailed constant badinage and interruption and, although they offered opportunity for improving my k n o w l e d g e o f the N u e r language, imposed a severe strain. (14) I n d e p i c t i n g the play o f p o w e r relations b e t w e e n i n v e s t i g a t o r a n d i n f o r m a n t s , t h e fieldworker c o m b i n e s a p e r c e p t i o n that t h e N u e r s u b v e r t e d his efforts to i n t e r v i e w t h e m with a strangely e t h n o c e n t r i c y e a r n i n g to have h a d private conversations with them. A l t h o u g h the f i e l d w o r k e r ' s h a r d s h i p s a p p e a r c o n v i n c i n g , his c o m p l a i n t s ( w h i c h in r e t r o s p e c t s e e m a e u p h e m i s t i c f o r e s h a d o w i n g o f Malinowski's a l r e a d y w r i t t e n , b u t n o t y e t p u b l i s h e d , diary) also s e r v e to l e n d his a c c o u n t a n air o f f o r t h r i g h t realism. T h e n a r r a t o r has a s s u m e d the p e r s o n a o f a n honest man. I n t h e e n d , far f r o m u n d e r m i n i n g his a c c o u n t , the n a r r a t o r ' s o f t e n c o n t r a d i c t o r y confessions e n h a n c e his credibility b y c r e a t i n g a sense o f his reliability as a fieldworker. C o n s i d e r , for e x a m p l e , the fol l o w i n g p a s s a g e : " A s I c o u l d n o t u s e the easier a n d s h o r t e r m e t h o d o f w o r k i n g t h o u g h r e g u l a r i n f o r m a n t s I h a d to fall b a c k o n d i r e c t o b s e r v a t i o n of, a n d p a r t i c i p a t i o n in, the e v e r y d a y life o f the p e o p l e . F r o m t h e d o o r o f m y tent I c o u l d see w h a t was h a p p e n i n g in c a m p o r village a n d e v e r y m o m e n t was s p e n t in N u e r c o m p a n y " ( 1 5 ) . T h e N u e r , in o t h e r w o r d s , f o r c e d h i m to b e c o m e a p a r t i c i p a n t - o b s e r v e r . T h e fieldw o r k e r , t u r n i n g a d v e r s i t y to his a d v a n t a g e , c o u l d always, by l o o k i n g f r o m the d o o r o f his tent, s u r v e y the N u e r as they w e n t a b o u t t h e i r d a i l y lives. 8
I n r e t r o s p e c t , t h e fieldworker's m o d e o f surveillance u n c o m f o r t ably r e s e m b l e s M i c h e l Foucault's P a n o p t i c o n , the site f r o m w h i c h t h e (disciplining) disciplines enjoy g a z i n g u p o n (and subjecting) their s u b j e c t s . Y e t E v a n s - P r i t c h a r d , as suited his historical c i r c u m s t a n c e s , s e p a r a t e d p o w e r a n d surveillance f r o m the g a t h e r i n g o f e t h n o g r a p h i c in f o r m a t i o n . T h e g r e a t e s t i m p e r i a l a d v a n t a g e g r a n t e d the fieldworker, o f c o u r s e , w a s a c e r t a i n g u a r a n t e e o f his physical safety as h e w e n t a b o u t t h e business o f c o l l e c t i n g data. His " i n f o r m a t i o n " w a s g a t h e r e d , as h e p u t it, in "particles" f r o m " e a c h N u e r I m e t b e i n g u s e d as a 8. Stocking (1983) has discussed the tent as a topos o f anthropology. For Mali nowski, however, the tent was an ambivalent site from which the ethnographer looked in two directions: outward, gazing on the village, and inward, escaping to read novels and simply to be alone. Stocking characterizes Malinowski's turning inward in these terms: "Pulling its flaps behind him, he could to some extent shut out the native world and retire to his novels when the strain of the very intensive study of a very limited area became too great" (1983 :g7).
From the Door of His Tent
93
s o u r c e o f k n o w l e d g e , " r a t h e r t h a n h a v i n g b e e n c o l l e c t e d (as it w a s a m o n g the A z a n d e ) "in c h u n k s s u p p l i e d by selected a n d t r a i n e d in f o r m a n t s " ( 1 5 ) . B e n e a t h t h e self-irony, E v a n s - P r i t c h a r d b o l d l y as serts that his m e t h o d o l o g y is m o r e p o w e r f u l t h a n w o r k i n g w i t h p a i d informants. B y this p o i n t , as the i n t r o d u c t i o n d r a w s to a close, the n a r r a t o r E v a n s - P r i t c h a r d says the f o l l o w i n g : I d o not make far-reaching claims. I believe that I have understood the chief values o f the N u e r and a m able to present a true outline o f their social struc ture, but I regard, and have designed, this volume as a contribution to the ethnology o f a particular area rather than as a detailed sociological study, a n d I shall be content if it is accepted as such. (15) I n his i n t r o d u c t o r y p e r s o n a the n a r r a t o r asks his r e a d e r s to set aside t h e c o n t e x t o f colonial d o m i n a t i o n a n d view his study as a " t r u e o u t line," a n i n c o m p l e t e , y e t objective, scientific a c c o u n t . T h e i n t r o d u c t o r y section o f The Nuer parallels that o f Montaillou in d o i n g the r h e t o r i c a l w o r k o f s e p a r a t i n g the c o n t e x t o f c o l o n i a l d o m i n a t i o n f r o m the p r o d u c t i o n o f e t h n o g r a p h i c k n o w l e d g e . In d e e d , j u s t as F o u r n i e r d i s a p p e a r s f r o m the text after the i n t r o d u c t i o n , t h e fieldworker w h o e n g a g e s his i n f o r m a n t s in d i a l o g u e plays n o r o l e in the analysis o f N u e r m o d e s o f l i v e l i h o o d a n d political institutions. I f L e R o y L a d u r i e c o n v e r t s i n t e r r o g a t i o n into o v e r h e a r i n g a n d cata l o g u i n g , E v a n s - P r i t c h a r d t r a n s f o r m s lively d i a l o g u e into listening a n d e n v i s i o n i n g . T h e tale o f the fieldworker as l o n e h e r o i c victim estab• lishes his i n n o c e n c e f r o m colonial d o m i n a t i o n a n d validates his c r e d e n t i a l s as a disinterested scientist. O t h e r t h a n his interest in discov e r i n g t h e t r u t h , E v a n s - P r i t c h a r d a p p e a r s in the p e r s o n a o f a m a n w i t h o u t a n a x e to g r i n d : the d e t a c h e d ironic o b s e r v e r .
The Rhetoric of Objectivity Reviewed E v a n s - P r i t c h a r d ' s object o f scientific k n o w l e d g e is social struc t u r e r a t h e r t h a n historical c o n t i n g e n c i e s a n d political action. H i s l u c i d m o d e s o f d i s c o u r s e ( w h i c h C l i f f o r d G e e r t z [1983a] has called A f r i c a n t r a n s p a r e n c i e s ) r e n d e r the social o r d e r s i n g u l a r l y visible. T h i s e x p o s i t o r y e l e g a n c e d e r i v e s f r o m the w e l l - d e f i n e d project o f d e v e l o p i n g a " b o d y o f scientific t h e o r y " a b o u t "primitive p e o p l e s " ( 2 6 1 ) . E v a n s P r i t c h a r d d e f i n e s this project's master c o n c e p t , social s t r u c t u r e , as follows: By social structure we mean relations between groups which have a high d e gree o f consistency and constancy. T h e groups remain the same irrespective
94
RENATO ROSALDO
of their specific content o f individuals at any particular moment, so that gen eration after generation o f people pass through them. M e n are born into t h e m , or enter them later in life and move out of them at death; the structure e n d u r e s . (262) B y this d e f i n i t i o n , social structure r e s e m b l e s a h o u s e w i t h m a n y r o o m s t h a t p e o p l e pass t h r o u g h o v e r the c o u r s e o f their lifetimes: the p e o p l e c o m e a n d g o , b u t the h o u s e r e m a i n s the s a m e . B o t h E v a n s - P r i t c h a r d a n d L e R o y L a d u r i e e q u a t e the structures that last the l o n g e s t w i t h t h o s e t h a t m a t t e r the most. Y e t the l o n g t i m e s p a n directly links t h e his t o r i a n a n d his subjects, w h e r e a s social structure creates d i f f e r e n c e s t h a t s e p a r a t e the e t h n o g r a p h e r f r o m the N u e r . N o t i o n s o f N u e r c h a r a c t e r often e m e r g e t h r o u g h the analysis o f social s t r u c t u r e . T h u s the p e o p l e a p p e a r p o r t r a y e d as " p r i m i t i v e " in t h e i r social c o n f o r m i t y a n d their lack o f individuality. T h e n a r r a t o r , f o l l o w i n g a disciplinary n o r m , verbally r e p r e s e n t s t h e p e o p l e w i t h t h e g r o u p n o u n (the N u e r ) o r the m a s c u l i n e p r o n o u n (he) r a t h e r t h a n with m o r e individuating personal names. O n e frequently, for ex a m p l e , e n c o u n t e r s statements in the distanced n o r m a l i z i n g m o d e of d i s c o u r s e , s u c h as the f o l l o w i n g : " W h e n a m a n feels that h e has suf f e r e d a n injury t h e r e is n o authority to w h o m h e c a n m a k e a c o m p l a i n t a n d f r o m w h o m h e c a n obtain r e d r e s s , so h e at o n c e c h a l l e n g e s t h e m a n w h o has w r o n g e d h i m to a d u e l a n d the c h a l l e n g e m u s t b e a c c e p t e d " ( 1 5 1 ) - E v a n s - P r i t c h a r d fails to discuss, f o r e x a m p l e , w h a t h a p p e n s w h e n , o r h o w it h a p p e n s that, a m a n d o e s n o t take u p the c h a l l e n g e . S u r e l y a N u e r m a n has a certain l e e w a y in d e c i d i n g w h e t h e r o r n o t h e has b e e n w r o n g e d . O n l y s o m e o n e p a t h o l o g i c a l l y o v e r s o c i a l i z e d c o u l d follow s u c h p r o g r a m m e d n o r m a t i v e c o m m a n d s w i t h o u t e x c e p t i o n o r c o n t e x t u a l qualification. W h e n E v a n s - P r i t c h a r d characterizes N u e r society, h e o f t e n re s e m b l e s L e R o y L a d u r i e in s p e a k i n g o f absences r a t h e r t h a n p r e s e n c e s . C o n s i d e r , for e x a m p l e , the f o l l o w i n g passages: T h e N u e r cannot be said to be stratified into classes. (7) I n d e e d , the N u e r have n o government, and their state might be described as an ordered anarchy. Likewise they lack law, if we understand by the term j u d g m e n t s delivered by an independent and impartial authority which has, also, power to enforce its decisions. (6) T h e lack o f governmental organs a m o n g the Nuer, the absence o f legal in stitutions, of developed leadership, and, generally, o f organized political life is remarkable. (181) T h e N u e r , in o t h e r w o r d s , lack the o b v i o u s (to a W e s t e r n e y e ) institu tions o f political o r d e r . T h e y h a v e n o social classes, n o state, n o law, n o leadership.
From the Door o f His Tent
95
E v a n s - P r i t c h a r d g o e s o n to d e s c r i b e the N u e r as close to n a t u r e b e c a u s e o f their s i m p l e m a t e r i a l c u l t u r e , as s e e n in t h e f o l l o w i n g : It will be seen that the N u e r political system is consistent with their oecology- (4) A p e o p l e whose material culture is as simple as that of the N u e r are highly d e p e n d e n t o n their environment. (16) E v a n s - P r i t c h a r d o v e r e x t e n d s his assertions a n d v e r b a l l y locates t h e N u e r i n a m y t h i c (past?) a g e o f i m p l e m e n t s m a d e n e i t h e r o f i r o n n o r o f stone, b u t o f flora a n d f a u n a : " T a k e n with the e a r l i e r list o f uses o f cattle w e c a n say t h a t the N u e r d o n o t live in an i r o n a g e o r e v e n a s t o n e a g e , b u t in a n a g e , w h a t e v e r it m a y be called, in w h i c h plants a n d beasts f u r n i s h t e c h n o l o g i c a l necessities" (87). T h e N u e r r e m a i n p u t a tively m o r e e n m e s h e d in their p r i m i t i v e pre—Stone A g e n i c h e t h a n w e in o u r s . D e s p i t e the f o r m a l e l e g a n c e o f their social s t r u c t u r e , t h e y also a p p e a r closer to n a t u r e t h a n w e are. I n a m a n n e r c o m p a r a b l e to L e R o y L a d u r i e ' s assertions a b o u t t h e s h e p h e r d P i e r r e M a u r y , the n a r r a t o r claims that N u e r c h a r a c t e r is c o n s i s t e n t w i t h t h e i r e n v i r o n m e n t , their m o d e o f subsistence, a n d t h e i r political system, as in the f o l l o w i n g passages: Such a life nurtures the qualities of the shepherd—courage, love o f fighting, and contempt o f h u n g e r and hardship—rather than shapes the industrious character of the peasant. (26) S o m e outstanding traits in N u e r character may be said to be consistent with their low technology and scanty food-supply. . . . T h e qualities which have been m e n t i o n e d , courage, generosity, patience, pride, loyalty, stubborness, and i n d e p e n d e n c e , are the virtues the N u e r themselves extol, and these val ues can be shown to be very appropriate to their simple m o d e o f life and to the simple set o f social relations it engenders. (90) T h e ordered anarchy in which they live accords well with their character, for it is impossible to live a m o n g N u e r and conceive o f rulers ruling over them. T h e N u e r is a product of hard and egalitarian upbringing, is deeply d e m o cratic, and is easily roused to violence. His turbulent spirit finds any restraint irksome and n o m a n recognizes a superior. (181) N u e r c h a r a c t e r c o r r e s p o n d s all too e l e g a n t l y with their p a s t o r a l w a y o f l i f e . T h e i r p a s t o r a l c h a r a c t e r is also d e f i n e d b y contrast w i t h t h e i r p u t a t i v e o p p o s i t e s : s e d e n t a r y peasants. Peasants, it s h o u l d be n o t e d , d o n o t o t h e r w i s e a p p e a r in Evans-Pritchard's text. Y e t their p r e s e n c e in this c o n t e x t , as foils for c h a r a c t e r i z i n g "the qualities o f the s h e p h e r d , " c u r i o u s l y e c h o e s o n e o f their r h e t o r i c a l uses in Montaillou. 9
9. Elsewhere I have called generalizing through series of such questionable corre spondences the rhetoric o f control (Rosaldo 1978). It surprised me to find the device, common among colonial officials, used by Evans-Pritchard.
Q6
RENATO ROSALDO
Pastoral Modes of Domination C u r i o u s l y e n o u g h , the e t h n o g r a p h e r a n d the historian c o m e t o g e t h e r in a s s e r t i n g that t r a n s h u m a n t pastoralism e n g e n d e r s d e m o cratic v a l u e s , r u g g e d i n d i v i d u a l i s m , fierce p r i d e , a n d a w a r r i o r spirit. N o t u n l i k e c o w b o y s a n d o t h e r self-sufficient m a l e h e r o e s , t h e N u e r a p p e a r to e m b o d y i d e a l i z e d characteristics o f a certain m a s c u l i n e i m a g i n a t i o n . A l t h o u g h militarily " p a c i f i e d " by c o l o n i a l t r o o p s , t h e N u e r r e m a i n , as initially s u g g e s t e d by their resistance to e t h n o g r a p h i c i n q u i r y , i n d o m i t a b l e in c h a r a c t e r . Symbolically, t h e y r e p r e s e n t a n i d e a l o f h u m a n liberty, e v e n in the midst o f colonial d o m i n a t i o n . T h e distinctive subjectivity attributed to pastoralists p e r h a p s r e s e m b l e s that o f fieldworkers w h o travel, y e t stay in o n e p l a c e . S p e a k i n g f r o m a p o s i t i o n o f culturally r o o t e d mobility, e t h n o g r a p h e r s o f t e n i n v o k e " m y p e o p l e " o r " m y village," m e a n i n g , o f c o u r s e , the p e o p l e a m o n g w h o m , o r the p l a c e w h e r e , t h e y d i d their field r e s e a r c h . I n as s e r t i n g their a u t h o r i t y to r e p r e s e n t the lives o f their subjects, e t h n o g r a p h e r s t a k e g r e a t pains to d i s t i n g u i s h t h e m s e l v e s , o n the o n e h a n d , f r o m tourists a n d , o n the o t h e r , f r o m stationary m i s s i o n a r i e s a n d c o l o n i a l officials. E t h n o g r a p h e r s ' c a r e e r itineraries c a n halfseriously, half-playfully b e l i k e n e d to the p a t t e r n e d m o v e m e n t s o f t r a n s h u m a n t pastoralists, r a t h e r t h a n o f n o m a d s (tourists) o r p e a s a n t s (missionaries a n d c o l o n i a l officials). It s e e m s fitting that a d i s c o u r s e t h a t d e n i e s the d o m i n a t i o n that m a k e s its k n o w l e d g e possible i d e a l izes, as alter e g o s , s h e p h e r d s r a t h e r t h a n peasants. Pastoralists, like in d i v i d u a l tourists (not to be c o n f u s e d with the tourist i n d u s t r y ) , e x e r cise d o m i n a t i o n less r e a d i l y t h a n peasants, missionaries, o r c o l o n i a l officials. Yet a q u e s t i o n r e m a i n s . W h y use the literary pastoral to r e p r e s e n t , p r e s u m a b l y in a d o c u m e n t a r y r a t h e r t h a n fictional m o d e , t h e lives o f a c t u a l s h e p h e r d s ? T h e pastoral m o d e , after all, d e r i v e s f r o m t h e c o u r t , a n d its s h e p h e r d s usually t u r n o u t to h a v e b e e n r o y a l t y d r e s s e d in rustic g a r b . A s a literary m o d e , it stands far r e m o v e d f r o m e i t h e r late m e d i e v a l F r e n c h s h e p h e r d s o r c o n t e m p o r a r y Nilotic cattle h e r d e r s . I n s t e a d it e m b o d i e s a distinctive sense o f c o u r t e s y t h a t K e n n e t h B u r k e has aptly c h a r a c t e r i z e d as "the r h e t o r i c o f c o u r t s h i p b e t w e e n c o n t r a s t e d social classes" ( 1 9 6 9 : 1 2 3 ) . In earlier literary e p o c h s this c o u r t s h i p o c c u r r e d b e t w e e n n o b l e s a n d c o m m o n e r s , l o r d s a n d vassals, a n d m a s t e r s a n d servants. T h e d i s p l a c e d m o d e r n pastoral a n a l o g o u s l y e m e r g e s in interactions b e t w e e n t o w n a n d c o u n t r y , m i d d l e class a n d w o r k i n g class, a n d c o l o n i z e r a n d c o l o n i z e d . 10
10. Northorp Frye has asserted that the displaced modern pastoral "preserves the theme o f escape from society to the extent of idealizing a simplified life in llie country
From the D o o r o f His T e n t
97
T h e pastoral m a k e s possible a p e c u l i a r civility in r e l a t i o n s h i p s t h a t c r o s s social b o u n d a r i e s . It p e r m i t s a polite t e n d e r n e s s t h a t m o r e d i r e c t w a y s o f a c k n o w l e d g i n g inequality c o u l d inhibit. Its c o u r t e s y b e c o m e s respect, even admiration. Evans-Pritchard and L e Roy Ladurie clearly e s t e e m e d "their s h e p h e r d s . " Y e t the pastoral also licences p a t r o n i z i n g attitudes o f c o n d e s c e n s i o n , s u c h as r e v e r e n c e f o r a simplicity " w e " h a v e lost ( c o m p a r e Clifford's p a p e r in this v o l u m e ) . F o r E v a n s P r i t c h a r d a n d L e R o y L a d u r i e t h e pastoral m o d e b e c o m e s s e l f - s e r v i n g b e c a u s e the s h e p h e r d s y m b o l i z e s that p o i n t b e y o n d d o m i n a t i o n w h e r e n e u t r a l e t h n o g r a p h i c truth c a n collect itself. T h e u s e o f t h e pastoral at o n c e justifies a n d b e t r a y s t h e i n t r o d u c t o r y efforts to s u p p r e s s t h e interplay o f p o w e r a n d k n o w l e d g e . T h u s t h e n a r r a t o r s c a n enjoy relations suffused with a t e n d e r c o u r t e s y t h a t a p p e a r s to t r a n s c e n d inequality a n d d o m i n a t i o n . Y e t the pastoral m o d e o b l i q u e l y r e v e a l s inequalities in the relations that p r o d u c e d e t h n o g r a p h i c k n o w l e d g e . R e p r e s s e d in i n t r o d u c t o r y n a r r a t i v e s , c o n t e x t s o f d o m i n a t i o n r e t u r n in c o u r t l y d i s g u i s e . T h e quality o f h u m a n r e l a t i o n s e m b o d i e d in t h e figures o f the inquisitor a n d the fieldworker still h a u n t the a u t h o r s . T h r o u g h a literary m e t a m o r p h o s i s , the figures o f d o m i n a t i o n r e a p p e a r , n e i t h e r as inquisitor n o r as fieldworker, b u t n o w as " n a t i v e s " in s h e p h e r d s ' c l o t h i n g .
or on the frontier" ( 1 9 7 1 : 4 3 ) . This version o f the pastoral often informs ethnographic writing. In reading The Nuer and Montaillou I have been concerned with the content o f idealization, and its purposes.
T h i s paper has benefited from comments by Talal Asad, A m y Burce, James Clif ford, Vincent Crapanzano, Michael Fischer, George Marcus, Kirin Narayan, Mary Pratt, Paul Rabinow, Robert T h o r n t o n , Stephen Tyler, and Sylvia Yanagisako.
O n Ethnographic Allegory
JAMES CLIFFORD
O n Ethnographic Allegory 1 . a story in which people, things and happenings have another meaning, as in a fable or parable: allegories are used for teaching or explaining. 2.
the presentation
of ideas by means of such stories.
..."
I n a r e c e n t essay o n narrative V i c t o r T u r n e r a r g u e s t h a t social performances enact powerful stories—mythic and commonsensical— t h a t p r o v i d e the social process " w i t h a rhetoric, a m o d e o f e m p l o t m e n t , a n d a m e a n i n g " ( 1 9 8 0 : 1 5 3 ) . In w h a t follows I treat e t h n o g r a p h y itself as a p e r f o r m a n c e e m p l o t t e d by p o w e r f u l stories. E m b o d i e d in w r i t t e n r e p o r t s , these stories s i m u l t a n e o u s l y d e s c r i b e real c u l t u r a l e v e n t s a n d m a k e additional, m o r a l , i d e o l o g i c a l , a n d e v e n c o s m o l o g i c a l s t a t e m e n t s . E t h n o g r a p h i c w r i t i n g is allegorical at the level b o t h o f its c o n t e n t (what it says a b o u t cultures a n d their histories) a n d o f its f o r m ( w h a t is i m p l i e d b y its m o d e o f textualization). A n a p p a r e n t l y s i m p l e e x a m p l e will i n t r o d u c e m y a p p r o a c h . M a r j o r i e S h o s t a k b e g i n s h e r b o o k Nisa: The Life and Words of a !Kung Woman w i t h a story o f c h i l d b i r t h the ! K u n g w a y — o u t s i d e t h e v i l l a g e , alone. H e r e are some excerpts: I lay there and felt the pains as they came, over and over again. T h e n I felt s o m e t h i n g wet, the beginning of the childbirth. I thought, "Eh hey, maybe it is 1. Webster's New Twentieth Century Dictionary, 2 n d ed. In literary studies definitions of allegory have ranged from Angus Fletcher's (1964:2) loose characterization ("In the simplest terms, allegory says one thing and means another") to Todorov's reassertion (1973:63) o f a stricter sense: "First of all, allegory implies the existence o f at least two meanings for the same words; according to some critics, the first meaning must disap pear, while others require that the two be present together. Secondly, this double mean ing is indicated in the work in an explicit fashion: it does not proceed from the reader's interpretation (whether arbitrary or not)." According to Quintilian, any continuous or extended metaphor develops into allegory; and as Northrop Frye ( 1 9 7 1 : 9 t ) observes, "Within the boundaries o f literature we find a kind of sliding scale, ranging from the most explicitly allegorical, consistent with being literature at all, at one extreme, to the most elusive, anti-explicit and anti-allegorical at the other." T h e various "second mean ings" o f ethnographic allegory I shall be tracing here are all textually explicit. But eth nographies slide along Frye's scale, exhibiting strong allegorical features, usually with out marking themselves as allegories.
99
the child." I got u p , took a blanket and covered Tashay with it; h e was still sleeping. T h e n I took another blanket and my smaller duiker skin covering and I left. Was I not the only one? T h e only other woman was Tashay's grand mother, and she was asleep in her hut. So, just as I was, I left. I walked a short distance from the village and sat down beside a tree. . . . After she was born, I sat there; I didn't know what to d o . I had n o sense. She lay there, m o v i n g her arms about, trying to suck her fingers. She started to cry. I just sat there, look ing at her. I thought, "Is this my child? W h o gave birth to this child?" T h e n I thought, "A big thing like that? H o w could it possibly have c o m e o u t from my genitals?" I sat there and looked at her, looked and looked a n d looked. (1981:1-3) T h e story h a s g r e a t i m m e d i a c y . Nisa's voice is u n m i s t a k a b l e , t h e e x p e r i e n c e s h a r p l y e v o k e d : " S h e lay t h e r e , m o v i n g h e r a r m s a b o u t , t r y i n g to s u c k h e r fingers." B u t as r e a d e r s w e d o m o r e t h a n r e g i s t e r a u n i q u e e v e n t . T h e story's u n f o l d i n g r e q u i r e s us, first, to i m a g i n e a dif f e r e n t cultural n o r m ( ! K u n g birth, a l o n e in the bush) a n d t h e n to r e c o g n i z e a c o m m o n human e x p e r i e n c e (the q u i e t h e r o i s m o f c h i l d b i r t h , f e e l i n g s o f p o s t p a r t u m w o n d e r a n d d o u b t ) . T h e story o f an o c c u r r e n c e s o m e w h e r e in the K a l a h a r i D e s e r t c a n n o t r e m a i n j u s t that. It i m p l i e s b o t h local c u l t u r a l m e a n i n g s a n d a g e n e r a l story o f b i r t h . A d i f f e r e n c e is p o s i t e d a n d t r a n s c e n d e d . M o r e o v e r , Nisa's story tells us ( h o w c o u l d it not?) s o m e t h i n g basic a b o u t w o m a n ' s e x p e r i e n c e . Shostak's life o f a !Kung i n d i v i d u a l inevitably b e c o m e s a n a l l e g o r y o f (female) humanity. I a r g u e b e l o w that these kinds o f t r a n s c e n d e n t m e a n i n g s a r e n o t a b s t r a c t i o n s o r i n t e r p r e t a t i o n s " a d d e d " to the o r i g i n a l " s i m p l e " ac c o u n t . R a t h e r , t h e y are the c o n d i t i o n s o f its m e a n i n g f u l n e s s . E t h n o g r a p h i c texts are i n e s c a p a b l y allegorical, a n d a serious a c c e p t a n c e o f this fact c h a n g e s the ways they c a n be written a n d r e a d . U s i n g Shostak's e x p e r i m e n t as a case study I e x a m i n e a r e c e n t t e n d e n c y to d i s t i n g u i s h a l l e g o r i c a l levels as specific " v o i c e s " within the text. I a r g u e , finally, t h a t t h e v e r y activity o f e t h n o g r a p h i c writing—seen as inscription o r t e x t u a l i z a t i o n — e n a c t s a r e d e m p t i v e W e s t e r n allegory. T h i s p e r v a s i v e s t r u c t u r e n e e d s to b e p e r c e i v e d a n d w e i g h e d against o t h e r possible emplotments for the performance o f ethnography. AAA
Literary description always opens onto another scene set, so to speak, "behind" the this-worldly things it purports to depict. MICHEL BEAUJOUR, "Some Paradoxes of Description"
A l l e g o r y ( G r . alios, "other," a n d agoreuein, "to speak") usually d e n o t e s a p r a c t i c e in w h i c h a n a r r a t i v e fiction c o n t i n u o u s l y refers to a n o t h e r p a t t e r n of ideas o r events. It is a r e p r e s e n t a t i o n that "inter p r e t s " itself. I a m u s i n g the t e r m a l l e g o r y in the e x p a n d e d sense r e -
JAMES CLIFFORD
lOO
O n Ethnographic Allegory
101
c l a i m e d f o r it b y r e c e n t critical d i s c u s s i o n s , n o t a b l y t h o s e o f A n g u s F l e t c h e r ( 1 9 6 4 ) a n d Paul D e M a n ( 1 9 7 9 ) . A n y s t o r y h a s a p r o p e n s i t y t o g e n e r a t e a n o t h e r s t o r y i n t h e m i n d o f its r e a d e r ( o r h e a r e r ) , t o r e p e a t a n d d i s p l a c e s o m e p r i o r story. T o f o c u s o n e t h n o g r a p h i c a l l e g o r y i n p r e f e r e n c e , say, t o e t h n o g r a p h i c " i d e o l o g y " — a l t h o u g h t h e p o l i t i c a l d i m e n s i o n s are always p r e s e n t ( J a m e s o n 1 9 8 1 ) — d r a w s attention to aspects o f cultural description that have until recently b e e n m i n i m i z e d . A r e c o g n i t i o n o f a l l e g o r y e m p h a s i z e s t h e fact t h a t realistic p o r traits, t o t h e e x t e n t t h a t t h e y a r e " c o n v i n c i n g " o r "rich," a r e e x t e n d e d m e t a p h o r s , patterns o f associations that point to c o h e r e n t (theoreti cal, e s t h e t i c , m o r a l ) a d d i t i o n a l m e a n i n g s . A l l e g o r y ( m o r e s t r o n g l y t h a n " i n t e r p r e t a t i o n " ) calls t o m i n d t h e p o e t i c , t r a d i t i o n a l , c o s m o l o g i cal n a t u r e o f s u c h w r i t i n g p r o c e s s e s .
T h e specific a c c o u n t s c o n t a i n e d in e t h n o g r a p h i e s c a n n e v e r b e l i m i t e d t o a p r o j e c t o f scientific d e s c r i p t i o n s o l o n g as t h e g u i d i n g task o f t h e w o r k is t o m a k e t h e ( o f t e n s t r a n g e ) b e h a v i o r o f a d i f f e r e n t w a y o f life h u m a n l y c o m p r e h e n s i b l e . T o say t h a t e x o t i c b e h a v i o r a n d s y m b o l s m a k e s e n s e e i t h e r i n " h u m a n " o r "cultural" t e r m s is t o s u p p l y t h e s a m e sorts o f allegorical a d d e d m e a n i n g s that a p p e a r in o l d e r narra t i v e s t h a t s a w a c t i o n s as "spiritually" s i g n i f i c a n t . C u l t u r a l i s t a n d h u m a n i s t a l l e g o r i e s s t a n d b e h i n d t h e c o n t r o l l e d fictions o f d i f f e r e n c e a n d s i m i l i t u d e t h a t w e call e t h n o g r a p h i c a c c o u n t s . W h a t is m a i n t a i n e d i n t h e s e t e x t s is a d o u b l e a t t e n t i o n t o t h e d e s c r i p t i v e s u r f a c e a n d t o m o r e abstract, c o m p a r a t i v e , a n d explanatory levels o f m e a n i n g . T h i s t w o f o l d s t r u c t u r e is s e t o u t b y C o l e r i d g e i n a classic d e f i n i t i o n .
A l l e g o r y d r a w s s p e c i a l a t t e n t i o n t o t h e narrative c h a r a c t e r o f c u l tural r e p r e s e n t a t i o n s , to the stories built into t h e r e p r e s e n t a t i o n a l p r o c e s s itself. I t a l s o b r e a k s d o w n t h e s e a m l e s s q u a l i t y o f c u l t u r a l d e scription by a d d i n g a temporal aspect to the process o f reading. O n e l e v e l o f m e a n i n g i n a t e x t will a l w a y s g e n e r a t e o t h e r l e v e l s . T h u s t h e rhetoric o f p r e s e n c e that has prevailed in m u c h post-romantic litera t u r e ( a n d i n m u c h " s y m b o l i c a n t h r o p o l o g y " ) is i n t e r r u p t e d . D e M a n ' s critique o f t h e valorization o f symbols over allegory in romantic es thetics also questions the project o f realism (De M a n 1969). T h e claim that nonallegorical description was possible—a position u n d e r l y i n g b o t h p o s i t i v i s t l i t e r a l i s m a n d realist s y n e c d o c h e ( t h e o r g a n i c , f u n c t i o n a l , o r "typical" r e l a t i o n s h i p o f p a r t s t o w h o l e s ) — w a s c l o s e l y a l l i e d to t h e r o m a n t i c search for u n m e d i a t e d m e a n i n g i n t h e event. Positiv ism, realism, a n d romanticism—nineteenth-century ingredients o f t w e n t i e t h - c e n t u r y a n t h r o p o l o g y — a l l r e j e c t e d t h e "false" artifice o f r h e t o r i c a l o n g w i t h allegory's s u p p o s e d abstractness. A l l e g o r y violated t h e c a n o n s b o t h o f e m p i r i c a l s c i e n c e a n d o f artistic s p o n t a n e i t y ( O n g 1 9 7 1 : 6 — 9 ) . It w a s t o o d e d u c t i v e , t o o m u c h a n o p e n i m p o s i t i o n o f m e a n i n g o n s e n s i b l e e v i d e n c e . T h e r e c e n t "revival" o f r h e t o r i c b y a d i v e r s e g r o u p o f literary a n d cultural theorists ( R o l a n d B a r t h e s , K e n n e t h Burke, Gerard Genette, Michel d e Certeau, H a y d e n White, Paul D e M a n , a n d Michel Beaujour a m o n g others) has t h r o w n serious d o u b t o n t h e positivist-romantic-realist consensus. I n e t h n o g r a p h y t h e c u r r e n t t u r n to rhetoric coincides with a p e r i o d o f political a n d epistemological réévaluation in which the constructed, i m p o s e d na t u r e o f r e p r e s e n t a t i o n a l authority h a s b e c o m e u n u s u a l l y visible a n d c o n t e s t e d . A l l e g o r y p r o m p t s u s t o say o f a n y c u l t u r a l d e s c r i p t i o n n o t "this r e p r e s e n t s , o r s y m b o l i z e s , that" b u t r a t h e r , "this is a ( m o r a l l y c h a r g e d ) story a b o u t t h a t . "
We may then safely define allegorical writing as the employment of one set o f agents and images with actions and accompaniments correspondent, so as to convey, while in disguise, either moral qualities or conceptions of the mind that are not in themselves objects of the senses, or other images, agents, for tunes, and circumstances so that the difference is everywhere presented to the eye or imagination, while the likeness is suggested to the mind; and this con nectedly, so that the parts combine to form a consistent whole. (1936 :30)
2
2. A n "allegorical anthropology" is suggested fairly explicitly in recent works by Boon (1977, 1982), Crapanzano (1980), Taussig (1984), and Tyler (1984a).
W h a t o n e sees i n a c o h e r e n t e t h n o g r a p h i c a c c o u n t , t h e i m a g e d c o n s t r u c t o f t h e o t h e r , is c o n n e c t e d i n a c o n t i n u o u s d o u b l e s t r u c t u r e w i t h w h a t o n e understands. A t t i m e s , t h e s t r u c t u r e is t o o b l a t a n t : " D u r i n g the ceramic m a n u f a c t u r i n g process, w o m e n converse gently, quietly, a l w a y s w i t h o u t c o n f l i c t , a b o u t e c o s y s t e m d y n a m i c s . . ." ( W h i t t e n 1 9 7 8 : 8 4 7 ) . U s u a l l y it is l e s s o b v i o u s a n d t h u s m o r e realistic. A d a p t i n g Coleridge's f o r m u l a , w h a t a p p e a r s descriptively to t h e senses ( a n d pri marily, as h e suggests, to t h e observing eye) s e e m s to b e "other," while w h a t is s u g g e s t e d b y t h e c o h e r e n t s e r i e s o f p e r c e p t i o n s is a n u n d e r l y i n g s i m i l i t u d e . S t r a n g e b e h a v i o r is p o r t r a y e d as m e a n i n g f u l w i t h i n a c o m m o n network of symbols—a c o m m o n ground of understandable activity valid for b o t h o b s e r v e r a n d o b s e r v e d , a n d by i m p l i c a t i o n f o r all h u m a n g r o u p s . T h u s e t h n o g r a p h y ' s n a r r a t i v e o f specific d i f f e r e n c e s p r e s u p p o s e s , a n d a l w a y s r e f e r s t o , a n abstract p l a n e o f s i m i l a r i t y . It is w o r t h n o t i n g , t h o u g h I c a n n o t p u r s u e t h e t h e m e h e r e , t h a t b e f o r e t h e e m e r g e n c e o f s e c u l a r a n t h r o p o l o g y as a s c i e n c e o f human a n d cultural p h e n o m e n a , e t h n o g r a p h i c a c c o u n t s w e r e c o n n e c t e d t o d i f f e r e n t a l l e g o r i c a l r e f e r e n t s . F a t h e r Lafitau's f a m o u s c o m p a r i s o n (1724) o f Native A m e r i c a n customs with those o f the ancient H e b r e w s a n d E g y p t i a n s e x e m p l i f i e s a n earlier t e n d e n c y to m a p descriptions o f t h e o t h e r o n t o c o n c e p t i o n s o f t h e "premiers temps." M o r e o r less e x p l i c i t biblical o r classical a l l e g o r i e s a b o u n d i n t h e e a r l y d e s c r i p t i o n s o f t h e N e w W o r l d . For as J o h a n n e s F a b i a n (1983) a r g u e s , t h e r e h a s b e e n a p e r v a s i v i : IcndriK y l o p r e l i g u r e o t h e r s in a t e m p o r a l l y d i s t i n c t , bui l o -
JAMES CLIFFORD
102
c a t a b l e , s p a c e (earlier) w i t h i n an a s s u m e d p r o g r e s s o f W e s t e r n history. C u l t u r a l a n t h r o p o l o g y in the twentieth c e n t u r y has t e n d e d to r e p l a c e ( t h o u g h n e v e r c o m p l e t e l y ) these historical allegories with h u m a n i s t all e g o r i e s . It has e s c h e w e d a search for origins in f a v o r o f s e e k i n g h u m a n similarities a n d c u l t u r a l d i f f e r e n c e s . B u t the r e p r e s e n t a t i o n a l p r o c e s s itself has n o t essentially c h a n g e d . M o s t d e s c r i p t i o n s o f o t h e r s c o n t i n u e to a s s u m e a n d r e f e r to e l e m e n t a l o r t r a n s c e n d e n t levels o f truth. T h i s c o n c l u s i o n e m e r g e s clearly f r o m the r e c e n t M e a d - F r e e m a n c o n t r o v e r s y . T w o c o m p e t i n g portrayals o f S a m o a n life are cast as scientific p r o j e c t s ; b u t b o t h c o n f i g u r e the o t h e r as a m o r a l l y c h a r g e d alter e g o . M e a d c l a i m e d to b e c o n d u c t i n g a c o n t r o l l e d " e x p e r i m e n t " in t h e field, "testing" the universality o f stressful a d o l e s c e n c e by e x a m i n i n g a c o u n t e r instance empirically. B u t d e s p i t e B o a s i a n r h e t o r i c a b o u t t h e " l a b o r a t o r y " o f fieldwork, M e a d ' s e x p e r i m e n t p r o d u c e d a m e s s a g e o f b r o a d ethical a n d political significance. L i k e R u t h B e n e d i c t in Patterns of Culture ( 1 9 3 4 ) , she h e l d a liberal, pluralist vision, r e s p o n d i n g to t h e d i l e m m a s o f a " c o m p l e x " A m e r i c a n society. T h e e t h n o g r a p h i c stories M e a d a n d B e n e d i c t told w e r e manifestly l i n k e d to t h e situation o f a c u l t u r e s t r u g g l i n g with d i v e r s e values, with an a p p a r e n t b r e a k d o w n o f established traditions, with Utopian visions o f h u m a n m a l l e ability a n d fears o f d i s a g g r e g a t i o n . T h e i r e t h n o g r a p h i e s w e r e "fables o f identity," to a d a p t N o r t h r o p Frye's title ( 1 9 6 3 ) . T h e i r o p e n l y allegorical p u r p o s e was not a kind o f moral or expository frame for e m pirical d e s c r i p t i o n s , s o m e t h i n g a d d e d o n in p r e f a c e s a n d c o n c l u s i o n s . T h e entire project o f inventing and representing "cultures" was, for M e a d a n d B e n e d i c t , a p e d a g o g i c a l , ethical u n d e r t a k i n g . 3
M e a d ' s " e x p e r i m e n t " in c o n t r o l l e d c u l t u r a l v a r i a t i o n n o w l o o k s less like science t h a n a l l e g o r y — a too sharply f o c u s e d story o f S a m o a s u g g e s t i n g a possible A m e r i c a . D e r e k Freeman's critique i g n o r e s a n y p r o p e r l y literary d i m e n s i o n s in e t h n o g r a p h i c w o r k , h o w e v e r , a n d instead a p p l i e s its o w n b r a n d o f scientism, i n s p i r e d by r e c e n t d e v e l o p m e n t s in s o c i o b i o l o g y . A s F r e e m a n sees it, M e a d w a s simply w r o n g a b o u t S a m o a n s . T h e y a r e not the casual, p e r m i s s i v e p e o p l e she m a d e f a m o u s , b u t a r e beset b y all the u s u a l h u m a n tensions. T h e y a r e v i o lent. T h e y g e t ulcers. T h e m a i n b o d y o f his critique is a m a s s i n g o f c o u n t e r e x a m p l e s d r a w n f r o m the historical r e c o r d a n d f r o m his o w n fieldwork. I n 1 7 0 p a g e s o f e m p i r i c a l o v e r k i l l , h e successfully s h o w s w h a t w a s a l r e a d y e x p l i c i t for an alert r e a d e r o f Coming of Age in Samoa: t h a t M e a d c o n s t r u c t e d a f o r e s h o r t e n e d p i c t u r e , d e s i g n e d to p r o p o s e 3. Mead (1923), Freeman (1983). I have drawn on my review of Freeman in the Times Literary Supplement, May 13, 1983, 4 7 5 - 7 6 , which explores the literary dimensions of the controversy. For another treatment in this vein, see Porter 1984.
O n Ethnographic Allegory m o r a l , practical lessons for A m e r i c a n society. B u t as F r e e m a n h e a p s u p instances o f S a m o a n a n x i e t y a n d v i o l e n c e , the a l l e g o r i c a l f r a m e f o r his o w n u n d e r t a k i n g b e g i n s to e m e r g e . C l e a r l y s o m e t h i n g m o r e is g e t t i n g e x p r e s s e d t h a n simply the " d a r k e r side," as F r e e m a n p u t s it, o f S a m o a n life. I n a r e v e a l i n g h n a l p a g e h e admits as m u c h , c o u n t e r i n g M e a d ' s " A p o l l o n i a n " sense o f cultural b a l a n c e with biology's " D i o n y s i a n " h u m a n n a t u r e (essential, e m o t i o n a l , etc.). B u t w h a t is the scientific status o f a "refutation" that c a n be s u b s u m e d so neatly b y a W e s t e r n m y t h i c o p p o s i t i o n ? O n e is left with a stark contrast: M e a d ' s attractive, s e x u a l l y l i b e r a t e d , c a l m Pacific w o r l d , a n d n o w F r e e m a n ' s S a m o a o f s e e t h i n g tensions, strict controls, a n d violent o u t b u r s t s . Ind e e d M e a d and Freeman form a kind o f diptych, whose opposing panels signify a r e c u r r e n t W e s t e r n a m b i v a l e n c e a b o u t the " p r i m i t i v e . " O n e is r e m i n d e d o f Melville's Typee, a s e n s u o u s paradise w o v e n t h r o u g h w i t h d r e a d , the t h r e a t o f v i o l e n c e . AAA
Le transfert de l'Empire de la Chine à l'Empire de soi-même est constant. VICTOR SEGALEN
A scientific e t h n o g r a p h y n o r m a l l y establishes a p r i v i l e g e d all e g o r i c a l r e g i s t e r it identifies as "theory," "interpretation," o r " e x p l a n a t i o n . " B u t o n c e all m e a n i n g f u l levels in a text, i n c l u d i n g t h e o r i e s a n d i n t e r p r e t a t i o n s , a r e r e c o g n i z e d as allegorical, it b e c o m e s difficult to v i e w o n e o f t h e m as p r i v i l e g e d , a c c o u n t i n g for the rest. O n c e this a n c h o r is d i s l o d g e d , the s t a g i n g a n d v a l u i n g o f m u l t i p l e a l l e g o r i c a l r e g i s t e r s , o r " v o i c e s , " b e c o m e s an i m p o r t a n t a r e a o f c o n c e r n for ethn o g r a p h i c w r i t e r s . R e c e n t l y this has s o m e t i m e s m e a n t g i v i n g i n d i g e n o u s d i s c o u r s e a s e m i - i n d e p e n d e n t status in the t e x t u a l w h o l e , int e r r u p t i n g t h e p r i v i l e g e d m o n o t o n e o f "scientific" r e p r e s e n t a t i o n . M u c h e t h n o g r a p h y , t a k i n g its distance f r o m totalizing a n t h r o p o l o g y , seeks to e v o k e m u l t i p l e (but not limitless) a l l e g o r i e s . 4
M a r j o r i e Shostak's Nisa e x e m p l i f i e s , a n d wrestles with, t h e p r o b l e m o f p r e s e n t i n g a n d m e d i a t i n g m u l t i p l e s t o r i e s . 1 shall d w e l l o n it at s o m e l e n g t h . S h o s t a k explicitly stages t h r e e a l l e g o r i c a l r e g i s t e r s : (1) the r e p r e s e n t a t i o n o f a c o h e r e n t cultural subject as s o u r c e o f scientific k n o w l e d g e (Nisa is a " ! K u n g w o m a n " ) ; (2) the c o n s t r u c t i o n o f a g e n d e r e d subject ( S h o s t a k asks: w h a t is it to b e a w o m a n ? ) ; (3) t h e story o f a m o d e o f e t h n o g r a p h i c p r o d u c t i o n a n d r e l a t i o n s h i p (an intimate dia5
4. O n the origins of this "monotone," see De Certeau 1983:128. 5. T h e rest of this section is an expanded version of my review of Nisa in the Times Literary Supplement, September 17, 1982, 9 9 4 - 9 5 .
104
JAMES CLIFFORD
l o g u e ) . N i s a is the p s e u d o n y m o f a fifty-year-old w o m a n w h o has l i v e d m o s t o f h e r life in s e m i - n o m a d i c c o n d i t i o n s . M a r j o r i e S h o s t a k b e l o n g s to a H a r v a r d - b a s e d r e s e a r c h g r o u p that has studied t h e !Kung S a n h u n t e r - g a t h e r e r s since the 1950s. T h e c o m p l e x t r u t h s t h a t e m e r g e f r o m this "life a n d w o r d s " are n o t limited to an i n d i v i d u a l o r to h e r s u r r o u n d i n g cultural world. T h e book's t h r e e registers a r e in crucial respects d i s c r e p a n t . First, t h e a u t o b i o g r a p h y , c r o s s - c h e c k e d against o t h e r !Kung w o m e n ' s lives, is i n s e r t e d w i t h i n an o n g o i n g c u l t u r a l i n t e r p r e t a t i o n (to w h i c h it a d d s " d e p t h " ) . S e c o n d , this s h a p e d e x p e r i e n c e s o o n b e c o m e s a story o f " w o m e n ' s " e x i s t e n c e , a story that r h y m e s closely with m a n y o f the e x p e r i e n c e s a n d issues h i g h l i g h t e d in r e c e n t feminist t h o u g h t . T h i r d , Nisa n a r r a t e s a n i n t e r c u l t u r a l e n c o u n t e r in w h i c h t w o i n d i v i d u a l s col l a b o r a t e to p r o d u c e a specific d o m a i n o f t r u t h . T h e e t h n o g r a p h i c e n c o u n t e r itself b e c o m e s , h e r e , t h e subject o f t h e b o o k , a fable o f c o m m u n i c a t i o n , r a p p o r t , a n d , finally, a k i n d o f fictional, b u t p o t e n t , k i n s h i p . Nisa is t h u s manifestly an a l l e g o r y o f scientific c o m p r e h e n s i o n , o p e r a t i n g at t h e levels b o t h o f c u l t u r a l d e s c r i p t i o n a n d o f a s e a r c h f o r h u m a n o r i g i n s . ( A l o n g with o t h e r s t u d e n t s o f g a t h e r e r h u n t e r s , the H a r v a r d p r o j e c t — S h o s t a k i n c l u d e d — t e n d to see in this l o n g e s t stage o f h u m a n cultural d e v e l o p m e n t a baseline f o r h u m a n n a t u r e . ) Nisa is a W e s t e r n feminist allegory, p a r t o f the r e i n v e n t i o n o f t h e g e n e r a l c a t e g o r y " w o m a n " in the 1970s a n d 80s. Nisa is an a l l e g o r y o f e t h n o g r a p h y , o f contact a n d c o m p r e h e n s i o n . A b r a i d e d n a r r a t i v e , the b o o k m o v e s constantly, at times a w k w a r d l y , b e t w e e n its t h r e e m e a n i n g f u l registers. Nisa is like m a n y w o r k s t h a t p o r t r a y c o m m o n h u m a n e x p e r i e n c e s , conflicts, j o y s , w o r k , a n d so o n . B u t t h e t e x t S h o s t a k has m a d e is o r i g i n a l in t h e w a y it r e fuses to b l e n d its t h r e e registers into a seamless, "full" r e p r e s e n t a tion. T h e y r e m a i n s e p a r a t e , in d r a m a t i c tension. T h i s p o l y v o c a l i t y is a p p r o p r i a t e to t h e book's p r e d i c a m e n t , that o f m a n y self-conscious e t h n o g r a p h i c w r i t e r s w h o find it difficult to s p e a k o f w e l l - d e f i n e d " o t h e r s " f r o m a stable, distanced position. D i f f e r e n c e i n v a d e s t h e text; it c a n n o l o n g e r be r e p r e s e n t e d ; it m u s t b e e n a c t e d . Nisa's first r e g i s t e r , that o f cultural science, holds its subject in f i r m r e l a t i o n to a social w o r l d . It e x p l a i n s Nisa's p e r s o n a l i t y in t e r m s o f !Kung w a y s , a n d it uses h e r e x p e r i e n c e to n u a n c e a n d c o r r e c t g e n e r alizations a b o u t h e r g r o u p . I f Nisa reveals intersubjective m e c h a n i s m s in u n u s u a l d e p t h , its p o l y v o c a l c o n s t r u c t i o n s h o w s , t o o , t h a t t h e tran sition to scientific k n o w l e d g e is n o t s m o o t h . T h e p e r s o n a l d o e s n o t y i e l d t o t h e g e n e r a l w i t h o u t loss. Shostak's r e s e a r c h was b a s e d o n sys t e m a t i c i n t e r v i e w s with m o r e t h a n a s c o r e o f !Kung w o m e n . F r o m t h e s e c o n v e r s a t i o n s she a m a s s e d a b o d y o f data l a r g e e n o u g h to r e v e a l
O n Ethnographic Allegory typical attitudes, activities, a n d e x p e r i e n c e s . B u t S h o s t a k w a s dissatis fied b y the lack o f d e p t h in h e r interviews, a n d this l e d h e r to s e e k o u t a n i n f o r m a n t able to p r o v i d e a detailed p e r s o n a l n a r r a t i v e . Nisa w a s q u i t e u n u s u a l in h e r ability to recall a n d e x p l a i n h e r life; m o r e o v e r t h e r e d e v e l o p e d a s t r o n g r e s o n a n c e b e t w e e n h e r stories a n d Shostak's p e r s o n a l c o n c e r n s . T h i s p o s e d a p r o b l e m for the e x p e c t a t i o n s o f a g e n e r a l i z i n g social science. A t t h e e n d o f h e r first s o j o u r n in the field, S h o s t a k w a s t r o u b l e d b y a s u s p i c i o n that h e r i n t e r l o c u t o r m i g h t b e t o o i d i o s y n c r a t i c . N i s a h a d k n o w n s e v e r e p a i n ; h e r life as she recalled it w a s o f t e n v i o l e n t . M o s t p r e v i o u s a c c o u n t s o f the !Kung, like Elizabeth M a r s h a l l T h o m a s ' s The Harmless People ( 1 9 5 9 ) , h a d s h o w n t h e m to b e p e a c e - l o v i n g . " D i d I really w a n t to b e the o n e to b a l a n c e the p i c t u r e ? " (350). O n a r e t u r n t r i p to t h e K a l a h a r i , S h o s t a k f o u n d r e a s s u r a n c e . T h o u g h N i s a still e x e r t e d a special fascination, she n o w a p p e a r e d less u n u s u a l . A n d t h e e t h n o g r a p h e r b e c a m e " m o r e s u r e t h a n e v e r that o u r w o r k t o g e t h e r c o u l d a n d s h o u l d m o v e f o r w a r d . T h e i n t e r v i e w s I was c o n d u c t i n g w i t h o t h e r w o m e n w e r e p r o v i n g to m e that Nisa was f u n d a m e n t a l l y similar to t h o s e a r o u n d h e r . S h e was u n u s u a l l y articulate, a n d s h e h a d s u f f e r e d g r e a t e r t h a n a v e r a g e loss, b u t in most o t h e r i m p o r t a n t r e spects she w a s a typical ! K u n g w o m a n " (358). R o l a n d B a r t h e s ( 1 9 8 1 ) has written p o i g n a n t l y o f a n i m p o s s i b l e science o f t h e i n d i v i d u a l . A n insistent t u g t o w a r d the g e n e r a l is felt t h r o u g h o u t Nisa, a n d it is n o t w i t h o u t pain that w e find N i s a g e n e r a l i z e d , tied to "an i n t e r p r e t a t i o n o f !Kung life" (350). T h e b o o k ' s sci entific d i s c o u r s e , tirelessly c o n t e x t u a l , t y p i f y i n g , is b r a i d e d t h r o u g h t h e o t h e r t w o voices, i n t r o d u c i n g e a c h o f the fifteen t h e m a t i c sections o f t h e life w i t h a few p a g e s o f b a c k g r o u n d . ( " O n c e a m a r r i a g e has s u r v i v e d a few y e a r s b e y o n d the y o u n g wife's first m e n s t r u a t i o n , the rela t i o n s h i p b e t w e e n t h e s p o u s e s b e c o m e s m o r e e q u a l " [ 1 6 9 ] . A n d so forth.) I n d e e d , o n e s o m e t i m e s feels that the scientific d i s c o u r s e f u n c tions in t h e t e x t as a k i n d o f b r a k e o n the book's o t h e r voices, w h o s e m e a n i n g s a r e excessively p e r s o n a l a n d intersubjective. T h e r e is a r e a l d i s c r e p a n c y . F o r at the s a m e time that Nisa's story c o n t r i b u t e s to b e t t e r g e n e r a l i z a t i o n s a b o u t t h e !Kung, its v e r y specificity, a n d t h e p a r t i c u l a r c i r c u m s t a n c e s o f its m a k i n g , create m e a n i n g s that are resistant to t h e d e m a n d s o f a t y p i f y i n g science. T h e b o o k ' s s e c o n d a n d t h i r d registers are s h a r p l y distinct f r o m t h e first. T h e i r s t r u c t u r e is dialogical, a n d at times e a c h s e e m s to exist p r i m a r i l y in r e s p o n s e to the o t h e r . Nisa's life has its o w n t e x t u a l a u t o n o m y , as a distinct n a r r a t i v e s p o k e n in characteristic, b e l i e v a b l e t o n e s . B u t it is m a n i f e s t l y the p r o d u c t o f a c o l l a b o r a t i o n . T h i s is p a r t i c u l a r l y t r u e o f its o v e r a l l s h a p e , a full l i f e s p a n — f i f t e e n c h a p t e r s i n c l u d i n g
io6
JAMES CLIFFORD
"Earliest M e m o r i e s , " "Family L i f e , " " D i s c o v e r i n g S e x , " " T r i a l M a r riages," "Marriage," "Motherhood and Loss," " W o m e n and Men," " T a k i n g L o v e r s , " " A H e a l i n g Ritual," " G r o w i n g O l d e r . " A l t h o u g h at t h e start o f t h e i n t e r v i e w s N i s a h a d m a p p e d o u t h e r life, s k e t c h i n g the m a i n a r e a s to b e c o v e r e d , the thematic roster a p p e a r s to b e Shostak's. I n d e e d , b y casting Nisa's d i s c o u r s e in the s h a p e o f a "life," S h o s t a k a d d r e s s e s t w o r a t h e r d i f f e r e n t a u d i e n c e s . O n o n e side, this intensely p e r s o n a l c o l l e c t i o n o f m e m o r i e s is m a d e suitable for scientific typificat i o n as a "life-history" o r "life-cycle." O n t h e o t h e r , Nisa's life b r i n g s i n t o play a p o t e n t a n d p e r v a s i v e m e c h a n i s m for the p r o d u c t i o n o f m e a n i n g in t h e W e s t — t h e e x e m p l a r y , c o h e r e n t self (or r a t h e r , the self p u l l i n g itself t o g e t h e r in a u t o b i o g r a p h y ) . T h e r e is n o t h i n g u n i v e r s a l o r n a t u r a l a b o u t the fictional processes o f b i o g r a p h y a n d a u t o b i o g r a p h y ( G u s d o r f 1 9 5 6 ; O l n e y 1 9 7 2 ; L e j e u n e 1975)- L i v i n g d o e s n o t easily o r g a n i z e itself into a c o n t i n u o u s narrative. W h e n Nisa says, as she o f t e n d o e s , " W e lived in that place, e a t i n g things. T h e n w e left a n d w e n t s o m e w h e r e else," o r simply, " w e lived a n d l i v e d " (69), the h u m o f u n m a r k e d , i m p e r s o n a l e x i s t e n c e c a n be h e a r d . F r o m this b l u r r e d b a c k g r o u n d , a n a r r a t i v e s h a p e e m e r g e s in the occasion o f s p e a k i n g , s i m u l t a n e o u s l y to o n e s e l f a n d a n o t h e r . Nisa tells h e r life, a p r o c e s s t e x t u a l l y d r a m a t i z e d in Shostak's b o o k .
O n Ethnographic Allegory
107
she a s k e d o f h e r i n f o r m a n t s (349). I f Nisa r e s p o n d e d w i t h p e c u l i a r a p t n e s s , h e r w o r d s also s e e m e d to a n s w e r a n o t h e r q u e s t i o n , " W h a t is it to b e a w o m a n ? " Shostak told h e r i n f o r m a n t s "that I w a n t e d to l e a r n w h a t it m e a n t to b e a w o m a n in their c u l t u r e so I c o u l d b e t t e r u n d e r s t a n d w h a t it m e a n t in my o w n . " W i t h Nisa, the r e l a t i o n s h i p b e c a m e , in !Kung t e r m s , that o f an a u n t talking to a y o u n g n i e c e , to "a girlw o m a n , r e c e n t l y m a r r i e d , s t r u g g l i n g with t h e issues o f l o v e , m a r r i a g e , sexuality, w o r k a n d identity" (4). T h e y o u n g e r w o m a n ("niece," s o m e times " d a u g h t e r " ) is instructed b y an e x p e r i e n c e d e l d e r in t h e arts a n d p a i n s o f w o m a n h o o d . T h e t r a n s f o r m i n g relationship e n d s with a n equality in affection a n d respect, a n d with a final w o r d , p o t e n t in feminist m e a n i n g : "sister" ( 3 7 1 ) . Nisa speaks, t h r o u g h o u t , n o t as a n e u t r a l witness b u t as a p e r s o n g i v i n g specific kinds o f a d v i c e to s o m e o n e o f a p a r t i c u l a r a g e with manifest questions a n d desires. S h e is n o t an " i n f o r m a n t " s p e a k i n g cultural truths, as if to e v e r y o n e a n d n o o n e , p r o v i d i n g i n f o r m a t i o n r a t h e r t h a n circumstantial r e s p o n s e s .
A s alter e g o , p r o v o k e r , a n d e d i t o r o f the d i s c o u r s e , S h o s t a k m a k e s a n u m b e r o f significant i n t e r v e n t i o n s . A g o o d d e a l o f c u t t i n g a n d re a r r a n g i n g t r a n s f o r m s o v e r l a p p i n g stories into "a life" t h a t d o e s n o t r e p e a t itself u n d u l y a n d that d e v e l o p s by r e c o g n i z a b l e steps a n d pas sages. Nisa's distinct voice e m e r g e s . B u t Shostak has systematically re m o v e d h e r o w n i n t e r v e n t i o n s ( t h o u g h they can often b e s e n s e d in Nisa's r e s p o n s e ) . S h e has also taken o u t a variety o f n a r r a t i v e m a r k e r s : h e r friend's habitual c o m m e n t at the e n d o f a story, "the w i n d has t a k e n t h a t away," o r at t h e start, "I will b r e a k o p e n t h e story a n d tell y o u what's t h e r e " ; o r in t h e m i d d l e , " W h a t a m I t r y i n g to d o ? H e r e I a m sitting, t a l k i n g a b o u t o n e story, a n d a n o t h e r r u n s r i g h t into m y h e a d a n d into m y t h o u g h t s ! " (40). Shostak has clearly t h o u g h t c a r e fully a b o u t t h e f r a m i n g o f h e r transcripts, a n d o n e c a n n o t h a v e e v e r y t h i n g — t h e p e r f o r m a n c e with all its d i v a g a t i o n s , a n d also an easily u n d e r s t a n d a b l e story. I f Nisa's w o r d s w e r e to be widely r e a d , c o n c e s s i o n s h a d to b e m a d e to t h e r e q u i r e m e n t s o f b i o g r a p h i c a l a l l e g o r y , to a r e a d e r s h i p p r a c t i c e d in the ethical i n t e r p r e t a t i o n o f selves. B y t h e s e f o r m a l m e a n s the book's s e c o n d d i s c o u r s e , Nisa's s p o k e n life, is b r o u g h t close to its r e a d e r s , b e c o m i n g a n a r r a t i o n that m a k e s e l o q u e n t " h u m a n " sense.
I n h e r a c c o u n t , S h o s t a k describes a search for p e r s o n a l k n o w l e d g e , f o r s o m e t h i n g g o i n g b e y o n d the usual e t h n o g r a p h i c r a p p o r t . S h e h o p e s that i n t i m a c y with a !Kung w o m a n will, s o m e h o w , e n l a r g e o r d e e p e n h e r sense o f b e i n g a m o d e r n W e s t e r n w o m a n . W i t h o u t d r a w i n g e x p l i c i t lessons f r o m Nisa's e x p e r i e n c e , she d r a m a t i z e s t h r o u g h h e r o w n q u e s t the w a y a n a r r a t e d life m a k e s sense, a l l e g o r i cally, for another. Nisa's story is r e v e a l e d as a j o i n t p r o d u c t i o n , the o u t c o m e o f a n e n c o u n t e r that c a n n o t be r e w r i t t e n as a subject-object di c h o t o m y . S o m e t h i n g m o r e t h a n e x p l a i n i n g o r r e p r e s e n t i n g the life a n d w o r d s o f a n o t h e r is g o i n g o n — s o m e t h i n g m o r e o p e n - e n d e d . T h e b o o k is p a r t o f a n e w interest in r e v a l u i n g subjective ( m o r e accurately, in ter subjective) aspects o f r e s e a r c h . It e m e r g e s f r o m a crucial m o m e n t o f f e m i n i s t politics a n d e p i s t e m o l o g y : consciousness r a i s i n g a n d the s h a r i n g o f e x p e r i e n c e s by w o m e n . A c o m m o n a l i t y is p r o d u c e d that, by b r i n g i n g s e p a r a t e lives t o g e t h e r , e m p o w e r s p e r s o n a l action, r e c o g nizes a c o m m o n estate. T h i s m o m e n t o f r e c e n t feminist c o n s c i o u s n e s s is a l l e g o r i z e d in Nisa's fable o f its o w n relationality. (In o t h e r eth n o g r a p h i e s , traditionally m a s c u l i n e stories o f initiation a n d p e n e t r a tion d i f f e r e n t l y stage the p r o d u c t i v e e n c o u n t e r o f self a n d o t h e r . ) Shostak's e x p l i c i t feminist a l l e g o r y thus reflects a specific m o m e n t in w h i c h t h e c o n s t r u c t i o n o f " w o m a n ' s " e x p e r i e n c e is g i v e n c e n t e r s t a g e . It is a m o m e n t o f c o n t i n u i n g i m p o r t a n c e ; b u t it has b e e n c h a l l e n g e d b y r e c e n t c o u n t e r c u r r e n t s within feminist theory. T h e assertion o f c o m m o n f e m a l e qualities (and oppressions) across racial, ethnic, a n d class lines is n e w l y p r o b l e m a t i c . A n d in s o m e q u a r t e r s " w o m a n " is
T h e b o o k ' s t h i r d distinct r e g i s t e r is Shostak's p e r s o n a l a c c o u n t o f fieldwork. " T e a c h m e w h a t it is to b e a !Kung w o m a n " was the q u e s t i o n
0. O n ethnography as an allegory of conquest and initiation, see Clifford 1983b.
6
io8
JAMES CLIFFORD
s e e n , n o t as a l o c u s o f e x p e r i e n c e , b u t as a shifting subjective p o s i t i o n n o t r e d u c i b l e to a n y e s s e n c e . S h o s t a k ' s a l l e g o r y s e e m s to r e g i s t e r t h e s e c o u n t e r c u r r e n t s in its oc c a s i o n a l l y c o m p l e x a c c o u n t s o f the p r o c e s s e s o f play a n d t r a n s f e r e n c e , w h i c h p r o d u c e t h e final inscription o f c o m m o n a l i t y . For the book's in t i m a t e r e l a t i o n s h i p s are based o n subtle, r e c i p r o c a l m o v e m e n t s o f d o u b l i n g , i m a g i n a t i o n , a n d desire, m o v e m e n t s a l l e g o r i z e d in o n e o f t h e stories S h o s t a k tells in c o u n t e r p o i n t to Nisa's n a r r a t i v e — a n inci d e n t t u r n i n g o n t h e v a l u e o f a girl-woman's b o d y . 7
O n e day I noticed a twelve-year-old girl, whose breasts had just started to de velop, looking into the small mirror beside the driver's window o f our Land Rover. S h e looked intently at her face, then, o n tiptoe, examined her breasts and as m u c h o f her body as she could see, then went to her face again. She stepped back to see more, moved in again for a closer look. She was a lovely girl, although not outstanding in any way except being in the full health a n d beauty o f youth. S h e saw m e watching. I teased in the !Kung manner I had by then thoroughly learned, "So ugly! H o w is such a young girl already so ugly?" She laughed. I asked, "You don't agree?" She beamed, "No, not at all. I'm beau tiful!" She continued to look at herself. I said, "Beautiful? Perhaps my eyes have b e c o m e broken with age that I can't see where it is?" She said, "Everywhere— my face, my body. T h e r e is no ugliness at all." T h e s e remarks were said easily, with a broad smile, but without arrogance. T h e pleasure she felt in her chang ing body was as evident as the absence of conflict about it. (270) A g r e a t d e a l o f t h e b o o k is h e r e : an old voice, a y o u n g voice, a m i r r o r . . . talk o f self-possession. Narcissism, a t e r m o f d e v i a n c e a p p l i e d to w o m e n o f the West, is t r a n s f i g u r e d . W e notice, too, that it is t h e e t h n o g r a p h e r , a s s u m i n g a voice o f a g e , w h o has b r o u g h t a m i r r o r , j u s t as N i s a p r o v i d e s an allegorical m i r r o r w h e n Shostak takes t h e r o l e o f y o u t h . E t h n o g r a p h y gains subjective " d e p t h " t h r o u g h the sorts o f r o l e s , reflections, a n d reversals d r a m a t i z e d h e r e . T h e w r i t e r , a n d h e r r e a d e r s , c a n b e b o t h y o u n g (learning) a n d o l d ( k n o w i n g ) . T h e y c a n s i m u l t a n e o u s l y listen, a n d " g i v e voice to," the other." Nisa's r e a d e r s f o l l o w — a n d p r o l o n g — t h e play o f a desire. T h e y i m a g i n e , in t h e m i r 7. O n racial and class divisions within feminism, see the rethinking of Rich ( 1979), and the work o f Hull, Scott, and Smith (1982), Hooks (1981), and Moraga (1983). Strong feminist critiques o f essentialism may be found in Wittig (1981) and Haraway (1985)8. Ethnographies often present themselves as fictions of learning, the acquisition of knowledge, and finally of authority to understand and represent another culture. T h e researcher begins in a child's relationship to adult culture, and ends by speaking with the wisdom o f experience. It is interesting to observe how, in the text, an author's enunciative modes may shift back and forth between learning from and speaking for the other. This fictional freedom is crucial to ethnography's allegorical appeal: the si multaneous reconstruction o f a culture and a knowing self, a double "coming o f age in Samoa."
O n Ethnographic Allegory
109
r o r o f t h e o t h e r , a guileless self-possession, an u n c o m p l i c a t e d f e e l i n g o f " a t t r a c t i v e n e s s " that S h o s t a k translates as "I h a v e w o r k , " "I a m p r o d u c t i v e , " "I h a v e w o r t h " (270). A n t h r o p o l o g i c a l fieldwork has b e e n r e p r e s e n t e d as b o t h a s c i e n tific " l a b o r a t o r y " a n d a p e r s o n a l "rite o f p a s s a g e . " T h e t w o m e t a p h o r s c a p t u r e n i c e l y t h e discipline's impossible a t t e m p t to fuse objective a n d subjective practices. U n t i l recently, this impossibility w a s m a s k e d b y m a r g i n a l i z i n g t h e intersubjective f o u n d a t i o n s o f fieldwork, b y e x c l u d i n g t h e m f r o m serious e t h n o g r a p h i c texts, r e l e g a t i n g t h e m to pref aces, m e m o i r s , a n e c d o t e s , confessions, a n d so forth. L a t e l y this set o f d i s c i p l i n a r y r u l e s is g i v i n g way. T h e n e w t e n d e n c y to n a m e a n d q u o t e i n f o r m a n t s m o r e fully a n d to i n t r o d u c e p e r s o n a l e l e m e n t s i n t o t h e t e x t is a l t e r i n g e t h n o g r a p h y ' s discursive strategy a n d m o d e o f a u t h o r ity. M u c h o f o u r k n o w l e d g e a b o u t o t h e r c u l t u r e s m u s t n o w b e s e e n as c o n t i n g e n t , t h e p r o b l e m a t i c o u t c o m e o f intersubjective d i a l o g u e , translation, a n d p r o j e c t i o n . T h i s poses f u n d a m e n t a l p r o b l e m s f o r a n y s c i e n c e t h a t m o v e s p r e d o m i n a n t l y f r o m the particular to t h e g e n e r a l , that c a n m a k e u s e o f p e r s o n a l truths o n l y as e x a m p l e s o f typical p h e n o m e n a o r as e x c e p t i o n s to collective patterns. O n c e t h e e t h n o g r a p h i c process is a c c o r d e d its full c o m p l e x i t y o f h i s t o r i c i z e d d i a l o g i c a l relations, w h a t f o r m e r l y s e e m e d to be e m p i r i c a l / i n t e r p r e t i v e a c c o u n t s o f g e n e r a l i z e d cultural facts (statements a n d attributions c o n c e r n i n g "the !Kung," "the S a m o a n s , " etc.) n o w a p p e a r as j u s t o n e level o f a l l e g o r y . S u c h a c c o u n t s m a y , b e c o m p l e x a n d t r u t h ful; a n d t h e y a r e , in p r i n c i p l e , susceptible to refutation, a s s u m i n g ac cess to the s a m e p o o l o f c u l t u r a l facts. B u t as written v e r s i o n s b a s e d o n fieldwork, these a c c o u n t s a r e clearly n o l o n g e r the story, b u t a story a m o n g o t h e r stories. Nisa's d i s c o r d a n t allegorical r e g i s t e r s — t h e b o o k ' s three, never quite manageable, "voices"—reflect a troubled, inventive m o m e n t in t h e history o f cross-cultural r e p r e s e n t a t i o n . AAA
Welcome o f Tears is a beautiful book, combining the stories of a vanishing people and the growth of an anthropologist. MARGARET MEAD, blurb for the paperback edition
of Charles Wagley's Welcome of Tears
E t h n o g r a p h i c texts are n o t only, o r p r e d o m i n a n t l y , a l l e g o r i e s . I n d e e d , as w e h a v e s e e n , they s t r u g g l e to limit the play o f their " e x t r a " m e a n i n g s , s u b o r d i n a t i n g t h e m to m i m e t i c , r e f e r e n t i a l f u n c t i o n s . T h i s s t r u g g l e ( w h i c h o f t e n i n v o l v e s disputes o v e r w h a t will c o u n t as "scien tific" t h e o r y a n d w h a t as "literary" i n v e n t i o n o r " i d e o l o g i c a l " p r o j e c tion) m a i n t a i n s disciplinary a n d g e n e r i c c o n v e n t i o n s . I f e t h n o g r a p h y as a tool for positive science is to be p r e s e r v e d , such c o n v e n t i o n s m u s t
1 IO
JAMES CLIFFORD
mask, or direct, multiple allegorical processes. For m a y n o t every ex t e n d e d d e s c r i p t i o n , stylistic t u r n , story, o r m e t a p h o r b e r e a d t o m e a n s o m e t h i n g else? ( N e e d w e accept the three explicit levels o f allegory in a b o o k l i k e Nisa} W h a t a b o u t its p h o t o g r a p h s , w h i c h tell t h e i r o w n s t o r y ? ) A r e n o t r e a d i n g s t h e m s e l v e s u n d e c i d a b l e ? Critics l i k e D e M a n (1979) rigorously a d o p t such a position, a r g u i n g that the choice o f a d o m i n a n t r h e t o r i c , figure, o r n a r r a t i v e m o d e i n a t e x t is a l w a y s a n i m perfect attempt to i m p o s e a reading or range o f readings o n a n inter p r e t i v e p r o c e s s t h a t is o p e n - e n d e d , a s e r i e s o f d i s p l a c e d " m e a n i n g s " w i t h n o full s t o p . B u t w h e r e a s t h e f r e e play o f r e a d i n g s m a y i n t h e o r y b e i n f i n i t e , t h e r e a r e , at a n y historical m o m e n t , a l i m i t e d r a n g e o f c a n o n i c a l a n d e m e r g e n t a l l e g o r i e s available t o t h e c o m p e t e n t r e a d e r ( t h e r e a d e r w h o s e i n t e r p r e t a t i o n will b e d e e m e d p l a u s i b l e b y a specific c o m m u n i t y ) . T h e s e structures o f m e a n i n g are historically b o u n d e d a n d c o e r c i v e . T h e r e is, i n p r a c t i c e , n o "free play." W i t h i n this h i s t o r i c a l p r e d i c a m e n t , t h e c r i t i q u e o f s t o r i e s a n d p a t terns that persistently i n f o r m cross-cultural accounts r e m a i n s a n i m p o r t a n t political as w e l l a s scientific task. I n t h e r e m a i n d e r o f this e s s a y I e x p l o r e a b r o a d , orienting allegory (or m o r e accurately, a pattern o f p o s s i b l e a l l e g o r i e s ) t h a t h a s r e c e n t l y e m e r g e d as a c o n t e s t e d a r e a — a structure o f retrospection that m a y b e called "ethnographic pastoral." Shostak's b o o k a n d the Harvard hunter-gatherer studies, to the e x t e n t t h a t t h e y e n g a g e i n a s e a r c h f o r f u n d a m e n t a l , d e s i r a b l e h u m a n traits, a r e e n m e s h e d i n this s t r u c t u r e . I n a t r e n c h a n t article, " T h e U s e a n d A b u s e o f A n t h r o p o l o g y : R e flections o n Feminism and Cross-Cultural Understanding," Michelle R o s a l d o h a s q u e s t i o n e d a p e r s i s t e n t t e n d e n c y to a p p r o p r i a t e e t h n o g r a p h i c d a t a i n t h e f o r m o f a s e a r c h f o r o r i g i n s . A n a l y s e s o f social " g i v e n s " s u c h as g e n d e r a n d s e x u a l i t y s h o w a n a l m o s t r e f l e x i v e n e e d for anthropological just-so-stories. B e g i n n i n g with S i m o n e d e B e a u v o i r ' s f o u n d i n g q u e s t i o n , " W h a t is w o m a n ? " s c h o l a r l y d i s c u s s i o n s "move . . . to a diagnosis o f contemporary subordination a n d f r o m t h e n o n to t h e q u e r i e s 'Were things always as they are today?' a n d t h e n ' W h e n d i d "it" start?'" ( 1 9 8 0 : 3 9 1 ) . E n t e r e x a m p l e s d r a w n f r o m e t h n o g r a p h y . In a practice n o t essentially different f r o m that o f H e r b e r t S p e n c e r , H e n r y M a i n e , D u r k h e i m , E n g e l s , o r F r e u d , it is a s s u m e d t h a t e v i d e n c e f r o m " s i m p l e " s o c i e t i e s will i l l u m i n a t e t h e o r i g i n s a n d structure o f c o n t e m p o r a r y cultural patterns. Rosaldo notes that m o s t scientific a n t h r o p o l o g i s t s h a v e , s i n c e t h e early t w e n t i e t h c e n t u r y , a b a n d o n e d t h e evolutionary search for origins, b u t h e r essay s u g g e s t s t h a t t h e r e f l e x is p e r v a s i v e a n d e n d u r i n g . M o r e o v e r , e v e n s c i e n t i f i c e t h n o g r a p h e r s c a n n o t fully c o n t r o l t h e m e a n i n g s — r e a d i n g s — p r o v o k e d b y t h e i r a c c o u n t s . T h i s is e s p e c i a l l y t r u e o f r e p r e s e n t a t i o n s that
O n Ethnographic Allegory
111
have n o t historicized their objects, portraying exotic societies in a n " e t h n o g r a p h i c p r e s e n t " ( w h i c h is always, i n fact, a past). T h i s s y n c h r o n i c s u s p e n s i o n effectively textualizes the other, a n d gives t h e s e n s e o f a reality n o t i n t e m p o r a l f l u x , n o t i n t h e s a m e a m b i g u o u s , m o v i n g historical p r e s e n t t h a t i n c l u d e s a n d s i t u a t e s t h e o t h e r , t h e e t h n o g r a p h e r , a n d the reader. "Allochronic" representations, to u s e J o h a n n e s Fabian's t e r m , h a v e b e e n p e r v a s i v e i n t w e n t i e t h - c e n t u r y sci entific e t h n o g r a p h y . T h e y invite allegorical a p p r o p r i a t i o n s in t h e mythologizing m o d e Rosaldo repudiates. E v e n t h e m o s t c o o l l y a n a l y t i c a c c o u n t s m a y b e b u i l t o n this r e t r o s p e c t i v e a p p r o p r i a t i o n . E. E. E v a n s - P r i t c h a r d ' s The Nuer (1940) is a c a s e i n p o i n t , f o r it p o r t r a y s a n a p p e a l i n g l y h a r m o n i o u s a n a r c h y , a s o c i e t y u n c o r r u p t e d b y a Fall. H e n r i k a K u k l i c k (1984) h a s a n a l y z e d The Nuer ( i n t h e c o n t e x t o f a b r o a d t r e n d i n B r i t i s h political a n t h r o p o l o g y c o n c e r n e d w i t h a c e p h a l o u s "tribal" s o c i e t i e s ) as a political a l l e g o r y r e i n s c r i b i n g a r e c u r r e n t "folk m o d e l " o f A n g l o - S a x o n d e m o c r a c y . W h e n E v a n s - P r i t c h a r d w r i t e s , " T h e r e is n o m a s t e r a n d n o s e r v a n t i n t h e i r s o c i e t y , b u t o n l y e q u a l s w h o r e g a r d t h e m s e l v e s as G o d ' s n o b l e s t c r e a t i o n , " it is n o t difficult t o h e a r e c h o e s o f a l o n g political t r a d i t i o n o f n o s t a l g i a f o r "an e g a l i t a r i a n , c o n t r a c t u a l u n i o n " o f f r e e i n d i v i d u a l s . E d e n i c o v e r t o n e s a r e o c c a s i o n a l l y u n d e r s c o r e d , as a l w a y s w i t h E v a n s P r i t c h a r d , drily. T h o u g h I have spoken of time and units o f time the N u e r have n o expression equivalent to "time" in our language, and they cannot, therefore, as we can, speak of time as t h o u g h it were something actual, which passes, can be wasted, can be saved, and so forth. I do not think that they ever experience the same feeling of fighting against time or o f having to coordinate activities with an abstract passage of time, because their points o f reference are mainly the ac tivities themselves, which are generally o f a leisurely character. Events follow a logical order, but they are not controlled by an abstract system, there being n o a u t o n o m o u s points o f reference to which activities have to conform with precision. N u e r are fortunate. ( 1 0 3 ) For a r e a d e r s h i p c a u g h t u p in t h e post-Darwinian b o u r g e o i s e x p e r i e n c e o f t i m e — a linear, relentless progress leading n o w h e r e certain a n d p e r m i t t i n g n o p a u s e o r cyclic r e t u r n , t h e c u l t u r a l i s l a n d s o u t o f t i m e ( o r " w i t h o u t history") d e s c r i b e d by m a n y e t h n o g r a p h e r s h a v e a persistent prelapsarian appeal. W e note, however, the ironic structure ( w h i c h n e e d n o t i m p l y a n i r o n i c t o n e ) o f s u c h a l l e g o r i e s . For t h e y a r e p r e s e n t e d t h r o u g h t h e d e t o u r o f a n e t h n o g r a p h i c subjectivity w h o s e a t t i t u d e t o w a r d t h e o t h e r is o n e o f p a r t i c i p a n t - o b s e r v a t i o n , o r b e t t e r perhaps, belief-skepticism (See Webster 1982:93). N u e r are fortu n a t e . ( W e a r e u n f o r t u n a t e . ) T h e a p p e a l is fictional, t h e t e m p o r a l e a s e
112
JAMES CLIFFORD
a n d attractive anarchy o f N u e r society are distant, irretrievable. T h e y are lost qualities, textually recovered. T h i s ironic appeal belongs to a broad ideological pattern that has o r i e n t e d m u c h , p e r h a p s most, twentieth century cross-cultural repre s e n t a t i o n . "For u s , p r i m i t i v e s o c i e t i e s [Naturvölker] a r e e p h e m e r a l . . . . A t t h e very instant they b e c o m e k n o w n to us they are d o o m e d . " T h u s , A d o l p h B a s t i a n i n 1881 ( q u o t e d i n Fabian 1 9 8 3 : 1 2 2 ) . I n 1 9 2 1 , B r o n i s l a w M a l i n o w s k i : " E t h n o l o g y is i n t h e s a d l y l u d i c r o u s , n o t t o say t r a g i c p o s i t i o n , t h a t at t h e v e r y m o m e n t w h e n it b e g i n s t o p u t its w o r k s h o p i n o r d e r , t o f o r g e its p r o p e r t o o l s , t o start r e a d y f o r w o r k o n its a p p o i n t e d task, t h e m a t e r i a l o f its s t u d y m e l t s away w i t h h o p e l e s s r a p i d i t y " ( 1 9 6 1 : x v ) . A u t h e n t i c T r o b r i a n d society, h e i m p l i e d , w a s n o t l o n g f o r this w o r l d . Writing in t h e 1950s, C l a u d e Lévi-Strauss saw a g l o b a l p r o c e s s o f e n t r o p y . Tristes Tropiques s a d l y p o r t r a y s d i f f e r e n t i a t e d social structures disintegrating into global h o m o g e n e i t y u n d e r the shock o f contact with a potent monoculture. A Rousseauian quest f o r " e l e m e n t a r y " f o r m s o f h u m a n collectivity l e a d s L é v i - S t r a u s s t o t h e N a m b i k w a r a . B u t t h e i r w o r l d is f a l l i n g a p a r t . "I h a d b e e n l o o k i n g f o r a s o c i e t y r e d u c e d t o its s i m p l e s t e x p r e s s i o n . T h a t o f t h e N a m b i k w a r a w a s s o t r u l y s i m p l e t h a t all I c o u l d find i n it w a s i n d i v i d u a l h u m a n beings" (1975:317). T h e t h e m e o f t h e vanishing primitive, o f t h e e n d o f traditional s o c i e t y ( t h e v e r y a c t o f n a m i n g it "traditional" i m p l i e s a r u p t u r e ) , is p e r v a s i v e i n e t h n o g r a p h i c w r i t i n g . It is, i n R a y m o n d Williams's p h r a s e , a " s t r u c t u r e o f f e e l i n g " ( 1 9 7 3 : 1 2 ) . U n d e n i a b l y , w a y s o f life c a n , i n a m e a n i n g f u l s e n s e , "die"; p o p u l a t i o n s a r e r e g u l a r l y v i o l e n t l y d i s r u p t e d , s o m e t i m e s e x t e r m i n a t e d . T r a d i t i o n s a r e c o n s t a n t l y b e i n g lost. B u t t h e persistent a n d repetitious "disappearance" o f social f o r m s at t h e m o m e n t o f their e t h n o g r a p h i c representation d e m a n d s analysis as a n a r r a t i v e s t r u c t u r e . A f e w y e a r s a g o t h e American Ethnologist p r i n t e d a n a r t i c l e b a s e d o n r e c e n t fieldwork a m o n g t h e N a m b i k w a r a — w h o a r e still s o m e t h i n g m o r e t h a n " i n d i v i d u a l h u m a n b e i n g s . " A n d l i v i n g T r o b r i a n d c u l t u r e h a s b e e n t h e o b j e c t o f r e c e n t field s t u d y ( W e i n e r 1 9 7 6 ) . T h e n o w - f a m i l i a r film Trobriand Cricket s h o w s a v e r y d i s t i n c t w a y o f life, r e i n v e n t i n g itself u n d e r t h e c o n d i t i o n s o f c o l o nialism a n d early n a t i o n h o o d . E t h n o g r a p h y ' s d i s a p p e a r i n g o b j e c t is, t h e n , i n s i g n i f i c a n t d e g r e e , a r h e t o r i c a l c o n s t r u c t l e g i t i m a t i n g a r e p r e s e n t a t i o n a l p r a c t i c e : "sal v a g e " e t h n o g r a p h y i n its w i d e s t s e n s e . T h e o t h e r is lost, i n d i s i n t e g r a t i n g time a n d space, b u t saved in t h e text. T h e rationale f o r f o c u s i n g one's attention o n vanishing lore, for rescuing in writing t h e knowl e d g e o f o l d p e o p l e , m a y b e s t r o n g ( t h o u g h it d e p e n d s o n l o c a l c i r c u m stances a n d c a n n o t a n y l o n g e r b e generalized). I d o n o t wish to d e n y
O n Ethnographic Allegory
113
specific cases o f d i s a p p e a r i n g c u s t o m s a n d l a n g u a g e s , or to c h a l l e n g e the value of recording such phenomena. I do, however, question the a s s u m p t i o n t h a t w i t h r a p i d c h a n g e s o m e t h i n g e s s e n t i a l ("culture"), a c o h e r e n t differential identity, vanishes. A n d I question, t o o , t h e m o d e o f scientific a n d m o r a l a u t h o r i t y a s s o c i a t e d w i t h s a l v a g e , o r r e d e m p t i v e , e t h n o g r a p h y . It is a s s u m e d t h a t t h e o t h e r s o c i e t y is w e a k a n d " n e e d s " t o b e r e p r e s e n t e d b y a n o u t s i d e r ( a n d t h a t w h a t m a t t e r s i n its life is its p a s t , n o t p r e s e n t o r f u t u r e ) . T h e r e c o r d e r a n d i n t e r p r e t e r o f f r a g i l e c u s t o m is c u s t o d i a n o f a n e s s e n c e , u n i m p e a c h a b l e w i t n e s s t o a n a u t h e n t i c i t y . ( M o r e o v e r , s i n c e t h e "true" c u l t u r e h a s a l w a y s v a n i s h e d , t h e s a l v a g e d v e r s i o n c a n n o t b e easily r e f u t e d . ) S u c h attitudes, t h o u g h they persist, are d i m i n i s h i n g . Few a n t h r o pologists today would e m b r a c e the logic o f e t h n o g r a p h y in t h e terms i n w h i c h it w a s e n u n c i a t e d i n F r a n z Boas's t i m e , as a l a s t - c h a n c e r e s c u e o p e r a t i o n . B u t t h e a l l e g o r y o f s a l v a g e is d e e p l y i n g r a i n e d . I n d e e d , I s h a l l a r g u e i n a m o m e n t t h a t it is built i n t o t h e c o n c e p t i o n a n d p r a c t i c e o f e t h n o g r a p h y a s a p r o c e s s o f w r i t i n g , specifically o f t e x t u a l i z a t i o n . E v e r y d e s c r i p t i o n o r i n t e r p r e t a t i o n t h a t c o n c e i v e s i t s e l f as "bringing a culture into writing," m o v i n g from oral-discursive experi e n c e ( t h e "native's," t h e fieldworker's) t o a w r i t t e n v e r s i o n o f t h a t e x p e r i e n c e ( t h e e t h n o g r a p h i c text) is e n a c t i n g t h e s t r u c t u r e o f " s a l v a g e . " T o t h e e x t e n t t h a t t h e e t h n o g r a p h i c p r o c e s s is s e e n as i n s c r i p t i o n ( r a t h e r t h a n , f o r e x a m p l e , as t r a n s c r i p t i o n , o r d i a l o g u e ) t h e r e p r e s e n t a t i o n will c o n t i n u e t o e n a c t a p o t e n t , a n d q u e s t i o n a b l e , a l l e g o r i c a l structure. T h i s s t r u c t u r e is a p p r o p r i a t e l y l o c a t e d w i t h i n a l o n g W e s t e r n tra d i t i o n o f p a s t o r a l (a t o p i c a l s o d e v e l o p e d b y R e n a t o R o s a l d o i n this v o l u m e ) . R a y m o n d Williams's The Country and the City ( 1 9 7 3 ) , w h i l e d r a w i n g o n an established tradition o f scholarship o n pastoral ( E m p s o n 1950, K e r m o d e 1952, Frye 1 9 7 1 , Poggioli 1 9 7 5 , a m o n g others) strains t o w a r d a global scope wide e n o u g h to a c c o m m o d a t e e t h n o g r a p h i c w r i t i n g . H e s h o w s h o w a f u n d a m e n t a l c o n t r a s t b e t w e e n city a n d c o u n t r y a l i g n s itself w i t h o t h e r p e r v a s i v e o p p o s i t i o n s : c i v i l i z e d a n d p r i m i t i v e , W e s t a n d " n o n - W e s t , " f u t u r e a n d past. H e a n a l y z e s a c o m p l e x , i n v e n t i v e , strongly p a t t e r n e d set o f r e s p o n s e s to social dislocation a n d c h a n g e , s t r e t c h i n g f r o m classical a n t i q u i t y t o t h e p r e s e n t . W i l l i a m s traces t h e constant r e e m e r g e n c e o f a conventionalized pattern o f retro s p e c t i o n that l a m e n t s the loss o f a " g o o d " country, a place w h e r e a u thentic social a n d natural contacts w e r e o n c e possible. H e s o o n , h o w e v e r , n o t e s a n u n s e t t l i n g r e g r e s s i o n . F o r e a c h t i m e o n e finds a w r i t e r l o o k i n g b a c k t o a h a p p i e r p l a c e , t o a lost, " o r g a n i c " m o m e n t , o n e finds a n o t h e r w r i t e r o f t h a t e a r l i e r p e r i o d l a m e n t i n g a similar, p r e v i o u s d i s a p p e a r a n c e . T h e u l t i m a t e r e f e r e n t is, o f c o u r s e , E d e n (9—12).
114
O n Ethnographic Allegory
JAMES CLIFFORD
W i l l i a m s d o e s n o t d i s m i s s this s t r u c t u r e as s i m p l y n o s t a l g i c , w h i c h it m a n i f e s t l y is; b u t r a t h e r f o l l o w s o u t a v e r y c o m p l e x set o f t e m p o r a l , spatial, a n d m o r a l positions. H e notes that pastoral frequently in v o l v e s a critical nostalgia, a w a y (as D i a m o n d [ 1 9 7 4 ] a r g u e s f o r a c o n cept o f t h e primitive) to break with the h e g e m o n i c , corrupt present by a s s e r t i n g t h e r e a l i t y o f a r a d i c a l a l t e r n a t i v e . E d w a r d Sapir's " C u l t u r e , G e n u i n e a n d S p u r i o u s " (1966) r e c a p i t u l a t e s t h e s e critical p a s t o r a l values. A n d i n d e e d every imagined authenticity presupposes, a n d is p r o d u c e d by, a p r e s e n t c i r c u m s t a n c e o f felt i n a u t h e n t i c i t y . B u t Williams's t r e a t m e n t suggests that such projections n e e d n o t be consis tently located in t h e past; or, w h a t a m o u n t s to t h e s a m e thing, that t h e " g e n u i n e " e l e m e n t s o f c u l t u r a l life n e e d n o t b e r e p e t i t i o u s l y e n c o d e d as f r a g i l e , t h r e a t e n e d , a n d t r a n s i e n t . T h i s s e n s e o f p e r v a s i v e s o c i a l f r a g m e n t a t i o n , o f a c o n s t a n t d i s r u p t i o n o f "natural" r e l a t i o n s , is c h a r a c t e r i s t i c o f a s u b j e c t i v i t y W i l l i a m s l o o s e l y c o n n e c t s w i t h city l i f e a n d w i t h r o m a n t i c i s m . T h e self, c u t l o o s e f r o m viable c o l l e c t i v e ties, is a n identity in search o f w h o l e n e s s , having internalized loss a n d e m b a r k e d o n an endless search for authenticity. W h o l e n e s s by definition b e c o m e s a t h i n g o f t h e p a s t (rural, p r i m i t i v e , c h i l d l i k e ) a c c e s s i b l e o n l y as a fiction, g r a s p e d f r o m a s t a n c e o f i n c o m p l e t e i n v o l v e m e n t . G e o r g e Eliot's n o v e l s e p i t o m i z e this s i t u a t i o n o f p a r t i c i p a n t - o b s e r v a t i o n i n a " c o m m o n condition . . . a knowable c o m m u n i t y , belong[ing] ideally in t h e past." Middlemarch, f o r e x a m p l e , is p r o j e c t e d a g e n e r a t i o n b a c k f r o m t h e t i m e o f its w r i t i n g t o 1830. A n d this is a p p r o x i m a t e l y t h e t e m p o r a l distance that m a n y conventional e t h n o g r a p h i e s a s s u m e w h e n t h e y d e s c r i b e a p a s s i n g reality, "traditional" life, i n t h e p r e s e n t t e n s e . T h e fiction o f a k n o w a b l e c o m m u n i t y "can b e r e c r e a t e d t h e r e for a widely r a n g i n g moral action. B u t the real step that h a s b e e n t a k e n is w i t h d r a w a l f r o m a n y full r e s p o n s e t o a n e x i s t i n g s o c i e t y . V a l u e is i n t h e p a s t , a s a g e n e r a l r e t r o s p e c t i v e c o n d i t i o n , a n d is i n t h e p r e s e n t o n l y as a p a r t i c u l a r a n d p r i v a t e sensibility, t h e i n d i v i d u a l m o r a l a c t i o n " (180). I n G e o r g e E l i o t w e c a n s e e t h e d e v e l o p m e n t o f a style o f s o c i o l o g i cal w r i t i n g t h a t will d e s c r i b e w h o l e c u l t u r e s ( k n o w a b l e w o r l d s ) f r o m a specific temporal distance a n d with a p r e s u m p t i o n o f their transience. T h i s will b e a c c o m p l i s h e d f r o m a l o v i n g , d e t a i l e d , b u t u l t i m a t e l y d i s e n g a g e d , s t a n d p o i n t . H i s t o r i c a l w o r l d s will b e s a l v a g e d as t e x t u a l f a b rications d i s c o n n e c t e d from o n g o i n g lived milieux a n d suitable for moral, allegorical appropriation by individual readers. I n properly ethnographic p a s t o r a l this t e x t u a l i z i n g s t r u c t u r e is g e n e r a l i z e d b e y o n d t h e d i s s o c i a t i o n s o f n i n e t e e n t h - c e n t u r y E n g l a n d t o a w i d e r capitalist t o p o g r a p h y o f W e s t e r n / n o n - W e s t e r n , city/country oppositions. "Prim itive," n o n l i t e r a t e , u n d e r d e v e l o p e d , tribal s o c i e t i e s a r e c o n s t a n t l y y i e l d -
115
i n g to p r o g r e s s , "losing" their traditions. "In t h e n a m e o f science, w e a n t h r o p o l o g i s t s c o m p o s e r e q u i e m s , " writes Robert M u r p h y (1984). B u t t h e m o s t p r o b l e m a t i c , a n d politically c h a r g e d , a s p e c t o f t h i s " p a s t o r a l " e n c o d a t i o n is its r e l e n t l e s s p l a c e m e n t o f o t h e r s i n a p r e s e n t b e c o m i n g - p a s t . W h a t w o u l d it r e q u i r e , f o r e x a m p l e , c o n s i s t e n t l y t o associate t h e inventive, resilient, e n o r m o u s l y varied societies o f M e l a n e s i a w i t h t h e c u l t u r a l future o f t h e p l a n e t ? H o w m i g h t e t h n o g r a p h i e s b e d i f f e r e n t l y c o n c e i v e d i f this s t a n d p o i n t c o u l d b e s e r i o u s l y a d o p t e d ? P a s t o r a l a l l e g o r i e s o f c u l t u r a l loss a n d t e x t u a l r e s c u e w o u l d , in any event, have to be transformed. 9
J jl 1 !
| | !
Pervasive a s s u m p t i o n s about e t h n o g r a p h y as writing w o u l d also have to b e altered. For allegories o f salvage are implied by t h e very p r a c t i c e o f t e x t u a l i z a t i o n t h a t is g e n e r a l l y a s s u m e d t o b e at t h e c o r e o f c u l t u r a l d e s c r i p t i o n . W h a t e v e r e l s e a n e t h n o g r a p h y d o e s , it t r a n s l a t e s e x p e r i e n c e into text. T h e r e are various ways o f effecting this transla t i o n , w a y s t h a t h a v e s i g n i f i c a n t e t h i c a l a n d political c o n s e q u e n c e s . O n e c a n "write u p " t h e r e s u l t s o f a n i n d i v i d u a l e x p e r i e n c e o f r e s e a r c h . T h i s m a y g e n e r a t e a realistic a c c o u n t o f t h e u n w r i t t e n e x p e r i e n c e o f a n o t h e r g r o u p o r p e r s o n . O n e c a n p r e s e n t this t e x t u a l i z a t i o n as t h e o u t c o m e o f observation, of interpretation, of dialogue. O n e can con struct an e t h n o g r a p h y c o m p o s e d o f dialogues. O n e can feature mul t i p l e v o i c e s , o r a s i n g l e v o i c e . O n e c a n p o r t r a y t h e o t h e r as a s t a b l e , e s s e n t i a l w h o l e , o r o n e c a n s h o w it t o b e t h e p r o d u c t o f a n a r r a t i v e o f discovery, in specific historical circumstances. I have d i s c u s s e d s o m e o f t h e s e c h o i c e s e l s e w h e r e ( 1 9 8 3 a ) . W h a t is i r r e d u c i b l e , i n all o f t h e m , is t h e a s s u m p t i o n t h a t e t h n o g r a p h y b r i n g s e x p e r i e n c e a n d d i s c o u r s e into writing. T h o u g h t h i s is m a n i f e s t l y t h e c a s e , a n d i n d e e d r e f l e c t s a k i n d o f c o m m o n s e n s e , it is n o t a n i n n o c e n t c o m m o n s e n s e . S i n c e a n t i q u i t y the story o f a passage from the oral/aural into writing has b e e n a c o m p l e x a n d c h a r g e d o n e . Every ethnography enacts such a m o v e m e n t , a n d t h i s is o n e s o u r c e o f t h e p e c u l i a r a u t h o r i t y t h a t finds b o t h r e s c u e a n d irretrievable l o s s — a kind o f death in life—in the m a k i n g o f texts f r o m events a n d dialogues. Words a n d deeds are transient (and au-
9. I n my reading, the most powerful attempt to unthink this temporal setup, by means of an ethnographic invention of Melanesia, is the work of Roy Wagner (1979, 1980). H e opposes, perhaps too sharply, Western "anticipations of the past" with Melanesian "anticipations of the future." T h e former are associated with the idea of culture as a structuring tradition ( 1 9 7 9 : 1 6 2 ) . H u g h Brody's Maps and Dreams (1982) offers a subtle and precise attempt to portray the hunting life of Beaver Indians in northwest Canada as they confront world-system forces, an oil pipeline, hunting for sport, etc. H e presents his work as a political collaboration. And he is careful to keep the future open, uncertain, walking a fine line between narratives of "survival," "accultura tion," and "impact."
O n Ethnographic Allegory
JAMES CLIFFORD
ii6
i n a s t e r i l e s h o r t c i r c u i t . N o r n e e d o n e , l i k e S o c r a t e s i n t h e Phaedrus, l a m e n t t h e e r o s i o n o f m e m o r y by literacy. T h e i n t e r v i e w h a s n o t , s u d denly, b e c o m e "inauthentic," the data merely i m p o s e d . Rather, w h a t o n e m u s t reckon with are n e w conditions o f ethnographic production. First, it is n o l o n g e r p o s s i b l e t o act as if t h e o u t s i d e r e s e a r c h e r is t h e s o l e , o r p r i m a r y , b r i n g e r o f t h e c u l t u r e i n t o w r i t i n g . T h i s h a s , i n fact, s e l d o m b e e n t h e case. H o w e v e r , there has b e e n a consistent t e n d e n c y a m o n g fieldworkers t o h i d e , d i s c r e d i t , o r m a r g i n a l i z e p r i o r w r i t t e n a c c o u n t s (by m i s s i o n a r i e s , t r a v e l e r s , a d m i n i s t r a t o r s , l o c a l a u t h o r i t i e s , e v e n o t h e r e t h n o g r a p h e r s ) . T h e fieldworker, typically, starts f r o m s c r a t c h , f r o m a r e s e a r c h experience, r a t h e r t h a n f r o m r e a d i n g o r t r a n s c r i b i n g . T h e field is n o t c o n c e i v e d o f a s a l r e a d y filled w i t h t e x t s . Yet t h i s i n t e r t e x t u a l p r e d i c a m e n t is m o r e a n d m o r e t h e c a s e ( L a r c o m 1983). S e c o n d , "informants" increasingly r e a d a n d write. T h e y interp r e t p r i o r v e r s i o n s o f t h e i r c u l t u r e , as w e l l as t h o s e b e i n g w r i t t e n b y e t h n o g r a p h i c scholars. Work with t e x t s — t h e process o f inscription, r e w r i t i n g , a n d s o f o r t h — i s n o l o n g e r (if it e v e r was) t h e e x c l u s i v e d o main o f outside authorities. "Nonliterate" cultures are already text u a l i z e d ; t h e r e a r e f e w , if a n y , "virgin" l i f e w a y s to b e v i o l a t e d a n d p r e served by writing. T h i r d , a very widespread, e m p o w e r i n g distinction h a s b e e n e r o d e d : t h e d i v i s i o n o f t h e g l o b e i n t o literate a n d n o n l i t e r a t e p e o p l e s . T h i s d i s t i n c t i o n is n o l o n g e r w i d e l y a c c u r a t e , as n o n - W e s t e r n , "tribal" p e o p l e s b e c o m e i n c r e a s i n g l y literate. B u t f u r t h e r m o r e , o n c e o n e begins to d o u b t the ethnographer's m o n o p o l y o n the p o w e r to ins c r i b e , o n e b e g i n s t o s e e t h e "writing" activities that h a v e a l w a y s b e e n p u r s u e d b y n a t i v e c o l l a b o r a t o r s — f r o m a n A m b r y m islander's s k e t c h (in a f a m o u s g e s t u r e ) o f a n i n t r i c a t e k i n s h i p s y s t e m i n t h e s a n d f o r A. B. D e a c o n to t h e S i o u x G e o r g e Sword's b o o k - l e n g t h cultural d e scription f o u n d in t h e papers o f J a m e s Walker. (See the I n t r o d u c t i o n o f this v o l u m e , p. 15.)
t h e n t i c ) , w r i t i n g e n d u r e s (as s u p p l e m e n t a r i t y a n d artifice). T h e t e x t e m b a l m s t h e e v e n t as it e x t e n d s its " m e a n i n g . " S i n c e S o c r a t e s ' r e f u s a l t o w r i t e , i t s e l f p o w e r f u l l y w r i t t e n by P l a t o , a p r o f o u n d a m b i v a l e n c e t o w a r d t h e p a s s a g e f r o m o r a l to l i t e r a t e h a s c h a r a c t e r i z e d W e s t e r n thinking. A n d m u c h o f the power and pathos of ethnography derives f r o m t h e f a c t t h a t it h a s s i t u a t e d its p r a c t i c e w i t h i n this c r u c i a l t r a n s i tion. T h e fieldworker presides over, a n d controls in s o m e d e g r e e , t h e m a k i n g o f a t e x t o u t o f life. H i s o r h e r d e s c r i p t i o n s a n d i n t e r p r e t a tions b e c o m e part o f t h e "consultable record o f what m a n has said" ( G e e r t z 1 9 7 3 : 3 0 ) . T h e t e x t is a r e c o r d o f s o m e t h i n g e n u n c i a t e d , i n a past. T h e s t r u c t u r e , if n o t t h e t h e m a t i c c o n t e n t , o f p a s t o r a l is repeated. A s m a l l p a r a b l e m a y g i v e a s e n s e o f w h y this a l l e g o r y o f e t h n o g r a p h i c r e s c u e a n d loss h a s r e c e n t l y b e c o m e less s e l f - e v i d e n t . It is a t r u e p a r a b l e . A s t u d e n t o f A f r i c a n e t h n ' o - h i s t o r y is c o n d u c t i n g field r e s e a r c h in G a b o n . H e is c o n c e r n e d w i t h t h e M p o n g w é , a c o a s t a l g r o u p w h o , in t h e n i n e t e e n t h century, w e r e active in contacts with E u r o p e a n t r a d e r s a n d c o l o n i s t s . T h e "tribe" still e x i s t s , i n t h e r e g i o n o f Libreville, a n d the ethno-historian has arranged to interview the c u r r e n t M p o n g w é c h i e f a b o u t t r a d i t i o n a l life, r e l i g i o u s ritual, a n d s o o n . I n p r e p a r a t i o n f o r his i n t e r v i e w t h e r e s e a r c h e r c o n s u l t s a c o m p e n d i u m o f local c u s t o m c o m p i l e d in t h e early twentieth c e n t u r y by a G a b o n e s e Christian a n d p i o n e e r i n g e t h n o g r a p h e r , t h e A b b é R a p o n d a - W a l k e r . B e f o r e m e e t i n g with t h e M p o n g w é c h i e f t h e ethn o g r a p h e r c o p i e s o u t a list o f r e l i g i o u s t e r m s , i n s t i t u t i o n s a n d c o n c e p t s , r e c o r d e d a n d d e f i n e d b y R a p o n d a - W a l k e r . T h e i n t e r v i e w will f o l l o w this list, c h e c k i n g w h e t h e r t h e c u s t o m s p e r s i s t , a n d if s o , w i t h w h a t i n n o v a t i o n s . A t first t h i n g s g o s m o o t h l y , w i t h t h e M p o n g w é a u thority-providing descriptions a n d interpretations of the terms sugg e s t e d , o r else n o t i n g that a practice has b e e n a b a n d o n e d . After a t i m e , h o w e v e r , w h e n t h e r e s e a r c h e r asks a b o u t a p a r t i c u l a r w o r d , t h e c h i e f s e e m s u n c e r t a i n , knits h i s b r o w s . "Just a m o m e n t , " h e says c h e e r f u l l y , a n d d i s a p p e a r s i n t o his h o u s e to r e t u r n w i t h a c o p y o f R a p o n d a - W a l k e r ' s c o m p e n d i u m . For t h e rest o f t h e i n t e r v i e w t h e b o o k lies o p e n o n his lap. 1 0
| jj ! !Ì :|
V e r s i o n s o f this story, in i n c r e a s i n g n u m b e r s , a r e t o b e h e a r d i n "i the folklore o f e t h n o g r a p h y . S u d d e n l y cultural data cease to m o v e j s m o o t h l y f r o m oral p e r f o r m a n c e into descriptive writing. N o w d a t a ! a l s o m o v e f r o m t e x t to t e x t , i n s c r i p t i o n b e c o m e s t r a n s c r i p t i o n . B o t h i n f o r m a n t a n d r e s e a r c h e r a r e r e a d e r s a n d re-writers o f a c u l t u r a l i n - j v e n t i o n . T h i s is n o t t o say, as s o m e m i g h t , t h a t t h e i n t e r v i e w h a s e n d e d | 10. My thanks to Henry Bucher for this true story. I have told it as a parable, both because it is one, and because I suspect he would tell it somewhat differently, having been there.
117
B u t the m o s t subversive challenge to the allegory o f textualization I h a v e b e e n d i s c u s s i n g h e r e is f o u n d i n t h e w o r k o f D e r r i d a ( 1 9 7 4 ) . P e r h a p s t h e m o s t e n d u r i n g e f f e c t o f h i s revival o f " g r a m m a t o l o g y " h a s b e e n t o e x p a n d w h a t w a s c o n v e n t i o n a l l y t h o u g h t o f a s w r i t i n g . Alphabetic w r i t i n g , h e a r g u e s , is a r e s t r i c t i v e d e f i n i t i o n t h a t ties t h e b r o a d r a n g e o f m a r k s , spatial articulations, gestures, a n d o t h e r inscriptions at w o r k i n h u m a n c u l t u r e s t o o c l o s e l y to t h e r e p r e s e n t a t i o n o f s p e e c h , t h e o r a l / a u r a l w o r d . I n o p p o s i n g l o g o c e n t r i c r e p r e s e n t a t i o n t o écriture, h e r a d i c a l l y e x t e n d s t h e d e f i n i t i o n o f t h e "written," in e f f e c t s m u d g i n g its c l e a r d i s t i n c t i o n f r o m t h e " s p o k e n . " T h e r e is n o n e e d h e r e t o p u r s u e i n d e t a i l a d i s o r i e n t i n g p r o j e c t t h a t is b y n o w w e l l k n o w n . W h a t m a t t e r s for e t h n o g r a p h y is t h e c l a i m t h a t all h u m a n g r o u p s write-—if t h e y a r t i c u l a t e , classify, p o s s e s s a n " o r a l - l i t e r a t u r e , " o r i n s c r i b e t h e i r w o r l d in ritual acts. T h e y r e p e a t e d l y " t e x t u a l i z e "
ii8
JAMES CLIFFORD
m e a n i n g s . T h u s , in Derrida's epistemology, t h e writing o f e t h n o g r a p h y c a n n o t b e s e e n as a drastically n e w f o r m o f c u l t u r a l i n s c r i p t i o n , as a n e x t e r i o r i m p o s i t i o n o n a " p u r e , " u n w r i t t e n o r a l / a u r a l u n i v e r s e . T h e l o g o s is n o t p r i m a r y a n d t h e gramme its m e r e s e c o n d a r y representation. S e e n i n this l i g h t , t h e p r o c e s s e s o f e t h n o g r a p h i c w r i t i n g a p p e a r m o r e c o m p l e x . If, as D e r r i d a w o u l d say, t h e c u l t u r e s s t u d i e d b y a n t h r o p o l o g i s t s are always already writing themselves, t h e special status of the fieldworker-scholar w h o "brings t h e c u l t u r e i n t o w r i t i n g " is u n d e r c u t . W h o , i n fact, w r i t e s a m y t h t h a t is r e c i t e d i n t o a t a p e r e c o r d e r , o r c o p i e d d o w n t o b e c o m e p a r t o f field n o t e s ? W h o w r i t e s ( i n a sense g o i n g b e y o n d transcription) a n interpretation o f c u s t o m pro d u c e d t h r o u g h i n t e n s e c o n v e r s a t i o n s w i t h k n o w l e d g e a b l e n a t i v e col l a b o r a t o r s ? I h a v e a r g u e d that s u c h q u e s t i o n s c a n , a n d s h o u l d , g e n e r ate a r e t h i n k i n g o f e t h n o g r a p h i c authority (Clifford 1983a). I n t h e p r e s e n t c o n t e x t I want merely to u n d e r l i n e t h e pervasive c h a l l e n g e , b o t h h i s t o r i c a l a n d t h e o r e t i c a l i n o r i g i n , that p r e s e n t l y c o n f r o n t s t h e allegory o f e t h n o g r a p h i c practice as textualization. It is i m p o r t a n t t o k e e p t h e a l l e g o r i c a l d i m e n s i o n s i n m i n d . F o r i n t h e W e s t t h e p a s s a g e f r o m o r a l t o l i t e r a t e is a p o t e n t r e c u r r i n g story— o f p o w e r , c o r r u p t i o n , a n d loss. It r e p l i c a t e s ( a n d t o a n e x t e n t p r o d u c e s ) t h e structure o f pastoral that h a s b e e n pervasive in t w e n t i e t h c e n t u r y e t h n o g r a p h y . L o g o c e n t r i c w r i t i n g is c o n v e n t i o n a l l y c o n c e i v e d t o b e a representation o f a u t h e n t i c s p e e c h . P r e - l i t e r a t e ( t h e p h r a s e c o n t a i n s a s t o r y ) s o c i e t i e s a r e oral s o c i e t i e s ; w r i t i n g c o m e s t o t h e m f r o m "outside," a n intrusion from a wider world. W h e t h e r b r o u g h t by mis s i o n a r y , t r a d e r , o r e t h n o g r a p h e r , w r i t i n g is b o t h e m p o w e r i n g (a n e c essary, effective way o f storing a n d m a n i p u l a t i n g k n o w l e d g e ) a n d c o r r u p t i n g (a l o s s o f i m m e d i a c y , o f t h e f a c e - t o - f a c e c o m m u n i c a t i o n Socrates cherished, o f the presence a n d intimacy o f speech). A c o m p l e x a n d fertile r e c e n t debate has circled a r o u n d t h e valorization, his t o r i c a l s i g n i f i c a n c e , a n d e p i s t e m o l o g i c a l status o f w r i t i n g . " W h a t e v e r m a y o r m a y n o t h a v e b e e n s e t t l e d i n t h e d e b a t e , t h e r e is n o d o u b t o f w h a t h a s b e c o m e unsettled: t h e s h a r p distinction o f t h e world's cul- i tures into literate a n d pre-literate; t h e notion that e t h n o g r a p h i c tex t u a l i z a t i o n is a p r o c e s s t h a t e n a c t s a f u n d a m e n t a l t r a n s i t i o n f r o m o r a l e x p e r i e n c e to written representation; the assumption that s o m e t h i n g e s s e n t i a l is l o s t w h e n a c u l t u r e b e c o m e s " e t h n o g r a p h i c " ; t h e s t r a n g e l y a m b i v a l e n t a u t h o r i t y o f a p r a c t i c e t h a t s a l v a g e s as t e x t a c u l t u r a l life b e c o m i n g past. T h e s e c o m p o n e n t s o f what I have called e t h n o g r a p h i c pastoral n o 1 1 . T h e "debate" centers on the confrontation of Ong (1967, 1977, 1982) and Derrida (1973, 1974). Tyler (1978, 1984b) tries to work past the opposition. Goody (1977) and Eisenstein (1979) have made important recent contributions.
O n Ethnographic Allegory
119
l o n g e r a p p e a r as c o m m o n s e n s e . R e a d i n g a n d w r i t i n g a r e g e n e r a l i z e d . I f t h e e t h n o g r a p h e r r e a d s c u l t u r e o v e r t h e native's s h o u l d e r , t h e n a t i v e a l s o r e a d s o v e r t h e e t h n o g r a p h e r ' s s h o u l d e r as h e o r s h e w r i t e s each cultural description. Fieldworkers are increasingly constrained i n w h a t t h e y p u b l i s h b y t h e r e a c t i o n s o f t h o s e p r e v i o u s l y classified as nonliterate. Novels by a Samoan (Alfred Wendt) can challenge t h e portrait o f his p e o p l e by a distinguished anthropologist. T h e notion t h a t w r i t i n g is a c o r r u p t i o n , t h a t s o m e t h i n g i r r e t r i e v a b l y p u r e is lost w h e n a c u l t u r a l w o r l d is t e x t u a l i z e d is, a f t e r D e r r i d a , s e e n t o b e a p e r vasive, contestable, Western allegory. Walter O n g a n d o t h e r s h a v e s h o w n t h a t s o m e t h i n g is, i n d e e d , lost w i t h t h e g e n e r a l i z a t i o n o f writ i n g . B u t a u t h e n t i c c u l t u r e is n o t t h a t s o m e t h i n g — t o b e g a t h e r e d u p i n its f r a g i l e , final t r u t h b y a n e t h n o g r a p h e r o r b y a n y o n e e l s e . M o d e r n a l l e g o r y , W a l t e r B e n j a m i n ( 1 9 7 7 ) tells u s , is b a s e d o n a s e n s e o f t h e w o r l d as t r a n s i e n t a n d f r a g m e n t a r y . " H i s t o r y " is g r a s p e d as a p r o c e s s , n o t o f i n v e n t i v e life, b u t o f "irresistible d e c a y . " T h e m a t e r i a l a n a l o g u e o f a l l e g o r y is t h u s t h e "ruin" ( 1 7 8 ) , a n a l w a y s d i s a p p e a r i n g structure that invites imaginative r e c o n s t r u c t i o n . B e n j a m i n observes that "appreciation o f the transience o f things, a n d the c o n c e r n t o r e d e e m t h e m f o r e t e r n i t y , is o n e o f t h e s t r o n g e s t i m p u l s e s i n a l l e g o r y " ( q u o t e d b y W o l i n 1982 : 7 1 ) . M y a c c o u n t o f e t h n o g r a p h i c p a s t o r a l s u g g e s t s t h a t this " i m p u l s e " is t o b e r e s i s t e d , n o t b y a b a n d o n i n g a l l e g o r y — a n impossible a i m — b u t by o p e n i n g ourselves to differ ent histories.
AAA
Allegories are secured . . . by teaching people to read in certain ways. TALAL ASAD (comment on this essay at the Santa Fe seminar)
I h a v e e x p l o r e d s o m e i m p o r t a n t allegorical f o r m s that e x press "cosmological" patterns o f o r d e r a n d disorder, fables o f per sonal ( g e n d e r e d ) identity, a n d politicized m o d e l s o f temporality. T h e f u t u r e o f t h e s e f o r m s is u n c e r t a i n ; t h e y a r e b e i n g r e w r i t t e n a n d criti c i z e d i n c u r r e n t p r a c t i c e . A f e w c o n c l u s i o n s , o r at least a s s e r t i o n s , m a y b e d r a w n f r o m this e x p l o r a t i o n . •
T h e r e is n o w a y d e f i n i t e l y , s u r g i c a l l y , t o s e p a r a t e t h e f a c t u a l f r o m the allegorical in cultural accounts. T h e data o f e t h n o g r a p h y m a k e sense only within patterned arrangements a n d narratives, a n d t h e s e a r e c o n v e n t i o n a l , political, a n d m e a n i n g f u l i n a m o r e t h a n r e f e r e n t i a l s e n s e . C u l t u r a l facts a r e n o t t r u e a n d c u l t u r a l al l e g o r i e s f a l s e . I n t h e h u m a n s c i e n c e s t h e r e l a t i o n o f fact t o alle g o r y is a d o m a i n o f s t r u g g l e a n d i n s t i t u t i o n a l d i s c i p l i n e .
JAMES CLIFFORD
120
O n Ethnographic Allegory
121
T h e m e a n i n g s of an ethnographic account are uncontrollable.
e t h n o g r a p h y to be a hierarchical structure o f p o w e r f u l
N e i t h e r a n author's intention, n o r disciplinary training, n o r the
that translate, encounter, a n d recontextualize
r u l e s o f g e n r e c a n l i m i t t h e r e a d i n g s o f a t e x t t h a t will e m e r g e
s t o r i e s . I t is a p a l i m p s e s t ( O w e n s 1980). M o r e o v e r , a n a w a r e n e s s
w i t h n e w h i s t o r i c a l , scientific, o r political p r o j e c t s . B u t i f e t h n o g
o f allegory h e i g h t e n s awareness o f the narratives, a n d o t h e r t e m
other
stories
powerful
raphies are susceptible to multiple interpretations, these are n o t
p o r a l s e t u p s , i m p l i c i t l y o r e x p l i c i t l y at w o r k . Is t h e r e d e m p t i v e
at a n y g i v e n m o m e n t i n f i n i t e , o r m e r e l y " s u b j e c t i v e " ( i n t h e p e
structure o f salvage-textualization being replaced? By what n e w
j o r a t i v e s e n s e ) . R e a d i n g is i n d e t e r m i n a t e o n l y t o t h e e x t e n t t h a t
a l l e g o r i e s ? O f conflict? O f e m e r g e n c e ? O f s y n c r e t i s m ?
h i s t o r y i t s e l f is o p e n - e n d e d . I f t h e r e is a c o m m o n r e s i s t a n c e t o t h e r e c o g n i t i o n o f a l l e g o r y , a f e a r t h a t it l e a d s t o a n i h i l i s m o f r e a d i n g , t h i s is n o t a realistic f e a r . It c o n f u s e s c o n t e s t s f o r m e a n i n g w i t h d i s o r d e r . A n d o f t e n it reflects a w i s h t o p r e s e r v e a n " o b j e c t i v e " r h e t o r i c , r e f u s i n g t o l o c a t e its o w n m o d e o f p r o d u c t i o n w i t h i n i n ventive culture a n d historical c h a n g e .
1 2
F i n a l l y , a r e c o g n i t i o n o f a l l e g o r y r e q u i r e s t h a t as r e a d e r s a n d w r i t ers o f e t h n o g r a p h i e s , w e struggle to confront a n d take responsi bility f o r o u r s y s t e m a t i c c o n s t r u c t i o n s o f o t h e r s a n d o f o u r s e l v e s t h r o u g h others. This recognition n e e d not ultimately lead to a n i r o n i c p o s i t i o n — t h o u g h it m u s t c o n t e n d w i t h p r o f o u n d i r o n i e s . I f w e a r e c o n d e m n e d t o tell s t o r i e s w e c a n n o t c o n t r o l , m a y w e n o t , at
A r e c o g n i t i o n o f a l l e g o r y inescapably p o s e s t h e political a n d ethi
l e a s t , tell s t o r i e s w e b e l i e v e t o b e t r u e .
cal d i m e n s i o n s o f e t h n o g r a p h i c w r i t i n g . It s u g g e s t s t h a t t h e s e b e m a n i f e s t e d , n o t h i d d e n . I n this l i g h t , t h e o p e n a l l e g o r i z i n g o f a M e a d or a Benedict enacts a certain probity—properly e x p o s i n g i t s e l f t o t h e a c c u s a t i o n o f h a v i n g used tribal s o c i e t i e s f o r p e d a g o g i cal p u r p o s e s . ( L e t t h o s e f r e e o f s u c h p u r p o s e s cast t h e first s t o n e ! ) O n e n e e d not, o f course, purvey heavy-handed "messages," or twist c u l t u r a l facts (as p r e s e n t l y k n o w n ) t o a p o l i t i c a l p u r p o s e . I w o u l d s u g g e s t as a m o d e l o f a l l e g o r i c a l tact M a r c e l M a u s s ' s
The
12. For recent changes in these underlying stories, see note 9, above, and Bruner 1985. See also James Boon's 1983 exploration of anthropology's satiric dimensions. A partial way out can perhaps be envisioned in the pre-modern current that Harry Berger has called "strong" or "metapastoral"—a tradition he finds in the writing o f Sidney, Spenser, Shakespeare, Cervantes, Milton, Marvell, and Pope. "Such pastoral constructs within itself an image of its generic traditions in order to criticize them and, in the process, performs a critique on the limits of its own enterprise even as it ironically displays its delight in the activity it criticizes" (1984: 2). Modern ethnographic examples are rare, although much of Lévi-Strauss's Tristes Tropiques certainly qualifies.
Gift. N o o n e w o u l d d e n y its scientific i m p o r t a n c e o r s c h o l a r l y c o m m i t m e n t . Y e t f r o m t h e o u t s e t , a n d e s p e c i a l l y i n its c o n c l u d i n g c h a p t e r , t h e w o r k ' s a i m is p a t e n t : "to d r a w c o n c l u s i o n s o f a m o r a l n a t u r e a b o u t s o m e o f t h e p r o b l e m s c o n f r o n t i n g us in o u r p r e s e n t e c o n o m i c crisis" ( 1 9 6 7 : 2 ) . T h e b o o k w a s w r i t t e n i n r e s p o n s e t o t h e b r e a k d o w n o f E u r o p e a n r e c i p r o c i t y i n W o r l d W a r I. T h e t r o u b l i n g p r o x i m i t y it s h o w s b e t w e e n e x c h a n g e a n d w a r f a r e , t h e i m a g e o f t h e r o u n d t a b l e e v o k e d at t h e e n d , t h e s e a n d o t h e r u r g e n t r e s o n a n c e s m a r k t h e w o r k as a s o c i a l i s t - h u m a n i s t a l l e g o r y a d d r e s s e d t o t h e p o l i t i c a l w o r l d o f t h e twenties.. T h i s is n o t t h e w o r k ' s o n l y " c o n t e n t . " T h e m a n y r e r e a d i n g s The Gift h a s g e n e r a t e d t e s tify t o its p r o d u c t i v i t y as a t e x t . It c a n e v e n b e r e a d — i n c e r t a i n g r a d u a t e s e m i n a r s — a s a classic c o m p a r a t i v e s t u d y o f e x c h a n g e , w i t h a d m o n i t i o n s t o s k i m o v e r t h e final c h a p t e r . T h i s is a s a d m i s t a k e . F o r it m i s s e s t h e o p p o r t u n i t y t o l e a r n f r o m a n a d m i r a b l e e x a m p l e o f s c i e n c e d e p l o y i n g i t s e l f in h i s t o r y . A recognition of allegory complicates the writing a n d reading of e t h n o g r a p h i e s in potentially fruitful ways. A t e n d e n c y e m e r g e s to specify a n d separate different allegorical registers within t h e text. T h e marking off o f extended indigenous discourses shows the
For helpful criticisms of this paper I would like to thank Richard Handler, Susan Gevirtz, David Schneider, Harry Berger, and the Santa Fe seminar participants, espe cially Michael Fischer.
Post-Modern Ethnography
123
Post-Modern Ethnography: From Document of the Occult to Occult Document
performance, no fictionalized realities o r realities fictionalized. Its t r a n s c e n d e n c e is n o t t h a t o f a m e t a - l a n g u a g e — o f a l a n g u a g e s u p e r i o r b y m e a n s o f its g r e a t e r p e r f e c t i o n o f f o r m — n o r t h a t o f a u n i t y c r e a t e d b y s y n t h e s i s a n d s u b l a t i o n , n o r o f praxis a n d p r a c t i c a l a p p l i c a tion. T r a n s c e n d e n t t h e n , n e i t h e r by theory n o r by practice, n o r by t h e i r s y n t h e s i s , it describes n o k n o w l e d g e a n d produces n o a c t i o n . It t r a n s c e n d s i n s t e a d b y evoking w h a t c a n n o t b e k n o w n d i s c u r s i v e l y o r p e r f o r m e d p e r f e c t l y , t h o u g h all k n o w it as if d i s c u r s i v e l y a n d p e r f o r m it as i f p e r f e c t l y .
First Voice: Context
E v o c a t i o n is n e i t h e r p r e s e n t a t i o n n o r r e p r e s e n t a t i o n . It p r e s e n t s n o o b j e c t s a n d r e p r e s e n t s n o n e , y e t it m a k e s a v a i l a b l e t h r o u g h a b s e n c e w h a t c a n b e c o n c e i v e d b u t n o t p r e s e n t e d . It is t h u s b e y o n d t r u t h a n d i m m u n e t o t h e j u d g m e n t o f p e r f o r m a n c e . It o v e r c o m e s t h e s e p a ration o f the sensible a n d the conceivable, of form a n d content, of self and other, o f l a n g u a g e and the world.
S T E P H E N A. T Y L E R
T h e p a p e r t h a t f o l l o w s this i n t r o d u c t i o n is p a r t o f a g r o u p o f e s s a y s w r i t t e n at v a r i o u s t i m e s a n d i n r e s p o n s e t o v a r i o u s i n f l u e n c e s . N o n e t h e l e s s , e a c h essay anticipates, alludes to, builds o n , o r p r e s u p p o s e s t h e o t h e r s . E a c h d e a l s in o n e w a y o r a n o t h e r w i t h d i s c o u r s e a n d rhetoric, a n d each characterizes the tension b e t w e e n the possible worlds of c o m m o n sense and the impossible worlds of science and p o l i t i c s . T o g e t h e r t h e y tell h o w t h e r h e t o r i c a l m o d e s o f e t h i c s (ethos), s c i e n c e (eidos), a n d politics (pathos) a r e s e n s o r i a l a l l e g o r i e s w h o s e r o o t m e t a p h o r s "saying/hearing," "seeing/showing," "doing/acting" re spectively create the discourses o f value, representation, a n d work. All o f the essays speak o f the ethnographic contextualization o f the rheto rics o f s c i e n c e a n d p o l i t i c s a n d tell h o w t h e r h e t o r i c o f e t h n o g r a p h y is n e i t h e r scientific n o r political, b u t is, as t h e p r e f i x ethno- i m p l i e s , e t h i c a l . T h e y a l s o s p e a k o f t h e suffix -graphy i n r e m i n d e r o f t h e fact t h a t e t h n o g r a p h y itself is c o n t e x t u a l i z e d b y a t e c h n o l o g y o f w r i t t e n communication. N e i t h e r part o f the search for universal k n o w l e d g e , n o r a n instru m e n t for the suppression/emancipation of peoples, nor just another m o d e o f d i s c o u r s e o n a par with those o f science a n d politics, e t h n o g r a p h y is i n s t e a d a s u p e r o r d i n a t e d i s c o u r s e t o w h i c h all o t h e r d i s c o u r s e s a r e r e l a t i v i z e d a n d i n w h i c h t h e y find t h e i r m e a n i n g a n d j u s tification. E t h n o g r a p h y ' s s u p e r o r d i n a t i o n is t h e c o n s e q u e n c e o f its " i m p e r f e c t i o n . " N e i t h e r s e l f - p e r f e c t i n g i n t h e m a n n e r o f scientific d i s c o u r s e n o r t o t a l i z i n g i n t h e m a n n e r o f political d i s c o u r s e , it is d e f i n e d n e i t h e r b y a r e f l e x i v e a t t e n t i o n to its o w n r u l e s n o r by t h e p e r f o r m a t i v e i n s t r u m e n t a l i t y o f t h o s e r u l e s . D e f i n e d n e i t h e r by f o r m n o r by re l a t i o n t o a n e x t e r n a l o b j e c t , it p r o d u c e s n o i d e a l i z a t i o n s o f f o r m a n d
E v o c a t i o n — t h a t is t o say, " e t h n o g r a p h y " — i s t h e d i s c o u r s e o f t h e p o s t - m o d e r n world, for the world that m a d e science, a n d that science m a d e , h a s d i s a p p e a r e d , a n d scientific t h o u g h t is n o w a n a r c h a i c m o d e o f c o n s c i o u s n e s s surviving for a while yet in d e g r a d e d f o r m with o u t t h e e t h n o g r a p h i c c o n t e x t t h a t c r e a t e d a n d s u s t a i n e d it. S c i e n t i f i c t h o u g h t s u c c u m b e d b e c a u s e it v i o l a t e d t h e first law o f c u l t u r e , w h i c h says t h a t " t h e m o r e m a n c o n t r o l s a n y t h i n g , t h e m o r e u n c o n t r o l l a b l e b o t h b e c o m e . " I n t h e t o t a l i z i n g r h e t o r i c o f its m y t h o l o g y , s c i e n c e p u r p o r t e d t o b e its o w n j u s t i f i c a t i o n a n d s o u g h t to c o n t r o l a n d a u t o n o m i z e its d i s c o u r s e . Yet its o n l y j u s t i h c a t i o n w a s p r o o f , f o r w h i c h t h e r e c o u l d b e n o j u s t i f i c a t i o n w i t h i n its o w n d i s c o u r s e , a n d t h e m o r e it c o n t r o l l e d its d i s c o u r s e b y s u b j e c t i n g it to t h e c r i t e r i o n o f p r o o f , t h e m o r e u n c o n t r o l l a b l e its d i s c o u r s e b e c a m e . Its o w n activity c o n s t a n t l y f r a g m e n t e d t h e u n i t y o f k n o w l e d g e it s o u g h t t o p r o j e c t . T h e m o r e it k n e w , the m o r e there was to know. A l l its t e x t u a l s t r a t e g i e s — i t s m e t h o d — d e p e n d e d o n a p r i o r a n d critical d i s j u n c t i o n o f l a n g u a g e a n d t h e w o r l d . It m a d e v i s u a l p e r ception u n m e d i a t e d by concepts the origin o f k n o w l e d g e about the w o r l d , a n d it m a d e l a n g u a g e t h e m e a n s by w h i c h t h a t k n o w l e d g e a p p e a r e d in descriptions. Science d e p e n d e d , in o t h e r w o r d s , o n the d e s c r i p t i v e a d e q u a c y o f l a n g u a g e as a r e p r e s e n t a t i o n o f t h e w o r l d , b u t i n o r d e r t o m o v e f r o m i n d i v i d u a l p e r c e p t to a g r e e d - u p o n p e r c e p t i o n , it also n e e d e d a l a n g u a g e o f c o m m u n i c a t i v e adequacy that c o u l d e n a b l e c o n s e n s u s i n t h e c o m m u n i t y o f scientists. I n t h e e n d , s c i e n c e f a i l e d b e c a u s e it c o u l d n o t r e c o n c i l e t h e c o m p e t i n g d e m a n d s o f r e p r e s e n tation a n d c o m m u n i c a t i o n . Every m o v e to e n h a n c e r e p r e s e n t a t i o n t h r e a t e n e d c o m m u n i c a t i o n a n d every a g r e e m e n t in c o m m u n i c a t i o n was the sign o f a n e w failure in representation.
124
STEPHEN A. TYLER
S c i e n c e a d o p t e d a m o d e l o f l a n g u a g e as a s e l f - p e r f e c t i n g f o r m o f c l o s e d c o m m u n i c a t i o n t h a t a c h i e v e d c l o s u r e by m a k i n g l a n g u a g e i t s e l f t h e o b j e c t o f d e s c r i p t i o n . B u t c l o s u r e w a s b o u g h t at t h e c o s t o f d e s c r i p t i v e a d e q u a c y . T h e m o r e l a n g u a g e b e c a m e its o w n o b j e c t , t h e l e s s it h a d t o say a b o u t a n y t h i n g e l s e . S o , t h e l a n g u a g e o f s c i e n c e b e c a m e t h e o b j e c t o f s c i e n c e , a n d w h a t h a d b e g u n as p e r c e p t i o n u n m e d i a t e d b y c o n c e p t s b e c a m e c o n c e p t i o n u n m e d i a t e d by p e r c e p t s . T h e u n i t y o f c o m m u n i c a t i o n b r o u g h t about by l a n g u a g e displaced t h e unity o f p e r c e p t i o n t h a t l a n g u a g e h a d f o r m e r l y w r o u g h t . L a n g u a g e as c o m m u n i c a t i o n d i s p l a c e d l a n g u a g e as r e p r e s e n t a t i o n , a n d as s c i e n c e c o m m u n i c a t e d b e t t e r a n d b e t t e r a b o u t itself, it h a d less a n d less t o say about the world. In an excess o f democracy, a g r e e m e n t a m o n g scien tists b e c a m e m o r e i m p o r t a n t t h a n t h e n a t u r e o f n a t u r e . Still, t h i s w o u l d n o t h a v e b e e n fatal h a d it n o t b e e n f o r t h e s t u b b o r n r e f u s a l o f l a n g u a g e t o p e r f e c t itself. A s s c i e n c e i n c r e a s i n g l y d e fined i t s e l f as t h e m o d e o f d i s c o u r s e t h a t h a d its o w n d i s c o u r s e as its o b j e c t , e v e r y m o v e t o p e r f e c t t h a t d i s c o u r s e a n d fill e v e r y g a p o f p r o o f revealed ever-new imperfections. Every self-perfecting, self-corrective m o v e c r e a t e d local o r d e r s t h a t s p a w n e d n e w i m p e r f e c t i o n s r e q u i r i n g n e w corrections. Instead of a coherent system of knowledge, science c r e a t e d a w e l t e r o f local o r d e r s u n r e l a t e d to o n e a n o t h e r a n d b e y o n d t h e c o n t r o l o f a n y o n e . Scientific k n o w l e d g e w a s s y s t e m a t i z e d o n l y b y t h e u n i t y o f a r a t i o n a l m e t h o d t h a t p r o d u c e d g r e a t e r a n d g r e a t e r irra tionality. T h e Utopian unity o f science d i s a p p e a r e d f r o m sight a l o n g w i t h all t h e o t h e r u n r e a l o b j e c t s o f scientific fantasy. C a u g h t u p i n t h e f a s c i n a t i o n o f this glass b e a d g a m e w i t h its e v e r c h a n g i n g rules o f play a n d p r o m i s e o f the always n e w a n d different, s c i e n t i s t s f u l f i l l e d i n t h e i r d i s c o u r s e t h a t d r e a m o f capitalist p r o d u c tion in w h i c h n e w self-destructing products automatically r e m o v e t h e m s e l v e s f r o m c o m p e t i t i o n w i t h still n e w e r s e l f - d e s t r u c t i n g p r o d u c t s c r e a t e d t o fill a n i n s a t i a b l e d e m a n d f o r t h e c o n s u m p t i o n o f t h e latest s c i e n t i f i c b r e a k t h r o u g h , t h e latest c h a n g e in t h e r u l e s o f t h e g a m e . I n this world o f e v e r - c h a n g i n g fashions, the provincial was the player w h o c o n t i n u e d to play a g a m e that h a d already b e e n a b a n d o n e d by t h o s e in the "forefront" or o n the "cutting e d g e " o f research. A s s c i e n c e c a m e t o b e t h o u g h t o f m o r e a n d m o r e as a g a m e , it b e c a m e d i s t a n c e d f r o m praxis a n d d i s r u p t e d t h e t a k e n - f o r - g r a n t e d r e lation b e t w e e n theory a n d practice. W h a t consistent practice could flow f r o m a n i n c o n s t a n t t h e o r y t h a t u n d e r s t o o d its s i g n i f i c a n c e as a p l a y i n a g a m e ? T h e less t h e o r y w a s g u i d e d a n d s t i m u l a t e d b y a r e f l e x i v e r e l a t i o n t o practical a p p l i c a t i o n , t h e less it c o u l d j u s t i f y i t s e l f as t h e s o u r c e o f practice. A n d since t h e infinite g a m e led only to provisional k n o w l e d g e , e v e r s u b j e c t t o r e v i s i o n as a c o n s e q u e n c e o f c h a n g e s in t h e
Post-Modern Ethnography
125
r u l e s , it p r o d u c e d n o u n i v e r s a l k n o w l e d g e a n d c o u l d n o t j u s t i f y i t s e l f b y h o l d i n g o u t t h e p r o m i s e t h a t it w o u l d . Its i n v o l u t i o n c l o s e d o f f b o t h the r e t u r n to the c o n c r e t e world o f practice a n d t h e transit to t h e w h o l l y t r a n s c e n d e n t a l w o r l d o f u n i v e r s a l k n o w l e d g e . C o n s e q u e n t l y , it h a d t o l o o k o u t s i d e its o w n d i s c o u r s e f o r j u s t i f i c a t i o n , t o s e e k l e g i t i m a t i o n i n a d i s c o u r s e t h a t w a s o t h e r t h a n its o w n a n d n o t s u b j e c t t o its r u l e s . It n e e d e d a d i s c o u r s e t h a t c o u l d n o t b e p a r t o f t h e selfp e r f e c t i n g d i s c o u r s e o f s c i e n c e o r f o u n d a t i o n a l i n a n y scientifically a c ceptable way. S c i e n c e c h o s e a n u n e a s y c o m p r o m i s e , subjugating itself b o t h to t h e d i s c o u r s e o f w o r k (politics a n d i n d u s t r y ) a n d t h e d i s c o u r s e o f v a l u e ( e t h i c s a n d a e s t h e t i c s ) , b u t s i n c e politics a n d i n d u s t r y c o n t r o l l e d t h e m e a n s o f play a n d c o u l d always threaten to w i t h h o l d the f u n d s o n w h i c h the g a m e d e p e n d e d , science s u c c u m b e d m o r e a n d m o r e to l i m i t a t i o n s o n p l a y i m p o s e d i n t h e i n t e r e s t s o f its m a s t e r s . E n l i s t e d first as t h e p r o p a g a n d a a r m o f s c i e n c e , a s s e r t i n g t h e lie o f t h e o r y a n d b a s i c r e s e a r c h as t h e s o u r c e o f p r a c t i c e a n d t e c h n o l o g i c a l innovation, the discourse of value eventually became the ideological m e a n s f o r t h e j u s t i f i c a t i o n o f w o r k , a n d all talk o f v a l u e w a s l i n k e d inseparably to objects a n d to p e r f o r m a n c e relative to o b j e c t s — t h e re ality f i c t i o n s o f w o r k . W h a t h a d o r i g i n a l l y p r e s e n t e d itself as t h e c o n t e x t o f p r a c t i c a l reality w i t h i n w h i c h t h e a e s t h e t i c s o f t h e p l a y o f sci e n c e w o u l d find its m e a n i n g a n d j u s t i f i c a t i o n b e c a m e t h e c o n d i t i o n o f a b u r e a u c r a t i c u n r e a l i t y e s t a b l i s h i n g t h e limits of reality t h r o u g h t h e e x e r c i s e o f p o w e r d i s g u i s e d as r e a s o n . All d i s c o u r s e w a s r e d u c e d t o t h e r h e t o r i c o f w o r k . B u t , at this m o m e n t o f its t r i u m p h o f total c o n t r o l , d o w e s e n s e t h e first t r e m o r s o f t h e e r u p t i o n o f t h e u n c o n trollable? T h i s is t h e t a l e o f t h e o r i g i n o f t h e p o s t - m o d e r n w o r l d as t o l d b y H a b e r m a s ( 1 9 7 5 , 1984) a n d L y o t a r d ( 1 9 7 9 ) — a l l o w i n g f o r c e r t a i n i n t e n t i o n a l i n t e r p r e t i v e l i b e r t i e s . It is t h e f r a m i n g s t o r y f o r a p o s t modern ethnography.
Free Voice: Post-Modern Ethnography A p o s t - m o d e r n e t h n o g r a p h y is a c o o p e r a t i v e l y e v o l v e d t e x t consisting o f f r a g m e n t s o f discourse i n t e n d e d to e v o k e in the m i n d s o f b o t h r e a d e r a n d writer a n e m e r g e n t fantasy o f a possible w o r l d o f c o m m o n s e n s e reality, a n d t h u s to p r o v o k e a n a e s t h e t i c i n t e g r a t i o n t h a t will h a v e a t h e r a p e u t i c effect. It is, in a w o r d , p o e t r y — n o t in its t e x t u a l f o r m , b u t i n its r e t u r n t o t h e o r i g i n a l c o n t e x t a n d f u n c t i o n o f p o e t r y , w h i c h , b y m e a n s o f its p e r f o r m a t i v e b r e a k w i t h e v e r y d a y
ia6
STEPHEN A. TYLER
s p e e c h , e v o k e d m e m o r i e s o f t h e ethos o f t h e c o m m u n i t y a n d t h e r e b y p r o v o k e d h e a r e r s t o act e t h i c a l l y (cf. J a e g e r 1 9 4 5 : 3 — 76). P o s t m o d e r n e t h n o g r a p h y a t t e m p t s t o r e c r e a t e t e x t u a l l y this s p i r a l o f p o e t i c a n d r i t u a l p e r f o r m a n c e ; L i k e t h e m , it d e f a m i l i a r i z e s c o m m o n s e n s e reality in a bracketed c o n t e x t o f p e r f o r m a n c e , e v o k e s a fantasy w h o l e a b d u c t e d from fragments, a n d then returns participants to the w o r l d o f c o m m o n s e n s e — t r a n s f o r m e d , r e n e w e d , a n d s a c r a l i z e d . It has t h e allegorical import, t h o u g h n o t t h e narrative f o r m , o f a vision q u e s t o r r e l i g i o u s p a r a b l e . T h e b r e a k w i t h e v e r y d a y reality is a j o u r n e y apart into strange lands with occult practices—into the heart o f d a r k n e s s — w h e r e f r a g m e n t s o f t h e fantastic w h i r l a b o u t i n t h e v o r t e x o f t h e q u e s t e r ' s d i s o r i e n t e d c o n s c i o u s n e s s , until, a r r i v e d at t h e m a e l s t r o m ' s c e n t e r , h e l o s e s c o n s c i o u s n e s s at t h e v e r y m o m e n t o f t h e m i r a c u l o u s , r e s t o r a t i v e v i s i o n , a n d t h e n , u n c o n s c i o u s , is cast u p o n t o t h e familiar, b u t forever transformed, shores of the c o m m o n p l a c e world. P o s t - m o d e r n e t h n o g r a p h y is n o t a n e w d e p a r t u r e , n o t a n o t h e r r u p t u r e i n t h e f o r m o f d i s c o u r s e o f t h e s o r t w e h a v e c o m e t o e x p e c t as t h e n o r m o f m o d e r n i s t e s t h e t i c s ' scientistic e m p h a s i s o n e x p e r i m e n t a l novelty, b u t a self-conscious return to a n earlier a n d m o r e p o w e r f u l n o t i o n o f t h e e t h i c a l c h a r a c t e r o f all d i s c o u r s e , as c a p t u r e d i n t h e a n c i e n t s i g n i f i c a n c e o f t h e f a m i l y o f t e r m s " e t h o s , " " e t h n o s , " "ethics." B e c a u s e p o s t - m o d e r n e t h n o g r a p h y privileges "discourse" o v e r "text," it f o r e g r o u n d s d i a l o g u e as o p p o s e d t o m o n o l o g u e , a n d e m p h a sizes t h e c o o p e r a t i v e a n d collaborative n a t u r e o f t h e e t h n o g r a p h i c situation in contrast to the ideology o f the transcendental observer. I n fact, it rejects t h e i d e o l o g y o f " o b s e r v e r - o b s e r v e d , " t h e r e b e i n g n o t h i n g o b s e r v e d a n d n o o n e w h o is o b s e r v e r . T h e r e is i n s t e a d t h e m u t u a l , d i a l o g i c a l p r o d u c t i o n o f a d i s c o u r s e , o f a story o f s o r t s . W e b e t t e r u n d e r s t a n d t h e e t h n o g r a p h i c c o n t e x t as o n e o f c o o p e r a t i v e s t o r y m a k i n g that, i n o n e o f its i d e a l f o r m s , w o u l d r e s u l t i n a p o l y p h o n i c t e x t , n o n e o f w h o s e p a r t i c i p a n t s w o u l d h a v e t h e final w o r d i n t h e f o r m o f a f r a m i n g story o r e n c o m p a s s i n g s y n t h e s i s — a discourse o n t h e dis c o u r s e . It m i g h t b e j u s t t h e d i a l o g u e itself, o r p o s s i b l y a s e r i e s o f j u x t a p o s e d p a r a t a c t i c t e l l i n g s o f a s h a r e d c i r c u m s t a n c e , as i n t h e S y n o p t i c Gospels, o r p e r h a p s only a s e q u e n c e o f separate tellings in search o f a c o m m o n t h e m e , or e v e n a contrapuntal interweaving o f tellings, or o f a t h e m e a n d v a r i a t i o n s (cf. M a r c u s a n d C u s h m a n 1 9 8 2 , C l i f f o r d 1 9 8 3 a ) . U n l i k e t h e t r a d i t i o n a l t e l l e r o f tales o r h i s f o l k l o r i s t c o u n t e r part, t h e e t h n o g r a p h e r w o u l d n o t focus o n m o n o p h o n i e p e r f o r m a n c e a n d narrativity, t h o u g h n e i t h e r w o u l d h e necessarily e x c l u d e t h e m if t h e y w e r e a p p r o p r i a t e in context. I d o n o t wish to s u g g e s t that s u c h a text w o u l d r e s e m b l e a n e d i t e d collection of authored papers, o n e of those authorless books pro-
Post-Modern Ethnography
127
d u c e d b y c o m m i t t e e , o r a n a c c i d e n t a l c o l l a g e like a n i s s u e o f t h e American Anthropologist. T h e s e t h r e e u s e d t o g e t h e r , t h o u g h , d o c h a r a c t e r i z e a u b i q u i t o u s e t h n o g r a p h i c f o r m c a l l e d t h e " n e w s p a p e r . " I n fact, h a d t h e r e b e e n a m o d e r n i s t m o v e m e n t i n e t h n o g r a p h y , it w o u l d h a v e t a k e n t h e n e w s p a p e r as its literary m o d e l . T h e c o l l e c t i o n a n d t h e c o l lage p r e s e r v e differences o f perspective, b u t differ o n t h e d i m e n s i o n o f a c c i d e n t v s . p u r p o s e , t h o u g h w e c a n all t h i n k o f e d i t e d c o l l e c t i o n s t h a t a r e i n fact c o l l a g e s , s o little d o t h e i r s e l e c t i o n s r e l a t e t o c o m m o n t h e m e s o r t o p i c s t h a t t h e i r p r e s e n c e i n t h e s a m e v o l u m e s e e m s acci d e n t a l , a n d w e a r e all f a m i l i a r w i t h t h e m a t i z e d c o l l a g e s like t h e n e w s paper, w h o s e items are minimally linked by the c o m m o n t h e m e , "here a r e today's r e l e v a n c e s f o r n o b o d y i n p a r t i c u l a r as p u t t o g e t h e r b y n o b o d y in particular." P o l y p h o n y is a m e a n s o f p e r s p e c t i v a l relativity a n d is n o t j u s t a n e v a s i o n o f authorial responsibility o r a guilty excess o f d e m o c r a c y , t h o u g h , a s V i c o m i g h t say, it a r t i c u l a t e s b e s t w i t h t h a t social f o r m , a n d it d o e s c o r r e s p o n d w i t h t h e realities o f fieldwork i n p l a c e s s e n s i t i v e t o t h e i s s u e o f p o w e r as s y m b o l i z e d i n t h e s u b j e c t - o b j e c t r e l a t i o n s h i p b e t w e e n h e w h o r e p r e s e n t s a n d s h e w h o is r e p r e s e n t e d . A n d it is n o t that e t h n o g r a p h e r s have never before used the idea o f authorless texts, for m y t h s a n d folktales, e v e n w h e n related by s o m e o n e , are p u r e e x a m p l e s o f the f o r m , t h o u g h w e must think in that case o f a c o m m i t t e e e x t e n d e d in time w h o s e participants n e v e r c o n v e n e to c o m p o s e the work. T h e p o i n t is t h a t q u e s t i o n s o f f o r m a r e n o t p r i o r , t h e f o r m i t s e l f s h o u l d e m e r g e o u t o f the joint work o f the e t h n o g r a p h e r a n d his na t i v e p a r t n e r s . T h e e m p h a s i s is o n t h e e m e r g e n t c h a r a c t e r o f t e x t u a l i z a t i o n , t e x t u a l i z a t i o n b e i n g j u s t t h e initial i n t e r p r e t i v e m o v e t h a t p r o vides a negotiated text for the reader to interpret. T h e h e r m e n e u t i c p r o c e s s is n o t r e s t r i c t e d t o t h e reader's r e l a t i o n s h i p t o t h e text, b u t i n c l u d e s as well t h e interpretive practices o f t h e parties to t h e originat i n g d i a l o g u e . I n this r e s p e c t , t h e m o d e l o f p o s t - m o d e r n e t h n o g r a p h y is n o t t h e n e w s p a p e r b u t t h a t o r i g i n a l e t h n o g r a p h y — t h e B i b l e (cf. Kelber 1983). T h e e m e r g e n t a n d cooperative nature o f textualization also in d e x e s a different ideological attitude toward the ethnographic other a n d t h e u s e s o f e t h n o g r a p h y . T h e history o f e t h n o g r a p h i c writing chronicles a cumulative sequence o f different attitudes toward t h e o t h e r that implicate different uses o f ethnography. In the e i g h t e e n t h c e n t u r y , t h e d o m i n a n t m o d e w a s " e t h n o g r a p h y as a l l e g o r y , " c e n t e r i n g a r o u n d the key concept o f utopianism in which the "noble savage" p l a y e d h i s e n n o b l i n g r o l e as a t h e r a p e u t i c i m a g e . I n t h e n i n e t e e n t h c e n t u r y , t h e " s a v a g e " w a s n o l o n g e r n o b l e ; s h e w a s e i t h e r "fallen," i n
128
STEPHEN A. TYLER
t h e c o n t i n u i n g biblical a l l e g o r y , o r a figure o f t h e r a p e u t i c i r o n y — a m i n a t o r y S a t a n i c finger, o r a n i n s t a n c e o f t h e p r i m o r d i a l " p r i m i t i v e , " a " l i v i n g fossil" s i g n i f y i n g p a s t i m p e r f e c t i o n h e a l e d b y t i m e in t h e e m e r g i n g evolutionary allegory. In the twentieth century, t h e "savage" w a s n o l o n g e r e v e n " p r i m i t i v e . " S h e w a s o n l y "data" a n d " e v i d e n c e , " t h e critical d i s p r o v i n g i n s t a n c e i n t h e positivist r h e t o r i c o f p o l i t i c a l liberalism. Later, in the structuralist a n d semioticist revival o f seventeenth-century rationalism, h e again b e c a m e p u r e "difference," a f o r m a l p a t t e r n o f c o l l o c a t e d s i g n s totally r o b b e d o f t h e r a p e u t i c sig nificance. N o w , in addition to these, each o f which, or s o m e c o m b i n a t i o n o f t h e m , still f e e d s t h e i m a g i n a t i o n o f s o m e e t h n o g r a p h e r s o m e where, she has b e c o m e the instrument of the ethnographer's " e x p e r i e n c e , " t h e e t h n o g r a p h e r h a v i n g b e c o m e t h e f o c u s o f "differ e n c e " in a p e r v e r s e version o f the romanticism that has always b e e n in ethnography, no matter how desperately repressed and marginalized by t h e objective i m p u l s e s o f seekers for p u r e data. A s in the u t o p i a n i s m o f t h e e i g h t e e n t h c e n t u r y , t h e o t h e r is t h e m e a n s o f t h e a u t h o r ' s a l i e n a t i o n f r o m his o w n sick c u l t u r e , b u t t h e s a v a g e o f t h e t w e n t i e t h c e n t u r y is sick t o o ; n e u t e r e d , l i k e t h e rest o f u s , by t h e d a r k f o r c e s o f t h e " w o r l d s y s t e m , " I T h a s lost t h e h e a l i n g art. H a v i n g perceived the limiting m e a n i n g of the second m e m b e r o f t h e c o m p o u n d t e r m " e t h n o g r a p h y " ("-graphy" fr. graphein "to write"), s o m e e t h n o g r a p h e r s have t a m e d t h e savage, not with t h e p e n , b u t w i t h t h e t a p e r e c o r d e r , r e d u c i n g h i m t o a "straight m a n , " as i n t h e s c r i p t o f s o m e o b s c u r e c o m i c r o u t i n e , f o r e v e n as t h e y t h i n k t o h a v e r e t u r n e d t o "oral p e r f o r m a n c e " o r " d i a l o g u e , " in o r d e r t h a t t h e n a t i v e h a v e a p l a c e i n t h e t e x t , t h e y e x e r c i s e total c o n t r o l o v e r h e r d i s c o u r s e a n d s t e a l t h e o n l y t h i n g s h e h a s l e f t — h e r v o i c e . O t h e r s , i n full a n d g u i l t l e s s k n o w l e d g e o f t h e i r c r i m e , c e l e b r a t e it i n " e t h n o p o e t r y , " w h i l e t h e rest, l i k e S a r t r e , t h e i r f a c e s h a l f - t u r n e d f r o m t h e o f f e n d i n g p e n , w r i t e o n i n a t o n e m e n t — l i t t l e finger o f t h e left h a n d o n t h e " e r a s e " b u t t o n , i n d e x finger o n t h e "play" b u t t o n — i n t h e s i g n o f t h e c u c k o l d c o u n t e r f e i t i n g voice in text. Like Derrida, they have missed the true import o f "discourse," w h i c h is " t h e o t h e r as u s , " f o r t h e p o i n t o f d i s c o u r s e is n o t h o w t o m a k e a better representation, but h o w to avoid representation- In their textualization o f p s e u d o - d i s c o u r s e they have a c c o m p l i s h e d a ter r o r i s t a l i e n a t i o n m o r e c o m p l e t e t h a n t h a t o f t h e positivists. It m a y b e t h a t all t e x t u a l i z a t i o n is a l i e n a t i o n , b u t it is c e r t a i n l y t r u e t h a t n o n p a r t i c i p a t o r y t e x t u a l i z a t i o n is a l i e n a t i o n — " n o t u s " — a n d t h e r e is n o therapy in alienation. A s the Utopians knew, e t h n o g r a p h y can perform a therapeutic p u r p o s e i n e v o k i n g a p a r t i c i p a t o r y reality, b u t t h e y w e r e w r o n g in
Post-Modern Ethnography
129
t h i n k i n g t h a t r e a l i t y c o u l d b e e x p l i c i t l y p r o j e c t e d in t e x t . It is this e c h o , t h e n , o f p a r t i c i p a t o r y reality t h a t p o s t - m o d e r n e t h n o g r a p h y s e e k s t o e v o k e by m e a n s o f a participatory text in which n o o n e has the exclusive r i g h t o f s y n o p t i c t r a n s c e n d e n c e . B e c a u s e it is p a r t i c i p a t o r y a n d e m e r gent, p o s t - m o d e r n ethnography cannot have a predetermined form, f o r it c o u l d h a p p e n t h a t p a r t i c i p a n t s m i g h t d e c i d e t h a t t e x t u a l i z a t i o n i t s e l f is i n a p p r o p r i a t e — a s h a v e m a n y i n f o r m a n t s i n t h e p a s t , t h o u g h t h e i r o b j e c t i o n s w e r e s e l d o m t a k e n to b e s i g n i f i c a n t i n t h e m s e l v e s , b e i n g t r e a t e d i n s t e a d as i m p e d i m e n t s t o t h e e t h n o g r a p h e r ' s m o n o p h o n i c t e x t . W h a t e v e r f o r m t h e t e x t t a k e s — i f a n y — i t will stress s o n o r a n t relativity, n o t o n l y b e t w e e n t h e t e x t a n d t h e c o m m u n i t y o f d i s c o u r s e o f w h i c h it is a p a r t — t h e u s u a l s e n s e o f "cultural r e l a t i v i t y " — b u t w i t h i n t h e t e x t itself as a c o n s t i t u t i v e f e a t u r e o f t h e t e x t . T h o u g h p o s t - m o d e r n e t h n o g r a p h y p r i v i l e g e s d i s c o u r s e , it d o e s n o t locate itself exclusively within the problematics o f a single tradi tion o f discourse, a n d seeks, in particular, to avoid g r o u n d i n g itself in the theoretical a n d c o m m o n s e n s e categories of the h e g e m o n i c West e r n t r a d i t i o n . It t h u s r e l a t i v i z e s d i s c o u r s e n o t j u s t to f o r m — t h a t fa miliar p e r v e r s i o n o f the modernist; n o r to authorial i n t e n t i o n — t h a t conceit o f the romantics; n o r to a foundational world b e y o n d dis c o u r s e — t h a t d e s p e r a t e g r a s p i n g f o r a s e p a r a t e reality o f t h e m y s t i c a n d scientist alike; n o r e v e n to history and i d e o l o g y — t h o s e r e f u g e s o f t h e h e r m e n e u t i c i s t ; n o r e v e n less t o l a n g u a g e — t h a t h y p o s t a s i z e d abstraction o f the linguist; nor, ultimately, e v e n to d i s c o u r s e — t h a t N i e t z s c h e a n p l a y g r o u n d o f w o r l d - l o s t signifiers o f t h e s t r u c t u r a l i s t a n d g r a m m a t o l o g i s t , b u t t o all o r n o n e of t h e s e , f o r it is a n a r c h i c , t h o u g h n o t f o r t h e s a k e o f a n a r c h y b u t b e c a u s e it r e f u s e s to b e c o m e a f e t i s h i z e d o b j e c t a m o n g o b j e c t s — t o b e d i s m a n t l e d , c o m p a r e d , classi fied, a n d n e u t e r e d i n t h a t p a r o d y o f scientiific s c r u t i n y k n o w n as criti c i s m . T h e e t h n o g r a p h i c t e x t is n o t o n l y n o t an o b j e c t , it is n o t the o b j e c t ; it is i n s t e a d a m e a n s , t h e m e d i t a t i v e v e h i c l e f o r a t r a n s c e n d e n c e o f t i m e a n d p l a c e t h a t is n o t j u s t t r a n s c e n d e n t a l b u t a t r a n s c e n d e n t a l r e t u r n to t i m e a n d place. B e c a u s e its m e a n i n g is n o t i n it b u t i n a n u n d e r s t a n d i n g , o f w h i c h it is o n l y a c o n s u m e d f r a g m e n t , it is n o l o n g e r c u r s e d w i t h t h e task o f r e p r e s e n t a t i o n . T h e k e y w o r d i n u n d e r s t a n d i n g this d i f f e r e n c e is " e v o k e , " f o r i f a d i s c o u r s e c a n b e s a i d t o " e v o k e , " t h e n it n e e d n o t r e p r e s e n t w h a t it e v o k e s , t h o u g h it m a y b e a m e a n s t o a r e p r e s e n t a t i o n . S i n c e e v o c a t i o n is n o n r e p r e s e n t a t i o n a l , it is n o t t o b e u n d e r s t o o d as a s i g n f u n c t i o n , f o r it is n o t a " s y m b o l of," n o r d o e s it " s y m b o l i z e " w h a t it e v o k e s . T h e p o s t - m o d e r n t e x t h a s m o v e d b e y o n d t h e r e p r e s e n t a t i o n a l f u n c t i o n o f s i g n s a n d h a s cast o f f t h e e n c u m b r a n c e s o f t h e s u b stitution o f appearances, those "absences" and "differences" o f the
STEPHEN A. TYLER
i3°
g r a m m a t o l o g i s t . It is n o t a p r e s e n c e t h a t calls i n t o b e i n g s o m e t h i n g t h a t w a s a b s e n t ; it is a c o m i n g t o b e o f w h a t w a s n e i t h e r t h e r e p r e s e n t n o r a b s e n t , f o r w e a r e n o t t o u n d e r s t a n d " e v o c a t i o n " as l i n k i n g t w o d i f f e r e n c e s i n t i m e a n d p l a c e , as s o m e t h i n g t h a t e v o k e s a n d s o m e t h i n g e l s e e v o k e d . E v o c a t i o n is a u n i t y , a s i n g l e e v e n t o r p r o c e s s , a n d w e m u s t resist t h e t e m p t a t i o n o f g r a m m a r that w o u l d m a k e us think t h a t t h e p r o p o s i t i o n a l f o r m "x e v o k e s y" m u s t m e a n t h a t x a n d y a r e different entities linked by a third rather peculiar "process-entity" c a l l e d " e v o k e , " a n d that, m o r e o v e r , x m u s t p r e c e d e y i n t i m e , a n d c o n s e q u e n t l y x m u s t b e a c o n d i t i o n o f y o r y a r e s u l t o f x. T h e s e a r e all illusions o f grammar, which make us dismember unities into discrete e n t i t i e s a n d p u n c t u a t e e v e n t s . W e m i g h t t h i n k t o c o r r e c t this s i t u a t i o n b y w r i t i n g E n g l i s h n o n l i n e a l l y , as i f it w e r e C h i n e s e , i n i m i t a t i o n o f E r n e s t F e n e l l o s a a n d E z r a P o u n d : evoLes, b u t s i n c e w e c o u l d still r e a d
y
)
l i n e a l l y "x e v o k e s y," a n d t h e e l e m e n t s x, " e v o k e s , " a n d y a r e as d i s c r e t e as e v e r , t h i s is n o s o l u t i o n . P e r h a p s t h e b e s t w e c a n d o , s h o r t o f i n v e n t i n g s o m e n e w l o g o g r a p h , is a H e i d e g g e r i a n " e v o k i n g , " o r b e t t e r y e t , be wary o f the snares o f grammar. T h e w h o l e p o i n t o f " e v o k i n g " r a t h e r t h a n " r e p r e s e n t i n g " is t h a t it f r e e s e t h n o g r a p h y f r o m mimesis a n d t h e i n a p p r o p r i a t e m o d e o f s c i e n tific r h e t o r i c t h a t e n t a i l s "objects," "facts," " d e s c r i p t i o n s , " " i n d u c t i o n s , " " g e n e r a l i z a t i o n s , " "verification," " e x p e r i m e n t , " " t r u t h , " a n d l i k e c o n c e p t s t h a t , e x c e p t as e m p t y i n v o c a t i o n s , h a v e n o p a r a l l e l s e i t h e r i n t h e e x p e r i e n c e o f e t h n o g r a p h i c fieldwork o r i n t h e w r i t i n g o f e t h n o g r a p h i e s . T h e u r g e t o c o n f o r m t o t h e c a n o n s o f scientific r h e t o ric h a s m a d e t h e e a s y r e a l i s m o f n a t u r a l h i s t o r y t h e d o m i n a n t m o d e o f e t h n o g r a p h i c p r o s e , b u t it h a s b e e n a n i l l u s o r y r e a l i s m , p r o m o t i n g , o n t h e o n e h a n d , t h e a b s u r d i t y o f " d e s c r i b i n g " n o n e n t i t i e s s u c h a s "cult u r e " o r "society" as if t h e y w e r e fully o b s e r v a b l e , t h o u g h s o m e w h a t ungainly, bugs, a n d , o n the other, the equally ridiculous behaviorist p r e t e n s e o f "describing" repetitive patterns o f action in isolation f r o m t h e discourse that actors u s e in constituting a n d situating their action, a n d all i n s i m p l e m i n d e d s u r e t y t h a t t h e o b s e r v e r s ' g r o u n d i n g d i s c o u r s e is i t s e l f a n o b j e c t i v e f o r m sufficient t o t h e task o f d e s c r i b i n g a c t s . T h e p r o b l e m w i t h t h e r e a l i s m o f n a t u r a l h i s t o r y is n o t , as is o f t e n c l a i m e d , t h e c o m p l e x i t y o f t h e s o - c a l l e d o b j e c t o f o b s e r v a t i o n , n o r failu r e t o a p p l y sufficiently r i g o r o u s a n d r e p l i c a b l e m e t h o d s , n o r e v e n l e s s t h e s e e m i n g intractability o f t h e l a n g u a g e o f d e s c r i p t i o n . It is i n s t e a d a f a i l u r e o f t h e w h o l e visualist i d e o l o g y o f r e f e r e n t i a l d i s c o u r s e , w i t h its r h e t o r i c o f " d e s c r i b i n g , " " c o m p a r i n g , " "classifying," a n d " g e n e r a l i z i n g , " a n d its p r e s u m p t i o n o f r e p r e s e n t a t i o n a l s i g n i f i c a t i o n . I n e t h n o g r a p h y t h e r e are n o "things" t h e r e to b e t h e objects o f a d e s c r i p t i o n , t h e o r i g i n a l a p p e a r a n c e s t h a t t h e l a n g u a g e o f d e s c r i p t i o n "re-
Post-Modern Ethnography presents" as indexical objects for c o m p a r i s o n , classihcation, a n d g e n e r a l i z a t i o n ; t h e r e is r a t h e r a d i s c o u r s e , a n d t h a t t o o , n o t h i n g , d e s p i t e t h e m i s g u i d e d c l a i m s o f s u c h t r a n s l a t i o n a l m o d e l s o f e t h n o g r a p h y as structuralism, ethno-science, a n d dialogue, which attempt to repres e n t e i t h e r n a t i v e d i s c o u r s e o r its u n c o n s c i o u s p a t t e r n s , a n d t h u s r e c o m m i t t h e crime o f natural history in the m i n d . E t h n o g r a p h i c d i s c o u r s e is itself n e i t h e r a n o b j e c t t o b e r e p r e s e n t e d n o r a r e p r e s e n t a t i o n o f a n object. C o n s e q u e n t l y t h e v i s u a l i s t rhetoric o f representation, depending from the concreteness o f the w r i t t e n w o r d — o f de-scribere—subverts the ethical p u r p o r t o f e t h n o g r a p h y a n d c a n o n l y g i v e u s as r e p l a c e m e n t a s e n s e o f i n c o m p l e t e n e s s a n d f a i l u r e , s i n c e its g o a l s a n d m e a n s a r e always o u t o f r e a c h . E t h n o g r a p h i c d i s c o u r s e is n o t p a r t o f a p r o j e c t w h o s e a i m is t h e c r e a t i o n o f u n i v e r s a l k n o w l e d g e . It d i s o w n s t h e M e p h i s t o p h e l i a n u r g e t o p o w e r t h r o u g h k n o w l e d g e , f o r that, t o o , is a c o n s e q u e n c e o f r e p r e sentation. T o represent m e a n s to have a kind o f magical power over a p p e a r a n c e s , t o b e a b l e t o b r i n g i n t o p r e s e n c e w h a t is a b s e n t , a n d t h a t is w h y w r i t i n g , t h e m o s t p o w e r f u l m e a n s o f r e p r e s e n t a t i o n , w a s c a l l e d "grammarye," a m a g i c a l act. T h e t r u e historical s i g n i f i c a n c e o f w r i t i n g is t h a t it h a s i n c r e a s e d o u r c a p a c i t y t o c r e a t e totalistic i l l u s i o n s w i t h w h i c h t o h a v e p o w e r o v e r t h i n g s o r o v e r o t h e r s as i f t h e y w e r e t h i n g s . T h e w h o l e i d e o l o g y o f r e p r e s e n t a t i o n a l s i g n i f i c a t i o n is a n i d e o l o g y o f p o w e r . T o b r e a k its s p e l l w e w o u l d h a v e t o attack w r i t i n g , totalistic r e p r e s e n t a t i o n a l s i g n i h c a t i o n , a n d a u t h o r i a l a u t h o r i t y , b u t all this h a s already b e e n accomplished for us. O n g (1977) has m a d e us aware o f the effects o f w r i t i n g b y r e m i n d i n g us o f t h e world o f oral e x p r e s s i o n that c o n t r a s t s w i t h it. B e n j a m i n ( 1 9 7 8 ) a n d A d o r n o ( 1 9 7 7 ) h a v e c o u n t e r p o s e d t h e i d e o l o g y o f t h e "fragment" to that o f t h e w h o l e , a n d D e r r i d a ( 1 9 7 4 ) h a s m a d e t h e a u t h o r t h e c r e a t u r e o f w r i t i n g r a t h e r t h a n its c r e a t o r . P o s t - m o d e r n e t h n o g r a p h y b u i l d s its p r o g r a m n o t s o m u c h f r o m t h e i r p r i n c i p l e s as f r o m t h e r u b b l e o f t h e i r d e c o n s t r u c t i o n . A p o s t - m o d e r n e t h n o g r a p h y is f r a g m e n t a r y b e c a u s e it c a n n o t b e o t h e r w i s e . L i f e i n t h e field is itself f r a g m e n t a r y , n o t at all o r g a n i z e d a r o u n d f a m i l i a r e t h n o l o g i c a l c a t e g o r i e s s u c h as k i n s h i p , e c o n o m y , a n d r e l i g i o n , a n d e x c e p t f o r u n u s u a l i n f o r m a n t s like t h e D o g o n s a g e O g o t e m m ê l i , t h e n a t i v e s s e e m t o lack c o m m u n i c a b l e v i s i o n s o f a shared, integrated w h o l e ; n o r d o particular e x p e r i e n c e s p r e s e n t t h e m s e l v e s , e v e n t o t h e m o s t h a r d e n e d s o c i o l o g i s t , a s c o n v e n i e n t l y lab e l e d s y n e c d o c h e s , microcosms, o r allegories o f wholes, cultural o r theoretical. A t best, w e m a k e d o with a collection o f indexical anecd o t e s o r telling particulars with which to p o r t e n d that larger unity b e y o n d e x p l i c i t t e x t u a l i z a t i o n . It is n o t j u s t t h a t w e c a n n o t s e e t h e f o r e s t for t h e t r e e s , but. t h a t w e h a v e c o m e t o f e e l t h a t t h e r e a r e n o f o r e s t s
I 3 2
STEPHEN A. TYLER
w h e r e t h e t r e e s a r e t o o far a p a r t , j u s t as p a t c h e s m a k e q u i l t s o n l y if t h e spaces b e t w e e n t h e m are small e n o u g h . W e confirm in o u r ethnographies o u r consciousness o f the frag m e n t a r y n a t u r e o f the p o s t - m o d e r n world, for n o t h i n g so well defines o u r w o r l d as t h e a b s e n c e o f a s y n t h e s i z i n g a l l e g o r y , o r p e r h a p s it is o n l y a p a r a l y s i s o f c h o i c e b r o u g h t o n by o u r k n o w l e d g e o f t h e i n e x h a u s t i b l e s u p p l y o f s u c h a l l e g o r i e s t h a t m a k e s us r e f u s e t h e m o m e n t o f aesthetic totalization, the story o f stories, the h y p o s t a t i z e d whole. B u t t h e r e are o t h e r reasons, too. We k n o w that these textual transcendentals, these invocations o f holism, of functionally integrated s y s t e m s a r e literary t r o p e s , t h e v e h i c l e s t h a t carry i m a g i n a t i o n f r o m t h e p a r t t o t h e w h o l e , t h e c o n c r e t e to t h e abstract, a n d k n o w i n g t h e m for w h a t they are, w h e t h e r m e c h a n i s m i c or organismic, m a k e s u s sus pect the rational o r d e r they promise. M o r e i m p o r t a n t t h a n t h e s e , t h o u g h , is t h e i d e a t h a t t h e t r a n s c e n d e n t a l t r a n s i t , t h e h o l i s t i c m o m e n t is n e i t h e r t e x t u a l l y d e t e r m i n e d n o r the exclusive right o f the author, being instead the functional inter a c t i o n o f t e x t - a u t h o r - r e a d e r . It is n o t s o m e s e c r e t h i d d e n i n t h e t e x t , or b e t w e e n texts; n o r in the m i n d o f the author a n d only p o o r l y e x p r e s s e d / r e p r e s s e d by h i m ; p o r in t h e reader's i n t e r p r e t a t i o n , n o m a t t e r w h a t h i s critical p e r s u a s i o n — i f a n y . It is n o t t h e n e g a t i v e d i a l e c t i c s o f T h e o d o r A d o r n o , f o r its p a r a t a c t i c o p p o s i t i o n s a r e partici patory functions rather than textual forms. T h e y derive f r o m dia l o g u e r a t h e r t h a n t h e m o n o p h o n i e i n t e r n a l dialectic o f t h e a u t h o r w i t h h i s t e x t . E v e n t h o u g h A d o r n o a r g u e s t h a t t h e essay, b y m e a n s o f n e g a t i v e d i a l e c t i c s , a i m s at t h e l i q u i d a t i o n o f all v i e w p o i n t s , it c a n n o t a c h i e v e t h i s g o a l s o l o n g as it is m o n o p h o n i e , p r o j e c t e d f r o m t h e v i e w p o i n t o f a s i n g l e a u t h o r . It e x p r e s s e s o n l y t h e c o g n i t i v e u t o p i a o f t h e a u t h o r ( K a u f f m a n n 1981:343—53)- Unlike negative dialectics, the o p positions o f d i a l o g u e n e e d n o t be held in u n r e s o l v e d s u s p e n s i o n with o u t t h e p o s s i b i l i t y o f t r a n s c e n d e n c e , b u t like n e g a t i v e d i a l e c t i c s , p o s t m o d e r n e t h n o g r a p h y d o e s not practice synthesis within the text. T h e s y n o p t i c t r a n s i t is a n o n s y n t h e t i c t r a n s c e n d e n c e t h a t is e v o k e d by, n o t i m m a n e n t in, the text. T h e text has the paradoxical capacity to e v o k e t r a n s c e n d e n c e w i t h o u t synthesis, w i t h o u t creating within itself f o r m a l devices a n d conceptual strategies of transcendental order. In c o m m o n w i t h A d o r n o 's p r o g r a m , it a v o i d s a n y s u p p o s i t i o n o f a h a r m o n y b e t w e e n the logical-conceptual order of the text a n d the o r d e r o f t h i n g s , a n d it a t t e m p t s t o e l i m i n a t e t h e s u b j e c t - o b j e c t n e x u s b y r e f u s i n g t h e possibility o f their separation or o f the d o m i n a n c e o f o n e o v e r t h e o t h e r i n t h e f o r m o f t h e t e x t - a s - m i r r o r - o f - t h o u g h t . It a c c o m p l i s h e s a c o g n i t i v e u t o p i a n o t o f t h e a u t h o r ' s subjectivity o r o f t h e
Post-Modern Ethnography
133
reader's, b u t o f the author-text-reader, an e m e r g e n t m i n d that has n o i n d i v i d u a l l o c u s , b e i n g i n s t e a d a n infinity o f p o s s i b l e loci. H e r e , t h e n , is a n e w k i n d o f h o l i s m , o n e t h a t is e m e r g e n t r a t h e r t h a n g i v e n , a n d o n e that e m e r g e s t h r o u g h the reflexivity o f texta u t h o r - r e a d e r a n d p r i v i l e g e s n o m e m b e r o f this trinity as t h e e x c l u s i v e l o c u s o r m e a n s o f t h e w h o l e . M o r e o v e r , this e m e r g e n t w h o l e is n e i t h e r a theoretical object n o r an object o f theoretical k n o w l e d g e , a n d is c o n s e q u e n t l y n e i t h e r e v o k e d b y e x p l i c i t m e t h o d s n o r t h e d e r i v a t i o n a l s o u r c e o f p r a c t i c e s . It d o e s n o t m o t i v a t e o r e n a b l e p r a c t i c e i n t h e e x p e c t e d m a n n e r o f t h e u s u a l t h e o r y - p r a c t i c e c o r r e l a t i o n . It is not, in o t h e r w o r d s , a dialectical synthesis o f the m a n i f o l d o f i m p r e s sions that neutralizes their differences in a h i g h e r - o r d e r pattern o f t h e i r s a m e t y p e . It is n e i t h e r a n a b s t r a c t " t h i n g " n o r a n a b s t r a c t i o n f r o m " t h i n g s , " a n d is t h u s n o t t h e p r o d u c t o f a n i n f e r e n c e w h o s e l i n e o f d e v e l o p m e n t could be traced step-by-step f r o m the concrete par t i c u l a r s o f its o r i g i n s , t h r o u g h t r a n s f o r m a t i o n s , t o its a b s t r a c t a n d u n i versal t e r m i n u s . It g o e s a g a i n s t t h e g r a i n o f i n d u c t i o n , d e d u c t i o n , s y n t h e s i s , a n d t h e w h o l e m o v e m e n t to " s y m b o l , " f o r its m o d e o f i n f e r e n c e is a b d u c tive, a n d t h e e l e m e n t s it c o n j o i n s , t h o u g h u s e d u p i n t h e f a n t a s y , d o n o t d e l i v e r u p t h e i r s e p a r a t e n e s s in t h e r e s o l u t i o n o f s o m e o r g a n i c t o tality. I n Sir W i l l i a m H a m i l t o n ' s w a y o f s p e a k i n g , t h e y a r e s i m i l a r t o c o r r e l a t i v e s s u c h as p a r t - w h o l e a n d c a u s e - e f f e c t , t h e o n e u n t h i n k a b l e w i t h o u t the other, a conjunction o f terms that mutually explicate b u t d o not d e t e r m i n e each other or induce a synthetic reduction. T h e y e x p r e s s t h e " L a w o f t h e C o n d i t i o n e d " : "All p o s i t i v e t h o u g h t lies b e t w e e n t w o e x t r e m e s , n e i t h e r o f w h i c h w e c a n c o n c e i v e as p o s s i b l e , a n d y e t as m u t u a l c o n t r a d i c t o r i e s , t h e o n e o r t h e o t h e r w e m u s t r e c o g n i z e as n e c e s s a r y " ( 1 8 6 3 : 2 1 1 ) . J u s t as t h e m e t a p h o r o f t h e u p w a r d spiral i n t o t h e P l a t o n i c " o t h e r o f u n i t y , " t h e "light o f r e a s o n , " t h e " h i g h e r , r a t i o n a l " r e a l m o f c o n scious t h o u g h t a n d faceless abstraction—into the future, m i n d excar n a t e — i s i n a p p r o p r i a t e , s o , t o o , is t h e o p p o s i t e m e t a p h o r o f d e s c e n t "beneath the surface" into the Plutonic "other o f separation," the "lower" g y r e o f the u n c o n s c i o u s , w h e r e dwell in m u t u a l a n t a g o n i s m t h e d a r k forces o f the irrational animal a n d the d e m o n i c rational p o w e r s o f " u n d e r l y i n g s t r u c t u r e s " — i n t o t h e past, i n m e m o r y , t h e m i n d carnal a n d incarnate. T h e a n c i e n t m e t a p h o r o f t h o u g h t as m o v e m e n t , a s p e c i e s o f m o t i o n , b e q u e a t h e d t o u s by A r i s t o t l e , is i n q u e s t i o n h e r e , f o r it is t h e simultaneous juxtaposition of these contrary motions a n d their m u t u ally n e u t r a l i z i n g c o n f l i c t t h a t e n a b l e s t h e w h o l e I s e e k t o e v o k e , t h a t s t i l l n e s s at t h e c e n t e r w h e r e t h e r e is n e i t h e r h i g h e r n o r l o w e r , f o r w a r d
134
STEPHEN A. TYLER
Post-Modern Ethnography
135
n o r back, past n o r future, w h e n space a n d time cancel each o t h e r o u t
the illusion o f a transcendental, neither transcendental science n o r
i n t h a t f a m i l i a r f a n t a s y w e all k n o w as t h e e v e r y d a y ,
t r a n s c e n d e n t a l r e l i g i o n c a n b e at h o m e i n it, f o r t h a t w h i c h is i n h o s
commonplace
w o r l d , that breach in time, that ever present, never p r e s e n t simul
pitable t o t h e t r a n s c e n d e n c e by abstraction o f t h e o n e m u s t also b e
t a n e i t y o f r e a l i t y a n d f a n t a s y t h a t is t h e r e t u r n t o t h e c o m m o n s e n s e
u n f r i e n d l y to t h e similar character o f t h e other. N e i t h e r t h e scientific
w o r l d , floating, like t h e L o r d B r a h m a , m o t i o n l e s s in t h e surfaceless
i l l u s i o n o f r e a l i t y n o r t h e r e l i g i o u s r e a l i t y o f i l l u s i o n is c o n g r u e n t w i t h
v o i d , all p o t e n t i a l i t y s u s p e n d e d w i t h i n u s i n p e r f e c t r e a l i z a t i o n , a r e
t h e r e a l i t y o f f a n t a s y i n t h e f a n t a s y reality o f t h e p o s t - m o d e r n w o r l d .
t u r n t h a t is n o t a c l i m a x , t e r m i n u s , s t a b l e i m a g e , o r h o m e o s t a t i c e q u i
P o s t - m o d e r n e t h n o g r a p h y c a p t u r e s this m o o d o f t h e p o s t - m o d e r n
l i b r i u m , b u t a r e d u c t i o n o f t e n s i o n as t h e m o m e n t o f t r a n s c e n d e n c e
w o r l d , f o r it, t o o , d o e s n o t m o v e t o w a r d a b s t r a c t i o n , a w a y f r o m l i f e ,
simultaneously approaches, draws near, a n d departs without having
b u t b a c k t o e x p e r i e n c e . It a i m s n o t t o f o s t e r t h e g r o w t h o f k n o w l e d g e
a r r i v e d . A n d t h a t is w h y t h e p o s t - m o d e r n e t h n o g r a p h y is a n o c c u l t
b u t t o r e s t r u c t u r e e x p e r i e n c e ; n o t t o u n d e r s t a n d o b j e c t i v e reality, f o r
d o c u m e n t ; it is a n e n i g m a t i c , p a r a d o x i c a l , a n d e s o t e r i c c o n j u n c t i o n o f
t h a t is a l r e a d y e s t a b l i s h e d b y c o m m o n s e n s e , n o r t o e x p l a i n h o w w e
reality a n d fantasy that evokes the constructed simultaneity w e k n o w
u n d e r s t a n d , f o r t h a t is i m p o s s i b l e , b u t t o r e a s s i m i l a t e , t o r e i n t e g r a t e
as n a i v e r e a l i s m . It c o n j o i n s r e a l i t y a n d f a n t a s y , f o r it s p e a k s o f t h e
t h e self i n society a n d to restructure t h e c o n d u c t o f e v e r y d a y life.
occult in t h e l a n g u a g e o f naive realism a n d o f t h e everyday in occult
Save in the c o m m o n s e n s e world, discourse cannot autonomously
language, a n d makes the reason o f the o n e the reasonableness o f the
d e t e r m i n e its r h e t o r i c a l e f f e c t s . N e i t h e r its f o r m n o r its a u t h o r i a l i n
o t h e r . I t is a f a n t a s y r e a l i t y o f a r e a l i t y f a n t a s y w h o s e a i m is t o e v o k e i n
t e n t i o n d e t e r m i n e h o w it will b e u n d e r s t o o d , f o r it is i m p o s s i b l e i n t e x t
r e a d e r a n d writer alike s o m e intimation o f a possible w o r l d already
o r s p e e c h t o e l i m i n a t e a m b i g u i t y a n d t o s t r u c t u r e totally f o r all t i m e
g i v e n to us in fantasy a n d c o m m o n s e n s e , those foundations o f o u r
t h e a u d i t o r ' s p u r p o s e s a n d i n t e r e s t s . H e r r e a d i n g a n d l i s t e n i n g a r e as
k n o w l e d g e that c a n n o t themselves be the objects o f o u r k n o w l e d g e ,
m u c h e x p r e s s i o n s o f h e r i n t e n t i o n s a n d will as is t h e a u t h o r ' s w r i t i n g
" f o r a s b y t h e m w e k n o w all e l s e , b y n o u g h t e l s e c a n t h e y b e k n o w n .
a n d speaking. N o t e v e n the conjunction a n d c o n s e q u e n c e o f their
W e k n o w t h e m i n d e e d , b u t o n l y i n t h e fact t h a t w i t h t h e m a n d t h r o u g h
joint interests a n d p u r p o s e s in a shared interpretation d e n y ambiguity
t h e m w e know" ( H a m i l t o n 1 8 6 3 : 255).
a n d a f f i r m d e t e r m i n a t i v e m e a n i n g ; it o n l y e x p r e s s e s a t e m p o r a r y
P o s t - m o d e r n e t h n o g r a p h y is a r e t u r n t o t h e i d e a o f a e s t h e t i c
s u f f i c i e n c y f o r p r e s e n t p u r p o s e s a n d c o n d i t i o n s t h a t will b e i n s u f f i
i n t e g r a t i o n as t h e r a p y o n c e c a p t u r e d i n t h e s e n s e o f P r o t o - I n d o -
cient f o r o t h e r p u r p o s e s a n d different c o n d i t i o n s . E v e n less c a n t h e
E u r o p e a n *ar- ("way o f b e i n g , " " o r d e r l y a n d h a r m o n i o u s
arrange
t e x t , b y m e a n s o f its f o r m , d i c t a t e its i n t e r p r e t a t i o n , f o r it c a n n o t c o n
m e n t o f t h e p a r t s o f a w h o l e " ) , f r o m w h i c h h a v e c o m e E n g l i s h "art,"
t r o l t h e p o w e r s o f its r e a d e r s . T h e y r e s p o n d t o a t e x t o u t o f v a r i o u s
"rite," a n d "ritual," t h a t f a m i l y o f c o n c e p t s s o c l o s e l y c o n n e c t e d w i t h
states o f i g n o r a n c e , irreceptivity, disbelief,
t h e i d e a o f r e s t o r a t i v e h a r m o n y , o f " t h e r a p y " i n its o r i g i n a l s e n s e o f
f o r m . T h e y a r e i m m u n e i n t h e first e x t r e m e t o a n y n u a n c e o f f o r m ,
"ritual s u b s t i t u t e " (cf. H i t t i t e tarpan-atti),
a n d w i t h t h e p o e t as therâ-
r e a d i n g t h r o u g h it, n o t b y m e a n s o f it, u n c o n s c i o u s o f it e x c e p t p e r
" a t t e n d a n t o f t h e M u s e . " P o s t - m o d e r n e t h n o g r a p h y is a n o b j e c t
haps in confusion or annoyance. In the second extreme a paranoid
o f m e d i t a t i o n that p r o v o k e s a r u p t u r e with t h e c o m m o n s e n s e w o r l d
conviction o f authorial deceit feeds a search for h i d d e n m e a n i n g s —
pon,
a n d hypersensitivity to
a n d e v o k e s a n a e s t h e t i c i n t e g r a t i o n w h o s e t h e r a p e u t i c e f f e c t is w o r k e d
a n d t h e finding o f t h e m ; o r , i n o n e w i t h h e i g h t e n e d s e n s i b i l i t y t o t h e
o u t i n t h e r e s t o r a t i o n o f t h e c o m m o n s e n s e w o r l d . U n l i k e s c i e n c e , it is
n e c e s s a r y s t r u c t u r e s o f t h o u g h t a n d l a n g u a g e , t h e s e a r c h is l e s s f o r
n o t a n i n s t r u m e n t o f i m m o r t a l i t y , f o r it d o e s n o t h o l d o u t t h e f a l s e
things h i d d e n by t h e author than for things h i d d e n f r o m the author
h o p e o f a p e r m a n e n t , Utopian t r a n s c e n d e n c e , w h i c h c a n o n l y b e
by t h e s t r u c t u r e o f l a n g u a g e a n d t h o u g h t . O f t h e s e latter t w o , t h e o n e
a c h i e v e d by d e v a l u i n g a n d falsifying the c o m m o n s e n s e w o r l d a n d
t h i n k s t h e a u t h o r a c h a r l a t a n , t h e o t h e r a d u p e , b u t t o b o t h t h e t e x t is
thereby creating in us a sense o f p e r m a n e n t alienation f r o m everyday
a c o d e d secret hiding a necessary ipner m e a n i n g irresponsive to those
l i f e a s w e live i n c o n s t a n t e x p e c t a t i o n o f t h e m e s s i a n i c
obscuring o r concealing appearances o f outer contingencies that i m
deliverance
f r o m it t h a t c a n n e v e r c o m e , o r c o m e s o n l y w i t h d e a t h , a n d s c i e n c e
plicate a c o m m u n i t y o f belief. B e c a u s e t h e text c a n e l i m i n a t e n e i t h e r
t h u s e n c o u r a g e s u s t o d i e t o o s o o n . I n s t e a d , it d e p a r t s f r o m t h e c o m
a m b i g u i t y n o r t h e s u b j e c t i v i t y o f its a u t h o r s a n d r e a d e r s , it is b o u n d t o
m o n s e n s e w o r l d o n l y i n o r d e r t o r e c o n f i r m it a n d t o r e t u r n u s t o it
be m i s r e a d , so m u c h so that w e m i g h t conclude, in a p a r o d y o f B l o o m ,
r e n e w e d a n d mindful o f our renewal.
I fiat t h e m e a n i n g o f t h e t e x t is t h e s u m o f its m i s r e a d i n g s .
B e c a u s e t h e p o s t - m o d e r n w o r l d is a p o s t - s c i e n t i f i c w o r l d w i t h o u t
S u c h m a y i n d e e d b e t h e fate o f t h e text, b u t t h e m e a n i n g o f this
136
STEPHEN A. TYLER
Post-Modern Ethnography
*37
i n h e r e n t f a i l u r e t o c o n t r o l a m b i g u i t y a n d subjectivity is that it p r o v i d e s g o o d r e a s o n f o r r e j e c t i n g t h e m o d e l o f scientific r h e t o r i c , t h a t C a r t e s i a n p r e t e n s e t h a t i d e a s a r e e f f a b l e in c l e a r , u n a m b i g u o u s , o b j e c t i v e , a n d l o g i c a l e x p r e s s i o n , f o r t h e i n n e r f o r m o f a t e x t is n o t l o g i c a l , except in parody, but paradoxical a n d enigmatic, not so m u c h in e f f a b l e , as o v e r - e f f a b l e , i n i m i t a b l y e f f a b l e , p o s s e s s i n g a s u r p l u s o f e l i a b i l i t y t h a t m u s t a l w a y s e x c e e d t h e m e a n s o f its effability, s o t h a t t h e i n f i n i t e p o s s i b i l i t y o f its effability b e c o m e s t h e c o n d i t i o n o f its in ef fability, a n d t h e i n t e r p r e t a t i o n o f a t e x t m u s t s t r u g g l e a g a i n s t this s u r p l u s o f m e a n i n g , n o t w i t h its o b s c u r i t y o r p o v e r t y .
3. N o , it is n o t a q u e s t i o n o f f o r m , o f a m a n n e r o f w r i t i n g a s such, a n d even though I speak o f polyphony a n d perspectival relativity, f r a g m e n t a t i o n , a n d s o o n , t h e s e a r e n o t n e c e s s a r y c o m p o n e n t s o f f o r m . T h e r e is h e r e n o a e s t h e t i c o f f o r m . L y o t a r d ( 1 9 7 9 : 8 0 ) n o t e s t w o possibilities. L e t u s call o n e " w r i t i n g at t h e limit," w h e r e w e s e e k t o p u s h a g a i n s t limits i m p o s e d b y c o n v e n t i o n s o f s y n t a x , m e a n i n g , a n d g e n r e , a n d l e t u s call t h e o t h e r " w r i t i n g w i t h i n t h e limit," w r i t i n g s o c l e a r a n d c o m m o n s e n s i c a l t h a t its v e r y r e a s o n a b l e n e s s e v o k e s w h a t is b e y o n d r e a s o n . I n b o t h c a s e s t h e w r i t i n g is a n t i - g e n r e , a n t i - f o r m .
F o r p o s t - m o d e r n e t h n o g r a p h y t h e i m p l i c a t i o n is, if n o t c l e a r , at l e a s t a p p a r e n t t h a t its t e x t will b e p r o j e c t e d n e i t h e r in t h e f o r m o f this i n n e r p a r a d o x n o r i n t h e f o r m o f a d e c e p t i v e o u t e r l o g i c , b u t as t h e t e n s i o n b e t w e e n t h e m , n e i t h e r d e n y i n g a m b i g u i t y n o r e n d o r s i n g it, n e i t h e r s u b v e r t i n g subjectivity n o r d e n y i n g objectivity, e x p r e s s i n g i n stead their interaction in t h e subjective creation o f a m b i g u o u s objec tivities t h a t e n a b l e u n a m b i g u o u s subjectivity. T h e e t h n o g r a p h i c t e x t will t h u s a c h i e v e its p u r p o s e s n o t b y r e v e a l i n g t h e m , b u t b y m a k i n g p u r p o s e s p o s s i b l e . It will b e a t e x t o f t h e p h y s i c a l , t h e s p o k e n , a n d t h e p e r f o r m e d , a n evocation o f quotidian e x p e r i e n c e , a palpable reality t h a t u s e s e v e r y d a y s p e e c h t o s u g g e s t w h a t is i n e f f a b l e , n o t t h r o u g h a b s t r a c t i o n , b u t b y m e a n s o f t h e c o n c r e t e . It will b e a t e x t t o r e a d n o t with the eyes a l o n e , b u t with t h e ears in o r d e r to h e a r "the voices o f t h e p a g e s " (St. B e r n a r d , q u o t e d in S t o c k 1 9 8 3 : 4 0 8 ) .
4. P e r s p e c t i v e is t h e w r o n g m e t a p h o r . It c o n j u r e s i m a g e s a p propriate to descriptive writing, writing in t h o u g h t pictures or hi e r o g l y p h s . It is n o t a b u s i n e s s o f " s e e i n g " at all, f o r t h a t is t h e m e t a p h o r o f s c i e n c e , n o r is it a " d o i n g " ; t h a t is t h e m e t a p h o r o f p o l i t i c s . T h e r e is n o a t t e m p t t o g o b e y o n d l a n g u a g e b y m e a n s o f v i s i o n a n d a c t i o n . P o l y p h o n y is a b e t t e r m e t a p h o r b e c a u s e it evokes s o u n d a n d h e a r i n g a n d simultaneity a n d h a r m o n y , n o t pic tures a n d s e e i n g a n d s e q u e n c e a n d line. Prose a c c o m p l i s h e s at m o s t o n l y a kind o f sequential p o l y p h o n y until the r e a d e r a d d s his v o i c e t o it.
Other Voices: Supplement Yes, but what you really mean is don't you think that how is it possible that what you're trying to say is .. . 1. C o n s e n s u s i n f o r m a n d c o n t e n t b e l o n g t o t h e o t h e r k i n d o f d i s c o u r s e , a n d w h o s e e t h i c s is n o t t h e q u e s t i o n . I f o n e is d e a f t o t h e t u n e o n e n e e d n o t d a n c e t o it, a n d b e s i d e s t h e r e is n o p r e s e n t a t i o n o f a n e t h i c , o n l y t h e possibility o f its i n f l u e n c e . 2. N o , t h e r e is n o i n s t a n c e o f a p o s t - m o d e r n e t h n o g r a p h y , e v e n t h o u g h all e t h n o g r a p h y is p o s t - m o d e r n i n e f f e c t , n o r is o n e likely, t h o u g h s o m e r e c e n t w r i t i n g h a s t h e r i g h t spirit, f o r e x a m p l e C r a p a n z a n o (1980), T e d l o c k (1983) a n d M a j n e p a n d B u l m e r ( 1 9 7 7 ) . T h e p o i n t a n y w a y is n o t h o w t o c r e a t e a p o s t - m o d e r n e t h n o g r a p h y o r w h a t f o r m it o u g h t t o t a k e . T h e p o i n t is t h a t it m i g h t take a n y f o r m but never be completely realized. Every attempt will a l w a y s b e i n c o m p l e t e , i n s u f f i c i e n t , l a c k i n g i n s o m e w a y , b u t t h i s is n o t a d e f e c t s i n c e it is t h e m e a n s t h a t e n a b l e s t r a n s c e n d e n c e . T r a n s c e n d e n c e c o m e s from imperfection not from per l e d ion.
5. Y e s , it is a f o r m o f r e a l i s m ; it d e s c r i b e s n o o b j e c t s a n d m a k e s n o b r e a k b e t w e e n d e s c r i b i n g a n d w h a t is b e i n g d e s c r i b e d . It d o e s n o t d e s c r i b e , f o r t h e r e is n o t h i n g it c o u l d d e s c r i b e . S o m u c h f o r t h e i d e a o f e t h n o g r a p h y as a " d e s c r i p t i o n o f reality." D e s c r i p t i o n s o f reality a r e o n l y i m i t a t i o n s o f reality. T h e i r m o d e is mimetic, b u t t h e i r mimesis c r e a t e s o n l y i l l u s i o n s o f reality, as i n t h e fictional r e a l i t i e s o f s c i e n c e . That, is t h e p r i c e t h a t m u s t b e p a i d f o r m a k i n g l a n g u a g e d o the work o f the eyes. 6. P e r c e p t i o n h a s n o t h i n g t o d o w i t h it. A n e t h n o g r a p h y is n o account o f a rationalized m o v e m e n t from percept to concept. It b e g i n s a n d e n d s i n c o n c e p t s . T h e r e is n o o r i g i n in p e r c e p t i o n , n o priority to vision, a n d n o data o f observation. 7. N o , it is n o t s u r r e a l i s m . It is t h e r e a l i s m o f t h e c o m m o n s e n s e w o r l d , w h i c h is o n l y s u r r e a l i n t h e fictions o f s c i e n c e a n d i n t h e s c i e n c e o f fiction. W h o s e c o m m o n s e n s e ? W h y , a n y b o d y ' s , w h i c h is n o t t o s a y e v e r y b o d y ' s , as T h o m a s R e i d ( 1 8 9 5 : 6 9 2 — 7 0 1 ) did. 8. T r a n s l a t i o n ? N o t if w e t h i n k o f it as f o r d i n g a s t r e a m t h a t separates o n e text f r o m another a n d c h a n g i n g languages in mid s t r e a m . T h i s is mimesis o f l a n g u a g e , o n e l a n g u a g e c o p y i n g a n o t h e r , w h i c h n e v e r m a k e s a c o p y a n y w a y , b u t a m o r e o r less c o n t o r t e d o r i g i n a l . T h o u g h t h i s f o r m o f mimesis o f f e n d s less t h a n t h a t o f vi s i o n , it is still a silly i d e a t o s u p p o s e that o n e m i g h t r e n d e r t h e m e a n i n g s o f a n o t h e r folk in t e r m s a l r e a d y k n o w n t o u s just a s i f
STEPHEN A. TYLER
t h e o t h e r s h a d n e v e r b e e n t h e r e at all. F o r it is n o t f o r u s t o k n o w t h e m e a n i n g f o r t h e m u n l e s s it is a l r e a d y k n o w n t o us b o t h , a n d t h u s n e e d s n o t r a n s l a t i o n , b u t o n l y a k i n d o f r e m i n d i n g . S o , t h e r e is n o o r i g i n a t i n g t e x t t o p l a y t h e p a r t o f t h e m i s s i n g object. N o o b j e c t o f a n y k i n d p r e c e d e s a n d c o n s t r a i n s t h e e t h n o g r a p h y . It c r e a t e s its o w n o b j e c t s i n its u n f o l d i n g a n d t h e r e a d e r s u p p l i e s t h e rest. 9. B u t w h a t o f t h e e x p e r i e n c e o f t h e e t h n o g r a p h e r ? S u r e l y t h a t a m o u n t s t o s o m e t h i n g p r i o r s i n c e t h e e t h n o g r a p h y is at t h e v e r y l e a s t a r e c o r d o f t h a t e x p e r i e n c e . N o , it is n o t a r e c o r d o f e x p e r i e n c e at all; it is t h e m e a n s o f e x p e r i e n c e . T h a t e x p e r i e n c e b e c a m e e x p e r i e n c e o n l y in t h e w r i t i n g o f t h e e t h n o g r a p h y . B e f o r e t h a t it w a s o n l y a d i s c o n n e c t e d array o f c h a n c e h a p p e n i n g s . N o e x p e r i e n c e p r e c e d e d the ethnography. T h e experience was the e t h n o g r a p h y . E x p e r i e n c e is n o m o r e a n o b j e c t i n d e p e n d e n t o f t h e e t h n o g r a p h y t h a n all t h e o t h e r s — b e h a v i o r , m e a n i n g s , t e x t s , a n d so on. 10. N o o r i g i n o u t s i d e t h e t e x t — j u s t l i t e r a t u r e t h e n , o r a n o d d k i n d o f lit. crit.? Yes, l i t e r a t u r e , b u t n o t in t h e s e n s e o f total selfr e f l e x i v i t y , o f l i t e r a t u r e a b o u t itself a n d n o t h i n g e l s e . A n e t h n o g r a p h y d o e s n o t i n v i t e m o v e m e n t f r o m t e x t t o t e x t a l o n e . It is n o t j u s t a c o l l e c t i o n o f c l e v e r a l l u s i o n s to o t h e r t e x t s , t h o u g h it c a n o b v i o u s l y d o t h a t as w e l l as a n y o t h e r t e x t . It e v o k e s w h a t c a n n e v e r b e p u t i n t o a t e x t b y a n y w r i t e r , a n d t h a t is t h e c o m m o n s e n s e u n d e r s t a n d i n g o f t h e r e a d e r . A n e t h n o g r a p h y is n o t t h e a u t h o r ' s c o g n i t i v e u t o p i a s i n c e n o a u t h o r c a n fully c o n t r o l t h e reader's r e s p o n s e . H e r text d e p e n d s o n the reader's s u p p l e m e n t a tion. T h e incompleteness of the text implicates the work o f the r e a d e r , a n d h i s w o r k d e r i v e s as m u c h , i f n o t m o r e , f r o m t h e o r a l world of everyday expression and commonsense understanding as it d o e s f r o m t h e w o r l d o f t e x t . 1 1 . P o s t - m o d e r n e t h n o g r a p h y d e n i e s t h e i l l u s i o n o f a selfp e r f e c t i n g discourse. N o corrective m o v e m e n t s f r o m text to object a n d back again in the m a n n e r o f empiricism, and n o s u p p l e m e n tal, s e l f - r e f l e x i v e m o v e m e n t s f r o m flawed s u b l a t i o n to s c a t h e l e s s t r a n s c e n d e n t m a r k its c o u r s e . E a c h t e x t r e t a i n s a s e p a r a t e s e n s e w i t h i n t h e d i s c o u r s e w i t h o u t b e i n g s u b o r d i n a t e d to a g r a n d e v o l u t i o n a r y m y t h o f u l t i m a t e perfectibility. E a c h t e x t is a k i n t o a L e i b n i z i a n m o n a d , p e r f e c t in its i m p e r f e c t i b i l i t y . P o s t - m o d e r n e t h n o g r a p h y f o r e g o e s t h e tale o f t h e p a s t as e r r o r a n d d e n i e s t h e m y t h o f t h e f u t u r e as u t o p i a . N o o n e b e l i e v e s a n y m o r e i n t h e u n c o n d i t i o n e d f u t u r e . T h e p a s t at l e a s t h a s t h e a d v a n t a g e o f h a v i n g b e e n . M o d e r n i s m , like C h r i s t i a n i t y , t a u g h t us t o v a l u e p o s t p o n e m e n t , t o l o o k a h e a d to a scientific u t o p i a , l o
Post-Modern Ethnography
139
d e v a l u e t h e past, a n d n e g a t e the present. I n contrast, t h e post m o d e r n w o r l d is in a s e n s e t i m e l e s s ; past, p r e s e n t , a n d f u t u r e c o e x i s t i n all d i s c o u r s e , a n d s o w e m a y say w i t h e q u a l s e n s e t h a t all r e p e t i t i o n s a r e fictive a n d all d i f f e r e n c e s a r e i l l u s i o n s . W e m a y say t h a t c o n s e r v a t i o n is n o t o f o b j e c t s b u t o f t i m e . O b j e c t s c h a n g e , b u t t i m e d o e s n o t , w h i c h m a k e s it r e a s o n a b l e f o r u s to say t h a t w h e n w e s e e t h e s a m e o b j e c t t w i c e it is n o t t h e s a m e . N o t h i n g is t h e s a m e , j u s t t i m e , w h i c h is n o t h i n g a n d n o t p e r c e i v a b l e . T o s p e a k i n t h e l a n g u a g e o f i d e n t i t i e s , to say "I saw t h e s a m e t h i n g , " o r "it h a s c h a n g e d , " o r "it h a s m o v e d " r e q u i r e s a c h a n g e d t i m e a n d c h a n g e l e s s o b j e c t s a n d s u b j e c t s , b u t a d i s c o u r s e c a n m a k e all t h r e e — t i m e , s u b j e c t , a n d o b j e c t — w h a t it will. It is n o t e n s l a v e d b y t h e h e g e m o n y o f t h e n o u n , by t h e p e r c e p t i o n o f c h a n g e l e s s o b j e c t s b y c h a n g e l e s s subjects. D i s p e r s e d a u t h o r s h i p m i r r o r s this d i s p e r s e d self, this i n c o n s t a n t s u b j e c t , j u s t as t h e i n c o m p l e t e n e s s o f t h e t e x t m i r r o r s t h e d i s s o l u t i o n o f t h e o b j e c t , b u t p o s t - m o d e r n e t h n o g r a p h y is n o t t h e r e b y a n o n y m o u s in t h e m a n n e r o f b u r e a u c r a t i c d i s c o u r s e o r o f a t e l e v i s i o n serial. It is n e i t h e r t h e DSM III (Diagnostic and Statis tical Manual), t h a t t e r r o r i s t b l u d g e o n o f t h e p s y c h i a t r i s t , t h e f a c e less p o n d e r o s i t y o f "the m a n i c - d e p r e s s i v e p e r s o n a l i t y is c h a r a c t e r i z e d by," n o r t h e e x p l o i t a t i v e p s e u d o - n a r r a t i v e o f "Dallas," w i t h its i n s i d i o u s h i s s in t h e e a r s o f t h e p o o r of: " S e e , t h e r i c h a r e r i c h b u t miserable." A n e t h n o g r a p h y is a f a n t a s y , b u t it is n o t , l i k e t h e s e , a fiction, f o r t h e i d e a o f fiction e n t a i l s a l o c u s o f j u d g m e n t o u t s i d e t h e fic tion, w h e r e a s an e t h n o g r a p h y weaves a locus of j u d g m e n t within itself, a n d t h a t l o c u s , t h a t e v o c a t i o n o f reality, is also a f a n t a s y . It is n o t a r e a l i t y f a n t a s y like "Dallas," n o r a f a n t a s y reality l i k e t h e DSM III; it is a reality f a n t a s y o f a f a n t a s y reality. T h a t is t o say, it is r e a l i s m , t h e e v o c a t i o n o f a p o s s i b l e w o r l d o f reality a l r e a d y k n o w n to us in fantasy. 1 2 . T h e critical f u n c t i o n o f e t h n o g r a p h y d e r i v e s f r o m t h e fact t h a t it m a k e s its o w n c o n t e x t u a l g r o u n d i n g p a r t o f t h e q u e s t i o n a n d n o t f r o m h a w k i n g p i c t u r e s o f a l t e r n a t i v e w a y s o f life as i n s t r u m e n t s o f Utopian r e f o r m . 1 3 . A c o n f l i c t e d f o r m ? Yes, full o f u n r e s o l v e d conflict, b u t n o t a g o n i s t i c , n o t v i o l e n t like s c i e n c e n o r a n i n s t r u m e n t o f v i o l e n c e like p o l i t i c s . It h a s n o n e o f t h e r a p e o f t h e scientist's " l o o k i n g at," o r o f t h e m a c h o b r a g g a d o c i o o f "let's s e e , " o r o f t h e d e p l o y m e n t o f armies o f a r g u m e n t , or o f the subjugation o f the weak in the poli tician's " d o i n g t o . " S e e k i n g n e i t h e r t h e r e a s o n t h a t m a k e s p o w e r n o r t h e p o w e r t h a t m a k e s r e a s o n , it f o u n d s i n t h e r e c e p t i v i t y o f
STEPHEN A. TYLER
140
" l i s t e n i n g t o " a n d i n t h e m u t u a l i t y o f "talking w i t h . " It t a k e s its m e t a p h o r f r o m a n o t h e r part of the sensorium a n d replaces the m o n o l o g u e o f the bullhorn with dialogue. 1 4 . I call e t h n o g r a p h y a m e d i t a t i v e v e h i c l e b e c a u s e w e c o m e t o it n e i t h e r as t o a m a p o f k n o w l e d g e n o r as a g u i d e t o a c t i o n , n o r e v e n f o r e n t e r t a i n m e n t . W e c o m e t o it as t h e start o f a d i f f e r e n t kind of journey.
TALAL
ASAD
T h e Concept of Cultural Translation in British Social Anthropology
T h e paper given at the Santa Fe seminar on the Making of Ethnographic Texts has been revised and "sandwiched" between the "Context" and "Supplement" appearing here. Both "Context" and "Supplement" were written after the seminar and are as much dialogical responses to seminar papers and discussion as they are the working out of themes and conflicts in these parerga to The Said and the Unsaid (Tyler 1978).
Introduction A l l a n t h r o p o l o g i s t s a r e f a m i l i a r w i t h E. B . Tylor's f a m o u s d e f i n i t i o n o f c u l t u r e : " C u l t u r e o r C i v i l i z a t i o n , t a k e n i n its w i d e e t h n o g r a p h i c s e n s e , is t h a t c o m p l e x w h o l e w h i c h i n c l u d e s k n o w l e d g e , belief, art, m o r a l s , law, c u s t o m , a n d a n y o t h e r capabilities a n d h a b i t s a c q u i r e d b y m a n as a m e m b e r o f society." It w o u l d b e i n t e r e s t i n g t o t r a c e h o w a n d w h e n this n o t i o n o f c u l t u r e , w i t h its e n u m e r a t i o n o f "capabil ities a n d h a b i t s " a n d its e m p h a s i s o n w h a t L i n t o n c a l l e d social heredity (focusing o n the process of learning), was transformed into the n o t i o n o f a text—that is, i n t o s o m e t h i n g r e s e m b l i n g a n i n s c r i b e d d i s c o u r s e . O n e o b v i o u s c l u e t o this c h a n g e is t o b e f o u n d in t h e w a y t h a t a n o t i o n o f language as t h e p r e c o n d i t i o n o f h i s t o r i c a l c o n t i n u i t y a n d s o c i a l l e a r n i n g ("cultivation") c a m e t o d o m i n a t e t h e p e r s p e c t i v e o f s o c i a l a n t h r o p o l o g i s t s . I n a g e n e r a l way, o f course, s u c h an interest in l a n g u a g e p r e d a t e s T y l o r , b u t i n t h e n i n e t e e n t h a n d early t w e n t i e t h c e n t u r i e s it t e n d e d t o b e c e n t r a l t o v a r i e t i e s o f n a t i o n a l i s t literary t h e o r y a n d e d u c a t i o n (cf. E a g l e t o n 1 9 8 3 : c h . 2) r a t h e r t h a n to t h e o t h e r h u m a n sci e n c e s . W h e n a n d i n w h a t w a y s d i d it b e c o m e c r u c i a l f o r B r i t i s h social a n t h r o p o l o g y ? I d o n o t i n t e n d to attempt such a history here, but m e r e l y to r e m i n d o u r s e l v e s that the phrase "the translation o f cul t u r e s , " w h i c h i n c r e a s i n g l y s i n c e t h e 1950s h a s b e c o m e a n a l m o s t b a n a l d e s c r i p t i o n o f t h e d i s t i n c t i v e task o f social a n t h r o p o l o g y , w a s n o t al w a y s s o m u c h i n e v i d e n c e . I w a n t t o stress t h a t this a p p a r e n t s h i f t is not identical with the old pre-Functionalism/Functionalism periodizat i o n . N o r is it s i m p l y a m a t t e r o f a d i r e c t i n t e r e s t i n l a n g u a g e a n d m e a n i n g t h a t w a s p r e v i o u s l y l a c k i n g (Crick 1 9 7 6 ) . B r o n i s l a w M a l i nowski, o n e o f the f o u n d e r s o f the so-called Functionalist school, wrote m u c h o n "primitive language" and collected e n o r m o u s q u a n -
142
TALAL ASAD
tities o f l i n g u i s t i c m a t e r i a l ( p r o v e r b s , k i n s h i p t e r m i n o l o g y , m a g i c a l s p e l l s , a n d s o o n ) f o r a n t h r o p o l o g i c a l analysis. B u t h e n e v e r t h o u g h t o f his w o r k in t e r m s o f the translation o f cultures. G o d f r e y L i e n h a r d t ' s p a p e r " M o d e s o f T h o u g h t " ( 1 9 5 4 ) is p o s s i b l y o n e o f the earliest—certainly o n e of the most s u b t l e — e x a m p l e s o f the u s e o f this n o t i o n o f t r a n s l a t i o n e x p l i c i t l y to d e s c r i b e a c e n t r a l task o f s o c i a l a n t h r o p o l o g y . " T h e p r o b l e m o f d e s c r i b i n g to o t h e r s h o w m e m b e r s o f a r e m o t e tribe t h i n k t h e n b e g i n s to a p p e a r l a r g e l y as o n e o f translation, o f m a k i n g the c o h e r e n c e primitive t h o u g h t has in the lan g u a g e s it r e a l l y lives i n , as c l e a r as p o s s i b l e i n o u r o w n " (97). T h i s s t a t e m e n t is q u o t e d a n d c r i t i c i z e d i n t h e article b y E r n e s t G e l l n e r t h a t I a n a l y z e i n t h e n e x t s e c t i o n , a n d I shall r e t u r n t o it in t h e c o n t e x t o f G e l l n e r ' s a r g u m e n t . H e r e I d r a w a t t e n t i o n briefly t o L i e n h a r d t ' s u s e o f t h e w o r d " t r a n s l a t i o n " to r e f e r n o t t o l i n g u i s t i c m a t t e r p e r se, b u t t o " m o d e s o f t h o u g h t " t h a t a r e e m b o d i e d in s u c h m a t t e r . It m a y n o t b e w i t h o u t significance, incidentally, that L i e n h a r d t has a b a c k g r o u n d in E n g l i s h l i t e r a t u r e , t h a t h e w a s a p u p i l o f F. R. Leavis's at C a m b r i d g e b e f o r e h e b e c a m e a p u p i l a n d c o l l a b o r a t o r o f E. E. E v a n s - P r i t c h a r d ' s at O x f o r d . O x f o r d is, o f c o u r s e , f a m o u s as t h e a n t h r o p o l o g i c a l c e n t e r i n B r i t a i n m o s t s e l f - c o n s c i o u s a b o u t its c o n c e r n w i t h " t h e t r a n s l a t i o n o f c u l t u r e s . " T h e b e s t - k n o w n i n t r o d u c t o r y t e x t b o o k to e m e r g e f r o m t h a t c e n t e r , J o h n Beattie's Other Cultures ( 1 9 6 4 ) , e m p h a s i z e d t h e c e n t r a l i t y o f t h e " p r o b l e m o f t r a n s l a t i o n " f o r social a n t h r o p o l o g y a n d d i s t i n g u i s h e d ( b u t d i d n o t s e p a r a t e ) " c u l t u r e " f r o m " l a n g u a g e " in a w a y t h a t w a s b e c o m i n g f a m i l i a r to a n t h r o p o l o g i s t s — t h o u g h n o t n e c e s s a r i l y t h e r e f o r e e n t i r e l y c l e a r ( s e e p p . 89—90). It is i n t e r e s t i n g t o f i n d E d m u n d L e a c h , w h o h a s n e v e r b e e n a s s o c i a t e d with O x f o r d , e m p l o y i n g the s a m e n o t i o n in his c o n c l u s i o n to a h i s t o r i c a l s k e t c h o f social a n t h r o p o l o g y a d e c a d e later: Let m e recapitulate. We started by emphasizing how different are "the others"—and m a d e them not only different but remote and inferior. Senti mentally we then took the opposite track and argued that all h u m a n beings are alike; we can understand Trobrianders or the Barotse because their moti vations are just the same as our own; but that didn't work either, "the others" r e m a i n e d obstinately other. But now we have come to see that the essential problem is o n e of translation. T h e linguists have shown us that all translation |j| is difficult, a n d that perfect translation is usually impossible. A n d yet w e know that for practical purposes a tolerably satisfactory translation is always pos sible e v e n w h e n the original "text" is highly abstruse. Languages are different but not so different as all that. Looked at in this way social anthropologists are e n g a g e d in establishing a methodology for the translation of cultural lan g u a g e . (Leach 1 9 7 3 : 7 7 2 )
T h e Concept o f Cultural Translation
143
E v e n M a x G l u c k m a n (1973:905), r e s p o n d i n g shortly afterward t o L e a c h , a c c e p t s t h e c e n t r a l i t y o f "cultural t r a n s l a t i o n , " w h i l e p r o p o s i n g a very different g e n e a l o g y for that anthropological practice. Yet d e s p i t e t h e g e n e r a l a g r e e m e n t w i t h w h i c h this n o t i o n h a s b e e n a c c e p t e d as p a r t o f t h e s e l f - d e f i n i t i o n o f B r i t i s h social a n t h r o p o l o g y , it h a s r e c e i v e d little s y s t e m a t i c e x a m i n a t i o n f r o m w i t h i n t h e p r o f e s s i o n . O n e partial e x c e p t i o n is R o d n e y N e e d h a m ' s Belief, Language, and Expe rience ( 1 9 7 2 ) . T h i s is a c o m p l e x , s c h o l a r l y w o r k t h a t d e s e r v e s e x t e n d e d t r e a t m e n t . H e r e , h o w e v e r , I w i s h to c o n c e n t r a t e o n a s h o r t e r t e x t , E r n e s t G e l l n e r ' s " C o n c e p t s a n d Society," w h i c h a p p e a r s t o b e fairly w i d e l y u s e d i n u n d e r g r a d u a t e c o u r s e s at B r i t i s h u n i v e r s i t i e s a n d is still available in several p o p u l a r collections. I p r o p o s e , therefore, to d e v o t e t h e n e x t section to a detailed e x a m i n a t i o n o f that essay a n d t h e n to take u p s o m e points that e m e r g e f r o m m y discussion in the sections that follow.
A Theoretical Text G e l l n e r ' s " C o n c e p t s a n d S o c i e t y " is c o n c e r n e d w i t h t h e w a y i n w h i c h F u n c t i o n a l i s t a n t h r o p o l o g i s t s d e a l w i t h p r o b l e m s of i n t e r p r e t i n g a n d t r a n s l a t i n g t h e d i s c o u r s e o f a l i e n s o c i e t i e s . H i s basic a r g u m e n t is t h a t (a) c o n t e m p o r a r y a n t h r o p o l o g i s t s insist o n i n t e r p r e t i n g e x o t i c c o n c e p t s a n d b e l i e f s w i t h i n a social c o n t e x t , b u t t h a t (b) i n d o i n g s o t h e y e n s u r e t h a t a p p a r e n t l y a b s u r d o r i n c o h e r e n t a s s e r t i o n s a r e al w a y s g i v e n a n a c c e p t a b l e m e a n i n g , a n d t h a t (c) w h i l e t h e c o n t e x t u a l m e t h o d o f i n t e r p r e t a t i o n is in p r i n c i p l e valid, t h e " e x c e s s i v e c h a r i t y " t h a t u s u a l l y g o e s w i t h it is n o t . T h e p a p e r c o n t a i n s s e v e r a l d i a g r a m s i n t e n d e d t o fix a n d clarify t h e r e l e v a n t c u l t u r a l p r o c e s s e s visually. G e l l n e r i n t r o d u c e s t h e p r o b l e m o f interpretation by r e f e r e n c e to K u r t S a m u e l s s o n ' s Religion and Economic Action ( 1 9 6 1 ) , w h i c h is a n e c o n o m i c historian's a t t a c k o n t h e W e b e r i a n P r o t e s t a n t - e t h i c t h e s i s . S a m u e l s s o n t a k e s i s s u e w i t h t h e fact t h a t W e b e r a n d h i s s u p p o r t e r s h a v e r e i n t e r p r e t e d r e l i g i o u s t e x t s i n a w a y that e n a b l e s t h e m t o e x t r a c t m e a n i n g s t h a t c o n f i r m t h e t h e s i s . G e l l n e r p r e s e n t s this e x a m p l e m e r e l y to bring o u t m o r e sharply the contrasting position of the Functionalist anthropologist: I a m not c o n c e r n e d , nor competent, to argue whether Samuelsson's employ ment, in this particular case, o f his tacit principle that o n e must not re interpret the assertions o n e actually finds, is valid. What is relevant here is that if such a principle is made explicit and generalized, it would make n o n sense of most sociological studies of the relationship of belief and conduct. We
144
TALAL ASAD
shall find anthropologists driven to employ the very opposite principle, the insistence rather than refusal o f contextual re-interpretation. (20) B u t this m o d e s t disclaimer o f c o m p e t e n c e allows t o o m a n y inter e s t i n g q u e s t i o n s t o d r i f t b y . T o b e g i n w i t h , it calls f o r n o g r e a t c o m p e tence to n o t e that Samuelsson does n o t hold to the principle that o n e m u s t never r e i n t e r p r e t . N o r d o e s h e insist t h a t t h e r e is never a signifi c a n t c o n n e c t i o n b e t w e e n a r e l i g i o u s t e x t a n d its s o c i a l c o n t e x t , b u t o n l y t h a t t h e c o n c l u s i o n t h e W e b e r thesis s e e k s t o m a k e c a n n o t b e e s t a b l i s h e d . ( S e e , e . g . , S a m u e l s s o n 1 9 6 1 : 6 g . ) T h e r e is, f u r t h e r m o r e , a real contrast that Gellner might have picked u p b e t w e e n t h e S a m u e l s s o n e x a m p l e a n d t h e typical a n t h r o p o l o g i s t ' s p r e d i c a m e n t . F o r e c o n o m i c historians a n d sociologists involved in t h e W e b e r d e b a t e , his t o r i c a l t e x t s a r e a p r i m a r y d a t u m i n r e l a t i o n t o w h i c h t h e social c o n t e x t s m u s t b e r e c o n s t r u c t e d . T h e a n t h r o p o l o g i c a l fieldworker b e g i n s w i t h a s o c i a l s i t u a t i o n w i t h i n w h i c h s o m e t h i n g is s a i d , a n d it is t h e cultural significance o f these e n u n c i a t i o n s that m u s t b e r e c o n s t r u c t e d . T h i s is n o t t o say, o f c o u r s e , t h a t t h e h i s t o r i a n c a n e v e r a p p r o a c h h i s a r c h i v a l m a t e r i a l w i t h o u t s o m e c o n c e p t i o n o f its h i s t o r i c a l c o n t e x t , o r t h a t t h e fieldworker c a n d e f i n e t h e social s i t u a t i o n i n d e p e n d e n t l y o f w h a t w a s s a i d w i t h i n it. T h e c o n t r a s t , s u c h as it is, is o n e o f o r i e n t a t i o n , w h i c h f o l l o w s f r o m t h e fact t h a t t h e h i s t o r i a n is given a text a n d t h e e t h n o g r a p h e r h a s to construct one. I n s t e a d o f i n v e s t i g a t i n g this i m p o r t a n t c o n t r a s t , G e l l n e r r u s h e s a l o n g t o d e f i n e a n d c o m m e n d w h a t h e calls " m o d e r a t e F u n c t i o n a l i s m " as a m e t h o d , w h i c h consists o f the insistence o n the fact that concepts and beliefs d o not exist in isolation, in texts o r in individual minds, but in the life o f m e n a n d societies. T h e activities and institutions, in the context of which a word or phrase o r set of phrases is used, must be known before that word or those phrases can be u n d e r s t o o d , before we can really speak o f a concept or a belief. (22) T h i s is w e l l p u t , a n d , e v e n if it h a s b e e n said b e f o r e , it is w o r t h r e s t a t i n g . A t this p o i n t t h e r e a d e r m i g h t e x p e c t a d i s c u s s i o n o f t h e dif f e r e n t w a y s i n w h i c h l a n g u a g e is e n c o u n t e r e d b y t h e e t h n o g r a p h e r i n t h e field, h o w u t t e r a n c e s a r e p r o d u c e d , v e r b a l m e a n i n g s o r g a n i z e d , r h e t o r i c a l e f f e c t s a t t a i n e d , a n d c u l t u r a l l y a p p r o p r i a t e r e s p o n s e s elic i t e d . A f t e r all, W i t t g e n s t e i n h a d a l r e a d y s e n s i t i z e d B r i t i s h p h i l o s o p h e r s t o t h e c o m p l e x i t y o f l a n g u a g e - i n - u s e , a n d J. L . A u s t i n h a d s e t u p distinctions b e t w e e n t h e different levels o f s p e e c h p r o d u c t i o n a n d r e c e p t i o n i n a way that f o r e s h a d o w e d what a n t h r o p o l o g i s t s w o u l d l a t e r call t h e e t h n o g r a p h y o f s p e a k i n g . B u t G e l l n e r h a d p r e v i o u s l y r e j e c t e d t h e s u g g e s t i o n t h a t this p h i l o s o p h i c a l m o v e m e n t h a d a n y t h i n g o f v a l u e t o t e a c h ( s e e h i s p o l e m i c i n Words and Things 1 9 5 9 ) , a n d l i k e o t h e r critics, h e a l w a y s i n s i s t e d t h a t its c o n c e r n w i t h u n d e r s t a n d i n g
T h e C o n c e p t of Cultural Translation
145
everyday language was merely a disguise for d e f e n d i n g established w a y s o f s p e a k i n g a b o u t t h e w o r l d , f o r d e n y i n g t h a t it w a s p o s s i b l e f o r s u c h s p e e c h - w a y s t o b e illogical o r a b s u r d . G e l l n e r h a s a l w a y s b e e n d e t e r m i n e d to maintain t h e distinction b e t w e e n d e f e n d i n g a n d explain i n g "concepts a n d beliefs" a n d t o w a r n against t h e kind o f a n t h r o p o l o g i c a l t r a n s l a t i o n t h a t r u l e s o u t a p r i o r i t h e critical d i s t a n c e n e c e s s a r y f o r e x p l a i n i n g h o w c o n c e p t s a c t u a l l y f u n c t i o n , f o r "to u n d e r s t a n d t h e working o f t h e c o n c e p t s o f a society," h e w r i t e s , "is t o u n d e r s t a n d its i n s t i t u t i o n s " ( p . 1 8 ; s e e also n o t e 1 o n t h e s a m e p a g e ) . T h i s is w h y G e l l n e r ' s b r i e f s t a t e m e n t a b o u t m o d e r a t e F u n c t i o n a l i s m q u o t e d a b o v e l e a d s h i m i m m e d i a t e l y t o a d i s c u s s i o n o f D u r k h e i m 's Elementary Forms of the Religious Life, w h i c h , b e s i d e s b e i n g " o n e o f t h e f o u n t a i n h e a d s o f F u n c t i o n a l i s m i n g e n e r a l " (22), is c o n c e r n e d t o e x plain rather than to d e f e n d c o n c e p t s — t o explain, m o r e precisely, "the c o m p u l s i v e n a t u r e o f o u r c a t e g o r i a l c o n c e p t s " (22) i n t e r m s o f c e r t a i n collective processes. T h u s : Our contemporary invocations o f the functional, social-context approach to the study a n d interpretation o f concepts is in various ways very different from Durkheim's. Durkheim was not so much concerned to d e f e n d the concepts o f primitive societies: in their setting, they did not need a defence, and in the setting o f m o d e r n a n d changing societies he was not anxious to d e f e n d what was archaic, n o r loath to suggest that some intellectual luggage might well be archaic. H e was really concerned to explain the compulsiveness o f what in practice did not seem to n e e d any defence (and in so doing, h e claimed h e was solving the problem o f knowledge whose solution had in his view evaded Kant a n d others, a n d t o b e solving it without falling into either empiricism o r apriorism). W h e t h e r h e was successful I d o not propose to discuss: for a variety o f reasons it seems to m e that h e was not. (23) It is c l e a r t h a t G e l l n e r h a s r e c o g n i z e d t h e basic p r o j e c t o f Elemen tary Forms—namely, its a t t e m p t t o e x p l a i n t h e c o m p u l s i v e n a t u r e o f s o c i a l l y d e f i n e d c o n c e p t s — b u t h e m o v e s t o o hastily f r o m a c o n s i d e r a tion o f what m i g h t b e involved in such a p r o b l e m to a dismissal o f D u r k h e i m ' s a t t e m p t at e x p l a n a t i o n . T h e p o s s i b i l i t y t h a t a p r i o r i de nunciation m a y n o t f u r t h e r t h e p u r p o s e s o f e x p l a n a t i o n a n y b e t t e r t h a n defense d o e s n o t s e e m t o b e e n v i s a g e d i n " C o n c e p t s a n d Society." I n s t e a d , t h e r e a d e r is r e m i n d e d , b y w a y o f q u o t a t i o n f r o m L i e n h a r d t , t h a t t h e c o n t e m p o r a r y a n t h r o p o l o g i s t typically " a p p e a r s t o m a k e it a c o n d i t i o n o f a g o o d t r a n s l a t i o n t h a t it c o n v e y s t h e c o h e r e n c e w h i c h h e a s s u m e s is t h e r e t o b e f o u n d i n p r i m i t i v e t h o u g h t " (26). S o w e h a v e h e r e w h a t I t h i n k is a m i s l e a d i n g c o n t r a s t — D u r k h e i m ' s a t t e m p t t o e x plain versus t h e contemporary anthropologist's attempt to d e f e n d . I shall r e t u r n t o this p o i n t later, b u t h e r e I w a n t t o insist t h a t t o a r g u e f o r a f o r m o f c o h e r e n c e b y w h i c h a d i s c o u r s e is h e l d t o g e t h e r is n o t i p s o f a c t o t o j u s t i f y o r d e f e n d t h a t d i s c o u r s e ; it is m e r e l y t o t a k e a n
TALAL ASAD
146
T h e Concept o f Cultural Translation
147
e s s e n t i a l s t e p i n t h e p r o b l e m o f e x p l a i n i n g its compulsiveness. A n y o n e f a m i l i a r w i t h p s y c h o a n a l y s i s w o u l d take this p o i n t q u i t e easily. W e m i g h t p u t it a n o t h e r w a y : t h e c r i t e r i o n o f abstract " c o h e r e n c e " o r "logicality" ( G e l l n e r t e n d s t o u s e t h e s e a n d o t h e r t e r m s i n t e r c h a n g e a b l y ) is n o t a l w a y s , a n d i n e v e r y c a s e , d e c i s i v e f o r a c c e p t i n g o r r e j e c t i n g d i s c o u r s e . T h i s is b e c a u s e , as G e l l n e r h i m s e l f c o r r e c t l y o b s e r v e s , " L a n g u a g e f u n c t i o n s i n a variety o f ways o t h e r t h a n 'referring to o b j e c t s ' " (25). N o t e v e r y u t t e r a n c e is a n assertion. T h e r e a r e m a n y t h i n g s t h a t l a n g u a g e - i n - u s e d o e s , and is intended to do, w h i c h e x p l a i n s w h y w e m a y r e s p o n d positively to discourse that m a y s e e m i n a d e q u a t e f r o m a n a r r o w "logical" p o i n t o f v i e w . T h e f u n c t i o n s o f a p a r t i c u l a r l a n g u a g e , t h e intentions o f a particular discourse, are of course part o f what e v e r y c o m p e t e n t e t h n o g r a p h e r tries t o g r a s p b e f o r e h e c a n a t t e m p t an a d e q u a t e translation into his o w n language.
H a v e w e n o t g o t here s o m e very curious assumptions, which n o p r a c t i c e d t r a n s l a t o r w o u l d e v e r m a k e ? T h e first is t h a t e v a l u a t i v e d i s c r i m i n a t i o n is a l w a y s a m a t t e r o f c h o o s i n g b e t w e e n p o l a r a l t e r n a t i v e s , a n d s e c o n d , t h a t e v a l u a t i v e d i s t i n c t i o n s a r e finally r e d u c i b l e t o " G o o d " a n d " B a d . " C l e a r l y n e i t h e r o f t h e s e a s s u m p t i o n s is a c c e p t a b l e w h e n s t a t e d as a g e n e r a l r u l e . A n d t h e n t h e r e is t h e s u g g e s t i o n t h a t t h e t r a n s l a t o r ' s task n e c e s s a r i l y i n v o l v e s m a t c h i n g s e n t e n c e f o r s e n t e n c e . B u t i f t h e s k i l l e d t r a n s l a t o r l o o k s first f o r a n y p r i n c i p l e o f c o h e r e n c e in t h e d i s c o u r s e t o b e t r a n s l a t e d , a n d t h e n tries t o r e p r o d u c e t h a t c o h e r e n c e a s n e a r l y as h e c a n in h i s o w n l a n g u a g e , t h e r e c a n n o t b e a g e n e r a l r u l e as t o w h a t u n i t s t h e t r a n s l a t o r will e m p l o y — s e n t e n c e s , paragraphs, o r e v e n larger units o f discourse. T o turn m y point a r o u n d : t h e a p p r o p r i a t e n e s s o f t h e unit e m p l o y e d itself d e p e n d s o n the principle of coherence.
G e l l n e r d o e s s e e m h a l f - a w a r e o f this p o i n t , b u t q u i c k l y b r u s h e s it
B u t Gellner's parable o f t h e anthropologist-translator requires t h e a s s u m p t i o n t h a t it is s e n t e n c e s t h a t t h e latter m a t c h e s , b e c a u s e t h a t m a k e s it e a s i e r t o d i s p l a y h o w t h e sin o f e x c e s s i v e c h a r i t y o c c u r s . H a v i n g m a d e a n initial e q u i v a l e n c e b e t w e e n a s e n t e n c e in t h e local l a n g u a g e a n d o n e in his o w n , the anthropologist notices that the English s e n t e n c e carries a "Bad" impression. T h i s worries the anthropologist b e c a u s e , s o r u n s Gellner's parable, an e t h n o g r a p h i c a c c o u n t g i v i n g such a n impression m i g h t b e t h o u g h t to be disparaging t h e natives h e h a s s t u d i e d , a n d t o d i s p a r a g e o t h e r c u l t u r e s is a s i g n o f e t h n o c e n t r i s m , a n d e t h n o c e n t r i s m in t u r n is a s y m p t o m o f p o o r a n t h r o p o l o g y according to the doctrines o f Functionalist anthropology. Functional ist m e t h o d r e q u i r e s t h a t s e n t e n c e s a l w a y s b e e v a l u a t e d i n t e r m s o f their o w n social context. S o the worried anthropologist reinterprets t h e original s e n t e n c e , with a m o r e flexible a n d careful u s e o f t h e c o n textual m e t h o d , in o r d e r to p r o d u c e a "Good" translation.
aside in his e a g e r n e s s to display to Functionalist a n t h r o p o l o g i s t s their "excessive charity" in cultural translation. T h e situation, facing a social anthropologist w h o wishes to interpret a con cept, assertion or doctrine in an alien culture, is basically simple. H e is, say, faced with an assertion S in the local language. H e has at his disposal the large or infinite set o f possible sentences in his own language. . . . H e may not be wholly happy about this situation, but he cannot avoid it. T h e r e is n o third language which could mediate between the native language and his o w n , in which equivalences could be stated and which would avoid the pitfalls arising from the fact that his own language has its own way of han dling the world, which may not be those of the native language studied, and which consequently are liable to distort that which is being translated. Naively, people sometimes think that reality itself could be this kind of mediator a n d "third language." . . . For a variety of powerful reasons, this is o f course n o g o o d . (24—25) A g a i n , this sensible statement m i g h t s e e m to s o m e r e a d e r s t o s u p p o r t t h e d e m a n d t h a t t h e e t h n o g r a p h e r m u s t try t o r e c o n s t r u c t t h e v a r i o u s w a y s in w h i c h t h e "native l a n g u a g e " h a n d l e s t h e w o r l d , c o n veys information, a n d constitutes experience, before translating a n alien d i s c o u r s e into t h e l a n g u a g e o f his e t h n o g r a p h i c text. B u t Gell ner's a c c o u n t p r o c e e d s i n a d i f f e r e n t , a n d v e r y d u b i o u s , d i r e c t i o n . H a v i n g located an equivalent English sentence, h e continues, t h e a n t h r o p o l o g i s t n o t i c e s t h a t it i n e v i t a b l y c a r r i e s a v a l u e c o n n o t a t i o n — t h a t it i s , i n o t h e r w o r d s , e i t h e r G o o d o r B a d . "I d o n o t s a y ' t r u e ' o r 'false', f o r t h i s o n l y a r i s e s w i t h r e g a r d t o s o m e t y p e s o f a s s e r t i o n . W i t h r e g a r d to others, o t h e r dichotomies,, s u c h as 'meaningful' a n d 'absurd' o r ' s e n s i b l e ' o r 'silly' m i g h t a p p l y . I d e l i b e r a t e l y u s e t h e ' G o o d ' a n d ' B a d ' s o a s t o c o v e r all s u c h p o s s i b l e p o l a r a l t e r n a t i v e s , w h i c h e v e r m i g h t b e s t a p p l y t o t h e e q u i v a l e n t o f S" (27).
T h e s i n o f e x c e s s i v e charity, a n d t h e c o n t e x t u a l m e t h o d itself, a r e t o g e t h e r linked, Gellner writes, to t h e relativistic-functionalist view o f t h o u g h t that g o e s back to t h e E n l i g h t e n m e n t : T h e (unresolved) dilemma, which the thought of the Enlightenment faced, was between a relativistic-functionalist view o f thought, a n d the absolutist claims o f enlightened Reason. Viewing man as part of nature, as enlightened Reason requires, it wished to see his cognitive and evaluative activities as parts of nature too, and h e n c e as varying, legitimately, from organism to organism and c o n t e x t to context. (This is the relativistic-functionalist view.) B u t at t h e same time in r e c o m m e n d i n g life according to Reason and Nature, it wished at the very least to e x e m p t this view itself (and, in practice, some others) from such a relativism. (31) Typically, G e l l n e r ' s p h i l o s o p h i c a l f o r m u l a t i o n p r e s e n t s this " u n r e s o l v e d d i l e m m a " as a n abstract o p p o s i t i o n b e t w e e n t w o c o n c e p t s — " a
148
TALAL ASAD
relativistic-functionalist view o f t h o u g h t " a n d "the absolutist claims o f e n l i g h t e n e d R e a s o n . " B u t h o w d o these two " c o n c e p t s " w o r k as " c o r r e l a t e s o f . . . t h e institutions o f [Western] society"? (cf. G e l l n e r , p . 18). It w o u l d n o t b e difficult to a r g u e that t h e claims o f " e n l i g h t e n e d R e a s o n " a r e materially m o r e successful in T h i r d W o r l d c o u n t r i e s t h a n m a n y relativistic views, that they h a v e e x e r t e d g r e a t e r authority t h a n t h e latter in the d e v e l o p m e n t o f industrial e c o n o m i e s a n d t h e f o r m a tion o f n a t i o n states. W e shall h a v e occasion to discuss this f u r t h e r w h e n e x a m i n i n g translation as a p r o c e s s o f p o w e r . T h e p o i n t is t h a t "the absolutist claims o f e n l i g h t e n e d R e a s o n " are in effect an institu tionalized force, a n d t h a t as s u c h it is by definition c o m m i t t e d to advanc ing i n t o a n d a p p r o p r i a t i n g alien territory, a n d that its o p p o n e n t s ( w h e t h e r explicitly relativistic o r not) are by definition defensive. T h u s w h e n G e l l n e r c o n t i n u e s o n the s a m e p a g e to c h a r a c t e r i z e this abstract d i l e m m a in the attitudes o f a n t h r o p o l o g i s t s , h e fails to c o n s i d e r w h a t " c u l t u r a l translation" m i g h t i n v o l v e w h e n it is c o n s i d e r e d as institu t i o n a l i z e d practice g i v e n t h e w i d e r r e l a t i o n s h i p o f u n e q u a l societies. F o r it is n o t t h e abstract logic o f w h a t i n d i v i d u a l W e s t e r n a n t h r o p o l o gists say in their e t h n o g r a p h i e s , b u t the c o n c r e t e logic o f w h a t t h e i r c o u n t r i e s (and p e r h a p s t h e y t h e m s e l v e s ) do in their relations with t h e T h i r d W o r l d that s h o u l d f o r m the starting p o i n t for this p a r t i c u l a r d i s c u s s i o n . T h e d i l e m m a s o f "relativism" a p p e a r d i f f e r e n t l y d e p e n d i n g o n w h e t h e r w e t h i n k o f abstracted u n d e r s t a n d i n g o r o f historically situated practices. H o w e v e r , G e l l n e r says he is n o t in p r i n c i p l e against a n t h r o p o l o g i cal relativism. " M y m a i n p o i n t a b o u t t o l e r a n c e - e n g e n d e r i n g c o n t e x t u a l i n t e r p r e t a t i o n , " h e writes, "is that it calls for c a u t i o n " (32). B u t w h y s u c h c a u t i o n is r e s e r v e d f o r " t o l e r a n c e - e n g e n d e r i n g " as o p p o s e d to i n t o l e r a n c e - e n g e n d e r i n g c o n t e x t u a l interpretations is n o t e x p l a i n e d . A f t e r all, G e l l n e r insisted earlier that all translated s e n t e n c e s a r e b o u n d to b e r e c e i v e d e i t h e r as " G o o d " o r as " B a d . " W h y s h o u l d w e b e s u s p i c i o u s o n l y o f those that a p p e a r " G o o d " ? I f "it is t h e prior d e t e r m i n a t i o n t h a t S, t h e i n d i g e n o u s affirmation, b e i n t e r p r e t e d f a v o u r ably, w h i c h d e t e r m i n e s j u s t h o w m u c h c o n t e x t will be t a k e n i n t o c o n s i d e r a t i o n " (33), c a n w e p e r h a p s e s c a p e this vicious c i r c u l a r i t y b y a d o p t i n g a n unsympathetic attitude? G e l l n e r d o e s n o t a d d r e s s h i m s e l f d i r e c t l y t o this possibility h e r e , b u t o n e m u s t a s s u m e that it c a n n o t b e a s o l u t i o n , especially in view o f the claim that " t h e r e is n o t h i n g [sic] in t h e n a t u r e o f things o r societies to dictate visibly j u s t h o w m u c h c o n t e x t is r e l e v a n t to a n y g i v e n u t t e r a n c e , o r h o w the c o n t e x t s h o u l d b e d e s c r i b e d " (33). Y e t c a n this last r e m a r k b e m e a n t seriously? Nothing}] H o w , t h e n , is c o m m u n i c a t i o n e v e n b e t w e e n i n d i v i d u a l s in the s a m e society e v e r
T h e Concept o f Cultural Translation
149
possible? W h y d o e s o n e e v e r say to f o r e i g n e r s that t h e y h a v e mis u n d e r s t o o d s o m e t h i n g t h e y h e a r d o r saw? D o e s social l e a r n i n g p r o d u c e n o skills in the d i s c r i m i n a t i o n o f r e l e v a n t c o n t e x t s ? T h e a n s w e r s to t h e s e q u e s t i o n s s h o u l d b e o b v i o u s , a n d they a r e c o n n e c t e d w i t h the fact t h a t t h e a n t h r o p o l o g i s t ' s translation is n o t m e r e l y a m a t t e r o f m a t c h i n g s e n t e n c e s in t h e abstract, b u t o f learning to live another form of life a n d to s p e a k a n o t h e r k i n d o f l a n g u a g e . W h i c h c o n t e x t s a r e r e l e v a n t in d i f f e r e n t discursive events is s o m e t h i n g o n e l e a r n s in t h e c o u r s e o f living, a n d e v e n t h o u g h it is often very difficult t o v e r b a l i z e t h a t k n o w l e d g e , it is still k n o w l e d g e a b o u t s o m e t h i n g "in the n a t u r e o f society," a b o u t s o m e a s p e c t o f living, that indicates ( a l t h o u g h it d o e s n o t "dictate") j u s t h o w m u c h c o n t e x t is r e l e v a n t to a n y g i v e n u t t e r a n c e . T h e point, o f c o u r s e , is n o t that the e t h n o g r a p h e r c a n n o t k n o w w h a t c o n t e x t is a p p r o p r i a t e for g i v i n g sense to typical s t a t e m e n t s , o r t h a t h e is i n d u c e d to be m o r e charitable t h a n h e s h o u l d be in translat i n g t h e m , b u t t h a t his attempts at translation m a y m e e t w i t h p r o b l e m s r o o t e d in the linguistic materials h e w o r k s with and the social c o n d i t i o n s h e w o r k s i n — b o t h in the field a n d in his o w n society. M o r e o n this later. T h e latter h a l f o f G e l l n e r ' s essay is d e v o t e d to e x a m p l e s f r o m e t h n o g r a p h i c studies in o r d e r to display, first, excessive charity in transla tion, a n d t h e n , the e x p l a n a t o r y a d v a n t a g e s o f t a k i n g a critical l o o k at t h e l o g i c o f alien r e l i g i o u s d i s c o u r s e . T h e first set o f e x a m p l e s c o m e s f r o m Evans-Pritchard's Nuer Reli gion ( 1 9 5 6 ) , in w h i c h o d d - s o u n d i n g initial translations o f N u e r reli g i o u s d i s c o u r s e , such as the n o t o r i o u s s t a t e m e n t that "a twin is a b i r d , " a r e r e i n t e r p r e t e d . " T h i s k i n d o f statement," G e l l n e r o b s e r v e s , " a p p e a r s to b e in conflict with the p r i n c i p l e o f identity o r n o n c o n t r a d i c t i o n , o r w i t h c o m m o n sense, o r w i t h m a n i f e s t o b s e r v a b l e fact: h u m a n twins a r e not birds, a n d vice v e r s a " (34). A c c o r d i n g to G e l l n e r , Evans-Pritchard's reinterpretation absolves N u e r t h o u g h t f r o m t h e c h a r g e o f " p r e - l o g i c a l m e n t a l i t y " b y an arbitrary u s e o f the c o n t e x t u a l m e t h o d . T h e a p p a r e n t absurdity is r e i n t e r p r e t e d to d e n y t h a t N u e r beliefs conflict with manifest fact by r e l a t i n g the m e a n i n g o f t h e " a b s u r d " s t a t e m e n t to " l o g i c a l " b e h a v i o r . G e l l n e r indicates h o w this is d o n e b y q u o t i n g (with the d e l i b e r a t e o m i s s i o n o f o n e significant sentence) from Evans-Pritchard: n o contradiction is involved in the statement which, on the contrary, appears quite sensible and even true, to o n e who presents the idea to himself in the N u e r language and within their system o f religious thought. [ H e does not then take their statements about twins any more literally than they make and understand t h e m themselves.] They are not saying that a twin has a beak, feathers, and so forth. Nor in their everyday relations as twins do Nuers speak of them as birds or
15°
TALAL ASAD
act towards them as though they were birds. (35. Sentence in brackets omitted by Gellner; emphasis supplied by Gellner.) A t this p o i n t G e l l n e r b r e a k s o f f t h e q u o t a t i o n a n d i n t e r j e c t s i n m o c k d e s p a i r : " B u t w h a t , t h e n , would c o u n t as p r e - l o g i c a l t h o u g h t ? O n l y , p r e s u m a b l y , t h e b e h a v i o u r o f a totally d e m e n t e d p e r s o n , s u f f e r i n g f r o m p e r m a n e n t h a l l u c i n a t i o n s , w h o would t r e a t s o m e t h i n g w h i c h is p e r c e p t i b l y a h u m a n b e i n g as t h o u g h it h a d all t h e a t t r i b u t e s o f a b i r d " (35). S o e a g e r is G e l l n e r t o nail u t t e r a n c e s t h a t m u s t c o u n t as e x p r e s s i o n s o f " p r e - l o g i c a l t h o u g h t " ( w h y is h e s o e a g e r ? ) t h a t h e d o e s n o t p a u s e t o c o n s i d e r c a r e f u l l y w h a t E v a n s - P r i t c h a r d is t r y i n g t o d o . I n fact, E v a n s - P r i t c h a r d d e v o t e s s e v e r a l p a g e s t o e x p l a i n i n g t h i s s t r a n g e s e n t e n c e . It is p l a i n t h a t h e is c o n c e r n e d t o explain (in t e r m s o f N u e r s o c i a l life), n o t t o justify (in t e r m s o f W e s t e r n c o m m o n s e n s e , o r W e s t e r n v a l u e s ) . T h e a i m o f this k i n d o f e x e g e s i s is c e r t a i n l y n o t t o p e r s u a d e Western readers to a d o p t N u e r religious practices. N o r d o e s it r u l e o u t t h e p o s s i b i l i t y t h a t i n d i v i d u a l s p e a k e r s m a k e m i s t a k e s o r utter absurdities in their religious discourse w h e n e m p l o y i n g their t r a d i t i o n a l w a y s o f t h i n k i n g . It is n o t c l e a r , t h e r e f o r e , w h y G e l l n e r s h o u l d p o i n t t o t h i s e x a m p l e f r o m Nuer Religion t o s u b s t a n t i a t e h i s c h a r g e o f excessive charity o n the part o f Functionalist a n t h r o p o l o g i s t s . E v a n s - P r i t c h a r d is t r y i n g t o e x p l a i n t h e c o h e r e n c e t h a t g i v e s N u e r r e l i g i o u s d i s c o u r s e its s e n s e , n o t t o d e f e n d t h a t s e n s e as h a v i n g a u n i v e r s a l s t a t u s — a f t e r all, E v a n s - P r i t c h a r d h i m s e l f w a s a C a t h o l i c b o t h b e f o r e a n d after his m o n o g r a p h o n N u e r religion was written. N o w w h e t h e r Evans-Pritchard succeeds in e x p l a i n i n g t h e basic c o h e r e n c e o f N u e r r e l i g i o u s d i s c o u r s e is, o f c o u r s e , a n o t h e r q u e s t i o n . S e v e r a l British a n t h r o p o l o g i s t s — f o r e x a m p l e , R a y m o n d Firth (1966) — ( t h o u g h n o t , to m y k n o w l e d g e , any N u e r themselves) h a v e d i s p u t e d aspects o f Evans-Pritchard's interpretation. B u t such d i s a g r e e m e n t s a r e still a b o u t d i f f e r e n t w a y s o f m a k i n g s e n s e o f N u e r r e l i g i o u s d i s c o u r s e , n o t a b o u t t o o m u c h o r t o o little "charity" i n t r a n s l a t i o n . I n fact c o n t r a r y t o G e l l n e r ' s a l l e g a t i o n s , E v a n s - P r i t c h a r d ' s e x e g e s i s does m a k e q u i t e e x p l i c i t a p p a r e n t " c o n t r a d i c t i o n s , " o r at l e a s t a m b i g u i t i e s , i n N u e r c o n c e p t s — f o r e x a m p l e , b e t w e e n t h e n o t i o n o f "a s u p r e m e a n d o m n i p r e s e n t b e i n g " a n d that o f "lesser spirits," b o t h o f w h i c h a r e c a t e g o r i z e d as kwoth. A n d it is p r e c i s e l y b e c a u s e E v a n s - P r i t c h a r d i n s i s t s o n k e e p i n g t h e d i f f e r e n t s e n s e s o f kwoth t o g e t h e r as p a r t s o f " o n e c o n c e p t " a n d d o e s n o t t r e a t t h e m as h o m o n y m s (as M a l i n o w s k i m i g h t have d o n e by relating the w o r d to different contexts o f use) that t h e N u e r c o n c e p t o f spirit m i g h t b e s a i d t o b e " c o n t r a d i c t o r y . " B u t w h e t h e r the identification o f ambiguities a n d "contradictions" in the basic c o n c e p t u a l repertoire o f a l a n g u a g e provides obvious e v i d e n c e o f " p r e - l o g i c a l t h o u g h t " is, o f c o u r s e , a d i f f e r e n t i s s u e — I w o u l d s u g -
T h e Concept o f Cultural Translation
151
gest that o n l y s o m e o n e with a very naive u n d e r s t a n d i n g o f w h a t w a s i n v o l v e d i n t r a n s l a t i o n c o u l d t h i n k t h a t it d o e s . Yet G e l l n e r ' s d i s c o u r s e typically e v a d e s t h e i s s u e s it s e e m s t o b e r a i s i n g , i n a style t h a t s e e k s t o h u r r y t h e r e a d e r a l o n g o v e r a s e r i e s o f archly phrased disclaimers: I d o not wish to be misunderstood: I am not arguing that Evans-Pritchard's account o f N u e r concepts is a bad one. (Nor am I anxious to revive a doctrine of pre-logical mentality a la Lévy-Bruhl.) O n the contrary, I have the greatest admiration for it. What I a m anxious to argue is that contextual interpreta tion, which offers an account o f what assertions "really mean" in opposition to what they seem to mean in isolation, does not by itself clinch matters. (38) N o w w h o w o u l d h a v e c l a i m e d it d i d ? C e r t a i n l y E v a n s - P r i t c h a r d d o e s not. In a n y case the opposition b e t w e e n a "contextual interpretation" a n d o n e t h a t is n o t c o n t e x t u a l is e n t i r e l y s p u r i o u s . N o t h i n g h a s m e a n i n g "in i s o l a t i o n . " T h e p r o b l e m is a l w a y s , w h a t k i n d o f c o n t e x t ? B u t t h a t is s o m e t h i n g G e l l n e r n e v e r d i s c u s s e s , e x c e p t b y s u g g e s t i n g that t h e a n s w e r m u s t involve a vicious circularity—or by u t t e r i n g r e p e a t e d w a r n i n g s a g a i n s t " e x c e s s i v e " charity ( w h e n is c h a r i t y n o t " e x cessive"?). H e a p p e a r s u n a w a r e that for t h e translator t h e p r o b l e m o f d e t e r m i n i n g t h e r e l e v a n t k i n d o f c o n t e x t i n e a c h c a s e is s o l v e d b y skill in t h e u s e o f t h e l a n g u a g e s c o n c e r n e d , n o t by a n a priori "attitude" o f i n t o l e r a n c e o r t o l e r a n c e . A n d skill is s o m e t h i n g t h a t is learned—that is, s o m e t h i n g t h a t is n e c e s s a r i l y circular, b u t n o t v i c i o u s l y s o . W e a r e d e a l i n g n o t w i t h a n a b s t r a c t m a t c h i n g o f t w o sets o f s e n t e n c e s , b u t w i t h a social p r a c t i c e r o o t e d i n m o d e s o f life. A t r a n s l a t o r m a y m a k e mistakes, o r h e m a y knowingly misrepresent s o m e t h i n g — m u c h as p e o p l e m a k e m i s t a k e s o r lie i n e v e r y d a y life. B u t w e c a n n o t p r o d u c e a g e n e r a l principle for identifying such things, particularly n o t t h r o u g h w a r n i n g s to b e careful o f "the contextual m e t h o d o f interpretation." A n d s o t o a n o t h e r o f Gellner's c h a r m i n g d i s c l a i m e r s : " T o say all this is n o t to a r g u e for a scepticism o r agnosticism c o n c e r n i n g w h a t m e m b e r s o f a l i e n l a n g u a g e s m e a n , still less t o a r g u e f o r a n a b s t e n t i o n f r o m t h e contextual m e t h o d o f interpretation. ( O n the contrary, I s h a l l a r g u e f o r a f u l l e r u s e o f it, f u l l e r i n t h e s e n s e o f a l l o w i n g f o r t h e p o s s i b i l i t y t h a t w h a t p e o p l e m e a n is s o m e t i m e s a b s u r d . ) " (39). T h e c h a r m o f this s t a t e m e n t c o n s i s t s i n Gellner's c h e e k y a p p r o p r i a t i o n o f his o p p o n e n t ' s m e t h o d to s t r e n g t h e n his o w n distinctive position. B u t b e f o r e t h a t is d o n e , w e a r e g i v e n f u r t h e r e x a m p l e s o f t h e t o l e r a n c e - e n g e n d e r i n g c o n t e x t u a l m e t h o d at w o r k i n Leach's Political Systems of Highland Burma. T h u s a c c o r d i n g t o L e a c h , K a c h i n s t a t e m e n t s a b o u t t h e s u p e r n a t u r a l w o r l d a r e "in t h e last a n a l y s i s , n o t h i n g m o r e than ways o f describing t h e formal relationships that exist b e t w e e n r e a l p e r s o n s a n d real g r o u p s i n o r d i n a r y K a c h i n s o c i e t y "
152
TALALASAD
( q u o t e d o n p . 40). A t this p o i n t G e l l n e r i n t e r v e n e s : "It is p o s s i b l e t o d i s c e r n w h a t h a s h a p p e n e d . Leach's e x e g e t i c p r o c e d u r e s h a v e a l s o s a v e d t h e K a c h i n s f r o m b e i n g c r e d i t e d w i t h w h a t t h e y appear t o b e say i n g " a n d t h u s m a d e it p o s s i b l e "to a t t r i b u t e m e a n i n g t o a s s e r t i o n s w h i c h m i g h t o t h e r w i s e b e f o u n d to lack it" ( 4 1 ) . G e l l n e r g o e s o n t o insist t h a t h e is n o t c o n c e r n e d t o d i s p u t e Leach's i n t e r p r e t a t i o n s , b u t m e r e l y "to s h o w h o w t h e r a n g e o f c o n t e x t , a n d t h e m a n n e r i n w h i c h t h e c o n t e x t is s e e n , n e c e s s a r i l y a f f e c t t h e i n t e r p r e t a t i o n " ( 4 1 ) . T h i s is a s i g n i f i c a n t r e m a r k , b e c a u s e it is i n d e e d n o t Leach's r e d u c t i o n i s m t o w h i c h G e l l n e r o b j e c t s ( w e shall find h i m i n s i s t i n g o n it h i m s e l f l a t e r i n c o n n e c t i o n w i t h B e r b e r r e l i g i o u s i d e o l o g y ) b u t t o t h e fact t h a t this e x a m p l e o f r e d u c t i o n i s m — w h i c h G e l l n e r m i s l e a d i n g l y calls " c o n t e x t u a l i s m " — s e e m s t o d e f e n d , r a t h e r t h a n t o attack, t h e c u l t u r a l d i s course concerned. G e l l n e r ' s d e m o n s t r a t i o n o f h o w "the uncharitable m a y b e ' c o n t e x tualist' i n t h e s e c o n d , d e e p e r a n d b e t t e r s e n s e " (42) b e g i n s b y p r e s e n t i n g a fictitious w o r d i n a h c t i t i o u s s o c i e t y — t h e w o r d "boble," u s e d i n a w a y r e m a r k a b l y like t h e E n g l i s h w o r d " n o b l e . " T h u s w e a r e t o l d t h a t it c a n b e a p p l i e d t o p e o p l e w h o actually d i s p l a y c e r t a i n h a b i t u a l f o r m s o f c o n d u c t , a s w e l l as t o p e o p l e w h o o c c u p y a p a r t i c u l a r s o c i a l s t a t u s i r r e s p e c t i v e o f t h e i r b e h a v i o r . " B u t t h e p o i n t is: t h e s o c i e t y i n q u e s t i o n d o e s n o t d i s t i n g u i s h two concepts, b o b l e (a) a n d b o b l e (b). It o n l y u s e s t h e w o r d b o b l e t o u t c o u r t " (42). T h e l o g i c o f b o b i l i t y is t h e n a n a l y z e d further to show how bobility is a conceptual device by which the privileged class of the society in question acquires some of the prestige of certain virtues respected in that so ciety, without the inconvenience o f n e e d i n g to practice it, thanks to t h e fact that the same word is applied either to practitioners o f those virtues or to oc cupiers of favoured positions. It is, at the same time, a manner o f reinforcing the appeal o f those virtues, by associating them, through the use o f the same appellation, with prestige and power. But all this needs to be said, and to say it is to bring out the internal logical incoherence of the c o n c e p t — a n incoher ence which, indeed, is socially functional. (42) I n fact t h e c o n c e p t o f "bobility" is n o t s h o w n t o b e incoherent—even if it b e a c c e p t e d t h a t t h e a m b i g u i t y o f t h e word a l l o w s it t o b e u s e d in p o l i t i c a l d i s c o u r s e t o c o n s o l i d a t e t h e l e g i t i m a c y o f a r u l i n g class ( a n d t h e r e f o r e , in principle, also to u n d e r m i n e that legitimacy). Gellner's s a t i s f i e d c o n c l u s i o n t o h i s fictional e x a m p l e is s u r e l y f a r t o o h a s t y : " W h a t t h i s s h o w s , h o w e v e r , is t h a t t h e o v e r - c h a r i t a b l e i n t e r p r e t e r , d e t e r m i n e d t o d e f e n d t h e c o n c e p t s h e is i n v e s t i g a t i n g f r o m t h e c h a r g e o f l o g i c a l i n c o h e r e n c e , is b o u n d t o m i s d e s c r i b e t h e social s i t u a t i o n . To make sense of the concept is to make nonsense of the society" (42, e m p h a s i s a d d e d ) . C l e a r l y t h e w o r d "bobility" m a k e s s e n s e t o its u s e r s in part i n i
T h e Concept o f Cultural Translation
153
l a r s t a t e m e n t s ( o r t h e y w o u l d n o t u s e it), a n d it m a k e s s e n s e a l s o , a l t h o u g h o f a d i f f e r e n t k i n d , t o G e l l n e r , w h o states t h a t b y d e c e i v i n g its u s e r s it s o m e h o w u p h o l d s a social s t r u c t u r e . S e n s e o r n o n s e n s e , l i k e t r u t h o r f a l s e h o o d , a p p l i e s t o statements a n d n o t t o a b s t r a c t c o n c e p t s . T h e r e s e e m s to m e n o evidence here o f a "nonsensical" concept, b e c a u s e t h e r e is n o a n a l y s i s o f socially s i t u a t e d s t a t e m e n t s . B u t t h e r e is a l s o a m o r e i m p o r t a n t f a i l u r e e v i d e n t i n this e x a m p l e : t h e lack o f a n y a t t e m p t t o e x p l o r e its coherence—that w h i c h m a k e s its s o c i a l e f f e c t s u c h a p o w e r f u l possibility. O f c o u r s e , p o l i t i c a l d i s c o u r s e e m p l o y s l i e s , h a l f - t r u t h s , l o g i c a l trickery, a n d s o o n . Yet t h a t is n o t w h a t g i v e s it its compulsive c h a r a c t e r , a n y m o r e t h a n t h e u s e o f t r u e o r c l e a r s t a t e m e n t s d o e s , a n d c o m p u l s i v e n e s s is p r e c i s e l y w h a t is i n v o l v e d i n G e l l n e r ' s e x a m p l e . It is n o t t h e abstract l o g i c a l s t a t u s o f c o n c e p t s t h a t is r e l e v a n t h e r e , b u t t h e w a y i n w h i c h specific political d i s c o u r s e s s e e m to mobilize o r direct the behavior o f people within given cultural s i t u a t i o n s . T h e c o m p u l s i v e n e s s o f "bobility" as a political c o n c e p t is a feature n o t o f gullible m i n d s b u t o f c o h e r e n t discourses a n d practices. T h a t is w h y it is e s s e n t i a l f o r a t r a n s l a t o r o f p o w e r f u l political i d e o l o g i e s t o a t t e m p t t o c o n v e y s o m e t h i n g o f this c o h e r e n c e . T o m a k e n o n s e n s e o f t h e c o n c e p t is t o m a k e n o n s e n s e o f t h e society. G e l l n e r ' s final e x a m p l e c o m e s f r o m h i s o w n fieldwork a m o n g t h e c e n t r a l M o r o c c a n B e r b e r s , a n d is i n t e n d e d t o c l i n c h t h e a r g u m e n t that an uncharitable contextualist makes better sense o f the society h e d e s c r i b e s b y e m p h a s i z i n g t h e i n c o h e r e n c e o f its c o n c e p t s : " T w o c o n c e p t s a r e r e l e v a n t , " h e w r i t e s , "baraka a n d agurram (pi. igurramen). Baraka is a w o r d w h i c h c a n m e a n s i m p l y ' e n o u g h ' , b u t it a l s o m e a n s p l e n i t u d e , a n d a b o v e all b l e s s e d n e s s m a n i f e s t e d a m o n g s t o t h e r t h i n g s in p r o s p e r i t y a n d t h e p o w e r to cause prosperity in o t h e r s by s u p e r n a t u r a l m e a n s . A n agurram is a p o s s e s s o r o f baraka" (43). Igurramen—translated as "saints" i n G e l l n e r ' s later w r i t i n g s ( e . g . , 1 9 6 9 ) — a r e a fairly p r i v i l e g e d a n d i n f l u e n t i a l m i n o r i t y i n t h e tribal s o c i e t y o f c e n t r a l M o r o c c a n B e r b e r s w h o act as f o c i o f r e l i g i o u s v a l u e s a n d a l s o a s m e d i a t o r s a n d a r b i t r a t o r s a m o n g s t t h e tribal p o p u l a t i o n w i t h w h o m t h e y live. " T h e local b e l i e f is t h a t t h e y a r e s e l e c t e d b y G o d . Moreover, G o d makes his choice manifest by e n d o w i n g those w h o m h e h a s selected with certain characteristics, i n c l u d i n g magical p o w e r s , a n d great generosity, prosperity, a consider-the-lilies attitude, paci fism, a n d s o f o r t h " (43). T h i s is G e l l n e r ' s " t r a n s l a t i o n . " B u t h i s t o o - f l u e n t u s e o f a r e l i g i o u s vocabulary with strong, a n d p e r h a p s irrelevant, Christian o v e r t o n e s m u s t p r o m p t d o u b t s a n d q u e s t i o n s at this p o i n t . W h a t p r e c i s e l y a r e t h e b e h a v i o r a n d d i s c o u r s e s t r a n s l a t e d h e r e a s "a c o n s i d e r - t h e - l i l i e s at titude," "makes his c h o i c e manifest," a n d "endowing," for instance? D o t h e B e r b e r s b e l i e v e that G o d endows t h e i r "saints" w i t h d i s p o s i -
154
TALAL ASAD
tional characteristics such as "great generosity a n d pacifism," o r d o t h e y t a k e it r a t h e r t h a t t h e s e c h a r a c t e r i s t i c s a r e conditions o f saintlin e s s , o f t h e c l o s e n e s s o f igurramen t o G o d ? D o t h e B e r b e r s r e a l l y b e h a v e a s t h o u g h r e l i g i o u s a n d m o r a l virtues w e r e " m a n i f e s t a t i o n s " o f d i v i n e c h o i c e ? W h a t d o t h e y say a n d h o w d o t h e y b e h a v e w h e n p e o p l e fail t o d i s p l a y t h e v i r t u e s t h e y ought t o h a v e ? B y w h o m is a n agurram's b e h a v i o r c o n c e p t u a l i z e d as a " c o n s i d e r - t h e - l i l i e s a t t i t u d e , " g i v e n t h a t h e h a s b o t h f a m i l y a n d p r o p e r t y , a n d t h a t this fact is t a k e n b y t h e B e r bers t o b e perfectly in o r d e r ? G e l l n e r d o e s n o t give t h e r e a d e r t h e r e l e v a n t e v i d e n c e f o r a n s w e r i n g t h e s e i m p o r t a n t q u e s t i o n s , w h o s e sig n i f i c a n c e f o r h i s t r a n s l a t i o n will e m e r g e i n a m o m e n t . T h e reality o f the situation is, however, that the igurramen are in fact se lected by the surrounding ordinary tribesmen who use their services, by being called to perform those services and being preferred to the rival candidates for their performance. What appears to be vox Dei is in reality vox populi. Moreover, the matter o f the blessed characteristics, the stigmata [sic] o f agurram-hood is more complicated. It is essential that successful candidates to agurram status be credited with these characteristics, but it is equally essential, at any rate with regard to some of them, that they should n o t really possess t h e m . For instance, an agurram w h o was extremely generous in a considerthe-lilies spirit would soon be impoverished and, as such, fail by another cru cial test, that o f prosperity. T h e r e is here a crucial divergence between concept and reality, a diver gence which moreover is quite essential for the working of the social system. (43-44) I t i s n o t a t all c l e a r f r o m t h e a c c o u n t g i v e n b y G e l l n e r w h a t is m e a n t b y t h e s t a t e m e n t , " T h e local b e l i e f is t h a t t h e y a r e s e l e c t e d b y G o d " — " s e l e c t e d " f o r w h a t e x a c t l y ? For b e i n g arbitrators? B u t a r b i t r a t i o n m u s t b e i n i t i a t e d b y o n e o r o t h e r m e m b e r o f t h e tribal s o c i e t y , a n d t h a t fact c a n h a r d l y b e u n k n o w n t o t h e t r i b e s m e n . F o r b e i n g p a cific? B u t p a c i f i s m is a v i r t u e , n o t a r e w a r d . F o r w o r l d l y s u c c e s s a n d p r o s p e r i t y ? B u t t h a t c a n n o t b e a local definition o f s a i n t l i n e s s , o r t h e F r e n c h c o l o n i a l r u l e r s w o u l d h a v e b e e n r e g a r d e d as m o r e saintly t h a n
any
agurram.
I t is really n o g r e a t e x p l a n a t o r y a c h i e v e m e n t f o r a E u r o p e a n a n thropologist to inform his agnostic a n d / o r m o d e r n E u r o p e a n readers that t h e Berbers believe in a particular kind o f direct intervention o f t h e d e i t y i n t h e i r affairs, t h a t t h e y a r e o f c o u r s e m i s t a k e n i n this b e l i e f , a n d t h a t t h i s m i s t a k e n b e l i e f c a n h a v e social c o n s e q u e n c e s . I n this k i n d o f e x e r c i s e w e d o n o t l e a r n what t h e y b e l i e v e , b u t o n l y that w h a t t h e y b e l i e v e is q u i t e w r o n g : t h u s , t h e B e r b e r s b e l i e v e t h a t G o d " s e l e c t s " igurramen; w e k n o w G o d d o e s n o t e x i s t ( o r i f s o m e o f u s still "be lieve" h e d o e s , w e "know" h e d o e s n o t i n t e r v e n e directly in secular his t o r y ) ; e r g o t h e "selector" m u s t b e a n o t h e r a g e n t w h o m t h e t r i b e s m e n
T h e Concept o f Cultural Translation
155
d o n o t k n o w as t h e a g e n t — i n fact, t h e s u r r o u n d i n g t r i b e s m e n t h e m s e l v e s . T h e igurramen a r e " s e l e c t e d " ( f o r a p a r t i c u l a r social r o l e ? f o r a m o r a l virtue? f o r a religious destiny?) by the p e o p l e . T h e "selection" a p p e a r s t o b e vox Dei a n d is i n reality vox populi. O r is it? I n reality t h e social p r o c e s s d e s c r i b e d b y t h e a n t h r o p o l o g i s t as "se l e c t i o n " is t h e l o c u s o f a vox o n l y i f it is p r e t e n d e d t h a t t h a t p r o c e s s constitutes a cultural text. For a text m u s t have a n a u t h o r — t h e o n e w h o m a k e s h i s v o i c e h e a r d t h r o u g h it. A n d i f t h a t v o i c e c a n n o t b e G o d ' s , it m u s t b e s o m e o n e e l s e ' s — t h e p e o p l e ' s . T h u s G e l l n e r t h e a t h e ist i n s i s t s o n a n s w e r i n g a t h e o l o g i c a l q u e s t i o n : w h o s p e a k s t h r o u g h h i s t o r y , t h r o u g h s o c i e t y ? I n this p a r t i c u l a r c a s e , t h e a n s w e r d e p e n d s o n t h e t e x t c o n t a i n i n g at o n c e t h e "real," u n c o n s c i o u s m e a n i n g a n d its a p p r o p r i a t e t r a n s l a t i o n . T h i s f u s i o n o f s i g n i f i e r a n d s i g n i f i e d is e s p e cially e v i d e n t i n t h e w a y i n w h i c h t h e I s l a m i c c o n c e p t o f baraka is m a d e t o s o u n d r e m a r k a b l y like t h e C h r i s t i a n c o n c e p t o f g r a c e as p o r t r a y e d by a n e i g h t e e n t h - c e n t u r y skeptic, so that t h e conditions d e f i n i n g t h e agurram's baraka a r e r e f e r r e d t o w i t h a k n o w i n g G i b b o n i a n s m i l e as " s t i g m a t a " — a n d b y t h a t d e f t s i g n , a p o r t i o n of t h e B e r b e r c u l t u r a l t e x t is a t o n c e c o n s t r u c t e d ( m a d e u p ) a n d d e s i g n a t e d ( s h o w n u p ) w i t h i n G e l l n e r ' s t e x t , as e x q u i s i t e a u n i o n o f w o r d a n d t h i n g as a n y t o b e f o u n d i n all h i s w r i t i n g s . B u t s o c i e t y is n o t a t e x t t h a t c o m m u n i c a t e s i t s e l f t o t h e s k i l l e d r e a d e r . It is p e o p l e w h o s p e a k . A n d t h e u l t i m a t e m e a n i n g o f w h a t t h e y s a y d o e s n o t r e s i d e i n s o c i e t y — s o c i e t y is t h e c u l t u r a l c o n d i t i o n i n w h i c h speakers act a n d are acted u p o n . T h e privileged position that G e l l n e r a c c o r d s h i m s e l f f o r d e c o d i n g t h e real m e a n i n g o f w h a t t h e B e r b e r s s a y ( r e g a r d l e s s o f w h a t t h e y t h i n k t h e y say) c a n b e m a i n t a i n e d o n l y b y s o m e o n e w h o s u p p o s e s that t r a n s l a t i n g o t h e r c u l t u r e s is e s sentially a m a t t e r o f m a t c h i n g written s e n t e n c e s in t w o l a n g u a g e s , s u c h t h a t t h e s e c o n d s e t o f s e n t e n c e s b e c o m e s t h e "real m e a n i n g " o f t h e first—an o p e r a t i o n t h e a n t h r o p o l o g i s t a l o n e c o n t r o l s , f r o m field n o t e b o o k t o p r i n t e d e t h n o g r a p h y . I n o t h e r w o r d s , it is t h e p r i v i l e g e d position o f s o m e o n e w h o d o e s not, a n d can afford n o t to, e n g a g e in a g e n u i n e d i a l o g u e w i t h t h o s e h e o r s h e o n c e l i v e d w i t h a n d n o w writes a b o u t (cf. A s a d , e d . 1 9 7 3 : 1 7 ) . I n t h e m i d d l e o f h i s article, w h e n d i s c u s s i n g a n t h r o p o l o g i c a l r e l a t i v i s m , G e l l n e r c o m p l a i n s t h a t " a n t h r o p o l o g i s t s w e r e relativistic, t o l e r a n t , c o n t e x t u a l l y - c o m p r e h e n d i n g vis-à-vis t h e s a v a g e s w h o a r e a f t e r all s o m e d i s t a n c e away, b u t absolutistic, i n t o l e r a n t vis-à-vis t h e i r i m m e diate n e i g h b o u r s o r predecessors, t h e m e m b e r s o f o u r o w n society w h o d o n o t share their c o m p r e h e n d i n g outlook a n d are themselves ' e t h n o c e n t r i c ' . . ." ( 3 1 ) . W h y h a v e I t r i e d t o insist i n this p a p e r t h a t a n y o n e c o n c e r n e d with t r a n s l a t i n g f r o m o t h e r c u l t u r e s m u s t l o o k f o r c o h e r e n c e i n d i s -
156
TALAL ASAD
c o u r s e s , a n d yet d e v o t e d so m a n y pages to s h o w i n g that Gellner's text is l a r g e l y i n c o h e r e n t ? T h e r e a s o n is q u i t e s i m p l e : G e l l n e r a n d I s p e a k t h e s a m e l a n g u a g e , b e l o n g to t h e s a m e a c a d e m i c p r o f e s s i o n , live i n t h e s a m e society. I n t a k i n g u p a critical s t a n c e t o w a r d h i s t e x t I a m contesting w h a t h e says, n o t translating it, a n d t h e r a d i c a l d i f f e r e n c e b e t w e e n t h e s e t w o activities is p r e c i s e l y w h a t I insist o n . Still, t h e p u r p o s e o f m y a r g u m e n t is n o t t o e x p r e s s a n a t t i t u d e o f " i n t o l e r a n c e " t o w a r d a n " i m m e d i a t e n e i g h b o u r , " b u t t o try a n d i d e n t i f y i n c o h e r e n c e s i n h i s t e x t t h a t call f o r r e m e d y , b e c a u s e t h e a n t h r o p o l o g i c a l task o f t r a n s l a t i o n d e s e r v e s t o b e m a d e m o r e c o h e r e n t . T h e p u r p o s e o f this criti c i s m , t h e r e f o r e , is t o f u r t h e r a c o l l e c t i v e e n d e a v o r . C r i t i c i z i n g " s a v a g e s w h o a r e a f t e r all s o m e d i s t a n c e away," i n a n e t h n o g r a p h i c m o n o g r a p h they cannot read, does not seem to m e to have the same kind o f pur p o s e . I n o r d e r f o r c r i t i c i s m t o b e r e s p o n s i b l e , it m u s t a l w a y s b e a d d r e s s e d t o s o m e o n e w h o c a n c o n t e s t it.
The Inequality of Languages A careful r e a d i n g o f Gellner's p a p e r s h o w s that a l t h o u g h h e r a i s e s a n u m b e r o f i m p o r t a n t q u e s t i o n s , h e n o t o n l y fails t o a n s w e r t h e m , b u t misses s o m e o f t h e m o s t crucial aspects o f t h e p r o b l e m with w h i c h t h e e t h n o g r a p h e r is e n g a g e d . T h e m o s t i n t e r e s t i n g o f t h e s e , it s e e m s t o m e , is t h e p r o b l e m o f w h a t o n e m i g h t call " u n e q u a l - l a n g u a g e s " — a n d it is t h i s I w a n t n o w t o d i s c u s s i n s o m e d e t a i l . All g o o d translation seeks to r e p r o d u c e the structure o f a n alien d i s c o u r s e w i t h i n t h e translator's o w n l a n g u a g e . H o w t h a t s t r u c t u r e ( o r " c o h e r e n c e " ) is r e p r o d u c e d will, o f c o u r s e , d e p e n d o n t h e g e n r e c o n c e r n e d ("poetry," "scientific analysis," "narrative," e t c . ) , o n t h e r e s o u r c e s o f t h e translator's l a n g u a g e , as well as o n t h e i n t e r e s t s o f t h e t r a n s l a t o r a n d / o r h i s r e a d e r s h i p . A l l s u c c e s s f u l t r a n s l a t i o n is p r e m i s e d o n t h e fact t h a t it is a d d r e s s e d w i t h i n a specific l a n g u a g e , a n d t h e r e f o r e a l s o t o a s p e c i f i c s e t o f p r a c t i c e s , a specific f o r m o f life. T h e f u r t h e r t h a t f o r m o f life is f r o m t h e o r i g i n a l , t h e less m e c h a n i c a l is t h e r e p r o d u c t i o n . A s Walter B e n j a m i n wrote: " T h e l a n g u a g e o f a transla t i o n c a n — i n fact m u s t — l e t itself g o , s o t h a t it g i v e s v o i c e t o t h e intentio o f t h e o r i g i n a l n o t as r e p r o d u c t i o n b u t as h a r m o n y , as a s u p p l e m e n t t o t h e l a n g u a g e i n w h i c h it e x p r e s s e s itself, as its o w n k i n d o f intentio" ( 1 9 6 9 : 7 9 ) . It is, i n c i d e n t a l l y , f o r t h e r e a d e r t o e v a l u a t e t h a t intentio, not f o r t h e translator to p r e e m p t t h e evaluation. A g o o d translation s h o u l d a l w a y s p r e c e d e a c r i t i q u e . A n d w e c a n t u r n this a r o u n d b y say i n g t h a t a g o o d c r i t i q u e is always a n " i n t e r n a l " c r i t i q u e - — t h a t is, o n e b a s e d o n s o m e s h a r e d u n d e r s t a n d i n g , o n a j o i n t life, w h i c h it a i m s t o
T h e Concept o f Cultural Translation
157
e n l a r g e a n d m a k e m o r e c o h e r e n t . S u c h a c r i t i q u e — n o less t h a n t h e o b j e c t o f c r i t i c i s m — i s a p o i n t o f v i e w , a ( c o n t r a ) version, h a v i n g o n l y provisional a n d limited authority. W h a t h a p p e n s w h e n the languages concerned are so r e m o t e that it is v e r y difficult t o r e w r i t e a h a r m o n i o u s intentio? R u d o l f P a n n w i t z , q u o t e d i n t h e B e n j a m i n essay o n w h i c h I have j u s t d r a w n , m a k e s t h e following observation: O u r translations, even the best ones, proceed from a wrong premise. T h e y want to turn Hindi, Greek, English into German instead o f turning German into Hindi, Greek, English. O u r translators have a far greater reverence for the usage o f their o w n language than for the spirit of the foreign works. . . . T h e basic error o f the translator is that he preserves the state in which his o w n l a n g u a g e h a p p e n s to be instead of allowing his language to be powerfully af fected by the foreign tongue. Particularly w h e n translating from a language very remote from his o w n h e must go back to the primal elements o f language itself a n d penetrate to the point where work, image, and tone converge. H e m u s t e x p a n d and d e e p e n his language by means of the foreign language. (1969:80-81) T h i s call t o t r a n s f o r m a l a n g u a g e i n o r d e r t o t r a n s l a t e t h e c o h e r e n c e o f t h e o r i g i n a l , p o s e s a n i n t e r e s t i n g c h a l l e n g e t o t h e p e r s o n satis fied w i t h a n a b s u r d - s o u n d i n g t r a n s l a t i o n o n t h e a s s u m p t i o n t h a t t h e original m u s t have b e e n equally absurd: the g o o d translator d o e s n o t i m m e d i a t e l y a s s u m e t h a t u n u s u a l difficulty i n c o n v e y i n g t h e s e n s e o f a n a l i e n d i s c o u r s e d e n o t e s a fault i n t h e latter, b u t i n s t e a d critically e x a m i n e s t h e n o r m a l state o f h i s o r h e r own l a n g u a g e . T h e r e l e v a n t q u e s t i o n t h e r e f o r e is n o t h o w t o l e r a n t a n attitude t h e t r a n s l a t o r o u g h t t o d i s p l a y t o w a r d t h e o r i g i n a l a u t h o r ( a n abstract e t h i c a l d i l e m m a ) , b u t h o w s h e c a n test t h e t o l e r a n c e o f h e r o w n l a n g u a g e f o r a s s u m i n g unaccustomed forms. B u t t h i s p u s h i n g b e y o n d t h e limits o f one's h a b i t u a l u s a g e s , t h i s b r e a k i n g d o w n a n d r e s h a p i n g o f one's o w n l a n g u a g e t h r o u g h t h e p r o c e s s o f t r a n s l a t i o n , is n e v e r a n easy b u s i n e s s , i n p a r t b e c a u s e (if I m a y b e a l l o w e d a h y p o s t a t i z a t i o n ) it d e p e n d s o n t h e w i l l i n g n e s s o f t h e t r a n s l a t o r ' s language t o s u b j e c t itself t o this t r a n s f o r m i n g p o w e r . I a t t r i b u t e , s o m e w h a t fictitiously, v o l i t i o n t o t h e l a n g u a g e b e c a u s e I w a n t t o e m p h a s i z e t h a t t h e m a t t e r is l a r g e l y s o m e t h i n g t h e t r a n s l a t o r c a n n o t d e t e r m i n e b y i n d i v i d u a l activity ( a n y m o r e t h a n t h e i n d i v i d u a l s p e a k e r c a n a f f e c t t h e e v o l u t i o n o f his o r h e r l a n g u a g e ) — t h a t it is g o v e r n e d by institutionally defined p o w e r relations b e t w e e n the lan g u a g e s / m o d e s o f life c o n c e r n e d . T o p u t it c r u d e l y : b e c a u s e t h e l a n g u a g e s o f T h i r d World societies—including, o f course, t h e societies that social a n t h r o p o l o g i s t s h a v e traditionally s t u d i e d — a r e "weaker" i n relation to Western l a n g u a g e s (and today, especially to English), t h e y a r e m o i e likely t o s u b m i t t o f o r c i b l e t r a n s f o r m a t i o n i n t h e t r a n s l a t i o n
158
TALAL ASAD
p r o c e s s t h a n t h e o t h e r w a y a r o u n d . T h e r e a s o n f o r this is, first, t h a t i n their political-economic relations with T h i r d World countries, West e r n n a t i o n s h a v e t h e g r e a t e r ability t o m a n i p u l a t e t h e latter. A n d , s e c o n d , W e s t e r n l a n g u a g e s p r o d u c e a n d d e p l o y desired k n o w l e d g e m o r e readily than T h i r d World languages d o . ( T h e k n o w l e d g e that T h i r d W o r l d l a n g u a g e s d e p l o y m o r e easily is n o t s o u g h t by W e s t e r n s o c i e t i e s in quite t h e s a m e way, or for the s a m e reason.) T a k e m o d e r n A r a b i c as a n e x a m p l e . S i n c e t h e early n i n e t e e n t h century there has b e e n a g r o w i n g v o l u m e of material translated f r o m E u r o p e a n languages—especially French and English—into Arabic. T h i s i n c l u d e s scientific t e x t s as w e l l as "social s c i e n c e , " "history," " p h i l o s o p h y , " a n d "literature." A n d f r o m t h e n i n e t e e n t h century, Arabic as a l a n g u a g e h a s b e g u n as a result to u n d e r g o a t r a n s f o r m a t i o n (lex ical, g r a m m a t i c a l , s e m a n t i c ) t h a t is f a r m o r e r a d i c a l t h a n a n y t h i n g to b e identified in E u r o p e a n l a n g u a g e s — a transformation that has p u s h e d it t o a p p r o x i m a t e t o t h e latter m o r e c l o s e l y t h a n i n t h e p a s t . S u c h t r a n s f o r m a t i o n s s i g n a l i n e q u a l i t i e s i n t h e p o w e r (i.e., i n t h e ca pacities) o f t h e r e s p e c t i v e l a n g u a g e s in r e l a t i o n t o t h e dominant f o r m s o f d i s c o u r s e t h a t h a v e b e e n a n d a r e still b e i n g t r a n s l a t e d . T h e r e a r e v a r i e t i e s o f k n o w l e d g e t o b e l e a r n t , b u t also a h o s t o f m o d e l s t o b e i m i t a t e d a n d r e p r o d u c e d . I n s o m e c a s e s k n o w l e d g e o f t h e s e m o d e l s is a precondition for the production o f m o r e k n o w l e d g e ; in other cases it is a n e n d i n itself, a m i m e t i c g e s t u r e o f p o w e r , a n e x p r e s s i o n o f d e s i r e f o r t r a n s f o r m a t i o n . A r e c o g n i t i o n o f this w e l l - k n o w n fact r e m i n d s us that industrial capitalism transforms n o t only m o d e s o f p r o d u c t i o n b u t a l s o k i n d s o f k n o w l e d g e a n d styles o f life i n t h e T h i r d W o r l d . A n d with t h e m , f o r m s o f l a n g u a g e . T h e result o f h a l f - t r a n s f o r m e d styles o f life will m a k e f o r a m b i g u i t i e s , w h i c h a n u n s k i l l f u l W e s t e r n t r a n s l a t o r m a y s i m p l i f y in t h e d i r e c t i o n o f h i s o w n " s t r o n g " l a n g u a g e . W h a t d o e s this a r g u m e n t i m p l y f o r t h e a n t h r o p o l o g i c a l c o n c e p t o f c u l t u r a l t r a n s l a t i o n ? T h a t p e r h a p s t h e r e is a g r e a t e r stiffness i n e t h n o g r a p h i c linguistic c o n v e n t i o n s , a greater intrinsic resistance t h a n can b e o v e r c o m e by individual experiments in m o d e s o f e t h n o g r a p h i c representation. I n h i s p e r c e p t i v e e s s a y " M o d e s o f T h o u g h t , " w h i c h G e l l n e r criti cizes for m a k i n g over-charitable assumptions about the c o h e r e n c e o f " p r i m i t i v e t h o u g h t , " L i e n h a r d t h a s this t o say: W h e n we live with savages and speak their languages, learning to represent their experience to ourselves in their way, we come as near to thinking like t h e m as we can without ceasing to be ourselves. Eventually, we try to represent their conceptions systematically in the logical constructs we have been brought u p to use; and we hope, at best, thus to reconcile what can be expressed in their languages, with what can be expressed in ours. We mediate between their habits o f thought, which we have acquired with them, and those o f o u r
T h e Concept o f Cultural Translation
159
o w n society; in d o i n g so, it is not finally some mysterious "primitive philoso phy" that w e are exploring, but the further potentialities o f o u r thought and language. ( 1 9 5 4 : 9 6 - 9 7 ) I n t h e field, as L i e n h a r d t r i g h t l y s u g g e s t s , t h e p r o c e s s o f t r a n s l a t i o n t a k e s p l a c e at t h e v e r y m o m e n t t h e e t h n o g r a p h e r e n g a g e s w i t h a s p e cific m o d e o f l i f e — j u s t as a c h i l d d o e s in l e a r n i n g t o g r o w u p w i t h i n a s p e c i f i c c u l t u r e . Fie l e a r n s t o find h i s w a y in a n e w e n v i r o n m e n t , a n d a n e w l a n g u a g e . A n d like a c h i l d h e n e e d s t o v e r b a l i z e explicitly w h a t t h e p r o p e r w a y o f d o i n g t h i n g s is, b e c a u s e t h a t is h o w l e a r n i n g p r o c e e d s . (Cf. A . R. L u r i a o n " s y n p r a x i c s p e e c h " i n L u r i a a n d Y u d o v i c h 1 9 7 1 : 5 0 . ) W h e n t h e c h i l d / a n t h r o p o l o g i s t b e c o m e s a d e p t at a d u l t w a y s , w h a t h e h a s l e a r n t b e c o m e s implicit—as a s s u m p t i o n s i n f o r m i n g a s h a r e d m o d e o f life, w i t h all its r e s o n a n c e s a n d a r e a s o f u n c l a r i t y . B u t l e a r n i n g t o l i v e a n e w m o d e o f life is n o t t h e s a m e as l e a r n i n g a b o u t a n o t h e r m o d e o f life. W h e n a n t h r o p o l o g i s t s r e t u r n t o t h e i r c o u n t r i e s , t h e y m u s t w r i t e u p "their p e o p l e , " a n d t h e y m u s t d o s o i n the c o n v e n t i o n s o f representation already circumscribed (already "written a r o u n d , " "bounded") by their discipline, institutional life, a n d w i d e r society. "Cultural translation" m u s t a c c o m m o d a t e itself to a d i f f e r e n t l a n g u a g e n o t o n l y i n t h e s e n s e o f E n g l i s h as o p p o s e d t o D i n k a , o r E n g l i s h as o p p o s e d t o K a b b a s h i A r a b i c , b u t a l s o i n t h e s e n s e o f a B r i t i s h , m i d d l e class, a c a d e m i c g a m e as o p p o s e d t o t h e m o d e s o f l i f e o f t h e "tribal" S u d a n . T h e stiffness o f a p o w e r f u l e s t a b l i s h e d s t r u c t u r e o f life, w i t h its o w n d i s c u r s i v e g a m e s , its o w n " s t r o n g " l a n g u a g e s , is w h a t a m o n g o t h e r t h i n g s finally d e t e r m i n e s t h e e f f e c t i v e n e s s o f t h e t r a n s l a t i o n . T h e t r a n s l a t i o n is a d d r e s s e d t o a v e r y s p e c i f i c a u d i e n c e , w h i c h is w a i t i n g t o r e a d about a n o t h e r m o d e o f life a n d t o m a n i p u l a t e t h e t e x t it r e a d s a c c o r d i n g t o e s t a b l i s h e d r u l e s , n o t t o l e a r n to live a n e w m o d e o f life. If B e n j a m i n was right in p r o p o s i n g that translation m a y require n o t a mechanical r e p r o d u c t i o n o f the original but a h a r m o n i z a t i o n w i t h its intentio, it f o l l o w s t h a t t h e r e is n o r e a s o n w h y this s h o u l d b e d o n e o n l y i n t h e s a m e m o d e . I n d e e d , it c o u l d b e a r g u e d t h a t " t r a n s l a t i n g " a n a l i e n f o r m o f life, a n o t h e r c u l t u r e , is n o t a l w a y s d o n e b e s t t h r o u g h t h e representational discourse o f e t h n o g r a p h y , that u n d e r certain conditions a dramatic performance, the execution o f a dance, o r t h e p l a y i n g o f a p i e c e o f m u s i c m i g h t b e m o r e apt. T h e s e w o u l d all b e productions o f t h e o r i g i n a l a n d n o t m e r e i n t e r p r e t a t i o n s : t r a n s f o r m e d instances o f the original, n o t authoritative textual representa t i o n s o f it (cf. H o l l a n d e r 1 9 5 9 ) . B u t w o u l d t h e y b e t h o u g h t o f b y m o s t s o c i a l a n t h r o p o l o g i s t s as valid e x e r c i s e s in t h e " t r a n s l a t i o n o f c u l t u r e " ? I t h i n k n o t , b e c a u s e t h e y all r a i s e a n e n t i r e l y d i f f e r e n t d i m e n s i o n o f ( h e r e l a t i o n s h i p b e t w e e n t h e a n t h r o p o l o g i c a l "work" a n d its a u d i e n c e ,
TALAL ASAD
i6o
t h e q u e s t i o n o f d i f f e r e n t uses ( p r a c t i c e s ) , as o p p o s e d m e r e l y t o d i f f e r e n t writings and readings ( m e a n i n g s ) o f t h a t w o r k . A n d as social a n t h r o p o l o g i s t s w e a r e trained to translate o t h e r cultural l a n g u a g e s as texts, n o t to i n t r o d u c e o r enlarge cultural capacities, learnt f r o m o t h e r w a y s o f l i v i n g , i n t o o u r o w n . It s e e m s t o m e v e r y likely t h a t t h e n o t i o n o f c u l t u r e as text h a s r e i n f o r c e d this v i e w o f o u r task, b e c a u s e it f a c i l i t a t e s t h e a s s u m p t i o n t h a t t r a n s l a t i o n is essentially a m a t t e r o f v e r bal r e p r e s e n t a t i o n .
Reading Other Cultures T h i s inequality in the power o f languages, together with t h e f a c t t h a t t h e a n t h r o p o l o g i s t typically w r i t e s a b o u t a n i l l i t e r a t e ( o r a t any rate non-English-speaking) population for a largely a c a d e m i c , E n g l i s h - s p e a k i n g a u d i e n c e , e n c o u r a g e s a t e n d e n c y I w o u l d n o w like t o d i s c u s s : t h e t e n d e n c y t o r e a d t h e implicit i n a l i e n c u l t u r e s . A c c o r d i n g t o m a n y social a n t h r o p o l o g i s t s , t h e o b j e c t o f e t h n o g r a p h i c t r a n s l a t i o n is n o t t h e historically s i t u a t e d s p e e c h (that is t h e task o f t h e f o l k l o r i s t o r t h e l i n g u i s t ) , b u t "culture," a n d t o t r a n s l a t e c u l t u r e t h e a n t h r o p o l o g i s t m u s t first r e a d a n d t h e n r e i n s c r i b e t h e i m plicit m e a n i n g s t h a t l i e b e n e a t h / w i t h i n / b e y o n d s i t u a t e d s p e e c h . M a r y D o u g l a s p u t s this n i c e l y : T h e anthropologist w h o draws out the whole scheme of the cosmos which is implied in [the observed] practices does the primitive culture great violence if h e seems to present the cosmology as a systematic philosophy subscribed to consciously by individuals. . . . So the primitive world view which I have d e fined above is rarely itself an object of contemplation and speculation in the primitive culture. It has evolved as the appanage of other social institutions. T o this extent it is produced indirectly, and to this extent the primitive culture must be taken to be unaware o f itself, unconscious of its o w n conditions. (.1966:91) O n e difference b e t w e e n the anthropologist and the linguist in the m a t t e r o f t r a n s l a t i o n is p e r h a p s this: t h a t w h e r e a s t h e l a t t e r is i m m e d i a t e l y f a c e d w i t h a specific p i e c e o f d i s c o u r s e p r o d u c e d w i t h i n t h e s o c i e t y s t u d i e d , a d i s c o u r s e t h a t is then t e x t u a l i z e d , t h e f o r m e r m u s t c o n s t r u c t t h e d i s c o u r s e as a c u l t u r a l t e x t i n t e r m s o f m e a n i n g s implicit i n a r a n g e o f p r a c t i c e s . T h e c o n s t r u c t i o n o f c u l t u r a l d i s c o u r s e a n d its t r a n s l a t i o n t h u s s e e m t o b e f a c e t s o f a s i n g l e act. T h i s p o i n t is b r o u g h t o u t in Douglas's c o m m e n t s o n h e r o w n translations o f t h e m e a n i n g s o f t h e p a n g o l i n cult a m o n g the Lele: T h e r e are n o Lele books o f theology o r philosophy to state the m e a n i n g o f the cult. T h e metaphysical implications have not been expressed to m e in so many
T h e Concept o f Cultural Translation
161
words by Lele, nor did I even eavesdrop a conversation between diviners covering this g r o u n d . . . . What kind o f evidence for the meaning o f this cult, or o f any cult, can be sensibly d e m a n d e d ? It can have many different levels and kinds o f m e a n i n g . But t h e o n e o n which I g r o u n d my argument is the m e a n i n g which e m e r g e s out o f a pattern in which the parts can incontestably be shown to b e regularly related. N o o n e m e m b e r o f the society is necessarily aware o f the whole pat tern, any more than speakers are able to be explicit about the linguistic pat terns they employ. ( 1 9 6 6 : 1 7 3 — 74) I've s u g g e s t e d e l s e w h e r e ( A s a d 1983a) t h a t t h e a t t r i b u t i o n o f i m p l i c i t m e a n i n g s t o a n a l i e n p r a c t i c e regardless of whether they are acknowl edged by its agents is a c h a r a c t e r i s t i c f o r m of t h e o l o g i c a l e x e r c i s e , w i t h a n ancient history. H e r e I want to note that r e f e r e n c e to t h e linguistic patterns produced by speakers does not make a good analogy because l i n g u i s t i c patterns a r e n o t m e a n i n g s t o b e t r a n s l a t e d , t h e y a r e r u l e s t o b e s y s t e m a t i c a l l y d e s c r i b e d a n d a n a l y s e d . A n a t i v e s p e a k e r is a w a r e o f h o w such patterns should be produced even w h e n h e cannot verbalize t h a t k n o w l e d g e e x p l i c i t l y i n t h e f o r m of r u l e s . T h e a p p a r e n t lack of ability t o v e r b a l i z e s u c h s o c i a l k n o w l e d g e d o e s n o t n e c e s s a r i l y c o n s t i t u t e e v i d e n c e o f u n c o n s c i o u s m e a n i n g s (cf. D u m m e t t 1 9 8 1 ) . T h e c o n c e p t of "unconscious m e a n i n g " belongs to a theory o f the repressive u n c o n s c i o u s , s u c h as F r e u d ' s , i n w h i c h a p e r s o n m a y b e said t o " k n o w " something unconsciously. T h e b u s i n e s s o f i d e n t i f y i n g u n c o n s c i o u s m e a n i n g s i n t h e task o f " c u l t u r a l t r a n s l a t i o n " is t h e r e f o r e p e r h a p s b e t t e r c o m p a r e d t o t h e a c tivity o f t h e p s y c h o a n a l y s t t h a n t o t h a t o f t h e l i n g u i s t . I n d e e d B r i t i s h anthropologists have s o m e t i m e s presented their work in precisely t h e s e terms. T h u s David Pocock, a pupil o f Evans-Pritchard's, writes: In short, t h e work o f t h e social anthropologist may b e regarded as a highly c o m p l e x act o f translation in which author and translator collaborate. A m o r e precise analogy is that o f the relation between the psychoanalyst and his sub ject. T h e analyst enters the private world of his subject in order to learn the g r a m m a r o f his private language. If the analysis goes n o further it is no differ e n t in kind from the understanding which may exist between any two p e o p l e w h o know each other well.[!] It becomes scientific to the extent that the private l a n g u a g e o f intimate understanding is translated into a public language, how ever specialized from the layman's point of view, which in this case is the lan g u a g e o f psychologists. But the particular act o f translation does not distort the private experience of the subject and ideally it is, at least potentially, ac ceptable to h i m as a scientific representation o f it. Similarly, the model o f N u e r political life which emerges in Professor Evans-Pritchard's work is a sci entific m o d e l meaningful to his fellow-sociologists as sociologists, and it is effective because it is potentially acceptable to the Nuer in some ideal situation in
which they could be. supposed to be interested in themselves as men living in society. T h e collaboration o f natural scientists may from this point of view be seen as devel-
l62
TALAL ASAD
o p i n g l a n g u a g e enabling certain people to communicate with increasing sub tlety about a distinct area of natural p h e n o m e n a which is defined by the n a m e o f the particular science. T h e i r science is, in the literal m e a n i n g o f the term, their c o m m o n s e n s e , their c o m m o n meaning. T o move from this c o m m o n sense to the "common sense" of the wider public involves again an act o f translation. T h e situation of social anthropology, or sociology in general, is not at this level so very different. T h e difference lies in the fact that so ciological p h e n o m e n a are objectively studied only to the extent that their sub jective m e a n i n g is taken into account and that the people studied are poten tially capable of sharing the sociological consciousness that the sociologist has of them. (1961:88—89; emphasis added) I h a v e q u o t e d this r e m a r k a b l e p a s s a g e i n full b e c a u s e it states v e r y l u c i d l y a p o s i t i o n that is, I t h i n k , b r o a d l y a c c e p t a b l e t o m a n y a n t h r o p o l o g i s t s w h o w o u l d o t h e r w i s e c o n s i d e r t h e m s e l v e s t o b e e n g a g e d in v e r y d i f f e r e n t k i n d s o f e n t e r p r i s e . I h a v e q u o t e d it a l s o b e c a u s e t h e n a t u r e o f t h e c o l l a b o r a t i o n b e t w e e n " a u t h o r a n d t r a n s l a t o r " is n e a t l y b r o u g h t o u t i n t h e s u b s e q u e n t r e f e r e n c e t o t h e p s y c h o a n a l y s t as scientist: i f t h e a n t h r o p o l o g i c a l t r a n s l a t o r , like t h e a n a l y s t , h a s final a u t h o r i t y i n d e t e r m i n i n g t h e subject's m e a n i n g s — i t is t h e n t h e f o r m e r w h o b e c o m e s the real author o f t h e latter. I n this v i e w , "cultural t r a n s l a t i o n " is a matter o f d e t e r m i n i n g implicit m e a n i n g s — n o t the m e a n i n g s t h e na t i v e s p e a k e r actually a c k n o w l e d g e s in h i s s p e e c h , n o t e v e n t h e m e a n i n g s t h e n a t i v e l i s t e n e r n e c e s s a r i l y a c c e p t s , b u t t h o s e h e is " p o t e n t i a l l y c a p a b l e o f s h a r i n g " w i t h scientific a u t h o r i t y "in s o m e i d e a l s i t u a t i o n " : it is w h e n h e c a n say, f o r e x a m p l e , w i t h G e l l n e r , t h a t vox Dei is i n r e a l ity vox populi, t h a t h e u t t e r s t h e t r u e m e a n i n g o f his t r a d i t i o n a l d i s c o u r s e , a n e s s e n t i a l m e a n i n g o f h i s c u l t u r e . T h e fact t h a t i n t h a t "ideal situation" h e would n o longer b e a Muslim Berber tribesman, b u t s o m e t h i n g c o m i n g to resemble Professor Gellner, does not a p p e a r to worry such cultural translators. T h i s p o w e r to create m e a n i n g s for a subject t h r o u g h t h e n o t i o n o f t h e "implicit" o r t h e " u n c o n s c i o u s , " to authorize them, h a s o f c o u r s e b e e n d i s c u s s e d for t h e analyst-analysand relationship (e.g., recently in M a l c o l m 1982). It h a s n o t , to m y k n o w l e d g e , b e e n c o n s i d e r e d with r e g a r d t o w h a t t h e cultural translator d o e s . T h e r e are, o f course, i m p o r tant d i f f e r e n c e s in t h e case o f t h e a n t h r o p o l o g i s t . It m a y b e p o i n t e d o u t t h a t t h e latter d o e s n o t impose h i s t r a n s l a t i o n o n t h e m e m b e r s o f t h e society w h o s e cultural discourse h e unravels, that his e t h n o g r a p h y is t h e r e f o r e n o t a u t h o r i t a t i v e i n t h e w a y t h e analyst's c a s e s t u d y is. T h e a n a l y s a n d c o m e s t o t h e a n a l y s t , o r is r e f e r r e d t o t h e l a t t e r b y t h o s e w i t h a u t h o r i t y o v e r h i m , as a p a t i e n t i n n e e d o f h e l p . T h e a n t h r o p o l o gist, b y contrast, c o m e s to t h e society h e wants to read, h e sees h i m s e l f as a l e a r n e r , n o t as a g u i d e , a n d h e w i t h d r a w s f r o m t h e s o c i e t y w h e n h e h a s a d e q u a t e i n f o r m a t i o n t o i n s c r i b e its c u l t u r e . H e d o e s n o t c o n -
T h e Concept o f Cultural Translation
163
s i d e r t h e s o c i e t y , a n d n e i t h e r d o its m e m b e r s c o n s i d e r t h e m s e l v e s t o b e , sick: t h e s o c i e t y is n e v e r s u b j e c t t o t h e a n t h r o p o l o g i s t ' s a u t h o r i t y . B u t t h i s a r g u m e n t is n o t q u i t e as c o n c l u s i v e as it m a y s e e m a t first s i g h t . It r e m a i n s t h e c a s e t h a t t h e e t h n o g r a p h e r ' s t r a n s l a t i o n / r e p r e s e n t a t i o n o f a p a r t i c u l a r c u l t u r e is i n e v i t a b l y a t e x t u a l c o n s t r u c t , t h a t as r e p r e s e n t a t i o n it c a n n o t n o r m a l l y b e c o n t e s t e d b y t h e p e o p l e t o w h o m it is a t t r i b u t e d , a n d t h a t as a "scientific t e x t " it e v e n t u a l l y b e c o m e s a privileged e l e m e n t in t h e potential store o f historical m e m o r y for t h e nonliterate society c o n c e r n e d . I n m o d e r n a n d m o d e r n i z i n g societies, inscribed records have a greater p o w e r to s h a p e , to r e f o r m , s e l v e s a n d i n s t i t u t i o n s t h a n folk m e m o r i e s d o . T h e y e v e n c o n s t r u c t folk m e m o r i e s . T h e anthropologist's m o n o g r a p h m a y return, retrans lated, into a "weaker" T h i r d World language. In the long run, there f o r e , it is n o t t h e p e r s o n a l a u t h o r i t y o f t h e e t h n o g r a p h e r , b u t t h e s o cial a u t h o r i t y o f h i s e t h n o g r a p h y that m a t t e r s . A n d t h a t a u t h o r i t y is i n s c r i b e d i n t h e i n s t i t u t i o n a l i z e d f o r c e s of i n d u s t r i a l c a p i t a l i s t s o c i e t y ( s e e p a g e 1 5 8 a b o v e ) , w h i c h a r e c o n s t a n t l y tending t o p u s h t h e m e a n i n g s o f v a r i o u s T h i r d W o r l d s o c i e t i e s i n a s i n g l e d i r e c t i o n . T h i s is n o t t o s a y t h a t t h e r e a r e n o r e s i s t a n c e s t o this t e n d e n c y . B u t " r e s i s t a n c e " i n itself indicates t h e p r e s e n c e o f a d o m i n a n t force. I m u s t stress I a m n o t a r g u i n g t h a t e t h n o g r a p h y plays a n y g r e a t r o l e i n t h e r e f o r m a t i o n o f o t h e r c u l t u r e s . I n this r e s p e c t t h e e f f e c t s o f e t h n o g r a p h y cannot b e c o m p a r e d with s o m e other forms o f repre s e n t i n g s o c i e t i e s — f o r e x a m p l e , t e l e v i s i o n films p r o d u c e d i n t h e W e s t that are sold to T h i r d World countries. (That anthropologists recog n i z e t h e p o w e r o f t e l e v i s i o n is r e f l e c t e d , i n c i d e n t a l l y , i n t h e i n c r e a s i n g n u m b e r o f a n t h r o p o l o g i c a l films b e i n g m a d e f o r t h e m e d i u m in B r i t a i n . ) Still less c a n t h e effects o f e t h n o g r a p h y c o m p a r e w i t h t h e p o l i t i cal, e c o n o m i c , a n d m i l i t a r y c o n s t r a i n t s o f t h e w o r l d s y s t e m . M y p o i n t is o n l y t h a t t h e p r o c e s s o f "cultural t r a n s l a t i o n " is i n e v i t a b l y e n m e s h e d in conditions o f power—professional, national, international. A n d a m o n g t h e s e c o n d i t i o n s is t h e a u t h o r i t y o f e t h n o g r a p h e r s t o u n c o v e r t h e i m p l i c i t m e a n i n g s o f s u b o r d i n a t e s o c i e t i e s . G i v e n t h a t t h a t is s o , t h e i n t e r e s t i n g q u e s t i o n f o r e n q u i r y is n o t w h e t h e r , a n d i f s o t o w h a t e x t e n t , a n t h r o p o l o g i s t s s h o u l d b e relativists o r r a t i o n a l i s t s , critical o r charitable, toward other cultures, but h o w p o w e r enters into t h e pro c e s s o f " c u l t u r a l t r a n s l a t i o n , " s e e n b o t h as a d i s c u r s i v e a n d as a n o n discursive practice.
Conclusion F o r s o m e y e a r s I h a v e b e e n e x e r c i s e d b y this p u z z l e . H o w is it that t h e a p p r o a c h e x e m p l i f i e d b y Gellner's p a p e r r e m a i n s a t t r a c t i v e t o
164
TALAL ASAD
s o m a n y a c a d e m i c s i n s p i t e o f its b e i n g d e m o n s t r a b l y f a u l t y ? Is it p e r
G E O R G E E. M A R C U S
h a p s b e c a u s e t h e y a r e i n t i m i d a t e d b y a style? W e k n o w , o f c o u r s e , t h a t a n t h r o p o l o g i s t s , like o t h e r a c a d e m i c s , l e a r n n o t m e r e l y t o u s e a s c h o l arly l a n g u a g e , b u t t o f e a r it, t o a d m i r e it, t o b e c a p t i v a t e d b y it. Yet t h i s d o e s n o t q u i t e a n s w e r t h e q u e s t i o n b e c a u s e it d o e s n o t tell u s why s u c h a scholarly style s h o u l d c a p t u r e so m a n y intelligent p e o p l e . I n o w p u t f o r w a r d t h i s t e n t a t i v e s o l u t i o n . W h a t w e h a v e h e r e is a style e a s y t o t e a c h , t o l e a r n , a n d t o r e p r o d u c e (in e x a m i n a t i o n a n s w e r s , a s s e s s m e n t e s s a y s , a n d d i s s e r t a t i o n s ) . It is a s t y l e t h a t f a c i l i t a t e s t h e t e x t u a l i z a t i o n
Contemporary Problems of Ethnography in the Modern World System
o f o t h e r cultures, that e n c o u r a g e s the construction o f d i a g r a m m a t i c a n s w e r s t o c o m p l e x c u l t u r a l q u e s t i o n s , a n d t h a t is w e l l s u i t e d t o a r r a n g i n g f o r e i g n c u l t u r a l c o n c e p t s in c l e a r l y m a r k e d h e a p s o f " s e n s e " o r " n o n s e n s e . " A p a r t f r o m b e i n g easy to teach a n d to imitate, this style p r o m i s e s visible results that can readily be g r a d e d . S u c h a style m u s t s u r e l y b e at a p r e m i u m in a n established university discipline that as p i r e s t o standards o f s c i e n t i f i c objectivity. Is t h e p o p u l a r i t y o f t h i s s t y l e , t h e n , not a reflection of the kind of pedagogic institution we inhabit? A l t h o u g h it is n o w m a n y y e a r s s i n c e G e l l n e r ' s p a p e r w a s first p u b l i s h e d , it r e p r e s e n t s a d o c t r i n a l p o s i t i o n t h a t is still p o p u l a r t o d a y .
E t h n o g r a p h i e s h a v e a l w a y s b e e n w r i t t e n in t h e c o n t e x t h i s t o r i c c h a n g e : t h e f o r m a t i o n o f state s y s t e m s a n d t h e
of
evolution
o f a w o r l d political e c o n o m y . B u t aside f r o m the use o f a f e w wellestablished t e c h n i q u e s for taking into account c h a n g e , history, a n d p o litical e c o n o m y ,
1
e t h n o g r a p h e r s of an interpretive b e n t — m o r e inter-
I have in m i n d the sociologism according to which religious i d e o l o g i e s a r e s a i d t o g e t t h e i r r e a l m e a n i n g f r o m t h e political o r e c o n o m i c s t r u c t u r e , a n d t h e s e l f - c o n f i r m i n g m e t h o d o l o g y a c c o r d i n g to w h i c h t h i s r e d u c t i v e s e m a n t i c p r i n c i p l e is e v i d e n t t o t h e ( a u t h o r i t a t i v e ) a n t h r o p o l o g i s t a n d n o t t o t h e p e o p l e b e i n g w r i t t e n abo.ut. T h i s p o s i t i o n t h e r e f o r e a s s u m e s t h a t it is n o t o n l y p o s s i b l e b u t n e c e s s a r y f o r t h e a n t h r o p o l o g i s t t o a c t as t r a n s l a t o r a n d critic at o n e a n d t h e s a m e t i m e . I r e g a r d t h i s p o s i t i o n as u n t e n a b l e , a n d t h i n k t h a t it is r e l a t i o n s a n d p r a c t i c e s o f p o w e r t h a t g i v e it a m e a s u r e o f viability. (For a critical d i s c u s s i o n o f t h i s p o s i t i o n as it r e l a t e s t o I s l a m i c h i s t o r y , s e e A s a d 1980.) T h e positive p o i n t I h a v e tried to m a k e in t h e c o u r s e o f m y inter r o g a t i o n o f Gellner's text has to d o with w h a t I have called the inequal ity o f l a n g u a g e s . I h a v e p r o p o s e d t h a t t h e a n t h r o p o l o g i c a l e n t e r p r i s e o f c u l t u r a l t r a n s l a t i o n m a y b e v i t i a t e d by t h e fact t h a t t h e r e a r e a s y m metrical t e n d e n c i e s a n d pressures in the l a n g u a g e s o f d o m i n a t e d a n d d o m i n a n t societies. A n d I h a v e s u g g e s t e d that a n t h r o p o l o g i s t s n e e d to e x p l o r e t h e s e p r o c e s s e s i n o r d e r to d e t e r m i n e h o w f a r t h e y g o i n d e fining
t h e possibilities a n d t h e limits o f effective translation.
I n addition to the members of the Santa Fe seminar who discussed an early draft of this article—and especially Paul Rabinow, who commented on it at length—I wish to thank Tanya Baker, John Dixon, Rodney Needham, and Keith Nield for their helpful criticism.
1. T h e two most common modes for self-consciously fixing ethnography in his toric time are what I shall call the salvage mode and the redemptive mode. I n the sal vage mode, the ethnographer portrays himself as "before the deluge," so to speak. Signs of fundamental change are apparent, but the ethnographer is able to salvage a cultural state on the verge of transformation. This rhetoric is most transparent when a succession of ethnographers writing on the same cultural subject position themselves historically in the same momentous way; each ethnographer is "before the deluge," but nonetheless each finds a culture he or she can relate to previous representations without much sensitivity to historical change between periods of fieldwork. I n the redemptive mode, the ethnographer demonstrates the survival of distinctive and authentic cultural systems despite undeniable changes. T h e redemption of cultural authenticity is often undertaken and measured against some imputed pre-modern or pre-capitalist state— the "golden age" motif—or else a spatial, rather than temporal, preserve is found for cultural authenticity amidst transformation—the anthropologist's Odyssey up-river or to the back country to situate fieldwork where "they still do it." Rabinow's Moroccan fieldwork (1977) as epic journey employs this narrative posture, but in the end, he ex plodes the illusion that the pure ethnographic subject can be found even in the back country. I n his recent sophisticated Samoan ethnography, Shore (1982) elides the his toric context by this move of finding spatially a place for ethnography free of the un wanted complications of a compellingly present world-historical political economy. T h e r e are many similar examples of magisterial ethnographies that make their contri butions at the cost of such maneuvers. What is finally shaking ethnography free of these ahistorical modes of taking account of the historical contexts of its production are ex periments either oriented explicitly to locating their subjects within the framework of historicist world-system perspectives or probing the nature of historical consciousness in their subjects' lives. T h e latter kind of experiment, involving the simultaneous repre sentation of multiple temporal perspectives, opens up ethnography to issues of history and historical narrative in unprecedented ways, which go far beyond merely embed ding ethnographic subjects more effectively in Western historical narratives. Renato Rosaldo's recent account (1980) of the Ilongot histories is a key experiment in this vein. H e , too, ends with a "before the deluge" motif, but the sense of being on the verge of
GEORGE E. MARCUS
i66
E t h n o g r a p h y in the Modern World System
167
e s t e d in p r o b l e m s o f cultural m e a n i n g t h a n in social a c t i o n — h a v e n o t
fashions alone. E v e n c o n t i n u i n g efforts to build m a c r o perspectives
g e n e r a l l y r e p r e s e n t e d the ways in which closely o b s e r v e d
are infused with concerns about matters o f micro description and in
cultural
w o r l d s are e m b e d d e d in larger, m o r e i m p e r s o n a l systems. N o r h a v e
t e r p r e t a t i o n . I n t h e field o f p o l i t i c a l e c o n o m y , w h i c h c a n b e s e e n a s a
t h e y p o r t r a y e d t h e role o f these worlds in the sort o f events a n d p r o
c o n t i n u i n g c o m m e n t a r y u p o n w o r l d c o n d i t i o n s in t e r m s m o s t r e l e
c e s s e s t h a t m a k e h i s t o r y , s o to s p e a k , p e r h a p s b e c a u s e e t h n o g r a p h y a s
v a n t t o W e s t e r n o f f i c i a l d o m a n d statecraft, t h e m a j o r r e c e n t i n n o v a
d e s c r i p t i o n h a s n e v e r b e e n p a r t i c u l a r l y a m b i t i o u s i n this w a y . C h a n g e
t i o n i n e f f o r t s at m a c r o s y s t e m b u i l d i n g h a s b e e n t h e w o r l d - s y s t e m
a n d t h e larger f r a m e w o r k s o f local politics have usually b e e n t r e a t e d in
p e r s p e c t i v e i n t r o d u c e d by I m m a n u e l W a l l e r s t e i n d u r i n g t h e
separate theoretical or conceptual discourse with s o m e e t h n o g r a p h i c
1 9 7 0 s . T h e a d e q u a c y o f Wallerstein's c e n t e r - p e r i p h e r y
detail a d d e d for illustration. T h e descriptive space o f e t h n o g r a p h i e s
a n d h i s o v e r v i e w i n t e r p r e t a t i o n s o f h i s t o r y a r e t h e s u b j e c t o f lively d e
itself has n o t s e e m e d an appropriate c o n t e x t for w o r k i n g t h r o u g h c o n
bate, d e p e n d e n t significantly o n discussions o f local situations. T h e
c e p t u a l p r o b l e m s o f this larger o r d e r . T h e w o r l d o f larger s y s t e m s a n d
i m p o r t a n t i n f l u e n c e a n d a p p e a l o f his w o r k h a s b e e n t h e i n t r o d u c t i o n
e v e n t s h a s t h u s o f t e n b e e n s e e n as e x t e r n a l l y i m p i n g i n g o n a n d b o u n d
o f a f r a m e w o r k for the intimate reassociation o f history a n d social
i n g little w o r l d s , b u t n o t as i n t e g r a l t o t h e m .
t h e o r y . T h i s h a s as its p r a c t i c a l r e s e a r c h i m p e r a t i v e t h e d o i n g o f l o c a l -
I n a n t h r o p o l o g y a n d all o t h e r h u m a n s c i e n c e s at t h e
moment,
early
formulation
l e v e l s t u d i e s o f p r o c e s s e s a n d t h e i r social c o n s t r u c t i o n — i n
other
"high" theoretical d i s c o u r s e — t h e b o d y o f ideas that authoritatively
w o r d s , o f e t h n o g r a p h y s e n s i t i v e t o its c o n t e x t o f h i s t o r i c a l p o l i t i c a l
u n i f y a f i e l d — i s in disarray. T h e m o s t interesting a n d provocative t h e o
economy.
3
retical w o r k s n o w are precisely those that point to practice (see O r t n e r
W h a t t h e a p p r o p r i a t e facts o f social t h e o r y a r e a n d h o w t o r e p r e
1 9 8 4 ) , t h a t is, t o a b o t t o m - u p r e f o r m u l a t i o n o f classic q u e s t i o n s , w h i c h
s e n t t h e m c o m b i n i n g b o t h i n t e r p r e t a t i o n a n d e x p l a n a t i o n is t h u s a
h i n g e s o n h o w t h e p r e v i o u s l y t a k e n - f o r - g r a n t e d facts o f h i g h t h e o r y
c u r r e n t topic o f w i d e s p r e a d interest that can be p o s e d
are to be r e p r e s e n t e d .
2
T h e s e works constitute r e n e w e d assaults o n
p o s i t i v i s t p e r s p e c t i v e s , r e a r m e d by t h e p o s t w a r h e r m e n e u t i c ,
phe-
rhetorically
a n d repetitively in theoretical discourse, but can only be p u r s u e d in the doing of
fieldwork
a n d t h e w r i t i n g o f e t h n o g r a p h y . T h i s is w h y
n o m e n o l o g i c a l , a n d semiotic fashions in Continental p h i l o s o p h y that
e t h n o g r a p h y — h i t h e r t o w i d e l y v i e w e d o u t s i d e a n t h r o p o l o g y as m a r
a r e finally h a v i n g a n i m p a c t o n A n g l o - A m e r i c a n s o c i a l t h o u g h t . T h e
g i n a l i n b o t h its p r a c t i c e ( m e r e d e s c r i p t i o n ) a n d its s u b j e c t m a t t e r ( t h e
c o n c e p t s o f structure o n w h i c h such perspectives d e p e n d e d are really
primitive, the exotic, alien o t h e r ) — h a s b e e n a p p r o p r i a t e d by a n u m
processes that m u s t be u n d e r s t o o d f r o m the point o f view o f the actor,
b e r o f fields that s o m e t i m e s r e c o g n i z e a n t h r o p o l o g y ' s labor in this
a realization that raises p r o b l e m s o f interpretation a n d p r e s e n t s o p
vineyard, and sometimes do not.
4
p o r t u n i t i e s f o r i n n o v a t i o n i n w r i t i n g a c c o u n t s o f social reality. T h i s shift o f theoretical c o n c e r n toward p r o b l e m s o f microsocial description a n d contextuality can hardly be attributed to intellectual fundamental transformation is far more convincing in his text because it grows out of an account in which the forms of Ilongot historic consciousness intersecting with our privileging of global world history have been the unrelieved focus. 2. During the mid-1970s, this practice-focused attack on positivist high theory was itself conducted within the genre of abstract theoretical discussion, separate from, and pointing to, genres of practice. By the 1980s, this critique has moved to a suspension of paradigmatic authority and a questioning of the utility of system building in favor of free play and experimentation in the specific rendering of accounts of social life. A per fect example of the shift in emphasis toward the more substantively ethnographic and experimental among the "high" theory treatments of the challenge to positivism is the evolving work of Richard J. Bernstein. I n his The Restructuring of Social and Political The ory, published in 1976, Bernstein, like Anthony Giddens (1979), monitors the challenge to predominant Anglo-American social theory and endorses the apparent evolution of a new kind of theory. I n his Beyond Objectivism and Relativism: Science, Hermeneutics, and Practice, published in 1983, Bernstein focuses strongly on practice. Significantly, he ends with a plea for the production of open-ended dialogic works, which is precisely where the most radically experimental ethnographies have been heading.
3. This move toward the ethnographic in American academic political economy, I would argue, is related to a widely perceived decline of the post-World War I I interna tional order in which America has held a hegemonic position and to an undermining of the American form of the welfare state itself. A sense of profound transition in the foundations of domestic and international reality, as seen from the American perspec tive, has in turn been reflected intellectually in a widespread retreat from theoretically centralized and organized fields of knowledge. Goals of organizing scholarly practice in such diverse fields as history, the social sciences, literature, art, and architecture have given way to fragmentation and a spirit of experimentation that aims to explore ways to evoke and represent diversity in social life—to convey the richness of experience, to probe the meaning of details of everyday life, to remember symbols and associations long forgotten. Among the vehicles of experimentation, precocious in relation to this trend, is ethnography in anthropology. 4. A t the present moment, anthropology both attracts and repels those caught by the spirit of experimentation in a diversity of fields. It is ethnography that primarily attracts. We find philosophers, literary critics, historians, and political economists read ing ethnographies of the Balinese and Azande, not out of intrinsic interest in the sub ject mailer, bui for their distinctive textual devices and modes of exploring theoretical issues in I he process of ethnographic representation itself. It is the traditional subject mailer of anthropology—the primitive or alien other—that primarily repels, or, rather, underfills ihe full potential of anthropology's relevance in a widespread intellectual
GEORGE E. MARCUS
i68
This paper explores how the conventions of ethnographic writing
E t h n o g r a p h y in the M o d e r n World System in detail o n e major variety o f s u c h c o n t e m p o r a r y
16g experimentation
a n d t h e e n t h o g r a p h i c posture o f authority m e r g e in single texts with
w i t h t h e e t h n o g r a p h i c g e n r e — n a m e l y , its c o n t r i b u t i o n t o t h e u n d e r
t h e k i n d o f analytic tasks o f macrosocial t h e o r y m e n t i o n e d a b o v e . I n
s t a n d i n g o f t h e o p e r a t i o n o f capitalist political e c o n o m y . T h e g e n e r a l
d e e d , e t h n o g r a p h y h a s s h o w n the effects o f major e v e n t s a n d l a r g e
p o i n t s m a d e in t h e n e x t s e c t i o n a b o u t t h e t e x t u a l strategies o f s u c h
s y s t e m s o n t h e e v e r y d a y life o f t h o s e usually p o r t r a y e d as victims ( t h e
e x p e r i m e n t s will t h e n b e d e v e l o p e d b y a n e x t e n d e d c o m m e n t a r y
subjects o f e t h n o g r a p h y
P a u l Willis's Learning
have usually b e e n victims, or, because
of
to Labour
on
(1981).
m o d e r n e n t h o g r a p h y ' s c o m m i t m e n t t o s o c i a l c r i t i c i s m , t h e y h a v e at l e a s t b e e n p o r t r a y e d as s u c h ) , b u t it h a s r a r e l y b e e n d i r e c t e d t o a n
Ethnography and the Invisible Hand
s w e r i n g macrosociological questions about the causes o f events o r the constitution o f major systems and processes, usually r e p r e s e n t e d m o r e 5
f o r m a l l y a n d abstractly in o t h e r c o n c e p t u a l l a n g u a g e s . 1 shall a d d r e s s
Since the mid-1970s there has b e e n n o shortage o f works ad d r e s s i n g what A n t h o n y G i d d e n s (1979) has called the central p r o b l e m s o f social theory: the integration o f action perspectives, s t a n d i n g
trend, which it has long anticipated. T h e figure of the primitive or the alien other is no longer as compelling as it was in similar experimental periods (e.g., the late nineteenth century and the 1920s and 1930s). Global homogenization is more credible than ever before, and though the challenge to discover and represent cultural diversity is strong, doing so in terms of spatio-temporal cultural preserves of otherness seems outmoded. Rather, the strongest forms of difference are now defined within our own capitalist cul tural realm, gender and lifestyle constructs being two prominent fields of representa tion for exploring difference. T h e Samoan or Trobriand islander, juxtaposed to us, is no longer as convincing or believable a figure for an alternative way of being as he once was in a less saliently perceived world order of interpenetrating common concerns. What is more, linked to this perception of the declining significance of the primitive is the notion that anthropology is losing its raison d'etre. I t is unfortunate, and certainly an artifact of current intellectual moods, both that strong evidence running counter to perceptions of homogenization is ignored for lack of interest, and that anthropology has been received in such a limited way, associated more with its exotic subject matter than with its distinctive mode of understanding reality. 5. A sense of experimentation pervades contemporary ethnographic writing even among those who continue to write well within the tradition o f realist conventions. What motivates experiments is the recognition of a much more complex world, which challenges the traditional modes of representing cultural difference in ethnographic writing. I view the experimental responses to this challenge as moving in two divergent directions. One trend of experimentation is intensely concerned with getting at the rep resentation o f authentic other-cultural experience, with going beyond existing inter pretive or symbolic perspectives on cultural meaning toward the most deep-seated and radical level at which difference can be evoked. Some of these experiments, those that fix on differing cultural constructions of the person, remain true to realist conventions. Others shift more radically to modernist concerns with textual form; other cultural experience can only be evoked or represented by a fundamental change in the way we think about the construction of ethnographic texts. Dialogic interchanges between eth nographer and other, the sharing of textual authority with subjects themselves, auto biographical recounting as the only appropriate form for merging other cultural expe rience with the ethnographer's own—these are all attempts to change radically the way the conventional subject matter of ethnography has been constituted in order to convey authentically other cultural experience. T h e other trend of experimentation, and the one to which I limit myself in this paper, is relatively well satisfied with the means interpretive anthropology has devel oped to represent cultural difference, but instead explores new and more effective ways in which ethnographic texts can take account of the manner in which world-historical political economy constitutes their subjects. These experiments remain well within real ist conventions, but they are no less innovative in the kinds of texts they generate.
f o r t h e positivist p a r a d i g m p r e d o m i n a n t in p o s t w a r A n g l o - A m e r i c a n social t h o u g h t ,
with m e a n i n g perspectives, standing for the
p r e t i v e p a r a d i g m , w h i c h h a s e f f e c t i v e l y c h a l l e n g e d it. B u t f e w
inter such
w o r k s h a v e b e e n p o s e d as t h e o r i e s o f practice, e l i d i n g for t h e m o m e n t t h e p e n c h a n t in W e s t e r n social t h o u g h t for abstract, a l l - e n c o m p a s s i n g p a r a d i g m a t i c s t r u c t u r e s t o t h e o r y ( B o u r d i e u ' s Outline Practice
of a Theory
[ 1 9 7 7 ] is p e r h a p s t h e k e y , a n d m o s t i n f l u e n t i a l ,
of
exception).
E v e n r a r e r are w o r k s fully r e c o g n i z i n g that t h e c h a l l e n g e o f inter p r e t i v e a p p r o a c h e s d o e s n o t r e a l l y p o s e a p r o b l e m of g r a n d t h e o r e t i cal s y n t h e s i s so m u c h as p r o b l e m s o f textual r e p r e s e n t a t i o n .
6
Perhaps the most sophisticated statement of the intimate linkage b e t w e e n k n o w l e d g e o f m o d e r n s o c i e t y a n d its r e p r e s e n t a t i o n i n r e a l i s t g e n r e s o f w r i t i n g is i n t h e w o r k s o f B r i t i s h l i t e r a r y a n d c u l t u r a l c r i t i c R a y m o n d W i l l i a m s . It is w o r t h q u o t i n g h i m at l e n g t h f r o m a b o o k l e n g t h s e r i e s o f i n t e r v i e w s that s u r v e y his writings: It is very striking that the classic technique devised in response to the impos sibility o f u n d e r s t a n d i n g contemporary society from e x p e r i e n c e , the statistical
6. One recent volume that does seem to locate the problem of integrating systems and meaning perspectives in that of textual representation is Advances in Social Theory and Methodology, edited by K. Knorr-Cetina and A. V. Cicourel (1981). As Knorr-Cetina frames the problem, advances in the study of microprocesses during the past decade or so have overwhelmed those in the study of macrosystems. T h e question then is not how micro and macro perspectives can be equally integrated, but how macro perspectives can be brought back into accounts of microsituations and processes. Knorr-Cetina re views three techniques for integrating micro and macro levels textually. First, the macrosystem may be portrayed as the mere summation of microsituations or processes. Second, the macro may be represented as a result of the totality of unintended conse quences emanating from the multitude of microsituations. T h i r d , macrosystems may be represented as they are subtly imagined or registered within the ongoing life pro cesses of an intensely studied and interpreted microsituation. Knorr-Cetina dismisses the first technique, as do I . O f the remaining two, she finds the third most attractive and least problematic:.
170
"
GEORGE E. MARCUS
m o d e of analysis, had its precise origins within the period o f which you are speaking. For without the combination of statistical theory . . . and arrange ments for collection of statistical data . . . the society that was e m e r g i n g out of the industrial revolution was literally unknowable. I tried to d e v e l o p this con trast in The Country and the City between the knowable community, a term used with irony because what is known is shown to be incomplete, and the new sense of the darkly unknowable. . . . New forms had to be devised to pene trate what was rightly perceived to be to a large extent obscure. . . . From the industrial revolution onwards, qualitatively altering a permanent problem, there has d e v e l o p e d a type o f society which is less interprétable from experi e n c e — m e a n i n g by experience a lived contact with the available articulations, including their comparison. T h e result is that we have become increasingly conscious of the positive power of techniques of analysis, which at their maxi m u m are capable of interpreting, let us say, the movements of an integrated world economy, and of the negative qualities of a naive observation which can never gain knowledge of realities like these. . . . Experience becomes a for b i d d e n word, whereas what we ought to say about it is that it is a limited word, for there are many kinds of knowledge it will never give us, in any of its ordi nary senses. T h e general problem which has exercised many producers—perhaps more often in plays than in novels—is whether to break with the realist tradition altogether or to try to extend it. I think there is a case for seeing how far cer tain areas which the bourgeois form typically excluded could now be inte grated in the novel. . . . T h a t has produced extreme complications for the traditional form because it did d e p e n d , in my view, on the idea of a knowable community, and now we are faced with the .fact that this cannot be called a c o m m u n i t y and is not knowable in former ways. T h e result is an e x t r e m e crisis of form. . . . But I think that a much more extensive theoretical discus sion of the possibilities in all the available forms is necessary. . . . Alongside this theoretical debate we need a lot of examples of practice, so that people can see how far a particular form can be taken. We must be very experimental a b o u t i t . (Williams i g 8 i : 1 6 4 - 6 5 , 2 7 2 - 7 3 )
Ethnography in the M o d e r n World System
171
m e a n i n g , yet insistent o n e m b e d d i n g analyses o f e v e r y d a y life in M a r x i s t p e r s p e c t i v e s o n capitalist political e c o n o m y . H e h a s o b v i o u s l y b e e n a major influence o n Marxist scholars o f culture, especially those, s u c h as P a u l Willis, w h o h a v e f o u n d a t e x t u a l m e d i u m i n e t h n o g r a p h y . W i l l i a m s d e f i n e s t h e p r o b l e m f o r t h o s e e t h n o g r a p h e r s c o n c e r n e d as w r i t e r s e q u a l l y w i t h f o r m s o f life a n d w o r l d s y s t e m s . G i v e n the past c o m m i t m e n t o f a n t h r o p o l o g y to holistic r e p r e s e n tation a n d allusion in e t h n o g r a p h y , h o w m i g h t an a d e q u a t e a c c o u n t b e c o n s t r u c t e d i n t h e t e r m s w e h a v e s o far d i s c u s s e d ? W h a t is h o l i s m o n c e t h e l i n e b e t w e e n t h e local w o r l d s o f s u b j e c t s a n d t h e g l o b a l w o r l d o f s y s t e m s b e c o m e s radically b l u r r e d ? H o w , t h e n , is t h e r e p r e s e n t a t i o n a l s p a c e o f t h e realist e t h n o g r a p h y to b e t e x t u a l l y b o u n d e d a n d c o n t a i n e d in the c o m p e l l i n g recognition o f the larger systems c o n t e x t s o f a n y e t h n o g r a p h i c subjects? T w o m o d e s o f t e x t c o n s t r u c t i o n s u g g e s t themselves. First, by s e q u e n t i a l n a r r a t i v e a n d t h e e f f e c t o f s i m u l t a n e i t y , t h e e t h n o g r a p h e r m i g h t try in a s i n g l e t e x t to r e p r e s e n t m u l t i p l e , b l i n d l y i n t e r d e p e n d e n t locales, each e x p l o r e d ethnographically a n d mutually l i n k e d b y t h e i n t e n d e d a n d u n i n t e n d e d c o n s e q u e n c e s o f activities within t h e m . If the intent w e r e merely to d e m o n s t r a t e r a n d o m interd e p e n d e n c i e s b y w h i c h e v e r y o n e is u n e x p e c t e d l y c o n n e c t e d t o e v e r y o n e e l s e in t h e m o d e r n w o r l d , if o n l y y o u l o o k e d h a r d e n o u g h , t h i s w o u l d b e a n a b s u r d a n d p o i n t l e s s p r o j e c t — t o s h o w , say, t h e c o n n e c tion b e t w e e n m e n t a l health in A m e r i c a a n d the price o f tea in China. R a t h e r , t h e p o i n t o f this k i n d o f p r o j e c t w o u l d b e to start w i t h s o m e p r i o r v i e w o f a s y s t e m a n d to p r o v i d e a n e t h n o g r a p h i c a c c o u n t o f it, b y s h o w i n g t h e f o r m s o f local life t h a t t h e s y s t e m e n c o m p a s s e s , a n d t h e n l e a d i n g t o n o v e l o r r e v i s e d v i e w s o f t h e n a t u r e o f t h e s y s t e m it self, t r a n s l a t i n g its a b s t r a c t q u a l i t i e s i n t o m o r e fully h u m a n t e r m s .
F o r this e x p e r i m e n t a l a n d e t h n o g r a p h i c m o m e n t i n t h e h i s t o r y o f W e s t e r n social t h e o r y , W i l l i a m s h a s p r e c i s e l y d e f i n e d t e x t c o n s t r u c t i o n as t h e c r u c i b l e f o r i n t e g r a t i n g t h e m a c r o i n t o t h e m i c r o , c o m b i n i n g a c c o u n t s o f i m p e r s o n a l s y s t e m s i n t o r e p r e s e n t a t i o n s o f l o c a l l i f e as cultural f o r m s b o t h a u t o n o m o u s a n d constituted by the larger o r d e r . It is n o t i m p o r t a n t t h a t W i l l i a m s is t a l k i n g a b o u t t h e n o v e l , w h e r e a s w e a r e d e a l i n g w i t h e t h n o g r a p h y a n d i n t e r p r e t i v e a n a l y s i s . W i t h t h e lat t e r i n f a s h i o n , practical p r o b l e m s o f d e s c r i p t i o n a n d e x p o s i t i o n h a v e b e c o m e m u c h like t h e p r o b l e m s o f t h e socialist realist n o v e l i n t h e t w e n t i e t h c e n t u r y , Williams's p r i m a r y c o n c e r n .
M a r k e t s ( A d a m Smith's i n v i s i b l e h a n d ) a n d capitalist m o d e s o f p r o d u c t i o n , d i s t r i b u t i o n , a n d c o n s u m p t i o n (Marx's v e r s i o n o f t h e i n visible h a n d — c o m m o d i t y fetishism) are p e r h a p s the m o s t o b v i o u s v i e w s o f s y s t e m s as o b j e c t s f o r e x p e r i m e n t a t i o n w i t h m u l t i - l o c a l e e t h n o g r a p h i e s . T h e s e w o u l d e x p l o r e two or m o r e locales a n d s h o w their interconnections over time and simultaneously. While there are texts l i k e t h i s i n fiction ( f o r e x a m p l e , A l e k s a n d e r S o l z h e n i t s y n ' s The First Circle), I k n o w o f n o n e in t h e l i t e r a t u r e o f e t h n o g r a p h y . H o w e v e r , s u c h m u k i - l o c a l e e t h n o g r a p h y is o f t e n e v o k e d t h e s e d a y s , e s p e c i a l l y a m o n g c e r t a i n p o l i t i c a l e c o n o m i s t s , as a s o r t o f i d e a l f o r e x p e r i m e n t a t i o n in realist e t h n o g r a p h y .
W i l l i a m s s h a r e s t h e E n g l i s h M a r x i s t t r a d i t i o n , a n d p a r t i c u l a r l y its e m p h a s i s o n culture, with those w h o s e e m to b e p r o d u c i n g the m o s t s o p h i s t i c a t e d realist e t h n o g r a p h y , s e n s i t i v e t o p r o b l e m s o f c u l t u r a l
T h e difficulties o f w r i t i n g s u c h a w o r k a r e w e l l i l l u s t r a t e d b y e x i s t i n g journalistic accounts that d o a p p r o x i m a t e the e t h n o g r a p h i c , s u c h as S t e p h e n Fay's Beyond Greed (1982), a n i n q u i r y i n t o t h e r e c e n t at-
172
GEORGE E. MARCUS
t e m p t b y t h e H u n t b r o t h e r s o f D a l l a s a n d t h e i r S a u d i allies t o c o r n e r t h e w o r l d s i l v e r m a r k e t . T h e n a r r a t i v e c o m p l e x i t y is c o n s i d e r a b l e i n a n a c c o u n t l i k e t h i s , w h i c h i n fact is d e a l i n g w i t h t h e h u m a n d i m e n s i o n s o f t h e o p e r a t i o n o f t h e i n v i s i b l e h a n d , m a r k e t s , i n capitalist s o c i e t i e s . T o tell h i s story, Fay h a s t o j u g g l e o v e r a d o z e n l o c a l e s a n d actors' perspectives, simultaneously a n d blindly i n f l u e n c i n g o n e a n o t h e r , a n d in a d d i t i o n h e m u s t sustain a narrative s e q u e n c e o f events. H e explains h o w c o m m o d i t y markets work; h e speculates about w h a t t h e H u n t s o f Dallas are thinking, as well as portraying their social b a c k g r o u n d ; h e d o e s the same for the Saudis; he explains the opera t i o n s o f f e d e r a l r e g u l a t o r y a g e n c i e s a n d o t h e r b u r e a u c r a c i e s , as w e l l as t h e i r r e s p o n s e t o e v e n t s ; h e e x p l a i n s t h e p e r s p e c t i v e s a n d a c t i o n s o f o t h e r major c o m m o d i t y traders; and he describes man-on-the-street a n d i n d u s t r y r e a c t i o n s t o t h e crisis in t h e silver m a r k e t . N o w this is t h e k i n d o f subject that e t h n o g r a p h y o u g h t to be able to take o n , e s p e cially i f it i n t e n d s t o say s o m e t h i n g a b o u t t h e c u l t u r e o f c a p i t a l i s t s o c i e t i e s . Fay's b o o k is a d e m o n s t r a t i o n a n d s u c c e s s f u l h a n d l i n g ( f o r a j o u r n a l i s t , if p e r h a p s n o t f o r a n e t h n o g r a p h e r ) o f t h e practical diffi culties in constructing a multi-locale account o f a system or a major social d r a m a e n c o m p a s s e d b y it. In the second, m u c h m o r e manageable, m o d e , the e t h n o g r a p h e r c o n s t r u c t s t h e t e x t a r o u n d a strategically s e l e c t e d l o c a l e , t r e a t i n g t h e s y s t e m as b a c k g r o u n d , albeit w i t h o u t l o s i n g s i g h t o f t h e fact t h a t it is i n t e g r a l l y c o n s t i t u t i v e o f c u l t u r a l life w i t h i n t h e b o u n d e d s u b j e c t matter. T h e rhetorical a n d self-conscious emphasis o n the strategic a n d p u r p o s e f u l s i t u a t i n g o f e t h n o g r a p h y is a n i m p o r t a n t m o v e i n s u c h w o r k s , l i n k i n g it to b r o a d e r i s s u e s o f political e c o n o m y . T h e f a c t is t h a t t h e s i t u a t i n g o f m o s t a n t h r o p o l o g i c a l e t h n o g r a p h y — w h y t h i s g r o u p r a t h e r t h a n a n o t h e r , w h y this l o c a l e r a t h e r t h a n a n o t h e r — h a s n o t b e e n a c k n o w l e d g e d as a m a j o r p r o b l e m , o r at least as a n i s s u e t h a t r e l a t e s t o a n y b r o a d e r a i m o f r e s e a r c h . I n s t e a d , it h a s o f t e n b e e n d i c tated by o p p o r t u n i t y . N o t so with an e t h n o g r a p h y sensitive t o political e c o n o m y , which m u s t answer the question, "Why precisely are y o u in this locale rather t h a n another?" T h i s rhetorical self-consciousness a b o u t the selection a n d b o u n d i n g of the e t h n o g r a p h i c subject s h o u l d b e s e e n as a p r a c t i c a l f o r e s h o r t e n i n g o f t h e i d e a l , b u t less m a n a g e a b l e , multi-locale systems ethnography. Other options or alternatives for s i t u a t i n g t h e e t h n o g r a p h y a r e a l w a y s p r e s e n t . O n e is o b l i g e d t o b e s e l f - c o n s c i o u s l y j u s t i f y i n g (or strategic) i n t h e p l a c e m e n t o f e t h n o g r a p h y p r e c i s e l y b e c a u s e o f sensitivity t o t h e b r o a d e r s y s t e m r e p r e s e n t a t i o n t h a t is at s t a k e , f o r e s h o r t e n e d by t h e practical a d v a n t a g e o f e t h n o g r a p h y fixed i n a s i n g l e l o c a l e . T h e s e two m o d e s are thus not mutually exclusive conceptually— t h e s e c o n d is a c o m p r o m i s e d v e r s i o n o f t h e first—but. t e x t u a l l y t h e y
Ethnography in the M o d e r n World System
173
a r e . I n h i s s t u d y o f w o r k i n g class y o u t h i n a s c h o o l s e t t i n g , W i l l i s w r i t e s i n t h e s e c o n d m o d e o f strategically s i t u a t e d e t h n o g r a p h y , d i s c u s s e d i n t h e n e x t s e c t i o n . H e r e it is i n t e r e s t i n g t o n o t e t h a t W i l l i s a n d o t h e r e t h n o g r a p h e r s w h o write explicitly within t h e Marxist theoreti cal t r a d i t i o n ( e . g . , M i c h a e l T a u s s i g i n The Devil and Commodity Fetishism in South America) h a v e t h e p o w e r f u l a d v a n t a g e o f p l a c i n g t h e l a r g e r o r d e r in the b a c k g r o u n d while focusing intensely u p o n a closely ob s e r v e d l o c a l e as e t h n o g r a p h i c subject. B e c a u s e familiarity, o r at l e a s t acquaintance, with the Marxist framework can be a s s u m e d o n the part of the reader, m u c h of the work of inventing a representation of the l a r g e r o r d e r is a c c o m p l i s h e d m e r e l y by o r i e n t i n g o r r e f e r r i n g t h e s i t u a t e d e t h n o g r a p h y t o i s s u e s o f M a r x i s t t h e o r y . T h e M a r x i s t s y s t e m is there, s o t o s p e a k , t o b e i n v o k e d . A c o m m i t m e n t t o it b y t h e e t h n o g r a p h e r m a k e s it a v a i l a b l e as a n i m a g e o f s y s t e m w o r k e d i n t o t h e e t h n o g r a p h y . (I a m n o t , o f c o u s e , s u g g e s t i n g t h a t this is w h y t h e c o m m i t m e n t is m a d e b y a w r i t e r , a n d i n t h e c u r r e n t f r a g m e n t a t i o n o f p a r a d i g m s , s o m e v e r s i o n o f a M a r x i s t f r a m e w o r k is a v a i l a b l e t h r o u g h m o r e e c l e c t i c f o r m s o f it, s u c h as w o r l d - s y s t e m t h e o r y , t o s c h o l a r s w i t h n o p r e v i o u s c o m m i t m e n t t o M a r x i s m . ) It is t h e m o s t s o p h i s t i c a t e d a n d c o h e r e n t f r a m e w o r k f o r c o n c e p t u a l i z i n g m o d e r n s o c i e t i e s to s u r v i v e t h e n i n e t e e n t h century. E x p l o r i n g the cultural m e a n i n g s o f the pro d u c t i o n o f labor or c o m m o d i t y fetishism provides textual m e a n s for bringing the larger order into the space of ethnography. T h u s , it m i g h t b e e x p e c t e d t h a t w i t h this a d v a n t a g e , t h e m o s t s o p h i s t i c a t e d e x p e r i m e n t s i n e t h n o g r a p h y s e n s i t i v e t o political e c o n o m y m i g h t initially a r i s e w i t h i n t h e M a r x i s t t r a d i t i o n , o r at least a M a r x i s t f r a m e w o r k , a n d this s e e m s to be the case. O f course, eventually t h e r e a d y - m a d e M a r x i s t c o n s t r u c t m a y n o t b e a n a d v a n t a g e . It is a s h o r t cut that can leave m a n y o f the ambiguities in Marxist m a c r o - s y s t e m concepts u n p a c k e d , even t h o u g h ethnographers are working crea t i v e l y w i t h i n it. F u r t h e r m o r e , it c a n s t a n d i n t h e w a y o f t h e p o s s i b l e invention of n e w system perspectives working u p from ethnography. Conversely, e t h n o g r a p h i c projects potentially provide p o w e r f u l inter nal critiques a n d adaptations of the Marxist theory o f capitalism to c h a n g i n g global conditions. In any case, the Marxist system i m a g e r y remains the most convenient and comprehensive framework for e m b e d d i n g s i n g l e - l o c a l e e t h n o g r a p h y i n political e c o n o m y .
Paul Willis's Learning to Labour Willis's s u b j e c t is, b r o a d l y s p e a k i n g , h o w b e s t t o u n d e r s t a n d la b o r in c a p i t a l i s t s o c i e t y — h o w it is c o n s t i t u t e d as c u l t u r a l e x p e r i e n c e . A s Karl P o l a n y i e m p h a s i z e d i n The Great Transformation ( 1 9 4 4 ) , t h e r e -
174
GEORGE E. MARCUS
d u c t i o n o f any h u m a n resource to a c o m m o d i t y by m a r k e t discipline m u s t n e c e s s a r i l y b e i n c o m p l e t e a n d a fiction. T h e r e is a n e e d t o d e m y s t i f y c o m m o d i t y f e t i s h i s m o f v a r i o u s sorts a n d t o u n d e r s t a n d l a b o r as a f u l l y h u m a n p r o c e s s . T h e c u l t u r a l a n d social s t u d y o f w o r k i n g classes has b e e n the major rationale for b o t t o m - u p , e t h n o g r a p h i c studies in t h e Marxist tradition, a n d particularly in the British Marxist tradition. T h e r e is a v e r y l o n g t r a d i t i o n i n E n g l a n d o f f o c u s i n g a t t e n t i o n o n the p r o b l e m of the poor, e x t e n d i n g from the inception o f market capitalism a n d t h e parallel d e v e l o p m e n t o f a science o f e c o n o m i c s to the present. T h e initiation o f an e t h n o g r a p h i c tradition within Marx i s m t h r o u g h E n g e l s ' s firsthand a c c o u n t s o f t h e w o r k i n g class a n d fac t o r y c o n d i t i o n s i n M a n c h e s t e r w a s j u s t a c o n t i n u a t i o n o f this l i n e o f i n q u i r y i n B r i t i s h i n t e l l e c t u a l life, b u t n o w e n c o m p a s s e d w i t h i n t h e m o s t systematic a n d p o w e r f u l theoretical f r a m e w o r k for u n d e r s t a n d i n g m o d e r n W e s t e r n political e c o n o m y . T h e i n t e r e s t i n t h e e v e r y d a y life a n d c o n d i t i o n s o f t h e w o r k i n g classes has c o n t i n u e d a m o n g social s c i e n t i s t s a n d l i t e r a r y critics w h o i d e n t i f y t h e m s e l v e s as M a r x i s t s a n d s o c i a l i s t s . Willis's s t u d y o f w o r k i n g class b o y s at s c h o o l is firmly a n d s e l f - c o n s c i o u s l y w i t h i n this t r a d i t i o n , a n d his e t h n o g r a p h y is m e a n t t o i m p r o v e u p o n t h e q u a l i t y o f u n d e r s t a n d i n g class f o r m a t i o n p r o c e s s e s t h a t h a v e l o n g b e e n t h e focal c o n c e r n o f M a r x i s t s c h o l a r s i n E n g l a n d . S p e c i f i c a l l y , Willis s t r a t e g i c a l l y l o c a t e s his s u b j e c t m a t t e r as t h e o p p o s i t i o n a l c u l t u r e t h a t w h i t e w o r k i n g class m a l e s c r e a t e i n s c h o o l . H i s e t h n o g r a p h y is r e p l e t e w i t h r e f e r e n c e s to o t h e r l o c a l e s i n w h i c h h i s s u b j e c t s l i v e , s u c h as t h e h o m e , s t r e e t , a n d d a n c e hall, b u t h e c h o o s e s t h e s c h o o l e n v i r o n m e n t b e c a u s e this is w h e r e class c o n f l i c t h a s a d a y t o - d a y m a n i f e s t a t i o n , a n d it is w h e r e t h e critical d e v e l o p m e n t o f c l a s s consciousness occurs a m o n g nonconformist youths, a consciousness a n d s e t o f o r i e n t a t i o n s t h e y t a k e to t h e s h o p floor a f t e r l e a v i n g s c h o o l . Willis's k e y a r g u m e n t r e s i d e s in t h e i r o n y t h a t a c u l t u r a l f o r m c r e a t e d f r o m r e s i s t a n c e t o d o m i n a n t class i n d o c t r i n a t i o n i n t h e s c h o o l b e c o m e s the adaptive m e a n s o f a c c o m m o d a t i o n to factory life. Willis's e t h n o g r a p h i c f o c u s is a g r o u p o f t w e l v e b o y s i n a w o r k i n g class s c h o o l , l i n k e d b y f r i e n d s h i p a n d a m u t u a l r e c o g n i t i o n o f t h e c o n s p i r a c y i n t h e i r n o n c o n f o r m i s m . Willis n o t e s t h a t c o n t r o l s t u d i e s w e r e d o n e a m o n g conformist boys of middle-class background, labelled "ear'oles" by t h e n o n c o n f o r m i s t s , a n d also a m o n g c o n f o r m i s t w o r k i n g class l a d s . B u t t h e s e o t h e r r e f e r e n c e s a r e o n l y b r o u g h t o c c a s i o n a l l y i n t o t h e t e x t . C e n t r a l l y h e is c o n c e r n e d w i t h a r e p r e s e n t a t i o n o f t h e o p p o s i t i o n a l c u l t u r e a m o n g his t w e l v e l a d s , a n d w i t h s o m e s h i f t i n g t o s h o p floor a n d h o m e e n v i r o n m e n t s ( d i s c u s s i o n s w i t h p a r e n t s ) to s h o w h o w t h e focally r e p r e s e n t e d oppositional culture created f r o m school
Ethnography in the Modern World System
175
e x p e r i e n c e r e s o n a t e s i n t h e s e o t h e r critical l o c a l e s ( t h e h o m e l o c a l e a n d p a r e n t a l p e r s p e c t i v e s h o w t h a t t h e c u l t u r e is g e n e r a t i o n a l l y r e p r o d u c e d , b u t a l s o t h a t t h e s c h o o l , n o t t h e h o m e , is its site o f f o r m a t i o n ; t h e s h o p floor l o c a l e s h o w s t h e c o n t i n u i t y o f o p p o s i t i o n a l c u l t u r e i n t h e w o r k c o n t e x t a n d its v e r y d i f f e r e n t c o n s e q u e n c e s ) . S o t h e r e is a very specific a n d strategic circumscribing o f the system p o r t r a y e d in t h e t e x t f o r t h e p u r p o s e s o f Willis's a r g u m e n t . H e p a y s s o m e a t t e n t i o n t o m i d d l e class c u l t u r e , as m a n i f e s t e d i n staff a n d o t h e r s t u d e n t s , a n d h e r e c o g n i z e s d i s t i n c t p e r s p e c t i v e s f o r girls, W e s t I n d i a n s , a n d A s i a n s , but m a i n l y h e k e e p s to a school-situated e t h n o g r a p h y o f his twelve n o n c o n f o r m i s t boys. T h i s e t h n o g r a p h y , a r r a n g e d by t o p i c a l h e a d i n g s , is p r e s e n t e d as v e r b a t i m d i s c u s s i o n s a m o n g t h e l a d s , w i t h t h e a u t h o r p r e s e n t as i n t e r l o c u t o r . S t r a i g h t f o r w a r d c o m m e n t a r y e l a b o r a t i n g o n t h e d i s c o u r s e al ternates with cuttings o f d i a l o g u e f r o m g r o u p discussions with Willis. T h e r e a r e o c c a s i o n a l d e s c r i p t i o n s o f t h e a t m o s p h e r e o f t h e s c h o o l as a p l a c e , b u t t h e r e p o r t i n g o f d i a l o g u e is t h e m a i n f o r m o f e t h n o g r a p h i c e v i d e n c e e m p l o y e d by Willis. T h e d i s t i n c t i v e n e s s o f t h e e t h n o g r a p h y t h u s lies n o t s o m u c h i n its s u s t a i n e d n a r r a t i v e t e c h n i q u e , b u t in its c o n s t r u c t i v e m o v e s : h o w it d e f i n e s t o p i c s , shifts f r o m o n e l o c a l e t o a n o t h e r , j u x t a p o s e s o t h e r perspectives a n d thus brings the larger w o r l d , in w h i c h t h e y o u t h s are e m b e d d e d , occasionally into focus. T h e m o s t s a l i e n t o r g a n i z a t i o n a l m o v e i n t h e t e x t is its b i f u r c a t i o n i n t o a first p a r t l a b e l l e d " E t h n o g r a p h y " a n d a s e c o n d p a r t l a b e l l e d " A n a l y s i s . " C l e a r l y Willis s e e s e t h n o g r a p h y p r i m a r i l y as a m e t h o d , a n d i n t e x t o r g a n i z a t i o n it m u s t b e set o f f a n d r e p r e s e n t e d as s u c h . T h i s first p a r t is p r e s u m a b l y t h e d a t a , b u t it is as m u c h a n a l y s i s as d e s c r i p t i o n . T h e s e c o n d p a r t , " A n a l y s i s , " is really a t h e o r e t i c a l r e f l e c t i o n o n t h e first p a r t , as w e l l as a m a n i f e s t o f o r t h e v a l u e o f e t h n o g r a p h y i n r e s e a r c h o n p o l i t i c a l e c o n o m y . It r e l i e s o n j a r g o n a n d a b s t r a c t i o n s , b u t is r h e t o r i c a l l y c o n s t r u c t e d u p o n r e f e r e n c e s b a c k t o t h e n a t u r a l i s t r e p r e s e n t a t i o n o f t h e b o y s ' c u l t u r e o f t h e first part. C l e a r l y W i l l i s s e e s t h e n e e d to a b s t r a c t t h e t h e o r e t i c a l c o n t r i b u t i o n o f e t h n o g r a p h y f r o m t h e a c t u a l w r i t i n g o f e t h n o g r a p h i c d e s c r i p t i o n . T h i s is n o t t h e s i m p l e d e s c r i p t i o n / t h e o r y d i c h o t o m y t h a t s e e m s to b e p r e s e n t e d . T h e r e a r e t w o d i f f e r e n t l e v e l s o f analytic d i s c o u r s e , t h e s e c o n d r e l y i n g f o r its e f f e c t o n t h e fact o f t h e first p r e c e d i n g it. T h e first p a r t p r o v i d e s a c e r t a i n a u t h o r i t y f o r t h e validity a n d a u t h e n t i c i t y o f t h e t h e o r e t i c a l e l a b o r a t i o n s o f t h e s e c o n d part. B y s e p a r a t i n g e t h n o g r a p h y f r o m analysis, Willis gains a f r e e d o m o f e x p o s i t i o n , in w h i c h his o w n e l a b o r a t i o n s o f t h e lads' e m b e d d e d critique o f capitalism s e e m a n a t u r a l e x t e n s i o n o f this c r i t i q u e b y t a k i n g o f f f r o m a n e t h n o g r a p h i c p l a t f o r m . O n l y in t h e a p p e n d i x d o e s h e self-critically d e m o n s t r a t e his
176
GEORGE E. MARCUS
a u t h o r i a l artifice. T h e r e h e p r e s e n t s v e r b a t i m d i a l o g u e d e p i c t i n g t h e boys' reaction to their r e a d i n g o f his book. T h e y c a n relate to their o w n w o r d s , b u t n o t t o Willis's i n t e r p r e t i v e e l a b o r a t i o n s o f t h e i r w o r l d v i e w . A p p r o p r i a t e l y , h e a r g u e s t h a t this f a i l u r e o f r e c o g n i t i o n is i t s e l f a validation o f their rejection o f "mental" labor, w h i c h scholarly p r o d ucts e m b o d y , in favor o f "manual" labor a n d i m m e d i a t e e x p e r i e n c e , a n o p p o s i t i o n at t h e h e a r t o f w o r k i n g class c u l t u r e . T h u s , w h e t h e r i n fact, o n c l o s e i n s p e c t i o n , t h e t h e o r e t i c a l d i s c u s s i o n s o f p a r t 2 c a n b e d e r i v e d f r o m t h e e t h n o g r a p h i c d i s c u s s i o n s o f p a r t 1 is a n o p e n q u e s t i o n ; t h e p o i n t is t h a t r h e t o r i c a l l y t h e y a r e e f f e c t i v e l y s o d e r i v e d . B e f o r e p r o c e e d i n g t o a d i s c u s s i o n o f Willis's specific c l a i m s f o r e t h n o g r a p h y , it is w o r t h s t a t i n g briefly w h y this p a r t i c u l a r w o r k m e r i t s s o m u c h a t t e n t i o n . D e s p i t e s e v e r a l flaws, w h i c h Willis c o n f r o n t s i n a r e v e a l i n g a f t e r w o r d a d d e d to t h e A m e r i c a n e d i t i o n , Learning to La bour, i n its a m b i t i o n a n d g r a s p o f t h e p r o b l e m s o f a c h i e v i n g a t e x t t h a t p r o b e s t h e e x p e r i e n c e o f its subjects w h i l e a d e q u a t e l y r e p r e s e n t i n g t h e l a r g e r o r d e r i n w h i c h t h e y a r e i m p l i c a t e d , s t a n d s as t h e state o f t h e a r t f o r e t h n o g r a p h i e s that r e m a i n w i t h i n realist (or, as Willis c a t e g o r i z e s t h e m , n a t u r a l i s t ) c o n v e n t i o n s o f w r i t i n g . T h e r e is a self7
8
7. Perhaps the most devastating flaw, from the perspective of a methodologically minded social science, is the self-fulfilling and circular manner in which Willis selected his sample and makes broader claims from it. Though he did control studies among conformist working class youth, he by fiat draws his boundary of concern around the manifestly cultural form of nonconformist boys without examining the process by which some become conformist and others do not. Rather he is interested in the given of nonconformism and sees it as the heart of working class consciousness and culture. T h e problem and process of variation do not bother him much. This is perhaps the ideological bias of the work. While it is an immensely attractive project to locate and evoke vividly a cultural form in origin and then to show its continuities in other locales, Willis's work is flawed. This stacking of the deck in sampling would not be so noticeable if Willis did not explicitly employ the rhetoric of formalist sociology's concern with method in his writing. Generalization from ethnography is a classic problem, and is even more saliently so in ethnography sensitive to political economy, but to adopt the methodologist's rhetoric is to weaken the suggestive power of ethnography, which is tra ditionally where its will to generalize has lain. 8. Other recent works that experiment with the representation of the experience of ethnographic subjects and the systems of political economy that interpenetrate their lives are Michael Taussig's The Devil and Commodity Fetishism in South America ( 1980) and the paper by Daniel Bertaux and Isabelle Bertaux-Wiame (1981) on the survival of ar tisanal bakeries in France. T h e latter very much resembles Willis's effort, except that its subject is the petite bourgeoisie rather than the working class. Taussig's book is pre sented less self-consciously as ethnography and more as an argument about the folk critical perspective on capitalism creatively developed by those being proletarianized (in this, his book shares an important claim with Willis's ethnography, from which is de rived much of the attraction and promise of interpretive ethnography that is sensitive to political economy: that it can discuss and articulate for the literate middle classes novel and insightful critiques of society embedded in the talk and life worlds of those most patently victimized by capitalism). Nonetheless, Taussig depends on his authority as an ethnographer, even though the ethnography remains in the wings and is only
Ethnography in the Modern World System
'77
critical s u b t e x t o f h e d g e s t h a t r u n s t h r o u g h Willis's b o o k a n d w r e s t l e s w i t h all t h e p r e v i o u s l y d i s c u s s e d p r o b l e m s a s s o c i a t e d w i t h t h e w r i t i n g o f e t h n o g r a p h i e s s e n s i t i v e to political e c o n o m y . It strains b e t w e e n t h e t w o t e x t u a l m o d e s w e h a v e d i s c u s s e d : it t a k e s t h e f o r m o f s t r a t e g i c a l l y situated e t h n o g r a p h y , b u t constantly has the ideal o f multi-locale e t h n o g r a p h y i n v i e w . A s w e shall s e e , it d e v e l o p s b o t h o f t h e a l t e r n a t i v e s for m e r g i n g the m a c r o a n d micro perspectives that Karin K n o r r C e t i n a ( 1 9 8 1 ) r e v i e w s ( s e e f o o t n o t e 6). It e m b r a c e s t h e c o n v e n t i o n s o f realism, yet u n d e r s t a n d s their limitations. By the inclusion o f the a b o v e m e n t i o n e d a p p e n d i x , in which the reactions o f the subjects to t h e e t h n o g r a p h e r ' s a c c o u n t o f t h e m a r e s a m p l e d , it s i g n a l s a w a r e n e s s o f a p o s s i b l e h e r m e n e u t i c c r i t i q u e o f its c l a i m s , a n d o f t h e p e r s i s t i n g p r o b l e m o f t r a n s l a t i n g t h e o r a l i n t o t h e literary. Finally, it p r o v i d e s t h e strongest possible statement of the importance of e t h n o g r a p h y for t h e r e c o n s t r u c t i o n o f h i g h t h e o r y by c o m p l e x i f y i n g t h e d e t e r m i n a t i o n o f e v e n t s a n d a c t i o n s at a n y p o i n t i n a n abstractly c o n c e i v e d s o c i a l o r d e r . Willis d e m o n s t r a t e s w h a t statistical a p p r o a c h e s c a n n o t d o a n d h o w t h e y i n fact o v e r s i m p l i f y . T h e b o o k is w r i t t e n w i t h a s t r o n g c o m m i t m e n t t o M a r x i s t t h e o r y , b u t it r e c o g n i z e s t h e v a l u e o f s i m i l a r k i n d s o f e t h n o g r a p h i c s t u d i e s b e y o n d t h e critical f o c u s u p o n t h e w o r k i n g c l a s s . It is t h u s t h e m o s t c o m p r e h e n s i v e m e d i t a t i o n o n a t r e n d o f e x p e r i m e n t a t i o n t h a t s e e k s to a d a p t t h e w r i t i n g o f e t h n o g r a p h y t o t a k e i n t o a c c o u n t l a r g e r i s s u e s o f political e c o n o m y a n d b r o a d e r vistas o f representation.
Willis's Main Conceptual Moves The idea of cultural forms forged by resistance and accommodation to capitalist institutions. I n o p e n i n g his s t u d y , Willis says, "I v i e w t h e c u l t u r a l , n o t s i m p l y as a s e t o f t r a n s f e r r e d i n t e r n a l s t r u c t u r e s (as i n t h e u s u a l n o t i o n s o f s o c i a l i s a t i o n ) n o r as t h e p a s s i v e r e s u l t o f t h e a c t i o n o f d o m i n a n t i d e o l o g y d o w n w a r d s (as in c e r t a i n k i n d s o f M a r x i s m ) , b u t at l e a s t i n p a r t as t h e p r o d u c t o f c o l l e c t i v e h u m a n p r a x i s " (4). A p p r o p r i a t e t o a M a r x i s t f o r w h o m the p r o b l e m a t i c g i v e n is t h e capitalist o v e r lay u p o n h u m a n d i v e r s i t y , c u l t u r e is n o t w h a t p r e e x i s t s this h i s t o r i c o v e r l a y , b u t is h o w h u m a n s w h o s e lives a r e s t r u c t u r a l l y d e f i n e d b y i n s t i t u t i o n a l l y e n a c t e d capitalist p r i n c i p l e s r e s p o n d t o t h e m i n t h e i r selectively brought on stage, so to speak, to provide a legitimating rhetoric for his mixed-mode, self-consciously moralistic and broadly transcendent purpose. Neither Taussig nor Bertaux and Bertaux-Wiame have written the kind of probing, meditative subtext about the nature of such ethnography that Willis has. Nor have they touched as comprehensively on so many major issues of writing such ethnography.
178
GEORGE E. MARCUS
e v e r y d a y life a n d e x p e r i e n c e . A cultural f o r m thus arises f r o m a g r o u p ' s class p o s i t i o n i n a n i n s t i t u t i o n a l o r d e r , a n d its r e p r e s e n t a t i o n a n d analysis are the p u r p o s e o f e t h n o g r a p h i c research a n d writing. F o r W i l l i s , t h e r a d i c a l n a t u r e o f e t h n o g r a p h y is t h a t it e n d s by r e d e f i n i n g c a p i t a l i s t s t r u c t u r e i t s e l f in h u m a n t e r m s — t o e l u c i d a t e c u l t u r a l f o r m s d e m o n s t r a t e s what the h u m a n m e a n i n g s o f structure are. I n t h i s , Willis is v e r y c l o s e t o c u r r e n t n o t i o n s o f c u l t u r e i n f o r m i n g t h e writing o f e t h n o g r a p h y in A m e r i c a n a n t h r o p o l o g y . B u t w h e r e Willis radically diverges f r o m anthropological constructions o f culture f o r t h e p u r p o s e s o f w r i t i n g a b o u t it is in h i s v i e w o f its i n t e g r a l l y i n t e r stitial a n d c o n s t i t u t i v e c h a r a c t e r b o u n d u p w i t h a g i v e n o r d e r o f p o l i t i cal e c o n o m y . C u l t u r e is n o t sui g e n e r i s , b u t is class c u l t u r e o r s u b c u l t u r e , e n t a i l i n g its f o r m a t i o n in h i s t o r i c p r o c e s s — i t o r i g i n a t e s i n p r o c e s s e s o f resistance a n d a c c o m m o d a t i o n to historically m o m e n t o u s t r e n d s o f i n s t i t u t i o n b u i l d i n g . A c u l t u r a l f o r m is t h u s f o r g e d i n class conflict. N o w this v i e w o f c u l t u r e suits Willis v e r y w e l l , b e c a u s e w o r k i n g c l a s s e s as d i s t i n c t i v e c u l t u r a l f o r m s — m e a t f o r t h e e t h n o g r a p h e r — a r e p u r e i n v e n t i o n s o f a p a r t i c u l a r w o r l d historical s y s t e m o f p o l i t i c a l e c o n o m y . I n t h e i n d u s t r i a l W e s t , class c u l t u r e is t h e o n l y c u l t u r e t h a t d e f i n e s t h e f o r m o f life o f m a n y p e o p l e . A n t h r o p o l o g i s t s , s p e c i a l i s t s i n the study o f t h o s e o n the m a r g i n s o f world historical t r e n d s e m a n a t i n g f r o m t h e W e s t , a r e a c c u s t o m e d to s t a g i n g c u l t u r e as a n i n t e g r a l s p a t i o - t e m p o r a l i s o l a t e , n o t w i t h o u t its o w n i n t e r n a l c o n t r a d i c t i o n s , b u t at l e a s t w i t h its o w n i n t e g r i t y a g a i n s t t h e w o r l d , s o to s p e a k . T h i s is m u c h d i f f e r e n t f r o m t h e M a r x i s t e m p h a s i s , w h i c h v i e w s c u l t u r e as a p r o d u c t o f s t r u g g l e ; t h e r e is n o s e l f - c o n t a i n e d i n t e g r i t y e n t a i l e d i n t h e c o n c e p t ; it is a f u n c t i o n o f c r i t i q u e a n d a c c e p t a n c e i n t h o u g h t a n d ac t i o n a m o n g t h o s e v a r i o u s l y s i t u a t e d in a s y s t e m o f p o l i t i c a l e c o n o m y , w h i c h is n o t finally m o n o l i t h i c , o n c e v i e w e d f r o m t h e p e r s p e c t i v e o f an e t h n o g r a p h y o f cultural f o r m s , but rather a diversity o f r e s p o n s e s t o t h e e n a c t e d p r i n c i p l e s o f capitalist political e c o n o m y . T h e p r o b l e m for contemporary ethnographic e x p e r i m e n t s in an t h r o p o l o g y is h o w t o s y n t h e s i z e t h e s e t w o e m p h a s e s in t h e t e x t u a l r e p resentation o f culture, since a r o u n d the world anthropologists o f t e n d e a l t h e s e d a y s w i t h s u b j e c t s for w h o m b o t h e m p h a s e s a p p l y . T h e a n t h r o p o l o g i c a l b i a s is t o e m p h a s i z e o r g i v e p r i o r i t y r e a l i t y t o t h e p r e c a p i t a l i s t d i m e n s i o n s o f t h e lives o f e t h n o g r a p h i c s u b j e c t s . Willis's v i e w o f c u l t u r e is a n i m p o r t a n t c o r r e c t i v e to this. C o n v e r s e l y , as w e shall s e e , Willis's p r e d i c a m e n t o f h a v i n g to i n v e s t r i c h n e s s o f m e a n i n g i n "thin" c u l t u r a l f o r m s p u r e l y g e n e r a t e d b y r e s p o n s e s t o c a p i t a l i s m is n o t f a c e d b y m o s t a n t h r o p o l o g i s t s . ( C o m p a r e T a u s s i g 1980 w i t h W i l l i s : T h e f o r m e r h a s a r i c h b o d y o f l o r e w i t h w h i c h to r e p r e s e n t
E t h n o g r a p h y in the Modern World System
!79
a resistance-and-accommodation view of proletarian culture, e v e n t h o u g h h e d o e s overplay the off-stage i m a g e of pre-capitalist cultural p u r i t y a m o n g h i s s u b j e c t s ; t h e latter s t r a i n s to i n v e s t p o s i t i v e m e a n i n g a n d richness i n a c u l t u r a l f o r m t h a t s e e m s e n t i r e l y o p p o s i t i o n a l . ) Finally, Willis m a k e s a s t r o n g a r g u m e n t f o r t h e i r r e d u c i b i l i t y a n d a u t o n o m y o f t h e c u l t u r a l level o f a n a l y s i s , v e r y s i m i l a r to t h e f o u n d a t i o n a l p o s t u l a t e o f s u c h A m e r i c a n c u l t u r a l t h e o r i s t s as D a v i d S c h n e i d e r a n d C l i f f o r d G e e r t z . T h e r e is a r e i f y i n g bias built i n t o th i s p o s t u l a t e . I n Willis's b o o k it b e c o m e s m o r e a p p a r e n t as h e m o v e s f r o m e t h n o g r a p h i c r e p r e s e n t a t i o n to t h e m o r e abstractly a n a l y t i c s e c t i o n , a n d especially w h e n h e m a k e s a strong plea in the afterword for the value o f t h e e t h n o g r a p h i c as a n a p p r o a c h w i t h i n M a r x i s m . For Willis, th i s radical i n s i s t e n c e o n t h e irreducibility a n d t h e a u t o n o m y o f t h e cultural, at w h a t e v e r c o s t i n r e i f i c a t i o n , is a s a f e g u a r d a g a i n s t t h e p e n c h a n t i n W e s t e r n ( o r b o u r g e o i s ) social t h o u g h t to d e v a l u e o r m a r g i n a l i z e w h a t the cultural emphasizes: the concreteness and commonsensicality of e v e r y d a y life, intractable to f o r m u l a t i o n s o f structural d e t e r m i n a t i o n as a p r i v i l e g e d m o d e o f d i s c o u r s e in b o u r g e o i s s o c i e t y ( w h i c h a l s o i n f e c t s m u c h M a r x i s t w r i t i n g ) . A s Willis states: T h e main point here, though, is not to attempt an exact taxonomy o f "cultural forms" or a rigorous theoretical conceptualization o f "the cultural." What I want to emphasize in the general approach of this book is the way that the field o f symbolic and material, lived relations should be represented in their o w n concreteness, at their own level, without continually reducing t h e m , mechanistically, to basic determining structures. Social reproduction and con tradiction must be shown not as abstract entities, but as e m b e d d e d d y n a m ically within the real lives o f real people in a way that is not simple "corre s p o n d e n c e " or "reflection" of unchanged, somehow "deeper" structures. . . . A g e n t s ' intentions d o not proceed from themselves, but are b o u n d u p in the c o m p l e x way in which structures are inhabited through "cultural forms". . . . T h e role of e t h n o g r a p h y is to show the cultural viewpoint of the o p pressed, their "hidden" knowledges and resistances as well as the basis o n which e n t r a p p i n g "decisions" are taken in some sense o f liberty, but which nevertheless help to produce "structure." This is, in part, the project o f show i n g the capacities o f the working class to generate, albeit ambiguous, c o m p l e x , a n d often ironic, collective and cultural forms of knowledge not reducible to the bourgeois f o r m s — a n d the importance of this is as one of the bases for political change. ( 1 9 8 1 : 2 0 1 — 3 ) T h u s , l i k e t h e a n t h r o p o l o g i c a l e t h n o g r a p h e r , Willis d e f i n e s a n a u t o n o m o u s c u l t u r e c o n c e p t t h a t facilitates t h e a u t h e n t i c d e p i c t i o n o f h u m a n d i v e r s i t y a n d d i f f e r e n c e a g a i n s t t h e bias to e l i d e it, b u t his a g e n d a , u n like t h e anthropologist's, has a self-consciously political definition. F u r t h e r m o r e , in Willis's a g e n d a , t h e s t a g i n g o f t h e c u l t u r a l f o r t|he
i8o
GEORGE E. MARCUS
p u r p o s e o f e t h n o g r a p h i c r e p r e s e n t a t i o n is p r i m a r i l y a m e a n s t o t h e e n d o f e l u c i d a t i o n o f a n e m b e d d e d critique o f capitalist society i n w o r k i n g c l a s s l i f e , a c o n c e p t u a l m o v e to w h i c h w e n o w t u r n .
The ethnographer's articulation of the critical theory embedded in working class experience. O n e o f t h e g r e a t c u r r e n t a t t r a c t i o n s o f e t h n o g r a p h y t o t r a d i t i o n s o f c u l t u r a l criticism i n t h e W e s t , a n d e s p e c i a l l y t h e M a r x i s t t r a d i t i o n , is t h e m o v e t h a t Willis m a k e s (as d o e s T a u s s i g ) i n l e t t i n g e t h n o g r a p h y d e m o n s t r a t e that the most powerful a n d novel criticisms o f c a p i t a l i s t s o c i e t y l i e e m b e d d e d i n t h e e v e r y d a y c o n d i t i o n s a n d talk o f e t h n o g r a p h i c subjects, m o r e p o w e r f u l a n d novel e v e n t h a n the c o n t r i b u t i o n s o f i n t e l l e c t u a l s w h o s e s e l f - c o n s c i o u s task c u l t u r a l c r i t i c i s m h a s b e e n . T h e e t h n o g r a p h e r is t h e m i d w i f e , as it w e r e , w h o d e l i v e r s a n d a r t i c u l a t e s w h a t is v e r n a c u l a r l y e x p r e s s e d in w o r k i n g class l i v e s , a n d f o r t h a t m a t t e r , m i d d l e class lives. H a v i n g the critique c o m e f r o m the subject rather than t h e a u t h o r a s critic c a n b e s e e n as a m o v e to s h i f t t h e r e s p o n s i b i l i t y o f c r i t i c i s m t o t h o s e w h o a r e r e p r e s e n t e d as social a c t o r s , a n d i n s o d o i n g , t o find a n e w a n d p o w e r f u l a u t h e n t i c i t y f o r w o r k s o f c u l t u r a l c r i t i c i s m . T h e tra d i t i o n a l q u e s t o f e t h n o g r a p h y , in a n t h r o p o l o g y at least, f o r t h e " n a tive's p o i n t o f v i e w " b e c o m e s i n its g u i s e o f c u l t u r a l c r i t i c i s m a s e a r c h f o r a n a u t h e n t i c critical t h e o r y , e m b o d i e d i n t h e l i v e s o f t h e v i c t i m s o f macrosocial systems, w h o are most often the subject o f e t h n o g r a p h y . I n c i d e n t a l l y , t h i s m o v e a l s o fulfills K n o r r - C e t i n a ' s f a v o r e d m o d e o f i n t e g r a t i n g the m a c r o with the micro in that the extracted a n d articu l a t e d critical t h e o r y o f t h e s u b j e c t is also a r e p r e s e n t a t i o n e n c a p s u l a t e d i n t h e m i c r o - f o c u s e d e n t h o g r a p h y , o f his folk u n d e r s t a n d i n g o f t h e m a c r o s o c i a l s y s t e m . A s Willis states: T h i s is why the ethnography of visible forms is limited. T h e external, more obviously creative, varied and sometimes random features must be read back to their heart. T h e logic of living must be traced to the heart of its conceptual relationships if we are to understand the social creativity of a culture. This always concerns, at some level, a recognition of, and action u p o n , the particu larity of its place within a determinate social structure. O n e of the most profound reasons why this social creativity cannot be expressed rationally at the surface o f the culture is that it is truly only half the story. It really does not proceed with a pure expressive purpose from the cen ter o f the culture. We must posit the penetration [Willis's j a r g o n for perceptive understandings of capitalist reality in the lads' own idiom] as a clean and co h e r e n t insight in order to say what it is, but the concrete forms of cultures, as e t h n o g r a p h y insistently reminds us, do not allow single pure dynamics. In their very formation these "insights" are distorted, turned and deposited into other f o r m s — s u c h as subjective affirmation of manual labour—which make it hard to believe there has ever been, or could ever be, even a noi ion of a
E t h n o g r a p h y in the Modern World System
181
rational kernel, never mind that it should be easily expressed. T h i s means, amongst other things, that we must distinguish between the level of the cul tural a n d the level o f practical consciousness in o u r specification o f creativity and rationality. (1981:121—22) T h u s , Willis d e f i n e s t h e a p p r o p r i a t e function o f t h e e t h n o g r a p h e r as m i d w i f e . T h e l a d s e m b o d y t h e critical i n s i g h t s , b u t i n a n e n g a g e d , s t u n t e d w a y , w h i c h t h e e t h n o g r a p h e r c a n r e g i s t e r . T h u s , it is f o r t h e e t h n o g r a p h e r t o b r i n g o u t a n d clarify t h e i n s i g h t s as w e l l as t o e x p l a i n w h y t h e y m a y lead to u n i n t e n d e d c o n s e q u e n c e s or inaction. A s Willis says, "It is t h e a p p a r e n t c u l t u r a l a s c e n s i o n o f t h e w o r k i n g class w h i c h b r i n g s t h e h e l l o f its o w n r e a l p r e s e n t " ( 1 2 2 ) . I t is w o r t h r e m a r k i n g o n w h y this p o s t u r e o f t h e e t h n o g r a p h e r a s m i d w i f e t o i n d i g e n o u s critical t h e o r y is s u c h a n a p p e a l i n g m o v e i n M a r x i s t c u l t u r a l a n a l y s i s , e s p e c i a l l y in its p e r s i s t i n g f o c u s o n t h e w o r k i n g class ( h i s t o r i c a l l y w e l l d e f i n e d in E n g l a n d ) . T h i s class is t h e " c h o s e n people" w h o most experience the contradictions of capitalism, and t h e s t a t e o f w h o s e c o n s c i o u s n e s s is a m a t t e r o f p e r e n n i a l d e b a t e a m o n g M a r x i s t i n t e l l e c t u a l s . A n d s o Willis says, "It [ t h e w o r k i n g class p o t e n tial f o r i n s i g h t ] is e m b e d d e d i n t h e o n l y class i n t h e c a p i t a l i s t s o c i a l f o r m a t i o n w h i c h d o e s n o t have a structurally based vested interest in m y s t i f y i n g itself. . . . T h e w o r k i n g class d o e s n o t have t o b e l i e v e t h e d o m i n a n t i d e o l o g y . It d o e s n o t n e e d t h e m a s k o f d e m o c r a c y t o c o v e r its' f a c e o f o p p r e s s i o n . T h e v e r y e x i s t e n c e a n d c o n s c i o u s n e s s o f t h e m i d d l e class is d e e p l y i n t e g r a t e d i n t o t h a t s t r u c t u r e w h i c h g i v e s it d o m i n a n c e " (123). B y his e t h n o g r a p h i c m i d w i f e r y a m o n g the proletariat, Willis re veals that they, a n d n o t the intellectuals, e m b o d y the m o s t p o w e r f u l c r i t i q u e o f c a p i t a l i s m , a n d t h i s is a s it s h o u l d b e , g i v e n t h e i r s t r a t e g i c p o s i t i o n i n M a r x i s t t h e o r y . Willis's e t h n o g r a p h y t h u s p r o p o s e s t o r e s o l v e t h e l o n g s t a n d i n g e m b a r r a s s m e n t in M a r x i s m o f t h e n e e d f o r r a d i c a l m i d d l e class i n t e l l e c t u a l s (or i n t e l l e c t u a l s o f w o r k i n g class o r i g i n ) t o b e t h e a r t i c u l a t e c o n s c i o u s n e s s o f w o r k i n g class m a s s e s . W i l l i s p r e s u m e s to s h o w that they can speak equally a n d effectively for t h e m s e l v e s ( b u t w i t h o u t h i s b e i n g self-critical e n o u g h a b o u t t h e h e r m e n e u t i c p r o b l e m s o f r e a l i z i n g this c l a i m t e x t u a l l y , d i s c u s s e d b e l o w ) . I n s u m m a r y f o r m , Willis s e e s t h e h e a r t o f his subjects' c r i t i c i s m o f capitalism in the distinction they make between mental a n d m a n u a l labor, their elaborate rejection o f the f o r m e r and their embracing o f t h e l a t t e r as t h e c e n t r a l m a l e - o r i e n t e d e t h o s o f t h e i r c u l t u r a l f o r m . The lads see b e h i n d the ideology of schooling in preparing students f o r w o r k t o t h e r e a l n a t u r e o f w o r k — t o t h e n a t u r e o f l a b o r p o w e r , as a c o m m o d i t y l i k e n o o t h e r , i n Willis's t e r m s . M o s t i m p o r t a n t l y , t h e y o u t h s r e j e c t q u a l i f i c a t i o n s as t h e m e a n s t o social m o b i l i t y . For t h e m ,
l82
GEORGE E. MARCUS
all j o b s a r e t h e s a m e a n d e q u a l l y m e a n i n g l e s s ; t h e y t a k e r e f u g e a n d s a t i s f a c t i o n i n a y o u t h s u b c u l t u r e t h a t e m p h a s i z e s a d v e n t u r e a n d vir i l e e x p e r i e n c e . M a n u a l l a b o r is a n e m b l e m o f this e m p h a s i s — i t s t a n d s for masculinity a n d o p p o s i t i o n to authority. T h e oppositional culture at s c h o o l d e v e l o p s t h e m e a n s o f t a k i n g i n f o r m a l c o n t r o l o f t h e p r o d u c t i o n p r o c e s s . M o s t p r o x i m a t e l y , t h e "ear'oles," o r c o n f o r m i s t s t u d e n t s , s t a n d as foils f o r t h e l a d s a n d t h e e m b o d i m e n t o f t h e w o r l d o f q u a l i f i c a t i o n s l e a d i n g t o m i d d l e class m y s t i f i c a t i o n s o f w o r k , w h i c h t h e y reject. S o , t h e l a d s t u r n o u t t o c o n f i r m basic M a r x i s t n o t i o n s o f t h e c e n tral r o l e o f t h e r e d u c t i o n o f l a b o r t o a c o m m o d i t y i n c a p i t a l i s t p r o d u c t i o n . E t h n o g r a p h y in Willis's h a n d s t h u s p o w e r f u l l y v a l i d a t e s M a r x i s t t h e o r y b y a u t h e n t i c a t i n g its c l a i m s a m o n g t h e m o s t i m p o r t a n t e t h n o g r a p h i c s u b j e c t s o f all, t h e w o r k i n g class. M u c h o f Willis's c l a i m h i n g e s o n h i s ability to p e r s u a d e t h e r e a d e r by t e x t u a l artifice o f the m e a n i n g f u l n e s s o f the boys' n o n c o n f o r m i s t behavior against the m i d d l e class t e n d e n c y t o d i s m i s s it as m i n d l e s s d e v i a n c e , a l i e n a t i o n , o r d e l i n q u e n c y . W e shall c o n s i d e r b e l o w w h e t h e r t h e i n v e s t i t u r e o f t h e boys' o p p o s i t i o n a l culture with the respectability o f m e a n i n g — t h e f o u n d a t i o n f r o m w h i c h g r o w s a critical t h e o r y e m b o d i e d in e v e r y d a y e x p e r i e n c e — i s effectively achieved.
The system beyond the ethnographic locale enacted in the irony of un intended consequences. T h e p o s t u l a t e o f u n i n t e n d e d c o n s e q u e n c e s is a m e a n s by w h i c h an e t h n o g r a p h e r can p u s h analysis b e y o n d t h e locale o f p r i m a r y fieldwork t o r e p r e s e n t a t i o n s o f t h e m a c r o - s y s t e m ( c o n v e n t i o n a l l y c o n c e i v e d as abstract s t r u c t u r e s ) i n c u l t u r a l , s t r u c t u r a l l y c o n t i n g e n t t e r m s . Willis m a k e s full u s e o f this m o v e , w h i c h K n o r r - C e t i n a d i s c u s s e s ( s e e f o o t n o t e 6) as o n e o f t h e m o d e s o f b r i n g i n g m a c r o p e r spectives back into the current reign o f productivity in m i c r o p e r s p e c t i v e s . I n fact, t h e c e n t r a l a r g u m e n t o f t h e b o o k is t h e o n e a b o u t t h e u n i n t e n d e d c o n s e q u e n c e s o f t h e lads' o p p o s i t i o n a l c u l t u r e f o r m e d at school: h o w they systematically disqualify themselves f r o m m i d d l e class j o b s as t h e i r o n i c e f f e c t o f class conflict in t h e s c h o o l s ; h o w , w i t h o u t c o e r c i o n , y o u t h s f u n n e l t h e m s e l v e s o n t o t h e s h o p floor. A s W i l l i s c o n c l u d e s t h e e t h n o g r a p h y s e c t i o n o f his b o o k : T h e r e is also a sense in which, despite the ravages—fairly well contained at this point anyway—manual work stands for something and is a way o f con tributing to and substantiating a certain view of life which criticises, scorns and devalues others as well as putting the self, as they feel it, in some elusive way ahead o f the g a m e . T h e s e feelings arise precisely from a sense of their own labour power which has been learnt and truly appropriated as insight and self-advance within the depths of the counter-school culture as it devel-
Ethnography in the Modern World System
183
ops specific class forms in the institutional context. It is difficult to think how attitudes of such strength and informal and personal validity could have b e e n f o r m e d in any other way. It is they, not formal schooling, which carry "the lads" over into a certain application to the productive process. In a sense, therefore, there is an element of self-domination in the acceptance of subor dinate roles in western capitalism. However, this damnation is e x p e r i e n c e d , paradoxically, as a form of true learning, appropriation and as a kind of resis tance. H o w are we to understand this? ( 1 9 8 1 : 1 1 3 ) T h i s is t h e f r a m i n g q u e s t i o n Willis u s e s to o r g a n i z e h i s e l a b o r a t i o n s o f t h e s e c o n d , a n a l y s i s p a r t o f t h e b o o k . T h o u g h it is t h e n e e d f o r c a s h t h a t finally p u s h e s t h e l a d s i n t o t h e p r o d u c t i v e p r o c e s s , it is m a s c u l i n e c h a u v i n i s m , f o r g e d in o p p o s i t i o n to s c h o o l , that a d a p t s t h e m to t h e s h o p floor a n d p r o v i d e s t h e l i n e o f c o n t i n u i t y b e t w e e n t h e t w o l o c a l e s . T h e u n i n t e n d e d - c o n s e q u e n c e s m o v e may be a nice solution to t h e p r o b l e m o f m a c r o - s y s t e m r e p r e s e n t a t i o n i n e t h n o g r a p h y w h o s e spirit is i n t e r p r e t i v e , b u t it is a l s o t h e m o s t n o t a b l y h e d g e d d i m e n s i o n o f Willis's a c c o u n t . H e is c o n s t a n t l y h e d g i n g a g a i n s t t h e c i r c u l a r i t y o f m a k i n g an a r g u m e n t of such general implication f r o m so small a s a m p l e a n d f r o m h i s r e c o g n i t i o n , b u t s y s t e m a t i c e l i d i n g , o f o t h e r vari a n t r e s p o n s e s t o s c h o o l b o t h a m o n g m i d d l e class a n d c o n f o r m i s t w o r k i n g class l a d s ( s e e f o o t n o t e 7); h e also h e d g e s a g a i n s t t h e d a n g e r o f a n "oversocialized" view o f his o w n n o n c o n f o r m i s t subjects, as thor o u g h p r o d u c t s o f t h e c u l t u r a l f o r m t h a t is, finally, Willis's a b s t r a c t e d focus o f analysis. F u r t h e r m o r e , the u n i n t e n d e d - c o n s e q u e n c e s m o v e s e e m s v e r y close to o l d - f a s h i o n e d functionalist teleology, albeit a n ironic f o r m o f i t — a g e n t s d o w h a t they d o in their various c o n t e x t s , a n d h e y p r e s t o ! t h e r e is n e a t o r d e r i n t h e s y s t e m . A c e r t a i n r e c o g n i t i o n o f t h e m e s s i n e s s o f real life is s i m p l y a d d e d t o c o n v e n t i o n a l n o t i o n s o f f u n c t i o n a l i s t o r d e r . T h i s is i n d e e d a n i m p r o v e m e n t o n p a s t m o v e s o f r e p r e s e n t i n g t h e social s y s t e m , b u t it is h a r d l y a b o l d b r e a k with easy notions o f order.
A Commentary on Textual Moves Used to Achieve the Above Conceptual Arguments Willis's H e r m e n e u t i c S e n s i t i v i t y I would just like to mark a recognition here that, n o matter how modified, participant observation and the methods under its aegis, display a tendency towards naturalism and therefore to conservatism. T h e ethnographic account is a supremely e x post facto product of the actual uncertainty of life. T h e r e develops, unwilled, a false unity which asks, "What follows next?" "How did it end?" "What makes sense of it?". T h e subjects stand too square in their self-
i84
GEORGE E. MARCUS
referenced world. T h e m e t h o d is also patronising and c o n d e s c e n d i n g — i s it possible to imagine the ethnographic account upwards in a class society? . . . T h e ethnographic account, for all its biases insists u p o n a level of h u m a n agency which is persistently overlooked or denied but which increases in im portance all the time for other levels of the social whole. Although the world is never directly "knowable," and cannot empirically present itself in the way that the ethnographic account seems sometimes to suggest, it must neverthe less be specifically registered somewhere in theory if theory pretends to any relevance at all. (Willis 1 9 8 1 : 1 9 4 ) A t i s s u e h e r e is t h e h e r m e n e u t i c c r i t i q u e of Willis's c l a i m to h a v e e x t r a c t e d a w o r k i n g class critical t h e o r y f r o m t h e w o r d s a n d a c t i o n s o f h i s s u b j e c t s , a t h e o r y t h a t h a p p e n s p o w e r f u l l y to c o n f i r m M a r x i s t t h e o r y . W e s h o u l d recall, i n this r e g a r d , t h e c e n t r a l c o n s t r u c t i v e m o v e o f Willis's t e x t — t h e d i s t i n c t s e p a r a t i o n o f e t h n o g r a p h y f r o m a n a l y s i s . T h i s m o v e m a y b e a f u n c t i o n o f Willis's r e t e n t i o n o f a r h e t o r i c o f p o s i t i v i s t s o c i o l o g i s m t h a t r e p r e s e n t s e t h n o g r a p h y as m e r e l y a m e t h o d a n d t h e r e p o r t i n g o f d a t a . N e v e r t h e l e s s , this c o n s t r u c t i v e d i v i s i o n m o s t importantly frames a legitimated, a u t o n o m o u s analytic voice t h r o u g h w h i c h Willis c a n d e v e l o p a t h e o r e t i c a l d i s c o u r s e i n a l a n g u a g e t o w h i c h h e is a c c u s t o m e d , w h i l e r e l y i n g o n r e f e r e n c e b a c k t o t h e e t h n o g r a p h y s e c t i o n a s a s u g g e s t i o n that it is n o t r e a l l y h i s v o i c e , b u t a m e d i a t i o n o f w h a t is e m b o d i e d in t h e e t h n o g r a p h y o f t h e l a d s , c o n c e i v e d , s i g n i f i c a n t l y , as v e r b a t i m i n t e r v i e w t r a n s c r i p t s . S o , w e m i g h t say t h a t t h e r e p r e s e n t a t i o n o f w o r k i n g class e x p e r i e n c e is n o t at all Willis's p r i m a r y g o a l ; r a t h e r , Willis d e v e l o p s e t h n o g r a p h i c r e p r e s e n t a t i o n s o f w o r k i n g class e x p e r i e n c e t o r e f e r to it in a w a y t h a t s e r v e s h i s t h e o r e t i c a l e x p o s i t i o n . E t h n o g r a p h y g i v e s b o d y t o Willis's b o o k , b u t it is n o t in i t s e l f t h e m a i n p o i n t . T h e r e is at least a h i n t o f a s l e i g h t - o f - h a n d h e r e , a n d w h a t a h e r m e n e u t i c sensitivity i n c o r p o r a t e d in t h e n a r r a t i v e of e t h n o g r a p h y d o e s is t o i m p o s e s t a n d a r d s o f p u r i t a n i c a l h o n e s t y u p o n c l a i m s , s u c h as t h o s e at t h e h e a r t o f Willis's t e x t , a b o u t w h o s p e a k s f o r w h o m , a n d w h a t is a c t u a l l y b e i n g a u t h e n t i c a l l y r e p r e s e n t e d . D o e s Willis's a r t i c u l a t e d critical t h e o r y o f c a p i t a l i s m really c o m e f r o m t h e lads? D o e s t h e e t h n o g r a p h e r d i s c o v e r s u c h i n s i g h t s , as is a r g u e d , o r d o e s h e e v o k e t h e m i n h i s s u b j e c t s in h i s e n g a g e m e n t w i t h t h e m , o r , m o s t c r u d e l y , d o e s h e m e r e l y a s s e r t by fiat t h a t w h a t h e is s a y i n g i n h i s o w n w o r d s is a n a c c u r a t e g l o s s o f w h a t t h e s u b j e c t s h a v e said a n d m e a n t ? T h e s e a r e very o l d epistemological p r o b l e m s central to the practice o f e t h n o g r a p h y , w h i c h a r e c u r r e n t l y b e i n g p r o b e d in t h e i m p a c t t h a t h e r m e n e u t i c p h i l o s o p h y is h a v i n g o n a n t h r o p o l o g i c a l t h o u g h t . P e r h a p s , m o s t c e n trally, t h e i s s u e is o n e o f t r a n s l a t i n g t h e orality o f t h e s u b j e c t s i n t o t h e l i t e r a c y o f t h e e t h n o g r a p h e r — i n this c a s e , t h e talk o f t h e l a d s i n t o t h e
Ethnography in the Modern World System
185
j a r g o n - l a d e n , d e n s e p r o s e o f Willis i n his c o m m e n t a r i e s a n d t h e o r e t i cal e l a b o r a t i o n s . G i v e n t h e d i s a r r a y o f p a r a d i g m s I h a v e m e n t i o n e d , it is a s e d u c t i v e i d e a at t h e m o m e n t to liberal a n d r a d i c a l c u l t u r a l critics i n s e a r c h o f s o m e d i r e c t i o n t h a t t h e n e c e s s a r y i n s i g h t s a r e there i n t h e lives o f subjects, to b e u n e a r t h e d by careful interpretation within a g e n r e s u c h as e t h n o g r a p h y . A s a r e s u l t , t h e s p e c i a l a p p e a l o f t h e k i n d o f claim Willis m a k e s d o e s t e n d to blunt the skepticism o f h e r m e n e u t i c s e l f - c r i t i c i s m , a n d it g e t s o f f r a t h e r easily. T o m a k e t h e c l a i m p a s s i o n a t e l y a n d e v o c a t i v e l y is s u f f i c i e n t to w i n o v e r m i d d l e class r e a d e r s t o a m o v e t h a t t r a n s f e r s t h e b u r d e n o f criticism t o t h e s u b j e c t a n d m o d i f i e s t h e f u n c t i o n o f t h e a n a l y s t w i t h very attractive i m p l i c a t i o n s f o r t h e c o n t e m p o r a r y p r e d i c a m e n t s o f theory. H o w m u c h h e r m e n e u t i c sensitivity is t h e r e , t h e n , i n Willis's b o o k ? W i l l i s is v e r y s h r e w d i n d e e d a b o u t t h e l i m i t a t i o n s o f e t h n o g r a p h y a n d t h e p o s s i b l e o b j e c t i o n s t o h i s c l a i m t h a t h e h a s in fact a u t h e n t i c a l l y s p o k e n f o r t h e l a d s , b u t t h e i m p o r t a n t p o i n t h e r e is t h a t t h i s a w a r e n e s s is n o t a n i n t e g r a l p a r t o f h i s t e x t , n o r f o r h i m a f o u n d a t i o n o f w r i t i n g e t h n o g r a p h y . A s in s o m a n y realist a c c o u n t s , h e r m e n e u t i c s h r e w d n e s s , w h e n it is p r e s e n t , is m a r g i n a l i z e d (as i n t h e very s h r e w d a p p e n d i x p r e v i o u s l y d i s c u s s e d a n d i n Willis's a f t e r w o r d a d m i s s i o n s a b o u t t h e l i m i t a t i o n s o f n a t u r a l i s m in e t h n o g r a p h i c a c c o u n t s — s e e t h e q u o t a t i o n above). So while hermeneutically aware o n the margins, W i l l i s k e e p s h i s d i s t a n c e f r o m his s u b j e c t s ; t h e s o r t o f e n g a g e m e n t o u t o f w h i c h h e r m e n e u t i c r e f l e c t i o n a r i s e s is o n l y a l e i t m o t i f i n h i s t e x t a n d n o t a n i n t e g r a l c o m p o n e n t o f e i t h e r its e t h n o g r a p h i c r e p r e s e n t a tions or t h e analysis that follows.
T h e D o m i n a n t Bourgeois World Evoked Rather T h a n Juxtaposed Ethnographically Since m y main focus was on the culture of the "lads," the "ear'oles" necessarily b e c a m e s o m e t h i n g o f a dramatic foil for their activity and creativity. . . . Nevertheless, the general case I am arguing is that, in different ways, all social agents have a hand collectively in constructing their own destiny, d o i n g so in a way which is not simply determined from outside and which often enjoys the labyrinthine complexity o f a "cultural form." But this cannot be said all at once! A n d if the ethnographic act of "giving life" to o n e particular "cultural form" seems to take life from others, to make others look anemic, then this should not be taken to mean that "social theory" is true only for the former. This book should not encourage the dismissal or marginalization of the m o r e conformisi in school, but should encourage concrete research in them from similar perspectives lo uncover the complexity and promise of their social existence. (Willis 1981 :KC>7)
i86
G E O R G E E. MARCUS
Willis e n t e r t a i n s t h e possibility that t h e s a m e c o n c e p t u a l m o v e s h e h a s m a d e i n r e g a r d t o t h e w o r k i n g class c o u l d b e m a d e , w i t h as p r o d u c t i v e results, in r e g a r d to various segments of the d o m i n a n t bourgeoisie. W h a t b e l i e s this p o s s i b i l i t y is t h e fact t h a t Willis h i m s e l f d o e s n o t c h o o s e t o r e p r e s e n t i n t h e s e e t h n o g r a p h i c w a y s t h e l a r g e r class w o r l d b e y o n d t h a t o f h i s w o r k i n g class s u b j e c t s , e v e n t h o u g h h e d i d d o " c o n trol" fieldwork a m o n g t h e "ear'oles" a n d t h e t e x t is s p r i n k l e d w i t h i n s i g h t s a b o u t t h e c u l t u r a l f o r m o f t h e d o m i n a n t class i n c o n t r a s t t o t h a t o f t h e l a d s . R a t h e r , i n s t e a d o f cross-class parallel j u x t a p o s i t i o n s o f e t h n o g r a p h y , h e c h o o s e s t o e v o k e t h e capitalist w o r l d i n a v a g u e , p e r s o n i fied w a y . R a t h e r t h a n d e p e n d o n t h e k i n d o f e t h n o g r a p h y h e d o e s f o r h i s f o c a l w o r k i n g class s u b j e c t s , h e r e l i e s o n t h e e t h n o g r a p h i c a l l y u n e x a m i n e d i m a g e s o f c l a s s - s t r u c t u r e d s o c i e t y built i n t o t h e t r a d i t i o n o f M a r x i s t t h e o r y . T h i s is, as I h a v e n o t e d , b o t h a n a d v a n t a g e o f w r i t i n g e t h n o g r a p h y w i t h i n t h e M a r x i s t t r a d i t i o n (it p r o v i d e s a r e a d y - m a d e , classic, a n d f a m i l i a r m e a n s o f e v o k i n g t h e m a c r o s o c i a l o r d e r ) a n d a d i s a d v a n t a g e (the u s e o f r e a d y - m a d e m a c r o i m a g e s t e n d s to cari cature the darkly unknowable world in contrast with the e t h n o g r a p h i c a l l y e l u c i d a t e d w o r l d o f w o r k i n g class subjects). Rather than j u x t a p o s i n g e t h n o g r a p h i c representations o f differ e n t c l a s s e s , Willis p r e s e n t s a n e t h n o g r a p h y o f t h e w o r k i n g class, a n d j u s t assumes a n e t h n o g r a p h i c p e r s p e c t i v e o n t h e m i d d l e class b y c o n trast ( i n c i d e n t a l l y , Willis is a w a r e o f this p r o b l e m , as i n d i c a t e d i n t h e a b o v e q u o t a t i o n : " B u t this c a n n o t b e said all at o n c e ! " ) . T h u s , h e m a k e s t h e l a d s real, b u t h e c h o o s e s t o reify t h e l a r g e r s y s t e m i n w h i c h t h e y live. T h i s is i n c o n s i s t e n t w i t h t h e spirit o f t h e e t h n o g r a p h i c a p p r o a c h h e e l o q u e n t l y p r o m o t e s . W h a t is " t h e s y s t e m " f o r t h e l a d s is t h e o t h e r ' s ( t h e m i d d l e class) c u l t u r a l f o r m . T h e t e x t u a l p r o b l e m h e r e is c a r e f u l l y r e p r e s e n t i n g o n e f o r m o f life w h i l e c a r i c a t u r i n g t h o s e o f t h e o t h e r s b e y o n d it as " t h e s y s t e m . " A t s t a k e h e r e is t h e validity o f t h e " u n i n t e n d e d - c o n s e q u e n c e s " c o n s t r u c t i o n o f t h e s y s t e m , l i n k i n g e t h n o g r a p h i c l o c a l e s . W h i l e Willis l i m i t s h i m s e l f i n d e m o n s t r a t i n g t h e w o r k i n g s o f t h e s y s t e m as u n i n t e n d e d c o n s e q u e n c e s to the youths' cultural evolution in t h e s c h o o l a n d o n t h e s h o p f l o o r , f o r c o n s i s t e n c y h e m u s t also a r g u e t h a t r e l a t i o n s between c l a s s e s , w h o s e c u l t u r a l f o r m s a r e o f t e n s i t u a t e d i n d i f f e r e n t e t h n o g r a p h i c l o c a l e s (except f o r t h e s c h o o l ) , a r e a l s o c h a r a c t e r i z e d b y l i n k a g e s o f u n i n t e n d e d c o n s e q u e n c e s e m a n a t i n g f r o m activity e t h n o g r a p h i c a l l y r e c o u n t e d . I f all p a r t i c i p a n t s i n t h e capitalist s o c i a l o r d e r d e v e l o p creative cultural forms o f a c c o m m o d a t i o n a n d resistance l i k e t h e l a d s , t h e n h o w o n t h e c u l t u r a l level, c a n c a p i t a l i s m a n d its d o m i n a n t classes b e m a d e to a p p e a r m o r e directed, ideologically b o u n d , a n d i n t e n t i o n a l t h a n t h e l a d s as victims? I f t h e s y s t e m t h o r -
Ethnography in the Modern World System
187
oughly operates by unwitting interdependencies and unintended, but c o o r d i n a t e d , c o n s e q u e n c e s , t h e n it w o u l d b e difficult t o s u s t a i n t h e c o n v e n t i o n a l w a y o f r e p r e s e n t i n g t h e d o m i n a n t class o r c l a s s e s i n M a r x i s t t h e o r y . A s l o n g as Willis p e r s o n i f i e s a n d c a r i c a t u r e s t h e s y s t e m b e y o n d t h e e t h n o g r a p h i c r e p r e s e n t a t i o n o f t h e w o r k i n g class, h e n e e d n o t c o m e t o t e r m s w i t h this difficulty. I f h e h a d i n s t e a d c o n structed his text o n cross-class e t h n o g r a p h i c juxtapositions, h e w o u l d h a v e h a d t o f a c e t h e full i m p l i c a t i o n s o f h i s u n i n t e n d e d c o n s e q u e n c e s m o r e squarely.
I n v e s t i n g M e a n i n g in t h e Lads' Lives Finally, all o f Willis's c o n c e p t u a l m o v e s d e p e n d o n h i s ability t o p e r s u a d e t h e r e a d e r t h a t t h e y o u t h s ' c u l t u r e is i n fact p o s i t i v e l y m e a n ingful a n d c r e a t i v e , t h a t t h e y a r e o n t o s o m e t h i n g , r a t h e r t h a n j u s t b e i n g t h e a l i e n a t e d class b o t h i n c o n d i t i o n s o f w o r k a n d spirit. T h e critical m o v e is t o d i s s o c i a t e t h e w o r l d o f w o r k , w h i c h t h e l a d s d o c l e a r l y s e e as m e a n i n g l e s s , f r o m t h e w o r l d o f e x p e r i e n c e , w h i c h t h e y c e l e b r a t e a n d c r e a t i v e l y e l a b o r a t e as a f o r m o f r e b e l l i o n . B e c a u s e Willis refers o n l y obliquely to t h e richest c o n t e x t for t h e persuasive r e p r e s e n t a t i o n o f w o r k i n g class c r e a t i v i t y — y o u t h p o p u l a r c u l t u r e — h e is l e f t w i t h r a t h e r t h i n m a t e r i a l s t h r o u g h w h i c h t o e v o k e t h e style a n d c r e a t i v i t y o f t h e b o y s ' e x p e r i e n c e . T h e r e is t h u s a s t r a i n i n g a n d special p l e a d i n g in his r e p e a t e d praise o f the m e a n i n g f u l c o n t e n t o f t h e i r o p p o s i t i o n a l c u l t u r e , w h i c h , t h o u g h p a s s i o n a t e l y a s s e r t e d (as i f t h e r e w e r e m u c h m o r e t o it t h a n h e c a n tell u s w i t h i n t h e c o n f i n e s o f e t h n o g r a p h y ) , still r i n g s h o l l o w . F o r e x a m p l e , as Willis states: T h u s the whole nature of "really doing things", of being physically active in the world, o f giving labour power in a certain way, is seen by "the lads" not simply as a defensive measure, or as a negative response, but as an affirmation and expression o f what it seems has been genuinely and creatively learned. It speaks o f a distinct maturity, a practice of ability and perspective, that others are felt not to have. Despite its intrinsic meaninglessness manual labour, at least at this period in their lives, comes to mean for "the lads" in H a m m e r town an assertion o f their freedom and a specific kind of power in the world. ( 1 9 8 1 : 104) O b v i o u s l y , Willis h a s g r e a t a d m i r a t i o n f o r t h e m e a n i n g t h a t h i s s u b jects a r e a b l e t o d e r i v e f r o m t h e m e a n i n g l e s s n e s s o f t h e i r p l a c e i n s o ciety. B u t i n e x p r e s s i n g s u c h a d m i r a t i o n , h e c a n n o t e s c a p e s u g g e s t i n g t h e i n a u t h e n t i c i t y o f it a n d t h e s e l f - d e c e p t i o n i n v o l v e d , w i t h o u t a m u c h m o r e d i r e c t t r e a t m e n t o f w o r k i n g class p o p u l a r c u l t u r e . Willis finally r e t r e a t s f r o m h i s e n t h u s i a s m f o r t h e lads' o p p o s i t i o n a l c u l t u r e s
i88
GEORGE E. MARCUS
w h e n h e r e s p o n d s sympathetically to the complaints o f feminists in t h e a f t e r w o r d , w r i t t e n f o r t h e A m e r i c a n e d i t i o n o f Learning to Labour: w h a t m e a n i n g t h e lads' l i v e s h a v e f o r t h e m is b u i l t o n t h e o p p r e s s i o n o f w o m e n . I n t h e t e x t itself, Willis d o e s a c k n o w l e d g e i n p a s s i n g t h e r a c i s m a n d s e x i s m t h a t f r a m e his subjects' o p p o s i t i o n a l c u l t u r e , c e n t e r e d o n virile m a s c u l i n i t y , b u t h e d o e s n o t c o n f r o n t t h e m s e r i o u s l y until the reflective afterword. So, in a sense, the textual m o v e o f i n v e s t i n g m e a n i n g in w h a t m i g h t b e v i e w e d as m e a n i n g l e s s , a n a r c h i c l i v e s , is d o n e i n a "he d o t h p r o t e s t t o o m u c h " m a n n e r , a n d finally w i t h c o n s i d e r a b l e a m b i v a l e n c e . Yet, as t h e r h e t o r i c n e c e s s a r y b o t h f o r c o n v i n c i n g e t h n o g r a p h i c representations and claims d r a w n f r o m t h e m , t h e s u c c e s s f u l h a n d l i n g o f this t e x t u a l m o v e w o u l d s e e m f u n d a m e n t a l .
Conclusion T h e book is not an attempt to give a full anthropological account of the full range of the whole life process of twelve individuals—which indeed would have had to take in much else, including their physical and emotional devel o p m e n t , sexuality, experience in the family, and their detailed existence in a w h o l e n e i g h b o u r h o o d and sweep of local life. I was concentrating on certain cultural and symbolic processes within a relatively discrete "cultural form," focused mainly in the school, and on the transition to work which touched u p o n many of these things, certainly, but not as a neutral taxonomical chart ing o f them. Perhaps we should call this a "cultural ethnography" to distin guish it from anthropological approaches. (Willis 1 9 8 1 : 2 1 7 — 1 8 ) A n t h r o p o l o g i s t s m a y b e d i s c o n c e r t e d a n d i r r i t a t e d by t h e w a y i n w h i c h Willis as e t h n o g r a p h e r d i s t a n c e s h i m s e l f f r o m t h e s a m e p r o j e c t i n a n t h r o p o l o g y b y trivializing t h e p u r p o s e o f t h e l a t t e r as n o n d i r e c t e d , i n f l e x i b l e h o l i s m ; t a x o n o m i c d e s c r i p t i o n f o r its o w n s a k e , w i t h o u t a r e d e e m i n g p o i n t o r a r g u m e n t . N o n e t h e l e s s , Willis d o e s p o s e t h e c h a l l e n g e for the anthropological tradition of ethnography, u n d e r l a i n p e r h a p s b y a n u n a t t a i n a b l e i d e a l o f h o l i s m n o t t o b e t a k e n literally, t o a p p l y e t h n o g r a p h y to p r o j e c t s o f b r o a d e r p u r p o s e a n d t h e o r e t i c a l s i g nificance, like his o w n . T h i s entails the writing o f m i x e d - g e n r e texts, s i m i l a r t o t h o s e e n v i s i o n e d b y R a y m o n d W i l l i a m s f o r social r e a l i s m , i n w h i c h e t h n o g r a p h i c representation a n d authority w o u l d be a variably s a l i e n t c o m p o n e n t . C o n t r a r y t o Willis's o u t m o d e d p e r c e p t i o n o f t h e state o f e t h n o g r a p h y within anthropology, such m i x e d - g e n r e texts, s e n s i t i v e t o b o t h t h e i n n e r lives o f subjects a n d t h e n a t u r e o f w o r l d h i s t o r i c a l political e c o n o m y , a r e a m a j o r c o n c e r n o f t h e t r e n d o f e x p e r i m e n t a t i o n in c o n t e m p o r a r y a n t h r o p o l o g y that w e h a v e b e e n discussing.
Ethnography in the Modern World System
189
Appendix: Short Takes on Other Experimental Uses of Ethnography in Addressing Problems of Political Economy and Social Theory I s h a l l v e r y briefly d e a l w i t h t w o o t h e r k i n d s o f m i x e d - g e n r e texts in t h e m o v e toward e t h n o g r a p h i e s that ambitiously take o n p r o b l e m s o f social t h e o r y , political e c o n o m y , a n d h i s t o r y . I n o n e k i n d o f t e x t , it is t h e c o n v e n t i o n s o f e t h n o g r a p h i c r e p r e s e n t a t i o n t h a t a r e left i n t h e b a c k g r o u n d , m a r g i n a l i z e d , o r s u b o r d i n a t e d t o a p u r p o s e t h a t c o n t r i b u t e s to t h e e x p l a n a t i o n o f m o m e n t o u s h i s t o r i c e v e n t s ; i n t h e o t h e r k i n d o f t e x t , e t h n o g r a p h i c r e p r e s e n t a t i o n is t h e f o c u s , if n o t o b s e s s i o n , w h i l e t h e w o r l d o f h i s t o r i c political e c o n o m y , a l t h o u g h b r o u g h t i n t o t h e t e x t , g e t s subtly s h i f t e d to t h e b a c k g r o u n d b y a strat e g y o f e v o c a t i o n rather than by substantive representation. I n b o t h c a s e s , t h e t e x t s a r e w r i t t e n f r o m t h e e x p e r i e n c e o f fieldwork a n d t h e a u t h o r i t y d e r i v e d f r o m it, b u t t h e r e is n o s i m p l e c o r r e l a t i o n b e t w e e n fieldwork d o n e a n d s y m m e t r i c a l t e x t as r e p o r t a g e w r i t t e n f r o m t h a t e x p e r i e n c e . R a t h e r , in b o t h c a s e s , a n d m o s t s a l i e n t l y i n t h e first, e t h n o g r a p h i c detail shares textual space with other varieties o f writing, i n c l u d i n g h i s t o r i c a l n a r r a t i v e , literary e x e g e s i s , a n d a u t o b i o g r a p h i c a l confession.
Ethnography and Revolutionary Upheaval T h e p a r t i c u l a r c o n c e r n h e r e is h o w t h e w r i t i n g o f e t h n o g r a p h y c a n b e a d a p t e d t o a d d r e s s classic h i s t o r i c q u e s t i o n s o f c a u s a t i o n , those that require explanations of major events. T h e question o f so cial a n d p o l i t i c a l r e v o l u t i o n s is a n e x c e l l e n t , p e r e n n i a l c a s e i n p o i n t . For t h e e t h n o g r a p h e r , m u c h d e p e n d s o n serendipity a n d o p p o r t u n i t y — w h e r e a n d w h e n the e t h n o g r a p h e r was situated in relation to t h e e v e n t . E t h n o g r a p h y t h a t h a s c o n c e r n e d itself w i t h g r e a t r e v o l u tions has usually b e e n situated to r e c o u n t the effects o f r e v o l u t i o n o n e v e r y d a y life i n t h e f o r m o f v i l l a g e s t u d i e s . For m e , t h e m o s t v i v i d vil l a g e - l e v e l e t h n o g r a p h y r e g i s t e r i n g p o s t - r e v o l u t i o n a r y c o n d i t i o n s is W i l l i a m H i n t o n ' s Fanshen ( 1 9 6 6 ) , w i t h its s t r i k i n g a c c o u n t o f h o w a r e v o l u t i o n a r y s o c i a l t h e o r y is a p p l i e d i n t h e reclassification a n d r e s h a p i n g of l o c a l v i l l a g e society. B u t e t h n o g r a p h y c o u l d d o m u c h m o r e if e t h n o g r a p h e r s i n o p portune circumstances wrote accounts of greater ambition. With the careful textual use of ethnographic representation, they could enter into the central debates about the origin and course of revolutionary
igO
GEORGE E. MARCUS
p r o c e s s e s t h e m s e l v e s . M i c h a e l Fischer's Iran: From Religious Dispute to Revolution (1980) is a p r i m e , if n o t u n i q u e , e x a m p l e o f a m i x e d - g e n r e a c c o u n t i n w h i c h t h e r h e t o r i c a l fixing o f t h e e t h n o g r a p h e r ' s a u t h o r i t y a n d the careful introduction o f ethnographic detail s h a p e an a r g u m e n t dealing with the causation and origins of revolution rather than its e f f e c t s . T h e critical e t h n o g r a p h i c r e p r e s e n t a t i o n s a r e t h o s e o f Shi'ite religious e d u c a t i o n , w h i c h Fischer studied in Q u m b e f o r e t h e r e v o l u t i o n . T h e b o o k itself o p e n s w i t h t h e fixing o f e t h n o g r a p h i c a u thority, with Fischer e n g a g e d in discussion with an ayatollah. I n d e e d , t h i s e s t a b l i s h e s t h a t " h e w a s t h e r e , " b u t it d o e s m u c h m o r e t h a n t h i s , s i n c e it is a p r e s e n t a t i o n o f t h e reality a n d m e d i u m o f Shi'ite i d e o l o g y a n d w o r l d v i e w itself, i n s e p a r a b l e f r o m t h e styles o f d i s c o u r s e i n w h i c h it is e x p r e s s e d . F r o m this b e g i n n i n g o n w a r d , t h e e t h n o g r a p h y o f S h i ' i t e c u l t u r e is t h r e a d e d t h r o u g h a t e x t t h a t a l t e r n a t e s b e t w e e n h i s t o r i c a l narrative, m o m e n t - t o - m o m e n t reporting of revolutionary events, so c i o l o g i c a l class a n a l y s i s , t e x t u a l e x e g e s i s , a n d t h e e t h n o g r a p h i c r e p r e s e n t a t i o n o f life i n Q u m itself. T h o u g h it is m u c h h a r d e r t o p i n d o w n as e t h n o g r a p h y t h a n Willis's e x p l i c i t l y l a b e l l e d s t u d y , Fischer's b o o k n o n e t h e l e s s d e p e n d s , as d o e s Willis's b o o k , o n s t r a t e g i c a l l y s i t u a t e d e t h n o g r a p h y , a n d self-consciously so. T h u s , w h e n the e t h n o g r a p h e r takes o n debates about m o m e n t o u s events (and the macro systems o f p o l i t i c a l e c o n o m y t h e y i m p l i c a t e ) , e t h n o g r a p h y itself m o v e s f r o m c e n t e r p l a c e t o play a p e r i p a t e t i c r o l e in t e x t c o n s t r u c t i o n .
Ethnography and the Modern Essay: Undermining Realist Representation in an Uncertain World A n d what of those w h o view the representation o f larger, i m personal systems within the narrative space o f e t h n o g r a p h y as u n t e n a b l e , y e t a r e s e n s i t i v e to t r e n d s in political e c o n o m y a n d still s e e t h e n e e d t o e v o k e t h e m in s o m e way? T h i s is t h e p r e d i c a m e n t o f t h e m o r e r a d i c a l , m o d e r n i s t e x p e r i m e n t s in e t h n o g r a p h y — t h o s e t u r n i n g a w a y f r o m realist c o n v e n t i o n s t o w a r d e l a b o r a t e e x p e r i m e n t a t i o n w i t h f o r m a n d attention to reciprocity o f perspectives, the dialogic c o n t e x t o f fieldwork, a n d e v e n to t h e i n c o r p o r a t i o n o f m u l t i p l e a u t h o r i a l v o i c e s i n t h e c o n v e n t i o n a l s i n g l e - a u t h o r - c o n t r o l l e d text. M u c h m o r e s t r o n g l y t h a n R a y m o n d W i l l i a m s , w h o h o l d s to r e a l i s m , s u c h e x p e r i m e n t a l w r i t e r s f e e l t h a t radically i n t e r p r e t i v e e t h n o g r a p h i e s c a n n e v e r g a i n k n o w l e d g e o f t h e r e a l i t i e s t h a t statistics c a n — t h e y p e r h a p s d o n o t e v e n r e c o g n i z e t h e p r i o r i t y o r p r i v i l e g e d validity o f s u c h a b s t r a c t l y r e p r e s e n t e d realities. T h e y seek rather a m e a n s o f e v o k i n g the w o r l d w i t h o u t r e p r e s e n t i n g it.
Ethnography in the Modern World System T h e m o d e r n i s t f o r m o f t h e e s s a y p e r h a p s m e e t s this n e e d . It o p p o s e s c o n v e n t i o n a l systematic analysis, absolves the writer f r o m hav i n g t o d e v e l o p t h e b r o a d e r i m p l i c a t i o n s o f his t h o u g h t ( w h i l e n o n e t h e less i n d i c a t i n g t h a t t h e r e a r e s u c h i m p l i c a t i o n s ) o r o f h a v i n g t o tie l o o s e e n d s t o g e t h e r . T h e essayist c a n m y s t i f y t h e w o r l d , l e a v e h i s s u b j e c t s ' a c t i o n s o p e n - e n d e d as t o t h e i r g l o b a l i m p l i c a t i o n s , f r o m a r h e torical p o s t u r e o f p r o f o u n d h a l f - u n d e r s t a n d i n g , h a l f - b e w i l d e r m e n t with t h e w o r l d in w h i c h the e t h n o g r a p h i c subject a n d the e t h n o g r a p h e r l i v e . T h i s is t h u s a f o r m w e l l s u i t e d to a t i m e s u c h as t h e p r e s e n t , w h e n p a r a d i g m s a r e i n disarray, p r o b l e m s i n t r a c t a b l e , a n d p h e n o m e n a o n l y p a r t l y u n d e r s t o o d . It is finally a h e d g e o n t h e h o l i s t i c commitments of anthropological ethnography. T h e o p e n - e n d e d mys t e r y o f p h e n o m e n a partly e x p l a i n e d ( " t h e r e a r e a l w a y s a l t e r n a t i v e i n t e r p r e t a t i o n s " ) is a n e s s e n t i a l f e a t u r e o f t h e r h e t o r i c o f t h e e x p e r i m e n t a l p o s t u r e . U n l i k e realist e t h n o g r a p h y , w h i c h c a n b e b a c k g r o u n d e d w h e n the text squarely addresses great events, the m o d e r n ist e t h n o g r a p h i c e s s a y g r a p p l e s w i t h t h e t e x t u a l p r o b l e m o f h o w t h e w o r l d is t o s e r v e as b a c k d r o p o n c e c o n v e n t i o n a l t e c h n i q u e s o f realistic representation are ruled out. P e r h a p s t h e m o s t i n t e n s i v e a n d e x p l i c i t r e f l e c t i o n o n t h e e s s a y as a f o r m o f w r i t i n g a p p r o p r i a t e t o m o d e r n i t y is t h a t o f T h e o d o r A d o r n o ( s e e K a u f f m a n n 1 9 8 1 ) , a n d e s p e c i a l l y his r e f u s a l to i m p o s e o r d e r t h r o u g h w r i t i n g o n a w o r l d w h o s e e s s e n c e is its f r a g m e n t a r y c h a r a c ter. R a t h e r t h a n a t t e m p t i n g t o r e p r e s e n t t h e s y s t e m o r m a j o r e v e n t s b y a n o r d e r l y a c c o u n t o f t h e m , t o w h i c h r e a l i s m is partial, t h e m o d e r n essay permits, or rather sanctions, the ultimate h e d g e — i t legitimates fragmentation, r o u g h edges, and the self-conscious aim of achieving a n e f f e c t t h a t d i s t u r b s t h e r e a d e r . T h e e s s a y i n this m o d e r n i s t s e n s e is thus a particularly appropriate self-conscious posture for the m o s t r a d i c a l l y e x p e r i m e n t a l e t h n o g r a p h i e s . T h e y w a n t to c h a n g e t h e c o n ventional focus in e t h n o g r a p h y a n d thus the p e r c e p t i o n o f readers. A s n o t e d , t h e y shift f o c u s t o t h e d i a l o g i c a n d t h e r e c i p r o c i t y o f p e r ¬ s p e c t i v e s i n v o l v e d in a n y e t h n o g r a p h i c p r o j e c t . T h e y w a n t t o say s o m e t h i n g a b o u t t h e m o d e r n w o r l d as m u c h , if n o t m o r e , b y selfc o n s c i o u s a t t e n t i o n t o t h e f o r m o f t h e e t h n o g r a p h i c t e x t as b y d i r e c t a t t e n t i o n to t h e b o u n d e d world o f the e t h n o g r a p h i c subject. T h e s u b t l e t y of this u s e o f t h e essay is t h a t w h e t h e r o r n o t t h e s u b ject is e x p l i c i t l y v i e w e d as l i v i n g in a f r a g m e n t e d w o r l d s y s t e m , at t h e level o f h e r e x p e r i e n c e a n d that o f the e t h n o g r a p h e r the b r o a d e r w o r l d is e v o k e d i n d i r e c t l y t h r o u g h t h e a t t e m p t i n e t h n o g r a p h i c w r i t i n g to c o n v e y a l i e n e x p e r i e n c e . T h i s is t h e radical a p p r o a c h t o t h e r e p r e s e n t a t i o n o f cultural difference in a world w h e r e the salience o f d i f f e r e n c e h a s d i m i n i s h e d , at least a m o n g W e s t e r n m i d d l e class
ig2
GEORGE E. MARCUS
r e a d e r s h i p s . S u c h e t h n o g r a p h y s e e k s t o c o n v e y t h e q u a l i t y o f its s u b jects' experience, free o f the mediation o f customs a n d institutions, c o n c e p t s t h a t c a r r y a n e m b e d d e d bias t o w a r d s e e i n g o r d e r , w h e r e o n t h e l e v e l o f e x p e r i e n c e s u c h o r d e r is n o t felt o r i m a g i n e d t o t h e s a m e d e g r e e . T h e e t h n o g r a p h y as m o d e r n e s s a y p r o f o u n d l y d i s r u p t s t h e c o m m i t m e n t t o h o l i s m t h a t is at t h e h e a r t o f m o s t realist e t h n o g r a p h y a n d t h a t is i n c r e a s i n g l y p r o b l e m a t i c (as t h e h e d g e s i n Willis's t e x t i n d i c a t e ) . It d o e s n o t p r o m i s e t h a t its subjects a r e p a r t o f a l a r g e r o r d e r . I n s t e a d , b y t h e o p e n - e n d e d n e s s o f t h e f o r m , it e v o k e s a b r o a d e r w o r l d o f u n c e r t a i n o r d e r — t h i s is t h e p o s e t h e m o d e r n i s t e s s a y c u l t i v a t e s s u p r e m e l y . I n a s e n s e , w i t h t h e a p p r o p r i a t e r h e t o r i c o f t h e essay, m o d ernist e t h n o g r a p h y declines the problematic o f the m o d e s o f eth n o g r a p h y s e n s i t i v e t o political e c o n o m y t h a t w e h a v e d i s c u s s e d , w h i l e b e i n g similarly m o t i v a t e d by t h e p r e d i c a m e n t o f writing e t h n o g r a p h y in recognition o f a world for which the twentieth-century ethno graphic p a r a d i g m n o w seems inadequate. T h e rhetoric o f the m o d e r n e s s a y a s a g u i d e t o c o n s t r u c t i n g e t h n o g r a p h y is m e r e l y v e r y s t r o n g m e d i c i n e , c o m p a r e d t o Willis's o r Fischer's m o v e s t o m e r g e t h e p e r s p e c t i v e s o f e t h n o g r a p h y a n d political e c o n o m y . Actual e x a m p l e s o f e t h n o g r a p h y set in t h e rhetoric o f the m o d e r n e s s a y a r e f e w , a l t h o u g h it is t h e k i n d o f t e x t w r i t e r s e i t h e r a s p i r e t o o r e n t e r t a i n t h e possibility o f a n d t h e n shy away f r o m in e x p e r i m e n t a l t i m e s . V i n c e n t C r a p a n z a n o ' s Tuhami: Portrait of a Moroccan ( 1980) a n d , m o r e r e c e n t l y , h i s Waiting ( 1 9 8 5 ) a r e p e r h a p s t h e m o s t p r o m i n e n t e x i s t i n g e x p e r i m e n t a l e t h n o g r a p h i e s t h a t c a n b e v i e w e d as e m p l o y i n g t h e r h e t o r i c o f t h e m o d e r n essay. T h e latter w o r k i n p a r t i c u l a r , w h i c h uses t h e dialogic capturing o f multiple voices to e x p o s e t h e c o n d i t i o n o f e n t r a p m e n t a m o n g t h e whites o f contemporary South Africa, re veals t h e i n h e r e n t c o n c e r n o f such m o d e r n i s t techniques with political e c o n o m y . Far f r o m b e i n g i n s u l a r a n d p a r o c h i a l , t h e d i s c o u r s e o f t h e w h i t e s i n t h e p l e a s a n t S o u t h A f r i c a n c o u n t r y s i d e is full o f " k n o w i n g " irony a b o u t their o w n position a n d that o f their society globally. Like w i s e , i n Tuhami, t h e f o r m o f t h e t e x t as w e l l as its s u b j e c t — a spiritp o s s e s s e d p r o l e t a r i a n t i l e m a k e r — s e r v e s as a s t a t e m e n t a b o u t c o l o n i a l a n d p o s t - c o l o n i a l A l g e r i a n society. A sustained tolerance o f incompleteness and indeterminateness a b o u t t h e o r d e r i n t h e w o r l d t h a t lies b e y o n d t h e e x p e r i e n c e o f e t h n o g r a p h i c subjects, intensely focused u p o n , s e e m s to b e a key rhetorical m a r k e r in m o d e r n i s t e t h n o g r a p h y . For e x a m p l e , o n e c o m m o n idea o f t e x t c o n s t r u c t i o n is t o s t r i n g t o g e t h e r a s e t o f s e p a r a t e e s s a y s d e a l i n g w i t h d i f f e r e n t t h e m e s o r i n t e r p r e t a t i o n s o f t h e s a m e s u b j e c t (if its a c t u a l s t y l e w e r e n o t t h a t o f t h e c o c k s u r e E n g l i s h essayist, c o m b i n e d w i t h a h e a v y d o s e o f scientistic c e r t a i n t y , G r e g o r y B a t e s o n ' s Naven
Ethnography in the Modern World System
193
[ 1 9 3 6 ] m i g h t b e s e e n i n its a c t u a l n a r r a t i v e s t r u c t u r e a n d s p i r i t a s a n e a r l y e x a m p l e o f t h e e t h n o g r a p h y as m o d e r n e s s a y ; i n d e e d it w a s w r i t t e n d u r i n g a t i m e o f p r o f o u n d g l o b a l u n c e r t a i n t y like t h e c o n t e m p o r a r y p e r i o d ; t h e o d d n e s s o f Naven is its m i n g l i n g o f b e h a v i o r i s t a n d h e r m e n e u t i c c o n c e r n s ) . F u r t h e r m o r e , t h e e t h n o g r a p h y as e s s a y o f t e n d e f i n e s i t s e l f as s u c h b y a p r o m i n e n t m e t a c o m m e n t a r y o n t h e diffi c u l t i e s o f d o i n g e t h n o g r a p h y i n t h e m o d e r n w o r l d , w h i l e d o i n g it. I n g e n e r a l , t h e n , it is t h e r e v e a l e d m o d e r n i s t c o n s c i o u s n e s s o f t h e e t h n o g r a p h i c w r i t e r , t r o u b l e d b y t h e i n t e r p r e t i v e task at h a n d , t h a t e m b e d s in t h e text references to t h é broader world s h e a n d h e r subjects s h a r e . I v i e w m o d e r n i s t e x p e r i m e n t s as t h e c u r r e n t o u t e r l i m i t t o t h e w a y s e t h n o g r a p h y as a m a t t e r o f t e x t u a l s t r a t e g y h a n d l e s t h e m i c r o m a c r o i n t e g r a t i o n p r o b l e m w i t h w h i c h this p a p e r b e g a n .
Ethnicity and the Arts of Memory
MICHAEL M.J.
FISCHER
Ethnicity and the Post-Modern Arts of Memory
I Conclusions a n d Re-Visions History as celebrated by Mnemosoune is a deciphering of the invisible, a geography of the supernatural. . . . It throws a bridge between the world of the living and that beyond to which everything that leaves the light of day must return. It brings about an "evocation" of the past. . . . Memory appears as a source of immortality. . . . JEAN-PIEKRE VERNANT Our period is not defined by the triumph of technology for technology's sake, as it is not defined by art for art's sake, as it is not defined by nihilism. It is action for a world to come, transcendence of its period—transcendence of self which calls for epiphany of the Other. EMANUEL LEVINAS T h i s p a p e r brings together two indirectly related e t h n o g r a p h i c p h e n o m e n a o f t h e 1970s a n d t g 8 o s — t h e florescence o f e t h nic a u t o b i o g r a p h y a n d the academic fascination with textual theories o f d e f e r r e d , h i d d e n , o r o c c u l t e d m e a n i n g — i n o r d e r t o ask w h e t h e r 1
N O T E : My use of "post-modern" in this essay follows that of Jean-François Lyotard ( 1 9 7 9 ) : it is that moment of modernism that defines itself against an immediate past ("post") and that is skeptically inquisitive about all grounds of authority, assumption, or convention ("modernism"). Lyotard's definition allows for cycles of modernism that de cay and renew, as well as drawing attention to the various techniques for questioning and deorienting/reorienting—techniques ranging from surrealism in the arts to devel opments in the natural sciences (fractals, catastrophe theory, pragmatic paradoxes, u n decidables). Alternative definitions of post-modernism as either an unlabeled after math of early twentieth-century modernisms—or, as Fredric Jameson would have it, a retreat from politically charged modernism back into bourgeois complacency—empty the term of any substantive meaning and (in Jameson's case) assert unsubstantiated negative political evaluations. A n allied usage of post-modern to that employed here, and to which I am also indebted, is that of Stephen Tyler (see this volume). 1. For reasons of space, this second phenomenon will have to remain an under song, only alluded to periodically. "Occulted" is a key term from Stephen Tyler's essay in this volume, an essay with which the present paper is intended to resonate. "Deferred" invokes Jacques Derrida's efforts to show how metaphors depend on and create new displacements from meanings in other texts, how no text exists in and of itself. " H i d den" refers to Walter Benjamin's attempts at "revelation" or recovery of meanings sedi-
195
t h e y c a n revitalize o u r ways o f t h i n k i n g a b o u t h o w c u l t u r e o p e r a t e s a n d r e f a s h i o n o u r p r a c t i c e o f e t h n o g r a p h y a s a m o d e o f c u l t u r a l criti c i s m . J u s t a s t h e travel a c c o u n t a n d t h e e t h n o g r a p h y s e r v e d a s f o r m s f o r e x p l o r a t i o n s o f t h e " p r i m i t i v e " w o r l d ( s e e Pratt i n this v o l u m e ) a n d t h e realist n o v e l s e r v e d as t h e f o r m f o r e x p l o r a t i o n s o f b o u r g e o i s m a n n e r s a n d t h e s e l f in early i n d u s t r i a l s o c i e t y , s o e t h n i c a u t o b i o g r a p h y a n d a u t o b i o g r a p h i c a l fiction c a n p e r h a p s s e r v e as k e y f o r m s f o r e x p l o r a t i o n s o f p l u r a l i s t , p o s t - i n d u s t r i a l , late t w e n t i e t h - c e n t u r y s o c i e t y . T h e recent proliferation o f autobiographical works that take eth n i c i t y as a f o c a l p u z z l e s e e m s to b e p o o r l y a c c o m m o d a t e d w i t h i n t h e t r a d i t i o n a l s o c i o l o g i c a l l i t e r a t u r e o n e t h n i c i t y . W o r k s s u c h as M a x i n e H o n g K i n g s t o n ' s The Woman Warrior ( 1 9 7 6 ) , M i c h a e l A r l e n ' s Passage to Ararat ( 1 9 7 5 ) , a n d M a r i t a G u l d e n ' s Migrations of the Heart ( 1 9 8 3 ) a r e i n a d e q u a t e l y c o m p r e h e n d e d t h r o u g h discussions o f g r o u p solidarity, t r a d i t i o n a l v a l u e s , f a m i l y m o b i l i t y , political m o b i l i z a t i o n , o r s i m i l a r s o ciological categories. I m m i g r a n t novels of rebellion against t h e family, i n t e r m a r r i a g e , a n d a c c u l t u r a t i o n a r e m o r e r e l e v a n t to t h e s e s o ciological conceptions. W h a t t h e n e w e r w o r k s b r i n g h o m e f o r c e f u l l y is, first, t h e p a r a d o x ical s e n s e t h a t e t h n i c i t y is s o m e t h i n g r e i n v e n t e d a n d r e i n t e r p r e t e d i n e a c h g e n e r a t i o n b y e a c h i n d i v i d u a l a n d t h a t it is o f t e n s o m e t h i n g quite p u z z l i n g to t h e individual, s o m e t h i n g over w h i c h h e or s h e lacks c o n t r o l . E t h n i c i t y is n o t s o m e t h i n g t h a t is s i m p l y p a s s e d o n f r o m g e n e r a t i o n t o g e n e r a t i o n , t a u g h t a n d l e a r n e d ; it is s o m e t h i n g d y n a m i c , o f t e n u n s u c c e s s f u l l y r e p r e s s e d o r a v o i d e d . It c a n b e p o t e n t e v e n w h e n n o t c o n s c i o u s l y t a u g h t ; it is s o m e t h i n g t h a t i n s t i t u t i o n a l i z e d t e a c h i n g e a s i l y m a k e s c h a u v i n i s t , sterile, a n d s u p e r f i c i a l , s o m e t h i n g t h a t e m e r g e s in f u l l — o f t e n liberating—flower only t h r o u g h struggle. In s o f a r as e t h n i c i t y is a d e e p l y r o o t e d e m o t i o n a l c o m p o n e n t o f i d e n t i t y , it is o f t e n t r a n s m i t t e d less t h r o u g h c o g n i t i v e l a n g u a g e o r l e a r n i n g (to w h i c h sociology has almost entirely restricted itself) than t h r o u g h mented in layers of language. Others who have become theoreticians of interest for the present mood include Harold Bloom (like Derrida, concerned with intertextuality—in his terms, "the anxiety of influence"); Sigmund Freud and Jacques Lacan (as semioticians interested in the dynamics of what Freud called "the soul," locating what is repressed, implicit, mediated, or what Tyler calls the "unsaid"); Wilhelm Dilthey, Clifford Geertz, and Victor T u r n e r (as exploring constructivist understandings of symbolic meaning, in Geertz's phrase "models of and models for"); Hans-Georg Gadamer (for his articulation of meaning elicited through the juxtaposition of historical horizons and cultural tradi tions); Friedrich Nietzsche and Michel Foucault (for their inquiries into the hegemonic power of language); Max and Uriel Weinreich and Michel Serres (for their concerns with inter-reference and interlinguistics). It is no coincidence that the interest in these authors—renewed interest in the case of Freud, Nietzsche, and Benjamin—(a reaction against the New Criticism of the 1960s in literature, and against Parsonianism in an thropology) appears contemporaneously with the florescence of ethnic autobiography, liiere is a commonality of inquiry characteristic of the present moment.
196
MICHAEL M . J . FISCHER
p r o c e s s e s a n a l o g o u s to the d r e a m i n g a n d transference o f p s y c h o analytic encounters. Second, w h a t is d i s c o v e r e d a n d r e i n v e n t e d i n t h e n e w w o r k s a b o u t e t h n i c i t y is, p e r h a p s i n c r e a s i n g l y , s o m e t h i n g n e w : t o b e C h i n e s e A m e r i c a n is n o t t h e s a m e t h i n g as b e i n g C h i n e s e in A m e r i c a . I n t h i s s e n s e t h e r e is n o r o l e m o d e l f o r b e c o m i n g C h i n e s e - A m e r i c a n . It is a m a t t e r o f finding a v o i c e o r style t h a t d o e s n o t v i o l a t e o n e ' s s e v e r a l c o m p o n e n t s o f i d e n t i t y . I n part, s u c h a p r o c e s s o f a s s u m i n g a n e t h n i c i d e n t i t y is a n i n s i s t e n c e o n a pluralist, m u l t i d i m e n s i o n a l , o r m u l t i f a c e t e d c o n c e p t o f self: o n e c a n b e m a n y d i f f e r e n t t h i n g s , a n d this p e r s o n a l s e n s e c a n b e a c r u c i b l e f o r a w i d e r social e t h o s o f p l u r a l i s m . Third, t h e s e a r c h o r s t r u g g l e f o r a s e n s e o f e t h n i c i d e n t i t y is a (re-)invention a n d discovery o f a vision, both ethical a n d futureo r i e n t e d . W h e r e a s t h e s e a r c h f o r c o h e r e n c e is g r o u n d e d i n a c o n n e c t i o n t o t h e past, t h e m e a n i n g a b s t r a c t e d f r o m t h a t past, a n i m p o r t a n t c r i t e r i o n o f c o h e r e n c e , is a n e t h i c w o r k a b l e f o r t h e f u t u r e . S u c h vi sions c a n take a n u m b e r o f forms: they can b e both culturally specific ( e . g . , t h e biblical s t r a i n s o f black v i c t o r i e s o v e r o p p r e s s i o n ) a n d d i a l e c tically f o r m e d as c r i t i q u e s o f h e g e m o n i c i d e o l o g i e s ( e . g . , as a l t e r n a t i v e s t o t h e m e l t i n g p o t r h e t o r i c o f a s s i m i l a t i o n to t h e b l a n d , n e u t r a l s t y l e o f t h e c o n f o r m i s t 1950s). T w o preliminary e x a m p l e s are both retrospective accounts ex p r e s s i n g s u r p r i s e at t h e p o w e r o f politically c h a r g e d c r y s t a l l i z a t i o n s . I n American Immigrants in Israel ( 1 9 8 1 ) , K e v i n A v r u c h q u o t e s a n A m e r i c a n w h o w r y l y r e c a l l s e x p l o d i n g at S D S e r s w h o a t t a c k e d I s r a e l i n 1 9 6 7 , g i v i n g t h e m Israel's c a s e i n g r e a t d e t a i l : "At t h e t i m e , I d i d n ' t k n o w w h e r e t h a t a t t i t u d e a n d all t h a t i n f o r m a t i o n c a m e f r o m . " S i m i larly, M a r i t a G o l d e n r e m e m b e r s b e i n g i n h i g h s c h o o l w h e n M a r t i n L u t h e r King was assassinated: T h e days after King's death saw an invisible barricade of tensions rise between the white and black students at Western High School. T h e black students did not know then that in a few months many of us would repudiate our white friends, n o longer finding them "relevant." Finding instead their mere pres ence inconsistent with a "commitment to the struggle," which is what our lives became overnight, (p. 15) T h e s e p a s s a g e s i l l u s t r a t e a lack o f e x p l i c i t k n o w l e d g e , a s e n s e o f t h e b u r i e d c o m i n g t o t h e s u r f a c e , a n d t h e c o m p u l s i o n o f a n "id-like" f o r c e . T h e id, as F r e u d o r i g i n a l l y u s e d t h e t e r m , w a s m e r e l y das Es, the it-ness o f e x p e r i e n c e , m a d e particularly p o t e n t for t h e G e r m a n s p e a k i n g c h i l d , w h o is r e f e r r e d t o i n t h e n e u t e r — d a s Kind—and who only gradually develops an acknowledged, engendered, individuated self. T h e r e c o g n i t i o n o f s o m e t h i n g a b o u t one's e s s e n t i a l b e i n g t h u s s e e m s t o s t e m f r o m o u t s i d e one's i m m e d i a t e c o n s c i o u s n e s s a n d c o n -
Ethnicity and the Arts of Memory
197 2
trol, a n d y e t r e q u i r e s a n e f f o r t o f s e l f - d e f i n i t i o n . E t h n i c i t y i n its c o n t e m p o r a r y f o r m is t h u s n e i t h e r , as t h e s o c i o l o g i c a l l i t e r a t u r e w o u l d h a v e it, s i m p l y a m a t t e r o f g r o u p p r o c e s s ( s u p p o r t s y s t e m s ) , n o r a m a t t e r o f transition (assimilation), n o r a matter o f straightforward t r a n s m i s s i o n f r o m g e n e r a t i o n to g e n e r a t i o n ( s o c i a l i z a t i o n ) . In s o m e ways, the c o n t e m p o r a r y reinvention o f ethnic identity t h r o u g h r e m e m b e r i n g is n o t h i n g n e w . T h e P y t h a g o r e a n n o t i o n o f m e m o r y ( w h i c h f a s c i n a t e d Plato) a l s o c o n c e i v e d o f t h e w o r l d as o n e o f o b l i v i o n , o f s u p e r f i c i a l a p p e a r a n c e s b e h i n d w h i c h lay t h e h i d d e n realities. O n l y the soul that e n g a g e d in m e m o r y exercises, in re c o l l e c t i o n s , i n p r e s e r v i n g t h e k n o w l e d g e o f this w o r l d w h e n p r o c e e d i n g t o t h e n e x t a n d a v o i d i n g t h e w a t e r s o f L e t h e (or A m e l e s ) w h e n r e t u r n i n g t o this w o r l d f r o m t h e celestial r e a l m s w o u l d b e a b l e t o e s c a p e t h e cycles o f rebirth, the flux o f m e a n i n g l e s s repetitions, a n d t h e entropy toward reductions of h u m a n beings into mechanical or bes tial c i p h e r s . O n l y t h r o u g h m e m o r y , h o n e d by c o n s t a n t e x e r c i s e a n d e f f o r t , c o u l d o n e p u r g e t h e sins o f p a s t lives, p u r i f y t h e s o u l , a s c e n d a n d escape f r o m oblivious repetitions. 3
S o , too, c o n t e m p o r a r y ethnic re-creations are g i v e n i m p e t u s by the fear not merely of being levelled into identical industrial h o m i n i d s , b u t o f l o s i n g a n e t h i c a l (celestial) v i s i o n t h a t m i g h t s e r v e t o r e n e w t h e s e l f a n d e t h n i c g r o u p as w e l l as c o n t r i b u t e t o a r i c h e r , p o w e r f u l l y d y n a m i c pluralist society. I n e x p l o r i n g w h y white A m e r i c a p r o d u c e s b i o g r a p h i e s , w h i l e black A m e r i c a p r o d u c e s a u t o b i o g r a p h i e s , A r n o l d R a m p e r s a d ( 1 9 8 3 ) p o i n t s o u t t h a t a u t o b i o g r a p h y (at least in its m o s t p o t e n t f o r m s ) is p r e d i c a t e d o n a m o r a l v i s i o n , o n a v i b r a n t r e l a t i o n b e t w e e n a sense o f self and a community, o n a retrospective o r pro p h e t i c a p p e a l t o a c o m m u n i t y o f spirit, b e it r e l i g i o u s o r social, o r o n w h a t H a n s - G e o r g G a d a m e r m i g h t call a f e e l f o r a m o r a l t r a d i t i o n . E t h n i c a n x i e t y , t h a t f e e l i n g w e l l i n g u p o u t o f m y s t e r i o u s d e p t h s , is not the only interesting aspect of contemporary expressions o f eth nicity. R a t h e r , t h e y s e e m to b e a r e f l e x o f m o r e g e n e r a l c u l t u r a l p r o c e s s e s . T o a W e s t e r n e r , late t w e n t i e t h - c e n t u r y s o c i e t y g l o b a l l y s e e m s t o b e c h a r a c t e r i z e d by s u r f a c e h o m o g e n i z a t i o n , by t h e e r o s i o n o f p u b l i c e n a c t m e n t s o f t r a d i t i o n , b y t h e loss o f ritual a n d h i s t o r i c a l r o o t e d n e s s . Cultural e l e m e n t s s e e m to be increasingly f r a g m e n t e d , volitional, a r b i t r a r y m a t t e r s o f p e r s o n a l style. C e l e b r a t i o n s a n d rituals i n t h e U n i t e d States, for instance, often s e e m to be ironic, reflecting g o o d n a t u r e d nonbelief, skeptical, hedonistic, a n d c o m m e r c i a l in o v e r t o n e . A n d y e t , c l e a r l y , t h e s e a r e r e a c t i o n s to t h e s u p e r f i c i a l i t i e s of s u c h sit4
•i. On Freud's usage, see Bruno Bettleheim (1983). 3. O n Pythagorean and Platonic notions of memory, see Jean-Pierre Vernant (111(15/1983). ,|. Wilioml) K. Washburn, in Victor Turner, ed. ig82, 299.
MICHAEL M. J. FISCHER
ig8
u a t i o n s : as B e n j a m i n a n d F r e u d i n d i f f e r i n g w a y s p o i n t e d o u t , l a n g u a g e i t s e l f c o n t a i n s s e d i m e n t e d layers o f e m o t i o n a l l y r e s o n a n t m e t a p h o r s , k n o w l e d g e , a n d associations, which w h e n paid attention to c a n b e e x p e r i e n c e d as d i s c o v e r i e s a n d r e v e l a t i o n s . I n d e e d , m u c h o f t h e c o n t e m p o r a r y p h i l o s o p h i c a l m o o d (in literary criticism a n d a n t h r o p o l o g y , as w e l l as i n p h i l o s o p h y ) is t o i n q u i r e i n t o w h a t is h i d d e n i n l a n g u a g e , w h a t is d e f e r r e d by s i g n s , w h a t is p o i n t e d t o , w h a t is r e p r e s s e d , implicit, or m e d i a t e d . W h a t t h u s s e e m initially t o b e i n d i v i d u a l i s t i c a u t o b i o g r a p h i c a l s e a r c h i n g s t u r n o u t to b e r e v e l a t i o n s o f t r a d i t i o n s , r e - c o l l e c t i o n s o f disseminated identities and of the divine sparks from the breaking o f t h e v e s s e l s . T h e s e a r e a m o d e r n v e r s i o n o f t h e P y t h a g o r e a n arts o f m e m o r y : retrospection to gain a vision for the future. In so b e c o m i n g , t h e s e a r c h e s a l s o t u r n o u t to b e p o w e r f u l c r i t i q u e s o f s e v e r a l c o n t e m porary rhetorics of domination. I n a period w h e n the writing and reception of e t h n o g r a p h y are subjects o f m u c h interest and debate a m o n g anthropologists (see M a r c u s a n d F i s c h e r 1986), t h e p e r s p e c t i v e s o n e t h n i c i t y e m b o d i e d i n a u t o b i o g r a p h i c a l literature s u g g e s t n e w ways o f r e a d i n g a n d writing ethnographies.
Ethnicity and the Arts of Memory
!99
I n d i r e c t i o n ( v i d e Bialik a b o v e ) is i n h e r e n t i n l a n g u a g e u s e a n d s h o u l d be e x p l o i t e d consciously rather than i g n o r e d , d e n i e d , a n d allowed to m i s l e a d . D u r i n g the past two d e c a d e s ethnic a u t o b i o g r a p h e r s h a v e p r o d u c e d brilliant e x p l o r a t i o n s a i m e d at r e d i s c o v e r i n g t h e s o u r c e s o f l a n g u a g e , a n d t h e r e b y also t h e n a t u r e o f m o d e r n reality. I n t h i n k i n g about h o w to read, analyze, a n d interpret these c o n t e m p o r a r y a u t o b i o g r a p h i c a l t e x t s , it o c c u r r e d to m e t h a t t h e e t h n i c s e a r c h is a m i r r o r o f t h e bifocality t h a t h a s a l w a y s b e e n p a r t o f t h e anthropological rationale: seeing others against a b a c k g r o u n d o f o u r selves, a n d ourselves against a background of others. T h e j u x t a p o s i n g o f exotic c u s t o m s to familiar o n e s , or the relativizing o f taken-forg r a n t e d a s s u m p t i o n s , h a s always b e e n t h e k i n d o f c u l t u r a l c r i t i c i s m p r o m i s e d b y a n t h r o p o l o g y . T h i s bifocality, o r r e c i p r o c i t y o f p e r s p e c t i v e s , h a s b e c o m e i n c r e a s i n g l y i m p o r t a n t in a w o r l d o f g r o w i n g i n t e r d e p e n d e n c e b e t w e e n societies: m e m b e r s o f cultures described are in c r e a s i n g l y critical r e a d e r s o f e t h n o g r a p h y . N o l o n g e r c a n r h e t o r i c a l figures o f t h e "primitive" or the "exotic" be u s e d with i m p u n i t y : audi e n c e s h a v e b e c o m e m u l t i p l e . "Bifocality" m o r e o v e r m u s t i n c r e a s i n g l y b e a s h o r t h a n d f o r "two o r m o r e " c u l t u r e s i n j u x t a p o s i t i o n a n d c o m p a r i s o n . S u c c e s s f u l c r o s s - c u l t u r a l c o m p a r i s o n r e q u i r e s at least a t h i r d case to avoid simplistic better-worse j u d g m e n t s , to foster multiple axes o f c o m p a r i s o n , a n d to e v o k e a sense o f the larger universes in w h i c h c u l t u r e s a r e s i t u a t e d ( s e e also M a r c u s i n this v o l u m e ) . C u l t u r e s a n d e t h n i c i t i e s as sets a r e m o r e like f a m i l i e s o f r e s e m b l a n c e s t h a n s i m p l e typological trees. 5
II Disseminations and Pro-Vocations
The word's power does not consist in its explicit content—if, generally speaking, there is such a thing—-but in the diversion that is involved in it. CHAIM NACHMAN BIALIK
T h e s t r a t e g y o f this p a p e r is t h r e e f o l d : e t h n o g r a p h i c l i s t e n i n g , a t t e n t i o n t o c u l t u r a l criticism, a n d a t t e n t i o n t o e x p e r i m e n t a l writ i n g . First o f all, t h e s t r a t e g y is to l i s t e n to t h e v o i c e s o f s e v e r a l e t h n i c g r o u p s t h r o u g h autobiographies. A u t o b i o g r a p h y was c h o s e n because, l i k e e t h n o g r a p h y , it h a s a c o m m i t m e n t t o t h e a c t u a l . A u t o b i o g r a p h i c a l f i c t i o n w a s also i n c l u d e d b e c a u s e t h e m o d a l i t i e s o f v e r a c i t y i n o u r a g e c a n n o l o n g e r (if t h e y e v e r c o u l d ) b e l i m i t e d t o t h e c o n v e n t i o n s o f r e a l i s m . I n d e e d , as M u r r a y B a u m g a r t e n r i g h t l y p o i n t s o u t , e v e r s i n c e t h e m a s s i v e l i n g u i s t i c d i s t u r b a n c e s o f N a z i D e u t s c h , Stalinist R u s s i a n , a n d other forms of twentieth-century double-think, including the deaden i n g l a n g u a g e o f A m e r i c a n officialese, "realism as trust i n l a n g u a g e is n o l o n g e r r e a d i l y available"; it is as if "surrealist m o n t a g e , c u b i s t c o l lage, a n d existentialist parable are the only appropriate possibilities" ( 1 9 8 2 : 1 1 7 ) . M o r e o v e r , t h e c o n v e n t i o n s o f r e a l i s m , e s p e c i a l l y as p r a c ticed in traditional ethnography, themselves contain a n d are m a d e co h e r e n t t h r o u g h a l l e g o r i c a l m e t a p h o r s ( s e e C l i f f o r d in this v o l u m e ) .
T h e ethnic, t h e e t h n o g r a p h e r , a n d the cross-cultural scholar in g e n e r a l o f t e n b e g i n with a personal e m p a t h e t i c "dual tracking," seek i n g i n t h e o t h e r c l a r i f i c a t i o n f o r p r o c e s s e s i n t h e self. O n e t h i n k s p e r haps o f the great Islamic scholar a n d Catholic mystic Louis M a s s i g n o n , w h o u s e d S u f i s m as a p r o x y f o r his o w n d i l e m m a s i n a p o s t - C h r i s t i a n , anti-mystical world. Examples could be multiplied. A m o n g the m o s t sensitive a n d best anthropological works are those that bring p e r s o n a l e n g a g e m e n t s o f this s o r t i n t o play, albeit u s u a l l y o n l y as a s u b t e x t , rarely h i g h l i g h t e d or explicitly a c k n o w l e d g e d . O n e thinks o f the asso c i a t i o n b e t w e e n t h e late V i c t o r T u r n e r ' s e n g a g e m e n t w i t h N d e m b u rit ual a n d s y m b o l s a n d h i s t u r n t o C a t h o l i c i s m ; o f S t a n l e y T a m b i a h ' s work o n B u d d h i s m in T h a i l a n d , which, unlike so m u c h written a b o u t l l u d d h i s m b y W e s t e r n e r s , treats it w i t h r e s p e c t as a p o t e n t p o l i t i c a l f o r c e , i n a n o b l i q u e a t t e m p t to u n d e r s t a n d its d y n a m i c s i n h i s o w n d o u b l e d h o m e l a n d o f Sri L a n k a ; a n d p e r h a p s e v e n o f L é v i - S t r a u s s , 5. This was ihr subject of a conference organized by M. C. Bateson at Coolfont, Wrsl Virginia, in J nut' '()H,|, under the auspices of the Intercultural Foundation, with support Ifoni ihr Wriiiiri (Iren Foundation, the Smithsonian Institution, and the ( -roi |.;i'lowu I inivri nil y < '.miri lor I M e n ill!ut al Si udies.
MICHAEL M . J . FISCHER
200
Ethnicity and the Arts o f Memory
201
w h o s e w o r k o n A m e r i c a n I n d i a n m y t h o l o g i e s m i g h t b e u n d e r s t o o d as
that can allow a kind o f dual or multiple tracking (between self a n d
a n a c t o f a t o n e m e n t f o r a w o r l d d e s t r o y e d , p a r a l l e l to t h e c r e a t i o n o f
o t h e r ) , that g e n e r a t e a rich, sympathetic curiosity for detail a n d cul
t h e T a l m u d — t h a t is, a p r e s e r v a t i o n t o g e t h e r w i t h a critical a p p a r a t u s
t u r a l l o g i c , t h a t c a n b e s u b j e c t e d to m u t u a l c r i t i c i s m o r m u t u a l r e v e l a
p e r m i t t i n g r e g e n e r a t i v e use by future g e n e r a t i o n s . S u c h e n g a g e m e n t
tion f r o m both traditions. At the same time, o n e n e e d s a check against
n e e d n o t b e e t h n i c o r r e l i g i o u s in c o n t e n t : S t e v e n Feld's a c c o u n t i n g o f
a s s i m i l a t i n g t h e o t h e r t o t h e self, s e e i n g o n l y w h a t is s i m i l a r o r d i f f e r
K a l u l i a e s t h e t i c s , u t i l i z i n g h i s p e r f o r m e r ' s k n o w l e d g e a n d skills a s w e l l
e n t . O n e m u s t a v o i d c o m p a r i s o n by strict d u a l i s t i c c o n t r a s t . A t h i r d ,
6
as h i s a c a d e m i c o n e s , is o n e o f t h e h n e s t r e c e n t e x a m p l e s . H e is a b l e t o
f o u r t h , o r fifth c o m p a r i s o n i n e v i t a b l y i n v o l v e s
p r o v i d e not m e r e l y a convincing description but, m o r e important, a
a n d a sense o f larger universes o f significance. In ethnic autobiog
multidimensionality,
critical a p p a r a t u s t h a t g i v e s t h e r e a d e r a set o f c o n c e p t u a l t o o l s w i t h
r a p h i e s , t h e t r y i n g o n o f a l t e r n a t i v e i d e n t i t i e s is o n e t e c h n i q u e
s e n s o r y a n d c o g n i t i v e bases radically different f r o m o u r o w n .
a c h i e v i n g this multidimensionality.
7
for
It s h o u l d b e c l e a r t h a t I a m n o t a d v o c a t i n g a r e d u c t i v e r e a d i n g o f
T h e s t r a t e g y f o r w r i t i n g this p a p e r , t h e n , h a s b e e n to j u x t a p o s e
e t h n o g r a p h i e s i n t e r m s o f t h e b i o g r a p h i e s o f t h e i r a u t h o r s . It is t r u e
five s e t s o f a u t o b i o g r a p h i c a l w r i t i n g s , t h o s e o f A r m e n i a n - A m e r i c a n s ,
that professionals may adjust their readings o f e t h n o g r a p h i e s accord
Chinese-Americans, Afro-Americans, Mexican-Americans, and
i n g to their k n o w l e d g e o f the writers. T h i s m a k e s r e a d i n g richer a n d
t i v e A m e r i c a n s . T h e i d e a is t o a l l o w m u l t i p l e sets o f v o i c e s to s p e a k f o r
Na
m o r e i n f o r m e d . It a l l o w s t h e r e a d e r to b r i n g to t h e t e x t m a n y o f t h e
t h e m s e l v e s , w i t h m y o w n a u t h o r ' s v o i c e m u t e d a n d m a r g i n a l i z e d as
n u a n c e s , tacit u n d e r s t a n d i n g s , a n d i m p l i c i t p e r s p e c t i v e s t h a t i n f o r m e d
c o m m e n t a r y . W h i l e it r e m a i n s t r u e t h a t I s t a g e t h e s e v o i c e s , t h e r e a d e r
t h e w r i t e r — t o b r i n g , as P l a t o m i g h t say, a d e a d t e x t to f u l l e r l i f e .
8
But
is d i r e c t e d t o t h e o r i g i n a l s ; t h e t e x t is n o t h e r m e t i c a l l y s e a l e d , b u t
in t h e case o f casual or unsophisticated readers, r e a d i n g in terms o f
p o i n t s b e y o n d itself. P a r a l l e l w r i t i n g s f r o m m y o w n e t h n i c t r a d i t i o n
the b i o g r a p h y of the writer can be invidious a n d destructive, explain
a r e e v o k e d i n t h e i n t r o d u c t i o n s a n d c o n c l u s i o n s as p o i n t s o f f u r t h e r
i n g a w a y t h e t e x t r a t h e r t h a n e n r i c h i n g it. W h a t I a m s u g g e s t i n g i n
c o n t a c t , i n o r d e r , as T z e v t a n T o d o r o v p u t s it ( 1 9 8 2 / 1 9 8 4 : 2 5 0 - 5 1 ) , t o
s t e a d is a r e a d i n g o f e t h n o g r a p h i e s as t h e j u x t a p o s i t i o n o f t w o o r
a v o i d " t h e t e m p t a t i o n t o r e p r o d u c e t h e v o i c e s o f t h e s e figures 'as t h e y
m o r e c u l t u r a l t r a d i t i o n s a n d p a y i n g a t t e n t i o n b o t h in r e a d i n g a n d i n
r e a l l y are': to try to d o a w a y w i t h m y o w n p r e s e n c e 'for t h e o t h e r ' s
c o n s t r u c t i n g e t h n o g r a p h i e s t o t h e w a y s in w h i c h t h e j u x t a p o s i t i o n o f
s a k e ' . . . [ o r ] t o s u b j u g a t e t h e o t h e r to m y s e l f , t o m a k e h i m i n t o a
cultural traditions works o n b o t h the conscious a n d u n c o n s c i o u s lev
marionette."
e l s . F o r m a n y t h e s e a r c h in a n o t h e r t r a d i t i o n , s u c h a s p e r h a p s G u l d e n ' s
W h a t e m e r g e s as a c o n c l u s i o n is n o t s i m p l y t h a t p a r a l l e l p r o c e s s e s
i n N i g e r i a o r m y o w n in I r a n , c a n s e r v e as a w a y o f e x p l o r i n g o n e ' s
o p e r a t e across A m e r i c a n ethnic identities, but a sense that these eth
o w n past, n o w d i s a p p e a r e d forever. O n e n e e d s authentic a n c h o r a g e s
nicities constitute only a family o f resemblances, that ethnicity c a n n o t
6. T h e Talmud discusses the minutiae of temple worship, a form of worship long gone by the time the Talmud was written. It thereby transformed what once were rules of ritual into a tool for developing argumentation and dialectical skills (Neusner 1981). So, too, Lévi-Strauss has tried to collect myths, many of which no longer function in their original contexts, and, by collating them and suggesting procedures for inter preting them, has made them live again as the subjects of intellectual discussion a n d , intellectual growth (see Handleman 1982). No one, for instance, will ever again be able to analyze a single incident, symbolic figure, or single myth variant apart from other variants and other relevant myths, or be able to ignore the notion of myth as a kind of language with rules of syntax and meanings generated systematically through con trastive differences of usage of incidents, characters, or symbols. 7. Feld's account moves from a textual analysis of a poem built around the call of an abandoned child, to an analysis of the Kaluli typologies of birds based on sounds, to a musical analysis of songs such as those vised in the Gisaro ritual, to the Kaluli rhetori cal analysis of the ways words are made poetic, and to an analysis of the Kaluli vocabu lary and theory of music, in which sonic structure is coded in metaphors of the move ment of water. Kaluli music, poetry, aesthetics, and epistemology in general are built around sound, in striking contrast to Western epistemology, which privileges vision (see also Tyler 1984c). 8. See Plato's Phaedrus and the commentary on it by Jacques Derrida in his Dis seminations.
cess o f inter-reference b e t w e e n two or m o r e cultural traditions, a n d
b e r e d u c e d t o i d e n t i c a l s o c i o l o g i c a l f u n c t i o n s , t h a t e t h n i c i t y is a p r o that t h e s e d y n a m i c s o f intercultural k n o w l e d g e p r o v i d e reservoirs for r e n e w i n g h u m a n e v a l u e s . E t h n i c m e m o r y is t h u s , o r o u g h t t o b e , f u ture, n o t past, o r i e n t e d . I f m u l t i p l e v o i c e s a r e e n g a g e d i n this e x p e r i m e n t , s o , t o o , it is h o p e d , will m u l t i p l e r e a d e r s h i p s . B y i n v o k i n g t h e d i s c o u r s e s o f a n u m b e r o f d i f f e r e n t g r o u p s , a c c e s s is p r o v i d e d t o t h e m f o r r e j o i n d e r . ' T h e d i s c o u r s e o f t h e t e x t is n o t s e a l e d by a p r o f e s s i o n a l r h e t o r i c o r a u t h o r i t y t h a t d e n i e s s t a n d i n g to n o n p r o f e s s i o n a l i n t e r l o c u t o r s .
At
t h e s a m e t i m e , it d r a w s m e m b e r s o f t h e s e d i f f e r e n t e t h n i c d i s c o u r s e s i n t o t h e c o m p a r a t i v e p r o j e c t o f a n t h r o p o l o g y . It d o e s n o t a l l o w e t h nics to p r o t e s t m e r e l y o n t h e terms o f their intuitive u n d e r s t a n d i n g s o f t h e i r o w n r h e t o r i c s , b u t a t t e m p t s to c o n c e i v e o f s u c h i n t u i t i o n as but o n e valid source o f k n o w l e d g e . F i n a l l y , t h e ability o f t e x t s s u c h as t h o s e r e v i e w e d i n t h i s p a p e r t o deliver cultural criticism without the stereotypic distortions that tradi-
Ethnicity a n d the Arts o f Memory
MICHAEL M . J . FISCHER
202
203
A s i m p l e organization by t e c h n i q u e alone also leads to t h e d a n g e r o f
t i o n a l c r o s s - c u l t u r a l c a t e g o r i z a t i o n s h a v e o f t e n p r o d u c e d is a n i m p o r tant m o d e l for ethnography. N o greater indictments o f racism in
r e d u c i n g t h e p o l y p h o n y a n d t e x t u r e o f m u l t i p l e styles o f a n y e t h n i c
A m e r i c a e x i s t t h a n C h a r l i e M i n g u s ' s Beneath the Underdog, R a u l Salinas's
writing tradition into a m e r e e x a m p l e for a univocal a r g u m e n t .
" A T r i p T h r o u g h t h e M i n d Jail," t h e a n g r y w r i t i n g s o f F r a n k C h i n , t h e
A m o n g t h e e l e m e n t s o f t e x t u r e (apart f r o m style, m u l t i p l e t e c h
portraits o f trauma by James Welch or Gerald Vizenor. N o n e o f these,
niques, a n d dialogue with predecessors) are explorations o f psycho
h o w e v e r , m e r e l y indicts, a n d certainly n o n e b l a m e s only o p p r e s s o r s
a n a l y t i c a n d f e m i n i s t p e r s p e c t i v e s . It is s t r i k i n g t h e d e g r e e t o w h i c h
o u t s i d e t h e s e l f a n d e t h n i c g r o u p ; all Actively d e m o n s t r a t e t h e c r e a
c o n t e m p o r a r y autobiographers are f o n d o f d e p l o y i n g psychoanalytic
t i o n o f n e w i d e n t i t i e s a n d w o r l d s . R a t h e r t h a n n a i v e e f f o r t s at d i r e c t
l a n g u a g e a n d / o r logic to describe o r m o d e l ethnic processes. S o m e
representation, they suggest o r evoke cultural e m e r g e n c e (see Tyler in
w h a t l e s s i n n o v a t i v e a r e t h e w a y s e t h n i c i t y is e n g e n d e r e d .
this v o l u m e ) . O n e o f t h e reasons for t h e relative sense that these por
h e r i t a g e is o f t e n
figured
Cultural
in paternal o r maternal imagery. C h i l d r e n
traits a r e l e s s s t e r e o t y p e d is t h e i r a t t e n t i o n t o t h e i n e f f e c t i v e n e s s o f
p a t t e r n t h e m s e l v e s , a f t e r all, o n b o t h s a m e a n d o p p o s i t e s e x p a r e n t s
t e x t u a l t e c h n i q u e s — t h a t is, t h e s e l f - c o n s c i o u s e m p l o y m e n t o f s u c h
(or o t h e r adults) in c o m p l e x , o f t e n reactive, ways. O n e e t h n o g r a p h i c
d e v i c e s as t r a n s f e r e n c e , d r e a m - t r a n s l a t i o n , t a l k - s t o r y , m u l t i p l e v o i c e s
way to ask if a n d h o w c o n t e m p o r a r y debates a b o u t g e n d e r roles a r e
a n d perspectives, t h e highlighting o f h u m o r o u s inversions a n d dialec
r e f l e c t e d h e r e is t o p a y a t t e n t i o n t o b o t h m a l e a n d f e m a l e a u t h o r s ,
tical j u x t a p o s i t i o n o f i d e n t i t i e s / t r a d i t i o n s / c u l t u r e s , a n d t h e c r i t i q u e o f
male a n d female imagery.
h e g e m o n i c discourses. I n t h e fashionable j a r g o n o f t h e day, t h e y illus trate intertextuality, inter-reference, a n d the interlinguistic
W e p r o c e e d f r o m t h e pain o f silence to t h e w i s d o m o f laughter.
modali
t i e s o f p o s t - m o d e r n i s t k n o w l e d g e . O n t h e p r a c t i c a l l e v e l , s u c h self-
Transference
conscious a n d virtuoso technique could contribute to a reinvigorated
My ancestors talk
e t h n o g r a p h i c l i t e r a t u r e , o n e t h a t c a n a g a i n fulfill t h e a n t h r o p o l o g i c a l p r o m i s e o f cultural criticism: o f m a k i n g o u r t a k e n - f o r - g r a n t e d ways r e c o g n i z a b l e as s o c i o c u l t u r a l c o n s t r u c t i o n s f o r w h i c h w e c a n e x e r c i s e responsibility. I n t h e w o r k i n g d r a f t o f t h i s p a p e r , t h e five s o u r c e s ( e t h n i c i t i e s ) o f ethnic autobiography each provided a separate section. I attempted to s u g g e s t s o m e t h i n g a b o u t t h e r a n g e o r historical trajectory o f a u t o b i o g r a p h i c a l w r i t i n g w i t h i n e a c h e t h n i c i t y , as w e l l as t o h i g h l i g h t i n e a c h s e c t i o n a d i f f e r e n t s e n s e of, a n d t e c h n i q u e f o r c a p t u r i n g , e t h n i c i t y . T h a t o r g a n i z a t i o n , a l t h o u g h close to t h e e t h n o g r a p h i c d i s c o v e r y strat egy, p r o v e d u n w i e l d y for readers. I n t h e p r e s e n t draft, I have re v e r s e d t h e h i e r a r c h i c a l s t r e s s : e a c h s e c t i o n f o c u s e s o n a w r i t i n g tactic, yet I retain t h e division by ethnicity because there d o e s s e e m to b e s o m e c o n n e c t i o n b e t w e e n particular e x p e r i e n c e s o f ethnic g r o u p s a n d t h e t e c h n i q u e s u s e d to capture, reveal, or exorcise those e x p e r i e n c e s .
to me in dangling myths. Each word a riddle
each dream heirless. On sunny days I bury words. They put out roots
and coil around forgotten syntax. Next spring a full blown anecdote will Sprout. DIANA DER HOVANESSIAN, "Learning an Ancestral Tongue"
10
T h i s d o e s n o t m e a n t h a t a n y tactic o r t e c h n i q u e is u s e d e x c l u s i v e l y b y w r i t e r s o f a g i v e n e t h n i c i t y . ( Q u i t e t h e c o n t r a r y : all t h e s e t e c h n i q u e s
out thinking o f Ralph Ellison's Invisible Man (1952), Claude Brown's Manchila in the
a r e a v a i l a b l e t o , a n d a r e u s e d by, w r i t e r s o f all e t h n i c i t i e s . ) H o w e v e r ,
Promised Land (1965), Maya Angelou's / Know Why the Caged Bird Sings (ig6g), The Auto
w h a t a s i m p l e o r g a n i z a t i o n by t e c h n i q u e a l o n e w o u l d e n d a n g e r is t h e s e n s e o f historical trajectory o f writing i n e a c h e t h n i c t r a d i t i o n .
9
9. For instance, Amerindian writing draws on a long tradition of philosophical, mythic, and simply humorous engagement with trickster figures. Black autobiographical writing is also a long-established tradition. One can trace it back to the slave narratives o f Muslim West Africans (and others) brought to America, and, more immediately in the modern period, black autobiographies contributed to the core development of the post—World War I I civil rights movement. That inovemenl is hard 10 conceive of with-
biography of Malcolm X (with Alex Haley, 1973), Eldridge Cleaver's Soul on Ice (1968). Chinese-American (like Mexican-American) writing has generated class-linked differ ential reactions. Some Chinese-Americans whose families did not experience the rail roads, sweatshops, and Chinatowns resent Kingston's books as giving further credence lo stereotypes. Male writers, such as Frank Chin and Jeffrey Paul Chan, have also criti cized Kingston for pandering to stereotypic exoticism, rather than creating alternative visions (Kim 1982). 10. Compare William Saroyan carrying fragments of his father's writings on scraps o f paper, like seeds that inspire his imagination (Here Comes There Goes You Know Who, p. 36).
204
MICHAEL M. J. FISCHER
M i c h a e l A l i e n ' s Passage to Ararat ( 1 9 7 5 ) is a n a r c h e t y p i c a l t e x t for displaying the "transference" m e c h a n i s m s o f ethnicity, a n d for c o m i n g t o t e r m s w i t h a n i d - l i k e f o r c e , e x p e r i e n c e d as d e f i n i n g o n e ' s self, y e t c o m i n g f r o m w i t h o u t . C r u c i a l h e r e is t h e c o n q u e s t o f a n a n x i e t y t h a t m a n i f e s t s itself t h r o u g h r e p e t i t i o n o f b e h a v i o r a l p a t t e r n s , a n d that c a n n o t b e articulated in rational l a n g u a g e but can only b e acted o u t . T h e a n a l o g y h e r e is w i t h t h e t h i r d o f t h e t h r e e m o d e s o f c o m m u n i c a t i o n r o u t i n e l y d i s t i n g u i s h e d in p s y c h o a n a l y t i c t h e r a p y : c o g n i t i v e , rational, conscious investigation; translation f r o m d r e a m s into linear, textlike verbalizations (thereby introducing the distortions o f the me d i a t i n g l a n g u a g e ) ; a n d t r a n s f e r e n c e , i n w h i c h n o t e x t is p r o d u c e d , b u t rather a repetition toward the analyst of behavior patterns previously established t o w a r d s o m e prior significant other. Michael Alien's ethnic anxiety b e g i n s with the silence o f his father a b o u t t h e A r m e n i a n p a s t . B y a t t e m p t i n g to s p a r e c h i l d r e n k n o w l e d g e o f p a i n f u l past e x p e r i e n c e s , parents o f t e n create an obsessive void i n t h e c h i l d t h a t m u s t b e e x p l o r e d a n d filled i n . A r l e n c l a i m s h e h a s n o obvious childhood experiences except the warmth and family hap p i n e s s o f e a t i n g i n t h e G o l d e n H o r d e R e s t a u r a n t (a f a v o r i t e , as w e l l , o f W i l l i a m S a r o y a n ' s ) . Yet t h e s i l e n c e o f h i s f a t h e r is a d r a m a t i c a l l y e n a c t e d a m b i v a l e n c e full o f i m p o r t f o r t h e s o n : t h e f a t h e r a t t e m p t s a n d s p e c t a c u l a r l y fails t o b e c o m e E n g l i s h , c h a n g e s his n a m e , ( a l t h o u g h a w r i t e r ) d o e s n o t w r i t e o r talk a b o u t A r m e n i a n s , m a r r i e s a n o t h e r e x i l e (a G r e e k - A m e r i c a n ) , d r e s s e s "with t h e m e t i c u l o u s c a r e o f t h e i d l e o r i n s e c u r e , " a t t e m p t s to h o l d c o u r t at t h e St. R e g i s H o t e l , c o m e s h o m e t o m e a l s " d e v o i d o f taste o r p e r s o n a l i t y , " p a c e s i n "a little r o o m e u p h e m i s t i c a l l y c a l l e d t h e library," s e n d s h i s c h i l d r e n t o b o a r d i n g s c h o o l , a n d e v e n t u a l l y m o v e s to A m e r i c a w h e n a n t i - f o r e i g n s p e e c h e s a r e m a d e i n P a r l i a m e n t . I n A m e r i c a , h e feels' h i m s e l f a n i n e f f e c t u a l A r m e n i a n , a b e t t e d b y his u n c e r t a i n t y a b o u t h o w to treat h i s c h i l d r e n ; y e t h e l a n d s h i s first A m e r i c a n j o b w i t h w h a t his s o n r e m e m b e r s as a vir t u o s o t r i u m p h o f A r m e n i a n wile: m o v i e p r o d u c e r Louis M a y e r asks h i m w h a t h e is g o i n g t o d o ; h e r e s p o n d s t h a t h e h a s b e e n t a l k i n g t o S a m G o l d w y n ( w h o h a d t o l d h i m to try r a c e h o r s e s ) . M a y e r : H o w m u c h d i d h e o f f e r y o u ? A r l e n , Sr.: N o t e n o u g h . M a y e r : H o w a b o u t $ 1 , 5 0 0 f o r t h i r t y w e e k s ? A r l e n : I'll take it. M i c h a e l Arlen's s t a t e m e n t a b o u t t h e G o l d e n H o r d e R e s t a u r a n t b e i n g h i s o n l y real A r m e n i a n c h i l d h o o d e x p e r i e n c e is f o l l o w e d b y a s t a t e m e n t o f a m b i v a l e n c e a b o u t h i s f a t h e r . I n d e e d h i s t e x t is s t r u c t u r e d — b e g i n n i n g , middle, and e n d — w i t h paternal imagery. Beginning: I was only slightly curious about my Armenian background—or so I thought, although if I had understood how to acknowledge such matters, I might have k n o w n that I was haunted by it. Mostly I was afraid of il What was I
Ethnicity and the Arts of Memory
205
afraid o f ? . . . Probably of being e x p o s e d in some way, or pulled d o w n by the connection: that association of difference . . . with something deeply pe jorative . . . A n d in the e n d I came to hate my father for my fear. . . . I loved him too . . . H e was my father. But also I was afraid of him. S o m e t h i n g always lay between u s — s o m e t h i n g unspoken and (it seemed) unreachable. We were strangers. ( 1 9 7 5 : 7 ) A r l e n d e s c r i b e s t h e a m b i v a l e n c e s ( p a r a l l e l i n g his father's) g e n e r a t e d i n h i m s e l f : t h e c h i l d h o o d f e a r s t h a t his A n g l o - A m e r i c a n c a m o u f l a g e w o u l d c o m e u n d o n e (terror for himself w h e n h e sees a J e w i s h boy b e i n g b e a t e n ; a Scottish boy asserting that A r l e n c o u l d n o t possibly b e E n g l i s h ) ; t h e f e a r o f g e t t i n g t o o e m o t i o n a l l y c l o s e to A r m e n i a n s ; a n d a b o v e all, b e i n g u n a b l e t o r e a d a b o u t t h e m a s s a c r e s o f t h e A r m e n i a n s b y t h e O t t o m a n s ( b e c o m i n g a n g r y , b u t i r r a t i o n a l l y n o t at t h e Ottomans)." T o e x o r c i s e this a n x i e t y , A r l e n visits S o v i e t A r m e n i a . Initially t h e a m b i v a l e n c e r e c u r s : inability to f e e l a n y t h i n g at t h e m o n u m e n t s ; a n g e r at t h e tourists' slurs a n d stereotypes about A r m e n i a n s c o n f i d e d t o h i m as a p p a r e n t l y s i m p l y a n A m e r i c a n t o u r i s t . E v e n t u a l l y , h o w e v e r , t h e r e is e n g a g e m e n t , a m o v e m e n t o u t s i d e o f h i m s e l f , a r e c o g n i t i o n o f c o n n e c t i o n s b e t w e e n his personal d i l e m m a s a n d t h o s e o f o t h e r A r m e n i a n s . A r l e n i g n i t e s t h e a n g e r o f h i s A r m e n i a n g u i d e by a s k i n g a b o u t A r m e n i a n s u b m i s s i v e n e s s to t h e O t t o m a n s , t h e i r c o l l u s i o n i n t h e i r o w n s e c o n d - c l a s s s t a t u s . T h e g u i d e a c c u s e s h i m o f w a n t i n g to t e a r d o w n h i s f a t h e r ( " F a t h e r l a n d , f a t h e r . I t i s t h e s a m e t h i n g " [ 1 9 7 5 : 98].): "'All t h a t A n g l o - S a x o n c o o l n e s s a n d d e t a c h m e n t . . . . N o t l i k e a p r o p e r s o n ! ' . . . A n d t h e n Sarkis s u d d e n l y t o o k m y h a n d s i n h i s , a n d I l o o k e d i n t o h i s f a c e a n d saw t h a t h e w a s c r y i n g " (ibid: 99). F o l l o w i n g this c a t h a r t i c b r e a k t h r o u g h , a p i c t u r e o f a n e i g h t e e n t h c e n t u r y . m e r c h a n t f r o m E r z u r u m b r i n g s a n a s s o c i a t i v e flash. T h e f a c e r e m i n d s A r l e n o f h i s f a t h e r : " b u r n i n g e y e s in a c o m p o s e d , i m p a s s i v e lace": "I r e a l i z e d at t h a t m o m e n t t h a t to b e a n A r m e n i a n , t o h a v e l i v e d as a n A r m e n i a n , w a s t o h a v e b e c o m e s o m e t h i n g crazy . . . c r a z e d , t h a t d e e p t h i n g — d e e p w h e r e t h e d e e p - s e a s o u l s o f h u m a n b e i n g s twist a n d t u r n " (ibid: 1 0 3 ) . H i s f a t h e r h a d a t t e m p t e d to f r e e h i m o f t h e pain o f t h e past, b u t s u d d e n l y Michael A r l e n r e m e m b e r s his father t e l l i n g h i m "with s u p r i s i n g s e v e r i t y a n d i n t e n s i t y " ( p . 139) w h e n h e w a s e i g h t t o l e a r n t o b o x . A r l e n s p e c u l a t e s o n t h e effects o f c e n t u r i e s 12
1 1. Compare Saroyan's distorted anger at his father (ibid., p. 36). 12. Compare Saroyan's comic version, as Bedrosian (1982: 287) aptly characterizes il: "Homeless except for each other, forced to create an entire heritage through a chance meeting, demonstrating through their boyant, child-like spirits that life is comic alter all, [and adding further historical-epic depth] these Armenians remind us of the irrepressible and wacky daredevils of Sassoon."
MICHAEL M . J . FISCHER
2o6
o f p r o v o c a t i o n f r o m the s u r r o u n d i n g majority population, A r m e n i a n p r o t e s t , m o b r e s p o n s e ( t h e classic d y n a m i c , M a r g a r e t B e d r o s i a n c o m m e n t s , o f a b u l l y c o m m i t t i n g a m i s d e e d o n t h e sly, t h e n f e i g n i n g b e i n g w r o n g e d w h e n t h e v i c t i m c r i e s o u t ; a n d s h e cites t h e O t t o m a n i n t e rior m i n i s t e r T a l a a t B e y : "We've b e e n r e p r o a c h e d f o r m a k i n g n o d i s t i n c t i o n b e t w e e n t h e i n n o c e n t A r m e n i a n s a n d t h e guilty, b u t t h a t w a s u t t e r l y i m p o s s i b l e i n v i e w o f t h e fact t h a t t h o s e w h o w e r e i n n o c e n t t o d a y m i g h t b e g u i l t y t o m o r r o w " [ B e d r o s i a n 1982: 234]). S u c h a n e n v i r o n m e n t leads to a turning inward: " T h e eyes [of the portrait] s e e m e d a l m o s t t o b u r n o u t at m e . B u r n i n g e y e s in a f r o z e n f a c e . . . d i d h e set his e x p r e s s i o n , freeze part o f himself, his face—all save t h e e y e s , w h i c h n o m a n c a n c o n t r o l — a n d t a p h i s finger o n t h e c o f f e e c u p , a n d c u r l a n d u n c u r l his h a n d i n s i d e his w e l l - c u t p o c k e t . . . a n d man age?" (102 — 3). S u c h a n e n v i r o n m e n t A r l e n s p e c u l a t e s l e a d s t o arts o f m i n i a t u r i z a t i o n , i n this c a s e n o t a c r e a t i v e e x p r e s s i o n t h r o u g h s m a l l n e s s , b u t a n o b s e s s i v e g e s t u r e , a n e f f o r t to b e c o m e i n v i s i b l e . A n x i e t y c o n f r o n t e d , diagnosis e x p l o r e d , the book e n d s again with t h e f a t h e r , w i t h d r e a m s as a n i n d e x o f t h e l i b e r a t i o n a c h i e v e d . M i c h a e l A r l e n recalls h i s father's a n x i e t y d r e a m s a b o u t his f a t h e r : n o t b e i n g a b l e t o u n d e r s t a n d his A r m e n i a n . M i c h a e l A r l e n reflects t h a t h e , M i c h a e l , n o l o n g e r d r e a m s s o f r e q u e n t l y o f h i s f a t h e r (his p a s s a g e t o A r a r a t h a s b e e n l i b e r a t i n g ) . A s h e p u t s it, t h e n e e d to s e t t h e f a t h e r f r e e h a s b e e n m e t ( p . 292). 13
A r l e n ' s t e x t is s t r a i g h t f o r w a r d a n d s e l f - c o n s c i o u s , d e s c r i b i n g e t h n i c a n x i e t y as a n a p p r o a c h - a v o i d a n c e t o a p a s t t h a t is l a r g e r t h a n o n e self, t h a t is r e c o g n i z e d by o t h e r s as d e f i n i n g o f o n e ' s i d e n t i t y , a n d y e t t h a t d o e s n o t s e e m to c o m e f r o m one's o w n e x p e r i e n c e . It m a k e s o n e f e e l n o t i n c o n t r o l o f o n e ' s o w n b e i n g . It is a historical reality p r i n c i p l e : i n d i v i d u a l e x p e r i e n c e c a n n o t b e a c c o u n t e d f o r by itself. It e x p r e s s e s i t s e l f i n r e p e t i t i o n s . Yet h e c o n c l u d e s w e a k l y o n a f a l s e n o t e . H e c l a i m s h i s is a tale o f c o n q u e s t , o f finding p e a c e a n d s e c u r i t y : " H o w s t r a n g e t o finally m e e t one's past: t o s i m p l y m e e t it, t h e w a y o n e m i g h t finally a c k n o w l e d g e a p e r s o n w h o h a d b e e n i n o n e ' s c o m p a n y a l o n g w h i l e , 'So it's y o u ' " (253). A n x i e t y , h e s e e m s t o say, is r e l i e v e d b y e s t a b l i s h i n g c o n t i n u i t y w i t h t h e p a s t w h e r e p r e v i o u s l y t h e r e w a s b r e a c h , si lence, anxiety. T h e r e s e e m s to be almost a failure h e r e to create for t h e f u t u r e , s o m e t h i n g p e r h a p s figured in t h e t e x t b y t h e a b s e n c e o f his A m e r i c a n - G r e e k m o t h e r . 14
13. "What [is] one to make of such a story? I use the word 'make' in the sense of'to fashion'; or . . . 'to re-create'" (p. 177). 14. Michael Arlen the writer, his father the writer; the father as the immigrant to America, the guide in Soviet Armenia, the eighteenth-century Erzurum merchant; the Armenian heritage in general.
Ethnicity and the Arts of Memory
207
M i c h a e l A r l e n is b u t o n e o f a g r a d u a l l y g r o w i n g n u m b e r o f A r m e nian literary voices, several o f w h o m have b e e n r e v i e w e d in a r e c e n t dissertation by Margaret B e d r o s i a n . T h e t h e m e o f p u z z l e m e n t , o f o b s c u r e f a t h e r s , is a s t r o n g r e c u r r e n t o n e , b u t m a t e r n a l i m a g e r y c a n b e equally strong.' In another m e d i u m , the painter Arshile Gorky uses i m a g e s o f his m o t h e r and transferencelike techniques o f indirection, r e p e t i t i o n , a n d r e w o r k i n g . G o r k y ( b o r n V o s d a n i g A d o i a n in 1904 o f a l i n e o f t h i r t y - e i g h t g e n e r a t i o n s o f priests) w a s a s u r v i v o r o f t h e m a s s a c r e s , c h i l d o f a m o t h e r w h o d i e d o f s t a r v a t i o n at t h i r t y - n i n e , n o t e a t i n g s o t h a t h e r c h i l d r e n m i g h t live. H e c h o s e t h e n a m e s " t h e b i t t e r o n e " (Gorky) a n d Achilles (Arshile) w h o s e wrath kept h i m f r o m battle u n t i l a n e w w r a t h i m p e l l e d h i m t o act. A b s t r a c t i o n a n d e x p r e s s i o n i s m were for h i m techniques, not of spontaneity and the a u t o n o m o u s un c o n s c i o u s , b u t o f m a s k i n g v u l n e r a b l e t r u t h s . D u r i n g W o r l d W a r II, h e i s s u e d a n i n v i t a t i o n f o r a c o u r s e in c a m o u f l a g e : " A n e p i d e m i c o f d e s t r u c t i o n s w e e p s t h r o u g h t h e w o r l d today. T h e m i n d o f c i v i l i z e d m a n is s e t t o s t o p it. W h a t t h e e n e m y w o u l d d e s t r o y , h o w e v e r , h e m u s t first s e e . T o c o n f u s e a n d p a r a l y z e h i s v i s i o n is t h e r o l e o f c a m o u f l a g e " ( q u o t e d i n B e d r o s i a n 1982: 3 5 5 ) . H i s p a i n t i n g s a r e c a r e f u l l y r e w o r k e d i m a g e s : o f h i s m o t h e r , o f his natal v i l l a g e n e a r L a k e V a n , of t h e f a m i l y g a r d e n i n t h a t v i l l a g e , o f t h e T r e e o f t h e C r o s s u s e d b y vil lagers to attach supplications to G o d . His slogans w e r e clear: "From o u r A r m e n i a n e x p e r i e n c e will I c r e a t e n e w f o r m s t o i g n i t e m i n d s a n d m a s s a g e hearts!"; " H a v i n g a tradition enables y o u to tackle n e w p r o b lems with authority, with solid footing." 5
T r a n s f e r e n c e , t h e r e t u r n o f t h e r e p r e s s e d in n e w f o r m s , a n d r e p e t i t i o n s w i t h t h e i r d i s t o r t i o n s a r e all m e c h a n i s m s t h r o u g h w h i c h e t h nicity is g e n e r a t e d . T h e y also s u g g e s t p o s s i b l e w r i t i n g tactics. T h r e e uses o f t r a n s f e r e n c e a n d repetition can be distinguished in r e c e n t e t h n o g r a p h i c w r i t i n g . First, t h e r e is t h e d i s c o v e r y o r e l i c i t i n g o f p s y chological patterns of transference proper a m o n g ethnographic sub jects, as i n t h e w o r k o f G a n a n a t h O b e y e s e k e r e ( 1 9 8 1 ) , w h e r e , m o r e o v e r , s u c h s y s t e m a t i c p a t t e r n s g e n e r a t e n e w social f o r m s . S e c o n d , I h e r e is t h e analy. is o f c h a n g e t h r o u g h i n t e n d e d r e p e t i t i o n s t h a t i n fact w o r k t h r o u g h m i s a p p r o p r i a t i o n o r d i s t o r t i o n . T h e classic s u c h h i g h l i g h t i n g o f t h e i n d i r e c t i o n o f c u l t u r a l d y n a m i c s is Marx's o b s e r v a lions o n the French Revolution using borrowed language and cos iti m e s f r o m t h e R o m a n R e p u b l i c a n d o n h i s t o r y n e v e r w o r k i n g o u t
15. See for instance the two lovely poems by David Kherdian about an old man ("Dedeh Dedeh") and an old woman ("Sparrow"), each representing the Armenian past, reproduced in Bedrosian (1982).
MICHAEL M. J. FISCHER
2o8
Ethnicity a n d the Arts of Memory
209
M a r s h a l l Sahlins's r e c e n t b o o k o n
p r o c e s s o f i n t e g r a t i o n is a n a l o g o u s t o t h a t e x p e r i e n c e d b y t h e a n a l y -
C a p t a i n C o o k a n d t h e structural c h a n g e s Hawaiian society u n d e r w e n t
s a n d in psychoanalytic therapy, w h o must translate f r o m t h e i m a g e r y
in t h e p e r i o d f o l l o w i n g his d e a t h similarly exploits t h e d e l i n e a t i o n
o f d r e a m s into verbal discourse so that both h e a n d t h e analyst c a n
o f i n t e n d e d repetition or reproduction o f cultural forms l e a d i n g to
r e a s o n t h r o u g h it. T h e p r o c e s s o f a r t i c u l a t i n g w h a t it m e a n s t o b e
u n i n t e n d e d distortion, inversion, and change. Third, and perhaps
C h i n e s e - A m e r i c a n , f o r K i n g s t o n , is t h e p r o c e s s o f c r e a t i n g a t e x t t h a t
m o s t i n t r i g u i n g , t h e r e is t h e s u g g e s t i o n o f V i n c e n t C r a p a n z a n o i n
can be interrogated and made coherent.
the s a m e way the second time.
1 6
Tuhami (1980) t h a t i n p a r t t h e d y n a m i c o f t h e i n t e r v i e w s b e t w e e n h i m
T h e first f r a g m e n t , " N o N a m e W o m a n , " is t h e tale o f a f a t h e r ' s sis
self a n d T u h a m i was o n e o f mutual transference, with T u h a m i placing
t e r w h o h a s a n i l l e g i t i m a t e c h i l d , is f o r c e d b y t h e e n r a g e d v i l l a g e r s t o
the e t h n o g r a p h e r in t h e uncomfortable role o f curer.
Crapanzano
h a v e t h e child in a pigsty, a n d w h o t h e n c o m m i t s suicide. T h e story,
s u g g e s t s that m a n y e t h n o g r a p h i c situations partake o f this a m b i g u i t y :
says K i n g s t o n , w a s t o l d t o w a r n y o u n g girls ( " n o w t h a t y o u h a v e s t a r t e d
i n f o r m a n t s p r e s e n t a n d tailor i n f o r m a t i o n as if t h e a n t h r o p o l o g i s t
t o m e n s t r u a t e " [5]), b u t a l s o t o test t h e A m e r i c a n - b o r n c h i l d r e n ' s abil
w e r e a g o v e r n m e n t official, a p h y s i c i a n , o r o t h e r a g e n t o f a i d o r d a n
ity t o e s t a b l i s h r e a l i t i e s : t o d i s t i n g u i s h w h a t is p e c u l i a r t o o n e ' s f a m i l y ,
g e r ; t h e a n t h r o p o l o g i s t is p l a c e d i n p o s i t i o n s t h a t c o n s t r a i n h i s a c
to poverty, to C h i n e s e n e s s . T h e o b s c u r e story gains force as K i n g s t o n
tions, a n d h e , t o o , creates roles for the informant. In o t h e r w o r d s t h e
c o n s i d e r s t h e a l t e r n a t i v e p o s s i b l e i n t e r p r e t a t i o n s it m i g h t c o n t a i n : w a s
e m e r g e n c e o f e t h n o g r a p h i c k n o w l e d g e is n o t u n l i k e t h e c r e a t i o n o f
this a u n t c o e r c e d (a f i g u r e o f f e m a l e o b e d i e n c e ) o r w a s s h e a n a c t i v e
e t h n i c i d e n t i t y . C r a p a n z a n o h i n t s at this also i n a n a r t i c l e r e p o r t i n g
temptress: i n d e e d why, since she was married to a h u s b a n d off in
a possession case, w h e r e h e interviews the husband,
A m e r i c a , w a s s h e still i n h e r n a t a l h o m e r a t h e r t h a n i n h e r h u s b a n d ' s
a n d his wife interviews the wife, Dawia.
1 7
Muhammad,
N o t only d o the possessed
parents' h o u s e — p r e v i o u s transgressions? T h e aunt b e c a m e a n alle
couple present different versions o f the same event, but these versions
g o r y o f i n t e r n a l s t r u g g l e s f o r t h e a d o l e s c e n t K i n g s t o n : all y o u n g
depend
w o m e n w i s h to b e attractive to t h e o p p o s i t e s e x , b u t selectively: h o w to
u p o n the interlocutors, there being perhaps e v e n a mild
rivalry b e t w e e n t h e t w o e t h n o g r a p h e r s . By r e c o g n i z i n g s u c h d y n a m i c s
m a k e a C h i n e s e fall i n l o v e w i t h m e , b u t n o t C a u c a s i a n s , N e g r o e s , o r
of
informants-
Japanese? Ambiguities e x p l o d e : w o m e n are, o f course, d e v a l u e d in
collaborators gain a m o r e d y n a m i c role, a n d w e b e g i n to s e e o u r o w n
C h i n e s e s o c i e t y , y e t t h i s aunt's f a t h e r h a d h a d o n l y s o n s b e f o r e t h e
bases o f k n o w l e d g e as m o r e subtly constructed t h r o u g h t h e action o f
a u n t w a s b o r n a n d h a d a t t e m p t e d t o t r a d e a b o y - i n f a n t f o r a girl-
o t h e r s . O u r k n o w l e d g e is s h o w n t o b e less o b j e c t i v e , m o r e n e g o t i a t e d
infant: presumably, h e loved his only d a u g h t e r a n d p e r h a p s e n c o u r
by h u m a n interests, a n d the subject for greater responsibility in t h e
aged her rebelliousness.
gaining
information
and insight,
anthropologists'
i n t e r a c t i o n s a n d e t h i c a l h o n e s t y o f f i e l d w o r k (in Tyler's s e n s e i n t h i s volume).
T h e ambiguities o f the woman's role are elaborated in "White T i ger." K i n g s t o n w a s t a u g h t s h e w o u l d g r o w u p to b e wife a n d slave, yet she was also taught the s o n g o f the warrior w o m a n — a variant o f the great Nishan S h a m a n l e g e n d
1 8
— w h o a v e n g e d h e r family like a m a n .
Dream-Work
' I'he s t o r y o f Fa M u L a n , t h e w a r r i o r w o m a n , is o f g o i n g u p t h e m o u n
M a x i n e H o n g K i n g s t o n ' s The Woman Warrior ( 1 9 7 5 ) is a n a r
tain i n t o t h e c l o u d s , w h e r e s h e learns spiritual a n d physical s t r e n g t h ,
chetypical text for displaying ethnicity processes a n a l o g o u s to transla
h i d i n g h e r t i m e u n t i l at t w e n t y - t w o s h e r e t u r n s t o b e c o m e a w a r r i o r .
t i o n s o f d r e a m s . J u s t as a d r e a m n e e d s t o b e t r a n s l a t e d i n t o a t e x t o r
T h e p a r a l l e l f o r K i n g s t o n is t h e u n r e a l d e v a l u a t i o n o f girls i n h e r C h i
l i n e a r v e r b a l d i s c o u r s e s o t h a t it c a n b e a n a l y z e d b y s o m e o n e w h o h a s
n e s e c o m m u n a l s e t t i n g , f r o m w h i c h s h e finds a n e s c a p e i n t o A m e r i
n o t e x p e r i e n c e d t h e v i s u a l i m a g e r y , s o K i n g s t o n ' s t e x t is d e v e l o p e d a s
can society, w h e r e s h e can b e c o m e a strong p e r s o n in h e r o w n right.
a series o f f r a g m e n t s o f traditional stories, myths, a n d c u s t o m s i m
1 J k e Fa M u L a n , s h e f e e l s s h e m u s t stay a w a y u n t i l s t r o n g e n o u g h t o
p o s e d b y p a r e n t s , b u t n o t a d e q u a t e l y e x p l a i n e d , at critical
r e t u r n a n d r e f o r m t h e stifling C h i n e s e i m m i g r a n t c o m m u n i t y .
points
o f h e r c h i l d h o o d , which thus are e m b e d d e d in consciousness to b e w o r k e d o u t t h r o u g h , a n d integrated with, o n g o i n g e x p e r i e n c e . T h i s 16. See the opening passages of The Eighteenth Brumaire of Louis Bonaparte. 17. "Muhammad and Dawia" in V. Crapanzano and V. Garrison, eds. (1977)-
18. O n the Nishan Shaman, see Stephen Durant (197g). I n the Manchu story, the ivsolulion between the statuses of (a) the powerful female shaman who teases and I.nulls the wealthy and powerful and (b) the widowed daughter-in-law (urun, "work woman") is to take the shaman's implements away, making her again merely an urun. this, as Kingston's version shows, is hardly a necessary resolution.
210
MICHAEL M . J . FISCHER
" S h a m a n " is a b o u t t h e g h o s t s t o r i e s Kingston's m o t h e r t o l d as w o r k s t o r i e s t o chill t h e h e a t i n t h e f a m i l y l a u n d r y ; tales o f h e r o e s w h o w o u l d eat a n y t h i n g in great quantities ("The e m p e r o r s u s e d to eat the p e a k e d h u m p o f p u r p l e d r o m e d a r i e s . . . Eat! Eat! m y m o t h e r w o u l d s h o u t . . . t h e b l o o d p u d d i n g a w o b b l e i n t h e m i d d l e o f t h e table."); stories o f w a r t i m e horrors. H e r m o t h e r was a w o m a n o f accomplish m e n t a n d strength: she had a diploma from a school of midwifery, a n d k n e w h o w t o r e c i t e g e n e a l o g i e s to talk b a c k h e r c h i l d r e n ' s f r i g h t e n e d spirits a f t e r n i g h t m a r e s a n d h o r r o r films. S u c h f a m i l i a l p o w e r s can also b e repressive ("Chinese d o not smile for p h o t o g r a p h s . T h e i r faces c o m m a n d relatives in foreign l a n d s — ' s e n d m o n e y ' — a n d p o s terity f o r e v e r — ' p u t f o o d i n f r o n t o f this p i c t u r e ' " ) a n d r e g r e s s i v e ( w h e n e v e r she would return h o m e , Kingston would regress into fear o f g h o s t s , n i g h t m a r e s o f w a r t i m e airplanes, a n d lethargic illness). T h e s e a n d o t h e r "talk s t o r i e s " in t h e v o l u m e ( a n d t h e c o m p a n i o n v o l u m e Chinamen) s h o w h o w s t o r i e s c a n b e c o m e p o w e r f u l s o u r c e s o f strength, h o w they work differently for each generation, h o w they are b u t f r a g m e n t a r y bits t h a t h a v e to b e t r a n s l a t e d , i n t e g r a t e d , a n d r e w o r k e d . ( " U n l e s s I s e e h e r life b r a n c h i n g i n t o m i n e , s h e g i v e s m e n o a n c e s t r a l h e l p . " ) Part o f t h e f r a g m e n t a r y c o n t e x t o f t h e s t o r i e s , o f t h e u n e x p l a i n e d customs, of the paranoia about non-Chinese, and of t h e g e n e r a l s e c r e c y a b o u t o r i g i n s is g r o u n d e d in s u r v i v a l tactics t h a t the immigrants d e v e l o p e d against the discriminatory immigration policies o f t h e U n i t e d States against Asians. P e o p l e c h a n g e d n a m e s , lied a b o u t their ages a n d ports o f entry, a n d generally c o v e r e d their t r a c k s s o t h a t t h e i r lives b e c a m e u n i n t e l l i g i b l e to t h e i r c h i l d r e n ( w h o b e i n g half-American w e r e not entirely trustworthy either). N o n C h i n e s e are called ghosts, but for the A m e r i c a n - C h i n e s e children, g h o s t s a r e t h e b i z a r r e f r a g m e n t s o f past, t r a d i t i o n , a n d f a m i l i a l selfo v e r p r o t e c t i v e n e s s that m u s t b e externalized a n d t a m e d . " D r e a m - w o r k " c a n b e p r o s p e c t i v e , as w e l l as r e t r o s p e c t i v e : d a y d r e a m s as w e l l as w o r k i n g t h r o u g h past e x p e r i e n c e s . F r a n k C h i n , J e f f r e y P a u l C h a n , a n d S h a w n H s u W o n g , as w e l l as K i n g s t o n , u t i l i z e the d i l e m m a s o f C h i n e s e - A m e r i c a n males to e x p l o r e further the nov elties o f C h i n e s e - A m e r i c a n n e s s s u g g e s t e d in "White T i g e r . " K i n g s t o n t h e r e d e s c r i b e s t h e n e e d t o g e t away f r o m C h i n a t o w n t o g a i n t h e s t r e n g t h to r e d e e m (recover, change, a n d create) h e r identity. T h e f u r t h e r task is t o c o n s t r u c t o r find i m a g e s t h a t a r e n e i t h e r C h i n e s e n o r E u r o p e a n . T h e r e are n o clear role m o d e l s for b e i n g C h i n e s e A m e r i c a n . B e i n g C h i n e s e - A m e r i c a n e x i s t s o n l y as a n e x p l o r a t o r y p r o j e c t , a m a t t e r o f finding a v o i c e a n d style. A m o n g t h e e x p l o r a t o r y tactics a r e e f f o r t s t o c l a i m A m e r i c a , t o a s s e r t a g g r e s s i v e s e x u a l i d e n t i t y , to i m a g i n a t i v e l y try o n o t h e r m i n o r i t y e x p e r i e n c e s , a n d t o q u e s t i o n both h e g e m o n i c white ideological categories and those of Chinatown.
Ethnicity and the Arts o f Memory
211
T h i s p r o j e c t is d o u b l y i m p o r t a n t f o r w r i t e r s : f o r p e r s o n a l selfd e f i n i t i o n , a n d a l s o t o o v e r c o m e t h o s e p u b l i s h e r s a n d critics w h o c o n s i s t e n t l y r e j e c t a n y w r i t i n g s c o n t r a d i c t i n g p o p u l a r racist v i e w s o f A s i a n A m e r i c a n s as e i t h e r totally e x o t i c , as n o d i f f e r e n t f r o m a n y o n e e l s e ( d e n i a l o f c u l t u r e ) , o r , finally, as m o d e l m i n o r i t i e s ( h u m b l e , w e l l m a n n e r e d , law-abiding, family-oriented, hard-working, educationseeking). I n r e s p o n s e , as E l a i n e K i m d e s c r i b e s ( 1 9 8 2 ) , F r a n k C h i n calls h i m self a C h i n a t o w n cowboy, insisting o n his roots in the A m e r i c a n West a n d h i s m a n l y r u g g e d n e s s . T h i s p o s e is p a r t i c u l a r l y u s e f u l a g a i n s t t h e e x o t i c s t e r e o t y p e o f C h i n e s e as " p i g t a i l e d h e a t h e n s i n silk g o w n s a n d s l i p p e r s , w h i s p e r i n g C o n f u c i a n a p h o r i s m s a b o u t filial piety." T h e p o s e is a l s o u s e f u l a g a i n s t t h e m o d e l m i n o r i t y s t e r e o t y p e u s e d : (a) t o d e p r e c i a t e b l a c k s ; (b) t o d e n y t h e h i s t o r y o f C h i n e s e - A m e r i c a n s ( C h i n e s e d o n o t t u r n t o t h e g o v e r n m e n t foi" a i d b e c a u s e f o r s o l o n g t h e g o v e r n m e n t w a s h o s t i l e t o t h e i r l e g a l status a n d t h e y t h u s h a d to h i d e f r o m t h e g o v e r n m e n t , with t h e c o n s e q u e n c e that poverty, suicide, a n d tuber c u l o s i s f l o u r i s h e d i n C h i n a t o w n u n n o t i c e d by w h i t e s o c i e t y ) ; (c) a n d t o e m a s c u l a t e A s i a n - A m e r i c a n m a l e s . C h i n recalls t h e classic s i t u a t i o n i n s c h o o l w h e r e blacks a n d C h i c a n o s are asked w h y they c a n n o t b e like t h e C h i n e s e : stay o u t o f t r o u b l e , m i n d y o u r f o l k s , s t u d y h a r d , a n d o b e y the laws: " A n d there w e c h i n a m e n were, in Lincoln E l e m e n t a r y S c h o o l , O a k l a n d , C a l i f o r n i a , in a w o r l d w h e r e m a n l i n e s s c o u n t s f o r e v e r y t h i n g , s u r r o u n d e d b y b a d blacks a n d b a d M e x i c a n k i d s . . . s u d d e n l y s t r i p p e d a n d s h a v e d b a r e b y this c o p w i t h n o m a n l y style o f m y o w n , u n l e s s it w a s s i s s i n e s s " ( q u o t e d b y K i m , p . 1 7 8 ) . I f t h e s e racist, i d e o l o g i c a l s t e r e o t y p e s n e e d b e c o u n t e r e d , s o , t o o , C h i n a t o w n n e e d s t o b e e x p o s e d . C h i n i m a g e s C h i n a t o w n as d e c a y i n g b e n e a t h a n e x o t i c f a ç a d e , as a s e n i l e l i v i n g c o r p s e , p o p u l a t e d b y i n h a b i t a n t s i m a g e d as b u g s , s p i d e r s , a n d f r o g s , e n g a g e d i n activities i m a g e d as f u n e r a l s ( p r e s e r v a t i o n o f d e c a y i n g pasts u n d e r i v o r y m a s k s ) . H e r o e s — c o w b o y s — m u s t e s c a p e to s u r v i v e . L i k e K i n g s t o n , C h i n m o v e d o u t , p r e f e r r i n g t o b u i l d s t r e n g t h in S e a t t l e , r e t u r n i n g o n l y o n t e m p o r a r y f o r a y s t o t h e b a t t l e g r o u n d o f c h a n g e i n S a n F r a n c i s c o . I n h i s writ ing, C h i n attempts to create a tough, aggressive, back-talking y o u n g m a l e h e r o , a n a d o l e s c e n t sexuality a n d a g g r e s s i o n that are p e r h a p s signs o f a n e w voice a n d identity not yet f o u n d . J e f f r e y P a u l C h a n , K i m n o t e s , writes n o t d i s s i m i l a r l y : b o t h u s e t h e i m a g e o f C h i n a t o w n as a c h i c k e n c o o p . I n h i s s e a r c h f o r a n e w s t y l e f o r t h e C h i n e s e - A m e r i c a n , C h a n a l s o plays w i t h t h e r o l e s o f o t h e r m i n o r i t i e s , e s p e c i a l l y t h a t o f t h e A m e r i c a n I n d i a n . T h e I n d i a n is a t t r a c tive b e c a u s e h e has (to outsiders) u n q u e s t i o n a b l e roots in A m e r i c a . T h i s is a t h e m e t h a t b o t h K i n g s t o n a n d S h a w n H s u W o n g a l s o d e v e l o p : t h e n e e d particularly o f C h i n e s e - A m e r i c a n males to mark a n d
MICHAEL M . J . FISCHER
212
Ethnicity and the Arts o f Memory
213
a p p r o p r i a t e t h e l a n d . W o n g ' s n a r r a t o r is h a u n t e d b y t h e g h o s t s o f
i n g tactics a r e e a s i l y i m a g i n a b l e , s u c h as t h e u s e o f t h e j u x t a p o s e d
g r a n d f a t h e r s w h o built the railroads, i m a g i n i n g their struggles, their
viewpoints o f different informants and/or authors,
l e t t e r s h o m e t o C h i n a , a n d e v e n f a n t a s i z e s h i m s e l f as a n o l d n i g h t
like descriptions f r o m different perspectives.
2 0
and Rashomon-
21
train filled with C h i n a m e n , r u n n i n g a l o n g t h e tracks, h e a r t b u r n i n g like a r e d h o t e n g i n e . T h e s e g r a n d f a t h e r s laid roots in t h e l a n d , like " r o o t s o f g i a n t t r e e s , " like " s h a r p t a l o n s in t h e e a r t h o f m y c o u n t r y . " R a i n s f o r d , t h e n a r r a t o r o f Homebase ( 1 9 7 9 ) , h a s a w h i t e g i r l f r i e n d ,
Alternative Selves a n d Bifocality T w o recent black autobiographies by Charles M i n g u s
and
w h o p a t r o n i z e s h i m , t e l l i n g h i m t h a t h e is t h e p r o d u c t o f t h e r i c h e s t
Marita G o l d e n d e v e l o p t h e n o t i o n o f multiple selves a n d e x a m i n e t h e
a n d o l d e s t c u l t u r e in t h e world, a civilization that i n v e n t e d m a n y o f
reality constraints o n e n a c t i n g alternative selves. T h e y also e x p l o r e
t h e c o m p o n e n t s o f m o d e r n life, m a k i n g h i m f e e l e v e n s h a r p e r a n x i e t y
t h e u s e o f a l t e r n a t i v e s e l v e s to c h a l l e n g e d o m i n a n t h e g e m o n i c i d e o l o -
a b o u t h a v i n g n o t h i n g o f his o w n in A m e r i c a . H e rejects this "love,"
gies, t h e o n e by a p p l y i n g an ethnic aesthetic (thus b e i n g e t h n o g r a p h i c
a n d s h e , classically, tells h i m to g o b a c k w h e r e h e c a m e f r o m :
go
i n s t y l e as w e l l as c o n t e n t ) , t h e o t h e r b y p i o n e e r i n g t h e b i f o c a l i t y t h a t
h o m e . B u t h o m e is h e r e . It is a n A m e r i c a n I n d i a n w h o s h o w s h i m
a n t h r o p o l o g y has always p r o m i s e d . Alice Walker, a n o t h e r black writer,
h o w to find his A m e r i c a n roots: h e s h o u l d retrace w h e r e his p e o p l e
notes: "When
h a v e b e e n , all o v e r A m e r i c a , s e e t h e t o w n h e is n a m e d a f t e r . H e d o e s
k i n folk" ( B r a d l e y 1 9 8 4 : 3 5 - 3 6 ) . T h i s is e c h o e d b y M a x i n e
I l o o k at p e o p l e i n I r a n a n d C u b a , t h e y l o o k
like
Hong
t h i s , d e t e r m i n e d t h a t A m e r i c a " m u s t g i v e m e l e g e n d s w i t h spirit," a n d
K i n g s t o n a n d A m e r i c a n I n d i a n writer Leslie M a r m o n Silko, w h o p o r -
d r e a m i n g o f a r e c o n c i l i a t i o n w i t h a C h i n e s e - A m e r i c a n girl i n W i s -
tray y o u n g m e n in A m e r i c a n u n i f o r m in s o u t h e a s t Asia s e v e r e l y dis-
c o n s i n w h o s e g r a n d f a t h e r f r o m C h i n a h a d fled t h e West Coast.
t u r b e d by t h e inability to d i s t i n g u i s h the e n e m y f r o m kinfolk. A s a h u -
Chinamen,
Kingston, too, emphasizes
the t h e m e o f m e n
In
claiming
m a n i s t c u l t u r a l c r i t i c i s m o f n a t i o n a l i s t , class, a n d o t h e r
hegemonic
A m e r i c a , w r i t i n g o f r a i l r o a d w o r k e r s — h e r o i c a n d m a s c u l i n e at t i m e s
political discourses, these observations signal the potential for a p o w e r -
s u c h as t h e strike o f 1869: b a r e - c h e s t e d , m u s c u l a r y o u n g g o d s — v i c -
f u l c o u n t e r r h e t o r i c , s i m i l a r to t h o s e d e v e l o p e d b y t h e s m a l l n a t i o n s o f
t i m i z e d , k e p t w o m a n l e s s , d y i n g i n t h e w i l d e r n e s s . B u t , says o n e
E u r o p e , t h o s e o n the w r o n g side o f history, w h o s e "disabused view o f
of
t h e m , "We're m a r k i n g t h e l a n d n o w . "
h i s t o r y " is t h e " s o u r c e o f t h e i r c u l t u r e , o f t h e i r w i s d o m , o f t h e ' n o n s e r i o u s spirit' t h a t m o c k s g r a n d e u r a n d g l o r y " ( K u n d e r a 1 9 8 4 ) .
Dream-work—simultaneously
the integration of dissonant
f r a g m e n t s a n d the d a y d r e a m i n g "trying-on" o f alternative
past
M i n g u s ' s Beneath
the Underdog
( 1 9 7 1 ) utilizes a tripartite self as
possible
n a r r a t o r ; a t e l l i n g t o a p s y c h i a t r i s t as t h e o v e r a l l n a r r a t i v e f r a m e ; a n d
i d e n t i t i e s — i s b o t h d e s c r i p t i v e o f o n e w a y (or o n e s e t o f w a y s ) e t h -
a n o b s e s s i v e f o c u s o n a f a t h e r f i g u r e . T h e t r i p a r t i t e s e l f is i n t r o d u c e d
n i c i t y w o r k s a n d s u g g e s t s a w r i t i n g tactic o f f r a g m e n t s . H e r e , t o o ,
o n t h e first p a g e , a n d r e f l e c t e d u p o n a g a i n n e a r t h e last (p. 2 5 5 ) : a n
C r a p a n z a n o ' s Tuhami, r e f e r r e d t o a b o v e , m i g h t s e r v e as a n e x a m p l e
i n b o r n , e v e r - l o v i n g g e n t l e soul w h o always gets taken; a f r i g h t e n e d
o f a r e c e n t e t h n o g r a p h i c t e x t t h a t e x p l o i t s this tactic. T h e
reader
a n i m a l t h a t , f r o m e x p e r i e n c e , l e a r n s t o attack f o r f e a r o f b e i n g at-
is p r e s e n t e d w i t h a p u z z l e : t o h e l p t h e a u t h o r a n a l y z e bits o f i n t e r -
tacked; a n d a distanced third w h o stands apart watching the o t h e r
v i e w s in w h i c h t h e i n f o r m a n t draws equally o n reality a n d fantasy f o r
t w o . T h e t h r e e s e l v e s a p p e a r t h r o u g h o u t t h e t e x t as a l t e r n a t i n g , i n t e r -
m e t a p h o r s with w h i c h to describe the impossibilities o f his e x i s t e n c e .
braided voices—like the call-and-response o f a jazz s e s s i o n — k e e p i n g
T u h a m i is a m e m b e r o f M o r o c c o ' s s u b p r o l e t a r i a t ; t h e style o f h i s d i s -
t h e r e a d e r alert to perspective a n d circumstance.
c o u r s e p e r h a p s i l l u s t r a t e s w h a t P i e r r e B o u r d i e u p r o v o c a t i v e l y calls the truncated consciousness of many members of such subproletariats.
1 9
E q u a l l y s t r i k i n g is M i n g u s ' s t e x t u a l s t r a t e g y o f p o s i n g t h e a u t o b i o g r a p h y as a telling, a talk-story, to a J e w i s h psychiatrist ( " r e m e m -
If so, Crapanzano's recording of T ù h a m i m i g h t provide an ac-
c e s s t o t h e d i s c o u r s e o f a n e m e r g e n t n e w social class, a n a l o g o u s t o t h e e m e r g e n t discourse o f C h i n e s e - A m e r i c a n writers' c o n c e r n w i t h c h i c k e n c o o p s a n d railroads, c o w b o y s a n d I n d i a n s . O t h e r similar writi g . " T h e Disenchantment of the World," in Algeria i960 (New York: Cambridge University Press, 1979).
20. Recent examples of such "polyphony" are Birds of My Kalam Country by I a n Majnep and Ralph Bulmer (1977), and Piman Shamanism by Donald M . Bahr, Juan Gregorio, David I. Lopez, and Albert Alvarez (1974). 21. See the discussion of N. Scott Momaday below, or in anthropology see Richard Price's First-Time (1983) in which oral accounts are juxtaposed to archival ones; or Renato Rosaldo's Ilongot Headhunting (1980) which pursues a similar goal more discursively.
214
MICHAEL M . J . FISCHER
b e r s a y i n g y o u carne t o m e n o t o n l y b e c a u s e I'm a p s y c h i a t r i s t b u t a l s o b e c a u s e I'm a Jew? A n d therefore c o u l d relate to y o u r p r o b l e m s ? " p . 7 ) . T h i s a l l o w s t h e a u t h o r to play w i t h f o u r s u b d e v i c e s , like i m p r o v i s a t o r y j a z z t h e m e s t h a t r e a p p e a r p e r i o d i c a l l y . First, t h e r e a r e t h e psychological devices o f fabrication (involving the reader in sorting o u t t h e p u z z l e s o f i d e n t i t y , c o n t r o l by t h e s e l f v e r s u s c o n t r o l by o u t s i d e forces), a n d c h a n g i n g the subject or crying (signals o f b l o c k a g e s , a v o i d a n c e s , pain, a n d irrational compulsions). S e c o n d , the t h e m e o f p i m p i n g is u s e d as a m u l t i - r e g i s t e r m e t a p h o r . It d e s c r i b e s t h e n a r rator's u s e o f w o m e n as a c h i l d i s h w a y to p r o v e h i s m a n h o o d ( b r e a k i n g o u t o f s u b o r d i n a t i o n a n d d e p e n d e n c y — t h e p i m p as m a s t e r — b y i m p o s i n g s u b o r d i n a t i o n o n o t h e r s ) . It is a m e t a p h o r o f e c o n o m i c s u r v i v a l , o f t h e d i l e m m a s o f black m u s i c i a n s w h o c a n n o t m a k e it o n m u s i c alone, but must prostitute themselves and others, m e a n i n g a m o n g o t h e r things a regressive d e p e n d e n c e o n w o m e n ("He w a n t e d to m a k e it a l o n e w i t h o u t a n y h e l p f r o m w o m e n o r a n y o n e e l s e , " p . 1 3 2 ) . T h a t is, n a r r a t o r as b o t h p i m p a n d p r o s t i t u t e . A n d it is a b i t t e r d e s c r i p t i o n o f t h e racist e c o n o m i c s y s t e m c o n t r o l l e d by w h i t e s ("Jazz is b i g b u s i n e s s t o t h e w h i t e m a n a n d y o u can't m o v e w i t h o u t h i m . W e j u s t w o r k - a n t s , " p . 1 3 7 ) . T h e t h i r d d e v i c e is r e c u r r e n t d r e a m s a b o u t Fats N a v a r r o , a F l o r i d a - b o r n C u b a n m u s i c i a n w h o d i e d at t w e n t y - s i x o f t u b e r c u l o s i s a n d n a r c o t i c a d d i c t i o n , w h o s e r v e s t h r o u g h o u t t h e b o o k as a n a l t e r e g o t o w h o m t h e p r o j e c t o f w r i t i n g a b o o k is c o n f i d e d . T h e b o o k is to a c h i e v e l i b e r a t i o n , b o t h e c o n o m i c ( f a n t a s i e s o f fat r o y a l t i e s ) a n d s p i r itual. T h e d r e a m s i n c l u d e m e d i t a t i o n s o n a d e a t h wish, c e n t e r i n g o n t h e i d e a t h a t o n e c a n d i e (only?) w h e n o n e w o r k s o u t o n e ' s k a r m a , p r e c i s e l y w h a t w a s d e n i e d Fats. Finally, t h e u s e o f t h e f a t h e r figuration is, o f c o u r s e , a l s o p a r t o f t h e n a r r a t i o n to t h e p s y c h i a t r i s t — t h e f o u r t h s u b d e v i c e — b u t it a l s o i n troduces an e l e m e n t of choice and retracing of genealogical connec t i o n ( " S o m e d a y I m a y c h o o s e a n o t h e r f a t h e r t o t e a c h m e , " p . 96). M i n g u s ' s f a t h e r a p p e a r s h r s t in his c h i l d h o o d t r a u m a s ( b e i n g d r o p p e d o n his h e a d , h a v i n g his d o g shot by a n e i g h b o r , k i n d e r g a r t e n accusa t i o n s o f b e i n g a s e x u a l p e r v e r t , a n d a b o v e all p a t e r n a l b e a t i n g s a n d t h r e a t s o f c a s t r a t i o n f o r b e d w e t t i n g , later d i s c o v e r e d to b e d u e t o d a m a g e d k i d n e y s ) . T h e f a t h e r g a v e h i m his first m u s i c a l i n s t r u m e n t , b u t b e i n g e m o t i o n a l l y u n r e s p o n s i v e also s e t u p a l o n g i n g f o r a r e a l f a t h e r . ( T h e father's o w n a n x i e t y s t r u c t u r e is a n a l y z e d as s t e m m i n g f r o m b e i n g a f r u s t r a t e d a r c h i t e c t c o n d e m n e d t o life i n t h e P o s t O f f i c e , a n d as m a n i f e s t i n g itself b y t e a c h i n g his c h i l d r e n a f a l s e , racist s e n s e o f superiority o n the g r o u n d s that they w e r e light-skinned.) M i d b o o k , M i n g u s r e t u r n s t o find o u t a b o u t h i s f a t h e r , a n d h e a r s y e t a g a i n t h a t h e is n o t fully black, t h a t h e is a d e s c e n d a n t o f A b r a h a m L i n c o l n ' s cousin, a n d that
Ethnicity and the Arts of Memory
215
"a lot of talking about freedom . . . [is] a waste of time 'cause even a slave could have inner freedom if he wanted it." "That's brainwashing by the white man." "Careful, b o y — y o u ain't totally black." (95) W h i t e c o n n e c t i o n s a r e n o t t h e o n l y t r o u b l i n g o n e s . Class p r e j u d i c e s within t h e black c o m m u n i t y also threaten y o u n g M i n g u s . T h e father a d v i s e s : "So tell t h e m y o u r g r a n d f a t h e r w a s a n A f r i c a n c h i e f t a i n n a m e d M i n g u s " (96). T h e r e is a l s o a c e r t a i n a m o u n t o f p l a y w i t h alter n a t i v e e t h n i c m a s k s . M i n g u s g r o w s u p i n Watts a n d is l i g h t - s k i n n e d ; i n t h e m i r r o r h e t h i n k s h e c a n s e e strains o f I n d i a n , A f r i c a n , M e x i c a n , A s i a n , a n d w h i t e , a n d h e w o r r i e s that h e is "a little o f e v e r y t h i n g , w h o l l y n o t h i n g " (50). 2 2
M e x i c a n is a m a j o r a l t e r n a t i v e i d e n t i t y ( " M e x i c a n M o o d s " ) . H i s first g i r l f r i e n d w h e n a g e d five w a s M e x i c a n ; s o w a s a girl w h o a l m o s t s n a g g e d h i m i n t o m a r r i a g e at s e v e n t e e n . L a t e r , in S a n F r a n c i s c o , a J e w i s h m u s i c i a n h a d t r i e d to g i v e h i m a b r e a k i n a w h i t e u n i o n : h e w a s a c c e p t e d as M e x i c a n u n t i l a black m u s i c i a n t u r n e d h i m i n . J e w i s h n e s s is a n o t h e r e t h n i c i t y p l a y e d w i t h , p a r t i c u l a r l y t h r o u g h his J e w i s h p s y c h i a t r i s t a n d t h e p s y c h i a t r i s t s at B e l l e v u e , w h o initially s e e m l i k e N a z i s threatening lobotomy, but w h o eventually midwife a feeling of respect a n d love: T h e truth is doctor, I'm insecure and I'm black and I'm scared to death of poverty and especially poverty alone. I'm helpless without a woman, afraid of tomorrow. . . . It was easy to be proud and feel contempt and say to these beautiful w o m e n , "I don't want your dirty money!" so that was one good thing that h a p p e n e d in Bellevue, having a feeling of love and respect for them again. . . . My music is evidence of my soul's will to live beyond my sperm's grave. ( 2 4 5 - 4 6 ) T h e w i l d h u m o r , e x c e s s i v e s e x u a l i t y , a n d a n g u i s h o f M i n g u s ' s style h e l p p o s e t h e c o n t r a d i c t i o n s a n d p u z z l e s o f h i s e t h n i c s e a r c h : t h e dif ferences a m o n g the w o m e n u p o n w h o m he d e p e n d s — t w o mistresses, a m i d d l e class b l a c k w i f e , a n d a b l o n d n u r s e ; t h e t e n t a t i v e t r y i n g o n o f o t h e r minorities' identities; the hint of exploring African connections; a n d t h e s e n s e o f m i x e d b l o o d or heritage. Mingus's critique o f racism is p o i g n a n t , m a c a b r e l y h u m o r o u s , a v e r b a l j a z z - b l u e s , s o p h i s t i c a t e d i n s t y l e a n d t e c h n i q u e , w i e l d i n g a n e t h n i c a e s t h e t i c to b r i n g t h e r e a d e r t o a perspective and understanding. M a r i t a G u l d e n ' s Migrations of the Heart (1983) e x p l o r e s t h e A f r i c a n c o n n e c t i o n s m o r e d i r e c t l y , a n d illustrates a d i f f e r e n t f o r m o f c r i t i q u e , p e r h a p s l e s s i n n o v a t i v e i n style, b u t p i o n e e r i n g a n o l d p r o m i s e o f a n t h r o p o l o g y t o b e a "bifocal" m o d e o f c u l t u r a l criticism. G o l d e n m a r -
Ä«.
Tlx- name of the album that in 1962 he said was his best.
2l6
MICHAEL M.J. FISCHER
ries a N i g e r i a n a n d g o e s to N i g e r i a to r e e x p e r i e n c e h e r A m e r i c a n n e s s . T h e m a r r i a g e fails. T h e story is a p a i n f u l , y e t e v e n t u a l l y s t r e n g t h e n i n g , r e c o g n i t i o n t h a t i d e n t i t y is n o t t o b e c o n s t r u c t e d w i t h t h e f r e e will o f r o m a n t i c f a n t a s y . T h e r e a r e reality p r i n c i p l e s t h a t c o n strain: traditions, g r o w t h patterns, a n d dynamics b e y o n d t h e e g o . Sev eral s c h e m a t a structure Gulden's text: repetitions o f t h e father figure, c o u n t e r v a i l i n g b u t s e c o n d a r y m o t h e r figures ( m o t h e r , m o t h e r - i n law), rebellions a n d gradual t e m p e r i n g into m a t u r e w o m a n h o o d , a n d a skillful portrait o f t h e devastating dynamics o f an intercultural m a r riage that d o e s n o t work. T h e p a t r i a r c h a l figures ( f a t h e r a n d h u s b a n d ) w i t h w h i c h s h e struggles s e e m to be the primary vehicles for ethnicity-work. [My father] was as assured as a panther . . . he bequeathed to m e — g o l d n u g g e t s o f fact, myth, legend. . . . By his own definition he was "a black m a n a n d p r o u d o f it." . . . Africa: "It wasn't dark until the white m a n g o t there." Cleopatra: "I don't care WHAT they teach you in school, she was a black w o m a n . " . . . the exploits of Toussaint L'Ouverture. (3—4) Yet also: H e was a hard, nearly impossible man to love when love meant exclusive rights to his soul . . . he relied [on his many w o m e n ] . . . to enhance the improvisational nature o f his life. (3—4) H e r A f r i c a n l o v e r , t h e n h u s b a n d , is a l m o s t a d o u b l e t o h e r f a t h e r . H i s a s s u r a n c e first attracts h e r : e n v e l o p e d in the aura of supreme confidence that blossomed around all the Africans I had ever m e t . . . I'd read about my past and now it sat across from m e in a steak house, placid, and even a bit smug. . . . I rubbed my fingers across his hand. "What're y o u doing?" he asked. "I want some of your confi d e n c e to rub off o n me," I said. ( 5 0 - 5 1 ) B o t h m e n h a v e a r e a s o f r e t i c e n c e s h e c a n n o t p e n e t r a t e . W i t h h e r fa t h e r t h e m u t u a l lack o f u n d e r s t a n d i n g is m a n i f e s t e d i n h i s d e m a n d t h a t s h e g e t r i d o f h e r "natural" h a i r - d o , i n h i s ( a n d h e r ) inability t o share grief w h e n h e r m o t h e r dies, a n d in his taking u p with a n o t h e r w o m a n , w h o m s h e r e s e n t s . W i t h h e r h u s b a n d , t h e m u t u a l lack o f u n d e r s t a n d i n g lies i n h i s f a m i l i a l a n d p a t r i a r c h a l t r a d i t i o n s , f o r i n s t a n c e , h i s s h a r i n g o f e c o n o m i c r e s o u r c e s w i t h his f r a t e r n a l g r o u p a t t h e e x p e n s e o f h i s c o n j u g a l family. Initially s h e finds t h e p a t r i a r c h a l , m a s c u l i n e N i g e r i a n c u l t u r e attractive: Lagos is an aggressively masculine city, and its m e n e x u d e a dogmatic confi d e n c e . . . . it was this masculinity that made the m e n so undeniably attractive. Nigeria was their country to destroy or save. T h a t knowledge m a d e t h e m
Ethnicity and the Arts of Memory
217
stride and p r e e n in self-appreciation. This assurance became for an AfroAmerican w o m a n a gaily wrapped gift to be o p e n e d anew every day. (84) U l t i m a t e l y , s h e f e e l s t h e a s s u m p t i o n s o f this c u l t u r e t o b e d e v a s t a t i n g l y d e n y i n g o f h e r s e n s e o f self. W o m e n , s h e is t o l d b y a n o t h e r w i f e , a r e f o r g i v e n a l m o s t e v e r y t h i n g as l o n g as t h e y fulfill t h e d u t y t o s e t t h e s t a g e o n w h i c h t h e i r m e n live. L i f e is c o m p l i c a t e d i n N i g e r i a , p a r t i c u l a r l y w h e n h e r fiancé resists m a r r i a g e u n t i l h e f e e l s financially i n d e p e n d e n t , w h e n s h e finds a j o b a n d h e c a n n o t , l a t e r w h e n h e d e m a n d s a c h i l d b e f o r e s h e is r e a d y , a n d w h e n h e g i v e s m o n e y t o r a i s e h i s b r o t h e r ' s c h i l d r e n at t h e e x p e n s e o f h e r c o m f o r t . T h e primary f r a m e s o f Gulden's b o o k are t h e portraits o f a mar r i a g e g o n e awry, partly f o r r e a s o n s o f c u l t u r a l l y c o n f l i c t i n g a s s u m p tions, a n d o f a w o m a n gradually freeing herself from d e p e n d e n c i e s a n d u n e x a m i n e d n o t i o n s o f i d e n t i t y . B u t w h a t is i m p o r t a n t h e r e a r e t h e r e f l e c t i o n s o n w h a t it is t o b e a black A m e r i c a n — a g a i n , a n i d e n t i t y t o b e c r e a t e d , a n d a s o c i o l o g i c a l reality t o b e s t r u g g l e d f o r . J u s t as A f r i c a is initially a n o v e r - r o m a n t i c i z e d i m a g e o f " m y past," a n i m a g e o f s e l f - c o n f i d e n c e , o n e t h a t i n e v i t a b l y is s h a k e n b y a c l o s e r l o o k — N i g e r i a h a s its o w n p r o b l e m s , a n A m e r i c a n d o e s n o t slip s o e a s i l y i n t o a n A f r i c a n s e t o f r o l e s — s o , t o o , A m e r i c a is n o t t o b e a c c e p t e d i n its r e a l i t i e s o f r a c i s m o r i n d i v i d u a l f a n t a s i e s ( s u c h as t h o s e o f h e r f a t h e r ) . G o l d e n r e t u r n s f r o m h e r o r d e a l i n A f r i c a t o B o s t o n ( B o s t o n b e c a u s e it is n o t W a s h i n g t o n o r N e w York, w h e r e s h e g r e w u p a n d w h e r e t h e r e a r e t o o m a n y r e g r e s s i v e p u l l s ) . T h e r e s h e finds t h e racial a t m o s p h e r e a l m o s t u n b e a r a b l e . O n e h a s t h e f e e l i n g , h o w e v e r , t h a t s h e will n o w h e l p to c h a n g e t h e situation simply by b e i n g a stronger, richer p e r s o n . T h i s u s e o f A f r i c a is w h a t a n t h r o p o l o g i c a l c u l t u r a l c r i t i c i s m o u g h t to b e about: a dialectical or two-directional j o u r n e y e x a m i n i n g t h e r e alities o f b o t h s i d e s o f c u l t u r a l d i f f e r e n c e s s o t h a t t h e y m a y m u t u a l l y q u e s t i o n e a c h o t h e r , a n d t h e r e b y g e n e r a t e a realistic i m a g e o f h u m a n possibilities a n d a self-confidence for t h e explorer g r o u n d e d in c o m p a r a t i v e u n d e r s t a n d i n g r a t h e r t h a n e t h n o c e n t r i s m . It is p e r h a p s w h a t M a r g a r e t M e a d p r o m i s e d i n Coming of Age in Samoa a n d Sex and Tem perament in Three Primitive Societies, a n d f a i l e d fully t o d e l i v e r . T h e s e influential b o o k s h e l p e d A m e r i c a n s see that A m e r i c a n adolescent pat t e r n s o f r e b e l l i o u s n e s s a n d A m e r i c a n s e x roles w e r e n o t "natural," b u t culturally m o l d e d , a n d so m i g h t be altered t h r o u g h different c h i l d - r e a r i n g m e t h o d s . S u c h c u l t u r a l criticism o f A m e r i c a w o r k e d b y j u x t a p o s i n g a l t e r n a t i v e p a t t e r n s e l s e w h e r e i n t h e w o r l d : t h a t is, r e a l w o r l d e x a m p l e s , n o t Utopian f a n t a s i e s . I n today's m o r e s o p h i s t i c a t e d w o r l d , w e k n o w that t h e S a m o a n a n d N e w G u i n e a societies are m o r e c o m p l i c a t e d t h a n M a r g a r e t M e a d d e s c r i b e d , as also is A m e r i c a . M a r i t a
2jg
MICHAEL M. J. FISCHER
Golden's narrative points to s o m e of the complexities o n both sides o f any cultural divide that n e e d to be addressed in c o n t e m p o r a r y a n t h r o p o l o g i c a l e f f o r t s at c u l t u r a l criticism ( s e e f u r t h e r M a r c u s a n d Fischer ig86).
Inter-reference And Louie would come through— melodramatic music, like in the mono—tan tan laranl—Cruz Diablo, El Charro Negro! Bogard smile (his smile is deadly as his viasas!). He dug roles, man, and names—like blackie, little Louie . . .
Within the dark morada average chains rattle and clacking prayer wheels jolt the hissing spine to uncoil wailing tongues of Nahuatl converts who slowly wreath rosary whips to flay one another
JOSE MONTOYA, "El Louie"
BERNICE ZAMORA, "Restless Serpents"
P e r h a p s t h e m o s t striking feature o f M e x i c a n - A m e r i c a n writ i n g , p r e s e n t i n o t h e r e t h n i c w r i t i n g t o o , b u t b r o u g h t t o its m o s t e x plicit a n d d r a m a t i c l e v e l h e r e , is i n t e r l i n g u i s t i c play: i n t e r f e r e n c e , a l t e r n a t i o n , i n t e r - r e f e r e n c e . T h i s w a s t h e s u b j e c t o f t h e first A r m e n i a n p o e m c i t e d a b o v e . It is c l e a r in t h e t e x t u r e o f black E n g l i s h . S o m e M e x i c a n - A m e r i c a n writers u s e Spanish, others English, s o m e h a v e al ternating/mirroring pages or chapters o f Spanish a n d English (re c i p r o c a l t r a n s l a t i o n s ) . C h i c a n o literary j o u r n a l s (El Grito, Entrelinas, Revista Chicano-Riquena) are resolutely bilingual. Spanish phrases o c c u r w i t h i n t h e flow o f E n g l i s h , a n d S p a n i s h w o r d s a n d g r a m m a t i c a l structure take o n c h a n g e s influenced by English. I n d e e d , for s o m e pochismo o r calo, t h e C h i c a n o s l a n g , takes o n a . p r i v i l e g e d r o l e . S a y s Bernice Zamora: I like to think of Calo as the language of Chicano literature . . . It is evolving as a literary m o d e , and the writers I enjoy most for their consistency o f Calo are Cecilio Camavillo, Jose Montoya, and Raul Salinas. I am fond of Calo be cause o f the usage o f English p h o n e m e s with Spanish gerund or verb e n d i n g s . . . eskipiando [skipping] . . . Indios pasando we watchando. . . . I teach Calo with the premise that it is a conflict of languages resolved. (Quoted in BruceN o v a 1 9 8 0 a : 209) Ricardo Sanchez provides a n e x a m p l e o f bilingual insistence: Soy un manito por herencia y un pachuco por experiencia [I am a native N e w Mexican by heritage and a pachuco by e x p e r i e n c e ] . . . I was born n u m b e r 1 3 , the first o n e in the family to be born outside o f N e w Mexico a n d Colorado since s o m e w h e r e en el siglo 1 6 [in the sixteenth century] . . . soy mestizo [I'm a mestizo], scion to the beautiful and turbulent reality of indo-hispanic con catenation, ay, mi abuela materna [my maternal grandmother] was born in
Ethnicity and the Arts o f Memory
219
the tewa pueblo of san Juan, there between taos and espanola . . . u n m u n d o ni espanol ni indigena: ay, m u n d o d e policolores [a world neither Spanish n o r indian: ay, world o f polycolors] when mindsouls se p o n e n a reconfigurar [start to restructure] n e w horizons. (Bruce-Nova 1980a: 2 2 1 ) B u t o f far m o r e interest than simply linguistic i n t e r f e r e n c e o r c o d e s w i t c h i n g , a n d t h e e d u c a t i o n d e b a t e g e n e r a t e d o v e r b i l i n g u a l i s m , is t h e fact, a s M i c h e l S e r r e s p u t s it, "Il f a u t lire l ' i n t e r f é r e n c e c o m m e i n t e r r é f é r e n c e " (it is n e c e s s a r y t o r e a d i n t e r f e r e n c e as i n t e r - r e f e r e n c e ) . ' W h a t k e e p s t h e i n t e r l i n g u i s t i c s i t u a t i o n vital is n o t m e r e l y t h e c o n t i n u i n g w a v e s o f M e x i c a n s e n t e r i n g t h e U n i t e d States a n d t h e flow b a c k a n d f o r t h a c r o s s t h e b o r d e r , s o that g r a d u a l d i s a p p e a r a n c e i n a n E n g l i s h e n v i r o n m e n t is less likely, b u t t h e c u l t u r a l vitality o f r e f e r e n c e s t o M e x i c a n h i s t o r y , S p a n i s h civilization, a n d p r e - C o l u m b i a n c i v i l i z a t i o n , as w e l l as t o p a r t i c u l a r C h i c a n o styles ( s u c h as t h e p a c h u c o " z o o t suit" s u b c u l t u r e o f El P a s o a n d L o s A n g e l e s c e l e b r a t e d in M o n t o y a ' s "El L o u i e , " a figure p a r a l l e l i n g t h e b l a c k S t a g g e r l e e ) o r c u l t u r a l e n v i r o n m e n t s ( s u c h as t h e P é n i t e n t e s cult o f N e w M e x i c o d e s c r i b e d i n t h e o p e n i n g p o e m o f Z a m o r a ' s "Restless S e r p e n t s " ) . 2
2 4
P o e t i c a u t o b i o g r a p h y — a n d t h e o u t r i g h t n o v é l i s t i c fiction o f R u d o l f o Anaya, R o n Arias, a n d R o l a n d o H i n o j o s a — h a s p e r h a p s b e e n m o r e boldly e x p e r i m e n t a l h e r e than prose autobiography. B u t , i f o n e c o n s i d e r s J o s e A n t o n i o Villarreal's Pocho ( 1 9 5 9 ) as a v e i l e d a u t o b i o g r a p h y (it is o f t e n c o u n t e d as t h e first m a j o r C h i c a n o n o v e l , al t h o u g h V i l l a r r e a l d o e s n o t like t h e label " C h i c a n o " ) , t h e n t o g e t h e r w i t h E r n e s t o Galarza's Barrio Boy ( 1 9 7 1 ) , R i c h a r d R o d r i g u e z ' s Hunger of Memory ( 1 9 8 1 ) , a n d S a n d r a C i s n e r o s ' s ( " s e m i - a u t o b i o g r a p h i c a l " ) The House on Mango Street ( 1 9 8 3 ) , p r o s e a u t o b i o g r a p h y h a s s e t o u t m a n y o f t h e thematic preoccupations o f Chicano writing. Villarreal establishes the t h e m e s o f immigration, dealing with M e x i c a n r e l i g i o u s a n d s e x u a l i n h i b i t i o n s , a n d familial r e l a t i o n s in Pocho. I n The Fifth Horseman ( 1 9 7 4 ) h e r e w o r k s t h e M e x i c a n g e n r e o f n o v e l s a b o u t t h e 1 9 1 0 r e v o l u t i o n s o as t o c r e a t e a p o s i t i v e a n c e s t r a l figure f o r t h e c o n t e m p o r a r y C h i c a n o : a p r o t a g o n i s t w h o a f t e r t h e "success" o f t h e revolution refuses to j o i n t h e victorious a r m y in p l u n d e r i n g t h e p e o p l e , a n d , s t a y i n g t r u e t o t h e r e v o l u t i o n , flees t o t h e U n i t e d S t a t e s . Villarreal's f a t h e r , i n d e e d , f o u g h t f o r P a n c h o V i l l a , c o m i n g i n 1 9 2 1 first t o T e x a s a n d t h e n t o C a l i f o r n i a . ( B o t h f a t h e r a n d s o n r e t u r n e d eventually to Mexico; the son recently o n c e again re t u r n e d t o t h e S t a t e s . ) Galarza's Barrio Boy styles itself as o r i g i n a t i n g i n oral vignettes, a n d thereby explores the preoccupation o f Chicano 23. L'Interférence ( 1 9 7 2 : 1 5 7 ) , cited by Baumgarten (1982:154), who develops the notion himself with reference to Jewish-American writing, especially Yiddishinfluenced writing, but not limited to that set of inter-references.
24. See Greil Marcus's chapter on Sly Stone in his Mystery Train (1975).
220
MICHAEL M. J. FISCHER
writers with p r e s e r v i n g w h a t has b e e n largely an oral culture, albeit a t t a c h e d t o t h e w o r l d s o f H i s p a n i c literacy. R o d r i g u e z ' s Hunger of Memory is a n a r g u m e n t f o r E n g l i s h as t h e m e d i u m o f i n s t r u c t i o n i n s c h o o l s , r e t a i n i n g S p a n i s h o n l y as a l a n g u a g e o f i n t i m a c y ; its d e scriptions o f the two very different worlds are i n t e n d e d to d e n y that s u c c e s s i n N o r t h A m e r i c a c a n b e a c c o m p a n i e d by r e t a i n i n g t h e c o m m u n a l richness o f t h e barrio. Rodriguez h a s roused a storm o f contro v e r s y , e x p o s i n g d e e p class d i v i s i o n s a m o n g M e x i c a n - A m e r i c a n s , b u t a l s o p o i n t i n g t o t h e a m b i g u i t y o f m i d d l e class M e x i c a n - A m e r i c a n w r i t e r s u s i n g t h e f i g u r e o f t h e p o o r as a v e h i c l e o f e x p r e s s i o n r a t h e r than writing about their o w n experiences. Many Chicano c o m m e n tators a c k n o w l e d g e t h e didactic nature o f C h i c a n o writing in t h e 1960s as a k e y c o m p o n e n t o f t h e rise o f a political m o v e m e n t . C i s n e r o s is o n e o f a n u m b e r o f writers w h o have b e g u n to write m o r e directly o f t h e m s e l v e s ; s h e u s e s a f r a g m e n t a r y , richly e v o c a t i v e , v i g n e t t e s t y l e , i n English. T h e antagonism/anxiety directed towards Rodriguez's autobio g r a p h i c a r g u m e n t , as w e l l as t h e c o m m e n t a r y o n t h e political d i d a c ticism o f earlier C h i c a n o writing, pose t h e key issues for t h e creation o f a u t h e n t i c a l l y i n t e r - r e f e r e n t i a l e t h n i c v o i c e s , as w e l l as a l e r t i n g u s t o t h e diversity within t h e C h i c a n o (not to m e n t i o n the larger H i s p a n i c A m e r i c a n ) c o m m u n i t y : d i v e r s i t y o f class, o f r e g i o n (in M e x i c o ; T e x a s vs. C a l i f o r n i a v s . C h i c a g o ) , o f g e n e a l o g y ( p r i d e in S p a i n v s . p r i d e i n p r e - C o l u m b i a n ancestry). T h e most famous p o e m s of the Chicano movement, for example, R u d o l p h o ' s "Corky," G o n z a l e s ' s "I a m J o a q u i n , " A l u r i s t a ( A l b e r t o Urista)'s Floricanto en Aztlan, a n d A b e l a r d o D e l g a d o ' s " S t u p i d A m e r ica," a r e o p e n s e a r c h e s f o r e n a b l i n g h i s t o r i e s o f C h i c a n o i d e n t i t y . "I a m J o a q u i n " b u i l d s o n M e x i c a n history, p i c t u r i n g t h e U n i t e d S t a t e s as a n e u r o t i c evil g i a n t ( i n v a d e r o f M e x i c o ; d e m a n d e r o f a s s i m i l a t i o n i n t o a w h i r l p o o l o r m e l t i n g p o t that w o u l d d e n y M e x i c a n - A m e r i c a n s t h e i r a n c e s t r y ) a n d t h e C h i c a n o n a t i o n as a c o u n t e r g i a n t i n t h e p r o c e s s o f c r e a t i o n t h r o u g h b l o o d sacrifices ( o f t h e past a n d p e r h a p s f u t u r e : t h e e x a m p l e o f Israel is p o s e d ) . A l u r i s t a , i n f l u e n c e d by C a r l o s C a s t e n e d a , c o n s t r u c t s a s o m e w h a t d i f f e r e n t h e r o i c past, c e n t e r e d l e s s o n H i s p a n i c - M e x i c a n history, a n d m o r e o n a p r e - C o l u m b i a n m y t h o s (fiori-canto, " f l o w e r - s o n g , " is a S p a n i s h t r a n s l a t i o n o f t h e N a h u a t l f o r " p o e t r y " ) ; A z t l a n , t h e r e g i o n o f n o r t h e r n M e x i c o i n c l u d i n g w h a t is n o w t h e s o u t h w e s t e r n U n i t e d S t a t e s , is a r e a l m o f a n c i e n t w i s d o m , f a r o l d e r t h a n t h e A n g l o s e t t l e m e n t s a n d m o r e in t u n e w i t h t h e h a r m o nies o f nature a n d the universe. Delgado's short p o e m e x p o s e s the in ability o f A n g l o A m e r i c a t o r e c o g n i z e in C h i c a n o s t h e i r rich a n t i q u i t y , c r e a t i v e m o d e r n i t y , a n d s y n t h e t i c fertility. C h i c a n o k n i v e s c a n b e p u t
Ethnicity and the Arts o f Memory
221
t o u s e in c r e a t i v e s c u l p t u r e , a s in t h e p a s t santeros c a r v e d r e l i g i o u s fig u r e s ; H i s p a n i c m o d e r n i t y in p a i n t i n g (Picasso) o u t p a c e d A n g l o , a n d b a r r i o graffiti c o u l d b e m u c h m o r e , g i v e n t h e c h a n c e ; l i t e r a t u r e , t o o , c a n b e p o w e r f u l l y synthesized o u t o f a bicultural situation: wit n e s s this p o e m : stupid america, see that chicano with t h e big knife in his steady hand h e doesn't want to knife y o u h e wants to sit o n a bench and carve christfigures but you won't let him. he is the picasso o f your western states but h e will die with o n e thousand masterpieces h a n g i n g only from his mind. I n t e r - r e f e r e n c e h e r e e n c o m p a s s e s b o t h folk t r a d i t i o n (santeros) a n d h i g h m o d e r n i s m in t h e Hispanic world (Picasso), b r i n g i n g t h e m t o c o n s c i o u s n e s s i n A n g l o A m e r i c a ( t h e E n g l i s h m e d i u m ) , w h i l e criticiz i n g t h e o p p r e s s i o n a n d c u l t u r a l d e p r i v a t i o n i m p o s e d by A m e r i c a . T h e search for enabling histories a n d myths in m u c h early Chi c a n o w r i t i n g t o o k t h e f o r m o f s e e k i n g o u t cuentos ( s t o r i e s ) , a n d m u c h o f t h e literary i d e o l o g y was o n e o f c a p t u r i n g a n d p r e s e r v i n g a n oral c u l t u r e . Galarza's Barrio Boy p r e s e n t s itself as a w r i t t e n v e r s i o n o f o r a l v i g n e t t e s t o l d t o t h e family. T o m a s Rivera's y no se lo trago la tierra (and the earth did not part) a l t e r n a t e s a s h o r t a n e c d o t e w i t h a l o n g e r v i g n e t t e v i v i d l y r e c r e a t i n g a r c h e t y p i c a l crises a n d d i l e m m a s o f t h e e x p l o i t e d p o o r C h i c a n o s o f T e x a s ; t h e e f f e c t is o f a c o l l e c t i v e v o i c e o f t h e p e o p l e , p o w e r f u l a n d searing, with that eternal, b u t n o t ahistorical, quality o f f o l k t a l e s , t h e q u a l i t y t h a t W a l t e r B e n j a m i n i d e n t i f i e d as c o m i n g f r o m s h a r e d e x p e r i e n c e . C u r e r s a n d g r a n d p a r e n t s , o f t e n f e m a l e (curanderas, abuelitas), figure as i m p o r t a n t s o u r c e s o f t r a d i t i o n , o f m y s t e r i o u s k n o w l e d g e , a n d o f c u l t u r a l s t r e n g t h : t h e curandera U l t i m a i n R u d o l f o A n a y a ' s Bless Me Ultima ( 1 9 7 2 ) is o n e o f t h e r i c h e s t o f t h e s e figures; F a u s t o i n R o n Arias's The Road to Tamazunchale ( 1 9 7 5 ) is a c o m i c m a l e abuelito c o u n t e r p a r t . B o t h A n a y a a n d A r i a s m o v e b e y o n d r e t e l l i n g o f oral folk c u l t u r e , u s i n g "magical realism" to create a richly i n v e n t i v e u n i v e r s e p r e g n a n t w i t h C h i c a n o a s s o c i a t i o n s . U l t i m a is still a h e a l i n g figure, using traditional lore o n the side o f g o o d . A f o r m e r e n c y c l o p e d i a s a l e s m a n , F a u s t o is a l r e a d y a v e r y m o d e r n i s t o l d m a n , w h o i n s t e a d
222
MICHAEL M . J . FISCHER
o f p a s s i v e l y y i e l d i n g t o f a i l i n g h e a l t h , brilliantly c r e a t e s a n a c t i v e e n d g a m e , h a n g i n g o u t with a y o u n g teenager, inventing relations with a P e r u v i a n llama h e r d e r , transporting himself to ancient C u z c o , acting as a c o y o t e t o b r i n g w e t b a c k s i n t o t h e U n i t e d S t a t e s , a n d t e a c h i n g t h e m h o w to earn a living without w o r k i n g by playing corpse. T h a n k s p e r h a p s t o k n o w l e d g e g a i n e d f r o m h i s e n c y c l o p e d i a s , Fausto's e n d g a m e is full o f a l l u s i o n s a n d p a r o d i e s . R o l a n d o Flinojosa's Rites and Witnesses ( 1 9 8 2 ) w o r k s t h e o r a l m o d e in a wildly c o m i c , b u t less m a g i cal, d i r e c t i o n , b e i n g l a r g e l y c o n s t r u c t e d o f d i a l o g u e s s e t in m a j o r i n s t i t u t i o n s t h a t m a n i p u l a t e h i s c h a r a c t e r s ' lives in m y t h i c a l Klail City, B e l k e n C o u n t y , s o u t h T e x a s (a b a n k that k n o w s e v e r y o n e ' s g e n e a l o g i e s a n d b u s i n e s s , i n all s e n s e s , t h e b e t t e r t o stay o n e s t e p a h e a d of t h e m i n m a n i p u l a t i n g r e a l e s t a t e , politics, c a r e e r s , r a n c h i n g , a n d b a n k i n g ; t h e A r m y , w h i c h b r i n g s t o g e t h e r a C h i c a n o f r o m Klail City a n d a C a j u n f r o m L o u i s i a n a t o f i g h t in A s i a u n d e r S g t . H a t a l s k i ) . Satire h e r e f u n c t i o n s l i k e a h a l l o f m i r r o r s t o reality, r a t h e r t h a n a t t e m p t i n g t o c r e a t e a c o u n t e r w o r l d . It is a s e r i e s o f m i r r o r s t h a t reflect d e e p l y , w i t h a scal pel's p r e c i s i o n , r e v e a l i n g e v e r d e e p e r layers like a cuento de nunca acabar ( s t o r y w i t h o u t e n d ) . T w o a u t o b i o g r a p h i c a l p o e m s t h a t like " S t u p i d A m e r i c a " d e p e n d l e s s o n c r e a t i n g n e w m y t h s of M e x i c a n o r A z t l a n pasts i l l u s t r a t e t h e r i c h n e s s o f i n t e r - r e f e r e n c e : R a u l Salinas's "A T r i p T h r o u g h t h e M i n d Jail" ( 1 9 6 9 ) w r i t t e n in jail a n d d e d i c a t e d t o E l d r i d g e C l e a v e r , reflect i n g o n t h e destruction o f his c h i l d h o o d barrio in Austin, T e x a s ; a n d B e r n i c e Z a m o r a ' s "Restless S e r p e n t s . " S a l i n a s e l e g a n t l y r e v i e w s t h e trajectory o f c h i l d h o o d a n d youth, thereby m a k i n g a p o w e r f u l indict m e n t o f t h e o p p r e s s i o n in t h e s e b a r r i o s . T h e first h a l f o f t h e p o e m d e s c r i b e s c h i l d h o o d s c e n e s o f p l a y i n g in c h u c k - h o l e d s t r e e t s , l e a r n i n g g a m e p l a y i n g that t u r n s a g g r e s s i v i t y i n w a r d , b r i b i n g girls w i t h J u i c y Fruit g u m (an apt e u p h e m i s m , u s i n g a p r e p a c k a g e d , sterile c o n s u m e r g o o d f r o m outside for s e d u c i n g tabooed objectives), ethnic rejection at s c h o o l , a n d b e i n g s c a r e d by La L l o r o n a ( t h e w e e p i n g w o m a n w h o inhabits streams a n d kidnaps naughty children). T h e s e c o n d half par allels t h e first i n t h e t r a n s f o r m a t i o n s of y o u t h : h a n g i n g o u t at S p a n i s h T o w n C a f e , t h e "first g r o w n - u p ( 1 3 ) h a n g o u l " ( 1 3 = m a r i j u a n a ) , s n i f f i n g g a s , d r i n k i n g m u s c a t e l , c h a s e d by t h e l l o r o n a o f p o l i c e s i r e n s , p a i n t i n g graffiti ( p a c h u c o " c o u l d - b e artists"). T h e b a r r i o is g o n e , b u t "You l i v e o n , c a p t i v e i n t h e l o n e l y cell b l o c k s o f m y m i n d . " T h e p o e m , d e d i c a t e d to Cleaver, n a m e s C h i c a n o barrios across the States. T h e p o e m ' s d e s c r i p t i o n is a p o w e r f u l i n d i c t m e n t , b u t t h e p o e m ' s r e s u l t is s t r e n g t h : " y o u k e e p m e away f r o m INSANITY'S h u n g r y jaws," p r o v i d i n g " i d e n t i t y . . . a s e n s e of b e l o n g i n g , " w h i c h is "so e s s e n t i a l t o a d u l t d a y s of imprisonment."
Ethnicity and the Arts o f Memory
223
W e t u r n finally t o B e r n i c e Z a m o r a ' s Restless Serpents. T h e b e a u t y h e r e , i n part, lies in t h e w a y s h e injects a f e m a l e ( s h e r e j e c t s " f e m i n i s t " ) p o i n t o f v i e w , c o u n t e r p o s i n g it as a h e a l i n g p o t e n t i a l a g a i n s t t h e s e l f - d e s t r u c t i v e n e s s of t h e m a l e w o r l d s d e p i c t e d b y S a l i n a s , M o n t o y a ("Fl L o u i e " ) , a n d t h e P é n i t e n t e s cult s h e d e s c r i b e s . T h e c u l t o f flagellation d u r i n g E a s t e r w e e k is f a s c i n a t i n g a n d attracts h e r t o its p i l g r i m a g e c e n t e r ; b u t as a w o m a n s h e is n o t a l l o w e d i n t o t h e c e n t e r . S h e offers a n alternative imagery, o f l o c o m o t i o n to t h e center (swim m i n g instead o f riding u p d r y arroyos), o f natural cycles o f life-giving b l o o d (instead o f t h e exclusively m a l e d e a t h - d e a l i n g b l o o d sacrifices o f flagellation a n d m o c k c r u c i f i x i o n ) . T h e s e r p e n t s p e r h a p s a r e t h e selfr e n e w i n g (periodically skin-shedding) images o f ancient Mexico (the d e s c e n d i n g p l u m e d s e r p e n t g o d s ) . A s B r u c e - N o v a ( 1 9 8 2 ) p u t s it, at t h e b e g i n n i n g of Z a m o r a ' s 5 8 - p o e m b o o k , t h e m y t h i c b e a s t s a r e rest l e s s , w a n t i n g t h e i r d u e ; t h e c o s m i c o r d e r is o u t o f p h a s e , t h e rituals a r e w r o n g , i n w a r d l y t u r n e d , s e l f - d e s t r u c t i v e a g g r e s s i o n ; at t h e e n d a n a l t e r n a t i v e ritual, n u a n c e d i n t h e i m a g e r y o f c o m m u n i o n a n d t h e s e x act, m a l e i n g e s t e d by f e m a l e , s o o t h e s t h e s e r p e n t s . O t h e r w o m e n writ e r s t o o u s e this s u b t l e t e c h n i q u e o f u n d e r m i n i n g a n initial p o i n t o f v i e w a n d s h o w i n g il in a d i f f e r e n t l i g h t t h r o u g h w o m e n ' s e y e s . E v a n g e l i n a Vigil's " D u m b B r o a d " d e s c r i b e s a w o m a n in fast 8 A . M . b u m p e r - t o - b u m p e r traffic w i t h b o t h h a n d s o f f t h e w h e e l , t h e r e a r v i e w m i r r o r t u r n e d p e r p e n d i c u l a r , as s h e t e a s e s h e r h a i r , fixes h e r lipstick, p u t s o n e y e s h a d o w , a n d s o o n ; t h e p o e m e n d s t r i u m p h a n t l y with h e r "sporting a splendid hair-do," tuning the radio, lighting a c i g a r e t t e , a n d b e i n g h a n d e d c o f f e e , t h e r e f r a i n " d u m b b r o a d " n o w , as it e n d s t h e p o e m , b e i n g s u b v e r t e d , a l m o s t a c o m m u t e r ' s "El L o u i e . " 23
It c o u l d b e said t h a t i n t e r - r e f e r e n c e is w h a t e t h n i c i t y is e s s e n t i a l l y all a b o u t , b u t r a r e l y is t h e c o n t r i b u t i o n of i n t e r l i n g u i s t i c c o n t e x t s o c l e a r a n d s o o b v i o u s l y rich as a v e h i c l e f o r f u t u r e c r e a t i v i t y : b e t w e e n E n g l i s h a n d H i s p a n i c worlds; a m o n g subcultural styles, mass culture, and "high" culture; between male a n d female worlds. T h e subversiveness o f alternative perspectives (feminist, minority) for t h e takenf o r - g r a n t e d a s s u m p t i o n s of d o m i n a n t i d e o l o g i e s , a n d t h e p o l y p h o n y o f m u l t i p l e voices (English, Spanish), are m o d e l s for m o r e t e x t u r e d , n u a n c e d , a n d realistic e t h n o g r a p h y . 2 6
25. Feminism, Zamora says, ignores race. T h e Chicana's relation to Chicano men she says is different from that of feminists with their men, owing among other reasons to the loss of Chicano men to white women. She sees a parallel problem for black women. (See interview in Bruce-Nova 1980:214.) 26. See again here note 21 above.
MICHAEL M. J. FISCHER
224 Ironic H u m o r
. . . the yet unseen translation where Indians have been backed up into and on long liquor nights, working in their minds, the anger and madness will come, forth in tongues and fury SIMON ORTIZ, "Irish Poets on Saturday Night and an Indian"
Tricksters must learn better how to balance the forces of good and evil through humor in the urban world GERALD VIZENOR, Wordatrows
P e r h a p s n o t h i n g d e f i n e s t h e p r e s e n t c o n d i t i o n s of k n o w l e d g e s o w e l l as i r o n y . E v e r m o r e a w a r e , i n e v e r m o r e p r e c i s e w a y s , o f t h e c o m p l e x i t y o f social life, w r i t e r s h a v e h a d t o find w a y s t o i n c o r p o r a t e , a c k n o w l e d g e , a n d exploit our increasingly empirical understandings o f t h e c o n t e x t , p e r s p e c t i v e , instability, conflict, c o n t r a d i c t i o n , c o m p e t i t i o n , a n d m u l t i l a y e r e d c o m m u n i c a t i o n s t h a t c h a r a c t e r i z e reality. I r o n y is a s e l f - c o n s c i o u s m o d e o f u n d e r s t a n d i n g a n d o f w r i t i n g , w h i c h r e f l e c t s a n d m o d e l s t h e r e c o g n i t i o n t h a t all c o n c e p t u a l i z a t i o n s a r e l i m i t e d , t h a t w h a t is s o c i a l l y m a i n t a i n e d as t r u t h is o f t e n p o l i t i c a l l y m o t i v a t e d . Stylistically, i r o n y e m p l o y s r h e t o r i c a l d e v i c e s t h a t s i g n a l real o r f e i g n e d disbelief o n the part o f the a u t h o r towards h e r or his o w n s t a t e m e n t s ; it o f t e n c e n t e r s o n t h e r e c o g n i t i o n o f t h e p r o b l e m atic n a t u r e o f l a n g u a g e ; a n d s o it r e v e l s — o r w a l l o w s — i n satirical techniques. R e c e n t A m e r i n d i a n a u t o b i o g r a p h i e s and' a u t o b i o g r a p h i c a l fiction a n d poetry are a m o n g the most sophisticated e x e m p l a r s of the u s e o f i r o n i c h u m o r as a s u r v i v a l skill, a t o o l f o r a c k n o w l e d g i n g c o m plexity, a m e a n s o f e x p o s i n g or subverting oppressive h e g e m o n i c ide o l o g i e s , a n d a n art f o r a f f i r m i n g life i n t h e face o f o b j e c t i v e t r o u b l e s . T h e t e c h n i q u e s o f transference, talk-stories, multiple voices o r p e r s p e c t i v e s , a n d a l t e r n a t i v e s e l v e s a r e all g i v e n d e p t h o r e x p a n d i n g r e s o n a n c e s t h r o u g h i r o n i c twists. T h u s , t a l k - s t o r i e s o r n a r r a t i v e c o n n e c t i o n s t o t h e p a s t , t o t h e a n i m a t e d c o s m o s , a n d to t h e p r e s e n t a r e p r e s e n t e d as t h e h e a l i n g m e d i c i n e n o t o n l y f o r I n d i a n s b u t f o r A m e r i c a n s a n d m o d e r n f o l k at l a r g e . S e a r i n g p o r t r a i t s o f I n d i a n p a i n a r e w i e l d e d to e x p o s e white poets' appropriations o f Indian holism with n a t u r e as r o m a n t i c i z i n g , trivializing, a n d h e g e m o n i c w h i t e w a s h i n g . O p e n n e s s t o c o n s t r u c t i o n o f n e w i d e n t i t i e s is p r o m o t e d by t h e fact 2 7
27. Hayden White, from whom this characterization is adapted, has described the efforts of nineteenth-century historiography and social theory to overcome the irony of the Enlightenment—by rhetorical strategies of romance, tragedy, and comedy—only to end in an even more sophisticated and thorough irony (White 1973). For the present century, see Marcus and Fischer (1986), Lyotard (1979), and the recent essays of Tyler, including the one in this volume.
Ethnicity and the Arts of Memory
225
t h a t a l m o s t all w r i t e r s a c k n o w l e d g e a c r e a t i v e s e n s e o f b e i n g o f m i x e d heritage. N. Scott M o m a d a y , perhaps the h i g h priest of the h e a l i n g p o w e r o f t h e w o r d ( " T h e possibilities o f s t o r y t e l l i n g a r e p r e c i s e l y t h o s e o f u n d e r s t a n d i n g t h e h u m a n e x p e r i e n c e " ) , is a skillful e x p e r i m e n t e r w i t h m u l t i p l e v o i c e s a n d p e r s p e c t i v e s . H i s first m e m o i r , The Way to Rainy Mountain ( 1 9 6 9 ) , traces t h e m i g r a t i o n r o u t e o f t h e K i o w a s f r o m M o n t a n a to O k l a h o m a , each c h a p t e r told in three voices: that o f eter nal l e g e n d a r y stories; that o f historical a n e c d o t e or e t h n o g r a p h i c o b s e r v a t i o n , o f t e n a s i n g l e s e n t e n c e o r t w o in i m p e r s o n a l , flat, d e s c r i p t i v e o r scientific p r o s e ; a n d t h a t o f a p e r s o n a l r e m i n i s c e n c e , o f t e n lyrical a n d e v o c a t i v e o f a m o o d . P e r s o n a l e x p e r i e n c e , c u l t u r a l n o r m o r g e n e r a l i z a t i o n , a n d v i s i o n a r y tale a r e t h u s i n t e r b r a i d e d s o as t o c a p t u r e , a n d r e - p r e s e n t in m u t u a l r e i n f o r c e m e n t , t h e s e p a r a t e l e v e l s o f m e a n i n g f u l n e s s , w h i l e at t h e s a m e t i m e e x p o s i n g a n d h e i g h t e n i n g t h e rhetorical vehicles that s h a p e t h e s e levels. A lean, sparse, yet s h a r p a n d m u l t i d i m e n s i o n a l , p o e t i c e f f e c t is a c h i e v e d . 2 8
I n a s e c o n d m e m o i r , The Names ( 1 9 7 6 ) , M o m a d a y p l a y s w i t h c h i l d h o o d f a n t a s i e s , s e e i n g h i m s e l f s o m e t i m e s as a w h i t e c o n f r o n t i n g h o s tile, d u m b , u n a p p e a l i n g I n d i a n s , a n d at o t h e r t i m e s s e e i n g h i m s e l f as t h e I n d i a n . S u c h o p t i o n s c o m e b o t h f r o m his e x p e r i e n c e a n d his g e n e a l o g y . M o m a d a y is K i o w a o n h i s father's s i d e , a n d his m o t h e r s t y l e d h e r s e l f as a n I n d i a n , a l t h o u g h o n l y o n e o f h e r g r e a t g r a n d m o t h e r s was C h e r o k e e . S h e was not accepted by the Kiowa, a n d the family m o v e d to N e w M e x i c o , w h e r e M o m a d a y h a d e x p e r i e n c e s with the N a vajo, T a n o a n P u e b l o , a n d b e i n g a m e m b e r o f a g a n g o f white t o u g h s . M o m a d a y ' s life h i s t o r y , his p h y s i c a l f e a t u r e s , a n d h i s i d e a s a b o u t t h e p o t e n c i e s o f story telling are incorporated into the character o f J o h n B i g B l u f f T o s a m e h ( a l o n g w i t h t h e i n t r o d u c t i o n to The Way to Rainy Mountain) i n h i s P u l i t z e r — p r i z e w i n n i n g n o v e l House Made of Dawn ( 1 9 6 8 ) . T h e f o c a l c h a r a c t e r o f this n o v e l , A b e l , is a v i c t i m o f illegiti m a c y ( n o t k n o w i n g h i s f a t h e r o r h i s father's h e r i t a g e , N a v a j o p e r h a p s ) a n d e x c l u s i o n b y o t h e r I n d i a n s . A b e l is a t r a n s f o r m a t i o n o f t h e figure o f I r a H a y e s ( t h e P i m a I n d i a n w h o h e l p e d raise t h e flag at I w o J i m a a n d a f t e r t h e w a r fell m o r t a l v i c t i m to t h e r o l e , p r o v i d e d b y w h i t e s o ciety, o f o u t c a s t a l c o h o l i c I n d i a n ) . A b e l , t o o , is a v e t e r a n , b u t h i s p r o b l e m s a r e p r i m a r i l y c a u s e d by I n d i a n s a n d n o n - A n g l o s . H e is a n e m b a r r a s s m e n t t o T o s a m e h by fulfilling t h e w h i t e s t e r e o t y p e s o f t h e v i o l e n t , s u p e r s t i t i o u s , i n a r t i c u l a t e I n d i a n . H e is r e d e e m e d b y r e t u r n i n g to his d y i n g g r a n d f a t h e r a n d e n t e r i n g a c e r e m o n i a l race t h e g r a n d f a t h e r h a d o n c e w o n . T h r o u g h t h e ritual h e is a b l e ( A b e l ? ) t o
28. From the introduction to Vizenor's Wordarrows.
226
MICHAEL M . J . FISCHER
recall t h e Navajo prayer s o n g , " H o u s e M a d e o f Dawn," w h i c h earlier h e h a d unsuccessfully sought. L e s l i e M a r m o n S i l k o (a m i x e d b l o o d L a g u n a ) ' s Ceremony ( 1 9 7 7 ) d e a l s with t h e s a m e issues i n very similar ways. S h e , t o o , uses t h e d e v i c e o f a n I n d i a n t r a u m a t i z e d b y w a r (in h i s m e m o r i e s t h e k i l l i n g o f J a p a n e s e m e r g e s with t h e d e a t h o f his u n c l e Josiah; his prayers t o s t o p t h e P h i l i p p i n e rains cause h i m guilt for t h e d r o u g h t a n d loss o f ani m a l s s u f f e r e d b y his family a n d p e o p l e : "Tayo didn't k n o w h o w to e x p l a i n . . . t h a t h e h a d n o t killed . . . b u t t h a t h e h a d d o n e t h i n g s f a r worse"). S h e , t o o , uses character types to e x p l o r e the p r o p e r integra t i o n w i t h t h e p r e s e n t w o r l d . T a y o , t h e p r o t a g o n i s t , is h a l f - M e x i c a n , h a l f - L a g u n a , a n d thus l o o k e d d o w n o n by his long-suffering Christian L a g u n a a u n t . T h e latter's s o n , R o c k y , a d o p t s w h i t e o u t l o o k s a n d e d u c a t i o n , a n d is t h o u g h t t o b e t h e family's g r e a t h o p e t o e s c a p e I n d i a n p o v e r t y . H e , h o w e v e r , is k i l l e d i n t h e P h i l i p p i n e s ( w r o n g s o l u t i o n ) , c a u s i n g T a y o t o a d d survivor's g u i l t t o h i s c o n f u s i o n s . E m o , H a r l e y , a n d L e r o y a r e t h e s t e r e o t y p i c I n d i a n v e t e r a n s w h o try t o r e c a p t u r e t h e i r s e n s e o f b e l o n g i n g t o A m e r i c a b y d r i n k i n g a n d t e l l i n g s t o r i e s of t h e i r m o r e p o t e n t d a y s . E m o c a r r i e s a r o u n d a little b a g o f t e e t h o f J a p a n e s e soldiers h e h a s killed, a n d eventually turns his frustration o n h i s f e l l o w v i c t i m s , k i l l i n g h i s t w o b u d d i e s . It is T a y o i n t h e e n d w h o represents the path out of the mixtures and confusions o f the In d i a n — a n d o f m o d e r n America. His r e d e m p t i o n comes through two old-medicine m e n , particu l a r l y O l d B e t o n i e w h o lives o n s k i d r o w i n G a l l u p . O l d B e t o n i e n o t o n l y insists that o n e m u s t c o n f r o n t t h e sickness-witchery in o n e s e l f a n d n o t t a k e t h e e a s y w a y o u t , w r i t i n g o f f all w h i t e s ("It w a s I n d i a n w i t c h e r y t h a t m a d e w h i t e p e o p l e " [139]), f o r w i t c h e r y w o r k s l a r g e l y t h r o u g h f e a r , b u t h e a l s o insists t h a t t h e h e a l i n g c e r e m o n i e s t h e m s e l v e s m u s t c h a n g e ( " t h i n g s w h i c h d o n ' t shift a n d g r o w a r e d e a d " [ 1 3 3 ] ) . I n d e e d , h i s ritual i m p l e m e n t s c o n s i s t o f c a r d b o a r d b o x e s , o l d c l o t h i n g a n d rags, d r y roots, twigs, sage, m o u n t a i n tobacco, w o o l , n e w s p a p e r s , t e l e p h o n e b o o k s ( t o k e e p track o f n a m e s ) , c a l e n d a r s , c o k e b o t t l e s , p o u c h e s a n d b a g s , a n d d e e r - h o o f crackers: " I n t h e o l d d a y s it w a s s i m p l e . A m e d i c i n e p e r s o n c o u l d g e t b y w i t h o u t all t h e s e t h i n g s . A l l t h e s e t h i n g s h a v e s t o r i e s alive i n t h e m " ( 1 2 3 ) . C e r e m o n i e s a n d s t o r i e s a r e n o t j u s t e n t e r t a i n m e n t : " T h e y a r e all w e h a v e t o fight o f f i l l n e s s a n d d e a t h " (2). T a y o m u s t c o n f r o n t t h e w i t c h e r y i n h i m s e l f , in h i s fellow veterans, a n d in A m e r i c a . T h e climax occurs a l o n g t h e c h a i n - l i n k f e n c e o f a u r a n i u m m i n e n e a r a n a t o m i c test site. T h e p r o b l e m o f t h e I n d i a n is a n a l o g o u s t o t h a t o f t h e w h i t e s :
T h e n they grew away from the earth sun . . . plants and animals . . .
Ethnicity and the Arts o f Memory
227
when they look they see only objects T h e world is a dead thing for them . . . T h e y fear the world. T h e y destroy what they fear. T h e y fear themselves. H u m o r is a critical c o m p o n e n t o f t h e h e a l i n g t a l k - s t o r i e s t h a t r e establish c o n n e c t i o n s to t h e past, to t h e c o s m o s , a n d to t h e present. H u m o r is a s u r v i v a l skill a g a i n s t w i t c h e r y a n d evil. G e r a l d V i z e n o r , a h a l f - C h i p p e w a ( A n i s h i n a b e ) I n d i a n activist, is a m a j o r p r a c t i t i o n e r o f t h e fine a r t o f t h e trickster. Wordarrows ( 1 9 7 8 b ) is a s e r i e s o f p o r t r a i t s d r a w n f r o m h i s e x p e r i e n c e as d i r e c t o r o f t h e A m e r i c a n I n d i a n E m p l o y m e n t a n d G u i d a n c e C e n t e r in Minneapolis, w h i c h also i n f o r m s h i s c o m i c n o v e l Darkness in St. Louis Bearheart ( 1 9 7 8 a ) . H e says h e r e f u s e d t o w o r k w i t h t h e C o m m u n i s t Party, w h i c h a t t e m p t e d t o s u p p o r t h i s o r g a n i z i n g activities, " b e c a u s e i n a d d i t i o n t o political r e a s o n s — t h e r e w a s t o o little h u m o r i n c o m m u n i s t s p e e c h , m a k i n g it i m p o s s i b l e t o k n o w t h e h e a r t s o f t h e s p e a k e r s " ( 1 9 7 8 b : 1 7 ) . T h e p o r t r a i t s i n Wordarrows a r e full o f s a d n e s s , b u t a l s o s m a l l a b s u r d i s t v i c t o r i e s . T h e r e is B a p t i s t e S a i n t S i m o n I V o r " B a t F o u r , " t o l d b y h i s f a t h e r t h a t h e is s t u p i d a n d a b a c k w a r d a n d a f o o l , w h o tries t o b e c o m e a trickster, bal a n c i n g e n e r g i e s o f g o o d a n d evil, b u t " h a r d as h e t r i e d , a n d i n g o o d h u m o r , h e f a i l e d as a trickster a n d s e t t l e d f o r t h e r o l e o f a f o o l . Evil was t o o m u c h f o r h i m to balance. A s a fool . . . h e was a brilliant suc cess," talking hilarious n o n s e n s e to get his case dismissed in court, t o w e a s e l m o n e y o u t o f h i s social w o r k e r , a n d s o o n ( 1 9 7 8 b : 54). T h e r e is the " c o n f e r e n c e savage," or "nomadic c o m m i t t e e bear," w h o n e v e r w a s h e s o r c h a n g e s h i s c l o t h e s , g o e s t o all t h e c o n f e r e n c e s , a n d s l e e p s w i t h w h i t e w o m e n as a k i n d o f "foul b e a r r a c i s m test." A n d t h e r e is t h e s t o r y o f t h e c r i p p l e w h o sells h i s w o o d e n l e g f o r a d r i n k ( t h e l e g h a s a l a b e l o n it t o b e m a i l e d b a c k ) , f o r w h i c h t h e w h i t e m o r a l is " s t o p d r i n k i n g , " b u t t h e tribal m o r a l is t o find f r e e b o o z e w i t h a w o o d e n l e g . N o w o n d e r t h e r e is t h u s a l s o " C u s t e r o n t h e S l i p s t r e a m , " a B u r e a u o f I n d i a n Affairs e m p l o y e e a n d reincarnation o f Custer, w h o suffers his o w n n i g h t m a r e s o f h u m i l i a t i o n at t h e h a n d s o f t h e I n d i a n s , a n d s o s p e n d s all h i s t i m e i n h i s p a d d e d c h a i r . Darkness in St. Louis Bearheart, w h i c h g e t s a p r e v i e w i n Wordarrows, is a n a b s u r d i s t c o m e d y s e t a f t e r t h e c o l l a p s e o f A m e r i c a n civilization, a f t e r o i l r u n s o u t a n d t h e g o v e r n m e n t takes back t h e trees o n the reservations for fuel, forcing a pilgrimage o f the Indians from their sacred forest lands, led by P r o u d e C e d a r f a i r ( c l o w n s a n d tricksters). A l o n g t h e w a y t h e y m e e t a n d o v e r c o m e a s e r i e s o f e n e m i e s , s u c h as Sir Cecil S t a p l e s , t h e m o n a r c h o f u n l e a d e d g a s o l i n e , w h o w a g e r s five g a l l o n s w o r t h o f g a s a g a i n s t t h e l i e n o r ' s life; t h e f a s t - f o o d fascists, w h o h a n g w i t c h e s f r o m t h e r a f t e r s
228
MICHAEL M. J. FISCHER
to season before cutting t h e m u p for take-out orders; a n d the g o v e r n m e n t r e g i o n a l w o r d hospitals, m o d e l l e d o n the B I A , set u p o n the the o r y o f C o n g r e s s t h a t social p r o b l e m s a n d c r i m e a r e c a u s e d b y l a n g u a g e , w o r d s , g r a m m a r , a n d c o n v e r s a t i o n s . (Sir Cecil Staples's m o t h e r h a d b e e n sterilized by the g o v e r n m e n t for having illegitimate c h i l d r e n w h i l e o n w e l f a r e ; s o s h e b e c a m e a t r u c k d r i v e r a n d t o o k to k i d n a p p i n g c h i l d r e n f r o m s h o p p i n g malls, raising t h e m in h e r truck, a n d w h e n t h e y w e r e g r o w n , s e t t i n g t h e m o u t at r e s t - s t o p s . ) J a m e s Welch (of Blackfeet and Gros Ventre parentage) uses a g r i m m e r s o r t o f i r o n i c c o m e d y . H i s n o v e l Winter in the Blood is a b o u t a Blackfeet m a n whose emotions become frozen (shadowy inversions of M i c h a e l A r l e n ' s e i g h t e e n t h - c e n t u r y A r m e n i a n m e r c h a n t ) in a n i n v e r t e d W e s t e r n : t h e c o w b o y h e r e is t h e I n d i a n w h o s e h o r s e is o u t o f c o n t r o l a n d w h o w a t c h e s h e l p l e s s l y as a d e a t h o c c u r s ( t h e t a b l e a u h a p p e n s twice, f r a m i n g the text). Welch also writes poetry. With sensitive i r o n y , i n " A r i z o n a H i g h w a y s " W e l c h w r i t e s o f l o v e f o r a N a v a j o girl: h e feels cut off f r o m his ethnic (general I n d i a n ) roots by his e d u c a t i o n a n d c r a f t as a p o e t ; h e f e e l s w h i t e ("a little pale"), flabby ("belly s o f t as h e r s " ) , a n d o v e r d r e s s e d ("my s h o e s t o o clean"). I n s t e a d o f b e i n g a n i n a p p r o p r i a t e l o v e r , h e t r i e s to b e a s p i r i t u a l g u i d e , b u t f e e l s h i m s e l f i n s t e a d a m a l e v o l e n t g h o s t . S u c h i r o n y c a n b e s e a r i n g , as i n " H a r l e m M o n t a n a : Just off the Reservation": We n e e d n o runners here. Booze is law . . . W h e n you die, if you die, you will remember the three y o u n g bucks who shot the grocery u p , locked themselves in and cried for days, we're rich h e l p us, oh God, we're rich. S e v e r a l m e a n i n g s c o a l e s c e h e r e , as M i c h a e l C a s t r o p o i n t s o u t ( 1 9 8 3 : 1 6 5 ) : the i m a g e o f d e s p e r a t i o n in poverty, the despair o f h a v i n g l o c k e d themselves in f r o m both white and Indian worlds, unable to use the r i c h e s o f e i t h e r . T h e i m a g e r y o f t h e inability to d i s c o v e r a n d e x p r e s s o n e ' s i d e n t i t y , o f b e i n g a d r i f t a n d lost b e t w e e n w o r l d s , r e c u r s : In stunted light, Bear Child tells a story to the mirror. H e acts his n a m e out, creeks muscling gorges fill his glass with g u m b o . T h e bear crawls o n all fours and barks like a dog. Slithering snake-wise he balances a nickel on his nose. T h e effect a snake in heat, ("D-Y BAR") C a s t r o a g a i n : B e a r C h i l d c a n n o t find h i m s e l f , let a l o n e t h e t r a d i t i o n a l w i s d o m a n d p o w e r o f h i s b e a r n a m e s a k e a n d t o t e m ; h i s a t t e m p t s at recovery t h r o u g h acting out his n a m e are but a pathetic charade, a n d . W e l c h l e a v e s h i m at t h e bar, " h e a d d o w n , t h e d o r m a n t h e a r . "
Ethnicity and the Arts of Memory
229
T h e s e i m a g e s o f pain are cautions against the trivializing, s u p e r ficial r o m a n t i c i s m w i t h w h i c h m a n y w h i t e s a t t e m p t to a p p r o p r i a t e I n d i a n c o n s c i o u s n e s s . "Many I n d i a n writers perceived [Gary] Snyder's a c c l a i m e d b o o k [Turtle Island] as p a r t o f a n e w cavalry c h a r g e i n t o their territory by wild-eyed neo-romantics seeking to possess n o t m e r e l y t h e i r l a n d , as h a d t h e i n v a d e r s o f t h e p r e v i o u s c e n t u r y , b u t t h e i r v e r y spirit" ( C a s t r o 1983 : 159). T h u s Silko: Ironically, as white poets attempt to cast off their Anglo-American values, their Anglo-American origins, they violate a fundamental belief held by the tribal people they desire to emulate: they deny their history, their very ori gins. T h e writing of imitation "Indian" poems then, is pathetic evidence that in m o r e than two h u n d r e d years, Anglo-Americans have failed to create a sat isfactory identity for themselves. (Quoted in Castro 1983 : 213) A g a i n , c o m m e n t i n g o n M a u r i c e K e n n y (a M o h a w k ) ' s r e f u s a l t o play "savior a n d w a r r i o r , p r i e s t a n d p o e t . . . s a v a g e a n d p r o p h e t , a n g e l o f d e a t h a n d a p o s t l e o f t r u t h , " C a s t r o says ( 1 6 9 ) : Kenny comically reminds us of how the eagerness of spiritually starved whites to romanticize the Native American denies the Indian's contemporary reality and humanity, at the same time obfuscating the fact that what America has b e c o m e is n o w our c o m m o n problem: Again I spoke of hunger: A "Big Mac" would d o , instant coffee plastic pizza, anything but holy water. I r o n y a n d h u m o r a r e tactics t h a t e t h n o g r a p h e r s h a v e o n l y s l o w l y c o m e to a p p r e c i a t e , a l b e i t r e c e n t l y w i t h i n c r e a s i n g i n t e r e s t . A n u m b e r o f analyses n o w exist of previously unnoticed or m i s u n d e r s t o o d iro n i e s ( e i t h e r i n t e n d e d o r u n i n t e n t i o n a l l y r e v e a l i n g ) in p a s t e t h n o g r a p h i c w r i t i n g — s e e C r a p a n z a n o i n this v o l u m e , J a m e s B o o n ( 1 9 7 2 ) o n L é v i - S t r a u s s , D o n H a n d e l m a n ( 1 9 7 9 ) o n B a t e s o n . I n c r e a s i n g l y at t e n t i o n is b e i n g p a i d t o t h e u s e s o f l a u g h t e r a m o n g e t h n o g r a p h i c s u b j e c t s ( B a k h t i n 1 9 6 5 , K a r p 1985, F i s c h e r 1984). E t h n o g r a p h e r s a r e pointing o u t the rhetorical devices they employ (Marcus a n d Fischer 1 9 8 6 ) . C o n s i d e r a b l e p o t e n t i a l still e x i s t s , h o w e v e r , t o c o n s t r u c t t e x t s utilizing h u m o r a n d o t h e r devices that draw attention to their o w n limitations a n d d e g r e e o f accuracy, and that d o so with aesthetic ele g a n c e , a n d are pleasurable to read, rather than with pedantic laboredn e s s . T h e stylist c l o s e s t t o s u c h a n a m b i t i o n i n a n t h r o p o l o g y is, p e r h a p s , L é v i - S t r a u s s ( a n d i n literary criticism, J a c q u e s D e r r i d a ) . T h i s , I r e c o g n i z e , is a p e r s o n a l j u d g m e n t , a n d n e i t h e r L é v i - S t r a u s s n o r D e r r i d a a r e u n p r o b l e m a t i c . T h e y a r e less m o d e l s t o e m u l a t e t h a n e x a m p l e s o n w h i c h to build in m o r e accessible, replicable ways. For the t i m e b e i n g , p e d a n t i c l a b o r e d n e s s is a l s o difficult t o a v o i d , b e c a u s e e d i -
MICHAEL M . J . FISCHER
23°
t o r s a n d r e a d e r s still n e e d to b e e d u c a t e d t o u n d e r s t a n d s u c h t e x t s . S u b t l e t y is a q u a l i t y t h a t s e e m s o f t e n ( b u t n o t n e c e s s a r i l y ) t o r u n c o u n t e r to the c a n o n s o f explicitness a n d univocal m e a n i n g e x p e c t e d i n scientific w r i t i n g . B u t , as S t e p h e n T y l e r h a s e l o q u e n t l y p o i n t e d o u t , t h e d e m a n d f o r u n i v o c a l m e a n i n g is o f t e n s e l f - d e f e a t i n g ( T y l e r 1 9 7 8 ) .
Ill Re-Collections and Introductions
Postmodern knowledge . . . refines our sensitivity to differences and reinforces our ability to tolerate the incommensurable. JEAN-FRANÇOIS LYOTARD, The Postmodern Condition
E t h n i c i t y is m e r e l y o n e d o m a i n , o r o n e e x e m p l a r , o f a m o r e g e n e r a l p a t t e r n o f c u l t u r a l d y n a m i c s i n t h e late t w e n t i e t h c e n t u r y . E t h n i c autobiographical writing parallels, mirrors, a n d e x e m p l i f i e s c o n t e m p o r a r y theories o f textuality, o f k n o w l e d g e , a n d o f culture. B o t h f o r m s o f writing suggest powerful m o d e s o f cultural criticism. T h e y a r e p o s t - m o d e r n in t h e i r d e p l o y m e n t o f a s e r i e s of t e c h n i q u e s : bifocality or reciprocity o f perspectives, juxtapositioning o f multiple realities, intertextuality a n d inter-referentiality, a n d c o m p a r i s o n t h r o u g h f a m i l i e s o f r e s e m b l a n c e . I n s o f a r as t h e p r e s e n t a g e is o n e o f i n c r e a s i n g p o t e n t i a l i t i e s f o r d i a l o g u e , as w e l l as conflict, a m o n g c u l tures, lessons for writing e t h n o g r a p h y may bé taken from writers both o n ethnicity a n d o n textuality, k n o w l e d g e , a n d culture. Ethnicity. S u b s t a n t i v e l y w h a t h a v e w e l e a r n e d ? First, t h a t t h e different ethnicities constitute a family o f resemblances: similar, n o t i d e n t i c a l ; e a c h e n r i c h i n g b e c a u s e o f its i n t e r - r e f e r e n c e s , n o t r e d u c i b l e t o m e c h a n i c a l f u n c t i o n s o f solidarity, m u t u a l a i d , political m o b i l i z a t i o n , o r s o c i a l i z a t i o n . It is t h e i n t e r - r e f e r e n c e s , t h e i n t e r w e a v i n g o f c u l t u r a l t h r e a d s f r o m d i f f e r e n t a r e n a s , t h a t g i v e e t h n i c i t y its p h o e n i x l i k e c a p a c i t i e s f o r r e i n v i g o r a t i o n a n d r e i n s p i r a t i o n . T o kill this p l a y b e t w e e n c u l t u r e s , b e t w e e n realities, is to kill a r e s e r v o i r t h a t s u s t a i n s a n d r e n e w s h u m a n e attitudes. In the m o d e r n , technological, secular world, ethnicity has b e c o m e a p u z z l i n g q u e s t t o t h o s e afflicted b y it. B u t r a t h e r t h a n e s t a b l i s h i n g a sense o f exclusivity or separation, resolutions o f c o n t e m p o r a r y e t h n i c i t y t e n d t o w a r d a pluralistic u n i v e r s a l i s m , a t e x t u r e d s e n s e o f b e i n g A m e r i c a n . ( W e a r e all e t h n i c s , in o n e s e n s e , p e r h a p s ; b u t o n l y s o m e f e e l e t h n i c i t y as a c o m p e l l i n g f o r c e , o n l y s o m e h a v e a n e a r f o r
Ethnicity and the Arts o f Memory
231
t h e m u s i c o f its r e v e l a t i o n s . ) N o t o n l y is t h e i n d i v i d u a l i s m o f e t h n i c s e a r c h e s — p o s i n g t h e s t r u g g l e s o f s e l f - d e f i n i t i o n as i d i o s y n c r a t i c — h u m a n i s t i c a l l y t e m p e r e d by t h e r e c o g n i t i o n t h a t p a r a l l e l p r o c e s s e s affect individuals across the cultural spectrum, but the tolerance a n d p l u r a l i s m o f A m e r i c a n s o c i e t y s h o u l d b e r e i n f o r c e d b y this r e c o g n i t i o n . T h e r e c r e a t i o n o f e t h n i c i t y in e a c h g e n e r a t i o n , a c c o m p l i s h e d t h r o u g h d r e a m - a n d t r a n s f e r e n c e l i k e p r o c e s s e s , as m u c h as t h r o u g h c o g n i t i v e l a n g u a g e , l e a d s t o e f f o r t s to r e c o v e r , fill i n , act o u t , u n r a v e l , a n d reveal. T h o u g h the compulsions, repressions, a n d searches are i n d i v i d u a l , t h e r e s o l u t i o n ( f i n d i n g p e a c e , s t r e n g t h , p u r p o s e , v i s i o n ) is a r e v e l a t i o n o f c u l t u r a l artifice. N o t o n l y d o e s this r e v e l a t i o n h e l p d e l e gitimize a n d place in perspective the h e g e m o n i c p o w e r o f repressive p o l i t i c a l o r m a j o r i t y d i s c o u r s e s , it s e n s i t i z e s u s to i m p o r t a n t w i d e r c u l tural d y n a m i c s in t h e post-religious, post-immigrant, technological a n d s e c u l a r s o c i e t i e s o f t h e late t w e n t i e t h c e n t u r y . I n t h e s e s o c i e t i e s processes o f i m m i g r a t i o n a n d cultural interaction have n o t s l o w e d ; q u i t e t h e c o n t r a r y . T h e r e is i n c r e a s i n g l y a d i v e r s i t y o f c u l t u r a l t a p e s try t h a t is n o t — a s m a n y h a v e a s s u m e d — b e i n g h o m o g e n i z e d i n t o b l a n d n e s s . T h e g r e a t c h a l l e n g e is w h e t h e r this r i c h n e s s c a n b e t u r n e d into a resource for intellectual a n d cultural reinvigoration. T h e p o s s i b i l i t y a l w a y s e x i s t s t h a t t h e e x p l o r a t i o n of e l e m e n t s o f t r a d i t i o n will r e m a i n s u p e r f i c i a l , m e r e l y t r a n s i t i o n a l to d i s a p p e a r a n c e . I n t h e first g e n e r a t i o n o f i m m i g r a t i o n , p r o b l e m s a r e c o m m u n a l a n d f a m i l y - r e l a t e d ; i n l a t e r o n e s v e s t i g e s r e m a i n at t h e p e r s o n a l l e v e l , a n d t h e y , t o o , will d i s a p p e a r ! T h i s is t h e t r a d i t i o n a l s o c i o l o g i c a l s t a n c e : t h e Y i d d i s h t h e a t e r is r e p l a c e d b y a s s i m i l a t e d J e w i s h w r i t e r s like B e r n a r d M a l a m u d , P h i l i p R o t h , a n d S a u l B e l l o w , a n d t h e y , t o o , will p a s s . T h e r e is, h o w e v e r , a n o t h e r , m o r e e x c i t i n g p o s s i b i l i t y — t h a t t h e r e a r e c u l tural r e s o u r c e s in traditions that c a n b e r e c o v e r e d a n d r e w o r k e d into e n r i c h i n g t o o l s f o r t h e p r e s e n t , as A r s h i l e G o r k y d e p l o y s h i s m o t h e r t h r o u g h h i s p a i n t i n g . It is, s u g g e s t s R o b e r t A l t e r ( 1 9 8 2 ) , n o t R o t h , M a l a m u d , a n d Bellow w h o define a Jewish renaissance in A m e r i c a — i n d e e d , t h e y a r e totally e n c a p s u l a t e d i n i m m i g r a n t a d j u s t m e n t s — b u t rather, the establishment of a n e w serious, post-orthodox, Jewish s c h o l a r s h i p b y s u c h w r i t e r s as l i n g u i s t s U r i e l a n d M a x W e i n r e i c h , h i s torians Jacob N e u s n e r and Gershom Scholem, philosophers H a n n a h A r e n d t a n d E m a n u e l L é v i n a s , a n d literary critics H a r o l d B l o o m a n d R o b e r t A l t e r h i m s e l f , all r e s o l u t e l y m o d e r n , y e t able t o i n v o l v e t h e past in a d i a l o g u e g e n e r a t i n g n e w perspectives for the present a n d fut u r e . O r m o r e g e n e r o u s l y , as M u r r a y B a u m g a r t e n s u g g e s t s ( 1 9 8 2 ) , 3 0
29
29. See George Lipsitz's "The Meaning of Memory: Class, Family, and Ethnicity in Early Network Television" (forthcoming) for an analysis of mechanisms operating im-
perfectly and ultimately unsuccessfully to homogenize, coopt, and suppress interest in ethnicity. 30. Eric Gould makes a similar point in contrasting the work of Edmond Jabès with the Jewish ethnic novels of mid-century America (Gould, ed. 1985 : xvi).
232
MICHAEL M. J. FISCHER
w h a t is e n d u r i n g a b o u t M a l a m u d , R o t h , B e l l o w , S i n g e r , a n d H e n r y R o t h is t h e interference b e t w e e n Y i d d i s h a n d E n g l i s h t h a t t h e t e x t u r e a n d i d i o m o f t h e i r E n g l i s h p r e s e r v e s , r e w o r k s , a n d gifts b a c k w i t h n e w r i c h n e s s t o E n g l i s h ; a n d t h e inter-references t o d u a l o r m u l t i p l e c u l t u r a l traditions. J e w i s h ethnicity a n d o t h e r ethnicities have always g r o w n in an interlinguistic context. T h e future o f Jewish writing m a y d e p e n d u p o n t h e c r e a t i o n o f a r e n e w e d i n t e r - r e f e r e n t i a l style: C y n t h i a O z i c k ( 1 9 8 3 ) w o u l d d o it t h r o u g h t h e r e c r e a t i o n in E n g l i s h o f a l i t u r g i c a l a n d m i d r a s h i c v o i c e ; S h m u e l A g n o n a n d J o r g e L u i s B o r g e s d o it t h r o u g h a m i r r o r i n g play in w h i c h ancient narratives are p l a c e d in m o d e r n settings with resolutions e c h o i n g ancient texts. O n e o f t h e m o s t i m p o r t a n t o f c o n t e m p o r a r y J e w i s h p r o j e c t s i n e t h n i c i t y is J e w i s h f e m i n i s m , p a r t i c u l a r l y by t h o s e w h o f e e l t h e m s e l v e s o r t h o d o x ( e . g . , G r e e n b e r g 1 9 8 1 ; H e s c h e l 1 9 8 3 ; P r e l l - F o l d e s 1978). F o r h e r e is a c o n t e x t , p a r e x c e l l e n c e , d e m a n d i n g hiddush (creative i n t e r p r e t a t i o n ) , i n f o r m e d k n o w l e d g e o f t h e texts a n d traditions o f t h e past s o rich that n e w possibilities m a y be discovered. Writing Tactics. Contemporary ethnic autobiographies par take o f the m o o d o f meta-discourse, o f drawing attention to their o w n l i n g u i s t i c a n d fictive n a t u r e , o f u s i n g t h e n a r r a t o r as a n i n s c r i b e d fig u r e w i t h i n t h e t e x t w h o s e m a n i p u l a t i o n calls a t t e n t i o n t o a u t h o r i t y structures, o f e n c o u r a g i n g the r e a d e r to self-consciously participate in t h e p r o d u c t i o n o f m e a n i n g . T h i s is q u i t e d i f f e r e n t f r o m p r e v i o u s autobiographical conventions. T h e r e were once times a n d cultural f o r m a t i o n s w h e n t h e r e w a s little s e l f - r e f l e c t i o n , little e x p r e s s i o n o f i n t e r i o r i t y , a n d a u t o b i o g r a p h y s e r v e d as a m o r a l d i d a c t i c f o r m i n w h i c h t h e s u b j e c t / n a r r a t o r w a s little m o r e t h a n a s u m o f c o n v e n t i o n s , u s e f u l today primarily for e x p l o r i n g the logic a n d g r o u n d i n g o f those moral ities ( F i s c h e r 1 9 8 2 b , 1 9 8 3 ) . R o m a n t i c p o e t i c s m a d e t h e a u t h o r / n a r r a t o r a n d h i s o r h e r i n t e r i o r i t y c e n t r a l : k n o w l e d g e itself w a s t h o u g h t inseparable f r o m the cultivation o f individual minds. Realism again d e e m p h a s i z e d t h e i n d i v i d u a l , e l e v a t i n g social a n d h i s t o r i c a l r e f e r e n c e s , m a k i n g t h e i n d i v i d u a l t h e l o c u s o f social p r o c e s s : this is t h e m o m e n t o f t h e classic i m m i g r a n t - a s s i m i l a t i o n story o f s t r u g g l e b e t w e e n marginal individual a n d o n t h e o n e side family/community a n d o n t h e o t h e r s i d e n o n c o m m u n a l society. T h e c h a r a c t e r i s t i c o f c o n t e m p o r a r y writing o f e n c o u r a g i n g participation o f the reader in the p r o d u c t i o n o f m e a n i n g — o f t e n d r a w i n g o n parodie imitation o f rationalistic c o n vention (Kingston, Mingus, Vizenor), or using fragments or incom p l e t e n e s s to force t h e reader to m a k e the c o n n e c t i o n s ( K i n g s t o n , C i s n e r o s , M o m a d a y ) — i s n o t m e r e l y d e s c r i p t i v e o f h o w e t h n i c i t y is e x p e r i e n c e d , b u t m o r e i m p o r t a n t l y is a n e t h i c a l d e v i c e a t t e m p t i n g t o a c -
Ethnicity and the Arts o f Memory
233
t i v a t e i n t h e r e a d e r a d e s i r e f o r communitas w i t h o t h e r s , w h i l e p r e s e r v ing rather than effacing differences. Ethnography as Cultural Critique. Rather than repeat the eth n o g r a p h i c c o d a s t o e a c h o f t h e five w r i t i n g tactics d i s c u s s e d i n p a r t II o f t h i s p a p e r , w h i c h c o n c e p t u a l l y b e l o n g h e r e , it is b e s t t o e n d w i t h a c h a l l e n g e , a call f o r a r e n e w e d b e g i n n i n g . N o t m u c h e t h n o g r a p h y y e t e x i s t s t h a t fulfills t h e a n t h r o p o l o g i c a l p r o m i s e o f a fully b i f o c a l c u l t u r a l c r i t i c i s m . O r r a t h e r , w h a t e x i s t s w a s d r a f t e d w i t h less s o p h i s t i c a t e d a u d i e n c e s i n m i n d t h a n e x i s t t o d a y o n all t h e c o n t i n e n t s o f o u r c o m m o n earth. 3 1
C u l t u r a l c r i t i c i s m t h a t o p e r a t e s dialectically a m o n g p o s s i b l e c u l t u r a l a n d e t h n i c i d e n t i f i c a t i o n s is o n e i m p o r t a n t d i r e c t i o n i n w h i c h t h e c u r r e n t f e r m e n t a b o u t e t h n o g r a p h y s e e m s t o l e a d . I f this is t r u e , t h e n finding a c o n t e x t f o r e t h n o g r a p h i c p r o j e c t s i n t h e p r o v o c a t i v e liter a t u r e o n m o d e r n e t h n i c i t y c a n o n l y e n h a n c e t h e i r critical p o t e n t i a l . 3 1 . T h e idea of the paper was that the sections of part I I should be staged "to speak for themselves." Because the first draft did not achieve this goal in a way readers found illuminating, the second draft (printed here) has reverted to a more traditional authorial guiding voice. A third, future version, when both author and readers have become more expert, would again remove the intrusive interpretations to this place o f re-collection and reconsideration—by reader and author—as to how to do it better.
T h e ideas for this paper were first developed in a course at Rice University on American Culture, and I am indebted to the student participants. For stimulating discussions I would like to thank members of the Rice Circle for Anthropology (in 1 9 8 2 - 8 4 comprised of George Marcus, Stephen Tyler, Tulio Maranhao, Julie Taylor, Ivan Karp, Lane Kaufmann, Gene Holland, myself, and occasional others), as well as the participants in the seminar "The Making of Ethnographic Texts," particularly Renato Rosaldo, who led the discussion of the first draft of this paper, and James Clifford, who made helpful suggestions at a later stage. This paper is dedicated to the memory of my father, Eric Fischer, who read from it at his last seder table (while it was being delivered in Santa Fe) and who died as it was being polished a year later just before Shavuot. His own first and last English-language books—The Passing of the European Age (Cambridge, Mass., 1943) and Minorities and Mi nority Problems (Takoma Park, M d . , 1980)—are very much concerned with similar issues.
Representations Are Social Facts
PAUL
RABINOW
Representations Are Social Facts: Modernity and Post-Modernity in Anthropology
Beyond Epistemology I n h i s i n f l u e n t i a l book Philosophy and the Mirror of Nature ( 1 9 7 9 ) , R i c h a r d R o r t y a r g u e s t h a t e p i s t e m o l o g y as t h e s t u d y of m e n t a l r e p r e sentations arose in a particular historical e p o c h , the s e v e n t e e n t h c e n t u r y ; d e v e l o p e d i n a specific society, that o f E u r o p e ; a n d e v e n t u a l l y t r i u m p h e d in p h i l o s o p h y by b e i n g closely linked to t h e p r o f e s s i o n a l claims of o n e group, nineteenth-century G e r m a n professors of phi l o s o p h y . F o r R o r t y , this t u r n w a s n o t a f o r t u i t o u s o n e : " T h e d e s i r e f o r a t h e o r y o f k n o w l e d g e is a d e s i r e f o r c o n s t r a i n t — a d e s i r e t o find 'foundations' to which o n e m i g h t cling, frameworks b e y o n d w h i c h o n e m u s t n o t stray, o b j e c t s w h i c h i m p o s e t h e m s e l v e s , r e p r e s e n t a t i o n s w h i c h c a n n o t be gainsaid" (315). Radicalizing T h o m a s K u h n , Rorty portrays o u r o b s e s s i o n w i t h e p i s t e m o l o g y as a n a c c i d e n t a l , b u t e v e n t u a l l y s t e r i l e , turning in Western culture. P r a g m a t i c a n d A m e r i c a n , Rorty's b o o k h a s a m o r a l : m o d e r n p r o fessional philosophy represents the "triumph o f the quest for certainty o v e r t h e q u e s t f o r r e a s o n " (61). T h e c h i e f c u l p r i t i n this m e l o d r a m a is W e s t e r n p h i l o s o p h y ' s c o n c e r n w i t h e p i s t e m o l o g y , t h e e q u a t i o n o f k n o w l e d g e with internal representations and the correct evaluation o f t h o s e r e p r e s e n t a t i o n s . L e t m e briefly o u t l i n e Rorty's a r g u m e n t , a d d s o m e i m p o r t a n t s p e c i f i c a t i o n s by I a n H a c k i n g , t h e n c l a i m t h a t M i c h e l F o u c a u l t h a s d e v e l o p e d a p o s i t i o n t h a t e n a b l e s us t o s u p p l e m e n t R o r t y i n i m p o r t a n t w a y s . I n t h e rest o f t h e p a p e r I e x p l o r e s o m e w a y s i n w h i c h t h e s e l i n e s o f t h o u g h t a r e r e l e v a n t to d i s c o u r s e s a b o u t t h e o t h e r . Specifically, in t h e s e c o n d s e c t i o n I d i s c u s s r e c e n t d e b a t e s a b o u t t h e m a k i n g o f e t h n o g r a p h i c texts; in t h e third section, s o m e differ ences between feminist anthropology and anthropological feminism; a n d , finally, i n t h e f o u r t h s e c t i o n , I p u t f o r w a r d o n e l i n e o f r e s e a r c h , my own.
235
Philosophers, Rorty argues, have c r o w n e d their discipline the q u e e n o f t h e s c i e n c e s . T h i s c o r o n a t i o n rests o n t h e i r c l a i m t o b e t h e s p e c i a l i s t s o n u n i v e r s a l p r o b l e m s a n d t h e i r ability to p r o v i d e u s w i t h a s u r e f o u n d a t i o n f o r all k n o w l e d g e . P h i l o s o p h y ' s r e a l m is t h e m i n d ; its p r i v i l e g e d i n s i g h t s e s t a b l i s h its c l a i m to b e t h e d i s c i p l i n e t h a t j u d g e s all o t h e r d i s c i p l i n e s . T h i s c o n c e p t i o n o f p h i l o s o p h y is, h o w e v e r , a r e c e n t h i s t o r i c a l d e v e l o p m e n t . For t h e G r e e k s t h e r e w a s n o s h a r p d i v i s i o n b e t w e e n e x t e r n a l reality a n d i n t e r n a l r e p r e s e n t a t i o n s . U n l i k e A r i s t o t l e , D e s c a r t e s ' s c o n c e p t i o n o f k n o w i n g rests o n h a v i n g c o r r e c t r e p r e s e n t a tions in a n internal space, the m i n d . Rorty m a k e s the p o i n t by saying: " T h e n o v e l t y w a s t h e n o t i o n o f a s i n g l e i n n e r s p a c e in w h i c h b o d i l y a n d perceptual sensations (confused ideas of sense and imagination in Descartes's phrase), mathematical truths, moral rules, the idea o f G o d , m o o d s o f d e p r e s s i o n , a n d all t h e rest o f w h a t w e n o w call ' m e n t a l ' w e r e o b j e c t s o f q u a s i - o b s e r v a t i o n " (50). A l t h o u g h n o t all o f t h e s e e l e m e n t s w e r e n e w o n e s , Descartes successfully c o m b i n e d t h e m into a n e w p r o b l e m a t i c , s e t t i n g a s i d e Aristotle's c o n c e p t o f r e a s o n as a g r a s p o f u n i v e r s a l s : b e g i n n i n g in t h e s e v e n t e e n t h c e n t u r y , k n o w l e d g e b e c a m e internal, representational, and judgmental. M o d e r n philosophy w a s b o r n w h e n a k n o w i n g s u b j e c t e n d o w e d w i t h c o n s c i o u s n e s s a n d its representational contents b e c a m e the central p r o b l e m for t h o u g h t , t h e p a r a d i g m of all k n o w i n g . T h e m o d e r n n o t i o n o f e p i s t e m o l o g y , t h e n , t u r n s o n t h e clarifica t i o n a n d j u d g m e n t o f t h e subject's r e p r e s e n t a t i o n s . " T o k n o w is to r e p r e s e n t a c c u r a t e l y w h a t is o u t s i d e t h e m i n d ; s o to u n d e r s t a n d t h e p o s s i bility a n d n a t u r e o f k n o w l e d g e is t o u n d e r s t a n d t h e w a y i n w h i c h t h e m i n d is a b l e to c o n s t r u c t s u c h r e p r e s e n t a t i o n s . P h i l o s o p h y ' s e t e r n a l c o n c e r n is t o b e a g e n e r a l t h e o r y o f r e p r e s e n t a t i o n s , a t h e o r y w h i c h will d i v i d e c u l t u r e u p i n t o t h e a r e a s w h i c h r e p r e s e n t reality w e l l , t h o s e w h i c h r e p r e s e n t it less well, a n d t h o s e w h i c h d o n o t r e p r e s e n t it at all ( d e s p i t e t h e i r p r e t e n s e o f d o i n g s o ) " (3). T h e k n o w l e d g e a r r i v e d at t h r o u g h t h e e x a m i n a t i o n o f r e p r e s e n t a t i o n s a b o u t "reality" a n d " t h e k n o w i n g s u b j e c t " w o u l d b e u n i v e r s a l . T h i s u n i v e r s a l k n o w l e d g e is, o f course, science. It w a s o n l y at t h e e n d o f t h e E n l i g h t e n m e n t t h a t t h e fully e l a b o r a t e d c o n c e p t i o n o f p h i l o s o p h y as t h e j u d g e o f all p o s s i b l e k n o w l e d g e a p p e a r e d a n d w a s c a n o n i z e d in t h e w o r k o f I m m a n u e l K a n t . " T h e eventual demarcation o f philosophy from science was m a d e possible by t h e n o t i o n that philosophy's core was a 'theory of knowledge', a the o r y d i s t i n c t f r o m t h e s c i e n c e s b e c a u s e it w a s t h e i r f o u n d a t i o n , " R o r t y a r g u e s ( 1 3 2 ) . K a n t e s t a b l i s h e d as a p r i o r i t h e C a r t e s i a n c l a i m t h a t w e h a v e c e r t a i n t y o n l y a b o u t i d e a s . K a n t , "by t a k i n g e v e r y t h i n g w e say t o b e a b o u t s o m e t h i n g w e h a v e c o n s t i t u t e d , m a d e it p o s s i b l e f o r e p i s t e m o l o g y t o b e t h o u g h t o f as a f o u n d a t i o n a l s c i e n c e . . . . H e t h u s e n -
Representations Are Social Facts 23"
237
PAUL RABINOW
a b l e d p h i l o s o p h y p r o f e s s o r s t o s e e t h e m s e l v e s as p r e s i d i n g o v e r a tri b u n a l o f p u r e r e a s o n , a b l e to d e t e r m i n e w h e t h e r o t h e r d i s c i p l i n e s w e r e s t a y i n g w i t h i n t h e l e g a l limits set by t h e ' s t r u c t u r e ' o f t h e i r s u b j e c t matters" (139). A s a d i s c i p l i n e w h o s e p r o p e r activity is g r o u n d i n g c l a i m s t o k n o w l e d g e , p h i l o s o p h y w a s d e v e l o p e d by n i n e t e e n t h - c e n t u r y n e o - K a n t i a n s a n d institutionalized in n i n e t e e n t h - c e n t u r y G e r m a n universities. Carv i n g out a space between ideology and empirical psychology, G e r m a n p h i l o s o p h y w r o t e its o w n h i s t o r y , p r o d u c i n g o u r m o d e r n c a n o n o f t h e " g r e a t s . " T h i s task w a s c o m p l e t e d b y t h e e n d of t h e n i n e t e e n t h c e n t u r y . T h e n a r r a t i v e o f t h e h i s t o r y o f p h i l o s o p h y as a s e r i e s of g r e a t thinkers c o n t i n u e s today in introductory p h i l o s o p h y courses. Philoso phy's claim to intellectual p r e e m i n e n c e lasted only for a s h o r t time, h o w e v e r , a n d b y t h e 1920s, o n l y p h i l o s o p h e r s a n d u n d e r g r a d u a t e s b e l i e v e d that p h i l o s o p h y was uniquely qualified to g r o u n d a n d j u d g e c u l t u r a l p r o d u c t i o n . N e i t h e r E i n s t e i n n o r Picasso w a s o v e r l y c o n c e r n e d with what Husserl might have thought of them. A l t h o u g h p h i l o s o p h y d e p a r t m e n t s c o n t i n u e to t e a c h e p i s t e m o l o g y , t h e r e is a c o u n t e r t r a d i t i o n in m o d e r n t h o u g h t that f o l l o w e d a n o t h e r path. "Wittgenstein, H e i d e g g e r a n d D e w e y are in a g r e e m e n t that t h e n o t i o n o f k n o w l e d g e as a c c u r a t e r e p r e s e n t a t i o n , m a d e p o s s i b l e by special m e n t a l processes, a n d intelligible t h r o u g h a general t h e o r y o f r e p r e s e n t a t i o n , n e e d s to b e a b a n d o n e d , " R o r t y o b s e r v e s (6). T h e s e thinkers did n o t seek to construct alternate and better theories o f the m i n d o r k n o w l e d g e . T h e i r a i m w a s not to i m p r o v e e p i s t e m o l o g y b u t t o play a d i f f e r e n t g a m e . R o r t y calls this g a m e h e r m e n e u t i c s . B y t h i s , he simply m e a n s k n o w l e d g e without foundations; a k n o w l e d g e that e s s e n t i a l l y a m o u n t s t o e d i f y i n g c o n v e r s a t i o n . R o r t y h a s s o far t o l d u s v e r y little a b o u t t h e c o n t e n t o f this c o n v e r s a t i o n , p e r h a p s b e c a u s e t h e r e is v e r y little t o tell. A s w i t h W i t t g e n s t e i n , H e i d e g g e r , a n d , in a d i f f e r e n t w a y , D e w e y , R o r t y is f a c e d w i t h t h e fact, t r o u b l i n g o r a m u s i n g , t h a t o n c e t h e historical o r logical d e c o n s t r u c t i o n o f W e s t e r n p h i l o s o p h y h a s b e e n a c c o m p l i s h e d , t h e r e is really n o t h i n g s p e c i a l left f o r p h i l o s o p h e r s to d o . O n c e it is s e e n t h a t p h i l o s o p h y d o e s n o t f o u n d o r l e g i t i m a t e t h e c l a i m s t o k n o w l e d g e o f o t h e r d i s c i p l i n e s , its task b e c o m e s o n e o f c o m m e n t i n g o n t h e i r w o r k s a n d e n g a g i n g t h e m in conversation.
T r u t h v e r s u s T r u t h o r Falsity E v e n if o n e a c c e p t s Rorty's d e c o n s t r u c t i o n o f e p i s t e m o l o g y , the c o n s e q u e n c e s of such a m o v e remain very o p e n . B e f o r e e x p l o r i n g s o m e o f t h e m , it s e e m s i m p o r t a n t t o u n d e r l i n e t h e p o i n t t h a t r e j e c t i n g e p i s t e m o l o g y d o e s not m e a n rejecting truth, reason, or standards o f
j u d g m e n t . T h i s p o i n t is m a d e v e r y s u c c i n c t l y by I a n H a c k i n g i n " L a n g u a g e , T r u t h , a n d R e a s o n " ( 1 9 8 2 ) . Parallel to Rorty's d i s t i n c t i o n of certainty versus reason, Hacking draws a distinction b e t w e e n those p h i l o s o p h i e s i n v o l v e d in t h e q u e s t f o r t r u t h a n d t h o s e — w h i c h h e calls s t y l e s o f t h i n k i n g , s o as n o t to limit t h e m to m o d e r n p h i l o s o p h y — t h a t o p e n u p n e w possibilities by p r o c e e d i n g in t e r m s o f " t r u t h o r falsehood." H a c k i n g p u t s f o r w a r d w h a t is basically a s i m p l e p o i n t : w h a t is c u r r e n t l y t a k e n as " t r u t h " is d e p e n d e n t o n a p r i o r historical e v e n t — t h e e m e r g e n c e o f a style o f t h i n k i n g a b o u t t r u t h a n d falsity t h a t e s t a b l i s h e d t h e c o n d i t i o n s f o r e n t e r t a i n i n g a p r o p o s i t i o n as b e i n g c a p a b l e o f b e i n g t a k e n as t r u e o r false in t h e first p l a c e . H a c k i n g p u t s it this w a y : "By r e a s o n i n g I d o n ' t m e a n l o g i c . I m e a n t h e v e r y o p p o s i t e , f o r l o g i c is t h e p r e s e r v a t i o n o f t r u t h , w h i l e a style o f r e a s o n i n g is w h a t b r i n g s in t h e possibility o f t r u t h o r f a l s e h o o d . . . . s t y l e s o f r e a s o n i n g create the possibility o f truth a n d falsehood. D e d u c t i o n a n d i n d u c t i o n m e r e l y p r e s e r v e it" (56—57). H a c k i n g is n o t "against" l o g i c , o n l y a g a i n s t its c l a i m s t o f o u n d a n d g r o u n d all t r u t h . L o g i c is fine in its o w n d o m a i n , b u t t h a t d o m a i n is a l i m i t e d o n e . B y d r a w i n g this d i s t i n c t i o n o n e a v o i d s t h e p r o b l e m o f totally r e l a t i v i z i n g r e a s o n o r o f t u r n i n g d i f f e r e n t historical c o n c e p t i o n s of t r u t h a n d falsity i n t o a q u e s t i o n o f s u b j e c t i v i s m . T h e s e c o n c e p t i o n s a r e h i s t o r i c a l a n d s o c i a l facts. T h i s p o i n t is well p u t by H a c k i n g w h e n h e says: " H e n c e a l t h o u g h w h i c h e v e r propositions are true may d e p e n d o n the d a t a , t h e fact t h a t t h e y a r e c a n d i d a t e s f o r b e i n g t r u e is a c o n s e q u e n c e o f a n h i s t o r i c a l e v e n t " (56). T h a t t h e analytical t o o l s w e u s e w h e n w e investigate a set o f p r o b l e m s — g e o m e t r y for the Greeks, e x p e r i m e n t a l m e t h o d in t h e s e v e n t e e n t h c e n t u r y , o r statistics in m o d e r n social sci e n c e — h a v e s h i f t e d is e x p l a i n a b l e w i t h o u t r e c o u r s e t o s o m e t r u t h d e n y i n g r e l a t i v i s m . F u r t h e r m o r e , s c i e n c e u n d e r s t o o d in t h i s w a y r e m a i n s q u i t e o b j e c t i v e " s i m p l y b e c a u s e t h e styles o f r e a s o n i n g that w e e m p l o y d e t e r m i n e w h a t c o u n t s as objectivity. . . . P r o p o s i t i o n s o f t h e s o r t t h a t n e c e s s a r i l y r e q u i r e r e a s o n i n g to b e s u b s t a n t i a t e d h a v e a p o s i t i v i t y , a b e i n g t r u e o r false, o n l y in c o n s e q u e n c e o f t h e s t y l e s o f r e a s o n i n g i n w h i c h t h e y o c c u r " (49, 65). W h a t F o u c a u l t h a s c a l l e d t h e r e g i m e , o r g a m e , o f t r u t h a n d falsity is b o t h a c o m p o n e n t a n d a p r o d uct o f h i s t o r i c a l p r a c t i c e s . O t h e r p r o c e d u r e s a n d o t h e r o b j e c t s c o u l d h a v e filled t h e bill j u s t a s w e l l a n d h a v e b e e n j u s t as t r u e . H a c k i n g distinguishes between everyday, commonsensical reason i n g t h a t d o e s n o t n e e d to a p p l y a n y e l a b o r a t e set o f r e a s o n s a n d t h o s e m o r e s p e c i a l i z e d d o m a i n s t h a t d o . T h e r e is b o t h a c u l t u r a l a n d a h i s torical p l u r a l i t y o f t h e s e s p e c i a l i z e d d o m a i n s a n d o f h i s t o r i c a l l y a n d c u l t u r a l l y d i v e r s e styles a s s o c i a t e d w i t h t h e m . F r o m t h e a c c e p t a n c e o f a d i v e r s i t y o f h i s t o r i c a l styles o f r e a s o n i n g , o f m e t h o d s , a n d o b j e c t s ,
238
PAUL RABINOW
H a c k i n g draws the c o n c l u s i o n that thinkers frequently g o t t h i n g s r i g h t , s o l v e d p r o b l e m s , a n d e s t a b l i s h e d t r u t h s . B u t , h e a r g u e s , this d o e s n o t imply that w e s h o u l d search for a unified P o p p e r i a n realm o f t h e t r u e ; r a t h e r , a la Paul F e y e r a b e n d , w e s h o u l d k e e p o u r o p t i o n s i n i n q u i r y as o p e n as p o s s i b l e . T h e G r e e k s , H a c k i n g r e m i n d s u s , h a d n o c o n c e p t , o r u s e , o f statistics, a fact t h a t i n v a l i d a t e s n e i t h e r G r e e k sci e n c e n o r statistics as s u c h . T h i s p o s i t i o n is n o t r e l a t i v i s m , b u t it is n o t i m p e r i a l i s m e i t h e r . R o r t y calls h i s v e r s i o n o f all this h e r m e n e u t i c s . H a c k i n g calls h i s a n a r c h o - r a t i o n a l i s m . " A n a r c h o - r a t i o n a l i s m is t o l e r a n c e f o r o t h e r p e o p l e c o m b i n e d w i t h t h e d i s c i p l i n e of o n e ' s o w n s t a n d a r d s o f t r u t h a n d r e a s o n " (65). L e t u s call it g o o d s c i e n c e . M i c h e l F o u c a u l t h a s a l s o c o n s i d e r e d m a n y o f t h e s e i s s u e s in p a r a l lel, b u t n o t i d e n t i c a l , f a s h i o n . H i s Archaeology of Knowledge ( 1 9 7 6 ) a n d Discourse on Language ( 1 9 7 6 ) a r e p e r h a p s t h e m o s t d e v e l o p e d a t t e m p t s t o p r e s e n t , if n o t a t h e o r y o f w h a t H a c k i n g r e f e r s to as " t r u t h o r falsity" a n d "styles o f t h o u g h t , " t h e n at least a n a n a l y t i c o f t h e m . A l t h o u g h t h e d e t a i l s o f Foucault's s y s t e m a t i z a t i o n o f h o w d i s c u r s i v e o b jects, enunciative modalities, concepts, and discursive strategies are f o r m e d a n d t r a n s f o r m e d is b e y o n d t h e s c o p e o f this p a p e r , s e v e r a l p o i n t s a r e r e l e v a n t h e r e . L e t u s m e r e l y take o n e e x a m p l e as i l l u s t r a t i v e . I n t h e Discourse on Language F o u c a u l t d i s c u s s e s s o m e o f t h e c o n s t r a i n t s o n , a n d c o n d i t i o n s f o r , t h e p r o d u c t i o n o f t r u t h , u n d e r s t o o d as state m e n t s c a p a b l e o f b e i n g t a k e n s e r i o u s l y as t r u e o r false. A m o n g o t h e r s , F o u c a u l t e x a m i n e s t h e e x i s t e n c e o f scientific d i s c i p l i n e s . H e says: 1
For a discipline to exist, there must be the possibility of formulating—and o f d o i n g so ad infinitum—fresh propositions. . . . T h e s e propositions must con form to specific conditions of objects, subject, methods etc. . . . Within its o w n limits, every discipline recognises as true and false propositions, but it re pulses a whole teratology of learning. . . . In short, a proposition must fulfill s o m e o n e r o u s and c o m p l e x conditions before it can be admitted within a discipline; before it can be pronounced true or false it must be, as Monsieur C a n g u i l h e m might say, "within the true." (1976: 223—24) F o u c a u l t g i v e s t h e e x a m p l e o f M e n d e l : " M e n d e l s p o k e of o b j e c t s , e m p l o y e d m e t h o d s and placed himself within a theoretical perspective t o t a l l y a l i e n t o t h e b i o l o g y o f his t i m e . . . . M e n d e l s p o k e t h e t r u t h , b u t h e w a s n o t dans le vrai o f c o n t e m p o r a r y b i o l o g i c a l d i s c o u r s e " (224). T h e d e m o n s t r a t i o n o f t h e r i c h n e s s o f this style o f t h i n k i n g h a s b e e n t h e g r e a t s t r e n g t h o f F o u c a u l t , Cxeorges C a n g u i l h e m , a n d o t h e r F r e n c h practitioners o f the history a n d p h i l o s o p h y o f science, particularly the "life s c i e n c e s . " It is p e r h a p s n o t a c c i d e n t a l t h a t b o t h R o r t y a n d H a c k i n g a r e c o n c e r n e d with the history o f physical science, m a t h e m a t i c s , a n d p h i l o s o 1. For a treatment of the subject see Dreyfus and Rabinow (1982) pp. | 1 79.
Representations Are Social Facts
239
p h y . W h a t h a s b e e n m i s s i n g f r o m t h e i r a c c o u n t s is t h e c a t e g o r y o f p o w e r , a n d t o a l e s s e r e x t e n t (in H a c k i n g ' s case) society. H a c k i n g ' s c u r r e n t v e r y i n t e r e s t i n g w o r k o n n i n e t e e n t h - c e n t u r y statistics d o e s , h o w e v e r , i n c l u d e t h e s e c a t e g o r i e s . A l t h o u g h c o m p e l l i n g in its d e c o n s t r u c t i v e f o r c e , Rorty's story is less c o n v i n c i n g in its r e f u s a l t o c o m m e n t o n h o w t h e e p i s t e m o l o g i c a ! t u r n i n g c a m e a b o u t in W e s t e r n s o c i e t y — a c c o r d i n g t o R o r t y , like G a l i l e a n s c i e n c e , it j u s t h a p p e n e d — o r i n its i n ability t o s e e k n o w l e d g e as m o r e t h a n f r e e a n d e d i f y i n g c o n v e r s a t i o n . N o t unlike J ü r g e n Habermas, although refusing Habermas's striving for f o u n d a t i o n a l i s m , Rorty sees free c o m m u n i c a t i o n , civilized c o n v e r s a t i o n , as t h e u l t i m a t e g o a l . A s H a c k i n g says: " P e r h a p s R i c h a r d Rorty's . . . c e n t r a l d o c t r i n e o f c o n v e r s a t i o n will s o m e d a y s e e m as l i n g u i s t i c a p h i l o s o p h y as t h e a n a l y s i s e m a n a t i n g f r o m O x f o r d a g e n e r a t i o n a g o " ( 1 9 8 4 : 109). T h e c o n t e n t o f t h e c o n v e r s a t i o n a n d h o w t h e f r e e d o m t o h a v e it is t o c o m e a b o u t is, h o w e v e r , b e y o n d t h e d o m a i n of p h i l o s o p h y . B u t c o n v e r s a t i o n , b e t w e e n i n d i v i d u a l s o r c u l t u r e s , is o n l y p o s s i b l e w i t h i n c o n t e x t s s h a p e d a n d c o n s t r a i n e d by h i s t o r i c a l , c u l t u r a l , a n d p o l i t i c a l r e l a t i o n s a n d t h e o n l y partially d i s c u r s i v e social p r a c t i c e s t h a t c o n s t i t u t e t h e m . W h a t is m i s s i n g f r o m Rorty's a c c o u n t , t h e n , is a n y d i s c u s s i o n of h o w t h o u g h t a n d social p r a c t i c e s i n t e r c o n n e c t . R o r t y is h e l p f u l in d e f l a t i n g p h i l o s o p h y ' s c l a i m s , b u t h e s t o p s e x a c t l y at t h e p o i n t o f t a k i n g s e r i o u s l y his o w n i n s i g h t : t o wit, t h o u g h t is n o t h i n g m o r e a n d n o t h i n g less t h a n a historically l o c a t a b l e set o f p r a c t i c e s . H o w t o d o this w i t h o u t r e v e r t i n g t o e p i s t e m o l o g y o r to s o m e d u b i o u s s u p e r s t r u c t u r e / i n f r a s t r u c t u r e d e v i c e is a n o t h e r q u e s t i o n , o n e R o r t y is not alone in not having solved.
Representations a n d Society M i c h e l F o u c a u l t h a s o f f e r e d us s o m e i m p o r t a n t t o o l s f o r a n a l y z i n g t h o u g h t as a p u b l i c a n d social p r a c t i c e . F o u c a u l t a c c e p t s t h e m a i n e l e m e n t s o f t h e N i e t z s c h e a n , H e i d e g g e r e a n a c c o u n t of W e s t e r n m e t a p h y s i c s a n d e p i s t e m o l o g y Rorty has given us, but draws different c o n c l u s i o n s f r o m t h e s e i n s i g h t s — o n e s , it s e e m s to m e , t h a t a r e b o t h m o r e c o n s i s t e n t a n d m o r e i n t e r e s t i n g t h a n Rorty's. W e find, f o r e x a m p l e , m a n y o f t h e s a m e e l e m e n t s t h a t a r e i n Rorty's h i s t o r y o f p h i l o s o p h y — t h e m o d e r n s u b j e c t , r e p r e s e n t a t i o n s , o r d e r — i n Foucault's fa m o u s a n a l y s i s o f V e l a z q u e z ' s p a i n t i n g Las Meninas. B u t t h e r e a r e a l s o s o m e major differences. Instead o f treating the problem o f represen t a t i o n s as specific t o t h e h i s t o r y o f i d e a s , F o u c a u l t treats it as a m o r e g e n e r a l cultural c o n c e r n , a p r o b l e m that was b e i n g w o r k e d o n in m a n y o t h e r d o m a i n s . I n The Order of Things ( 1 9 7 3 ) a n d l a t e r b o o k s , Foucault demonstrates h o w the problem o f correct representations h a s i n f o r m e d a m u l t i t u d e o f social d o m a i n s a n d p r a c t i c e s , r a n g i n g
24°
PAUL RABINOW
f r o m disputes in b o t a n y to proposals for prison reform. T h e p r o b l e m o f r e p r e s e n t a t i o n s f o r F o u c a u l t is n o t , t h e r e f o r e , o n e t h a t h a p p e n e d to p o p u p in p h i l o s o p h y a n d d o m i n a t e thinking there for three h u n d r e d y e a r s . It is l i n k e d to t h e w i d e r a n g e o f d i s p a r a t e , b u t i n t e r r e l a t e d , s o c i a l a n d p o l i t i c a l p r a c t i c e s t h a t c o n s t i t u t e t h e m o d e r n w o r l d , w i t h its d i s t i n c t i v e c o n c e r n s w i t h o r d e r , t r u t h , a n d t h e s u b j e c t . F o u c a u l t dif f e r s f r o m R o r t y , t h e n , i n t r e a t i n g p h i l o s o p h i c a l i d e a s as social p r a c t i c e s a n d n o t c h a n c e twists i n a c o n v e r s a t i o n o r in p h i l o s o p h y . B u t Foucault also disagrees with m a n y Marxist thinkers, w h o see p r o b l e m s i n p a i n t i n g as, by d e f i n i t i o n , u l t i m a t e l y e p i p h e n o m e n a l t o , o r e x p r e s s i v e of, w h a t w a s "really" g o i n g o n in s o c i e t y . T h i s b r i n g s u s briefly to t h e p r o b l e m o f ideology. In several places, Foucault s u g g e s t s t h a t o n c e o n e s e e s t h e p r o b l e m o f t h e subject, o r r e p r e s e n t a t i o n s , a n d o f t r u t h as s o c i a l p r a c t i c e s , t h e n t h e v e r y n o t i o n o f i d e o l o g y b e c o m e s p r o b l e m a t i c . H e says: " b e h i n d t h e c o n c e p t o f i d e o l o g y t h e r e is a k i n d o f n o s t a l g i a f o r a q u a s i - t r a n s p a r e n t f o r m o f k n o w l e d g e , f r e e f r o m all e r r o r a n d i l l u s i o n " ( 1 9 8 0 : 1 1 7 ) . I n this s e n s e , t h e c o n c e p t o f i d e o l o g y is c l o s e k i n t o t h e c o n c e p t o f e p i s t e m o l o g y . F o r F o u c a u l t , t h e m o d e r n c o n c e p t o f i d e o l o g y is c h a r a c t e r i z e d b y t h r e e i n t e r r e l a t e d q u a l i t i e s : (1) b y d e f i n i t i o n , i d e o l o g y is o p p o s e d t o s o m e t h i n g like "the t r u t h , " a f a l s e r e p r e s e n t a t i o n as it w e r e ; (2) i d e o l o g y is p r o d u c e d b y a s u b j e c t ( i n d i v i d u a l o r c o l l e c t i v e ) i n o r d e r t o h i d e t h e t r u t h , a n d c o n s e q u e n t l y t h e analyst's task c o n s i s t s i n e x p o s i n g t h i s f a l s e r e p r e s e n t a t i o n ; a n d r e v e a l i n g t h a t (3) i d e o l o g y is s e c o n d a r y t o s o m e t h i n g m o r e real, s o m e i n f r a s t r u c t u r a l d i m e n s i o n o n w h i c h i d e o l o g y is p a r a s i t i c . F o u c a u l t rejects all t h r e e c l a i m s . W e have already alluded to the broad lines o f a critique o f the sub j e c t a n d t h e s e a r c h f o r c e r t a i n t y s e e n as b a s e d o n c o r r e c t r e p r e s e n t a t i o n s . C o n s e q u e n t l y , let u s briefly f o c u s o n t h e t h i r d p o i n t : t h e q u e s t i o n o f w h e t h e r t h e p r o d u c t i o n o f t r u t h is e p i p h e n o m e n a l t o s o m e t h i n g e l s e . H e h a s d e s c r i b e d his p r o j e c t n o t as d e c i d i n g t h e t r u t h o r falsity o f c l a i m s i n h i s t o r y "but in s e e i n g h i s t o r i c a l l y h o w e f f e c t s o f truth are p r o d u c e d within discourses w h i c h in t h e m s e l v e s are n e i t h e r t r u e n o r f a l s e " ( 1 3 1 — 3 3 ) . F o u c a u l t p r o p o s e s to s t u d y w h a t h e calls t h e r e g i m e o f t r u t h as a n e f f e c t i v e c o m p o n e n t i n t h e c o n s t i t u t i o n o f s o c i a l practices. F o u c a u l t h a s p r o p o s e d t h r e e w o r k i n g h y p o t h e s e s : " ( 1 ) T r u t h is t o b e u n d e r s t o o d as a s y s t e m o f o r d e r e d p r o c e d u r e s f o r t h e p r o d u c tion, regulation, distribution, circulation a n d operation o f statements. (2) T r u t h is l i n k e d i n a c i r c u l a r r e l a t i o n w i t h s y s t e m s o f p o w e r w h i c h p r o d u c e a n d s u s t a i n it, a n d t o e f f e c t s o f p o w e r w h i c h it i n d u c e s a n d w h i c h e x t e n d it. (3) T h i s r e g i m e is n o t m e r e l y i d e o l o g i c a l o r s u p e r s t r u c t u r a l ; it w a s a c o n d i t i o n o f t h e f o r m a t i o n a n d d e v e l o p m e n t o f
Representations Are Social Facts
241
c a p i t a l i s m " ( 1 3 3 ) . W e shall e x p l o r e s o m e o f t h e i m p l i c a t i o n s o f t h e s e w o r k i n g h y p o t h e s e s in the n e x t three sections o f the paper. A s M a x W e b e r , I think, o n c e said, s e v e n t e e n t h - c e n t u r y capitalists w e r e n o t o n l y e c o n o m i c m e n w h o traded a n d built ships, they also l o o k e d at R e m b r a n d t ' s p a i n t i n g s , d r e w m a p s o f t h e w o r l d , h a d m a r k e d conceptions of the nature of other peoples, and worried a g o o d deal about their o w n destiny. T h e s e representations were strong a n d effec tive forces in w h a t they w e r e and h o w they acted. M a n y n e w possibil ities f o r t h o u g h t a n d a c t i o n a r e o p e n e d u p if w e f o l l o w R o r t y a n d a b a n d o n e p i s t e m o l o g y (or at least s e e it f o r w h a t it h a s b e e n : a n i m p o r t a n t c u l t u r a l m o v e m e n t in W e s t e r n society) a n d f o l l o w F o u c a u l t i n s e e i n g p o w e r as p r o d u c t i v e a n d p e r m e a t i v e o f social r e l a t i o n s a n d t h e p r o d u c t i o n o f truth in o u r current r e g i m e o f p o w e r . H e r e are s o m e initial c o n c l u s i o n s a n d r e s e a r c h s t r a t e g i e s t h a t m i g h t f o l l o w f r o m this d i s c u s s i o n o f e p i s t e m o l o g y . I m e r e l y list t h e m b e f o r e m o v i n g o n to r e c e n t discussions in a n t h r o p o l o g y o n h o w best to describe the o t h e r . 1. E p i s t e m o l o g y m u s t b e s e e n as a h i s t o r i c a l e v e n t — a d i s t i n c tive social practice, o n e a m o n g m a n y others, articulated in n e w ways in s e v e n t e e n t h - c e n t u r y E u r o p e . 2. W e d o n o t n e e d a t h e o r y o f i n d i g e n o u s e p i s t e m o l o g i e s o r a n e w e p i s t e m o l o g y o f the other. We should be attentive to o u r his torical p r a c t i c e o f p r o j e c t i n g o u r c u l t u r a l p r a c t i c e s o n t o t h e o t h e r ; at b e s t , t h e task is t o s h o w h o w a n d w h e n a n d t h r o u g h w h a t c u l tural a n d institutional m e a n s other p e o p l e started claiming epis t e m o l o g y for their o w n . 3. W e n e e d t o a n t h r o p o l o g i z e t h e W e s t : s h o w h o w e x o t i c its c o n s t i t u t i o n o f reality h a s b e e n ; e m p h a s i z e t h o s e d o m a i n s m o s t t a k e n f o r g r a n t e d as u n i v e r s a l (this i n c l u d e s e p i s t e m o l o g y a n d e c o n o m i c s ) ; m a k e t h e m s e e m as historically p e c u l i a r as p o s s i b l e ; s h o w h o w t h e i r c l a i m s t o t r u t h a r e l i n k e d t o social p r a c t i c e s a n d h a v e h e n c e b e c o m e e f f e c t i v e f o r c e s in t h e social w o r l d . 4. W e m u s t p l u r a l i z e a n d d i v e r s i f y o u r a p p r o a c h e s : a basic m o v e a g a i n s t e i t h e r e c o n o m i c o r p h i l o s o p h i c h e g e m o n y is t o d i versify centers o f resistance: avoid the error o f reverse essentializi n g ; O c c i d e n t a l i s m is n o t a r e m e d y f o r O r i e n t a l i s m .
The Writing of Ethnographic Texts: The Fantasia of the Library T h e r e is a c u r i o u s t i m e l a g as c o n c e p t s m o v e a c r o s s d i s c i p l i n ary b o u n d a r i e s . T h e m o m e n t w h e n t h e historical p r o f e s s i o n is d i s -
242
PAUL RABINOW
c o v e r i n g cultural a n t h r o p o l o g y in the (unrepresentative) p e r s o n o f C l i f f o r d G e e r t z is j u s t t h e m o m e n t w h e n G e e r t z is b e i n g q u e s t i o n e d i n a n t h r o p o l o g y ( o n e o f t h e r e c u r r e n t t h e m e s o f t h e S a n t a Fe s e m i n a r t h a t g a v e rise to this v o l u m e ) . S o , t o o , a n t h r o p o l o g i s t s , o r s o m e o f t h e m i n a n y c a s e , a r e n o w d i s c o v e r i n g a n d b e i n g m o v e d to n e w c r e a tion by t h e i n f u s i o n o f ideas f r o m deconstructionist literary criticism, n o w t h a t it h a s lost its c u l t u r a l e n e r g y in l i t e r a t u r e d e p a r t m e n t s a n d D e r r i d a is d i s c o v e r i n g politics. A l t h o u g h t h e r e a r e m a n y c a r r i e r s o f this h y b r i d i z a t i o n ( m a n y o f t h o s e p r e s e n t at t h e s e m i n a r , as w e l l as J a m e s B o o n , S t e p h e n Webster, James Siegel, Jean-Paul D u m o n t , and J e a n J a m i n ) t h e r e is o n l y o n e " p r o f e s s i o n a l , " s o t o s p e a k , in t h e c r o w d . For, w h e r e a s all t h e o t h e r s m e n t i o n e d a r e p r a c t i c i n g a n t h r o p o l o g i s t s , J a m e s C l i f f o r d h a s c r e a t e d a n d o c c u p i e d t h e r o l e o f e x officio s c r i b e o f o u r scribblings. Geertz, the f o u n d i n g figure, may pause b e t w e e n m o n o g r a p h s to m u s e o n texts, narrative, description, a n d interpreta t i o n . C l i f f o r d t a k e s as his n a t i v e s , as w e l l as his i n f o r m a n t s , t h o s e a n thropologists past a n d present w h o s e work, self-consciously or not, has b e e n t h e p r o d u c t i o n o f texts, the writing o f e t h n o g r a p h y . We are b e i n g observed and inscribed. A t first g l a n c e J a m e s Clifford's w o r k , like that of o t h e r s in this vol u m e , s e e m s t o f o l l o w n a t u r a l l y i n t h e w a k e o f Geertz's i n t e r p r e t i v e t u r n . T h e r e is, h o w e v e r , a m a j o r d i f f e r e n c e . G e e r t z (like t h e o t h e r a n t h r o p o l o g i s t s ) is still d i r e c t i n g his e f f o r t s t o r e i n v e n t a n a n t h r o p o l o g i cal s c i e n c e w i t h t h e h e l p of t e x t u a l m e d i a t i o n s . T h e c o r e activity is still s o c i a l d e s c r i p t i o n o f t h e o t h e r , h o w e v e r m o d i f i e d by n e w c o n c e p t i o n s o f d i s c o u r s e , a u t h o r , o r text. T h e o t h e r f o r C l i f f o r d is t h e a n t h r o p o l o g i c a l r e p r e s e n t a t i o n o f t h e o t h e r . T h i s m e a n s t h a t C l i f f o r d is s i m u l t a n e o u s l y m o r e firmly in c o n t r o l o f his p r o j e c t a n d m o r e parasitical. H e can i n v e n t his q u e s t i o n s with few constraints; h e m u s t constantly f e e d off others' texts. T h i s n e w speciality is c u r r e n t l y in t h e p r o c e s s of s e l f - d e f i n i t i o n . T h e first m o v e i n l e g i t i m a t i n g a n e w a p p r o a c h is to c l a i m it h a s a n o b j e c t o f study, preferably an i m p o r t a n t o n e , that has previously e s c a p e d n o t i c e . Parallel t o Geertz's c l a i m that t h e B a l i n e s e w e r e i n t e r p r e t i n g t h e i r c o c k fights as c u l t u r a l t e x t s all a l o n g , C l i f f o r d a r g u e s t h a t a n t h r o p o l o g i s t s have b e e n e x p e r i m e n t i n g with writing f o r m s w h e t h e r t h e y k n e w it o r n o t . T h e i n t e r p r e t i v e t u r n in a n t h r o p o l o g y h a s m a d e its m a r k ( p r o d u c i n g a substantial b o d y o f w o r k a n d a l m o s t e s t a b l i s h i n g i t s e l f as a s u b s p e c i a l i t y ) , b u t it is still n o t c l e a r w h e t h e r t h e d e c o n s t r u c t i v e - s e m i o t i c t u r n (an a d m i t t e d l y v a g u e l a b e l ) is a s a l u t a r y l o o s e n i n g u p , a n o p e n i n g for e x c i t i n g n e w w o r k o f m a j o r i m p o r t , o r a tactic in t h e field o f c u l t u r a l politics to b e u n d e r s t o o d p r i m a r i l y in s o c i o l o g i c a l t e r m s . A s it is c e r t a i n l y t h e first a n d t h e t h i r d , it is w o r t h a closer examination.
Representations Are Social Facts
24;$
I n h i s e s s a y "Fantasia o f t h e Library" ( 1 9 7 7 ) M i c h e l F o u c a u l t p l a y s adroitly with the p r o g r e s s i o n o f uses Flaubert m a d e t h r o u g h o u t his life o f t h e f a b l e o f t h e t e m p t a t i o n o f S a i n t A n t h o n y . Far f r o m b e i n g t h e i d l e p r o d u c t s o f a fertile i m a g i n a t i o n , Flaubert's r e f e r e n c e s t o i c o n o g r a p h y a n d p h i l o l o g y in h i s s e e m i n g l y p h a n t a s m a g o r i c r e n d e r i n g s o f t h e saint's h a l l u c i n a t i o n s w e r e e x a c t . F o u c a u l t s h o w s u s h o w F l a u b e r t r e t u r n e d t h r o u g h o u t his life t o this s t a g i n g o f e x p e r i e n c e a n d w r i t i n g , a n d u s e d it as a n ascetic e x e r c i s e b o t h t o p r o d u c e a n d t o k e e p at bay t h e d e m o n s t h a t h a u n t a writer's w o r l d . It w a s n o a c c i d e n t t h a t F l a u b e r t e n d e d h i s life as a w r i t e r w i t h t h a t m o n s t r o u s c o l l e c t i o n o f c o m m o n p l a c e s Bouvard et Pécuchet. A c o n s t a n t c o m m e n t a r y o n o t h e r t e x t s , Bouvard el Pécuchet c a n b e r e a d as a t h o r o u g h d o m e s t i c a tion o f textuality into a self-contained exercise o f a r r a n g i n g a n d cata l o g u i n g : t h e f a n t a s i a o f t h e library. F o r t h e s a k e o f t h e a r g u m e n t , let u s j u x t a p o s e C l i f f o r d G e e r t z ' s i n t e r p r e t i v e a n t h r o p o l o g y to J a m e s Clifford's t e x t u a l i s t m e t a a n t h r o p o l o g y . If G e e r t z is still s e e k i n g to c o n j u r e a n d c a p t u r e t h e d e m o n s o f e x o t i c i s m — t h e a t e r states, s h a d o w plays, c o c k fights— t h r o u g h his l i m i t e d u s e o f fictionalized s t a g i n g s in w h i c h t h e y c a n a p p e a r to u s , t h e t e x t u a l i s t / d e c o n s t r u c t i v e m o v e r u n s t h e risk of i n v e n t i n g e v e r m o r e c l e v e r filing s y s t e m s f o r o t h e r s ' t e x t s a n d o f i m a g i n i n g t h a t e v e r y o n e e l s e in t h e w o r l d is h a r d at w o r k d o i n g t h e s a m e t h i n g . L e s t t h e a r g u m e n t r u n away i n d i r e c t i o n s o f its o w n , I s h o u l d s t r e s s t h a t I a m n o t s a y i n g that Clifford's e n t e r p r i s e has u p to t h e p r e s e n t b e e n a n y t h i n g b u t salutary. T h e raising o f a n t h r o p o l o g i c a l c o n s c i o u s n e s s a b o u t a n t h r o p o l o g y ' s o w n t e x t u a l m o d e of o p e r a t i o n w a s l o n g o v e r d u e . D e s p i t e Geertz's o c c a s i o n a l a c k n o w l e d g e m e n t s o f t h e i n e l u c tability o f f i c t i o n a l i z i n g , h e h a s n e v e r p u s h e d t h a t i n s i g h t v e r y far. T h e p o i n t s e e m s to h a v e n e e d e d a m e t a p o s i t i o n to b r i n g h o m e its real f o r c e . T h e v o i c e f r o m t h e c a m p u s library h a s b e e n a s a l u t a r y o n e . W h a t I w a n t to d o briefly in this s e c t i o n is t o r e t u r n t h e g a z e , t o l o o k back at this e t h n o g r a p h e r o f e t h n o g r a p h e r s , sitting across t h e table in a c a f e , a n d , u s i n g his o w n d e s c r i p t i v e c a t e g o r i e s , e x a m i n e his t e x t u a l productions. Clifford's c e n t r a l t h e m e h a s b e e n t h e t e x t u a l c o n s t r u c t i o n o f a n t h r o p o l o g i c a l a u t h o r i t y . T h e m a i n literary d e v i c e e m p l o y e d i n e t h n o g r a p h i e s , " f r e e i n d i r e c t style," h a s b e e n well a n a l y z e d b y D a n S p e r b e r (1982) a n d n e e d not be rehearsed here. T h e insight that a n t h r o p o l o gists w r i t e e m p l o y i n g literary c o n v e n t i o n s , a l t h o u g h i n t e r e s t i n g , is n o t i n h e r e n t l y c r i s i s - p r o v o k i n g . M a n y n o w h o l d t h a t fiction a n d s c i e n c e are n o t o p p o s e d b u t c o m p l e m e n t a r y terms (De Certeau 1983). A d v a n c e s h a v e b e e n m a d e i n o u r a w a r e n e s s o f t h e fictional (in t h e s e n s e o f " m a d e , " "fabricated") quality o f a n t h r o p o l o g i c a l w r i t i n g a n d in t h e i n t e g r a t i o n o f its c h a r a c t e r i s t i c m o d e s o f p r o d u c t i o n . T h e self-
244
PAUL RABINOW
c o n s c i o u s n e s s o f style, rhetoric, a n d dialectic in the p r o d u c t i o n o f an t h r o p o l o g i c a l t e x t s s h o u l d l e a d u s t o a finer a w a r e n e s s o f o t h e r , m o r e imaginative, ways to write. C l i f f o r d s e e m s , h o w e v e r , t o b e s a y i n g m o r e t h a n this. S u b s t a n t i v e l y , h e argues that f r o m Malinowski on, anthropological authority has r e s t e d o n t w o t e x t u a l l e g s . A n e x p e r i e n t i a l "I w a s t h e r e " e l e m e n t e s t a b l i s h e s t h e u n i q u e a u t h o r i t y o f t h e a n t h r o p o l o g i s t ; its s u p p r e s s i o n i n t h e t e x t e s t a b l i s h e s t h e a n t h r o p o l o g i s t ' s scientific a u t h o r i t y . C l i f f o r d s h o w s u s t h i s d e v i c e at w o r k i n Geertz's f a m o u s c o c k f i g h t p a p e r : " T h e r e s e a r c h p r o c e s s is s e p a r a t e d f r o m t h e t e x t s it g e n e r a t e s a n d f r o m t h e fictive w o r l d t h e y a r e m a d e t o call u p . T h e actuality o f d i s c u r s i v e s i t u a t i o n s a n d i n d i v i d u a l i n t e r l o c u t o r s is filtered o u t . . . . T h e d i a l o g i c a l , situational aspects o f e t h n o g r a p h i c interpretation t e n d to be b a n i s h e d f r o m t h e final r e p r e s e n t a t i v e t e x t . N o t e n t i r e l y b a n i s h e d , o f c o u r s e ; t h e r e exist a p p r o v e d topoi for the portrayal o f the research process" ( 1 9 8 3 : 1 3 2 ) . C l i f f o r d p r e s e n t s Geertz's " a p p e a l i n g f a b l e " as p a r a d i g m a t i c : the a n t h r o p o l o g i s t establishes that h e was t h e r e a n d t h e n d i s a p p e a r s f r o m the text. 2
W i t h h i s o w n g e n r e C l i f f o r d m a k e s a p a r a l l e l m o v e . J u s t as G e e r t z m a k e s a b o w to self-referentiality (thereby establishing o n e d i m e n s i o n o f h i s a u t h o r i t y ) a n d t h e n (in t h e n a m e o f s c i e n c e ) e v a d e s its c o n s e q u e n c e s , s o , t o o , C l i f f o r d talks a g r e a t d e a l a b o u t t h e i n e l u c t a b i l i t y o f d i a l o g u e ( t h e r e b y e s t a b l i s h i n g h i s a u t h o r i t y as a n " o p e n " o n e ) , b u t h i s t e x t s a r e n o t t h e m s e l v e s d i a l o g i c . T h e y a r e w r i t t e n in a m o d i f i e d f r e e i n d i r e c t style. T h e y e v o k e a n "I w a s t h e r e at t h e a n t h r o p o l o g y c o n v e n tion" tone, while consistently maintaining a Flaubertean r e m o v e . B o t h G e e r t z a n d C l i f f o r d fail t o u s e s e l f - r e f e r e n t i a l i t y as a n y t h i n g m o r e t h a n a d e v i c e f o r e s t a b l i s h i n g a u t h o r i t y . Clifford's t e l l i n g r e a d i n g o f t h e B a l i n e s e c o c k f i g h t as a p a n o p t i c c o n s t r u c t m a k e s this p o i n t p e r suasively, but h e himself makes the same omission o n a n o t h e r level. H e r e a d s a n d classifies, d e s c r i b i n g i n t e n t i o n a n d e s t a b l i s h i n g a c a n o n ; b u t h i s o w n w r i t i n g a n d s i t u a t i o n a r e left u n e x a m i n e d . P o i n t i n g o u t Clifford's t e x t u a l s t a n c e d o e s n o t , o f c o u r s e , i n v a l i d a t e h i s i n s i g h t s (any m o r e t h a n his r e a d i n g o f Malinowski's textual m o v e s invalidates t h e a n a l y s i s o f t h e K u l a j . It o n l y s i t u a t e s t h e m . W e h a v e m o v e d b a c k f r o m t h e t e n t i n t h e T r o b r i a n d s filled w i t h n a t i v e s t o t h e w r i t i n g d e s k in t h e c a m p u s library. 3
A n essential m o v e in establishing disciplinary or subdisciplinary l e g i t i m a c y is classification. C l i f f o r d p r o p o s e s f o u r t y p e s o f a n t h r o 2. T h e importance of this double move is one of the central arguments of my Re
flections on Fieldwork in Morocco (1977). 3. I would like to thank Arjun Appadurai for his help in clarifying this and other points.
Representations Are Social Facts
245
pological writing, which have a p p e a r e d in r o u g h l y c h r o n o l o g i c a l or d e r . H e o r g a n i z e s his e s s a y " O n E t h n o g r a p h i c A u t h o r i t y " ( 1 9 8 3 a ) a r o u n d this p r o g r e s s i o n , b u t a l s o a s s e r t s t h a t n o m o d e o f a u t h o r i t y is better than any other. "The m o d e s o f authority reviewed in this es s a y — e x p e r i e n t i a l , interpretive, dialogical, p o l y p h o n i c — a r e available t o all w r i t e r s o f e t h n o g r a p h i c t e x t s , W e s t e r n a n d n o n - W e s t e r n . N o n e is o b s o l e t e , n o n e is p u r e : t h e r e is r o o m f o r i n v e n t i o n w i t h i n e a c h p a r a d i g m " (142). T h i s conclusion g o e s against the rhetorical grain o f Clifford's essay. T h i s t e n s i o n is i m p o r t a n t a n d I shall r e t u r n t o it b e l o w . Clifford's m a i n t h e s i s is t h a t a n t h r o p o l o g i c a l w r i t i n g h a s t e n d e d t o s u p p r e s s t h e d i a l o g i c d i m e n s i o n o f fieldwork, g i v i n g full c o n t r o l o f t h e t e x t t o t h e a n t h r o p o l o g i s t . T h e b u l k o f Clifford's w o r k h a s b e e n d e v o t e d t o s h o w i n g w a y s in w h i c h this t e x t u a l e l i m i n a t i o n o f t h e d i a l o g i c a l m i g h t b e r e m e d i e d by n e w f o r m s o f w r i t i n g . T h i s l e a d s h i m t o r e a d e x p e r i e n t i a l a n d i n t e r p r e t i v e m o d e s o f w r i t i n g as m o n o l o g i c a l , linked in general terms to colonialism. "Interpretive a n t h r o p o l o g y . . . i n its m a i n s t r e a m realist s t r a n d s . . . d o e s n o t e s c a p e t h e g e n e r a l stric t u r e s o f t h o s e critics o f "colonial" r e p r e s e n t a t i o n w h o , s i n c e 1 9 5 0 , h a v e rejected d i s c o u r s e s that portray the cultural realities o f o t h e r p e o p l e s w i t h o u t p l a c i n g t h e i r o w n reality in j e o p a r d y " ( 1 3 3 ) . It w o u l d b e e a s y t o r e a d this s t a t e m e n t as p r e f e r r i n g s o m e " p a r a d i g m s " t o o t h e r s . It is p e r f e c t l y p o s s i b l e t h a t C l i f f o r d h i m s e l f is s i m p l y a m b i v a l e n t . H o w e v e r , g i v e n his o w n interpretive choices h e clearly d o e s charac t e r i z e s o m e m o d e s as " e m e r g e n t " a n d t h e r e b y as t e m p o r a r i l y m o r e i m p o r t a n t . U s i n g a grid o f interpretation that highlights the s u p p r e s s i o n o f t h e d i a l o g i c , it is h a r d n o t t o r e a d t h e h i s t o r y o f a n t h r o p o l o g i cal w r i t i n g as a l o o s e p r o g r e s s i o n t o w a r d d i a l o g i c a l a n d p o l y p h o n i c textuality. H a v i n g c a s t t h e first t w o m o d e s o f e t h n o g r a p h i c a u t h o r i t y ( e x p e r i e n t i a l a n d r e a l i s t / i n t e r p r e t i v e ) in l a r g e l y n e g a t i v e t e r m s , C l i f f o r d m o v e s o n t o a m u c h m o r e enthusiastic portrayal o f the n e x t set (dialogic a n d h e t e r o g l o s s i c ) . H e says: " D i a l o g i c a n d c o n s t r u c t i v i s t p a r a d i g m s t e n d t o d i s p e r s e o r s h a r e o u t e t h n o g r a p h i c a u t h o r i t y , w h i l e n a r r a t i v e s o f ini tiation confirm the researcher's special c o m p e t e n c e . Paradigms o f ex p e r i e n c e a n d interpretation are yielding to paradigms o f discourse, o f d i a l o g u e a n d p o l y p h o n y " ( 1 3 3 ) . T h e c l a i m t h a t s u c h m o d e s a r e tri u m p h i n g is e m p i r i c a l l y d u b i o u s ; as R e n a t o R o s a l d o says: " T h e t r o o p s a r e n o t f o l l o w i n g . " Yet t h e r e is c l e a r l y c o n s i d e r a b l e i n t e r e s t in s u c h matters. W h a t is d i a l o g i c ? C l i f f o r d at first s e e m s to b e u s i n g t h e t e r m i n a literal s e n s e : a t e x t t h a t p r e s e n t s t w o s u b j e c t s i n d i s c u r s i v e e x c h a n g e . K e v i n D w y e r ' s " r a t h e r literal r e c o r d " (134) o f e x c h a n g e s w i t h a M o r o c c a n f a r m e r is t h e first e x a m p l e c i t e d o f a " d i a l o g i c " t e x t . H o w e v e r , a
246
PAUL RABINOW
p a g e l a t e r , C l i f f o r d a d d s : " T o say t h a t a n e t h n o g r a p h y is c o m p o s e d o f d i s c o u r s e s a n d t h a t its d i f f e r e n t c o m p o n e n t s a r e d i a l o g i c a l l y r e l a t e d , is n o t t o say t h a t its t e x t u a l f o r m s h o u l d b e t h a t o f a literal d i a l o g u e " ( 1 3 5 ) . A l t e r n a t e d e s c r i p t i o n s a r e g i v e n , b u t n o final d e f i n i t i o n is ar r i v e d at. C o n s e q u e n t l y t h e g e n r e ' s d e f i n i n g c h a r a c t e r i s t i c s r e m a i n unclear. " B u t if i n t e r p r e t i v e a u t h o r i t y is b a s e d o n t h e e x c l u s i o n o f d i a l o g u e , t h e r e v e r s e is a l s o t r u e : a p u r e l y d i a l o g i c a l a u t h o r i t y r e p r e s s e s t h e i n e s c a p a b l e fact o f t e x t u a l i z a t i o n , " C l i f f o r d q u i c k l y m o v e s o n t o r e m i n d u s ( 1 3 4 ) . T h i s is c o n f i r m e d by D w y e r ' s a d a m a n t d i s t a n c i n g o f h i m s e l f f r o m w h a t h e p e r c e i v e s as t e x t u a l i s t t r e n d s i n a n t h r o p o l o g y . T h e o p p o s i t i o n o f i n t e r p r e t i v e a n d d i a l o g i c is h a r d t o g r a s p — s e v e r a l p a g e s later Clifford praises the m o s t r e n o w n e d representative o f herm e n e u t i c s , H a n s G e o r g G a d a m e r , w h o s e texts certainly contain n o d i r e c t d i a l o g u e s , f o r a s p i r i n g t o "radical d i a l o g i s m " ( 1 4 2 ) . Finally, C l i f f o r d a s s e r t s t h a t d i a l o g i c t e x t s a r e , a f t e r all, t e x t s , m e r e l y " r e p r e sentations" o f d i a l o g u e s . T h e anthropologist retains his or h e r au thority as a constituting subject a n d representative o f the d o m i n a n t c u l t u r e . D i a l o g i c t e x t s c a n b e j u s t as s t a g e d a n d c o n t r o l l e d a s e x p e r i ential or interpretive texts. T h e m o d e offers n o textual g u a r a n t e e s . Finally, b e y o n d d i a l o g i c t e x t s , lies h e t e r o g l o s s i a : "a c a r n i v a l e s q u e a r e n a o f diversity." F o l l o w i n g M i k h a i l B a k h t i n , C l i f f o r d p o i n t s t o D i c k e n s ' s w o r k as a n e x a m p l e o f t h e " p o l y p h o n i c s p a c e " t h a t m i g h t s e r v e as a m o d e l f o r u s . " D i c k e n s , t h e a c t o r , o r a l p e r f o r m e r , a n d p o l y p h o n i s t , is s e t a g a i n s t F l a u b e r t , t h e m a s t e r o f a u t h o r i a l c o n t r o l m o v i n g Godlike, a m o n g t h e t h o u g h t s a n d feelings o f his characters. Eth n o g r a p h y , like the novel, wrestles with these alternatives" (137). If d i a l o g i c t e x t s fall p r e y to t h e evils o f t o t a l i z i n g e t h n o g r a p h i c a d j u s t m e n t , t h e n p e r h a p s e v e n m o r e radical h e t e r o g l o s s i c o n e s m i g h t n o t : " E t h n o g r a p h y is i n v a d e d by h e t e r o g l o s s i a . I f a c c o r d e d a n a u t o n o m o u s t e x t u a l s p a c e , t r a n s c r i b e d at sufficient l e n g t h , i n d i g e n o u s s t a t e m e n t s m a k e sense o n terms different from those of the arranging eth n o g r a p h e r . . . . T h i s suggests a n alternate textual strategy, a utopia o f plural a u t h o r s h i p that accords to collaborators, n o t m e r e l y the status o f i n d e p e n d e n t e n u n c i a t o r s , b u t t h a t o f writers" (140). B u t Clifford i m m e d i a t e l y a d d s : "quotations are always s t a g e d by t h e q u o t e r . . . a m o r e radical p o l y p h o n y w o u l d o n l y d i s p l a c e e t h n o g r a p h i c a u t h o r i t y , still c o n f i r m i n g , t h e final, v i r t u o s o o r c h e s t r a t i o n b y a s i n g l e a u t h o r o f all t h e d i s c o u r s e s i n his o r h e r t e x t " ( 1 3 9 ) . N e w f o r m s o f writing, n e w textual e x p e r i m e n t s w o u l d o p e n n e w possibil i t i e s — b u t g u a r a n t e e n o n e . C l i f f o r d is u n e a s y a b o u t this. H e m o v e s o n . T e m p o r a r i l y enthusiastic for dialogic, Clifford i m m e d i a t e l y qualifies h i s p r a i s e . H e l e a d s u s o n to h e t e r o g l o s s i a : s e d u c e d — f o r a p a r a -
Representations Are Social Facts
247
g r a p h — u n t i l w e s e e t h a t it t o o is, hélas, w r i t i n g . C l i f f o r d c l o s e s h i s e s say b y p r o c l a i m i n g : "I h a v e a r g u e d t h a t this i m p o s i t i o n o f c o h e r e n c e o n a n u n r u l y t e x t u a l p r o c e s s is n o w , i n e s c a p a b l y a m a t t e r o f s t r a t e g i c choice" (142). Clifford's p r e s e n t a t i o n c l e a r l y o f f e r s a p r o g r e s s i o n e v e n if, b y t h e e n d o f t h e e s s a y , it is a p u r e l y d e c i s i o n i s t o n e . H o w e v e r , C l i f f o r d e x plicitly d e n i e s a n y h i e r a r c h y . A t first I t h o u g h t this w a s m e r e i n c o n s i s tency, or ambivalence, or the e m b o d i m e n t of an u n r e s o l v e d but crea t i v e t e n s i o n . I n o w t h i n k t h a t C l i f f o r d , like e v e r y o n e e l s e , is "dans le vrai." W e a r e at a d i s c u r s i v e m o m e n t in w h i c h t h e a u t h o r ' s i n t e n t i o n s h a v e b e e n e l i m i n a t e d o r u n d e r p l a y e d i n r e c e n t critical t h o u g h t . Rather, w e have b e e n led to question the structures a n d c o n t o u r s o f v a r i o u s m o d e s o f w r i t i n g p e r se. F r e d r i c J a m e s o n h a s i d e n t i f i e d vari o u s e l e m e n t s o f p o s t - m o d e r n w r i t i n g ( e . g . , its r e f u s a l o f h i e r a r c h y , its flattening o f h i s t o r y , its u s e o f i m a g e s ) i n a m a n n e r t h a t s e e m s t o fit Clifford's p r o j e c t q u i t e c l o s e l y .
From Modernism to Post-Modernism in Anthropology F r e d r i c J a m e s o n , i n his " P o s t m o d e r n i s m a n d C o n s u m e r S o ciety" ( 1 9 8 3 ) , o f f e r s u s s o m e u s e f u l s t a r t i n g p o i n t s t o s i t u a t e r e c e n t d e v e l o p m e n t s in anthropological and meta-anthropological writing. W i t h o u t seeking a univocal definition of post-modernism, J a m e s o n delimits the s c o p e o f the term by p r o p o s i n g a n u m b e r o f key ele m e n t s : its h i s t o r i c a l l o c a t i o n , its u s e o f p a s t i c h e , t h e i m p o r t a n c e o f images. J a m e s o n locates p o s t - m o d e r n i s m culturally a n d historically n o t j u s t as a stylistic t e r m b u t as a p e r i o d m a r k e r . B y s o d o i n g h e s e e k s t o isolate a n d correlate features o f cultural p r o d u c t i o n in t h e 1960s with o t h e r social a n d e c o n o m i c transformations. T h e e s t a b l i s h m e n t o f ana lytic c r i t e r i a a n d t h e i r c o r r e l a t i o n w i t h s o c i o e c o n o m i c c h a n g e s is v e r y p r e l i m i n a r y in J a m e s o n ' s a c c o u n t , little m o r e t h a n a p l a c e m a r k e r . H o w e v e r , it is w o r t h m a r k i n g t h e p l a c e . L a t e c a p i t a l i s m is d e f i n e d b y J a m e s o n as t h e m o m e n t w h e n "the last v e s t i g e s o f N a t u r e w h i c h s u r v i v e d o n i n t o classical c a p i t a l i s m a r e at last e l i m i n a t e d : n a m e l y t h e t h i r d w o r l d a n d t h e u n c o n s c i o u s . T h e 60s will t h e n h a v e b e e n t h e m o m e n t o u s t r a n s f o r m a t i o n a l p e r i o d i n w h i c h this s y s t e m i c r e s t r u c t u r i n g t a k e s p l a c e o n a g l o b a l scale" (207). T h i s is n o t t h e p l a c e t o d e f e n d o r criticize J a m e s o n ' s p e r i o d i z a t i o n , w h i c h h e r e c o g n i z e s as p r o v i s i o n a l . Let u s s i m p l y n o t e t h a t it g i v e s u s t h e possibility o f d i s c u s s i n g c h a n g e s in r e p r e s e n t a t i o n a l f o r m s w i t h i n a c o n t e x t o f W e s t e r n d e v e l o p m e n t s
248
PAUL RABINOW
that lead forward to the present situation o f those writing t h e d e s c r i p tions n o t in a backward-looking m o d e establishing textual connections with writers in very different contexts, which frequently elide differ e n c e s . F o r t h i s r e a s o n , l e t us a d o p t it as h e u r i s t i c . T h e v a r i o u s p o s t - m o d e r n i s m s f o r m i n g i n t h e s i x t i e s s u r f a c e d , at least in part, as a reaction against t h e earlier m o d e r n i s t m o v e m e n t s . C l a s s i c a l m o d e r n i s m , t o u s e a n e x p r e s s i o n t h a t is n o l o n g e r o x y m o r o n i c , a r o s e i n t h e c o n t e x t o f h i g h capitalist a n d b o u r g e o i s s o c i e t y a n d s t o o d a g a i n s t it: "it e m e r g e d w i t h i n t h e b u s i n e s s s o c i e t y o f t h e g i l d e d a g e a s s c a n d a l o u s a n d o f f e n s i v e t o t h e m i d d l e class p u b l i c — ugly, dissonant, sexually shocking. . . . subversive" (124). J a m e s o n contrasts t h e subversive m o d e r n i s t turn o f t h e early twentieth century with t h e flattening, reactive nature o f p o s t - m o d e r n culture: T h o s e formerly subversive and embattled styles—Abstract Expressionism; the great modernist poetry of Pound, Eliot or Wallace Stevens; the Inter national Style (Le Corbusier, Frank Lloyd Wright, Mies); Stravinsky; Joyce, Proust and Mann—felt to be scandalous or shocking by o u r grandparents are, for the generation which arrives at the gate in the ig6o's, felt to be the establishment and the e n e m y — d e a d , stifling, canonical, the reified m o n u ments o n e has to destroy to d o anything new. This means that there will be as many different forms of postmodernism as there were high modernisms in place, since the former are at least initially specific and local reactions against those models. ( 1 1 1 - 1 2 ) J a m e s o n , n o t u n l i k e H a b e r m a s ( 1 9 8 3 ) , clearly t h i n k s t h e r e w e r e i m p o r t a n t critical e l e m e n t s i n m o d e r n i s m . A l t h o u g h t h e y w o u l d p r o b a bly d i f f e r o n w h a t t h e y w e r e , t h e y w o u l d a g r e e t h a t i n a n i m p o r t a n t s e n s e t h e p r o j e c t o f m o d e r n i t y is u n f i n i s h e d , a n d c e r t a i n o f its f e a t u r e s (its a t t e m p t t o b e critical, s e c u l a r , anti-capitalist, r a t i o n a l ) a r e worth strengthening. I w o u l d a d d t h a t i f it a r o s e i n t h e i g 6 o s i n p a r t as a r e a c t i o n t o t h e a c a d e m i c c a n o n i z a t i o n o f t h e g r e a t m o d e r n i s t artists, p o s t - m o d e r n i s m , m o v i n g q u i c k l y , h a s itself s u c c e e d e d i n e n t e r i n g t h e a c a d e m y i n t h e 1980s. It h a s s u c c e s s f u l l y d o m e s t i c a t e d a n d p a c k a g e d itself t h r o u g h t h e p r o l i f e r a t i o n o f classificatory s c h e m e s , t h e c o n s t r u c t i o n o f c a n o n s , the establishment o f hierarchies, blunting o f offensive behavior, ac q u i e s c e n c e t o u n i v e r s i t y n o r m s . J u s t as t h e r e a r e n o w art g a l l e r i e s f o r graffiti i n N e w York, s o , t o o , t h e r e a r e t h e s e s b e i n g w r i t t e n o n graffiti, b r e a k d a n c i n g , a n d so o n , in t h e m o s t avant-garde d e p a r t m e n t s . E v e n t h e S o r b o n n e has accepted a thesis o n David B o w i e . 4
W h a t is p o s t - m o d e r n i s m ? T h e first e l e m e n t is its h i s t o r i c a l l o c a t i o n as a c o u n t e r - r e a c t i o n t o m o d e r n i s m . G o i n g b e y o n d t h e b y n o w "classic" 4. As reported in Le Nouvel Observateur, November 1 6 - 2 2 , 1984.
Representations A r e Social Facts
249
definition of Lyotard (1979)—the e n d of metanarratives—Jameson d e f i n e s its s e c o n d e l e m e n t as p a s t i c h e . T h e d i c t i o n a r y d e f i n i t i o n — " ( 1 ) A n artistic c o m p o s i t i o n d r a w n f r o m s e v e r a l s o u r c e s , (2) a h o d g e p o d g e " — i s n o t sufficient. P o u n d , f o r e x a m p l e , d r e w f r o m s e v e r a l s o u r c e s . J a m e s o n is p o i n t i n g at a u s e o f p a s t i c h e t h a t h a s l o s t its n o r m a t i v e m o o r i n g s , w h i c h s e e s t h e j u m b l i n g o f e l e m e n t s a s all t h e r e is. H o d g e p o d g e is d e f i n e d as "a j u m b l e d m i x t u r e , " b u t it c o m e s f r o m t h e F r e n c h hochepot, a s t e w , a n d t h e r e i n lies t h e d i f f e r e n c e . J o y c e , H e m i n g w a y , W o o l f , e t al. b e g a n w i t h t h e c o n c e i t o f a n i n t e r i o r i z e d a n d d i s t i n c t i v e subjectivity t h a t b o t h d r e w f r o m a n d s t o o d at a d i s t a n c e f r o m n o r m a l s p e e c h a n d i d e n t i t y . T h e r e w a s "a l i n g u i s t i c n o r m i n c o n t r a s t t o w h i c h t h e styles o f t h e g r e a t m o d e r n i s t s " ( J a m e son 1983: 114) could b e attacked or praised, but in either case g a u g e d . B u t w h a t i f this t e n s i o n b e t w e e n b o u r g e o i s n o r m a l i t y a n d t h e m o d e r n i s t s ' stylistic l i m i t t e s t i n g c r a c k e d , y i e l d i n g t o a social reality i n w h i c h w e h a d n o t h i n g b u t "stylistic d i v e r s i t y a n d h e t e r o g e n e i t y " w i t h o u t t h e a s s u m p t i o n ( h o w e v e r c o n t e s t a b l e ) of relatively s t a b l e i d e n t i t y or linguistic norms? U n d e r such conditions, the contestatory stance o f t h e m o d e r n i s t s w o u l d l o s e its f o r c e : "All t h a t is left is t o i m i t a t e d e a d s t y l e s , t o s p e a k t h r o u g h t h e m a s k s a n d w i t h t h e v o i c e s o f t h e styles i n t h e i m a g i n a r y m u s e u m . B u t this m e a n s t h a t c o n t e m p o r a r y o r p o s t m o d e r n i s t a r t is g o i n g t o b e a b o u t art itself i n a n e w k i n d o f w a y ; e v e n m o r e , it m e a n s t h a t o n e o f its e s s e n t i a l m e s s a g e s will i n v o l v e t h e n e c e s sary f a i l u r e o f a r t a n d t h e a e s t h e t i c , t h e f a i l u r e o f t h e n e w , t h e i m p r i s o n m e n t i n t h e past" ( 1 1 5 — 1 6 ) . It s e e m s t o m e t h a t this i m p r i s o n m e n t i n t h e p a s t is q u i t e d i f f e r e n t f r o m h i s t o r i c i s m . P o s t - m o d e r n i s m m o v e s b e y o n d t h e (what n o w s e e m s to b e an almost c o m f o r t i n g ) es t r a n g e m e n t o f h i s t o r i c i s m , w h i c h l o o k e d , f r o m a d i s t a n c e , at o t h e r cultures as w h o l e s . T h e dialectic o f self a n d o t h e r m a y have p r o d u c e d a n a l i e n a t e d r e l a t i o n s h i p , b u t it w a s o n e w i t h d e f i n a b l e n o r m s , i d e n t i ties, a n d r e l a t i o n s . T o d a y , b e y o n d e s t r a n g e m e n t a n d r e l a t i v i s m , lies pastiche. T o e x e m p l i f y t h i s , J a m e s o n d e v e l o p s a n analysis o f n o s t a l g i a films. C o n t e m p o r a r y n o s t a l g i a films s u c h as Chinatown o r Body Heat a r e c h a r a c t e r i z e d b y a " r e t r o s p e c t i v e styling," d u b b e d "la mode rétro" b y F r e n c h critics. A s o p p o s e d t o t r a d i t i o n a l historical films w h i c h s e e k t o r e c r e a t e t h e fiction o f a n o t h e r a g e as o t h e r , "mode rétro" films s e e k t o e v o k e a f e e l i n g t o n e t h r o u g h t h e u s e o f p r e c i s e artifacts a n d stylistic devices that blur t e m p o r a l b o u n d a r i e s . J a m e s o n points o u t that recent n o s t a l g i a films o f t e n t a k e p l a c e i n t h e p r e s e n t ( o r , as i n t h e c a s e o f Star Wars, i n t h e f u t u r e ) . A p r o l i f e r a t i o n o f m e t a r e f e r e n c e s t o o t h e r r e p r e s e n t a t i o n s flattens a n d e m p t i e s their contents. O n e o f their c h i e f d e v i c e s is t o d r a w h e a v i l y o n o l d e r p l o t s : " T h e a l l u s i v e a n d e l u s i v e
25O
PAUL RABINOW
p l a g i a r i s m o f o l d e r p l o t s is, o f c o u r s e , also a f e a t u r e o f p a s t i c h e " ( 1 1 7 ) . T h e s e films f u n c t i o n n o t s o m u c h t o d e n y t h e p r e s e n t b u t t o b l u r t h e specificity o f t h e past, to c o n f u s e the line b e t w e e n past a n d p r e s e n t (or f u t u r e ) as d i s t i n c t p e r i o d s . W h a t t h e s e films d o is r e p r e s e n t o u r r e p r e s e n t a t i o n s o f o t h e r e r a s . "If t h e r e is a n y r e a l i s m left h e r e , it is a 'real ism' w h i c h springs f r o m the shock of g r a s p i n g that c o n f i n e m e n t a n d o f realizing that, for w h a t e v e r peculiar reasons, w e s e e m c o n d e m n e d to s e e k t h e historical past t h r o u g h o u r o w n p o p i m a g e s a n d stereo t y p e s a b o u t t h a t p a s t , w h i c h itself r e m a i n s f o r e v e r o u t o f r e a c h " ( 1 1 8 ) . T h i s , it s e e m s t o m e , d e s c r i b e s a n a p p r o a c h t h a t s e e s s t r a t e g i c c h o i c e o f r e p r e s e n t a t i o n s o f r e p r e s e n t a t i o n s as its m a i n p r o b l e m . A l t h o u g h J a m e s o n is w r i t i n g a b o u t historical c o n s c i o u s n e s s , t h e s a m e t r e n d is p r e s e n t i n e t h n o g r a p h i c w r i t i n g : i n t e r p r e t i v e a n t h r o pologists work with the problem of representations of others' repre s e n t a t i o n s , h i s t o r i a n s a n d m e t a c r i t i c s o f a n t h r o p o l o g y w i t h t h e classi fication, c a n o n i z a t i o n , a n d " m a k i n g available" o f r e p r e s e n t a t i o n s o f r e p r e s e n t a t i o n s o f r e p r e s e n t a t i o n s . T h e historical f l a t t e n i n g f o u n d i n t h e p a s t i c h e o f n o s t a l g i a films r e a p p e a r s in t h e m e t a - e t h n o g r a p h i c f l a t t e n i n g t h a t m a k e s all t h e world's c u l t u r e s p r a c t i t i o n e r s o f t e x t u a l i t y . T h e details in these narratives are precise, the i m a g e s evocative, the n e u t r a l i t y e x e m p l a r y , a n d t h e m o d e rétro. T h e final f e a t u r e o f p o s t - m o d e r n i s m f o r J a m e s o n is "textuality." Drawing o n Lacanian ideas about schizophrenia, J a m e s o n points to o n e o f t h e d e f i n i n g characteristics o f t h e textual m o v e m e n t as t h e b r e a k d o w n o f t h e r e l a t i o n s h i p b e t w e e n s i g n i f i e r s : " s c h i z o p h r e n i a is a n e x p e r i e n c e o f isolated, d i s c o n n e c t e d , discontinuous material signifiers w h i c h fail to l i n k u p i n t o a c o h e r e n t s e q u e n c e . . . a s i g n i f i e r t h a t h a s l o s t its s i g n i f i e d h a s t h e r e b y b e e n t r a n s f o r m e d i n t o a n i m a g e " ( 1 2 0 ) . A l t h o u g h t h e u s e o f t h e t e r m schizophrenic o b s c u r e s m o r e t h a n it il l u m i n a t e s , t h e p o i n t is t e l l i n g . O n c e t h e signifier is f r e e d f r o m a c o n c e r n w i t h its r e l a t i o n t o a n e x t e r n a l r e f e r e n t it d o e s n o t float f r e e o f a n y r e f e r e n t i a l i t y at all; r a t h e r , its r e f e r e n t b e c o m e s o t h e r t e x t s , o t h e r i m a g e s . For J a m e s o n , p o s t - m o d e r n t e x t s ( h e is t a l k i n g a b o u t L a n g u a g e p o e t s ) p a r a l l e l this m o v e : " T h e i r r e f e r e n t s a r e o t h e r i m a g e s , a n o t h e r t e x t , a n d t h e u n i t y o f t h e p o e m is n o t i n t h e t e x t at all b u t o u t s i d e it i n t h e b o u n d u n i t y o f a n a b s e n t b o o k " ( 1 2 3 ) . W e a r e b a c k at t h e "Fantasia o f t h e Library," this t i m e n o t as b i t t e r p a r o d y b u t as celebratory pastiche. O b v i o u s l y this d o e s n o e m e a n t h a t w e c a n s o l v e t h e c u r r e n t crisis o f r e p r e s e n t a t i o n b y fiat. A r e t u r n t o e a r l i e r m o d e s o f u n s e l f c o n s c i o u s r e p r e s e n t a t i o n is n o t a c o h e r e n t p o s i t i o n ( a l t h o u g h t h e n e w s h a s n o t y e t a r r i v e d i n m o s t a n t h r o p o l o g y d e p a r t m e n t s ) . B u t w e c a n n o t s o l v e it b y i g n o r i n g t h e relations o f representational f o r m s a n d social prac-
Representations Are Social Facts t i c e s e i t h e r . I f w e a t t e m p t t o e l i m i n a t e social r e f e r e n t i a l i t y , o t h e r r e f e r e n t s will o c c u p y t h e v o i d e d p o s i t i o n . T h u s t h e r e p l y o f D w y e r ' s M o r o c c a n i n f o r m a n t ( w h e n asked which part o f their d i a l o g u e h a d i n t e r e s t e d h i m most) that h e h a d n o t b e e n interested in a single q u e s t i o n a s k e d b y D w y e r is n o t t r o u b l i n g as l o n g as o t h e r a n t h r o p o l o g i s t s r e a d t h e b o o k a n d i n c l u d e it i n t h e i r d i s c o u r s e . B u t o b v i o u s l y n e i t h e r D w y e r n o r C l i f f o r d w o u l d b e satisfied w i t h t h a t r e s p o n s e . T h e i r i n t e n t i o n s a n d t h e i r d i s c o u r s e s t r a t e g i e s d i v e r g e . It is t h e latter t h a t s e e m t o h a v e g o n e astray.
Interpretive Communities, Power Relations, Ethics The young conservatives . . . claim as their own the revelations of a decentering subjectivity, emancipated from the imperatives of work and usefulness, and with this experience they step outside the modern world. . . . They remove into the sphere of the far-away and the archaic the spontaneous powers of imagination, self-experience and emotion. JÜRGEN HABERMAS, "Modernity—An Incomplete Project"
A variety o f i m p o r t a n t writing in t h e past d e c a d e has e x p l o r e d t h e historical relations b e t w e e n world macropolitics a n d a n t h r o p o l o g y : T h e W e s t v s . T h e Rest; I m p e r i a l i s m ; C o l o n i a l i s m ; N e o - C o l o n i a l i s m . W o r k r a n g i n g f r o m T a l a l A s a d o n c o l o n i a l i s m a n d a n t h r o p o l o g y to E d w a r d Said o n Western discourse a n d the other have put these ques t i o n s s q u a r e l y o n t h e a g e n d a o f c o n t e m p o r a r y d e b a t e . H o w e v e r , as T a l a l A s a d p o i n t s o u t i n h i s p a p e r f o r this v o l u m e , this b y n o m e a n s i m p l i e s t h a t t h e s e m a c r o p o l i t i c a l e c o n o m i c c o n d i t i o n s h a v e b e e n sig n i f i c a n t l y a f f e c t e d b y w h a t g o e s o n in a n t h r o p o l o g i c a l d e b a t e s . W e a l s o n o w k n o w a g o o d deal about the relations o f p o w e r a n d discourse that obtain b e t w e e n the anthropologist and the people with w h o m h e / s h e works. B o t h the macro- a n d microrelations o f power a n d discourse b e t w e e n a n t h r o p o l o g y a n d its o t h e r a r e at last o p e n to i n q u i r y . W e k n o w s o m e of the questions worth asking and have m a d e asking t h e m part o f t h e discipline's a g e n d a . T h e m e t a r e f l e c t i o n s o n t h e crisis o f r e p r e s e n t a t i o n i n e t h n o g r a p h i c w r i t i n g i n d i c a t e a shift a w a y f r o m c o n c e n t r a t i n g o n r e l a t i o n s with o t h e r cultures to a (nonthematized) c o n c e r n with traditions o f r e p r e s e n t a t i o n , a n d metatraditions o f metarepresentations, in o u r c u l t u r e . I h a v e b e e n u s i n g Clifford's m e t a p o s i t i o n as a t o u c h s t o n e . H e is n o t t a l k i n g p r i m a r i l y a b o u t r e l a t i o n s w i t h t h e o t h e r , e x c e p t as m e d i a t e d t h r o u g h h i s c e n t r a l analytic c o n c e r n , d i s c u r s i v e t r o p e s , a n d strategies. T h i s has taught us important things. I have claimed, h o w ever, that this a p p r o a c h contains an interesting blind spot, a refusal o f
PAUL RABINOW
252
self-reflection. Fredric Jameson's analysis o f p o s t - m o d e r n culture was i n t r o d u c e d as a k i n d o f a n t h r o p o l o g i c a l p e r s p e c t i v e o n this c u l t u r a l d e v e l o p m e n t . R i g h t o r w r o n g ( m o r e right than w r o n g in m y view), J a m e s o n s u g g e s t s ways o f thinking about the a p p e a r a n c e o f this n e w crisis o f r e p r e s e n t a t i o n as a h i s t o r i c a l e v e n t w i t h its o w n specific h i s t o r ical c o n s t r a i n t s . S a i d a n o t h e r way, J a m e s o n e n a b l e s u s t o s e e t h a t i n i m p o r t a n t w a y s n o t s h a r e d b y o t h e r critical s t a n c e s ( w h i c h h a v e t h e i r o w n c h a r a c t e r i s t i c b l i n d s p o t s ) t h e p o s t - m o d e r n i s t is b l i n d t o h e r o w n s i t u a t i o n a n d s i t u a t e d n e s s b e c a u s e , q u a p o s t - m o d e r n i s t , s h e is c o m m i t t e d t o a d o c t r i n e o f partiality a n d f l u x f o r w h i c h e v e n s u c h t h i n g s as o n e ' s o w n s i t u a t i o n a r e s o u n s t a b l e , s o w i t h o u t i d e n t i t y , t h a t t h e y c a n n o t s e r v e as o b j e c t s o f s u s t a i n e d r e f l e c t i o n . P o s t - m o d e r n i s t p a s t i c h e is b o t h a critical p o s i t i o n a n d a d i m e n s i o n o f o u r c o n t e m p o r a r y w o r l d . J a m e s o n ' s a n a l y s i s h e l p s u s to e s t a b l i s h a n u n d e r s t a n d i n g o f t h e i r i n terconnections, thereby avoiding both nostalgia and the mistake o f u n i v e r s a l i z i n g o r o n t o l o g i z i n g a v e r y p a r t i c u l a r historical s i t u a t i o n . 5
I n m y o p i n i o n , the stakes in recent debates about writing are n o t directly political in the c o n v e n t i o n a l sense o f the t e r m . I h a v e a r g u e d e l s e w h e r e ( 1 9 8 5 ) t h a t w h a t politics is i n v o l v e d is a c a d e m i c p o l i t i c s , a n d t h a t this l e v e l o f p o l i t i c s h a s n o t b e e n e x p l o r e d . T h e w o r k o f P i e r r e B o u r d i e u is h e l p f u l i n p o s i n g q u e s t i o n s a b o u t t h e politics o f c u l t u r e ( 1 9 8 4 a , b ) . B o u r d i e u h a s t a u g h t u s t o ask i n w h a t field o f p o w e r , a n d f r o m w h a t p o s i t i o n i n t h a t field, a n y g i v e n a u t h o r w r i t e s . H i s n e w s o c i o l o g y o f c u l t u r a l p r o d u c t i o n d o e s n o t s e e k to r e d u c e k n o w l e d g e t o social p o s i t i o n o r i n t e r e s t p e r se b u t , r a t h e r , to p l a c e all o f t h e s e vari ables within the c o m p l e x constraints—Bourdieu's habitus—within w h i c h t h e y a r e p r o d u c e d a n d r e c e i v e d . B o u r d i e u is p a r t i c u l a r l y a t t e n tive to strategies o f cultural p o w e r that a d v a n c e t h r o u g h d e n y i n g their a t t a c h m e n t t o i m m e d i a t e political e n d s a n d t h e r e b y a c c u m u l a t e b o t h symbolic capital a n d "high" structural position. Bourdieu's w o r k w o u l d lead us to suspect that c o n t e m p o r a r y aca d e m i c proclamations of anti-colonialism, while admirable, are not the w h o l e story. T h e s e p r o c l a m a t i o n s m u s t b e s e e n as p o l i t i c a l m o v e s within t h e a c a d e m i c c o m m u n i t y . N e i t h e r Clifford n o r any o f t h e rest o f u s is w r i t i n g i n t h e late 1950s. H i s a u d i e n c e s a r e n e i t h e r c o l o n i a l officers n o r t h o s e w o r k i n g u n d e r t h e a e g i s o f c o l o n i a l p o w e r . O u r p o litical field is m o r e f a m i l i a r : t h e a c a d e m y i n t h e 1980s. H e n c e , t h o u g h n o t e x a c t l y f a l s e , s i t u a t i n g t h e crisis o f r e p r e s e n t a t i o n w i t h i n t h e c o n t e x t o f t h e r u p t u r e o f d e c o l o n i z a t i o n is, g i v e n t h e w a y it is h a n d l e d , 1 >asically b e s i d e t h e p o i n t . It is t r u e t o t h e e x t e n t t h a t a n t h r o p o l o g y is certainly reflective o f the c o u r s e o f larger world e v e n t s , a n d specifi er,. I would like to thank James Faubion for this point.
Representations Are Social Facts
253
cally o f c h a n g i n g historical r e l a t i o n s w i t h t h e g r o u p s it s t u d i e s . A s s e r t ing that n e w ethnographic writing e m e r g e d because of decoloniza tion, h o w e v e r , leaves o u t precisely those mediations that w o u l d m a k e historical s e n s e o f the present object o f study. O n e is l e d t o c o n s i d e r t h e politics o f i n t e r p r e t a t i o n i n t h e a c a d e m y today. A s k i n g w h e t h e r longer, dispersive, multi-authored texts w o u l d y i e l d t e n u r e m i g h t s e e m petty. B u t t h o s e a r e t h e d i m e n s i o n s o f p o w e r r e l a t i o n s t o w h i c h N i e t z s c h e e x h o r t e d u s to b e s c r u p u l o u s l y a t t e n t i v e . T h e r e can b e n o d o u b t o f the existence a n d influence o f this t y p e o f p o w e r relation in the p r o d u c t i o n o f texts. W e o w e t h e s e less g l a m o r o u s , if m o r e i m m e d i a t e l y constraining, conditions m o r e attention. T h e t a b o o a g a i n s t s p e c i f y i n g t h e m is m u c h g r e a t e r t h a n t h e s t r i c t u r e s against d e n o u n c i n g colonialism; an a n t h r o p o l o g y o f a n t h r o p o l o g y w o u l d i n c l u d e t h e m . J u s t as t h e r e w a s f o r m e r l y a d i s c u r s i v e k n o t p r e v e n t i n g d i s c u s s i o n o f e x a c t l y t h o s e fieldwork p r a c t i c e s t h a t d e fined t h e a u t h o r i t y o f t h e a n t h r o p o l o g i s t , w h i c h h a s n o w b e e n u n t i e d (Rabinow 1977), so, too, the micropractices of the a c a d e m y might well d o with s o m e scrutiny. A n o t h e r w a y o f p o s i n g this p r o b l e m is to r e f e r t o " c o r r i d o r talk." F o r m a n y y e a r s , a n t h r o p o l o g i s t s i n f o r m a l l y d i s c u s s e d fieldwork e x p e r i e n c e s a m o n g t h e m s e l v e s . G o s s i p a b o u t a n a n t h r o p o l o g i s t ' s field e x p e r i e n c e s w a s a n i m p o r t a n t c o m p o n e n t o f that p e r s o n ' s r e p u t a t i o n . B u t s u c h m a t t e r s w e r e n o t , u n t i l r e c e n t l y , w r i t t e n a b o u t "seriously." It r e m a i n s in t h e corridors a n d faculty clubs. B u t w h a t c a n n o t b e p u b licly d i s c u s s e d c a n n o t b e a n a l y z e d o r r e b u t t e d . T h o s e d o m a i n s t h a t c a n n o t b e a n a l y z e d or r e f u t e d , a n d yet are directly central to hierar c h y , s h o u l d n o t b e r e g a r d e d as i n n o c e n t o r i r r e l e v a n t . W e k n o w t h a t o n e o f t h e m o s t c o m m o n tactics o f a n elite g r o u p is t o r e f u s e t o d i s c u s s — t o l a b e l as v u l g a r o r u n i n t e r e s t i n g — i s s u e s t h a t a r e u n c o m f o r t a b l e f o r t h e m . W h e n c o r r i d o r talk a b o u t fieldwork b e c o m e s d i s c o u r s e , w e learn a g o o d deal. Moving the conditions of production o f anthro p o l o g i c a l k n o w l e d g e o u t o f t h e d o m a i n o f g o s s i p — w h e r e it r e m a i n s t h e p r o p e r t y o f t h o s e a r o u n d to hear i t — i n t o that o f k n o w l e d g e w o u l d b e a step in the right direction. M y w a g e r is t h a t l o o k i n g at t h e c o n d i t i o n s u n d e r w h i c h p e o p l e a r e hired, g i v e n t e n u r e , published, awarded grants, a n d feted w o u l d re pay the effort. H o w has the "deconstructionist" wave differed f r o m t h e o t h e r m a j o r t r e n d in the a c a d e m y in the past d e c a d e — f e m i n i s m ? H o w are careers m a d e now? H o w are careers destroyed now? W h a t 6
7
6. M a r t i n Finkelstein (1984) presents a valuable summary of some of these issues as seen in the social sciences. 7. These issues are being explored in an important doctoral thesis being written by Deborah Gordon at the University of California, Santa Cruz.
254
PAUL RABINOW
a r e t h e b o u n d a r i e s o f taste? W h o e s t a b l i s h e d a n d w h o e n f o r c e s t h e s e civilities? W h a t e v e r e l s e w e k n o w , w e c e r t a i n l y k n o w t h a t t h e m a t e r i a l c o n d i t i o n s u n d e r w h i c h t h e t e x t u a l m o v e m e n t h a s flourished m u s t i n c l u d e t h e u n i v e r s i t y , its m i c r o p o l i t i c s , its t r e n d s . W e k n o w t h a t this l e v e l o f p o w e r r e l a t i o n s e x i s t s , affects u s , i n f l u e n c e s o u r t h e m e s , f o r m s , c o n t e n t s , a u d i e n c e s . W e o w e t h e s e i s s u e s a t t e n t i o n — i f o n l y to e s t a b l i s h t h e i r r e l a t i v e w e i g h t . T h e n , as w i t h f i e l d w o r k , w e shall b e a b l e t o p r o c e e d to m o r e global issues.
Stop Making Sense: Dialogue and Identity M a r i l y n S t r a t h e r n , in a v e r y c h a l l e n g i n g p a p e r ( 1 9 8 4 ) , " D i s l o d g i n g a W o r l d V i e w : C h a l l e n g e a n d C o u n t e r - C h a l l e n g e in t h e R e l a tionship B e t w e e n Feminism and Anthropology," has taken an impor tant s t e p in situating the strategy o f recent textualist writing t h r o u g h a c o m p a r i s o n w i t h r e c e n t w o r k by a n t h r o p o l o g i c a l f e m i n i s t s . S t r a t h e r n m a k e s a distinction b e t w e e n feminist anthropology, an anthropologi cal s u b d i s c i p l i n e c o n t r i b u t i n g to t h e discipline's a d v a n c e m e n t , a n d a n a n t h r o p o l o g i c a l f e m i n i s m w h o s e a i m is to b u i l d a f e m i n i s t c o m m u n i t y , o n e w h o s e p r e m i s e s a n d goals differ from, and are o p p o s e d to, an t h r o p o l o g y . I n t h e latter e n t e r p r i s e , d i f f e r e n c e a n d c o n f l i c t — a s h i s torical c o n d i t i o n s o f i d e n t i t y a n d k n o w l e d g e — a r e t h e v a l o r i z e d t e r m s , not science and harmony. S t r a t h e r n reflects o n h e r a n n o y a n c e w h e n a s e n i o r m a l e c o l l e a g u e praised feminist a n t h r o p o l o g y for e n r i c h i n g the discipline. H e said: " L e t a t h o u s a n d flowers b l o o m . " S h e s a y s : " I n d e e d it is t r u e i n g e n e r a l that feminist critique has e n r i c h e d a n t h r o p o l o g y — o p e n e d u p n e w u n d e r s t a n d i n g s of ideology, the construction of symbolic systems, re s o u r c e m a n a g e m e n t , p r o p e r t y c o n c e p t s , a n d so o n . " A n t h r o p o l o g y , i n its r e l a t i v e o p e n n e s s a n d e c l e c t i c i s m , h a s i n t e g r a t e d t h e s e s c i e n t i f i c a d v a n c e s , at first r e l u c t a n t l y , n o w e a g e r l y . S t r a t h e r n , d r a w i n g o n K u h n ' s m u c h - u s e d p a r a d i g m c o n c e p t , p o i n t s o u t that this is h o w n o r m a l s c i e n c e w o r k s . Yet t h e "let a t h o u s a n d flowers b l o o m " t o l e r a n c e p r o d u c e d a s e n s e o f u n e a s e ; later, S t r a t h e r n r e a l i z e d t h a t h e r u n e a s e s t e m m e d f r o m a s e n s e that feminists s h o u l d be laboring in o t h e r fields, n o t a d d i n g flowers to a n t h r o p o l o g y ' s . Strathern distances h e r o w n practice f r o m the n o r m a l science m o d e l i n t w o w a y s . First, s h e c l a i m s t h a t social a n d n a t u r a l s c i e n c e a r e d i f f e r e n t : " n o t s i m p l y [ b e c a u s e ] w i t h i n a n y o n e d i s c i p l i n e o n e finds d i v e r s e ' s c h o o l s ' (also t r u e i n s c i e n c e ) b u t t h a t t h e i r p r e m i s e s a r e c o n s t r u c t e d c o m p e t i t i v e l y i n r e l a t i o n to o n e a n o t h e r . " S e c o n d , this c o m petition d o e s not turn o n epistemologica! issues alone, but ultimately
Representations Are Social Facts
255
o n p o l i t i c a l a n d e t h i c a l d i f f e r e n c e s . I n h i s essay, " W h a t M a k e s a n I n t e r p r e t a t i o n A c c e p t a b l e ? " (1980), S t a n l e y F i s h m a k e s a s i m i l a r p o i n t (albeit t o a d v a n c e a v e r y d i f f e r e n t a g e n d a ) . H e a r g u e s t h a t all s t a t e m e n t s a r e i n t e r p r e t a t i o n s , a n d t h a t all a p p e a l s t o t h e t e x t , o r t h e f a c t s , are t h e m s e l v e s based o n interpretations; these interpretations are c o m m u n i t y affairs a n d n o t s u b j e c t i v e (or i n d i v i d u a l ) o n e s — t h a t is, m e a n i n g s a r e c u l t u r a l o r socially available, t h e y a r e n o t i n v e n t e d e x n i h i l o b y a s i n g l e i n t e r p r e t e r . Finally, all i n t e r p r e t a t i o n s , m o s t e s p e cially t h o s e t h a t d e n y t h e i r status as i n t e r p r e t a t i o n s , a r e o n l y p o s s i b l e o n t h e b a s i s o f o t h e r i n t e r p r e t a t i o n s , w h o s e r u l e s t h e y affirm w h i l e a n n o u n c i n g their negation. Fish argues that w e never resolve d i s a g r e e m e n t s by an appeal to t h e facts o r t h e t e x t b e c a u s e "the facts e m e r g e o n l y i n t h e c o n t e x t o f s o m e p o i n t o f v i e w . It f o l l o w s , t h e n , t h a t d i s a g r e e m e n t s m u s t o c c u r b e t w e e n t h o s e w h o h o l d (or a r e h e l d by) d i f f e r e n t p o i n t s o f v i e w , a n d w h a t is at s t a k e i n a d i s a g r e e m e n t is t h e r i g h t to s p e c i f y w h a t t h e facts c a n h e r e a f t e r b e s a i d t o b e . D i s a g r e e m e n t s a r e n o t s e t t l e d b y t h e facts, b u t a r e t h e m e a n s b y w h i c h t h e facts a r e s e t t l e d " (338). S t r a t h e r n a d r o i t l y d e m o n s t r a t e s t h e s e p o i n t s in h e r c o n t r a s t o f a n t h r o p o l o g i c a l feminism and experimental anthropologists. T h e g u i d i n g value o f those interested in e x p e r i m e n t a l e t h n o g r a p h i c w r i t i n g , S t r a t h e r n a r g u e s , is d i a l o g i c : "the e f f o r t is to c r e a t e a r e l a t i o n w i t h t h e O t h e r — a s in t h e s e a r c h f o r a m e d i u m o f e x p r e s s i o n w h i c h will o f f e r m u t u a l i n t e r p r e t a t i o n , p e r h a p s v i s u a l i s e d as a c o m m o n t e x t , o r as s o m e t h i n g m o r e like a d i s c o u r s e . " F e m i n i s m , f o r S t r a t h e r n , p r o c e e d s f r o m t h e initial a n d u n a s s i m i l a b l e fact o f d o m i n a t i o n . T h e a t t e m p t t o i n c o r p o r a t e f e m i n i s t u n d e r s t a n d i n g s i n t o a n i m p r o v e d sci e n c e o f a n t h r o p o l o g y o r a n e w r h e t o r i c o f d i a l o g u e is t a k e n as a f u r t h e r act o f v i o l e n c e . F e m i n i s t a n t h r o p o l o g y is t r y i n g t o shift d i s c o u r s e , n o t i m p r o v e a p a r a d i g m : "that is, it alters t h e n a t u r e o f t h e a u d i e n c e , the r a n g e o f readership and the kinds o f interactions b e t w e e n author a n d r e a d e r , a n d a l t e r s t h e s u b j e c t m a t t e r o f c o n v e r s a t i o n i n t h e w a y it a l l o w s o t h e r s t o s p e a k — w h a t is t a l k e d a b o u t a n d w h o m o n e is t a l k i n g t o . " S t r a t h e r n is n o t s e e k i n g t o i n v e n t a n e w s y n t h e s i s , b u t to s t r e n g t h e n difference. T h e i r o n i e s h e r e a r e e x h i l a r a t i n g . E x p e r i m e n t a l i s t s ( a l m o s t all m a l e ) a r e n u r t u r i n g a n d o p t i m i s t i c , if j u s t a t o u c h s e n t i m e n t a l . C l i f f o r d c l a i m s t o b e w o r k i n g f r o m a c o m b i n a t i o n o f sixties i d e a l i s m a n d e i g h t i e s i r o n y . T e x t u a l r a d i c a l s s e e k to w o r k t o w a r d e s t a b l i s h i n g r e l a tionships, to demonstrate the importance of connection and o p e n ness, to a d v a n c e the possibilities o f sharing a n d m u t u a l u n d e r s t a n d i n g , w h i l e b e i n g f u z z y a b o u t p o w e r a n d t h e realities o f s o c i o e c o n o m i c c o n s t r a i n t s . S t r a t h e r n ' s a n t h r o p o l o g i c a l f e m i n i s t insists u p o n n o t l o s -
256
PAUL RABINOW
ing sight o f f u n d a m e n t a l differences, p o w e r relationships, hierarchi cal d o m i n a t i o n . S h e s e e k s to a r t i c u l a t e a c o m m u n a l i d e n t i t y o n t h e basis o f c o n f l i c t , s e p a r a t i o n , a n d a n t a g o n i s m : partially as a d e f e n s e against t h e threat o f e n c o m p a s s m e n t by a p a r a d i g m o f love, m u t u ality, a n d u n d e r s t a n d i n g i n w h i c h s h e s e e s o t h e r m o t i v e s a n d s t r u c t u r e s ; p a r t i a l l y as a d e v i c e t o p r e s e r v e m e a n i n g f u l d i f f e r e n c e p e r s e as a distinctive value. D i f f e r e n c e is p l a y e d o u t o n t w o l e v e l s : b e t w e e n f e m i n i s t s a n d a n t h r o p o l o g y a n d within the feminist c o m m u n i t y . Facing o u t w a r d , resis t a n c e a n d n o n a s s i m i l a t i o n a r e t h e h i g h e s t v a l u e s . W i t h i n this n e w i n t e r p r e t i v e c o m m u n i t y , h o w e v e r , t h e v i r t u e s of d i a l o g i c r e l a t i o n s h i p s have b e e n affirmed. Internally, feminists may disagree a n d c o m p e t e ; but t h e y d o s o i n r e l a t i o n t o o n e a n o t h e r . "It is p r e c i s e l y b e c a u s e f e m i n i s t t h e o r y d o e s n o t c o n s t i t u t e its p a s t as a 'text' t h a t it c a n n o t b e a d d e d o n o r s u p p l a n t a n t h r o p o l o g y i n a n y s i m p l e way. F o r if f e m i n i s t s always maintain a divide against the Other, a m o n g t h e m s e l v e s by c o n trast t h e y c r e a t e s o m e t h i n g i n d e e d m u c h c l o s e r t o d i s c o u r s e t h a n t o t e x t . A n d t h e c h a r a c t e r o f this d i s c o u r s e a p p r o a c h e s t h e ' i n t e r l o c u tionary c o m m o n product' for which the n e w e t h n o g r a p h y aims." W h i l e t r o p e s a r e a v a i l a b l e f o r all t o u s e , h o w t h e y a r e u s e d m a k e s all the difference.
Ethics and Modernity The emergence offactions within a once interdicted activity is a sure sign of its having achieved the. status of an orthodoxy. STANLEY FISH, "What Makes an Interpretation Acceptable?"
Recent discussions o n the m a k i n g o f e t h n o g r a p h i c texts have r e v e a l e d d i f f e r e n c e s a n d p o i n t s o f o p p o s i t i o n as w e l l as i m p o r t a n t a r e a s o f c o n s e n s u s . T o b o r r o w y e t a n o t h e r o f Geertz's p h r a s e s , w e c a n , a n d h a v e b e e n , v e x i n g e a c h o t h e r w i t h profit, t h e t o u c h s t o n e o f i n t e r p r e t i v e a d v a n c e . I n this last s e c t i o n , t h r o u g h t h e d e v i c e o f a s c h e m a t i c j u x t a p o s i t i o n of t h e t h r e e p o s i t i o n s p r e v i o u s l y o u t l i n e d , 1 shall p r o p o s e m y o w n . A l t h o u g h critical of d i m e n s i o n s o f e a c h o f t h e s e p o s i t i o n s , I c o n s i d e r t h e m to b e m e m b e r s , if n o t o f a n i n t e r p r e t i v e c o m m u n i t y , at least o f a n i n t e r p r e t i v e f e d e r a t i o n to w h i c h I b e l o n g . A n t h r o p o l o g i s t s , critics, f e m i n i s t s , a n d critical i n t e l l e c t u a l s a r e all c o n c e r n e d w i t h q u e s t i o n s o f t r u t h a n d its social l o c a t i o n ; i m a g i n a t i o n a n d f o r m a l p r o b l e m s of r e p r e s e n t a t i o n ; d o m i n a t i o n a n d r e s i s t a n c e ; the ethical subject a n d techniques for b e c o m i n g o n e . T h e s e topics are, h o w e v e r , i n t e r p r e t e d i n d i f f e r i n g f a s h i o n s ; d i f f e r e n t d a n g e r s a n d dif ferent possibilities are picked out; a n d différent hierarchies b e t w e e n these categories are d e f e n d e d .
Representations Are Social Facts
257
1. Interpretive Anthropologists. T r u t h a n d s c i e n c e c o n c e i v e d as interpretive practices are the c o m m a n d i n g terms. B o t h a n t h r o p o l o g i s t a n d n a t i v e a r e s e e n as e n g a g e d i n i n t e r p r e t i n g t h e m e a n i n g o f e v e r y d a y life. P r o b l e m s o f r e p r e s e n t a t i o n a r e c e n t r a l f o r b o t h , a n d a r e t h e loci o f c u l t u r a l i m a g i n a t i o n . R e p r e s e n t a t i o n s a r e n o t , h o w e v e r , s u i g e n e r i s ; t h e y s e r v e as m e a n s f o r m a k i n g s e n s e o f life w o r l d s ( w h i c h t h e y a r e i n s t r u m e n t a l in c o n s t r u c t i n g ) a n d c o n s e q u e n t l y t h e y d i f f e r in t h e i r f u n c t i o n s . T h e g o a l s o f t h e a n t h r o p o l o g i s t a n d t h e n a t i v e a r e distinct. T o take o n e e x a m p l e , s c i e n c e a n d r e l i g i o n d i f f e r as c u l t u r a l s y s t e m s in s t r a t e g y , e t h o s , a n d e n d s . T h e p o l i t i c a l a n d e t h i c a l p o s i t i o n s a r e i m p o r t a n t , if l a r g e l y i m plicit, a n c h o r s . Weber's t w i n i d e a l s o f s c i e n c e a n d p o l i t i c s as v o c a t i o n s w o u l d , if e m b o d i e d in a r e s e a r c h e r , y i e l d t h e e t h i c a l s u b j e c t f o r t h i s p o s i t i o n . C o n c e p t u a l l y , scientific s p e c i f i c a t i o n c o n c e r n i n g c u l t u r a l d i f f e r e n c e is at t h e h e a r t o f t h e p r o j e c t . T h e g r e a t e s t d a n g e r , s e e n f r o m t h e i n s i d e , is t h e c o n f u s i o n o f s c i e n c e a n d p o l i t i c s . T h e g r e a t e s t w e a k n e s s , s e e n f r o m t h e o u t s i d e , is t h e h i s t o r i c a l , p o litical, a n d e x p e r i e n t i a l c o r d o n s a n i t a i r e d r a w n a r o u n d i n t e r pretive science. 2. Critics. T h e g u i d i n g p r i n c i p l e is f o r m a l . T h e t e x t is pri mary. Attentiveness to the tropes a n d rhetorical devices t h r o u g h w h i c h a u t h o r i t y is c o n s t r u c t e d a l l o w s t h e i n t r o d u c t i o n o f t h e m e s o f d o m i n a t i o n , e x c l u s i o n , a n d i n e q u a l i t y as s u b j e c t m a t t e r . B u t t h e y a r e o n l y m a t e r i a l . T h e y a r e g i v e n f o r m by t h e c r i t i c / w r i t e r , b e s h e a n t h r o p o l o g i s t o r n a t i v e : " O t h e r tribes, o t h e r S c r i b e s . " W e c h a n g e ourselves primarily t h r o u g h imaginative constructions. T h e k i n d of b e i n g s w e w a n t t o b e c o m e a r e o p e n , p e r m e a b l e o n e s , suspicious o f metanarratives; pluralizers. B u t authorial control s e e m s to blunt self-reflection a n d the dialogic impulse. T h e d a n g e r : t h e o b l i t e r a t i o n o f m e a n i n g f u l d i f f e r e n c e , Weber's m u s e u m i fication o f t h e w o r l d . T h e t r u t h t h a t e x p e r i e n c e a n d m e a n i n g a r e m e d i a t e d representationally can be o v e r - e x t e n d e d to equate e x p e rience a n d m e a n i n g with the formal d i m e n s i o n o f representation. 3. Political subjects. T h e g u i d i n g v a l u e is t h e c o n s t i t u t i o n of a c o m m u n i t y - b a s e d political subjectivity. A n t h r o p o l o g i c a l f e m i n i s t s w o r k a g a i n s t a n o t h e r cast as e s s e n t i a l l y d i f f e r e n t a n d v i o l e n t . W i t h i n t h e c o m m u n i t y t h e s e a r c h f o r trutfi, as well as social a n d e s t h e t i c e x p e r i m e n t a t i o n a r e g u i d e d by a d i a l o g i c d e s i r e . T h e fic t i v e o t h e r a l l o w s a p l u r a l i z i n g s e t of d i f f e r e n c e s t o a p p e a r . T h e risk is t h a t t h e s e e n a b l i n g fictions o f e s s e n t i a l d i f f e r e n c e m a y b e c o m e r e i f i e d , t h e r e b y r e d u p l i c a t i n g t h e o p p r e s s i v e social f o r m s t h e y w e r e m e a n t to u n d e r m i n e . S t r a t h e r n p u t s this p o i n t w e l l : " N o w if f e m i n i s m m o c k s t h e a n t h r o p o l o g i c a l p r e t e n s i o n o f c r e a t i n g a p r o d u c t in s o m e w a y s j o i n t l y a u t h o r e d t h e n a n t h r o p o l o g y
258
PAUL RABINOW
m o c k s t h e p r e t e n s i o n t h a t f e m i n i s t s c a n e v e r really a c h i e v e t h e separation they desire." 4. Critical, Cosmopolitan Intellectuals. I h a v e e m p h a s i z e d t h e d a n g e r s o f high interpretive science and the overly sovereign rep résenter, a n d a m e x c l u d e d f r o m direct participation in t h e femi nist d i a l o g u e . L e t m e p r o p o s e a critical c o s m o p o l i t a n i s m a s a f o u r t h figure. T h e e t h i c a l is t h e g u i d i n g v a l u e . T h i s is a n o p p o s i tional position, o n e suspicious o f sovereign powers, universal t r u t h s , o v e r l y r e l a t i v i z e d p r e c i o u s n e s s , local a u t h e n t i c i t y , m o r a l i s m s h i g h a n d low. U n d e r s t a n d i n g is its s e c o n d v a l u e , b u t a n u n d e r s t a n d i n g s u s p i c i o u s o f its o w n i m p e r i a l t e n d e n c i e s . It a t t e m p t s t o b e h i g h l y a t t e n t i v e t o ( a n d r e s p e c t f u l o f ) d i f f e r e n c e , b u t is a l s o wary o f t h e t e n d e n c y to essentialize difference. W h a t w e share as a c o n d i t i o n o f e x i s t e n c e , h e i g h t e n e d t o d a y b y o u r ability, a n d at t i m e s o u r e a g e r n e s s , t o o b l i t e r a t e o n e a n o t h e r , is a specificity o f historical e x p e r i e n c e a n d place, h o w e v e r c o m p l e x a n d contestable they might be, a n d a worldwide macro-interdependency encom p a s s i n g a n y local particularity. W h e t h e r w e like it o r n o t , w e a r e all i n this s i t u a t i o n . B o r r o w i n g a t e r m a p p l i e d d u r i n g d i f f e r e n t e p o c h s t o C h r i s t i a n s , aristocrats, m e r c h a n t s , J e w s , h o m o s e x u a l s , a n d i n t e l l e c t u a l s ( w h i l e c h a n g i n g its m e a n i n g ) , I call t h e a c c e p t a n c e o f this t w i n v a l o r i z a t i o n cosmopolitanism. L e t u s d e f i n e c o s m o p o l i t a n i s m as a n e t h o s o f m a c r o - i n t e r d e p e n d e n c i e s , w i t h a n acute consciousness (often forced u p o n people) o f the inescapabilities a n d p a r t i c u l a r i t i e s o f p l a c e s , c h a r a c t e r s , h i s t o r i c a l trajec t o r i e s , a n d f a t e s . A l t h o u g h w e a r e all c o s m o p o l i t a n s , Homo sapiens h a s d o n e r a t h e r p o o r l y i n i n t e r p r e t i n g this c o n d i t i o n . W e s e e m t o h a v e t r o u b l e w i t h t h e b a l a n c i n g act, p r e f e r r i n g t o reify l o c a l i d e n tities o r c o n s t r u c t u n i v e r s a l o n e s . W e live i n - b e t w e e n . T h e S o p h i s t s o f f e r a fictive figure f o r this slot: e m i n e n t l y G r e e k , y e t o f t e n e x c l u d e d f r o m citizenship in the various poleis; c o s m o p o l i t a n i n sider's o u t s i d e r s o f a p a r t i c u l a r historical a n d c u l t u r a l w o r l d ; n o t m e m b e r s o f a projected universal regime (under G o d , t h e i m p e r i u m , o r t h e laws o f r e a s o n ) ; d e v o t e e s o f r h e t o r i c a n d t h e r e b y fully a w a r e o f its a b u s e s ; c o n c e r n e d w i t h t h e e v e n t s o f t h e d a y , b u t buffered by ironic reserve.
T h e p r o b l e m a t i c r e l a t i o n s o f subjectivity, t r u t h , m o d e r n i t y , a n d r e p r e s e n t a t i o n s h a v e b e e n at t h e h e a r t o f m y o w n w o r k . F e e l i n g t h a t considerations o f power a n d representation were t o o localized in m y earlier w o r k o n Morocco, I have c h o s e n a research topic that e m p l o y s these categories m o r e broadly. B e i n g temperamentally m o r e comfort able in a n oppositional stance, I have c h o s e n to study a g r o u p o f elite
Representations Are Social Facts
259
F r e n c h a d m i n i s t r a t o r s , c o l o n i a l officials as well as social r e f o r m e r s , all c o n c e r n e d w i t h u r b a n p l a n n i n g i n t h e 1920s. B y " s t u d y i n g u p " I find m y s e l f i n a m o r e c o m f o r t a b l e p o s i t i o n t h a n I w o u l d b e w e r e I "giving voice" o n behalf o f dominated or marginal groups. I have c h o s e n a p o w e r f u l g r o u p o f m e n c o n c e r n e d w i t h i s s u e s o f politics a n d f o r m : n e i t h e r h e r o e s n o r villains, t h e y s e e m t o a f f o r d m e t h e n e c e s sary a n t h r o p o l o g i c a l d i s t a n c e , b e i n g s e p a r a t e e n o u g h t o p r e v e n t a n e a s y i d e n t i f i c a t i o n , y e t c l o s e e n o u g h t o a f f o r d a c h a r i t a b l e , i f critical, understanding. T h e discipline o f m o d e r n urbanism was p u t into practice in t h e F r e n c h colonies, particularly in M o r o c c o u n d e r G o v e r n o r - g e n e r a l H u b e r t Lyautey ( 1 9 1 2 - 2 5 ) . T h e colonial architect-planners a n d t h e c o l o n i a l g o v e r n m e n t a l officials w h o h i r e d t h e m c o n c e i v e d o f t h e c i t i e s w h e r e t h e y w o r k e d as social a n d e s t h e t i c l a b o r a t o r i e s . T h e s e s e t t i n g s o f f e r e d b o t h g r o u p s t h e o p p o r t u n i t y t o try o u t n e w , l a r g e - s c a l e p l a n n i n g c o n c e p t s a n d t o test t h e political e f f e c t i v e n e s s o f t h e s e p l a n s f o r a p p l i c a t i o n b o t h i n t h e c o l o n i e s a n d e v e n t u a l l y , t h e y h o p e d , at h o m e . S t u d i e s o f c o l o n i a l i s m h a v e u n t i l r e c e n t l y b e e n cast a l m o s t e x c l u s i v e l y i n t e r m s o f this d i a l e c t i c o f d o m i n a t i o n , e x p l o i t a t i o n , a n d r e s i s t a n c e . T h i s d i a l e c t i c is, a n d w a s , a n e s s e n t i a l o n e . B y itself, h o w e v e r , it n e g l e c t s a t least t w o m a j o r d i m e n s i o n s o f t h e c o l o n i a l s i t u a t i o n : its c u l t u r e a n d t h e p o l i t i c a l field i n w h i c h it w a s set. T h i s h a s l e d t o a n u m b e r o f surprising consequences; strangely e n o u g h the g r o u p in the colo n i e s w h o h a v e r e c e i v e d t h e l e a s t a t t e n t i o n i n historical a n d s o c i o l o g i c a l s t u d i e s a r e t h e c o l o n i s t s t h e m s e l v e s . F o r t u n a t e l y , this p i c t u r e is b e g i n n i n g t o c h a n g e ; t h e v a r i e d s y s t e m s o f social stratification a n d t h e c u l t u r a l c o m p l e x i t y o f c o l o n i a l l i f e — a s it v a r i e d f r o m p l a c e t o p l a c e at different historical p e r i o d s — i s b e g i n n i n g to b e u n d e r s t o o d . A s a m o r e c o m p l e x v i e w o f c o l o n i a l c u l t u r e is b e i n g a r t i c u l a t e d , I think w e also n e e d a m o r e c o m p l e x u n d e r s t a n d i n g o f p o w e r in t h e c o l o n i e s . T h e t w o a r e c o n n e c t e d . P o w e r is f r e q u e n t l y u n d e r s t o o d as force personified: t h e possession o f a single g r o u p — t h e colonialists. T h i s c o n c e p t i o n is i n a d e q u a t e f o r a n u m b e r o f r e a s o n s . First, t h e c o l o n i s t s t h e m s e l v e s w e r e h i g h l y f a c t i o n a l i z e d a n d stratified. S e c o n d , t h e s t a t e ( a n d p a r t i c u l a r l y t h e c o l o n i a l state) is s o m e t h i n g w e n e e d t o k n o w a great deal m o r e about. T h i r d , t h e view o f p o w e r that u n d e r s t a n d s it a s a t h i n g , o r a p o s s e s s i o n , o r e m a n a t i n g u n i d i r e c t i o n a l l y f r o m t h e t o p d o w n , or operating primarily t h r o u g h t h e application o f f o r c e h a s b e e n p u t s e r i o u s l y i n q u e s t i o n . W i t h less t h a n 20,000 t r o o p s , t h e F r e n c h , a f t e r all, r a n I n d o c h i n a i n t h e 1920s w i t h a d e g r e e o f c o n trol t h a t t h e A m e r i c a n s w i t h 500,000 s o m e fifty y e a r s later n e v e r a p p r o a c h e d . P o w e r e n t a i l s m o r e t h a n a r m s , a l t h o u g h it c e r t a i n l y d o e s not exclude them.
26o
PAUL RABINOW
T h e w o r k o f M i c h e l F o u c a u l t o n p o w e r r e l a t i o n s p r o v i d e s us w i t h s o m e h e l p f u l analytic tools. Foucault distinguishes b e t w e e n exploita tion, d o m i n a t i o n , a n d subjection ( 1 9 8 2 : 2 1 2 ) . H e a r g u e s that m o s t analyses o f p o w e r concentrate almost exclusively o n relations of d o m i nation a n d exploitation: w h o controls w h o m , and w h o extracts the fruits o f p r o d u c t i o n f r o m the producers. T h e third t e r m , subjection, f o c u s e s o n t h a t a s p e c t o f a field o f p o w e r f a r t h e s t r e m o v e d f r o m t h e d i r e c t a p p l i c a t i o n o f f o r c e . T h a t d i m e n s i o n o f p o w e r r e l a t i o n s is w h e r e t h e i d e n t i t y o f i n d i v i d u a l s a n d g r o u p s is at s t a k e , a n d w h e r e o r d e r i n its b r o a d e s t m e a n i n g is t a k i n g f o r m . T h i s is t h e r e a l m in w h i c h c u l t u r e a n d p o w e r a r e m o s t c l o s e l y i n t e r t w i n e d . F o u c a u l t s o m e t i m e s calls t h e s e r e l a t i o n s " g o v e r n m e n t a l i t y , " a n d t h e t e r m is a h e l p f u l o n e . Following Foucault, Jacques D o n z e l o t has a r g u e d that d u r i n g the l a t e r p a r t o f t h e n i n e t e e n t h c e n t u r y , a n e w r e l a t i o n a l field o f g r e a t h i s torical i m p o r t w a s b e i n g c o n s t r u c t e d : D o n z e l o t ( 1 9 7 9 ) calls it t h e " s o cial." S p e c i f i c a r e a s , f r e q u e n t l y t a k e n t o b e o u t s i d e o f politics, s u c h as h y g i e n e , family structure, a n d sexuality, were b e i n g m a d e into targets f o r s t a t e i n t e r v e n t i o n . T h e social b e c a m e a d e m a r c a t e d a n d o b j e c t i f i e d s e t o f p r a c t i c e s partially c o n s t r u c t e d by, a n d partially u n d e r s t o o d t h r o u g h , t h e e m e r g i n g m e t h o d s a n d i n s t i t u t i o n s o f t h e n e w s o c i a l sci e n c e d i s c i p l i n e s . T h e "social" w a s a p r i v i l e g e d l o c u s f o r e x p e r i m e n t a t i o n w i t h n e w f o r m s o f political rationality. Lyautey's highly sophisticated view of colonization t u r n e d o n the n e e d t o b r i n g s o c i a l g r o u p s i n t o a d i f f e r e n t field o f p o w e r r e l a t i o n s t h a n h a d p r e v i o u s l y e x i s t e d i n t h e c o l o n i e s . I n h i s v i e w , this c o u l d o n l y b e a c h i e v e d t h r o u g h l a r g e - s c a l e social p l a n n i n g , in w h i c h city p l a n n i n g p l a y e d a c e n t r a l r o l e . A s h e said in a e u l o g y f o r h i s c h i e f p l a n n e r , H e n r i P r o s t : " T h e art a n d s c i e n c e o f u r b a n i s m , s o f l o u r i s h i n g d u r i n g t h e classical a g e , s e e m s t o h a v e s u f f e r e d a total e c l i p s e s i n c e t h e S e c o n d E m p i r e . U r b a n i s m , t h e art a n d s c i e n c e o f d e v e l o p i n g h u m a n a g g l o m e r a t i o n s , is c o m i n g b a c k t o life u n d e r Prost's h a n d . P r o s t is t h e g u a r d i a n , i n this m e c h a n i c a l a g e , o f ' h u m a n i s m . ' P r o s t w o r k e d n o t o n l y o n t h i n g s , b u t o n m e n , d i f f e r e n t t y p e s o f m e n , t o w h o m la Cité o w e s s o m e t h i n g m o r e than roads, canals, sewers a n d a transport sys t e m " ( M a r r a s t , e d . i 9 6 0 : 1 1 9 ) . For L y a u t e y a n d h i s a r c h i t e c t s , t h e n , t h e n e w h u m a n i s m a p p l i e d itself a p p r o p r i a t e l y n o t o n l y t o t h i n g s , b u t t o m e n , a n d n o t o n l y to m e n i n g e n e r a l — t h i s w a s n o t L e C o r b u s i e r ' s h u m a n i s m — b u t t o m e n i n d i f f e r e n t c u l t u r a l a n d social c i r c u m s t a n c e s . T h e p r o b l e m w a s t o a c c o m m o d a t e this d i v e r s i t y . F o r t h e s e a r c h i t e c t s , p l a n n e r s , a n d a d m i n i s t r a t o r s , t h e task c o n f r o n t i n g t h e m w a s h o w t o c o n c e i v e o f a n d p r o d u c e a n e w social ordonnance. T h i s is t h e r e a s o n w h y t h e cities o f M o r o c c o w e r e o f s u c h i m p o r tance in Lyautey's eyes. T h e y s e e m e d to offer h o p e , a way to avoid t h e
Representations Are Social Facts
261
i m p a s s e s b o t h o f F r a n c e a n d o f A l g e r i a . Lyautey's f a m o u s d i c t u m "A chantier [ c o n s t r u c t i o n site] is w o r t h a b a t t a l i o n " w a s m e a n t literally. Lyautey f e a r e d that if t h e French w e r e allowed to c o n t i n u e to practice p o l i t i c s as u s u a l , t h e r e s u l t s w o u l d c o n t i n u e to b e c a t a s t r o p h i c . A d i r e c t l y p o l i t i c a l s o l u t i o n , h o w e v e r , w a s n o t at h a n d . W h a t w a s u r g e n t l y r e q u i r e d w a s a n e w scientific a n d s t r a t e g i c social art; o n l y i n this w a y c o u l d p o l i t i c s b e s u b l a t e d — a n d p o w e r truly "ordonné." T h e s e m e n , like s o m a n y o t h e r s i n t h e t w e n t i e t h c e n t u r y , w e r e try i n g t o e s c a p e f r o m politics. T h i s d i d n o t m e a n , h o w e v e r , t h a t t h e y w e r e u n c o n c e r n e d w i t h p o w e r r e l a t i o n s h i p s . Far f r o m it. T h e i r g o a l , a k i n d o f technocratic self-colonization, was to d e v e l o p a n e w f o r m o f p o w e r r e l a t i o n s w h e r e " h e a l t h y " social, e c o n o m i c , a n d c u l t u r a l r e l a t i o n s c o u l d u n f o l d . I n t e g r a l i n this s c h e m e w a s t h e n e e d to i n v e n t a n e w g o v e r n m e n t a l i t y t h r o u g h w h i c h t h e (to t h e m ) fatally d e c a d e n t a n d individualistic tendencies o f the French could be reshaped. T h e y constructed a n d articulated both n e w representations o f a m o d e r n or d e r a n d t e c h n o l o g i e s f o r its i m p l e m e n t a t i o n . T h e s e r e p r e s e n t a t i o n s a r e m o d e r n social facts. T h i s p a p e r has outlined s o m e o f the elements o f the discourses a n d p r a c t i c e s o f m o d e r n r e p r e s e n t a t i o n . T h e r e l a t i o n s h i p o f this a n a l y s i s t o political p r a c t i c e h a s b e e n o n l y g l a n c i n g l y t o u c h e d o n . W h a t , h o w , a n d w h o m i g h t b e r e p r e s e n t e d by t h o s e h o l d i n g a s i m i l a r view o f t h i n g s e s c a p e s f r o m o u r m o r e standard categories o f social actors a n d political rhetoric. I n closing, I simply m a r k t h e space. F o u c a u l t , r e s p o n d i n g t o t h e c h a r g e t h a t by r e f u s i n g t o affiliate h i m s e l f w i t h a n a l r e a d y i d e n t i f i e d a n d politically l o c a t a b l e g r o u p h e f o r f e i t e d a n y c l a i m s t o r e p r e s e n t a n y b o d y o r a n y v a l u e s , a n s w e r e d : "Rorty points o u t that in these analyses I d o not appeal to any 'we'—to any o f t h o s e 'we's' w h o s e c o n s e n s u s , w h o s e v a l u e s , w h o s e t r a d i t i o n s c o n s t i t u t e t h e f r a m e w o r k f o r a t h o u g h t a n d d e h n e t h e c o n d i t i o n s i n w h i c h it c a n b e v a l i d a t e d . B u t t h e p r o b l e m is, p r e c i s e l y t o d e c i d e if it is a c t u a l l y s u i t a b l e t o p l a c e o n e s e l f w i t h i n a 'we' i n o r d e r to a s s e r t t h e p r i n c i p l e s o n e r e c o g n i z e s a n d t h e v a l u e s o n e a c c e p t s ; o r if it is n o t , r a t h e r , n e c e s s a r y t o m a k e t h e f u t u r e f o r m a t i o n o f a 'we' p o s s i b l e " ( 1 9 8 4 : 3 8 5 ) .
I would like to thank Talal Asad, James Faubion, Stephen Foster, Michael Rogin, Marilyn Strathern, and the participants in the Santa Fe seminar. T h e usual disclaimers apply. Paragraphs of this article have appeared elsewhere.
Afterword
G E O R G E E. M A R C U S
Afterword: Ethnographic Writing and Anthropological Careers If you want to understand what a science is, you should look in the first instance not at its theories or its findings, and certainly not at what its apologists say about it; you should look at what the practitioners of it do. C L I F F O R D G E E R T Z , The Interpretation of Cultures
T h e task o f t h e S a n t a Fe s e m i n a r f r o m w h i c h t h e s e e s s a y s e m e r g e d w a s t o i n t r o d u c e a literary c o n s c i o u s n e s s t o e t h n o g r a p h i c practice by s h o w i n g various ways in w h i c h e t h n o g r a p h i e s can be read a n d w r i t t e n . W h a t w e h a v e said a b o u t t h e e n t e r p r i s e o f r e p r e s e n t i n g society a n d culture w o u l d n o t b e n e w s in the c o m p l e x debates o f c o n t e m p o r a r y literary theory, o n e major thrust o f w h i c h has b e e n t o t r a n s f o r m l i t e r a r y criticism i n t o a m o r e e n c o m p a s s i n g c u l t u r a l criti cism. Fortunately, w e d i d not have to e n t e r too far into the thickets o f t h e s e o f t e n c o n v o l u t e d a n d technical debates to have a therapeutic effect o n anthropological practitioners of ethnography. T h e y are m o r e s e l f - c o n s c i o u s t h a n e v e r b e f o r e t h a t t h e y a r e w r i t e r s w h o , as m a t u r i n g professionals, routinely o u t g r o w the m o d e l s o f e t h n o g r a p h y by w h i c h they were inducted into anthropology. T h e q u e s t i o n f o r t h e a n t h r o p o l o g i s t is, t h e n , h o w c o n s e q u e n t i a l t h i s l i t e r a r y t h e r a p y s h o u l d b e — d o e s it m e r e l y a d d a n e w critical a p preciation o f e t h n o g r a p h y , which o n e can take or leave in r e a d i n g a n d w r i t i n g e t h n o g r a p h i c a c c o u n t s , o r d o e s it c l e a r t h e w a y f o r r e c o n c e p tualizing anthropological careers a n d valorizing innovations in strate g i e s f o r p r o j e c t s t h a t link fieldwork a n d w r i t i n g ? H i s t o r y , f o r e x a m p l e , has l o n g h a d an internal discourse (the specialty o f historiography) t h a t h a s v i e w e d its m e t h o d as w r i t i n g , a n d a n u m b e r o f r e c e n t w o r k s ( m o s t p r o m i n e n t l y , W h i t e 1973) h a v e s o u g h t t o g i v e t h i s d i s c o u r s e a d i s t i n c t l y l i t e r a r y cast, as w e h a v e t r i e d t o d o h e r e f o r a c o n s i d e r a t i o n o f e t h n o g r a p h y . H o w e v e r , t h e p o t e n t i a l l y radical i n f l u e n c e s u c h liter-
263
ary t h e r a p y m i g h t have had o n the practice o f historians has b e e n c o n t a i n e d w i t h i n t h e r e c o g n i t i o n o f "a n a r r a t i v e p e r s p e c t i v e " — o n e v a l i d w a y o f u n d e r s t a n d i n g historical w r i t i n g , b u t h a r d l y m o r e t h a n t h a t . T h e c o m i n g o f a literary c o n s c i o u s n e s s to e t h n o g r a p h y p r o m i s e s t o b e s o m e w h a t m o r e e v e n t f u l , n o t o n l y b e c a u s e t h e s a l i e n c e o f w r i t i n g as p r o f e s s i o n a l activity h a s n e v e r b e e n as m u c h o f a c o m m o n p l a c e i n a n t h r o p o l o g y as it h a s b e e n i n h i s t o r y , b u t a l s o b e c a u s e this arrival o c c u r s at a m o m e n t w h e n t h e l a r g e r t h e o r e t i c a l p r o j e c t o f t w e n t i e t h - c e n t u r y s o c i a l a n d c u l t u r a l a n t h r o p o l o g y is i n disarray, l e a v i n g d i s c i p l i n a r y d e bates to focus u p o n a n d problematize both the textual e x p r e s s i o n s o f k n o w l e d g e a n d the career process that generates t h e m . A n d in this l i t e r a r y t r e a t m e n t o f e t h n o g r a p h y m o r e is at s t a k e t h a n t h e m e r e d e mystification o f past d o m i n a n t c o n v e n t i o n s o f r e p r e s e n t a t i o n . R a t h e r , s u c h a critique legitimates e x p e r i m e n t a t i o n a n d a search for o p t i o n s i n r e s e a r c h a n d w r i t i n g activity, w h i c h w o u l d b e e q u a l to t h e c l a i m s a n d a m b i t i o n s o f t h e i n f l u e n t i a l i n t e r p r e t i v e styles o f a n a l y s i s in c o n temporary anthropological thought. M y i n t e n t i o n is t h u s t o v i e w , h o w e v e r s c h e m a t i c a l l y , t h e m a j o r c o n c e r n o f t h e s e m i n a r w i t h e t h n o g r a p h i c w r i t i n g i n t h e typical c a r e e r c o n t e x t o f c o n t e m p o r a r y a n t h r o p o l o g i s t s . A full a n a l y s i s i n this v e i n w o u l d r e l a t e t h e i s s u e s r a i s e d i n t h e s e m i n a r p a p e r s to a d e t a i l e d e t h nographic consideration of the professional culture of anthropology itself, w h i c h Paul R a b i n o w h a s c a l l e d f o r . M o s t o f the anthropologists in the s e m i n a r p r e s e n t e d t h e m s e l v e s as r e a d e r s o f e t h n o g r a p h y , a n d m a i n l y o f i n f l u e n t i a l classics r a t h e r t h a n o f c u r r e n t , less e s t a b l i s h e d , a n d s e l f - c o n s c i o u s l y e x p e r i m e n t a l w o r k s . W h a t this p e r s o n a as r e a d e r s o b s c u r e d w a s t h e fact t h a t t h e y , l i k e all p r o f e s s i o n a l s o c i o c u l t u r a l a n t h r o p o l o g i s t s , w e r e e q u a l l y , i f n o t p r i m a r i l y , w r i t e r s o f e t h n o g r a p h y , a n d a c c o m p l i s h e d o n e s at that. A l l the a n t h r o p o l o g i s t participants in the s e m i n a r h a d p u b l i s h e d e t h n o g r a p h i c works b e y o n d a dissertation, a n d w e r e i n v o l v e d in writing projects quite different f r o m t h e w o r k that h a d l a u n c h e d their p r o f e s s i o n a l c a r e e r s . A n s w e r s to m y c a s u a l q u e s t i o n " W h a t a r e y o u w o r k i n g o n now?" in conversations between seminar sessions revealed a re m a r k a b l e d i v e r s i t y o f p r o j e c t s , all e v o l v i n g i n o n e w a y o r a n o t h e r f r o m t h e i n t e l l e c t u a l l e s s o n s e a c h p a r t i c i p a n t h a d d e r i v e d f r o m h i s initial e x p e r i e n c e o f e t h n o g r a p h i c w r i t i n g as i m p o s e d p r o f e s s i o n a l t r a i n i n g . I c a m e t o s e e t h e p a p e r s t h a t w e r e p r e s e n t e d a n d d i s c u s s e d as r e flections o f their authors' behind-the-scenes evolutions from, a n d re a c t i o n s t o , t h e i r i n i t i a t o r y e x p e r i e n c e s as e t h n o g r a p h i c w r i t e r s . It is t h u s i m p o r t a n t to u n d e r s t a n d t h a t t h e e x p l i c i t c o n c e r n s o f t h e s e m i nar's p a p e r s w i t h r e a d i n g p a s t a n d p r e s e n t e t h n o g r a p h i e s in t e r m s o f t h e i r r h e t o r i c a l d e v i c e s a n d literary c o n s t r u c t i o n d o n o t a r i s e p r i -
264
GEORGE E. MARCUS
marily either f r o m the stimulation o f post-structuralist literary t h e o rists, o r f r o m a d e s i r e t o a s s u m e t h e r o l e o f critic a s d i s t i n c t f r o m writer in t h e g e n r e criticized (although a central claim in c o n t e m p o rary literary theory, e x p r e s s e d by Geoffrey H a r t m a n [1980], a m o n g o t h e r s , is t h a t critical d i s c o u r s e h a s a c h i e v e d , o r s h o u l d a s p i r e t o , t h e s t a t u s o f t h e l i t e r a t u r e t h a t is t h e o b j e c t o f c r i t i c i s m ) . R a t h e r , t h e i m p e t u s f o r t h e s e m i n a r ' s r e a d i n g s o f e t h n o g r a p h y i n a literary m o d e d e r i v e s m o s t s t r o n g l y f r o m t h e p r e d i c a m e n t s o f t h e p a r t i c i p a n t s as a c t i v e r e s e a r c h e r s a n d writers, trained in the anthropological tradition o f e t h n o g r a p h i c p r a c t i c e a n d a c u t e l y a w a r e o f t h e c r i t i q u e s o f its c o n v e n t i o n s t h a t h a v e b e e n d e v e l o p i n g s i n c e t h e 1960s. R e m o v i n g t h e c o n strictions o n the ways o f r e a d i n g past e t h n o g r a p h y , and thus e x p o s i n g f o r g o t t e n o r u n n o t i c e d p o s s i b i l i t i e s i n it, is a n e c e s s a r y a n d n a t u r a l concomitant to the present experimental m o m e n t , which e n c o u r a g e s a d i v e r s i t y o f s t r a t e g i e s a n d i n f l u e n c e s in t h e w r i t i n g p r o j e c t s o f b o t h o l d e r a n d y o u n g e r a n t h r o p o l o g i s t s (see M a r c u s a n d F i s c h e r 1 9 8 6 ) . T h o u g h s o m e o f m y m o s t valuable insights thus c a m e in effect f r o m t h e talk b e t w e e n s e s s i o n s , I d o n o t i n t e n d f u r t h e r t o r e v e a l this m a s k e d side o f t h e s e m i n a r by m a t c h i n g participants' c u r r e n t writing p r o j e c t s , as I u n d e r s t a n d t h e m , a g a i n s t w h a t t h e y h a v e h a d to say as critical r e a d e r s o f e t h n o g r a p h y . I n s t e a d , I w a n t to s u g g e s t h o w t h e c u r r e n t t r e n d o f s e l f - c o n s c i o u s e x p e r i m e n t a t i o n a n d d i v e r s i t y o f writ i n g p r o j e c t s in a n t h r o p o l o g y m i g h t d e r i v e f r o m t h e c o n s t i t u t i o n a l e x p e r i e n c e o f p r o d u c i n g a n e t h n o g r a p h i c a c c o u n t in t h e c o u r s e o f o b taining professional credentials. Regardless of whether anthropologists ever publish m o n o g r a p h s — a n d m a n y never d o — m o s t careers begin with an e t h n o g r a p h i c re s e a r c h p r o c e s s t h a t in all its p h a s e s i n v o l v e s d e s c r i p t i v e - i n t e r p r e t i v e writing a n d the applications of techniques for the representation o f s o c i a l a n d c u l t u r a l life. A l t h o u g h t h e initial e t h n o g r a p h i c e x p e r i e n c e s e r v e s i n a c c u r a t e l y as t h e a c t u a l m o d e l o f p r o f e s s i o n a l c r a f t p r e s u m a b l y t o b e r e p e a t e d t h r o u g h o u t a c a r e e r , it d o e s s h a p e t h e c o g n i t i v e terms in which anthropologists think and speak about their research p r o j e c t s . T h e s e a r e s e g m e n t e d p r i m a r i l y as p e r i o d s o f fieldwork e n c o m p a s s e d as e t h n o g r a p h i c w r i t i n g p r o j e c t s . T h e i m a g e o r c o n c e p t o f w o r k t o w a r d "an e t h n o g r a p h y " is v e r y s t r o n g i n d e e d in t h e w a y a n thropologists think about a n d discuss their career projects, h o w e v e r c a r e e r s o f w r i t i n g a r e i n fact p l a y e d o u t . T e x t u a l i z a t i o n is at t h e h e a r t o f t h e e t h n o g r a p h i c e n t e r p r i s e , b o t h in t h e field a n d i n u n i v e r s i t y s e t t i n g s . I n a n i m p o r t a n t s e n s e , fieldwork is s y n o n y m o u s w i t h t h e activity o f i n s c r i b i n g d i v e r s e c o n t e x t s o f o r a l d i s c o u r s e t h r o u g h field n o t e s a n d r e c o r d i n g s . U n l i k e h i s t o r i c a l r e s e a r c h (with the e x c e p t i o n o f oral history), e t h n o g r a p h y originates in
Afterword
265
o r a l i t y a n d o n l y m a k e s t h e t r a n s i t i o n t o w r i t i n g w i t h difficulty. M u c h o f t h e c r i t i q u e o f d o m i n a n t c o n v e n t i o n s o f e t h n o g r a p h i c r e a l i s m , as w e l l as a l t e r n a t i v e s t o t h e m , t h u s a r i s e s f r o m r e f l e c t i o n s o n t h e o r i g i n s o f a n t h r o p o l o g i c a l k n o w l e d g e i n this p r i m a r y p r o c e s s o f t e x t u a l i z a t i o n . T h e e t h n o g r a p h i c task as o n e o f i n s c r i p t i o n , s t r a t e g i e s o f r e p r e s e n t i n g d i a l o g u e in e t h n o g r a p h i c accounts, a n d objections to t h e n o tion o f r e p r e s e n t a t i o n itself w e r e issues that r e c u r r e d t h r o u g h o u t the s e m i n a r d i s c u s s i o n s , e s p e c i a l l y as t h e y w e r e f o r m u l a t e d i n t h e p a p e r s by Clifford and Tyler. T h e a n t h r o p o l o g i c a l d i s s e r t a t i o n , typically a s t r a i g h t f o r w a r d a n a lytical a n d d e s c r i p t i v e a c c o u n t f r o m fieldwork, is t h e e t h n o g r a p h y that m o s t anthropologists must write. Since the granting o f profes s i o n a l c r e d e n t i a l s h a s d e p e n d e d o n its e v a l u a t i o n , it h a s t e n d e d t o b e a c o n s e r v a t i v e e x e r c i s e . It is in t u r n i n g t h e d i s s e r t a t i o n i n t o a p u b l i s h e d m o n o g r a p h o r s e r i e s o f articles t h a t c a r e e r d i r e c t i o n s a r e d e t e r m i n e d o n a n u m b e r o f levels. For o n e thing, reputations a n d t e n u r e d e p e n d o n writing b e y o n d the dissertation. O n a m o r e personal level o f intel lectual d e v e l o p m e n t , the transformation o f the dissertation, a n d the t e x t u a l i z e d field m a t e r i a l s o n w h i c h it is b a s e d , i n t o o t h e r w r i t t e n v e r sions e m b o d i e s a reaction to the training m o d e l o f e t h n o g r a p h i c prac tice. I n t h i s t r a n s f o r m a t i o n , o n e is f r e e r to take risks a n d a l s o m o r e s u b j e c t t o i n t e r t e x t u a l i t y — t h a t is, w r i t i n g u n d e r t h e i n f l u e n c e of, a n d with t h e d e s i r e to influence, o t h e r writers. A m o n g recent g e n e r a t i o n s o f a n t h r o p o l o g i s t s , t h e n e w "classics," p a r t i c u l a r e t h n o g r a p h i e s t h a t c o m e t o b e r e c e i v e d as t o k e n s o f a n i d e a l i z e d i m a g e o f w h a t t h e p r a c tice o f a n t h r o p o l o g y s h o u l d exemplify, derive primarily f r o m writing in reaction to the initiatory training e x p e r i e n c e . A f f e c t e d b y t h e g e n e r a l i n t e l l e c t u a l m o o d o f t h e p e r i o d i n w h i c h it o c c u r s , t h e initial e x p e r i e n c e o f p r o d u c i n g a n a c c o u n t f o r p r o f e s sional qualification can be personally r e c o n f i r m e d , quietly m o d i f i e d , s t r e n u o u s l y c r i t i c i z e d , o r e v e n r e j e c t e d in t h e v a r i e d o u t c o m e s o f at t e m p t s to rewrite the conservative training m o d e l o f ethnography. T h e g e n e r a l m o o d n o w b e i n g r e f l e x i v e a n d self-critical, d i s s e r t a t i o n c o n v e n t i o n s a r e p e r h a p s less c o n s e r v a t i v e , b u t t h e l e g i t i m a t e a r r a y o f o p t i o n s in t h e p r o d u c t i o n o f p u b l i s h e d a c c o u n t s is a l s o m o r e e x t e n sive. P r o d u c i n g a n e t h n o g r a p h i c a c c o u n t f r o m fieldwork m a y still o c c u p y its s e m i n a l r o l e i n i n a u g u r a t i n g c a r e e r s a n d c r e a t i n g a c e r t a i n ideological community of shared experience a m o n g anthropologists, b u t it c a n n o l o n g e r b e s o easily u n d e r s t o o d s i m p l y as t h e d e f i n i t i v e m o d e l o f craft to be r e p e a t e d in a career o f research. In m a n y careers, t h e k i n d o f t e x t o n e p r o d u c e s , o r fails to p r o d u c e , f o l l o w i n g t h e d i s s e r t a t i o n is f o r m a t i v e o f t h e f u t u r e w r i t i n g p r o j e c t s o n e u n d e r t a k e s . O f t e n as n o t t h e s e d e p a r t i n i n t e r e s t i n g w a y s f r o m d i s s e r t a t i o n e t h -
266
GEORGE E. MARCUS
n o g r a p h y , especially in the textual uses m a d e of the corpus of
field
material. It h a s p r o b a b l y a l w a y s b e e n t h e c a s e that t h e initial e x p e r i e n c e o f e t h n o g r a p h i c writing has b e e n constitutional a n d e x p e r i m e n t a l in the context o f research careers, even a m o n g the pioneering exemplars o f m o d e r n e t h n o g r a p h i c p r a c t i c e , s u c h as M a l i n o w s k i , E v a n s - P r i t c h a r d , a n d Firth, a n d certainly for succeeding generations o f a n t h r o p o l o g i s t s w h o h a v e c o n t i n u e d t o r e g a r d c e r t a i n o f t h e f o r m e r ' s t e x t s canonically. H o w e v e r , the e t h n o g r a p h y forged from a post-dissertation a t t e m p t t o r e w r i t e m a t e r i a l by p u t t i n g a m o r e p e r s o n a l s t a m p o n it is in m a n y careers a one-of-a-kind p h e n o m e n o n rather than a standard p r o d u c t . S o m e d i s t i n g u i s h e d c a r e e r s h a v e b e e n m a d e by t h e c o n t i n u a l r e w r i t i n g o f o r i g i n a l field m a t e r i a l s , a n d it is a c o m m o n o b s e r v a t i o n t h a t w h e n a n t h r o p o l o g i s t s start a s e c o n d p r o j e c t a n d t h u s b e g i n a n e w , t h e y a r e r a r e l y a b l e to a c h i e v e t h e f r e s h n e s s a n d i n t e n s i t y o f t h e p r o j ects that i n a u g u r a t e d their careers. O f t e n , the m o s t interesting writers in a n t h r o p o l o g y are those w h o , while c o n t i n u i n g to invoke e t h n o g r a p h i c a u t h o r i t y a n d to w o r k t h r o u g h e t h n o g r a p h i c d e t a i l i n t h e i r w r i t i n g , n e v e r try t o r e p r o d u c e t h e k i n d o f t e x t t h a t t h e y w r o t e i n r e s p o n s e to training, but rather attempt to e x p l o r e lessons g a i n e d f r o m that e x p e r i e n c e , w h i c h requires different f o r m s a n d styles o f exposition. A c e r t a i n i m a g e o f t h e e t h n o g r a p h y is p o w e r f u l l y i n c u l c a t e d b y i n i t i a t o r y r e s e a r c h t r a i n i n g a n d a r t i c u l a t e d i n a p r o f e s s i o n a l socializ i n g d i s c o u r s e t h a t s p e a k s a r o u n d its s u b j e c t r a t h e r t h a n t o it ( y o u o n l y k n o w a g o o d ethnography w h e n you read one, despite the widespread s e n s e t h a t t h e r e are s t a n d a r d s ) . C o n s e q u e n t l y , t h e a c t u a l d i v e r s i t y a n d p a t t e r n i n g o f a n t h r o p o l o g i c a l c a r e e r s as t o t h e i r t e x t u a l p r o d u c t s h a v e b e e n o b s c u r e d a n d largely u n e x a m i n e d . T h e work o f the seminar was t o u n f i x , b y l i t e r a r y t h e r a p y , t h e n a r r o w f r a m e s in w h i c h e t h n o g r a p h i e s h a v e typically b e e n r e a d . T h i s h a s b e e n b y n o m e a n s a h e r m e t i c o r n a i v e e n t e r p r i s e , as s o m e m a y f e a r , s i n c e t h e c o n c e r n o f m u c h c o n t e m p o r a r y l i t e r a r y criticism is t o e x p o s e t h e h i s t o r i c a l a n d p o l i t i c a l c o n t e x t s o f writing—precisely the d i m e n s i o n s e t h n o g r a p h y o f an in t e r p r e t i v e b e n t h a s l o n g b e e n criticized f o r e l i d i n g o r s k i r t i n g . B u t , b e y o n d this critical f u n c t i o n , o u r q u e s t i o n i n g o f t h e p a r t i c u l a r m o d e s o f r e a l i s t d e s c r i p t i o n in c o n t e m p o r a r y a n t h r o p o l o g y c o n d i t i o n s t h e w r i t i n g s t r a t e g i e s o f a n t h r o p o l o g i s t s w h o c o n t i n u e t o l o o k p r i m a r i l y to t h e e t h n o g r a p h i c t r a d i t i o n for b o t h limits a n d possibilities. B y criti c i s m o f t h e t e r m s in w h i c h e t h n o g r a p h y h a s b e e n r e c e i v e d a n d b y a l t e r n a t i v e r e a d i n g s o f e x e m p l a r y w o r k s , w e h a v e t r i e d to e x p o s e p o s s i b i l i t i e s i n p a s t e t h n o g r a p h i c w r i t i n g t h a t m a k e it r e l e v a n t t o t h e c u r r e n t spirit o f e x p e r i m e n t a t i o n .
Bibliography
ADORNO, THEODOR
1977
Aesthetics and Politics. London: New Left Books.
A G A R , MICHAEL
1985
Independents Declared: The Dilemma of Independent Trucking. Washington, D.C.: Smithsonian Institution.
ALTER, ROBERT
1981 1982
The Art of Biblical Narrative. N e w York: Basic Books. "The Jew W h o Didn't Get Away: O n the Possibility o f an American Jewish Culture." Judaism 3 1 : 274—86.
ALURISTA [ALBERTO U RISTA]
ig76
Floricanlo en Aztlan. Los Angeles: UCLA Chicano Studies Center.
ANAYA, RUDOLFO
*975
Bless Me Ultima. Berkeley, Calif.: Tonatiuh International.
ANGELOU, MAYA
ig6g
I Know Why the Caged Bird Sings. New York: Random H o u s e .
ARIAS, RON 1
975
The Road to Tamazunchale. Reno, Nev.: West Coast Poetry Review.
ARLEN, MICHAEL l
915
Passage to Ararat. N e w York: Farrar, Straus and Giroux.
A S A D , TALAL
1980 1983a 1983b
"Ideology, Class, and the Origin of the Islamic State." Economy and Society 9 : 4 5 0 - 7 3 . "Anthropological Conceptions of Religion: Reflections o n Geertz." Man 18:237—59. "Notes on Body Pain and Truth in Medieval Christian Rit ual." Economy and Society 12 : 287 — 327.
-, ed. 1973
Anthropology and. the Colonial Encounter. L o n d o n : Ithaca Press.
ATKINSON, JANE
1982
"Anthropology," Signs 8: 236—58.
AVRUCH, KEVIN
1981
American Immigrants in Israel. Chicago: University of Chi cago Press.
Bibliography
268
Bibliography
269
BENJAMIN, WALTER BAHR, DONALD, J . GREGORIO, D . I. LOPEZ, AND A . ALVAREZ
1974
Piman Shamanism and Staying Sickness. Tucson, Ariz.: University o f Arizona Press.
BAKHTIN, MIKHAIL
1965 ig8i
Rabelais and His World. Cambridge, Mass.: M I T Press. "Discourse in the Novel." In The Dialogical Imagination, edited by Michael Holquist, 259—442. Austin, Tex.: University o f Texas Press.
BALANDIER, GEORGES
1955 1957
Sociologie actuelle de l'Afrique noire. Paris: Presses universitaires d e la France. L'Afrique ambiguë. Paris: Pion.
BARAKA, AMIRI
1984
The Autobiography of LeRoy Jones. N e w York: Freundlich.
BARNES, R . H .
1984
Travels in the Interior of Southern Africa in the Years 1797 and 1798. N e w York: Johnson Reprint Corp., 1968.
BARTHES, ROLAND
1977 1981 1984
Naven: A Survey of the Problems Suggested by a Composite Picture of a Cidture of a New Guinea Tribe Drawn From Three Points of View. Stanford, Calif. : Stanford University Press.
BAUDELAIRE, CHARLES
1846
"Salon d e 1846." In Oeuvres complètes, edited by Y. G . le Dantec and Claude Pichois, 605—80. Paris: Edition d e la Pléiade, 1954.
BAUMGARTEN, MURRAY
1982
City Scriptures: Modern Jewish Writing. Cambridge, Mass.: Harvard University Press.
BEATTIE, JOHN
1964
1966
Miroirs d'Encre. Paris: Le Seuil. "Some Paradoxes o f Description." Yale French Studies 27-596 l ;
1984
"The Other Modernists: Tradition and the Individual Talent in Armenian-American Literature." Ph.D. diss., University of California, Davis.
BENEDICT, RUTH
1934
"The Origins of Bucolic Representation: Disenchantment and Revision in Theocritus' Seventh Idyll." Classical Antiquity 3, no. 1 : 1—39.
BERNSTEIN, MICHAEL ANDRÉ
1983
1976 1983
"When the Carnival Turns Bitter: Preliminary Reflections u p o n the Abject Hero." Critical Inquiry 10, n o . 2 : 283 — 305.
Patterns of Cidture. New York: New American Library.
The Restructuring of Social and Political Theory. Philadelphia: University of Pennsylvania Press. Beyond Objectivism and Relativism: Science, Hermeneutics, and Practice. Philadelphia: University of Pennsylvania Press.
BERTAUX, DANIEL, AND ISABELLE BERTAUX-WIAME
"Artisanal Bakery in France: H o w it Lives and Why it Survives." In The Petite, Bourgeoisie: Comparative Studies of the Uneasy Stratum, edited by Frank Bechhofer and Brian Elliott, p p . 187—205. N e w York: St. Martin's Press.
BETTELHEIM, BRUNO
1983
Freud and Man's Soul. N e w York: Alfred A. Knopf.
BIALE, DAVID
1979
Gershom Scholem. Cambridge, Mass.: Harvard University Press.
BIOCCA, ETTORE
1969
Yanoama: The Narrative of a White Girl Kidnapped by Amazonian Indians. N e w York: E . P. Dutton.
BLOOM, HAROLD
!973 1975a 1975b 1982a 1982b
The Anxiety of Influence. N e w York: Oxford University Press. A Map of Misreading. N e w York: Oxford University Press. Kabbalah and Criticism. N e w York: Seabury. Agon: Towards a Theory of Revisionism. N e w York: Oxford University Press. The Breaking of the Vessels. Chicago: University o f Chicago Press.
B L U , KAREN
1980
BEDROSIAN, MARGARET
1982
Problèmes de linguistique générale. Paris: Gallimard.
BERGER, HARRY, JR.
Other Cultures. London: C o h e n and West.
BEAUJOUR, MICHEL
1980 ig81
BENVENISTE, EMILE
ig8i
Image Music Text. N e w York: Hill and Wang. Camera Lucida. N e w York: Hill and Wang. "Jeunes Chercheurs." In Le Bruissement de la langue, 97—103. Paris: Le Seuil.
BATESON, GREGORY
1936
1978
Illuminations. N e w York: Schocken. The Origin of German Tragic Drama. London: N e w Left Books. Reflections. Translated by E d m u n d Jephcott and edited by Peter Demetz. N e w York: Harcourt Press.
BERNSTEIN, RICHARD J.
Two Crows Denies It: A History of Controversy in Omaha Sociology. Lincoln, Nebr.: University o f Nebraska Press.
BARROW, JOHN
1801
1969 *977
The Lumbee Problem.. Cambridge: Cambridge University Press.
BOON, JAMES
1972
From Symbolism to Structuralism: Lévi-Strauss in a Literary Tradition. N e w York: Harper and Row.
270
Bibliography l
977
1982 1983
The Anthropological Romance of Bali, 1597— ^972. Cam bridge: Cambridge University Press. Other Tribes Other Scribes. Ithaca, N.Y.: Cornell University Press. "Folly, Bali, and Anthropology, or Satire Across Cultures." Proceedings of the American Ethnological Society, 156—77. A Voyage Round the World. Ridgewood, N.J.: Gregg Press, 1967.
BURTON, RICHARD F.
1868
1979 1984a 1984b
1968
1983
Outline of a Theory of Practice. Cambridge: Cambridge Uni versity Press. Algeria i960. N e w York: Cambridge University Press. Distinction. Cambridge, Mass.: Harvard University Press. Homo Academicus. Paris: Editions de Minuit. Return to Laughter. New York: Harper and Row.
1841
1867
Mandan Social and Ceremonial Organization. Chicago: Uni versity o f Chicago Press.
1984
"Novelist Alice Walker: Telling the Black Woman's Story." New York Times Magazine, January, 8, 1984, 25ft . 0
1974
BRIGGS, JEAN
ig7o
Never in Anger. Cambridge, Mass.: Harvard University Press.
1982 1965
1972
Maps and Dreams. N e w York: Pantheon. 1974a Manchila in the Promised Land. N e w York: Macmillan Co.
BROWN, NORMAN O .
ig6g
Hermes the Thief: The Evolution of a Myth. N e w York: Ran dom House.
1974b
BRUCE-NOVA, JUAN, ed.
ig8o 1982
Chicano Authors: Inquiry by Interview. Austin, Tex.: Univer sity o f Texas Press. Chicano Poetry. Austin, Tex.: University of Texas Press.
1985
1970
Text, Play, and Story: The Construction and Reconstruction of Self and Society. Washington, D . C . : American Ethnological Society. "Ethnography as Narrative." In The Anthropology of Experi ence, edited by Victor Turner and Edward M. Bruner. Forthcoming.
1972a
A Rhetoric of Motives. Berkeley and Los Angeles: University of California Press.
1981
1972b
1977
BURKE, KENNETH
196g
Yanomamo: The Fierce People. N e w York: Holt, Rinehart and Winston. Studying the Yanomamo. N e w York: Holt, Rinehart and Winston. "Auntie Pisa Lays Dying." In Asian American Authors, edited by Kai-yu H s u and Helen Palubinskas, 77 — 85. Boston: H o u g h t o n Mifflin Co. "Jackrabbit." In Yardbird Reader, vol. 3, edited by Frank Chin and Shawn Hsu Wong, 217—38. Berkeley, Calif.: Yardbird Publication Co. "The Chinese in Haifa." In Aiiieeeee! An Anthology of AsianAmerican Writers, edited by Frank Chin, J. P. Chan, Lawson Fusao Inada, and Shawn H s u Wong, 11 — 29. Washington, D.C.: Howard University Press.
CHIN, FRANK
BRUNER, EDWARD M., ed.
1984
Reflections of a Woman Anthropologist: No Hiding Place. N e w York: Academic Press.
C H A N , JEFFREY PAUL
BRODY, H U G H BROWN, CLAUDE
Letters and Notes on the Manners, Customs, and Conditions of the North American Indians. 2 vols. New York: Dover Publica tions, 1973. Citations from vol. 1. O-Kee-Pa: A Religious Ceremony and Other Customs of the Mandan. N e w Haven, Conn.: Yale University Press, 1967.
CHAGNON, NAPOLEON
1968
BRADLEY, DAVID
Interpreting the Indian: Twentieth Century Poets and the Native American. Albuquerque, N. Mex.: University of N e w Mex ico Press.
CESARA, MANDA
1982
BOWERS, ALFRED W.
1950
The Teachings of Don Juan. Berkeley and Los Angeles: Uni versity o f California Press.
CATLIN, GEORGE
BOWEN, ELENORE SMITH [PSEUD, OF LAURA BOHANNAN]
1954
The Lake Regions of Central Africa: A Picture of Exploration. N e w York: Horizon Press, 1961.
CASTANEDA, CARLOS
BOURDIEU, PIERRE
*977
271
CASTRO, MICHAEL
BOUGAINVILLE, LOUIS D E
1772
Bibliography
"Goong Hai Fot Choy." In 19 Necromancers from Now, edited by Ishmael Reed, 31—54. N e w York: Doubleday. "Confessions o f the Chinatown Cowboy." Bulletin of Con cerned Asian Scholars: 58 — 70. "Food for All His Dead." In Asian American Authors, edited by Kai-yu Hsu and H e l e n Palubinskas, 48—61. Boston: H o u g h t o n Mifflin Co. "Riding the Rails with Chickencoop Slim." Greenfield Re view 6, nos. 1 and 2 -.80—89. The Chickencoop Chinaman and The Year of the Dragon. Seattle: University of Washington Press.
2^2
Bibliography , a n d JEFFREY PAUL CHAN
1972
"Racist Love." In Seeing through Shuck, edited by Richard Kostelanetz, 6 5 - 7 9 . N e w York: Ballantine Books.
, JEFFREY PAUL CHAN, LAWSON FUSAO INADA, and SHAWN H S U
Bibliography COLERIDGE, SAMUEL TAYLOR
ig36
1974
Aiiieeeee! An Anthology of Asian-American Writers. Washing ton, D.C.: Howard University Press.
973
1977
CHODOROW, NANCY
1978
The Reproduction of Mothering. Berkeley and Los Angeles: University o f California Press.
CiSNEROS, SANDRA
1983
1
973
1980 1981 a
The House on Mango Street. Houston, Tex.: Arte Publico Press.
CLARK, TERRY
Prophets and Patrons: The French University and the Emergence of the Social Sciences. Cambridge, Mass.: Harvard University Press.
ig8ib
1981c
CLEAVER, ELDRIDGE
1968
Soul on Ice. N e w York: McGraw-Hill.
1985a
CLIFFORD, JAMES
197g 1980 ig8i 1982a 1982b
1983a 1983b
1985a
1985b
"Naming Names." Canto: Review of the Arts 3, no. 1:142-53. "Review Essay o f Edward Said's Orientalism." History and Theory i g , n o . 2:204—23. "On Ethnographic Surrealism." Comparative Studies in So ciety and History 23, n o . 4:539—64. Person and Myth: Maurice Leenhardt in the Melanesian World. Berkeley and Los Angeles: University of California Press. Review o f Nisa: The Life and Words of a !Kung Woman, by Marjorie Shostak. Times Literary Supplement, September 17, 1982. "On Ethnographic Authority." Representations 1, no. 2 :118—46. "Power and Dialogue in Ethnography: Marcel Griaule's In itiation." In Observers Observed: Essays on Ethnographic Fieldwork, edited by George W. Stocking, Jr., 121—56. Madison, Wis.: University of Wisconsin Press. "On Ethnographic Self-Fashioning: Conrad and Mali nowski." In Reconstructing Individualism. Stanford, Calif: Stanford University Press. Forthcoming. "Histories o f the Tribal and the Modern." Art in America, April 1985, 1 6 4 - 7 7 .
ig8i
The Hamadska: A Study in Moroccan Elhnopsychiatry. Berkeley and Los Angeles: University of California Press. "The Writing of Ethnography." Dialectical Anthropology 2:69-73. Tuhami: Portrait of a Moroccan. Chicago: University of Chi cago Press. Review o f Meaning and Order in Moroccan Society: Three Essays in Cultural Analysis, by C. Geertz, H. Geertz, and L. Rosen. Economic Development and Cultural Change 29:851-60. "The Self, T h e Third, and Desire." In Psychosocial Theories of the Self, edited by B. Lee, 179—206. N e w York and Lon d o n : Plenum. "Text, Transference, and fndexicality." Ethos 9, n o . 2:122-48. Waiting: The Whites of Sotith Africa. N e w York: R a n d o m House.
, and VIVIAN GARRISON
1977
Case Studies in Possession. N e w York: John Wiley and Sons.
CRICK, MALCOLM
1976
Explorations in Language and Meaning. L o n d o n : Malaby Press.
CULLER, JONATHAN
ig75
Structuralist Poetics. Ithaca, N.Y.: Cornell University Press.
DARNTON, ROBERT
1985
"Revolution sans Revolutionaries." New York Review of Books, January 3 1 , 1985, 21—28.
DAVIS, NATALIE
ig7g 1981
"Les Conteurs d e Montaillou." Annales: Economies, Sociétés, Civilisations, no. 1 : 6 i — 73. "The Possibilities o f the Past." Journal of Interdisciplinary History 12, no. 2 : 2 6 7 - 7 5 .
D E CERTEAU, MICHEL
1980 1983
"Writing vs. T i m e : History and Anthropology in the Works of Lafitau." Yale French Studies 5 9 : 37—64. "History: Ethics, Science, and Fiction." In Social Science as Moral Inquiry, edited by Norma H a h n , Robert Bellah, Paul Rabinow, and William Sullivan, 173 — 209. N e w York: Co lumbia University Press.
D E H O L M E S , REBECCA
C O H N , BERNARD
ig8o
Miscellaneous Criticism. Edited by T. M. Raysor. L o n d o n : Constable.
CRAPANZANO, VINCENT 1
WONG, eds.
275
"History and Anthropology: T h e State o f Play." Com parative Studies in Society and History 22 : ig8—221. "History and Anthropology: Towards a Rapprochement." Journal of Interdisciplinary History 12, no. 2 : 227 — 52.
1983
"Shabono: Scandal or Superb Social Science." American An thropologist 85, no. 3 : 6 6 4 - 6 7 .
274
Bibliography
D E LAURETIS, TERESA
1984
Alice Doesn't: Feminism, Semiotics, Cinema. Bloomington, Ind.: University of Indiana Press. Nietzsche and Philosophy. N e w York: Columbia University Press.
DELGADO, ABELARDO
ig82
275
DUVIGNAUD, JEAN
1970
Change at Shebika: Report from a North African Village. N e w York: Vintage Books. Le Langage perdu: Essai sur la différence anthropologique. Paris: Presses universitaires d e France.
1973
DELEUZE, GILLES
1962
Bibliography
"Stupid America." In Chicano Poetry, edited by Juan BruceNova, 30. Austin, Tex.: University o f Texas Press.
DWYER, KEVIN
1977
"The Dialogic of Anthropology." Dialectical Anthropology 2:143-51. Moroccan Dialogues. Baltimore: Johns Hopkins University Press.
1982
DELORIA, V I N E
ig6g
Custer Died for Your Sins. New York: Macmillan Co.
EAGLETON, TERRY
"The Rhetoric of Temporality." In Interpretation: Theory and Practice, edited by Charles Singleton, 1 7 3 - 2 0 9 . Baltimore: Johns Hopkins University Press. Allegories of Reading. N e w Haven, Conn.: Yale University Press.
EISENSTEIN, ELIZABETH I.
1983
D E M A N , PAUL
1969
ig79
1
1974
L'Ecriture et la différence. Paris: Editions du Seuil. Disseminations. Chicago: University of Chicago Press. Speech and Phenomena. Evanston, 111.: Northwestern University Press. Of Grammatology. Baltimore: Johns Hopkins University Press.
DIAMOND, STANLEY
1974
*979 ELLISON, RALPH
1952
In Search of the Primitive: A Critique of Civilization. N e w Brunswick, N.J.: E. P. Dutton. Shabono: A True Adventure in the Remote and Magical Heart of the South American Jmigle. N e w York: Laurel Books.
DONZELOT, JACQUES
1979
1950 1985
The Policing of Families. N e w York: Pantheon.
1940 1956 1976 ig8i
1982
Michel Foucault Beyond Structuralism and Hermeneutics. Chicago: University of Chicago Press.
DUCHET, MICHELE
ig7i
Anthropologie et histoire au siècle des lumières. Paris: Maspero.
1967
"Objections to Chomsky." London Review of Books, September 3—16, 1981, 5—6.
DUMONT, JEAN-PAUL
1976 1978
Under the Rainbow. Austin, Tex.: University of Texas Press. The Headman and I. Austin, Tex.: University of Texas Press.
DURANT, STEPHEN
197g
"The Nishan Shaman Complex in Cultural Contradiction." Signs 5 : 3 3 8 - 4 7 .
The Nuer. Oxford: Oxford University Press. Nuer Religion. Oxford: Clarendon Press. Witchcraft, Oracles, and Magic among the Azande. Oxford: Oxford University Press. A History of Anthropological Thought. L o n d o n : Faber a n d Faber. Introduction to O-Kee-Pa: A Religious Ceremony and Other Customs of the Mandan, by George Catlin. N e w Haven, Conn.: Yale University Press.
FABIAN, JOHANNES
1983
Time and the Other: How Anthropology Makes Its Object. N e w York: Columbia University Press.
FAHIM, HUSSEIN, ed.
1982
DUMMETT, M.
ig8i
Making it Crazy: An Ethnography of Psychiatric Clients in an American Community. Berkeley and Los Angeles: University of California Press.
EWERS, JOHN C .
Purity and Danger. London: Routledge & Kegan Paul.
DREYFUS, HUBERT, and PAUL RABINOW
Some Versions of Pastoral. Norfolk, Conn.: N e w Directions.
EVANS-PRITCHARD, EDWARD E .
DOUGLAS, MARY
1966
Invisible Man. N e w York: Random House.
ESTROFF, SUE E .
DONNER, FLORINDA
ig82
The Printing Press as an Agent of Change. Vol. 2. Cambridge: Cambridge University Press.
EMPSON, WILLIAM
DERRIDA, JACQUES
1967 1972 973
Literary Theory. Oxford: Oxford University Press.
Indigenous Anthropology in Non-Western Countries. D u r h a m , N . C . : Carolina Academic Press.
FAIRLEY, BARKER
1947
A Study of Goethe. Oxford: Clarendon Press.
FAVRET-SAADA, JEANNE
1980
Deadly Words: Witchcraft in the Bocage. London: Cambridge University Press.
, and JOSÉE CONTRERAS
1981
Corps pour corps: Enquête sur la sorcellerie dans le bocage. Paris: Gallimard.
Bibliography
276
'973 1976
Beyond Greed. N e w York: Viking Press.
FELD, STEVEN
1982
Sound and Sentiment: Birds, Weeping, Poetics, and Song.in Kaluli Expression. Philadelphia: University o f Pennsylvania Press.
1977
FERNANDEZ, JAMES
1974
1978a 1978b
"The Mission o f Metaphor in Expressive Culture." Current Anthropology 1 5 : 1 1 9 — 4 5 .
FINKELSTEIN, MARTIN J .
1984
ig8o
The American Academic Profession: A Synthesis of Social Scien tific Inquiry Since World War II. Columbus, Ohio: O h i o State University Press.
1982
FIRTH, RAYMOND
1936 1966 1 9 7et7 al.
We, the Tikopia. London: Allen and Unwin. "Twins, Birds and Vegetables." Man 1: 1 - 1 7 . "Anthropological Research in British Colonies: S o m e Per sonal Accounts." Anthropological Forum 4, no. 2.
1984
1980 1982a
1982b 1983
1984
"Interpretive Anthropology." Reviews in Anthropology 4:391-404. Iran: From Religious Dispute to Revolution. Cambridge, Mass.: Harvard University Press. From Interpretive to Critical Anthropologies. Trabalhos d e Ciencias Sociais, Serie Antropologia Social, no. 3 4 , Fundaçao Universidade de Brasilia. "Portrait o f a Mulla: T h e Autobiography of Aqa NaijafeQuchani." Persica 1 0 : 2 2 3 - 5 7 . "Imam Khomeini: Four Ways of Understanding." In Voices of Resurgent Islam, edited b y j . Esposito, 8 9 - 1 0 8 . N e w York: Oxford University Press. "Towards a Third World Politics: Seeing T h r o u g h Fiction and Film in the Iranian Culture Area." Knowledge and So ciety 5 : 1 7 1 — 2 4 1 .
1983
"What Makes an Interpretation Acceptable?" In Is There a Text in This Classi Cambridge, Mass.: Harvard University Press.
FLETCHER, ANGUS
1964
Allegory: The Theory of a Symbolic Mode. Ithaca, N.Y.: Cornell Univeristy Press.
FONTANIER, PIERRE
1977
Les Figures du discours. Paris: Flammarion.
FOSTER, GEORGE, et al., eds.
ig79
Margaret Mead and Samoa: The Making and Unmaking of an Anthropological Myth. Cambridge, Mass.: Harvard Univer sity Press.
FREUD, SIGMUND
1 9 1 1 — 13
The Interpretation of Dreams. 3 r d e d . N e w York: Macmillan Co.
FRYE, NORTHROP
1963 1971
Fables of Identity: Studies in Poetic Mythology. N e w York: Harcourt Brace Jovanovich. Anatomy of Criticism. Princeton, N.J.: Princeton University Press.
FUSSELL, PAUL
*975
The Great War and Modern Memory. Oxford: Oxford Uni versity Press.
GADAMER, HANS-GEORG
1 g6o
Truth and Method. N e w York: Seabury.
GALARZA,. ERNESTO
FISH, STANLEY
1980
The Order of Things. N e w York: Vintage Press. The Discourse on Language. In The Archaeology of Knowledge, 2 1 5 — 3 7 . N e w York: Harper and Row. "Fantasia o f the Library." In Language, Counter-Memory, Practice, edited by Donald Bouchard, 8 7 — 1 0 9 . Ithaca, N.Y. Cornell University Press. Discipline and Punish. N e w York: Pantheon Books. The History of Sexuality: Introduction. N e w York: Pantheon Books. "Truth and Power." In Power/Knowledge. N e w York: Pan theon Books. "The Subject and Power." In Hubert Dreyfus and Paul Rabinow, Michel Foucault Beyond Structuralism and Hermeneulics, 208—26. Chicago: University of Chicago Press. "Polemics, Politics, and Problemizations." In The Foucault Reader, edited by Paul Rabinow, 381 —90. N e w York: Pantheon.
FREEMAN, DEREK
FISCHER, MICHAEL M . J .
1977
2
FOUCAULT, MICHEL
FAY, STEPHEN
1982
Bibliography
Long-term Field Research in Social Anthropology. N e w York: Academic Press.
1971
Barrio Boy. Notre Dame, Ind.: University o f Notre D a m e Press.
GEERTZ, CLIFFORD J
973 1983a 1983b 1983c
The Interpretation of Cultures. N e w York: Basic Books. "Slide Show: Evans-Pritchard's African Transparencies." Raritan Review, Fall 1 9 8 3 , 62 — 80. Local Knowledge. N e w York: Basic Books. "Works and Lives: T h e Anthropologist as Author," Lec tures delivered at Stanford University, Spring 1 9 8 3 . Forth c o m i n g from Stanford University Press in revised and e x p a n d e d form.
278
Bibliography
GELLEY, ALEXANDER
1979
"The Represented World: Toward a Phenomenological T h e o r y of Description in the Novel." Journal of Aesthetics and Art Criticism 3 7 : 4 1 5 — 22.
279
HACKING, IAN
1982
"Language, Truth, and Reason." In Rationality and Relativism, edited by R. Hollis and S. Lukes, 185—203. Cambridge, Mass.: M I T Press. "Five Parables." In Philosophy in History, edited by Richard Rorty, J. B. Scheewind, and Quentin Skinner, 103 — 24. Cambridge: Cambridge University Press.
1984
GELLNER, ERNEST
ig59 1969 ig7o
Bibliography
Words and Things. London: Gollancz. Saints of the Atlas. London: Weidenfeld and Nicolson. "Concepts and Society." In Rationality, edited by B. R. Wilson, 1 8 - 4 9 . Oxford: Basil Blackwell.
HAMILTON, SIR WILLIAM
1863
"On the Philosophy of Commonsense." In The Philosophical Works of Thomas Reid, vol. 2, 186—312. Edinburgh: James T h i n , 1895.
GENETTE, GERARD
ig82
Figures of Literary Discourse. N e w York: Columbia University Press.
GIDDENS, ANTHONY
197g GLUCKMAN,
Central Problems in Social Theory. Berkeley and Los Angeles: University of California Press. "The State of Anthropology," Times Literary Supplement, 3, August, 1973, 905.
1982
"Is Naven Ludic? Paradox and the Communication of Identity." Social Analysis 1, no. 1: 177—g2.
HANDELMAN, SUSAN
Ualienische Reise. 2 vols. Frankfurt am Main: Insel Verlag. Tagebuch der Ualienische Reise: IJ86. Frankfurt am Main: Insel Verlag. Italian Journey: 1786-1788. Translated by W. H. A u d e n and Elizabeth Mayer. San Francisco: North Point Press.
HARAWAY, DONNA
"A Manifesto for Cyborgs: Science, Technology, and Socialist Feminism in the ig8os." Socialist Review 15, no. 2:65—108.
HARRIS, MARVIN
1968
The Rise of Anthropological Theory. N e w York: T h o m a s Crowell.
HARTMAN, GEOFFREY
GOLDEN, MARITA
1983
The Slayers of Moses: The Emergence of Rabbinic Interpretation in Modern Literary Criticism. Albany: S U N Y Press.
1985
GOETHE, J. W. VON
1976a 1976b
197g
ig82
MAX
ig73
HANDELMAN, DON
Migrations of the Heart. New York: Doubleday.
ig8o
Criticism in the Wilderness. New Haven, Conn.: Yale University Press.
GOODY, JACK x
977
The Domestication of the Savage Mind. Cambridge: Cambridge University Press. The Sin of the Book: Edmond Jabès. Lincoln, Neb.: University of Nebraska Press.
GREENBLATT, STEPHEN
1980
1980
Renaissance Self-Fashioning: From More to Shakespeare. Chicago: University of Chicago Press.
1983
On Women and Judaism. Philadelphia: Jewish Publication Society.
1982
"Conditions et limites de l'autobiographie." In Formen der Selbstdarstellung, edited by Günther Reichenkrom and Erich Haase. Berlin: Duncker and Humblot.
HABERMAS, JÜRGEN
1975 1983
1984
Legitimation Crisis. Boston: Beacon Press. "Modernity—An Incomplete Project." In The Anti-Aesthetic Essays on Postmodern Culture, edited by Hal Foster, 3—15. Port Townsend, Wash.: Bay Press. The Theory of Communicative Action. Boston: Beacon Press.
Rites and Witnesses. Houston, Tex.: Arte Publico Press.
HINTON, WILLIAM
1966
Fanshen: A Documentary of Revolution in a Chinese Village. N e w York: Alfred A. Knopf.
HOLLANDER, J.
1959
GUSDORF, GEORGES
1956
On Being a Jewish Feminist: A Reader. New York: Shocken.
H i N O j o s A , ROLANDO
GREENBURG, B L U
1981
Le Miroir d'Hérodote. Paris: Gallimard.
HESCHEL, SUSAN
GOULD, ERIC, ed.
1985
HARTOG, FRANÇOIS
"Versions, Interpretations, and Performances." In On Translation, edited by R. A. Brower, 205—31. Cambridge, Mass.: Harvard University Press.
HONIGMAN, JOHN J.
1976
"The Personal Approach in Cultural Anthropological Research." Current Anthropology 16:243—61.
HOOKS, BELL
ig8l
Ain't I a Woman? Boston: South End Press.
HULL, GLORIA; PATRICIA BELL SCOTT, and BARBARA SMITH, eds.
ig82
All the Women Are White, All the Men Are Black, but Some of
Bibliography
28o
Bibliography Parkin. London: International African Institute. Forthcoming.
Us Are Brave: Black Women's Studies. Old Westbury, Conn.: Feminist Press.
KAUFFMANN, ROBERT LANE
HYMES, DELL, e d .
1974
Reinventing Anthropology. N e w York: Vintage.
IRIGAKAY, LUCE
ig77
Prints and Visual Communication. Cambridge, Mass.: M I T Press. Paideia: The Ideals of Greek Culture. Translated by Gilbert Highet. Vol. l. 2 n d ed. N e w York: Oxford University Press.
JAMES, HENRY
1873
"A R o m a n Holiday." In Italian Hours, 136 — 54. N e w York: Grove Press, 1959.
JAMESON, FREDRIC
1980 1981 1983
1984a 1984b
"Marxism and Historicism." New Literary History, Spring 1980,41-73. The Political Unconscious: Narrative as a Socially Symbolic Act. Ithaca, N.Y.: Cornell University Press. "Postmodernism and Consumer Society." In The AntiAesthetic Essays on Postmodern Cidture, edited by Hal Foster, 111 — 25. Port Townsend, Wash.: Bay Press. "Postmodernism, or T h e Cultural Logic o f Late Capi talism." New Left Review 146:53 — 92. "Periodizing the 60s." In The Sixties Without Apology, edited by S. Sayers, A. Stephanson, S. Aronwitz, and F. Jameson, 178—215. Minneapolis, Minn.: University o f Minnesota Press.
1980
"Une Initiation au réel: À propos d e Segalen." Cahiers in ternationaux de la sociologie 66: 125—39. "Un Sacré college, ou les apprentis sorciers d e la so ciologie." Cahiers internationaux de la sociologie 6 8 : 5 — 32.
— , ed. 1985
"Le Texte ethnographique." Special issue of Etudes rurales, nos. 97—98. Contains essays by M. Leiris, P. Lejeune, P. Rabinow, J. Jamin, F. Zonabend, J. Clifford, J. Lindenfeld. "Archimedes and the Paradox of Feminist Criticism." Signs 6, no. 4:575—601.
1985 KERMODE, FRANK
1952
8
English Pastoral Poetry: From the Beginnings to Marvell. Lon d o n : Harrap.
K I M , ELAINE
1982
Asian-American Literature. Philadelphia: T e m p l e University Press.
KINGSLEY, MARY
1897 189g
Travels in West Africa. London: Macmillan & Co. West African Studies. London: Macmillan & Co.
KINGSTON, MAXINE HONG
1976 1980
The Warrior Woman: Memoirs of a Girlhood Among Ghosts. N e w York: Alfred A. Knopf. Chinamen. N e w York: Alfred A. Knopf.
KLUCKHOHN, CLYDE
1948
Introduction to Magic, Science, and Religion by Bronislaw Malinowski. Garden City, N.J.: Free Press.
KNORR-CETINA, KARIN
1981
The Manufacture of Knowledge. Oxford: Pergamon Press.
, and A. V. CICOUREL
Advances in Social Theory and Methodology: Toward an Integra tion of Micro- and Macro-Sociologies. Boston: Routledge & Kegan Paul.
, and MICHAEL MULKAY
1983
Science Observed: Perspectives on the Social Study of Science. Beverley Hills, Calif: Sage Publications.
KONNER, MELVIN
1982
1983
Film Review of "The Bostonians," The New Yorker, A u g u s t o , 1984, 68.
ig8o
KÂRP, IVAN
19 5
Reflections on Gender and Science. N e w Haven, Conn.: Yale University Press.
The Tangled Wing: Biological Constraints on the Human Spirit. N e w York: Harper and Row. The Mirror Dance: Identity in a Women's Community. Phila delphia: Temple University Press.
KRISTEVA, JULIA
KAEL, PAULINE
1984
The Ored and Written Gospel. Philadelphia: Fortress Press.
KRIEGER, SUSAN
JEHLEN, MYRA
1981
1983
1981
JAMIN,JEAN
1979
"The T h e o r y o f the Essay: Lukâcs, Adorno, and Ben jamin." Ph.D. diss., University o f California, San Diego.
KELLER, EVELYN FOX
JAEGER, WERNER
1945
1981 KELBER, WERNER
Ce sexe qui n'en est pas un. Paris: Editions de Minuit.
I v i N S , WILLIAM
*953
281
"Laughter at Marriage: Subversion in Performance." In The Transformation of African Marriage, edited by David
"Women Can Never Be Defined." In New French Feminisms, edited by Elaine Marks and Isabelle d e Courtivon, 118—35. Amherst, Mass.: University of Massachusetts Press.
KUHN, ANNETTE
1982
Women's Pictures: Feminism and Cinema. L o n d o n : Routledge & Kegan Paul.
282
Bibliography
KuKLiCK, HENRIKA
1984
"Tribal Exemplars: Images of Political Authority in British Anthropology, 1885—1945." In History of Anthropology, vol. 2, edited by George Stocking, 59—82. Madison, Wis.: Uni versity of Wisconsin Press. "The Tragedy of Central Europe." New York Review of Books, April 26, 1984, 33ff-
*977
The Language of the Self. Baltimore: Johns Hopkins Univer sity Press. Ecrits. N e w York: Norton.
LACOSTE-DUJARDIN, CAMILLE
1977
Dialogue des femmes en ethnologie. Paris: Maspero.
LAFITAU, JOSEPH FRANÇOIS
1724
Moeurs des sauvages ameriquains. Paris: n.p.
1975 1978
1963
1
975
"Following Deacon: the Problem of Ethnographic Reanalysis." In History of Anthropology, vol. 1, edited by George Stocking, 175—95. Madison, Wis.: University of Wisconsin Press. Les Microbes: Guerre et paix, suivi des irréductions. Paris: Metailie. Laboratory Life: The Social Construction of Scientific Facts. Bev erley Hills, Calif.: Sage Publications.
ig73
Political Systems of Highland Burma. London: G. Bell and Sons. I "Ourselves and Others." Times Literary Supplement, July 6,
1855
1954
1961
1971
1979
"Modes of Thought." In The Institutions of Primitive Society, by E. E. Evans-Pritchard et al., 9 5 - 1 0 7 . Oxford: Basil Blackwell. Divinity and Experience: The Religion of the Dinka. Oxford: Oxford University Press. Speech and the Development of Mental Processes in the Child. London: Penguin Books. La Condition postmoderne. Paris: Editions de Minuit. Trans lated by Geoff Bennington and Brian Massumi as The Postmodern Condition: A Report on Knowledge. Minneapolis, Minn.: University of Minnesota Press, 1984.
Anthropologie et colonialisme: Essai sur l'histoire de l'africanisme. Paris: Fayard.
MACCORMACK, CAROL, and MARILYN STRATHERN
The !Kung San: Men, Women, and Work in a Foraging Society. N e w York: Cambridge University Press.
MAJNEP, IAN SAEM, and RALPH BULMER
1980
1977
, and IRVEN DEVORE
Nature, Culture and Gender. Cambridge: Cambridge Univer sity Press. Birds of My Kalam Country. Auckland, N.Z.: Auckland Uni versity Press.
Kalahari Hunter-Gatherers. Cambridge, Mass.: Harvard University Press.
MAKKREEL, RUDOLPH
L'Afrique fantôme. Paris: Gallimard. "L'Ethnographe devant le colonialisme." Les Temps modernes 58. Reprinted in Brisées, 125—45. Paris: Mercure de France, 1966.
MALCOLM, J .
1975
LEIRIS, MICHEL
ig34 ig50
Review of Local Knowledge: Further Essays in Interpretive Anthropology, by C. Geertz. New York Review of Books 31:39-46.
LYOTARD, JEAN FRANÇOIS
LEE, RICHARD B.
1976
The Life and Works of Goethe. London: J. M . Dent.
LURIA, A. R., and F. I. YUDOVICH
1973. 7 7 ! - 7 2 -
1979
Tristes Tropiques. N e w York: A t h e n e u m .
LIENHARDT, GODFREY
LECLERC, GERARD
1972
"To Love the Torah More T h a n God." Judaism 110(2): 216-23.
LIEBERSON, JONATHAN
LEACH, EDMUND R .
ig54
Montaillou: The Promised Land of Error. N e w York: George Braziller.
LEWES, GEORGE HENRY
, and STEVE WOOLGAR
ig79
Le Pacte autobiographique. Paris: Seuil.
LÉVI-STRAUSS, CLAUDE
LATOUR, BRUNO
1984
A Primer on Ethnomethodology. Oxford: Oxford University Press.
LEJEUNE, PHILIPPE
1984
LARCOM, JOAN
1983
1980
LÉVINAS, EMMANUEL
LACAN,JACQUES
1968
LEITER, KENNETH
L E R O Y LADURIE, EMMANUEL
KUNDERA, MILAN
1984
Bibliography
1982
Dilthey: Philosopher of Human Sciences. Princeton, N.J.: Princeton University Press. Psychoanalysis: The Impossible Profession. L o n d o n : Pan Books.
MALCOLM X (WITH A L E X HALEY)
1965
The Autobiography of Malcolm X. N e w York: Grove Press.
284
Bibliography
MALINOWSKI, BRONISLAW
1961 1967
Argonauts of the Western Pacific. N e w York: E. P. Dutton. A Diary in the Strict Sense of the Term. N e w York: Harcourt, Brace, & World.
MAQUET, JACQUES
1964
:
MARCUS, GEORGE
, ed. 1983
"Ethnographies as Text." Annual Review of Anthropology ti : 25-69.
975
*977 1983
L'Oeuvre de Henri Prost: Architecture et urbanisme. Paris: Im primerie d e C o m p a g n o n n a g e . The Eighteenth Brumaire of Lotus Bonaparte. N e w York: Inter national Publishing Co.
MATTHEWS, WASHINGTON
1873
Grammar and Dictionary of the Language of the Hidalsa. N e w York: Shea's American Linguistics, series 2, n o . 1.
1984
The Gift: Forms and Functions of Exchange in Archiac Societies. N e w York: Norton.
MAYBURY-LEWIS, DAVID
1965 1967
1969
1970
1972 1974
The Savage and the Innocent. Cleveland: World Publishing Co. Akwe-Shavante Society. Oxford: Clarendon Press.
1923
Coming of Age in Samoa. N e w York: William Morrow.
1981
"Requiem for the Kayapo." New York Times Book Review, August 12, 1984: 34. "Up the Anthropologist—Perspectives Gained from Studying Up." In Reinventing Anthropology, edited by Dell Hymes, 284—311. N e w York: Pantheon.
1984
Food, Sex, and Pollution: A New Guinea Religion. N e w Bruns wick, N.J.: Rutgers University Press. Le Maroc raconté par ses femmes. Rabat: Société marocaine des éditeurs réunis.
MICHEL, CHRISTOPH
"Nachwort" i n j . W. von Goethe, Italienische Reise, vol. 2, 737. Frankfurt am Main: Insel Verlag.
Judaism: The Evidence of the Mishnah. Chicago: University o f Chicago Press. History of Greek Religion. 2nd ed. Oxford: Oxford Univer sity Press.
OBEYESEKERE, GANANATH
1981
Medusa's Hair. Berkeley and Los Angeles: University o f California Press.
OHNUKI-TIERNEY, EMIKO
1984
"'Native' Anthropologists." American Ethnologist 1 1 , no. 3:584-86.
OLNEY, JAMES
Metaphors of Self: The Meaning of Autobiography. Princeton, N.J.: Princeton University Press.
O N G , WALTER J .
1967
MERNISSI, FATIMA
"The Future of Anthropology: Disintegration or Meta morphosis?" In Anniversary Contributions to Anthropology, 34—47. Leiden: Brill. Belief, Language, and Experience. Oxford: Basil Blackwell. Remarks and Inventions: Skeptical Essays on Kinship. L o n d o n : Tavistock Publications.
NILSSON, M. P.
1972
MEIGS, ANNA
1976
"Visual Pleasure and Narrative Cinema." Screen 16, n o . 3:6-18.
NEUSNER, JACOB
M E A D , MARGARET
1984
Loving in the War Years. Boston: South E n d Press.
NADER, LAURA
1949
MAUSS, MARCEL
1967
e
NEEDHAM, RODNEY
Mystery Train. N e w York: E. P. Dutton.
M A R X , KARL
1963
The House Made of Dawn. N e w York: Harper and Row. The Way To Rainy Mountain. Albuquerque, N. Mex.: Uni versity o f N e w Mexico Press. Th Names: A Memoir. N e w York: Harper and Row.
MURPHY, ROBERT
MARRAST, JEAN, ED.
i960
Beneath the Underdog. N e w York: Alfred A. Knopf.
MULVEY, LAURA
Anthropology as Cultural Critique. Chicago: University o f Chicago Press.
MARCUS, GREIL x
1968 1969
1975 Elites: Ethnographic Issues. Albuquerque, N. Mex.: Univer sity of N e w Mexico Press.
, and MICHAEL FISCHER
1986
1971
MOMADAY, N . SCOTT
MORAGA, CHERRIE
"Rhetoric and the Ethnographic Genre in Anthropological Research." Current Anthropology 2 1 : 5 0 7 - 10.
, and DICK CUSHMAN
ig82
285
MINGUS, CHARLES, and N E L KING
"Objectivity in Anthropology." Current Anthropology 5 47-55-
1980
Bibliography
1971
The Presence of the Word. N e w Haven, Conn.: Yale Univer sity Press. Rhetoric, Romance, and Technology: Studies on the Interaction of Expression and Culture. Ithaca, N.Y.: Cornell University Press.
2
Bibliography
86 ig77 1982
Interfaces of the Word. Ithaca, N.Y.: Cornell University Press. Orality and Literacy. London: Methuen.
Bibliography PRELL-FOLDES, RIV-ELLEN
1978
"Coming of A g e in Kelton." In Women in Ritual and Sym bolic Roles, edited by J. Hoch-Smith and A. Spring, 75 — gg. N e w York: Plenum.
ORTNER, SHERRY B.
ig74
ig84
"Is Female to Male as Nature is to Culture?" In Women, Culture, and Society, edited by Michele Rosaldo and Louise Lamphere, 67—87. Stanford, Calif.: Stanford University Press. "Theory in Anthropology Since the Sixties." Comparative Studies in Society and History 26, no. 1:126—66.
PRICE, RICHARD
1983
First-Time: The Historical Vision of an Afro-American People. Baltimore: Johns Hopkins University Press.
PULLUM, GEOFFREY K.
1984
"The Revenge of the Methodological Moaners." Natural Language and Linguistic Theory 1, no. 4, 583 — 88.
OWENS, CRAIG
ig8o
"The Allegorical Impulse: Toward a T h e o r y of Postmodernism (Part 2)." October 13:5g—80.
RABINOW, PAUL
1975
Symbolic Domination: Cultural Form and Historical Change in Morocco. Chicago: University of Chicago Press. Reflections on Fieldwork in Morocco. Berkeley and Los A n geles: University of California Press. "Discourse and Power: On the Limits of Ethnographic Texts." Dialectical Anthropology. Forthcoming.
OZICK, CYNTHIA
ig83
Art and Ardor. New York: Alfred A. Knopf.
ig77
Travels in the Interior Districts of Africa. London: Black wood's, i860.
1985
PARK, MUNGO
i7gg
RAMPERSAD, ARNOLD
PICCHI, DEBRA
ig83
"Shabono: A Visit to A Remote and Magical World in the Heart of the South American Jungle." American Anthropolo gist 85, no. 3 : 6 7 4 - 7 5 .
PLATO
370 B.C.
Phaedrus, translated by Walter Hamilton. Harmondsworth: Penguin, 1973. Social Anthropology. L o n d o n and N e w York: Sheed and Ward.
POGGIOLI, RENATO 1
975
The Oaten Flute: Essays on Pastoral Poetry and the Pastoral. Cambridge, Mass.: Harvard University Press. The Great Transformation: The Political and Economic Origins of Our Times. N e w York: Rinehart and Co. "Anthropological Tales: Unprofessional T h o u g h t s on the Mead/Freeman Controversy." Notebooks in Cultural Analyst's i i5-37:
PRATT, MARY LOUISE
1977 1982
1985
RANDALL, FREDERIKA
1984
"Why Scholars B e c o m e Storytellers." New York Times Book Review, January 29, 1984, 1—2.
REID, THOMAS
The Philosophical Works of Thomas Reid. Edinburgh: James Thin.
RICH, ADRIENNE
1976 1979
Of Woman Born. New York: Norton. "Disloyal to Civilization: Feminism, Racism, Gynephobia (1978)." In On Lies, Secrets, and Silence. N e w York: N o r t o n .
1971
y no se lo trago la tierra (and the earth did not part). Berkeley, Calif.: Quinto Sol Publications.
ROBERTS, HELEN, ed.
PORTER, DENIS
1984
"Biography, Autobiography, and Afro-American Culture." Yale Review 7 3 : 1 — 16.
RIVERA, TOMAS
POLANYI, KARL
1944
1983
1895
POCOCK, DAVID
1961
287
Toward a Speech Act Theory of Literary Discourse. Bloomington, Ind.: Indiana University Press. "Conventions of Representation: Where Discourse and Ideology Meet." In Contemporary Perceptions of Language: Interdisciplinary Dimensions, edited by Heidi Byrnes, 139—55. Georgetown University Roundtable on Language and Lin guistics. Washington, D.C.: Georgetown University Press. "Scratches on the Face of the Country: What Mr. Barron Saw in the Land of the Bushmen." Critical Inquiry. Forthcoming.
1981
Doing Feminist Research. London: Routledge & Kegan Paul.
RODRIGUEZ, RICHARD
1981
Hunger of Memory. Boston: David R. Godine.
RORTY, RICHARD
1979
Philosophy and the Mirror of Nature. Princeton, N.J.: Prince ton University Press.
ROSALDO, MICHELE
1980
"The Use and Abuse of Anthropology: Reflections on Feminism and Cross-Cultural Understanding." Signs, 5, no. 3 3 8 9 - 4 i 7 :
, and
1974
LOUISE LAMPHERE, eds.
Woman, Culture and Society. Stanford, Calif.: Stanford Uni versity Press.
Bibliography
288
1980 1984
1985
"The Rhetoric o f Control: Ilongots Viewed as Natural Bandits and Wild Indians." In The Reversible World: Symbolic Inversion in Art and Society, edited by Barbara A. Babcock, 240—57. Ithaca, N.Y.: Cornell University Press. Ilongot Headhunting 1883 — 1974: A Study in Society and History. Stanford, Calif: Stanford University Press. "Grief and a Headhunter's Rage: O n the Cultural Force o f Emotions." In Text, Play, and Story, edited by E. Bruner, 178—95. Seattle: American Ethnological Society. "Where Objectivity Lies: T h e Rhetoric o f Anthropology." MS. Review o f Moroccan Dialogues, by Kevin Dwyer. American Ethnologist 1 1 , no. 3:597—98.
RUBIN, GAYLE
1975
"The Traffic in Women: Notes on the 'Political Economy' of Sex." In Towards an Anthropology of Women, edited by Rayna Reiter, 157—210. N e w York: Monthly Review Press.
RUPP-EISENREICH, BRITTA, ed.
1984 R u s s , JOANNA
1975
Histoires de l'anthropologie: XVI—XIX siècles. Paris: Klincksieck. The Female Man. N e w York: Bantam.
SCHOLTE,
1972
1978
SEGALEN, VICTOR
1978 SERRES, MICHEL
1972 ig82
SHOSTAK, MARJORIE
1984
Nisa: The Life and Words of a !Kung Woman. Cambridge, Mass.: Harvard University Press.
SILKO, LESLIE MARMON
977
1966 1785
Religion and Economic Action. London: H e i n e m a n n .
Ceremony. N e w York: Viking Press. Against Interpretation. N e w York: Farrar, Straus and Giroux. Voyage, to the Cape of Good Hope. New York: Johnson Reprint Corp., 1975.
SPERBER, DAN
"Culture, Genuine and Spurious" (1924). In Culture, Language, and Personality, 78—119. Berkeley a n d Los Angeles: University of California Press. Here Comes, There Goes, You Know Who. N e w York: S i m o n and Schuster.
SCHNEIDER, DAVID
ig8o
Sala'ilua: A Samoan Mystery. N e w York: Columbia University Press.
"Trip through the Mind Jail." Entrelineas 1 , no. 1: 10—11.
SAROYAN, WILLIAM
ig72
L'Interférence. Paris: Editions de Minuit.
SHORE, BRADD
SPARRMAN, ANDERS
SAPIR, EDWARD
ig6i
Essai sur l'exotisme: Une Esthétique du divers. Montpellier: Editions Fata Morgana.
SONTAG,SUSAN
SAMUELSSON, KURT
1966
Historical and Statistical Information Respecting the History, Condition, and Prospects of the Indian Tribes of the United States. Washington, D . C . : Bureau o f Indian Affairs.
Historical Metaphors and Mythical Realities. A n n Arbor, Mich.: University of Michigan Press.
SALINAS, RAUL R.
ig6i
"Discontents in Anthropology." Social Research 38, no. 4:777-807. "Toward a Reflexive and Critical Anthropology." In Reinventing Anthropology, edited by Dell H y m e s , 430—57. N e w York: Pantheon. "Critical Anthropology Since Its Reinvention." Anthropology and Humanism Quarterly 3, nos. 1, 2:4—17.
SCHOOLCROFT, H. R.
1
1969
BOB
1971
Orientalism. N e w York: Pantheon. .
SAHLINS, MARSHALL
1981
On the Kabbalah and its Symbolism. N e w York: Schocken. The Messianic Idea in Judaism. N e w York: Schocken.
ig8i
SAID, EDWARD
1978
1965 1971
1851—57
ROSEN, LAWRENCE
1984
289
SCHOLEM, GERSHOM
ROSALDO, RENATO
1978
Bibliography
"What is Kinship All About?" In Kinship Studies in the Morgan Centennial Year, edited by P. Reining, 32—63. Washington, D.C.: Anthropological Society of Washington. American Kinship. 2nd ed. Chicago: University of Chicago Press. A Critique of the Study of Kinship. A n n Arbor, Mich.: University of Michigan Press.
1982
"Ethnographie interprétative et anthropologie théorique." In Le Savoir des anthropologues, 13—48. Paris: H e r m a n n .
STADE, H A N S
1874
The Captivity of Hans Stade of Hess in A.D. 1547-1555 Among the Wild Tribes of Eastern Brazil. London: Hakluyt Society.
STAIGER, EMIL
1956
Goethe. Vol. 2. Zurich: Atlantis Verlag.
STOCK, BRIAN
1983
The Implications of Literacy. Princeton, N.J.: Princeton University Press.
STOCKING, GEORGE
1968
"Arnold, Tylor, and the Uses o f Invention." In Race, Cidture, and Evolution, 69—90. N e w York: Free Press.
290
Bibliography 1983
, ed. ig83
"The Ethnographer's Magic: Fieldwork in British Anthro pology from Tylor to Malinowski." In Observers Observed: Essays on Ethnographic Fieldwork, edited by George W. Stocking, Jr., 70—120. Madison, Wis.: University o f Wisconsin Press.
1984b
Observers Observed: Essays on Ethnographic Fieldioork. Vol. 1 of History of Anthropology. Madison, Wis.: University of Wisconsin Press. "Sound in Songhay Cultural Experience." American Eth nologist 12, no. 3:91 — 1 1 2 . "Eye, Mind and Word in Anthropology." L'Homme 24, nos. 3-4:91-114.
STRATHERN, MARILYN
ig84
"Dislodging a World View: Challenge and CounterChallenge in the Relationship Between Feminism and A n thropology." Lecture at the Research Center for Women's Studies, University of Adelaide, July 4, 1984. Forthcoming in Changing Paradigms: The Impact of Feminist Theory upon the World of Scholarship, edited by Susan Magarey (Sydney: Hale and Iremonger); a version will also appear in Signs.
TAMBIAH, STANLEY J.
ig76
World Conqueror, World Renouncer. N e w York: Cambridge University Press.
T A R N , NATHANIEL
1984
ig75 1980 1984
"Interview with Nathaniel Tarn." Boundary 2 4, n o . 1: 1 —34. The Devil and Commodity Fetishism in South America. Chapel Hill, N.C.: University of North Carolina Press. "History as Sorcery." Representations 7 :87 — l o g .
TEDLOCK, DENNIS
TRAWEEK, SHARON
1982
T H E A L , GEORGE M C C A L L
History and Ethnography of Africa South of the Zambesi. Lon d o n : S. Sonnenschein and Co. 1892 — 1919 History of South Africa. 11 vols. London: George Allen and Unwin. Cape Town: C. Struik, 1964.
1962
195g
The Harmless People. N e w York: Alfred A. Knopf.
THORNTON, ROBERT J.
ig83
"Narrative Ethnography in Africa, 1850— ig20." Man 18 :502 —20.
The Forest People. N e w York: Simon and Schuster.
TURNER, VICTOR
1974 1975 , ed. 1982
Dramas, Fields, and Metaphors: Symbolic Action in Human So ciety. Ithaca, N.Y.: Cornell University Press. Revelation and Divination in Ndembu Ritual. Ithaca, N.Y.: Cornell University Press. Celebration: Studies in Festivity and Ritual. Washington, D . C . : Smithsonian Institution.
TYLER, STEPHEN A.
1978 1981
1984a
1984c ig85
The Said and the Unsaid. N e w York: Academic Press. "Words for Deeds and the Doctrine of the Secret World." In Papers from the Parasession on Language and Behavior, 34—57. Proceedings o f the Chicago Linguistics Society. Chicago: University of Chicago Press. "Ethnography, Intertextuality, and the End of Descrip tion." American Journal of Semiotics. In press. "Postmodern Anthropology." In Proceedings of the Anthro pological Society, edited by Phyllis Chock. In press. "The Vision Quest in the West or What the Mind's Eye Sees." Journal of Anthropological Research 40, no. 1 : 23—40. "What Laksmayya Wrote: Koya Ethnographic Texts." MS.
VALDEZ, LUIS, and STAN STEINER, eds.
ig72
18g7
THOMAS, ELIZABETH MARSHALL
"Uptime, Downtime, Spacetime and Power: A n Ethnogra phy of U . S . and Japanese Particle Physics." P h D thesis, University of California, Santa Cruz, History o f Conscious ness Program.
TURNBULL, COLIN
1984b "The Analogical Tradition and the Emergence of a Di alogical Anthropology." Journal of Anthropological Research 35 387-4°°The Spoken Word and the Work of Interpretation. Philadelphia: University of Pennsylvania Press.
The Fantastic. Cleveland and London: Case Western Re serve Press. The Conquest of America: The Question of the Other. N e w York: H a r p e r a n d Row, 1984.
1982
:
1983
"Chapters and Verses: Classification as Rhetorical T r o p e in Ethnographic Writing." Paper presented at the School o f American Research Seminar, "The Making o f Ethno graphic Texts," April 1984.
TODOROV, TZVETAN
TAUSSIG, MICHAEL
ig7g
291
*973
STOLLER, PAUL
1984a
Bibliography
Aztlan: An Anthology of Mexican-American Literature. N e w York: Alfred A. Knopf.
VALERO, HELENA
1 g6g
Yanoama: The Narrative of a While Girl Kidnapped by Amazo nian Indians. N e w York: E. P. Dutton.
VAN DER POST, LAURENS
ig58
The Lost World of the Kalahari. London: Hogarth Press.
292
Bibliography
VERNANT, JEAN-PIERRE
1965
"Woman of H e r Word: Hispanic Women Write." Revista Chicano-R iquena 10:3—4.
VILLARREAL, JOSE ANTONIO
1959 ig74
Pocho. N e w York: Doubleday. The Fifth Horseman. New York: Doubleday.
VIZENOR, GERALD
ig78a ig78b
Darkness in Saint Louis Bearheart. Saint Paul, Minn.: Bookslinger. Wordarrows: Indians and Whites in the New Fur Trade. Min neapolis, Minn.: University o f Minnesota Press.
WAGLEY, CHARLES
ig77
ig76
Welcome of Tears. New York: Oxford University Press.
ig8o
1980
"The Talk of Koriki: a Daribi Contact Cult." Social Research 46, n o . 1, 140—65. The Invention of Culture. Chicago: University of Chicago Press.
ig68 1969
ig82a
ig82b 1983
The Sun Dance and Other Ceremonies of the Oglala Division of the Teton Sioux. New York: A M S Press, i g 7 g . Lakota Belief and Ritual. Edited by Raymond J. DeMallie and Elaine A. Jahner. Lincoln, Nebr.: University of Nebraska Press. Lakota Society. Edited by Raymond J. DeMallie. Lincoln, Nebr.: University of Nebraska Press. Lakota Myth. Edited by Elaine A. Jahner. Lincoln, Nebr.: University of Nebraska Press.
WALLERSTEIN, IMMANUEL
1976
The Modern World System: Capitalist Agriculture and the Ori gins of the European World-Economy in the Sixteenth Century. N e w York: Academic Press.
WASHBURN, WILCOMB E.
ig82
Postscript to Celebration: Studies in Festivity and Ritual, edited by Victor Turner, 2 g 7 - g g . Washington, D.C.: Smithsonian Institution.
1974
Winter in the Blood. N e w York: Harper and Row.
W H I T E , HAYDEN
1973 1978
Melahistory. Baltimore: Johns Hopkins University Press. Tropics of Discourse. Baltimore: Johns Hopkins University Press.
WHITTEN, NORMAN E.
1978
"Ecological Imagery and Cultural Adaptability: T h e Canelos Quichua of Eastern Equador." American Anthropol ogist 80: 836—59.
WILLIAMS, RAYMOND
1966 1973 1981
Culture and Society: 1780—1950. New York: Harper a n d Row. The Country and the City. New York: Oxford University Press. Politics and Letters: Interviews with New Left Review. L o n d o n : N e w Left Review Editions, Verso.
WILLIS, PAUL
1981
Learning to Labour: How Working Class Kids Get Working Class Jobs. N e w York: Columbia University Press.
W I T T I G , MONIQUE 1
975
1981
The Lesbian Body. Translated by David LeVay. New York: Avon. "One is N o t Born a Woman." Feminist Issues, Winter 1981, 47-54-
WOLF, ERIC
1980
"They Divide and Subdivide and Call it Anthropology." New York Times, November 30, 1980.
W o L i N , RICHARD
1982
Walter Benjamin. N e w York: Columbia University Press.
W O N G , SHAWN H S U
1979
Homebase. N e w York: Reed Books.
WOOLF, VIRGINIA
1936
Three Guineas. New York: Harcourt, Brace & World.
YANAGISAKO, SYLVIA
WEBSTER, STEVEN
ig82
Languages in Conflict. T h e Hague: Mouton. Conference on Yiddish Dialectology. T h e Hague: Mouton.
W E L C H , JAMES
WALKER, JAMES
1 g 17
History of the Yiddish Language. Chicago: University o f Chi cago Press.
WEINREICH, URIEL
WAGNER, ROY
197g
Women of Value, Men of Renown. Austin, Tex.: University o f Texas Press.
WEINREICH, M A X
Four Indian Literary Masters: N. Scott Momaday, James Welch, Leslie Mormon Silko, Gerald Vizenor. N o r m a n , Okla.: Univer sity of Oklahoma Press.
V I G I L , EVANGELINA
1983
2g3
WEINER, ANNETTE
Myth and Thought Among the Greeks. London: Routledge & Kegan Paul, 1983.
VIELIE, A L A N R.
ig82
Bibliography
"Dialogue and Fiction in Ethnography." Dialectical Anthro pology 7, no. 2:91 — 114.
197g
"Family and Household: T h e Analysis o f Domestic Groups." Annual Review of Anthropology 8 : 1 6 1 — 205.
Bibliography
294 YATES, FRANCIS
1966
The Art of Memory. Chicago: University of Chicago Press.
YERUSHALMI, YOSEF HAYIM
1982
Zakhor: Jewish History and the Jewish Memory. Seattle: Univer sity of Washington Press.
ZAMORA, BERNICE
1976
Notes on Contributors
Restless Serpents. Menlo Park, Calif.: Disenos Literarios. ( B o u n d with José Antonio Burciaga, Restless Serpents.)
TALAL A S A D teaches in t h e D e p a r t m e n t o f Sociology a n d Social A n t h r o p o l o g y at t h e U n i v e r s i t y o f H u l l , E n g l a n d . H e is a n e d i t o r o f Economy and Society, a n d h a s w r i t t e n e x t e n s i v e l y o n t h e o r i e s o f reli gion, o n ideology, a n d o n the relationship o f anthropology to colo n i a l i s m . H i s p r e s e n t r e s e a r c h is c e n t e r e d o n m e d i e v a l C h r i s t i a n i t y , b e i n g a critical-historical i n v e s t i g a t i o n o f t h e basic c a t e g o r i e s u n d e r lying Western anthropological conceptions o f religion. JAMES CLIFFORD t e a c h e s i n t h e H i s t o r y o f C o n s c i o u s n e s s P r o g r a m at t h e U n i v e r s i t y o f C a l i f o r n i a , S a n t a C r u z . H e is o n t h e e d i t o r i a l b o a r d o f History of Anthropology, t h e American Ethnologist, a n d Cultural An thropology. H e h a s w r i t t e n e x t e n s i v e l y o n t h e h i s t o r y o f m i s s i o n a r y d i s c o u r s e , travel writing, e t h n o g r a p h y , a n d m u s e u m s . A collection o f h i s e s s a y s o n t h e s e t o p i c s will a p p e a r i n t h e n e a r f u t u r e . V I N C E N T C R A P A N Z A N O is a m e m b e r o f t h e D e p a r t m e n t o f C o m p a r a t i v e L i t e r a t u r e at Q u e e n s C o l l e g e , N e w York, a n d t h e D e p a r t m e n t o f A n t h r o p o l o g y at t h e City U n i v e r s i t y o f N e w York G r a d u a t e C e n t e r . H e h a s p u b l i s h e d n u m e r o u s w o r k s o n spirit p o s s e s s i o n ( p a r t i c u l a r l y in M o r o c c o ) , o n psychoanalysis, a n d o n t h e writing a n d e p i s t e m o l o g y o f e t h n o g r a p h y . H i s m o s t r e c e n t e t h n o g r a p h i c s t u d y is Waiting: The Whites of South Africa ( 1 9 8 5 ) . M I C H A E L M . J . FISCHER t e a c h e s a n t h r o p o l o g y at R i c e U n i v e r s i t y i n H o u s t o n , T e x a s . H e has written o n the Iranian revolution, o n t h e o r e t i c a l p r o b l e m s i n i n t e r p r e t i v e a n t h r o p o l o g y , a n d o n m o d e r n reli gious a n d poetic m o v e m e n t s in the T h i r d World. His most recent b o o k , c o - a u t h o r e d b y G e o r g e M a r c u s , is Anthropology as Cultural Cri tique ( 1 9 8 6 ) . H i s r e c e n t f i e l d w o r k f o c u s e s o n i n d u s t r i a l r e l a t i o n s a n d religious ideology in India. G E O R G E E . M A R C U S is c h a i r m a n o f t h e D e p a r t m e n t o f A n t h r o p o l o g y at R i c e U n i v e r s i t y a n d e d i t o r o f Cultural Anthropology. H e h a s p u b -
296
Notes o n Contributors
l i s h e d studies o f elites in Polynesia a n d in t h e U n i t e d States, a n d h a s w r i t t e n o n t e x t u a l s t r a t e g i e s i n e t h n o g r a p h y . H i s m o s t r e c e n t b o o k is Anthropology
as Cultural
Critique, c o - a u t h o r e d b y M i c h a e l F i s c h e r ( s e e
above). His current research centers o n the invention o f ideologies o f s u p e r i o r i t y a m o n g u p p e r a n d m i d d l e classes a m i d visions o f d e cline a n d decay.
Index
M A R Y L O U I S E P R A T T is a m e m b e r o f t h e D e p a r t m e n t o f S p a n i s h a n d P o r t u g u e s e at S t a n f o r d U n i v e r s i t y . S h e h a s p u b l i s h e d w i d e l y o n s p e e c h - a c t t h e o r y a n d d i s c o u r s e a n a l y s i s . A n e d i t o r o f Tabloid, s h e is actively c o n c e r n e d with p o p u l a r culture a n d ideology. Currently s h e is c o m p l e t i n g a b o o k o n t h e h i s t o r y , r h e t o r i c , a n d p o l i t i c s o f travel writing, with particular focus o n Africa a n d Latin A m e r i c a f r o m t h e e i g h t e e n t h to t h e twentieth century. P A U L R A B I N O W t e a c h e s a n t h r o p o l o g y at t h e U n i v e r s i t y o f C a l i f o r n i a , B e r k e l e y . H e h a s p u b l i s h e d b o o k s o n p o w e r a n d s y m b o l i s m in M o rocco, o n
fieldwork,
o n i n t e r p r e t i v e social s c i e n c e , a n d o n M i c h e l
F o u c a u l t . H e is c u r r e n t l y c o m p l e t i n g a s t u d y o f m o d e r n f o r m s o f p o litical r a t i o n a l i t y i n F r a n c e a n d t h e F r e n c h c o l o n i e s b e t w e e n t h e t w o world wars. R E N A T O R O S A L D O is a m e m b e r o f t h e D e p a r t m e n t o f A n t h r o p o l o g y at S t a n f o r d U n i v e r s i t y . H e h a s w r i t t e n w i d e l y o n t h e s t a t u s o f h i s t o r y in a n t h r o p o l o g i c a l work, o n discourses o f d o m i n a t i o n i n t h e Phil i p p i n e s , o n M a y a n a n d C h i c a n o s t u d i e s . H e is c u r r e n t l y
finishing
a
collection o f essays o n e t h n o g r a p h i c rhetorics a n d strategies, rethink i n g t h e r o l e o f e x p e r i e n c e a n d e m o t i o n in cultural interpretation. S T E P H E N A . T Y L E R t e a c h e s a n t h r o p o l o g y at R i c e U n i v e r s i t y . H e h a s written extensively o n cognitive a n d linguistic a n t h r o p o l o g y . H i s p r e s e n t w o r k e x p l o r e s t h e possibilities o f a p o s t - m o d e r n e t h n o g r a p h i c p o e t i c s , w i t h s p e c i a l e m p h a s i s o n o r a l vs. l i t e r a t e m o d e s a n d o n t h e w r i t i n g o f i n d i g e n o u s c o l l a b o r a t o r s . H e is p r e p a r i n g a n e w b o o k e n t i t l e d What Laksmayya Wrote: Koya Ethnographic
Texts.
Publications by each contributor are listed in the Bibliography.
Adorno, Theodor, 131, 132, 191 Advances in Social Theory and Meth odology, 16911 Aesthetic integration, 125, 132 Africa, 9, 35, 40, 93, 116, 192, 2 1 6 - 1 7 . See also Evans-Pritchard, Edward E.; !Kung; Morocco Afrique fantôme, 13 Afro-Americans, 201, 202-311, 2 1 3 - 1 8 Agnon, Shnuiel, 232 Akwe-Shavante Society, 3 1 , 4 0 - 4 1 Algeria, 192 Allegory, 6 7 - 6 8 , 75. 9 8 - 1 2 1 , 122, 1 2 7 - 2 8 , 132, 198 Allochronic representations, 1 1 1 Alphabetic writing, 1 1 7 Alter, Robert, 231 Alurista (Alberto Urista), 220 Ambiguity, 1 3 5 - 3 6 America. See United States American Anthropologist, 28 American Ethnologist, 1 1 2 American Immigrants in Israel, 196 Amerindians, 1 i 5 n , 201, 202 n, 2 1 1 , 212, 2 2 4 - 2 9 . See also Mandan Indians; Yanomamo Anachronism, 83 Anarcho-rationalism, 238 Anaya, Rudolfo, 219, 221 Angelou, Maya, 203 n Anglo-American identity, 229 Anglo-American thought, 166, 16711, 169. See also British academics Anthropology and the Colonial Encounter, 9 Anxiety, ethnic, 1 9 7 - 9 8 , 204—6 Arabic, 158 Archaeology, 4 Archaelogy of Knowledge, 238 Arendt, Hannah, 231 Argoiiauts of the Western Pacific, 1—2, 27, .37-38 Arias, Ron, 219, 221 — 22 Aristotle, 1 3 3 - 3 4 , 235
"Arizona Highways," 228 Arlen, Michael, 195, 2 0 4 - 7 Armenian-Americans, 201, 2 0 4 - 7 , 21 Arrival stories, 13; by Barrow, 47; by Bougainville, 35, 3 6 - 3 7 , 47; by Evans-Pritchard, 3 9 - 4 0 ; by Firth, 35—36; by Geertz, 6 9 - 7 0 ; by Mali nowski, 3 7 - 3 8 ; by Maybury-Lewis, 40—41; by Shostak, 4 2 - 4 4 , 45, 47 Art, 3, 4, 5 - 6 Asad, Talal, 9, 9711, 251, 261 n; on alle gories, 1 1 9 ; on cultural translation, 19, 22, 24, 141 - 6 4 Austin, J. L., 144 Authority, 6, 1 5 , 32, 118, 163, 189, 243 2 4 4 - 4 7 ; i " "Deep Play," 53, 74, 76, 244; in Iran, 192; in Manners, Cus toms, and Conditions, 53, 57, 58, 5 9 - 6 0 , 76; in Montaillou, 77, 7 8 81, 82; in Nuer, 4 1 , 77, 8 8 - 8 9 , 90, 92; in Roman Carnival, 53, 68n, 76 Autobiography, 195, 197, 1 9 8 - 2 3 3 Autobiography of Malcolm X, 20311 Avruch, Kevin, 196 Azande, 90 Babcock, Barbara, 2611 Baker, Tanya, 16411 Bakhtin, Mikhail, 15, 64 n, 67, 246 Balandier, Georges, 8, g, 14 Balinese cockfight, 5 3 - 5 4 , 6 8 - 7 6 , 244 Barrio Boy, 2 1 9 - 2 0 , 221 Barrow, John, 46, 47 Barthes, Roland, 1 , 1 2 , 105 Barton, Roy-Franklin, 31 Bastian, Adolph, 112 Bateson, Gregory, 1 9 2 - 9 3 Baudelaire, Charles, 56 Baumgarten, Murray, 198, 2 3 1 - 3 2 Beattie, John, 142 Beaujour, Michel, 99 Beaver Indians, H 5 n Bedrosian, Margaret, 205m 206, 207
Index
2 8
Index
299
9
Belief, Language, and Experience, 143 Beneath the Underdog, 202, 2 1 3 - 1 5 Benedict, Ruth, 3, 4, 102 Benjamin, Walter, 1 3 1 , 1 9 4 - 9 5 n , 198, 221; on allegory, 1 1 9 ; on translation, 5 1 , 52, 156, 157, 159 Benveniste, Emile, 71 Berbers, Moroccan, 1 5 3 - 5 5 Berger, Harry, 1 2 1 1 1 Bernstein, Michael André, 68 n Bernstein, Richard J., i 6 6 n Bertaux, Daniel, i 7 6 n , 17711 Bertaux-Wiame, Isabelle, i 7 6 n , i 7 7 n Beyond Greed, 1 7 1 - 7 2 Beyond Objectivism and Relativism, i 6 6 n Bialik, Chaim Nachman, 198 Bible, 127 Bifocality, igg, 213—18, 233 Biocca, Ettore, 2 8 n Biographies, i g 7 Biological anthropology, 4 Birmingham Centre for Contemporary Cultural Studies, 23 Blacks, 9, 201, 202-311, 2 1 3 - 1 8 Bless Me Ultima, 221 Bloom, Harold, 135, i g s n , 231 Boas, Franz, 4, 1 1 3 Bogard, Abraham, 55, 60 Bohannan, Laura, 13 Borges, Jorge Luis, 232 Bougainville, Louis de, 35, 3 6 - 3 7 , 47 Bourdieu, Pierre, 3, 169, 212, 252 Bouvard et Pécuchet, 243 Bowen, Elenore Smith, 1 , 1 3 Briggs. J > H British academics, 1 7 - 1 8 , 89, 1 1 1 , 1 4 1 - 6 4 , 166, 169, 1 7 0 - 7 1 , 174 Brown, Claude, 203 n Bruce-Nova, Juan, 223 Bûcher, Henry, 11611 Buddhism, 199 Bulmer, Ralph, 136 Burce, Amy, 97 n Burke, Kenneth, 1 1 , 96 Burton, Richard, 35, 40 Bushmen. See !Kung e a n
Canguilhem, Georges, 238 Capitalism, 1 7 2 - 8 6 passim, 241, 247, 248 Captives, images as, 38 j Captivity of Hans Stade of Hesse, 3 3 - 3 4 Carnival, Roman, 53, 54, 6 o - 6 8 , 75 Castaneda, Carlos, 28, 30 Castaway image, 38 Castro, Michael, 228, 229 Catlin, George, 5 3 - 6 8 passim, 72, 74, 75. 76
Ceremony, 2 2 6 - 2 7 Césaire, Aimé, 9 Chagnon, Napoleon, 31 Chan, Jeffrey Paul, 203 n, 210, 2 1 1 - 1 2 Charity, excessive, 143, 146, 149, 150, 151, 1 5 2 - 5 3 Chicanos. See Mexican-Americans Chin, Frank, 202, 203 n, 210, 2 1 1 Chinamen, 212 Chinatown, 2 1 1 Chinese-Americans, 201, 203 n, 208-12 Cicourel, Aaron V., 23, i 6 g n Cisneros, Sandra, 219, 220 Civil rights movement, 203n Clark, Terry, 11 n Class culture, 178. See also Middle class; Working class Cleaver, Eldridge, 203 n Clifford, James, 1 - 2 6 , 3 9 n , 9711, 233 n, 265; on allegory, 9 8 - 1 2 1 ; critique of, 242, 2 4 3 - 4 7 , 5 ' > 5 > 5 5 ' narrative, 32, 100, 106 Cockfight, Balinese, 5 3 - 5 4 , 6 8 - 7 6 , 244 Coleridge, Samuel Taylor, 101 Colonialism, 8 - g , 10, 4 0 - 4 1 , 42, 2 5 - 5 3 . 5 9 - 6 i ; !Kung, 4 6 - 4 7 , 48, 49; Nuer and, 9 1 , 93, 96 Colorado Historical Society, 16 Coming of Age in Samoa, 102—3, 217 Communication, vs. representation, 123-24 Communist Party, 227 "Concepts and Society," 1 4 3 - 5 6 Context, 6, 1 5 1 - 5 3 Continental philosophy, 166, 236 Conversation, 236, 239 Cooperation, enthnographic, 126, 127-28 Cosmopolitanism, 258 Country and the City, 1 1 3 , 170 Crapanzano, Vincent, 6, 2 3 - 2 4 , 5 1 - 7 6 , 9 7 n , 192; and dream-work, 212; and post-modernism, 136; and transference, 208 Crawford, L., 55, 60 Crime and Punishment, 72, 73 Cultural anthropology, 4 Cultural criticism, 3, 23, 233, 262; in autobiography, 195, 199, 2 0 1 - 2 , 217—18, 230; and Willis study, 180-82 Culturalist allegories, 101, 102 Cultural poetics, 3, 12, 1 6 - 1 7 , 24, 26, 125—26. See also Poetry, ethnic autobiographical Cultural translation. See Translation 2
2
2
2
2
2
o
n
Culture, 5 - 6 , 15, 18, 19, 1 4 1 , 1 7 0 - 7 1 , 178-79 "Culture, Genuine and Spurious," 114 Custer Died for Your Sins, 9
Dumont, Jean-Paul, 14, 31 Durkheim, Emile, 145 Duvignaud, Jean, 3 Dwyer, Kevin, 245, 246, 251
Damas, Léon, 9 Darkness in St. Louis Bearheart. 2 2 7 - 2 8 Davis, Natalie, 3 Deacon, A. B., 1 1 7 de Beauvoir, Simone, 1 1 0 de Certeau, Michel, 3, 5 "Deep Play," 6 8 - 7 6 Deep Throat, 6 8 - 6 9 Defense. See Justification Deferred meaning, i 9 4 n DeHolmes, Rebecca B., 2 8 - 3 0 Deictics, 53, 58, 6 5 - 6 6 , 75 Delgado, Abelardo, 2 2 0 - 2 1 Deloria, Vine, 9 De M a n , Paul, 100, 1 1 0 Der Hovanessian, Diana, 203 Derrida, Jacques, 10, 1 1 7 - 1 8 , 128, 1 3 1 , 194". 195«, 9 Descartes, René, 235 Description, 5 1 - 7 6 , 8 1 - 8 7 , ' 6 6 . 1 7 5 ; allegory and, 100, 101; and narrative, 28, 3 2 - 3 3 , 3 4 - 3 5 , 3 8 - 3 9 , 4 1 , 4 5 ; post-modernism and, 130—
Eagleton, Terry, 5 Ecology: Montaillou, 78—79; Nuer, 87-88 Elective Affinities, 76 Elementary Forms of the Religious Life, 145 Eliot, George, 1 1 4 Ellison, Ralph, 203 n Engels, F., 174 Enlightenment, 147, 224n Epistemology, 2 3 4 - 4 1 Essays, modernist, 1 9 1 - 9 3 Ethics, 122, 126, 1 3 1 , 136, 2 3 2 - 3 3 , 257. 5 8 Ethnicity, 22, 8 4 - 8 5 , 1 9 4 - 2 3 3 "Ethnographe devant le colonialisme," 8 Ethnographie pastoral. See Pastoral Europe, 120, 166, 236. See also Colonialism; individual countries Evangelical justification, 59 Evans-Pritchard, Edward E., 90, 142; Nuer of, 32, 3 9 - 4 2 , 7 7 - 7 8 , 83, 85, 8 7 - 9 7 , 1 1 1 - 1 2 , 1 6 1 ; Nuer Religion of, go, 149—50, 151 Evocation, 12, 99, 1 2 3 - 3 9 passim, 1 8 5 - 8 7 , 189, 190 Explanation, 19, 59, 145, 150, 167 Exploitation, 260
2 2
1
3 ' '37 Devil and Commodity Fetishism in South America, 17611 Dewey, John, 236 Dialectics, negative, 132 Dialogue, 1 4 - 1 5 , 1 7 5 , 244. 4 5 - 4 ' . feminism and, 255, 256; in postmodern ethnography, 126, 132, 140 Diamond, Stanley, 9 Dickens, Charles, 246 Diderot, Denis, 12 Dilthey, Wilhelm, 10, i 9 5 n Dinka, 1 7 - 1 8 Discourse, 5, 1 1 - 1 9 , 27, 166, 251, 256; cultural translation and, 1 4 5 - 4 6 , 160; post-modernism and, 1 2 2 - 3 9 passim. See also Description; Narrative; Rhetoric Discourse on Language, 238 "Dislodging a World View," 21 n, 254 Dissertations, 2 6 5 - 6 6 Divinity and Experience, 1 7 - 1 8 Dixon, John, i 6 4 n Domination, 12, 8 1 , 88, 93, 9 6 - 9 7 , 255, 261. See also Politics/Power Donner, Florinda, 28—31, 38 Donzelot, Jacques, 260 Douglas, Mary, 3, 160 Dream-work, 208—13 " D u m b Broad," 223 2
6
2
Fabian, Johannes, 1 2 , 3 3 , 1 0 1 - 2 , 1 1 1 Fanshen, 18g "Fantasia of the Library," 243, 250 Faubion, James, 261 n Fay, Stephen, 1 7 1 - 7 2 Feld, Steven, 200 Feminism, 17, 18, 1 9 - 2 1 , 203; Jewish, 232; and Learning to Labour, 188; Nisa and, 1 0 7 - 8 ; Strathern on, 254, 255—56. 5 7 — 5 8 ; Zamora and, 223 Fenellosa, Ernest, 130 Feyerabend, Paul, 238 Fictions, 5, 6 - 7 , 2 4 3 - 4 4 Fieldwork accounts, 13—14, 2 7 - 5 0 , 109, 18g, 208, 253, 264; in Nisa, 42-46, 106-7, 9 . Nuer, 32, 39-42, 88-93, 9 Fifth Horseman, 219 Figurative style, 5 n Films, nostalgia, 2 4 9 - 5 0 Fingere, 6 First-Time, 7—8 Firth, Raymond, 13, 3 5 - 3 6 , 3 8 - 3 9 , 4 1 , 150 Fischer, Eric, 233 n 2
1 0
m
6
Index
3°° Fischer, Michael M . J., 22, 2 3 - 2 4 , 9711, 121 n, 190, 1 9 4 - 2 3 3 Fish, Stanley, 255, 256 Flaubert, G., 243, 246 Fletcher, Angus, 98 n, 100 Florìcanto en Aztlan, 220 Foster, Stephen, 261 n Foucault, Michel, u n , i 8 n , 81, 19511, 234; on Flaubert, 243; on literature, 5; Panopticon of, g2; on power/ politics, 241, 260, 2 6 1 ; on thought, 238, 2 3 9 - 4 0 ; on truth/falsity, 237, 238, 2 4 0 - 4 1 Fournier, Jacques, 78, 7 9 - 8 0 , 81, 82, 88, 9 3 ' France, 3, 9, 259 Frankenberg, Ruth, 26n Freeman, Derek, 1 0 2 - 3 Freud, Sigmund, 195 n, 196, 198 Frye, Northrop, 9 6 n - g 7 n , 9811, 102 Functionalist!!, 1 4 1 - 4 2 , 1 4 3 - 4 5 , '4 > 1 4 7 - 4 8 , 150, 183 Fussell, Paul, 89 D
Gabon, 1 1 6 Gadamer, Hans-Georg, I 9 5 n , 197, 246 Galarza, Ernesto, 2 1 9 - 2 0 , 221 Garfinkel, Harold, 23 Geertz, Clifford, 3, 35, 179, u j s n , 242, 243, 256, 262; on Balinese cockfight, 53, 6 8 - 7 6 , 244; on EvansPritchard, 40, 93 Gelley, Alexander, 5 7 - 5 8 Gellner, Ernest, 142, 1 4 3 - 5 6 , 162, 163-64 Gender. See M e n ; Women Genres, 6, 27, 188, 1 8 9 - 9 0 German philosophy, 236 Gevirtz, Susan, 1 2 1 1 1 Giddens, Anthony, i 6 6 n , 16g Gift, 120 Ginzburg, Carlo, 3 Gluckman, Max, 143 Goethe, Johann Wolfgang von, 53, 6 0 - 6 8 , 6g, 7 5 , 76 Golden, Marita, i g 5 , i g 6 , 213, 2 1 5 - 1 8 Gonzales, Rudolpho "Corky," 220 Gordon, Deborah, 2 i n , 2 6 n Gorky, Arshile, 207, 231 Governmenlalky, 260, 261 Grammatology, 1 1 7 Great Transformation, 173—74 Great War and Modern Memory, 89 Greek philosophers, 1 1 6 , 1 3 3 - 3 4 , 235, 238 Greenblatt, Stephen, 3 Griaule, Marcel, 9 Guilt, 4 5 - 4 6 , 47
Habermas, Jürgen, 125, 239. 248, 251 Hacking, I a n , 234, 2 3 7 - 3 9 Hall, Stuart, 23 Hamilton, William, 133 Handler, Richard, 1 2 m Haraway, Donna, 26n "Harlem Montana," 228 Harmless People, 105 Hartman, Geoffrey, 264 Harvard Kalahari Project, 45, 48, 49, 105, 1 1 0 Hawthorne, N., 66 Hayes, I r a , 225 Headman and I, 31 Heidegger, Martin, 10, 236 Hermeneutics, 10, 166; in "Deep Play," 75, 76; in Learning to Labour, 177, 1 8 3 - 8 5 ; Rorty 011, 236, 238 Hermes, 5 1 , 5 2 - 5 3 , 68, 76 Herodotus, 2 Heteroglossia, 2 4 6 - 4 7 Hidden meaning, 194-9511, 198 Hinojosa, Rolando, 219, 222 Hinton, William, 189 Historical and Statistical information Respecting the History, Condition and Prospects of the Indian Tribes of the United States, 60 Historical ethnography, 3, 77 History, 3, 6, 8 - 1 1 , 24, 1 6 5 - 6 6 n , 189, 2 6 2 - 6 3 ; allegories and, 1 0 1 - 2 , 1 1 9 ; and gender, 1 7 - . 1 8 ; Montaillou and, 7 7 ; post-modernism and, 24n, 249; truth and, 237 Holism, 1 3 2 - 3 3 , 1 7 1 , 188, 1 9 1 , 192, 224 Homebase, 212 House Made of Dawn, 2 2 5 - 2 6 House on Mango Street, 2 1 9 Humanism, 101, 102, 260 Humboldt, Alexander von, 60 Humor, 224-30 Hunger of Memory, 2 1 9 , 220 H u n t brothers, 172 Hymes, Dell, g Hypotyposis, 53, 5 7 ~ 5 8
"I am Joaquin," 220 I d , 196 Identity, ethnic, 1 9 5 - 9 6 , i g 7 , 201, 2 1 1 , 216, 2 1 7 , 220, 228 Ideology, 240 I Know Why the Caged Bird Sings, 203 n Ilongots, 165—66n Immigrant novels, 195 Indians. See Amerindians Indigenous ethnographers, 9. See also Autobiography
Index Indochina, 259 Inscription, 99, 1 1 3 , 1 1 6 , 1 1 7 , 118 Interdisciplinarity, 3 Interference, 2 1 9 , 232 Interlinguistics, igsn, 202, 2 1 8 - 2 0 , 223 Interpretive anthropology, 167, 168 n, 169, 250, 2 5 6 - 5 8 ; Clifford and, 242, 243, 245, 246; Fish on, 255; Geertz and, 53, 7 5 - 7 6 , 242, 243, 256; Gellner and, 1 4 3 - 4 4 , 1 5 1 - 5 2 Inter-references, U ) 5 n , 201, 202, 218— 23, 230, 232 Intertextuality, 1 1 7 , 19511, 202, 265 Invisible Man, 20311
Iran, 190 Irony, 1 1 1 - 1 2 , 1 2 1 , 1 8 2 - 8 3 , 2 2 4 - 3 0 Israel, 196 Ualienische Reise (Italian Journey), 53, 6 1 , 62, 63, 64 Jacobson, Roman, 10 James, Henry, 66, 68 n Jameson, Fredric, 3, 19411, 2 4 7 - 5 0 , 252 Jewish-Americans, 2 3 1 - 3 2 Justification, 5 8 - 5 9 , 123, 125, 145, 150 Kachins, 1 5 1 - 5 2 Kaluli, 200 Kant, Immanuel, 235—36 Kauffmann, Angelika, 63 Kenny, Maurice, 229 Kim, Elaine, 211 King, Martin Luther, Jr., 196 King Lear, 72, 73 Kingsley, Mary, 35 Kingston, Maxine Hong, 195, 203 n, 208—10, 211 — 12, 213 Kipp, J.", 55. 6 ° Kluckhohn, Clyde, 31 Knorr-Cetina, Karin, i 6 g n , 177, 180, 182 Knowable community, 170 Knowledge, 234—41 Kuhn, Thomas, 3, 234, 254 Kuklick, Henrika, 1 1 1 !Kung, 4 2 - 4 9 , 9 8 - 9 9 , 1 0 3 - 9 Lacan, Jacques, i 9 5 n , 250 Lafitau, Joseph François, 101 Lake Regions of Central Africa, 35, 40 Lakota Belief, 1 5 - 1 6 , 17 Lakota Myth, 16, 17 Lakota Society, 16, 17 Languages: inequality of, 156—60, 164; sciences of, 4, 10. See also Interlinguistics
301 "Language, T r u t h , and Reason," 237 "Law of the Conditioned," 133 Leach, Edmund, 3, 142, 1 5 1 - 5 2 Learning to Labour, 169, 173—88 Leavis, F. R., 142 Ledere, Gérard, 9 Lee, Richard, 47, 48 Leiris, Michel, 8, 9, 13 Lele, 1 6 0 - 6 1 Le Roy Ladurie, Emmanuel, 3, 7 7 - 8 8 , 93. 94. 95. 97 Lévinas, Emanuel, 194, 231 Lévi-Strauss, Claude, 3, 1 1 2 , 12111, 1 9 9 - 2 0 0 , 229 Lienhardt, Godfrey, 1 7 - 1 8 , 142, 145, 158-59 Linguistics, 4, 10. See also Interlinguistics Linton, Ralph, 141 Literacy, 1 1 7 , 1 1 8 Literary approaches, 3 - 4 , 5 - 6 , 2 6 2 63, 266 Literature, 5 - 6 , 138 Logic, 237 Lyautey, Hubert, 259, 2 6 0 - 6 1 Lyotard, Jean François, 125, 137, i g 4 n , 230, 249 Macro perspectives, 22, 1 6 5 - 9 3 , 5 > 258 Majnep, Ian Saem, 136 Malinowski, Bronislaw, 1 - 2 , 3, 13, 27, 29, 3 7 - 3 8 , 1 1 2 ; and cultural translation, 1 4 1 - 4 2 ; diaries of, 14, 3 1 , 92; narrative-description duality of, 35; and scientific ethnography, 39, 41 ; and tent, 1 - 2 , 9 2 n Manchila in the Promised Land, 203 n Mandan Indians, 53, 5 4 - 6 0 , 72, 75, 76 Manners, Customs, and Conditions of the North American Indians, 55, 56, 57, 58, 59, 60 Maps and Dreams, 11511 Maquet, Jacques, 9 Marcus, George E., 20, 22, 24, 26m 97 n, 1 5 6 - 9 3 , 262—66 Marin, Louis, 3 Marx, Karl, 2 0 7 - 8 Marxism, 23, 1 7 0 - 8 7 passim, 240 Massignon, Louis, 199 Master narrative, 24 n Maurs, Guillaume, 86 Maury, Pierre, 86, 87, 95 Mauss, Marcel, 120 Maximilian of Neuwied, Prince, 60 Maybury-Lewis, David, 14, 3 1 , 39, 40-42 Mayhew, Henry, 23 2
]
3
Index
02
Mead, Margaret, 1, 3, 9, 13, 109; and Coming of Age in Samoa, 102 — 3, 7'> and cultural criticism, 2 1 7 ; and female domains, 18 Meaning, 5 3 - 5 4 , 1 6 0 - 6 3 , t 8 7 - 8 8 Melanesia, 1 1 5 n Melville, H e r m a n , 103 Memory, 163, 197, 198, 201 M e n , 1 8 - 1 9 ; Asian-American, 2 1 1 - 1 2 ; Dinka, 1 7 - 1 8 Mendel, Gregor, 238 Ménil, René, 9 Mexican-Americans, 201, 215, 218—23 Micro perspectives, 1 6 6 - 6 7 , i 6 g n , 170, 177, 180, 182, 193 Middle class, 174, 1 7 5 , i 7 6 n , 1 8 1 - 8 6 passim, 191—92 Middlemarch, 114 Midwifery, ethnographic, 180, 181 Migrations of the Heart, 195, 2 1 5 - 1 8 Mingus, Charlie, 202, 2 1 3 - 1 5 Mitchell, David D., 60 Mixed-genre texts, 188, 1 8 9 - 9 0 Modernism, 21, 1 3 8 - 3 9 , i68n, 1 9 0 93, 1 9 4 n , 248 "Modes of Thought," 142, 1 5 8 - 5 9 Momaday, N. Scott, 2 2 5 - 2 6 Monophony. See Univocity/Monophony Montaillou, 7 7 - 8 7 , 88, 93, 95 Montesquieu, C , 2 Montoya, Jose, 218, 223 Morocco, 1 5 3 - 5 5 , > 59> 2 6 0 - 6 1 Mpongwé, 1 1 6 Multi-locale ethnography, 1 7 1 - 7 3 , 177 Murphy, Robert, 1 1 5 Myth, 20011 2l
2 1 2
2
Nambikwara, 112 Names, 225 Narayan, Kirin, 9 7 n Narrative, 24, 2 8 - 4 7 , 165m 1 7 1 , 172, 1 7 5 , 263; allegory and, 100; Amer indian talk-story, 2 2 4 - 2 8 ; and de scription, 28, 3 2 - 3 3 , 3 4 - 3 5 , 3 8 39, 4 1 , 45; in Italienische Reise, 53; in Montaillou, 88; in Nisa, 4 2 - 4 5 , 47, 106; in Nuer, 39—40, 4 1 , 8 8 - 9 3 , 94 Nationality, 8 4 - 8 5 . See also Ethnicity Natural history, 1 3 0 - 3 1 Navarro, Fats, 214 Naven, 1 9 2 - 1 9 3 Needham, Rodney, 5, 143, i 6 4 n Negative dialectics, 132 Négritude movement, 9 Neusner, Jacob, 231 Newspapers, 127 Newsweek, 28
New-York Commercial Advertiser, 55 Nield, Keith, i 6 4 n Nietzsche, Friedrich, i 9 5 n , 253 Nigeria, 2 1 6 - 1 7 Nines, Charles, 15 Nines, Richard, 15 Nisa, 4 2 - 4 6 , 9 8 - 9 9 , 1 0 3 - 9 Nishan Shaman, 209 Novels, 1 1 4 , 170, 195 Nuer, 32, 3 9 - 4 2 , 7 7 - 7 8 , 8 7 - 9 7 , 1 1 1 12, 161 Nuer Kinship and Marriage, 90 Nuer Religion, 90, 1 4 9 - 5 0 , 151 Obeysekere, Gananath, 207 Objectivity, 13, 14, 63, 9 3 - 9 5 , 237 "Objectivity in Anthropology," 9 Occult, 134, i 9 4 n Odor, 11 Oglalas, 1 5 - 1 6 O-Kee-Pa ceremony, 53, 5 4 - 6 0 , 6 7 - 6 8 , 72. 75 Olson, Charles, 24 "On Ethnographic Authority, 2 4 5 - 4 7 Ong, Walter J., 10, 1 1 - 1 2 , 1 1 9 , 131 Orality, 1 1 5 - 1 7 , 1 1 8 , 128, 1 7 7 , 1 8 4 85, 2 2 1 - 2 2 , 2 6 4 - 6 5 Order of Things, 239 Orientalism, 12 Ortigues, Edmond, g Ortiz, Simon, 224 Ortner, Sherry B., 2 2 n , Other Cultures, 142 Otherness, 23, 1 2 7 - 2 8 , 142, i 6 7 - 6 8 n Outline of a Theory of Practice, 169 Oxford, 142 Ozick, Cynthia, 232 Pannwitz, Rudolf, 157 Panopticon, g2 Paris, 3 Park, Mungo, 35, 38 Park, Robert, 23 Partiality, 7 - 8 , 18, 24n, 25 Participant-observation, 13, 1 4 , 3 8 , 1 1 1 , 1 8 3 - 8 4 ; in Eliot's novels, 1 1 4 ; in Manners, Customs, and Conditions, 57; in Nuer, 88, g 2 ; in Roman Carnival, 66-67 Passage to Ararat, i g 5 , 2 0 4 - 7 Pastiche, 2 4 9 - 5 0 , 252 Pastoral, 9 6 - 9 7 , 1 1 0 , 1 1 3 - 1 6 , 1 1 8 - 1 9 , 121 n; in Montaillou, 8 6 - 8 7 , 95> 9 6 - 9 7 ; in Nuer, 89, 95, 9 6 - 9 7 Patterns of Culture, 102 Phaedrus, 1 1 7 Phenomenology, 7 5 , 166
Index
3°3
Philosophy and the Mirror of Nature, 234 Physical anthropology, 4 Picchi, Debra, 30 Pine Ridge Sioux Reservation, 1 5 - 1 6 Plato, 1 1 6 , 133 Pocho, 219 Pocock, David, 161—62 Poetics, 232. See also Cultural poetics Poetry, ethnic autobiographical, 21g, 220—23, 8 Polanyi, Karl, 173—74 Political economy, 1 6 5 - 9 3 , 5 - $ ^ Capitalism Political Systems of Highland. Burma, 151-52 Politics/Power, 6, 1 1 , 1 7 - 1 8 , 24, 166, 239, 2 5 1 - 6 1 passim; and cultural translation, 1 5 2 - 5 3 , 163, 164; Foucault on, 241, 260, 261; Mon taillou and, 81, 88, 97; Nuer and, 88, 9 1 , 93, 96, 97, 1 1 1 ; rhetoric of, 122, 125. See also Colonialism; Feminism; Political economy Polyphony/Polyvocality, 15, 126, 127, 137, 203, 223, 246; in Montaillou, 82; in Nisa, 45, 1 0 4 - 6 , 109 Positivism, 100, 166, 169, 184 Post-modernism, 2 1 , 2 2 - 2 3 , 4 , 1 2 2 40, 1 9 4 - 2 3 3 , 2 4 7 - 5 1 , 252 "Postmodernism and Consumer So ciety," 247—50 Pound, Ezra, 130 Power. See Politics/Power Practice, 166, 169, 170, 177 Pragmatism, 59 Pratt, Mary Louise, 1 1 , 13, 24, 2 7 - 5 0 , 97" Présence Africaine, 9 Price, Richard, 7 - 8 Prost, H e n r i , 260 Psychoanalysis, 1 6 1 , 162, 196, 203, 204, 209, 2 1 3 - 1 4 Puns, 69 2 2
2
1
e e
a
s 0
2
Quintilian, 98 n
ernist essay and, igo, 1 9 1 , 192; in nostalgia films, 250; of post modernism, 134, 137; Williams on, 1 6 9 - 7 0 , 188, igo; by Willis, 1 7 5 , 176, 1 7 7 , 185 Reasoning, 237—38 Redemptive ethnography, gg, 1 1 3 , i 6 5 n Reflections on Fieldwork in Morocco, 31 Reid, Thomas, 137 Reinventing Anthropology, g Relativism, 129, 147—48, 155 Religion, 135, 1 4 9 - 5 0 , 1 5 3 - 5 5 Religion and Economic Action, 143 "Religion of the Dinka," 17—18 Repetitions, 206, 2 0 7 - 8 Representation, 1 0 - 1 1 , 19, 77, 123, 168n, 169, 1 8 9 - 9 3 , 2 3 4 - 6 1 ; post modernism and, 128, 1 2 9 - 3 0 , 1 3 1 ; Willis and, 1 7 7 , 180, 183, 184. See also Rhetoric Research Group on Colonial Discourse, 26n Restless Serpents, 222, 223 Restructuring of Social and Political The ory, 16611 Return to Laughter, 13 Revolutions, 189—go Rhetoric, 5, 6, 1 0 - 1 1 , 12, 57, 122, 1 3 5 ; allegory and, 100; of irony, 224; of modern essay, i g i , 192; in Mon taillou, 77, 8 1 - 8 7 ; Nuer, 77, 83, 85, 9 3 - 9 5 ; political, 122, 125; scien tific, 122, 1 2 3 - 2 5 , 130, 136 Ricoeur, Paul, 10 Rites and Witnesses, 222 Rivera, Tomas, 221 Rivet, Paul, 9 Road to Tamazunchale, 221 — 22 Rodriguez, Richard, 219, 220 Rogin, Michael, 26 m Roman carnival, 53, 54, 6 0 - 6 8 , 75 Romanticism, 100, 1 1 4 , 128, 229 Römische Karneval (Roman Carnival), 6 1 , 62, 63, 67 Rorty, Richard, 234, 235, 236, 237, 3 - 3 9 - 261 Rosaldo, Michelle, 1 1 0 - 1 1 Rosaldo, Renato, 12, 23, 24, 7 7 - 9 7 , i 6 5 - 6 6 n , 2330, 245 m
2
Rabinow, Paul, 24, 2611, 3 1 , 9 7 n , i 6 4 n , 234—61, 263; fieldwork account by, 14, 3 1 , 165 n; and Strathern, 21 n, 254. 2 5 5 - 5 6 , 2 5 7 - 5 8 Racism, 202, 2 1 1 , 214, 215 Radin, Paul, 13 Rampersad, Arnold, i g 7 Raponda-Walker, Abbé, 116 Realism, 25, 130, i 6 8 n , 1 7 1 , i g 8 , 232, 265; by Catlin, 5 7 - 5 8 ; De M a n and, 100; by Evans-Pritchard, g2; mod-
8
Sacks, Harvey, 23 Sahlins, Marshall, 208 Said, Edward, 3, 12, 241, 251 Said and the Unsaid, 140 n Salinas, Raul, 202, 222, 223 Salvage ethnography, 1 1 2 - 1 3 , 1 1 5 , 118, i65n
Index 3°4 1 1
2
Samoa, 1 0 2 - 3 , 9 - ' 7 Samuelsson, Kurt, 1 4 3 - 4 4 Sanchez, Ricardo, 2 1 8 - 1 9 Santayana, George, 78 Sapir, Edward, 3, 4, 10, 114 Saramakas, 7 - 8 Saroyan, William, 203 n, 204, 20511 Sartre, Jean-Paul, 128 Saudis, 172 Saussure, Ferdinand de, 10 Savage and the Innocent, 31 Schizophrenia, 250 Schneider, David, 12111, 179 Scholem, Gershom, 231 Scholle, Bob, 9 Schoolcraft, Henry Rome, 60 Science, 235; art and, 3, 4; interpretive, 257; rhetoric of, 122, 1 2 3 - 2 5 , 130, 136; transcendental, 135 Scientific communities, study of, 3 Scientific ethnography, 3 9 , 4 1 , 1 0 4 - 5 , 110— 11 Segalen, Victor, 103 Self-fashioning, 2 3 - 2 4 Selves, alternative, 213—18 Semiotics, 3, 1 1 , 166, 19511 Senghor, Léopold, g Senses, 11 — 13, 131 Serres, Michel, 195 n, 219 Sex (gender). See Men; Women Sex and Temperament in New Guinea, 217 Sexuality, in Montaillou, 8 3 - 8 4 Shabono, 2 8 - 3 1 , 32 Shavante, 41 Shi'ites, 190 Shore, Bradd, 1651Ì Shostak, Marjorie, 4 2 - 4 6 , 47, 48, 49, 9 8 - 9 9 , 1 0 3 - 9 , 110 Silko, Leslie Marmon, 213, 226, 227, 229 Silver market, 172 Simple style, 5 n Snyder, Gary, 229 Social anthropology, 4 Social heredity, 141 Social planning, in colonies, 260-61 Social structure, 9 3 ~ g 4 ; Montaillou, 8 2 - 8 6 ; Nuer, 88, g 3 ~ g s Sociology, 22, 23, 1 1 4 , 162, 195 Socrates, 1 1 6 , 1 1 7 Soul on Ice, 203 n Sounds, 11 n, 1 2 - 1 3 South Africa, 192 South Seas, 3 5 - 3 7 , 1 0 2 - 3 Sparrman, Anders, 46 Sperber, Dan, 243 Stade, Hans, 3 3 - 3 4 , 38
Staiger, Emil, 63 Statistics, 1 7 7 , 238 Stocking, George, 11 n, g2n Strathern, Marilyn, 2 i n , 254, 2 5 5 - 5 6 , 257-58, 2 6 m Structures of feeling, 3, 112 Studying the Yanomamo, 31 "Stupid America," 220—21 Style, scholarly, 164 Subjection, 260 Subjectivity, 5, 1 3 , 9 6 , 1 1 1 , 1 1 4 , 1 3 5 36; Catlin and, 57; Geertz and, 70, 7 3 - 7 4 ; Shostak and, 107, 108 Subversion, 5 1 - 7 6 Sun Dance and Other Ceremonies, 15 Sword, George, 15, 16, 1 1 7 Symbolic Domination, 31 Tahiti, 3 6 - 3 7 Talaat Bey, 206 Talmud, 200 Tambiah, Stanley, 199 Tarn, Nathaniel, 1 2 - 1 3 Taussig, Michael, 1 7 6 - 7 7 1 1 , 1 7 8 - 7 9 , 180 Tedlock, Dennis, 136 Television, 163 Tent, 1 - 2 , 92 n Textuality, 10, 12, 2 0 - 2 1 , 1 6 8 - 7 3 , 1 9 0 - 9 3 , 230, 2 4 1 - 5 5 passim, 2 6 4 66; and allegory, gg, 1 1 1 , 1 1 3 , 1 1 4 - 18; post-modernism and, 127, 128, 12g, 250; Willisand, 1 7 1 , 173, 175, 177, 1 8 3 - 8 8 , i g o . See also Dialogue; Evocation; Intertextuality; Poly phony/Poly vocality; Representation; Rhetoric T h o m a s , Elizabeth Marshall, 48, 105 Thornton, Robert, 97 n T h o u g h t , analysis of, 238, 2 3 9 - 4 0 Todorov, Tzvetan, 3, g8n, 201 Transcendence, 99, 123—36 passim Transference, 2 0 3 - 8 Transcription, 1 1 6 - 1 7 Translation, 2 2 , 5 1 , 5 2 , 1 3 7 - 3 8 , 1 4 1 - 6 4 Travels in the Interior Districts of Africa, 35 Travels in West Africa, 35 Travel writing, 1 1 , 28, 3 3 - 4 2 passim "Trip T h r o u g h the Mind Jail," 202, 222 Tristes Tropiques, 13, 1 1 2 , 1 2 m Trobriand Cricket, 112 Trobriands, 38, 112 T r o p e s , 50, 132, 256; arrival, 37, 4 2 43; Orientalist, 12 Truths, 6, 7, 25, 5 2 - 5 3 . 2 3 7 - 3 8 , 2 4 0 4 C 257
Index Tuhami, 192,'208, 212 Turnbull, Colin, 1 Turner, Victor, 3, 98, i g 5 n , 199 Tyler, Stephen A., 1, 12, 24, 97n, 19511, 265; post-modernism of, 2 1 , 122—140, i g 4 n ; on univocal meaning, 230 Tylor, E. B . , 141 Tyon, Thomas, 1 5 - 1 6 Typee, 103 Under the Rainbow, 31 Unintended consequences, 1 8 2 - 8 3 , 186, 187 United States: academic political economy in, 16711; ethnicity in, 1 9 4 233; social thought in, 166, 169 Univocity/Monophony, 5, 15, 126, 132, 203, 230 Urbanism, 259, 2 6 0 - 6 1 "Use and Abuse o f Anthropology," 1 1 0 Utopianism, 127, 1 2 8 - 2 9 , 1 3 8 - 3 9 Valero, Helena, 2 8 - 3 0 , 38 van der Post, Laurens, 48 Vernant, Jean-Pierre, 194 Vico, G., 10, 127 Vigil, Evangelina, 223 Village studies, 189 Villarreal, Jose Antonio, 219 Visualism, 1 1 - 1 2 , 5 7 - 5 8 , 1 3 0 - 3 1 Vizenor, Gerald, 202, 224, 2 2 7 - 2 8 Wagner, Roy, 115 n Waiting, i g 2 Walker, Alice, 213 Walker, James, 1 5 - 1 7 , 117 Wallerstein, Immanuel, 22 n, 167 Warner, Lloyd, 23 Way to Rainy Mountain, 225 Weber, Max, 143, 144, 241, 257 Weiner, Annette, 20 Weinreich, Max, 1 9 5 m 231
3°5 Weinreich, Uriel, 19511, 231 Welch, James, 202, 228 Welsh ancestry, of Mandans, 55, 5g Wendt, Alfred, 1 i g Werther, 61 West African Studies, 35 We, the Tikopia, 35—36 "What Makes an Interpretation Acceptable," 255 White, Hayden, 3, 26n, 22411 Whorf, Benjamin Lee, 10 Whyte, William F., 23 Williams, Raymond, 5 - 6 ; on pastoral, 1 1 3 - 1 4 ; on realism, 1 6 9 - 7 0 , 188, 190; on structures of feeling, 3, 1 12 Williams, William Carlos, 3 Willis, Paul, 23, 169, 1 7 1 , 1 7 3 - 8 8 , 190 Winter in the Blood, 228 Wittgenstein, L., 10, 144, 236 Women, 1 7 - 1 9 ; Dinka, 17; in Migrations of the Heart, 217; Nisa and, gg, 104, 107—8; Woman Warrior and, 209; working class and, 188; Zamora and, 223. See also Feminism Woman Warrior, 195, 208—10 Wong, Shawn Hsu, 210, 211 - 1 2 Woolf, Virginia, 2 Wordarrows, 227 Working class, 174—88 passim World system, 22, i 6 5 n , 167 World War I, 120 World War II, 207 Yanagisako, Sylvia, 97 n Yanoama, 28 Yanomamo, 2 8 - 3 1 Yanomamo: The Fierce People, 31 Yates, Frances, 12 y no se lo trago la tierra (and the earth did not part), 221 Zamora, Bernice, 218, 222, 223
Designer: Compositor: Text: Display: Printer: Binder:
Sandy Drooker G & S Typesetters, Inc. 10/12 Baskerville Baskerville Vail-Ballou Press Vail-Ballou Press