FILM AND THE LAW
Cavendish Publishing Limited London • Sydney
FILM AND THE LAW Steve Greenfield, LLB, MSc University...
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FILM AND THE LAW
Cavendish Publishing Limited London • Sydney
FILM AND THE LAW Steve Greenfield, LLB, MSc University of Westminster Guy Osborn, BA, LLM, Barrister University of Westminster and Peter Robson, LLB, PhD University of Strathclyde
Cavendish Publishing Limited London • Sydney
First published in Great Britain 2001 by Cavendish Publishing Limited, The Glass House, Wharton Street, London WC1X 9PX, United Kingdom Telephone:
+44 (0)20 7278 8000
Facsimile:
+44 (0)20 7278 8080
Email: info@cavendishpublishing.com Website: www.cavendishpublishing.com
© Greenfield, S, Osborn, G and Robson, P 2001
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, scanning or otherwise, except under the terms of the Copyrights Designs and Patents Act 1988 or under the terms of a licence issued by the Copyright Licensing Agency, 90 Tottenham Court Road, London W1P 9HE, UK, without the prior permission in writing of the publisher. British Library Cataloguing in Publication Data Greenfield, Steve 1960– Film and the law 1 Trials in motion pictures 2 Lawyers in motion pictures 3 Sociological jurisprudence I Title II Osborn, Guy 1966– III Robson, Peter, 1947– 791.4'3655
ISBN 1 85941 639 X
Printed and bound in Great Britain
ACKNOWLEDGMENTS
Following Academy Award Practice, this acknowledgment page could go on for a long time and bring us to tears. However, in the light of recent awards for the shortest acceptance speeches, we will try to be brief; those we have missed out, apologies, feel free to bring this to our attention so we can add a ‘list of people who we forgot last time around’ to the second edition. Thanks are first due to our respective academic departments for allowing us space to develop these issues. Whilst film and law was (initially at least) viewed with horror by some, amusement by others, hopefully this book goes some way to placate those suspicious minds. The material in this book is the culmination of around eight years of research and teaching. The book has benefited from the opportunities to present the work in a number of academic settings including: a series of Socio-Legal Studies Associations Conferences (Leeds and Southampton) and Law and Society Annual Meetings (Arizona, Aspen, Glasgow, Chicago), Screen Conference (Glasgow) 1996, and a number of guest lectures at the Universities of Sheffield, Manchester Metropolitan and Anglia. Early incarnations of some of the ideas presented here were first aired in a number of academic journals, and thanks are due to the editors of these journals for the foresight and perception to publish such work. Thanks are due to all our respective families for putting up with constant viewings of videos and DVDs, often accompanied by an over-use of the pause button and no popcorn. Thanks also to the students who have contributed to the way in which the work has evolved through their participation in seminars and lectures over the years. Particular thanks are due to Vincent McGrath for initial impetus and to Martin Knowles for the very generous use of his extensive DVD collection and his critical comments on the postmodern construction of the women characters. Thanks also to Leslie and Henry for hosting the regular Sunday evening film circle in The Ram. We are grateful to Lara Brain and Avis Whyte for their help locating research sources, and all at Cavendish Publishing, especially Jo Reddy and Cara Annett, for their patience, help and humour during this project. A particular mention must be made of the anonymous reader who provided us with many useful ideas that we feel has made the book a more coherent text, although any mistakes and defects that remain are, of course, our own. We also thank Universal Studios and MGM for permission to use the stills. Every effort has been made to trace all the copyright holders, but if any have been inadvertently overlooked, the publishers will be pleased to make the necessary arrangements at the first opportunity. This book is the culmination of nearly a decade of writing, teaching and researching into the field of film and law. As is made dear in the text, it represents an attempt to map out an area, but we also offer this text in the hope that it might provide a sounding board or a catalyst for future research, not least by ourselves, and we hope that this book offers new ways of considering legal studies and legal theory. Steve Greenfield Guy Osborn Peter Robson July 2001
CONTENTS Acknowledgments
v
Table of Stills
xi
1
LOCATING FILM AND LAW: THEMES AND PERSPECTIVES
1
Introduction
1
Law and film: law and popular culture
2
Law and film teaching: from periphery to core
6
2
3
Law and film scholarship
11
Determining the boundary: what is a law film?
14
Law films, film theory and legal theory
24
Conclusion: law films—cause and effect
27
PLACES AND SPACES OF JUSTICE
31
Law’s visual image
31
Courtroom drama
34
Celestial justice
35
Celestial justice: Brave New World or Beam Me Up Blackstone?
38
Visions of military justice
41
Scapegoating
44
Perspectives on justice and legality
49
Cyber justice—Dredd at the end of the law: ‘all the street’s a stage’
50
PRESUMED ACCURATE? FACT, FICTION AND CINEMATIC LAW
55
Let Him Have It (1991)
61
In the Name of the Father (1993)
62
The Hurricane (1999)
64
Amistad (1997)
65
A Civil Action (1998)
68
Erin Brockovich (2000)
72
For real: stories, people and the entertainment factor
74
Telling stories (1) the documentary
76 vii
Contents
4
5
Telling stories (2) who owns history?
78
Telling stories (3) whose story?
80
Conclusion
81
IN LOVE WITH THE LAW: CINEMATIC LAW AND LAWYERS
85
Of love and law
85
Law, film and the wider moral agenda
87
Law and justice in film
93
A Civil Action (1999)
102
Cape Fear (1991)
103
The Client (1994)
104
Devil’s Advocate (1997)
106
The Firm (1993)
107
Lawyers in film
96
The cult of the robe: dress and appearance in film
110
Legal demeanour and courtroom behaviour
112
Conclusion
114
THE INVISIBLE LAWYERS: WOMEN, GAYS AND MINORITIES IN THE LAW FILM
117
Beyond invisibility—the rise of the rainbow cinematic lawyers
119
Ethnic minority lawyers
119
Gay themes in law films and gay lawyers
122
Women in law films
124
Persistent themes
126
Can’t live with ‘em, can’t live without ‘em
126
Falling in Love Again
128
Falling under father’s shadow
130
Professional burnout
131
Back to invisibility
134
viii
Contents
6
7
The politics of gender in women protagonist legal films
134
Assessing the woman lawyer on film
135
Conclusion
138
MISSING (IN) ACTION: JUDGES AND JURIES
141
The invisible judge
142
The corrupt judge
144
The troubled judge
145
The comic judge
146
The political judge
148
Judges as protagonists—the judge under the spotlight
150
The judge as pragmatic solver of problems
150
The judge as earnest seeker after the proper course of action
153
The judge as enforcer of the letter of the law (in an idiosyncratic way)
157
Juries
160
Jury selection
162
Conclusion
166
PRIVATE EYES AND THE PUBLIC INTEREST
169
Private, public, professional and amateur: defining the private eye
171
The private eye: justice and politics
174
The private eye in film
175
Changes in the private eye film
178
The existential hero
178
Fighting evil
180
The stylites
181
The return to the politics of everyday life and existential angst
183
The postmodern investigator
184
Conclusion
188
ix
Contents
8
FUTURE TRAJECTORIES: WHERE NEXT FOR FILM AND LAW?
189
Reading legal films
190
Law, lawyers, legal film and audience perception
191
Legal films and theory
192
Beyond the black letter approach
194
The emergence of law and literature, and on to law and culture
195
The role of modernist legal practice
196
Explorations within unilinear modernism
198
An altered (postmodern) problematic
200
Bibliography
205
Filmography
221
Index
235
x
TABLE OF STILLS
1
YOUNG MR LINCOLN (© 2001 20TH CENTURY FOX)
2
INHERIT THE WIND (© 2001 UNITED ARTISTS)
3
INHERIT THE WIND (© 2001 UNITED ARTISTS)
4
TO KILL A MOCKINGBIRD (COPYRIGHT © 2001 UNIVERSAL STUDIOS. COURTESY OF UNIVERSAL STUDIOS PUBLISHING RIGHTS, A DIVISION OF UNIVERSAL STUDIOS LICENSING INC. ALL RIGHTS RESERVED)
5
TWELVE ANGRY MEN (© 2001 UNITED ARTISTS CORP)
6
TWELVE ANGRY MEN (© 2001 UNITED ARTISTS CORP)
7
CAPE FEAR (COPYRIGHT © 2001 UNIVERSAL STUDIOS. COURTESY OF UNIVERSAL STUDIOS PUBLISHING RIGHTS, A DIVISION OF UNIVERSAL STUDIOS LICENSING INC. ALL RIGHTS RESERVED)
8
JUDGE DREDD (© 2001 DISNEY PUBLISHING WORLDWIDE)
xi
CHAPTER 1
LOCATING FILM AND LAW: THEMES AND PERSPECTIVES INTRODUCTION This chapter seeks to set out the terrain on which the teaching and study of legal film is based, and to consider the boundaries to this evolving area. In that sense this chapter acts as a method of orientation and provides the means to navigate the text as a whole. It contains a number of important interlocking elements that are vital to the law and film dimension. First, we consider the wider issue of the contemporary study of the relationship between law and popular culture, and how film and the law intersect within this broader field. Second, we analyse how films have been used as an aid to teaching in general, and then law teaching more specifically. Third, we investigate the contemporary academic work in the area of film and the law. Finally, we attempt to define the ‘law film’. In a sense this is perhaps the most difficult issue to address, and is a theme that pervades the book as a whole. As we will show, the lines of demarcation between what is and what is not a law film are, at best, unclear, yet clarification remains a central need. There is also the additional question of how legal theory and film theory can intersect with respect to legal films. It is perhaps necessary to indicate at the outset that we are approaching this subject as lawyers with backgrounds more rooted in legal theory than with any specialist expertise in film theory. We have sought, wherever possible, to engage with some aspects of film theory and it is clear that this is a potentially profitable area of future enquiry. Clearly some understanding of the rich history of work that seeks to explain the dynamics of film is very useful. For example, we have endeavoured to apply the concept of genre though, it must be said, not without some difficulty, much of which we ascribe to the type of film we are examining.1 It needs to be noted at the outset that the focus is almost entirely on films originally made for the cinema, rather than television movies, and is dominated by Americanmade films. In a sense this latter point reflects the cultural hegemony achieved by the American film industry. Within Europe it is Britain that has found its market most saturated with American films (Nowell-Smith and Ricci, 1998).2 This entire issue of American film domination and its consequences has a number of important economic and cultural dimensions that are beyond this project, so in a sense we have merely worked with the material that is presented to us and we are aware of the potential limitations. As film and the law develops it is hoped that greater exploration will be made of other sources of film and that European film-making can be utilised and analysed. 1
2
The concept of the legal film is often ignored by those writing from a film studies perspective. Gangster, cop films, detective stories, murder mysteries all seem to have some claim whilst, at best, courtroom drama is viewed as a sub-genre of crime films: see Neale (2000). In Neale’s work there is one reference to courtroom films that refers to work by Langmann and Finn (1995). Courtroom films are included by Langmann and Finn within crime films. As Neale (2000, p 85), notes when considering the courtroom film alongside three other categories: ‘Whether regarded as genres or as sub-types, the point here is that they rarely feature in critical or theoretical discussions of the crime film as such.’ According to statistics from the BIPE Conseil in Paris, the American share of the British market did decline between the 1980s and 1990s, but only reducing from 80% to 75% (Nowell-Smith and Ricci, 1998). 1
Film and the Law
Although these are cinema films, many will have been watched through the medium of television or video. The distinction between television and cinema films can be justified on a number of grounds, one of which is rooted firmly in pragmatism. Cinematic films are categorised, reviewed and generally readily available whilst television movies have far less longevity. However, as Phillips observes: ‘the technology of cinema exhibition holds us much more powerfully than does television. The size (and shape) of the screen, the quality of the images, the clarity of the sound all invite much more attention—indeed they demand if (Phillips, 1996, p 131), although as Rafter (2000) notes, the original differences that existed between television and film have altered. We agree that there are still sufficient physical variances between the medium, particularly when allied to the different criteria that may apply to the creative process which will in turn affect the viewing of films, to justify the concentration on cinematic product.3 One way of determining the presence and validity of an area is to examine the subject matter; with legal study this will mean any cases, legislation and academic texts. This is where film and the law is so radically different; the substance revolves around films and, thus far, a few texts, largely of American origin.4 The question with a subject that is so original and uncharted is essentially one of where to start. We argue that there are two key elements to this project. First, an analysis of those films that are generally accepted as being within the category of law film and secondly, to try and establish the nature of legal films. This book attempts to combine these two elements, but also to relate the subject to wider perspectives. There is a growing area of theoretical work that considers the role of law in the regulation of popular culture and this provides a useful starting point.
LAW AND FILM: LAW AND POPULAR CULTURE The pity is that the law schools stand isolated from most of the issues about law and its role that have or should have an empirical base. To me at least it seems patent that explorations of legal and popular culture, and the way they interact, should be high on the list of scholarly activities (Friedman, 1989, p 1606).
Popular culture has become established as an area of academic analysis for a number of different disciplines, yet study of the relationship between law and popular culture has been rather slow to develop. We suggest that there are a number of reasons for this. First, law school curricula are to a large extent still
3
4
One obvious recent change that has moved the home viewing experience closer to that of the cinema has been the introduction of digital quality images and, especially, sound. It is now possible at reasonable cost to enjoy quite amazing surround sound in the living room. The advent of Digital Versatile Disc (DVD) has Seen a boon to those who wish to study parts of film in detail and utilise dialogue. Furthermore, many films will incorporate additional scenes and a Director’s commentary that can often provide additional insights, see, for example, our use of this in relation to Erin Brockovich (2000). As the bibliography indicates, there is a growing literature that greatly assists those coming to the subject. 2
Chapter 1: Locating Film and Law: Themes and Perspectives
based around the black letter tradition and its hegemony can be seen in the many textbooks and casebooks that are produced.5 Part of this reticence can be put down to the legal academy’s resistance to change; it is often isolated from the wider scholastic community and perhaps possesses an innate conservatism that militates against progression. That said, there have been significant shifts within the law curriculum, although many of these have been influenced by professional demands. It needs to be recognised that the requirement to study a swathe of subjects is determined by the professions so that the law degree retains its status as a qualifying degree. This element has increased with the introduction of skills as well as new substantive subjects such as European Law. However, it is illuminating at this juncture to consider the recommendations of the Ormrod Report, which argued in 1971 that: In the scheme of training for the practice of the law, the objectives of the academic stage should be to provide the student with: (i) a basic knowledge of the law, which involves covering certain ‘core’ subjects…; (ii) an understanding of the relationship of law to the social and economic environment in which it operates; and (iii) the intellectual training necessary to enable him to handle facts and apply abstract concepts (Ormrod, 1971, p 94).
Ormrod hints at a wider appreciation of law, and that law should be seen within its broader socio-economic context, and there have been a number of developments within legal study that have attempted to satisfy this aim. However, even these have at times been viewed with suspicion and have had to battle for acceptance, notwithstanding the fact that these subjects may, in fact, be very traditional in their coverage and emphasis: Both Family Law and Labour Law are, for example, good examples of this phenomenon; both are responsive to societal and legislative changes. However, a key aspect of such ‘new’ subjects is not so much the subject matter itself but the approach adopted. For example, Labour Law could be seen on one level as a particular sub-strata of contract, tort and EU Law, although on another it might be seen as a heavily politicised course and the approach and coverage would reflect this accordingly. Similarly,…any new subject can be reactionary and mundane and not necessarily as vibrant and dynamic as the area might suggest; ‘new’ does not necessarily equate with ‘critical’ or ‘contextual’ (Osborn, 2001, p 168).
The area of ‘law and popular culture’, whilst of comparatively recent origin, is a further example of a shift towards a more contextual approach. Within the broad field of law and popular culture there is a conundrum: there is no obvious body of law and to a large degree the delineation of subject matter is highly subjective. This is further compounded by the fact that popular culture is itself a loaded term, and perhaps accounts for the lack of academic treatment it has received This is
5
As has been argued elsewhere, ‘The black letter tradition assumes, of course, that the law is predicated upon a rational and coherent body of rules that, once identified and applied, will provide the answer to the problem. However, whilst such an assumption might underpin much teaching, even a cursory incursion into legal study reveals a labyrinth of confusion and non-conformity’ (Osborn, 2001, pp 164–75): see, further, here, Sugarman (1991). 3
Film and the Law
notwithstanding the fact that; ‘Popular legal culture and popular culture are related to one another in two important respects. First, popular culture gets its ideas of law, or at least some of them, from popular legal culture. In other words, popular culture reflects popular legal culture’ (Friedman, 1989, p 1579). Friedman’s point neatly illustrates one of the crucial aspects of law and popular culture, and one that is exemplified in law and film particularly, that much ‘public’ understanding of law is gleaned from cultural representations of the law. Recent years have seen the emergence of a number of courses that attempt to draw upon this relationship; of course these do not necessarily share any particular characteristics and use differing approaches and coverage. The status of popular culture, and cultural studies, exacerbates this situation. Cultural studies has certainly embraced popular culture (see, generally, Storey, 1994) but the question for lawyers is whether it has yet become academically respectable to study law and popular culture. Perhaps even more problematic is defining exactly what law and popular culture may mean. Defining the terms is perhaps a logical point to start, and we need to organise the terms of popular culture and legal culture and what we may expect from interactions between law and culture. Friedman (1989, p 1579) defines legal culture as ‘ideas, attitudes, values and opinions about law held by people in a society’. There is, however, a narrower view of legal culture that refers to the working culture of the profession itself: the norms and values that underpin the working of the law. As a means of clarification we term the broader notion as ‘external legal culture’ and the narrower profession-based perspective as the ‘internal legal culture’. One of the most interesting theoretical perspectives in this area is determining the relationship between the ideologies of the cinema and the law or, more bluntly, exploring why the cinema gives us any messages it does about law and lawyers. In many ways, though, this is rather jumping the gun (perhaps a better analogy is fast-forwarding to the end) as we first need to determine what films and, more broadly, popular culture, are saying about law and lawyers. We would firmly argue that this is indeed the first task, to determine the nature of the portrayal before this can be linked into wider theoretical debates. Tied in to this is the idea of genre and how genre theory can be applied to legal films, and this is explored later in the chapter. In a sense, much of the intricate theoretical debate concerning the ideologies of culture and, in particular, that related to the cinema and high/ low culture debates, has bypassed many of those working with the relationship of law to popular culture, often for purely practical reasons. As Redhead (1995, p 30) points out, ‘it is patently difficult to maintain expertise in both legal theory and cultural studies’. There have, though, been a number of strands of work produced, some more firmly rooted in social theory than others. Thus, in areas concerning gender, race and ethnicity and sexuality the role of film in challenging stereotypes has been considered in a range of literature. The theoretical framework of such studies has included equal rights liberalism as well as various strands of feminism. One area of the law and popular culture relationship concerns the legal regulation of issues within contemporary cultural life, and is often more akin to traditional black letter legal analysis. As Redhead (1995, p 30) observes: Case law history across a whole series of ‘traditional’ and ‘emerging’ pedagogic areas of legal study including sports law, licensing law, intellectual property law, heritage 4
Chapter 1: Locating Film and Law: Themes and Perspectives
law,privacy law, obscenity law, entertainments law, media law and computer law, testifies to the increasing importance in the law school curriculum of law and popular culture.
Lawyers familiar with traditional subjects such as tort, contract and criminal law have been able to apply concepts to the cultural industries themselves, and the products of such industries. This has led to claims for the autonomy of subjects such as sports law as opposed to the concept of sport and the law.6 Entertainment law has also begun to emerge as an academic subject at both undergraduate and postgraduate level as well as on Legal Practice courses though it has a far longer history within law schools in the United States.7 On one level these are subjects that are often inherently interesting exactly because they are concerned with popular culture. If we accept, for these purposes, the definition of popular culture as the culture of everyday life then cases and statutes in these areas are enticing precisely because they are part of our cultural life. The George Michael litigation concerning his contract with Sony, or the regulation of the attempt by BSkyB to buy Manchester United, are fascinating because we are so familiar with these cultural products.8 Those lawyers ordinarily involved with the application of competition law principles may not much care what the subject matter is but disputes within areas of popular culture may attract much broader interest.9 The cases above attracted massive media attention that highlighted legal disputes that would not have been present if the cultural status of the participants had been different. This stresses the importance of popular culture to our daily life and widespread interest in the regulation of this culture. Law that governs popular culture becomes tagged with the populist cloak. A further approach analyses how popular culture portrays the internal legal culture, and how this then affects the external legal culture. Simply, what does film and/or television show us about the law and how does this alter public perceptions of law? This view of one narrow subject matter of popular culture is encompassed in wider debates about what popular culture is and how it works. Berger (1995, p 162) draws a convenient distinction between two camps within cultural studies: The difference between popular culture critics (many of whom are critical theorists) and scholars who study and analyse the mass media per se is that popular culture critics tend to focus much of their attention on texts-specific works and specific genres, in contrast to mass communication scholars, who are more interested, generally speaking, in the way mass-mediated works affect attitudes, values, beliefs and related concerns in audiences. Mass communication scholars tend to see themselves as social scientists, and their approach is (or at least was) essentially social psychological,
6
Whilst there are a number of mainstream media textbooks there are few specific entertainment law texts. Sports law textbooks have a more distinguished pedigree, largely through the work of Edward Grayson (1999), though a wider range of materials is now starting to emerge: see, eg, Gardiner et al (1998); Greenfield and Osborn (2000). 7 There are, as yet, few academic texts covering entertainment law. For an excellent American book, see Biederman et al (2001). 8 Panayiotou v Sony Music Entertainment (UK) [1994] EMLR 229; see also, for earlier struggles, Gilbert O‘Sullivan v Management Agency and Music [1985] QB 428 and Elton John v James [1991] FSR 397. Greenfield and Osborn (2000) deal with a number of legal interventions within sport, including the criminal, and civil law. The BSkyB bid for Manchester United is covered in depth within Nick Toms’ chapter. 9 This may, however, be a recent phenomenon. There had been little academic interest in the music contract litigation prior to the George Michael contractual dispute. 5
Film and the Law
measuring effects, using participant observation and other such techniques. Popular culture critics draw much of their theory from literary theory, philosophy, rhetorical theory, and related areas.
Much of the work by lawyers, particularly in the area of film and law, straddles this divide. For example, there are numerous examples of work concerned with the effect of popular culture. In the legal sphere this is often concerned with legal liability for entertainment products that cause ‘harm’ and in the past this has revolved around the legitimacy of the censorship of material. This idea of harm, whether to individuals or to society’s morals, has been the basis for the regulation of entertainment products including books, films or music. More recently this has moved forward to consider whether such products can lead to injuries to third parties caused by those consuming the cultural products—the ‘copycat scenario’ (Miskin, 1996). There are major legal difficulties to surmount for claims to succeed, particularly with respect to causation, though there are some signs that courts are starting to embrace some of the arguments concerning the effects of violent material. There have been allegations against different media including books, films, videos and music. Most significant has been the litigation surrounding the film Natural Born Killers (1994).10 The other angle that has interested film and the law scholars has been to identify the meaning of the film, more akin to cultural criticism, but also to chart these messages in terms of the public perception of law and lawyers. This subject is explored in more detail below but it is important to recognise that this work does have links with both cultural and mass communication studies and other work in the area of law and popular culture. Also, on a purely one-dimensional level, cinematic portrayals of law can be used as a teaching aid to replace or add to traditional teaching materials, although to confine the use of film within teaching to the merely pedagogic would be a tragic waste of its full potential.
LAW AND FILM TEACHING: FROM PERIPHERY TO CORE Perhaps the most obvious use of film in the study of law is as an audio-visual teaching aid to illustrate particular points. On a practical level, these might be in areas of legal practice such as advocacy, skills or ethical issues. Examples of how film could be used at this level could include using Philadelphia (1993) to illustrate discrimination in employment, or perhaps A Civil Action (1999) to discuss environmental law and causation in tort. In terms of advocacy, there are a number of fine oratorial performances that could be utilised for critical analysis, comparison and learning, including Paul Newman in The Verdict (1982) or Marlon Brando in A Dry White Season (1989). The final courageous closing speech or the rigorous cross examination are often the hallmarks of the great courtroom drama, especially in capital cases such as A Time to Kill (1996). Students can be asked to view the positive and negative aspects of such advocacy and measure it against the selected extracts. Whilst these scenes may be overly melodramatic and contrary to elements of court protocol or procedure, they often possess great examples of timing and eloquence, Anthony Hopkins’ closing argument in Amistad (1997) being a case in point:
10 In addition, a number of musicians have been threatened with action, including Eminent, Judas Priest and Marilyn Manson. 6
Chapter 1: Locating Film and Law: Themes and Perspectives
Your honours, I derive much consolation from the fact that my colleague Mr Baldwin has argued the case in so able and so complete a manner as to leave me scarcely anything to say. However, why are we here? How is it that a simple, plain property issue should now find itself so enobled as to be argued before the Supreme Court of the United States of America? (Adams argues that it is in fact the most important case to ever come before this court and that it concerns the very nature of man. He goes on to argue that had Cinque [the leader of the ‘slaves’] been white he would have been revered). The other night I was talking with my friend Cinque. He was over at my place and we were out in the greenhouse together. He was explaining to me how when a member of the Mende—that’s his people—how when a member of the Mende encounters a situation where it appears there is no hope at all, he invokes his ancestors,…tradition… See the Mende believe that if one can summon the spirit of one’s ancestors, then they have never left, and the wisdom and strength they fathered and inspired will come to his aid… (Adams walks over to survey the busts of past presidents in the Court)…James Madison, Alexander Hamilton, Benjamin Franklin, Thomas Jefferson, George Washington, John Adams…we have long resisted asking you for guidance, perhaps we have feared in doing so we might acknowledge that our individuality which we so revere is not entirely our own. Perhaps we feared an appeal to you might be taken for weakness, but we have come to understand, finally, that this is not so. We understand now, we have been made to understand, and to embrace the understanding, that who we are, is who we were. We desperately need your strength and wisdom, to try and triumph over our fears, our prejudices, ourselves. Give us the courage to do what is right, and if it means Civil War, then let it come. And when it does, then may it be, finally, the last battle of the American Revolution. That’s all I have to say.
Certainly Anthony Hopkins’ (Adams’) appeal is a stirring and emotional one and could be utilised in terms of illustrating delivery of text and message, notwithstanding the fact that a student is extremely unlikely to get a chance to make a similar submission. In addition, ethical topics abound in law films from narrow legal ethics such as codes of conduct, Cape fear (1991), through to issues such as the legitimacy of capital punishment in films such as Let Him Have It (1991), The Green Mile (1999), Dead Man Walking (1995). As we argue in Chapter 4, great moral dilemmas are often a mainstay of law films, with examples such as racism in To Kill a Mockingbird (1962), A Time to Kill (1996) and homophobia, Philadelphia (1993). Such films can be used to promote critical discussion of the subjects as well as providing an enjoyable method of learning. Use of film in this way is an adjunct of the move towards using teaching aids more generally, which, while not completely embedded, is certainly prevalent: Audio-visual aids are already widely employed in the practice of law, continuing legal education and in most fields of higher and professional education including medicine, psychiatry and business. While law schools have not been swept along by this trend, the idea that audio-visual devices can be used to enhance law teaching is certainly accepted to some degree for even the most hardened sceptic would find it difficult to picture a professor—even a law professor—without a blackboard and chalk close at hand (Johnson, 1987, p 97).
Recent years have seen an acceleration of this process with the rise of multimedia and the ability to integrate different mediums within the practice of law teaching 7
Film and the Law
(see, forexample, ABA, Focus on Law Studies (1995). In early pioneering American courses looking at law in film, the emphasis was on how film might be used to enhance the process of teaching law. Bergman and Asimow (1996), for example, have a clearly articulated “legal education’ goal They seek to provide a guide as to how Hollywood bends the rules to inject drama or humour into trial movies. The aims expressed by Nevins (1996) share this concern; to draw attention to features of good practice through the medium of film. Film is the vehicle for this enlightenment as a result of its availability and apparent accessibility to student lawyers. While the concern of law educators to engage their students’ attention, and hence the use of law films, is presented with pride in some quarters, the imputation that film is simply understood and decoded because a film only takes 100–120 minutes to view is treated with some concern by others (Black, 1999). There is, however, a significant difference in undertaking what Bergman and Asimow, Denvir and others talk of by way of ‘livening up’ their courses with film, and claims to develop theory. In this more limited area, the use of film to draw attention to moral dilemmas and ethical issues for prospective law practitioners does not purport to add to theory. It does, however, serve the purpose of embedding and signposting points and also acts as a natural break within a class to ensure that material is absorbed. Even on a more mundane level film clips can contribute to a positive teaching strategy. Certainly the experience of Hausermann (1995) on her Introduction to Law course bears this out, with increased student attendance and a greater degree of useful participation. The use of films can, of course, apply to the teaching of many disciplines besides law as many of the same benefits will apply. Furthermore law films that handle important moral or ethical problems can contribute to education generally. Those who support the general integration of film into education argue that Inherit the Wind (1960) can be used to open up discussions in a number of ways: Inherit the Wind can be used to introduce children to the pivotal question that must be resolved by each democracy, that is, the balance between the rights of the majority and those of individuals. In addition, it will serve as a platform to discuss the debate over ‘creationism’, which is still raised on occasion by some Americans, the red scares, and fundamentalist religion.11
Teachers using film clips, for whatever reason, as part of their law teaching on traditional courses can afford to ignore a detailed analysis of films. It is the development of law and film courses that have provided the impetus for a more elaborate critical comment on films and the struggle to deal with issues related to film theory. Although ‘law and film studies’ have sprung from the interests principally of law teachers in using film to illustrate and improve their teaching within the broad field of legal education, the true picture of what has developed and what has been done is rather more complex. There is, for example, also work which makes links between ‘legal films’ and areas of legal and social theory, with the aim of illustrating concepts and perspectives mediated through film. This work has been of note in relation to ideas within feminism and race studies about the representation of women and ethnic minorities in film. The discrete law and film courses have a radically different approach in that they seek to use legal films as the source of critical analysis of the law. Both the 11 www.teachwithmovies.org/guides/inherit-the-wind.html. The site offers guides and suggested discussion questions. 8
Chapter 1: Locating Film and Law: Themes and Perspectives
substantive content of the films and how the various issues are dealt with rinematically may be important. For example, Greenfield and Osborn’s Film and the Law course was devised as a first year undergraduate elective. It originally aimed to develop general transferable skills and to provide a medium to introduce a form of critical jurisprudence at an early stage in the law programme (Greenfield and Osborn, 1995a). The skills that they sought to address were those of viewing and listening, teamwork, presentation and research. Films were used to replace texts that are often inaccessible to students at this point in their academic life. In terms of the substantive content, the course was concerned with ideas and theories about how the law and lawyers work and the contribution of law films to our understanding of this process. This centred upon issues such as ethics, locating the courtroom, myths and images and tried to draw out what legal films might tell us about law and the legal process. One outcome that had not originally been envisaged was that the course could be empowering to participants. They have argued strongly that students find films less ‘threatening’ and are more open to critical comment and discussion: This of course is the joy of using film; it is accessible and allows the students to perceive the films on a number of different levels without having to feel that their own answer is in some way peripheral to the traditional academic perspective. A crucial factor that has emerged, as the course has developed, is the ability of students to draw upon their own store of knowledge…This enables the less assured students to gain confidence and feel able to make important contributions (Greenfield and Osborn, 1995b, p 6)
They argue that the aims of the module were helped by the fact that their Film and the Law course runs in the first year of legal study and that the students do not bring with them baggage that may have been acquired through prior legal study. This has been identified by Hunt (1987) as a problem of placing theoretical law options at the end of a degree, a ‘finishing school syndrome’ that means that students have already adopted immutable ideas that effectively have to be ‘unlearnt’ before theory can be tackled. This point about the consequential effect of law teaching and being taught to think ‘like lawyers’ is made by Meyer (1992) who argues that ‘story senses’ are important to lawyers, That upper-level law students rediscover their creative and imaginative story senses is imperative. They must learn to listen to and trust their instincts and their emotions in addition to categorical analytical functions’. It is also important to note that there may well be a number of different educative functions that a Film and the Law course may have. Writing about the Westminster course, Osborn (2001, p 171) explains: Even within the confines of this course are a number of different, and perhaps competing, educative functions, and this may be replicated throughout other courses. Dunlop puts it thus in terms of research: that there is a crucial difference between research in law and research about law. The latter allows an appreciation of a subject by utilising the tools and experience of a different discipline, whilst the former ‘consists of doctrinal analysis of texts…tends not to involve empirical study of the actual workings of the legal order or of its economic or social consequences…It apparently has a coherence and an autonomy enabling one to call it a discipline’.12 The difference between the two is that research about law allows the law to be discussed, interrogated and critiqued. Dunlop has refined this categorisation to explain the difference between
12 The original quote is taken from Dunlop (1991). 9
Film and the Law
the competing, but arguably complementary, approaches of ‘Law in Literature’ and ‘Law as Literature’. Here, the former looks at representations within the field of literature, whilst the latter adopts some of the tools of literary criticism to assist in the analysis of legal texts. My approach has generally been to utilise the first model (law in film) in order that it might tell us something about the law.
Meyer’s argument for the use of film offers a distinct variation to many of the other versions of teaching law and film and is, in part, more about providing necessary legal practice-based skills. There is, though, some comparison with the skills aim of the Film and the Law course taught at the University of Westminster. Meyer (1992, p 897) describes the use of film as part of a law and literature course entitled Law and Popular Storytelling. He persuasively argues that trial attorneys are ‘factbased storytellers’ and draws a comparison with movie makers: Like the movie-maker the trial attorney is an oral cultural storyteller who tells factbased narratives that convey a story and a particular vision of the world. The principles of narrative ordination for a trial storyteller are like the aesthetic structures that compel movie directors to craft stories along a tightly ordered narrative spine. Severe constraints are placed on narrative subjectivity by certain storytelling conventions, such as the rules of evidence.
This is an interesting notion; first that trial attorneys may be viewed as story tellers, and secondly that there is a close relationship with film directors and script writers in terms of the structuring of the story. No doubt many lawyers would be appalled to be described as story tellers, and this view in part reflects a legal training described by Meyer as ‘analytical indoctrination’. Again this links to some of the criticisms of the rather limited aims of legal education and the presence of the vocational alongside the academic. As the Film and Law course has developed at Westminster, themes or groups of films have been used to provide integrated links. For example, miscarriages of justice are well represented and can provide an excellent focus for detailed discussion of whole question of innocence, guilt and the criminal justice system.13 Films can also be used to explore more involved issues. Robson’s course has as one of its goals the use of film to provide a comprehensible introduction to concepts which impact on, but are without, traditional legal theory, like feminism and postmodernism (Robson, 1998). Again the possibility of this developing a critique of the legal process and its operation is by no means automatic. Whilst the concepts within feminism and postmodernism may not be subjected to a rigorous critical analysis, this approach makes space for the development of theoretical perspectives. The work which has been carried out by critical theorists on culture, such as Adorno (1991) and Horkheimer and Adorno (1973), provides a valuable and, arguably, less threatening introduction to the key concepts encountered in materialist theory. Similarly the perspectives on competing versions of reality that are the essence of postmodern discourse and the notion of discourse itself can be introduced most effectively through the medium of film. Although the films studied would not for this purpose require to be centred on law and justice, past experience indicates that this is indeed a common source of shared experience for those studying law. Indeed, when we have asked our students what were their reasons for wanting to study 13 For example, we have used Let Him Have It (1991), In the Name of the Father (1993), for this purpose. There are, of course, a number of other films that could also be used, see, generally, Chapter 3. 10
Chapter 1: Locating Film and Law: Themes and Perspectives
law, images from film have always ranked highly in attracting them into law school. Stone (2000, p 588) indicates that in the seminar on film at Harvard Law School which he teaches, his approach is to work with films ‘which present complex ideas, interesting moral questions, ambiguous and subtle and psychological themes, challenges to settled beliefs, and creative ambition—films that explore the nexus between psychology and morality, character and context’. What he is seeking is to ‘discover the underlying coherent structure and meaning of the film’. Like Denvir (1996) he discovered that students who are alienated from the law school classroom are confident in working with film and engaged by this, a process which allows them ‘to debate and defend their own sense of justice’ (Stone, 2000, p 588). This reiterates the point above made by Greenfield and Osborn concerning the freedom that film provides for law students.
LAW AND FILM SCHOLARSHIP Apart from the interests of those intimately involved in legal education, other scholars have homed in on broadly legal issues as part of wider academic goals. These have included situating lawyers within the culture within which they operate. For example, the essays in Gunn (1993) proceed firmly within this mode. They consist of the proceedings of a conference on the lawyer and popular culture where papers were presented on the portrayal of lawyers and the legal system in the popular media. This focus was wide enough to encompass not only books and television, but also Gilbert and Sullivan’s operettas, with pieces on themes such as the image of District Attorneys specifically and lawyers generally. The collection of essays edited by John Denvir (1996) under the title Legal Reelism avoids the concerns of professional legal education and provides the opportunity for speculation about a wide range of postmodern and feminist themes. It is, for instance, concerned to illuminate the socially constructed notion of justice in less obvious vehicles like Thelma and Louise (1991) as well as to look at notion of patriarchy in Class Action (1990). There have been other scholarly developments in the area, and the basis on which these have been constructed is analysed below. This writing has explored not only the use of films in law teaching, but has also sought to provide a perspective on how legal systems operate and how their rules are represented in fictional forms. This exists within a framework which perceives that popular culture is an important source of the public’s knowledge of legal rules and the justice system. In any developing scholarship it is crucial that a consensus should be obtained in relation to both the subject matter and method of enquiry. As can be seen from the appended bibliography, there has been an explosion of study linking law and film from the late 1980s. This comes in the form of conference papers, articles, books and college courses. The entire area has yet to be defined, and no protocols as to what counts as effective scholarship in this area have emerged as yet. The work continues to include a wide range of styles and levels of theoretical abstraction. There is practice centred work sitting alongside work that seeks to illuminate areas of legal theory and sociology of law. Less pervasive, but part of this emerging movement, we find work situated more firmly within the traditions of film studies (Silbey, 2001; Bohnke, 2001). There is a clear link with work being carried out within the field of law and literature and a number of parallels can be drawn. That said, the object of law and literature is often that of high culture items and it will be interesting to see if the subject will expand into areas of more popular fiction. The 11
Film and the Law
relationship between law and film studies and the broader academic disciplines of film studies and areas of cultural studies has, so far, largely been overlooked. As we observe later in the chapter, there is a need to engage with elements of each area though the breadth and depth of work required is significant. There are, though, signs of an increasing acceptance of the subject matter within the academy, with developments such as the special issue of Journal of Law and Society bearing testament to this.14 This in part may be due to the originality of the area and uncertainty over the boundaries. This book’s broader aims are to not only draw out where the current level of enquiry is, but to set a firmer perspective on its legitimate boundaries and enable links with other disciplines to be explored. What is apparent is that there is a developing body of scholarly work that has legal films as its critical core. Writing about legal films, and particularly courtroom drama, is not a new phenomenon outside the academy. Journalists and film critics have, in the past, commented on the subject area as they might write about any other types of film. However, what has now started to emerge is a different type of analysis, by law (and other) academics within law journals. One of the earliest developments has been part of a broader law and popular culture approach outlined above. This type of writing emerged from the mid 1980s and has attempted to sketch out the connections between legal culture and popular legal culture and how these relationships manifest themselves. Stemming mainly from television, the impact of the portrayal of the legal process on TV shows attracted interest from both lawyers (Stark, 1987; Friedman, 1989) as well as theorists (Macaulay, 1987) and historians (Rosenberg, 1994). This has extended the subject matter beyond the traditional interest concerning law and lawyers in literature (Post, 1987). It is part of the process of the emergence of cultural studies as a significant discipline and the gradual incorporation of portrayals of law and legal issues within various aspects of popular culture. The major concern has been the significance of the image presented. Interestingly, the portrayal of law seems to attract little attention from those academics working primarily within the field of cultural studies. Aside from the work in the area of law and popular culture (or cultural studies), there has been more specific work that addresses the nature of the portrayal or representations. This might be seen as part of the project to discern the idea of what a law film is, and what its constituents are. It is possible to discern two principal strands in the work on lawyers and legal issues in film that are briefly examined here. First, there is work which seeks to provide either a comprehensive or at least general perspective on law and its portrayal in film. Some writers in this category have concerned themselves broadly with the nature of law and justice as seen in film and what the underlying messages or ideologies are. 15 Secondly, consideration has been given to individual films and the development of insights using these as a basis. This includes work on persistent themes within the broad legal arena, where film feeds into the debate on these particular issues such as
14 Law and Film, Special Issue (March 2001) 28 JLS 1 also published in book form edited by Machura and Robson (2001). 15 Witness, for example, Kuzina (2001) on the ‘social issue courtroom drama’, and Drexler (2001) on German courtroom films during the Nazi period. 12
Chapter 1: Locating Film and Law: Themes and Perspectives
women, criminal law, sexuality, the family and the environment. The goals have sometimes been the same (Sherwin, 1996) whilst others have used these films as texts for exploring ideas and theory from a range of areas (Denvir, 1996). Although often found in conjunction with the consideration of individual films, there is scholarship which bridges the panoramic overviews and the examination of individual works. This to an extent combines elements of the two approaches, looking at such questions as women in law films (Shapiro, 1995; Graham and Maschio, 1995–96), family law (Lurvey and Eiseman, 1996) and criminal law (Selinger, 1997; Harding, 1996). From the Oklahoma City Law Review (1997) there are, in addition to reflections on a number of individual films, essays on environmental law, the counterculture (Chase, 1997) and the image of lawyers (Coyne, 1997). This engagement with specific areas of law or cultural practice means that the work has a different focus from the initial concerns to provide an overview of cinema’s contribution to law’s explication. Clearly one would have reservations about the viability of such contributions as general theory. What may be a valid observation for film on family law in the United States can tell us only so much about how the legal process is routinely presented. However, it is important that the often narrower focus of enquiry is not overlooked. A significant body of more recent work has centred on shedding light on either theory or practical aspects of legal process through the examination of individual films. Hence, the approach taken in Legal Reelism: to reflect on disparate ideas using film as the hook on which to test hypotheses about law. The texts are not directly about law. Denvir explains that ‘the essays…are essays by non-specialists in film that use film as a tool to get better purchase on their study of how law operates in the larger culture’ (Denvir, 1996, p xii). The very broad selection criteria stem from the general illuminating goals of Denvir and his colleagues and the essays look at a wide variety of film genres. Westerns, gangster films, foreign classics, contemporary comedies and sex thrillers are all represented. In fact, the one film style that Denvir acknowledges is ‘underrepresented’ is the courtroom drama. Only two of the 14 essays examine movies that might be considered within the category of what Denvir terms the ‘courtroom genre’: Mark Tushnet writes on the civil injuries claim film Class Action (1990) and Norman Rosenberg on legal issues in the genre film noir. The other films, ranging as they do from modern thrillers like Thelma and Louise (1991) through It’s a Wonderful Life (1946) to The Man Who Shot Liberty Valance (1962) and Westerns of the 1930s show how the choice of film is secondary to the writer’s broader concern to develop some aspect of theory. These range from quite detailed legal commentaries (Denvir on Frank Capra, and a Supreme Court decision on child protection under the Constitution) to cultural ones (Judith Grant on Woody Allen’s Crimes and Misdemeanours (1989)). Some of the papers published after the 1994 Picturing Justice Conference concentrated on detailed examinations of single films; Sherwin’s (1996) analysis of Cape fear (1961, 1991) provides a good example of this. In addition, a number of interesting tangential issues are examined, such as the impact of video in the courtroom. In conjunction with the Picturing Justice Conference, the University of San Francisco Law Review also invited a select group of lawyers and academics to
13
Film and the Law
write short essays exploring the utility of film to the understanding of how law and lawyers are perceived in America. This was published under the collective title ‘One Movie No Lawyer Should Miss’. The essays were to be informal in tone and written for lawyers and lovers of film, not specialists in film studies.16 They concentrate principally on films where the trial process is central to the presentation. In the later compilation of essays in this area in the Oklahoma City Law Review the dominant feature is the essay on a single film such as Justin Brooks on Boyz N the Hood (1991) and John Burkoff on Body Heat (1981).17 Again it should be emphasised that the concern to establish general patterns in the portrayal of law in film is not the principal aim of such approaches. Their target is more specific. It is generally to illustrate how law relates to the larger culture. There are, of course, more ambitious projects based on a limited canvas. Thus, we find Sherwin (1996), noted above, contrasting the two film versions of Cape Fear (1961, 1991) in seeking to illustrate the change in the role and reputation of lawyers in the 1960s with that of the 1990s. The approaches have been heterogeneous and the issue of delineation has not overly troubled many of the writers at this early stage in the development of the field. We feel, however, that this is an issue which needs to be addressed if a reasonable level of coherence and articulation is to be achieved within law and film scholarship. The diversity of approach in the field is a strength but there is also a need to draw together some of these distinct threads. One initial way of identifying links is to start with the nature of the subject matter: what makes a law film?
DETERMINING THE BOUNDARY: WHAT IS A LAW FILM? The establishment of the boundaries to an area of academic analysis is certainly a concept that legal scholars are familiar with. In a sense, the traditional compartmentalisation of law into discrete subjects of study is somewhat artificial and a result of the historical development of textbooks, amongst other factors (Sugarman, 1991). For example, with respect to the common law the division between tort and contract is often artificial, with claims made for a Common Law of Obligations encompassing the two areas (Cooke and Oughton, 1998) and even suggestions of a wider concept embracing criminal law as well. Similarly, new areas such as Labour Law and Sports Law have developed as it becomes apparent that there is a body of legal principles that apply to a distinct area. On one level this might be a fragmenting of different types or areas of law that might impinge upon a new or emerging area. An analogy here might be made with colour theory and, in particular, the links between primary, secondary and tertiary colours—emerging subjects might build upon or blur the traditional primary colours (the core subjects perhaps) and in fact be coalitions or fragmentation of these core subjects (secondary or tertiary subjects). This is further complicated by the field of enquiry moving outside ‘law’ subjects to embrace areas such as psychology, literature, sociology, or even film studies. However, whilst we may be accustomed to shifting ideas concerning the order of the law curriculum, delving into the exotic world of film
16 This approach provides for a breadth of analysis that is not reliant on the conventions inherent within film studies. 17 This contrasts with the thematic approach taken in the Journal of Law and Society Special Issue 2001. 14
Chapter 1: Locating Film and Law: Themes and Perspectives
studies and applying the concept of genre as a means of classifying our subject matter is a rather different proposition. We would argue that our point of entry from the legal world into film presents us with a different view of what law and lawyers are concerned with, and consequently how filmic portrayals could be legitimately organised. Only a very traditional black letter lawyer would lay claim to law merely being concerned with the application of cases and statutes, and there is a growing realisation that the practice of law, and indeed the importance of law, spreads widely throughout society. Our attempt to decide what is within the law film parameters is influenced by this belief that there is a great deal more to law than the study of both its rules and the application of those rules through the adversarial system. Put into film terms, there is far more to law than a courtroom drama, and this chapter seeks to develop the concept of how far the notion of the law film stretches. The broader the definition of law and its function, clearly the greater the amount within the law film genre (if indeed there is such a thing). The other half of this project is then to determine those characteristics that provide the definitional framework for the films themselves. There has, then, been a difference of approach as to how broadly scholars should cast their net in looking at films about law when engaged in law and film as an area of intellectual enquiry. These range from a suggestion that there is a need for a strict specification of the field (Robson, 1996) to an analysis in which the field of enquiry is covering all fiction films in which legal processes are depicted (Black, 1999). For this latter approach, nothing is off limits. One can contrast the difference in coverage of ‘legal film’ by the interesting contributions of Thomas J Harris, on the one hand, and the Tarlton Law Library catalogue on the other, with coverage of eight films and well over 600 respectively. This reflects to some extent the explosion of work in this field since Harris observed in 1987, ‘I was amazed to discover that the subject of courtroom cinema has not even been touched in the thirty-odd years since film scholarship began to be taken in this country and abroad’ (Harris, 1987). Much has changed since Harris’ observations on ‘courtroom cinema’. A growing and vibrant literature has emerged around the area of law and film that has addressed a whole range of distinct issues and has been part of the wider concern with law and popular culture.18 It has, however, been unclear in the precise object of analysis. Writing on law and film has proceeded from an initial concern to describe the general portrayal of justice within a legal construct. Hence, much of the initial work of scholars has been to indicate the range of situations where the legal process has featured as a dominant factor. This descriptive work continues to be a significant feature as scholars seek to consider the significance of law’s portrayal in film. This process is, however, not without its own problems of definition. The question of the breadth of the films under analysis and, perhaps more importantly, the rationale for their selection, is often problematic. The starting point has been a shared understanding between writer and audience of the ‘legal film’. This is sometimes referred to as the ‘courtroom drama’ or ‘trial movie’. Harris (1987, p 102) refers to Anatomy of a Murder (1959) and notes that it features:
18 The bibliography gives an indication as to both the breadth and depth of the work in the area. 15
Film and the Law
many of the ‘classic’ elements of courtroom drama evidenced in countless previous efforts, both major and minor: the humble country lawyer versus the city slicker, with the former defeating the latter by virtue of his essential honesty; the drunken sidekick who risks his life for one last chance at fighting for justice; the witty unpaid secretary of the hero; the last-minute ‘surprise’.
Although Harris suggests that these are familiar elements in courtroom dramas it is not clear exactly what films he has in mind. He mentions, for example, America’s love affair with certain kinds of court rituals as found in Madame X (1929), Counsellor at Law (1933) and The Life of Emile Zola (1937).19 It is, however, worth noting that none of the other films cited by Harris in his collection of films representing the finest hour of the courtroom cinema in America includes these ‘classic’ elements. Interestingly, Harris does not include To Kill a Mockingbird (1962) in his collection, nor is there any mention of that treatment in his book. His selection numbers only eight and ranges between the mid-1950s and mid-1960s. They seem to Harris to ‘…provide the greatest opportunity for examining social problems of the past and present and for making statements about the validity of the judicial process’ (Harris, 1987, p xii). Other early writers tended to take a similar line to that of Harris and start from a shared body of experience. Thus we find Greenfield and Osborn talking of the ‘cinematic portrayal of the law’, ‘films with a legal theme’ and ‘films with a strong legal content’. Their initial selection might seem random both in terms of time, nature and style, and they did not specify their criteria in detail (Greenfield and Osborn, 1993).20 They also hint, in their later work, of notions of a sub-genre (Greenfield and Osborn, 1995c). They suggest that legal films come within the same penumbra as police dramas and private detective stories. Their selection stems from a wide range of concerns, from the courtroom and the portrayal of justice, to lawyers as deliverers of this precious commodity and their overall demeanour and dress. They were generally concerned with the ‘filmic portrayal of lawyers and the legal system’. Their initial analysis was based on some 25 films representative of this portrayal over the past 60 years, both British and American. For his part, Rennard Strickland, in the early 1990s, talked of selecting films and including a film from ‘the half-dozen or so classic lawyer movies from the late fifties and early sixties’ (Strickland, 1993, p 50). He commented on the different motivations and skills shown by ‘Hollywood lawyers’ in a range of films from Inherit the Wind (1960), through To Kill a Mockingbird (1962) and Cape Fear (1961), to The Young Philadelphians (1959).
19 A somewhat unusual choice since the chaotic French courtroom scenes are more reminiscent of farce than the model Harris worked from: ‘a muted atmosphere of hushed ritual and controlled decorum… awash with ancient rites and Latinised antiquities’ (Supreme Court Justice Voelker, JD, Anatomy of a Murder, cited in Harris (1987, p xi)). 20 In their defence, they argue that they were starting out with little in the way of established literature and initiated their film collection for the Film and Law course from scratch. They attempted to make use of literature where it relates to film, though this has generally been concerned with films based on ‘true’ stories, see, for example, Bentley (1995). There are numerous books written on gangsters such as the Krays and (in)famous trials, see Hodge (1984), Moiseiwitsch (1964). The accessibility of material and over-dependence on American films were two practical problems. At the outset it was perhaps inevitable that the net would be cast wide and their collection includes superb examples of the genre such as The Trial of the Incredible Hulk (1989): it not only starred but was also directed by Bill Bixby. 16
Chapter 1: Locating Film and Law: Themes and Perspectives
The contribution of Bergman and Asimow (1996, p xix) was also conceived in very broad terms as they point out in their introduction: ‘This book is written for everybody, lawyers and non-lawyers, who enjoy trial movies’. They explain that their book selects 69 ‘trial movies’ of the present and the past and this selection includes the ‘great classics of the genre’. They have also included some not-so-great movies which present interesting legal and ethical issues. The analysis incorporates a rating system from four gavels to one, ranging from classics, through good to OK, and finally ‘ask for a new trial’. As indicated, they do not specifically define ‘trial movies’ although they do describe it as a ‘genre’. Their goals, then are diverse and conform to the notion of a shared understanding of the legal film. They use the phrase ‘trial movie’ although, of the films that they look at, some 25 have only a limited courtroom focus. Their criteria for trial movies’ popularity, however, contain elements for identifying a genre with its stress on routine conventions: – the drama of one-on-one confrontations—attorney versus witness; attorney versus opposing counsel; attorney versus judge; attorney versus client; – the built-in suspense factor of wondering what judgment the jury (or in some cases the judge) will decide about the fate of the defendants; – movie makers select eternally fascinating themes such as murder, treachery and sex rather than day-to-day grind from the courts of speeding tickets or slip-andfall cases; – controversial legal and moral issues are presented in a sugar-coated way. They can present the clash between good and evil such as the movie lawyer fighting for Morality and Justice (Bergman and Asimow, 1996, p xvi).
In one sense this plays down the importance of law in legal films, and makes the point that even courtroom dramas are far more about other things than they are about the law. Social issues are often far more important to the overall film as narrow legal issues are often confined to the periphery. The courtroom scenes can provide ‘dramatic’ moments or elements and demonstrate climactic innocent or guilty flashes, but the very constituents, such as the architecture and the structure of the proceedings, also provide the limitations. Often the dramatic elements are created by the hero stepping outside of the formal limits, such as Frank Galvin in The Verdict (1982). The amount of leeway though is necessarily very confined, otherwise the law film will lose its shape and recognition. These restrictions in terms of space, people, and conduct require that the drama must extend beyond the confines of the court. For example, the classic Twelve Angry Men (1957) is not just about the deliberations of the jury in a movie trial, as Cunningham (1991, p 109) notes: Treating typical Lumet concerns such as the necessity for personal responsibility if democratic processes are to survive, and the tendency for humanity’s illusions, guilts, and prejudices to endanger its legal systems, Twelve Angry Men goes beyond the wellintentioned ‘message picture’ to make a remarkable cinematic statement about the nature of the limitations of the American jury system and of the American democratic process itself (emphasis added).
The subtleties and nuances in the work provide the depth that such dramatic works need, and go far beyond the ‘built-in suspense factor of wondering what judgment the jury (or in some cases the judge) will decide about the fate of the defendants’ (noted by Bergman and Asimow, above). Yet it is possible to argue, taking a very narrow view on architectural grounds, that Twelve Angry Men (1957) is not a law 17
Film and the Law
film on the basis that it is not really a courtroom drama. This film encapsulates some of the problems of making rigid classifications. Rafter’s work deals in considerable depth with crime films and confronts the problem of genre head on: Crime films do not constitute a genre (a group of films with similar themes, settings and characters) as Westerns and war films do. Rather, crime films constitute a category that encompasses a number of genres—detective movies, gangster films, cop and prison movies, courtroom dramas, and the many offerings for which there may be no better generic label than, simply, crime stories. Like the terms dramas and romances, crime films is an umbrella term that covers several smaller and more coherent groupings (Rafter, 2000, p 5).
Rafter includes courtroom dramas within her crime film ‘umbrella’ and points out the changing nature of the genre, arguing that contemporary courtroom dramas ‘increasingly embed a short trial scene in a longer adventure story’. Rafter’s solution to this tricky problem is to divide crime films chronologically into three periods: the 1930’s to the mid 1950’s, the mid 1950s through the 1960s and the 1970s to the present. Rafter’s analysis does quite neatly skirt around some of these seemingly unworkable dilemmas and concurs with some previous work that identified aspects of courtroom films. Perhaps almost inevitably it raises further questions, most notably where the issue at stake is not a criminal offence but relates to a civil dispute. Rafter acknowledges at the outset that as her focus is crime she is excluding films that have a civil core. As we have observed, the prime focus of law films is generally a serious criminal offence, though there are a number of prominent civil examples such as: The Verdict (1982), Class Action (1990) and A Civil Action (1999). There are other less obvious law films’ that deal with other aspects of the function and purpose of law, such as Devil’s Advocate (1997) and Cape Fear (1991). In neither of these two latter examples is there a sufficient length of courtroom scene to merit the description of a courtroom drama, but both are strongly concerned with the role and function of law and, in Cape Fear (1991), achieving justice. In essence, those writers pursuing a general theme have adopted an individual approach that fits in with their chosen methodology. The lines are not neat and tidy and much categorisation is subjective; in the absence of any clear conventions about relevance this is perhaps inevitable. As we noted above, there were a number of essay collections published in the 1990s and these seem to hint at the notion of a genre, or at least a shared body of reference, that emerges, albeit obliquely. To academics operating outside its borders, film studies seems to offer a very different terrain. A central feature is the ability to find a means of analysing films and finding common ground to further that analysis. Genre is a way of fulfilling this need to classify film so that theoretical and descriptive analysis may be developed: Genres are formal systems for transforming the world in which we actually live into self-contained, coherent and controllable structures of meaning. Genres can thus be considered to function in a way that a language system does—offering a vocabulary and a set of rules which allow us to ‘shape’ reality, thus making it appear less random and disordered (Phillips, 1996, p 127).
When considered in this way, the use of genre ought to be well within the compass of lawyers. After all, the common law is heavily reliant upon the classification of cases through the doctrine of precedent. The theoretical point of the doctrine of stare decisis is to find common ground and make future decisions on the basis of 18
Chapter 1: Locating Film and Law: Themes and Perspectives
this original case. So, in a sense, we might usefully compare the process of the classification of films with the classification of cases, and an essential part of this action is finding out the meaning in both. Although cases have the benefit of written statements, the reason for a decision is often unclear, particularly when judicial creativity in distinguishing cases is taken into account. Comparing a judge with a film director may, on the face of it, seem a little bizarre, yet if we move more to encompassing an auteur theory the link becomes more obvious. For example, Lord Denning operated in a very distinctive manner both with respect to his approach to the substantive law and his written style.21 His judgments have a distinctive mark, as recognisable in their own way as the films by directors such as Sidney Lumet.22 That judges develop their own styles is well chronicled and, indeed, the whole issue of whether the function of the judiciary is creative or interpretative has been subject to academic scrutiny and the differences between judges such as Blackburn, Denning and Goff, with their more creative and realist approaches, are in stark contrast to approaches by those such as Keith.23 Phillips posts a warning on treating the boundaries of a genre too rigidly, and that classification can become self-fulfilling. Furthermore, that the creation of genres can be counter-productive to analysis: Ultimately we need to be alert to the possibility that in constructing an argument around a particular genre, auteur or star, we may be producing a very neatly organised overview—but we may also be constructing a fiction every bit as credible but every bit as contrived as the narratives of the films themselves…The temptation to force the film into the framework we have constructed, by the most convoluted of means if necessary, is great. Neatness will have been prioritised over genuine complexity and truth (Phillips, 1996, p 125).
We have argued consistently through this introductory chapter that if law and film is to develop as an area of critical enquiry then efforts will have to be made to determine the legitimate framework to the subject. We are also conscious that there is another dimension to genre that may illuminate our understanding of film. Hunter (1996, p 115) suggests that: ‘[most] Hollywood films are “hyphenates” these days, opportunistic fusions of successful formulae. Thus Under Siege is Die Hard-on-aboat, Waterworld is Mad Max-on-water, and so on…genericity…is signified by glancing allusions to famous movies.’24 This point may have some relevance for law films that maintain the key elements but then expand the other, more significant, issues. Genre as a method of classification within film studies has also been criticised because of the problem of ‘isolating intentions’, and the related issue that any classification is only useful in terms of what it is designed to achieve; that is, that the classification should have some point:
21 See, eg, his innovative attempt to create a principle of inequality of bargaining power in Lloyds Bank v Bundy [1975] QB 326, a view firmly rejected by the House of Lords in National Westminster Bank v Morgan [1985] AC 686. His distinctive style can be observed not only in Bundy, but numerous other cases. 22 For an excellent account of the films of Sidney Lumet, see Cunningham (1991). 23 The function and role of judges is the subject of long standing debate, see, for example, Adams and Brownsword (1987); Pannick (1987); Osborn and Surton (1996). 24 Under Siege (1992), Die Hard (1988), Waterworld (1995), Mad Max (1979). 19
Film and the Law
To take a genre such as a ‘Western’, analyse it, and list its principal characteristics, is to beg the question that we must first isolate the body of films which are ‘Westerns’. But they can only be isolated on the basis of the ‘principal characteristics’ which can only be discovered from the films themselves after they have been isolated, for which purposes a criterion is necessary, but the criterion is, in turn, meant to emerge from the empirically established common characteristics of the films (Tudor, 1976, p 121).
This dilemma can be solved in one of two ways. First, by classifying on the basis of the critical purpose of the enquiry, genre as a specific term becomes redundant as the classifier can determine his own ‘genre’. The second way to solve the dilemma is to attempt to reach a common consensus as to what a ‘Western’, or ‘Law Film’ is and then establish relevant conventions to go with this. Law, in a narrow sense, as a set of governing rules could be viewed as inherently uninteresting and the majority of such rules is concerned with unimportant matters. Friedman (1989) makes the point that to be an attractive subject matter for the cinema more than trivia must be at stake, noting that no films are made about obscure acts or dog licences. That said, it might be argued that the audience fascination for the minutiae of detail in court television and other televised ‘real life’ trials points away from this notion. However, we would argue that there are a number of other significant factors at work here and minor criminal or civil disputes are unlikely to offer sufficient depth of story-line. Thus it is not the rules of law that provide the fascination essential for maintaining audience attention but rather the human and social context to the dispute. Often the key element is the larger social or moral issue that is being debated through the medium of law. For example, the rules relating to the submission of evidence in a trial are unlikely to quicken the beat of many hearts, but in The Verdict (1982) they become a vital feature of the case. The crucial part of the plaintiff’s claim is struck out by the judge, as it falls foul of the procedural rules. The issue then switches to the morality of the plaintiff’s claim and the ability of the jury to deliver justice, as they see it, regardless of the paper evidence. Frank Galvin (Paul Newman) implores the jury to find the right result:25 Judge: Mr Galvin. Judge: Mr Galvin? Summation. (Galvin slowly rises, sighs and addresses the jury.) Well you know so much of the time we’re just lost, we say ‘Please God tell us what is right, tell us what is true’. And there is no justice, the rich win, the poor are powerless, we become tired of hearing people lie. And after a time we become dead, a little dead— we think of ourselves as victims and we become victims. We become, we become weak, we doubt ourselves, we doubt our beliefs, we doubt our institutions and we doubt the law. But today you are the law. (Galvin walks towards the jury box.) You are the law. Not some book, not the lawyers. Not a marble statue or the trappings of the court, those are just symbols of our desire to be just They are, they are in fact a prayer, a fervent and a frightened prayer. In my religion they say ‘Act as if ye have faith, faith will be given to you’. If we are to have faith in justice we need only to believe in ourselves and act with justice. I believe there is justice in our hearts.
25 The same trope occurs in the ‘real life’ film A Civil Action (1999). 20
Chapter 1: Locating Film and Law: Themes and Perspectives
The rules of law here are being shown as a barrier to the pursuit of a just cause, and the issue at stake is not the narrow one of whether the evidence should be admitted but a broader one of achieving justice in spite of the rules. This idea of the legal rules operating as a barrier to justice is a theme that we explore in greater depth elsewhere in the text. Our point here is that the rules are a side issue compared to the wider moral point. A good example of law being the means to debate great moral questions can be seen in the Scopes Trial. The issue is the relationship between science and religion examined through a state law which prohibited the teaching of Darwinian evolution theory in public schools (Minow, 1996). Law in this instance provides the means to address social dilemmas of the era in the same way that To Kill a Mockingbird (1962) considers race relations in the USA in the mid 1950s. Law, then, has little to offer intrinsically. What matters is the moral point at stake, for example, racism (To Kill a Mockingbird (1962)), homophobia (Philadelphia (1993)),26 family relationships (Twelve Angry Men (1957)) and the death penalty (Let Him Have It (1991), Dead Man Walking (1995)). The crux of the film is generally the wider social problem or moral issue and the legal dimension is how the law can be used to resolve such questions. A further dimension can be explored through the range of legal roles that can be introduced, and such things as character defects and development can be addressed via the lead role. This may relate to a great public figure such as the emergence of Abraham Lincoln (Young Mr Lincoln (1939)) where his background in law allows him to emerge as a figure within the community. In Suspect (1987) and The Verdict (1982) the story line is concerned with redemption in personal terms and, in the latter film, also professional rehabilitation. Indeed, as we argue later, this element of personal redemption is often a key feature in a number of legal films. Law films are, then, not really about what might be described as the substance of law or the detail of law; rather they are concerned with the penumbra of law, the places of law and the people of law. If this is right, and law itself is largely peripheral, then two linked questions are immediately pertinent. First, what can we classify as a law film and what characteristics apply? Secondly, if films are not directly about law what can they tell us about law? The first of these tasks is to try and determine what law films are. The most obvious classification for legal film has been to concentrate on courtroom drama, and this has emerged as a traditionally accepted type. Films that fall into this category could include, for example: Witness for the Prosecution (1957), Suspect (1987), And Justice For All (1979), To Kill a Mockingbird (1962), Kramer versus Kramer (1979). Thus a film that ‘revolves’ around the courtroom would attract classification as a courtroom drama. However, we have made the point earlier that the law is often a vehicle for the telling of a substantial moral tale. In the above cases these are a love story, corruption and politics, racism and family relationships. In a sense, then, the courtroom element is the spatial focus, but does this make it a law movie? A Fish Called Wanda (1988) has some significant courtroom scenes, as does Brothers in Law (1957), yet neither is a drama; both are essentially comedies and not even explicitly courtroom comedies.27 Courtroom drama is, then, somewhat of a misnomer, and therefore refers really to dramas that have an attachment to an element of the courtroom, not necessarily with the courtroom itself as its fulcrum. For example, with The Verdict (1982) the courtroom scene is important, but only in 26 See, generally on this, Moran (1998). 27 The nearest to this are perhaps My Cousin Vtnny (1992) and Trial and Error (1997). 21
Film and the Law
the context of the rehabilitation of Frank Galvin. The plaintiff has to win and justice be served in order for Galvin to re-emerge. Law films must be more than mere courtroom-located drama, otherwise films such as The Firm (1993) and Twelve Angry Men (1957) are outside the established category. The latter film is probably one of the most memorable ‘law’ films and to exclude it would seem perverse. When considering the whole issue of legal film and genre it is worth bearing in mind the important differentiation in terminology drawn by Schatz (1991, p 642): Because it is essentially a narrative system, a film genre can be examined in terms of its fundamental structural components: plot, character, setting, thematics, style, and so on. We should be careful, though, to maintain a distinction between the film genre and the genre film. Whereas the genre exists as a sort of tacit ‘contract’ between filmmakers and the audience, the genre film is an actual event that honors such a contract. To discuss the Western genre is to address neither a single Western film nor even all Westerns, but rather that system of conventions which identifies Western films as such.
As we have indicated above, our move into film theory is extremely tentative, as we have been working towards ideas of genre more from an examination of legal films rather than from any detailed theoretical standpoint. However, we are concerned to address initial notions of the genre of legal film and in this chapter we are primarily engaged with what Schatz has labelled ‘film genre’, the description of the category. We have outlined above some of the problems of organising definitions of legal film that have been encountered by many of those working in the area. There does, though, seem to be some common consensus around the descriptive tag, ‘courtroom drama’. It appears to be an accepted category of a type of legal film, regardless of what exists beyond this line, and wherever this line may be drawn. We argue throughout this book that it is very difficult to draw clear boundaries. At one end we have those who claim that the crucial feature of law films is ‘justice’, and at the other those who take a very narrow interpretation using the courtroom drama label. This is the wider debate that is at the core of the book, but it is worth starting with the more accepted condensed definition. There is good reason why the courtroom drama has been categorised and recognised as a distinct type. One of the most important elements is the setting: the architecture of the building and, in particular, the courtroom itself. Whilst American courtrooms are more functional and lack the theatrical pageantry of their British counterparts, there is still a common and accepted layout (Silbey, 2001) which is instantly recognisable. The British films are able to make use of a more elaborate setting, with the defendant physically singled out from the rest of the proceedings including his own legal team. There is the additional dimension of judicial uniform that permits identification of the key players. As we explore further in Chapter 4, dress can be used in a number of ways to draw the viewers’ attention to the central figures. Thus the physical environment is a limited and known quantity and cannot be altered, trials cannot take place elsewhere, though there are other tribunals, such as courts martial, that need not take place in courtrooms but will generally still adopt the same formal set-up. Thus law governs the type of building, rather than the other way round, and the style is also fixed. We know the rules of engagement and these must follow their course. The participants cannot shift to any degree from the pre-determined path. Of course, individual eccentricities are permitted, even encouraged, as are moral and ethical defects that are capable of rectification. 22
Chapter 1: Locating Film and Law: Themes and Perspectives
The whole point of trials is that they are formulaic; they are after all based on procedure and films must follow this or else the courtroom becomes unrecognisable. Films will sometimes stress the importance of the procedure; for example, in My Cousin Vinny (1992), when the judge is checking the credentials of the defendants’ newly arrived lawyer, the solemnity and procedural dogmatism of his court is stressed, and the point forcefully made that the system of criminal justice in place in Alabama is as highly sophisticated as that of states such as New York. This is the beauty of the courtroom scene—it is fixed; it has to be, otherwise the law does not work. Of course, you can throw in a biased or corrupt judge (And Justice For All (1979), Suspect (1987)), or a maverick lawyer (Fighting Justice (1989)) or juror (The Juror (1996)) but the framework remains.28 Similarly, the plot is constant with two parties taking opposing sides over a serious issue. Trials do not take place over minor incidents, though lawsuits involving mistakes are acceptable, especially when wrongful convictions result. There is little room for humour. Courtrooms are serious places, especially where the defendant may be on trial for his or her life. Behaviour must necessarily be grave and solemn. We cannot joke about a person’s possible execution, though humour may be used tactically as in Young Mr Lincoln (1939). Thus it is possible to see that courtroom actions are by definition limited and instantly recognisable, and easily attributable to the idea of a genre. However, this does not tell us much about law and legal films, which must be more than the strictly defined trial movie. It has been argued that one solution to this debate is to take a broader perspective on what is meant by ‘courtroom’, thus including films such as Judge Dredd (1995) that have instant street-level justice: Dredd is as much the master of his ‘courtroom’ as any previous cinema judge, the change is the arena not the authority, his judicial robes are signposted as dearly as those historically trimmed with ermine. When Dredd indicates his judicial supremacy by declaring I am the Law’ he is still acknowledging the legal process albeit is one vested within him, only that the parameters of the courtroom are no longer fixed (Greenfield and Osborn, 1999, p 33).
This is perhaps the other end of the spectrum from the limitations of the traditional courtroom drama. It cannot fit into the more rigid structures enjoyed by films such as Inherit the Wind (1960). Similarly, the jury room in Twelve Angry Men (1957) could be viewed as the courtroom. An alternative approach is to adopt the phrase ‘trial movies’ to cover all those films that have some element of trial, yet in many ways this has the same fault line with much of the action taking place outside of the trial. The development of the concept of courtroom or trial movies undoubtedly reflects influence from outside of the legal world and offers a view that this is what law and lawyering is all about. If law films are more than mere courtroom drama the question is how and why do we adopt the definition(s) we choose? One possibility is to take a broader approach and consider what the role and function of law is within society and how this is translated into film. The key concept is probably the relationship between law and justice, and a recurring theme through law films is the delivery of justice at the expense of formal legal rules, as we noted with The Verdict (1982). Law is often portrayed as a barrier to justice and lawyers have to step outside of legal procedures 28 Fighting Justice (1989) is also known as True Believer (1989) (Halliwell’s, 2001). 23
Film and the Law
to ensure the end result is just. In Suspect (1987), public defender Kathleen Riley develops an improper relationship with a juror to try and solve the mystery that is inevitably leading her client towards a wrongful conviction. Again, as we show in Chapter 4, in Young Mr Lincoln (1939) procedure and legal niceties are warped somewhat in the search for truth. If justice is the key concept, how can we devise a category or genre that has sufficient meaning to make it a workable and useful tool? We suggest that law films are always concerned with the enforcement of justice in some shape or form and that this is a crucial starting point. Films may then be divided into a number of sub-categories of films that share the relevant characteristics—rookie lawyer wins through; lawyer on the skids redeems himself; last-minute evidence or witness saves the day; unpopular cause or defendant is proved to be meritorious There are then two factors that may be applied to the question of justice: formal and informal enforcement, though these may exist separately or co-terminously. For example, with vigilante films the emphasis is solely on an informal subjective method and system of the enforcement of justice. At the other end of the scale is the formal process of law, though often there will be an element of informal or improper justice such as within Suspect (1987). In order to qualify as a law film the following characteristic(s) must be present in some shape or form: the geography of law, the language and dress of law, legal personnel and the authority of law. This excludes films where ‘justice’ is enforced outside of any legal framework for example, war films, social dramas and family sagas. This book further develops this definition of law films through analysis of each area to determine the operational characteristics. We do not, however, give extensive coverage to cop films (Rafter, 2000), Westerns (Nevins, 1998) and vigilante films, as these have been areas that have been subject to detailed analysis. Having considered some of the problems of classifying law films we must also consider how film and the law relates to both film and legal theory.
LAW FILMS, FILM THEORY AND LEGAL THEORY The whole idea of a law film creates a number of difficulties, not least in terms of the differences in approach that necessarily exist between seemingly disparate disciplines: ‘law’ and ‘film’. Both subjects have been heavily influenced by a range of political and social theories, and there is the question of how we can relate the various theoretical perspectives to the study of film and the law. An interesting area for future development is to see how law films reflect various branches of legal theory. Given the broad range of theoretical perspectives that have emerged within both law and film studies, legal film would seem to be an area ripe for significant theoretical discourse. We suggest that the framework of applicable legal theory ought to be kept as broad as possible and encompass notions of postmodern jurisprudence. One of the traditional debates to which law students are introduced at an early stage in their studies is between those who argue that law is no more than a human construction and those who suggest law transcends mere human agency. This ‘naturalist-positivist’ debate could be reflected, or indeed fought out, in legal films and it is possible to find examples of both ideas within the same film, such as The Verdict (1982). In another example, ideas from legal realism can be identified in the courtroom scenes in Serial Mom (1994). Whilst this provides one route into theory, it is perhaps other theoretical aspects that have been influential 24
Chapter 1: Locating Film and Law: Themes and Perspectives
in film studies that may provide a more immediate relevancy. A key area of debate is the representation of women, ethnic minorities and lesbians and gay men within mainstream film. Our approach to this question with respect to legal film has been to identify absences and the limitation of roles and these are collected together in Chapter 5. Whilst this potentially leaves ourselves open to charges of tokenism and ghettoisation, we believe that without such an intervention these issues remain invisible, and our intervention is offered in that light. Our elementary position is to consider the nature of these performances and, in a sense, what we have outlined in Chapter 5 needs to be considered in the light of Chapter 4 with respect to the traditional male lead. We appreciate that the very adoption of the structure and terms may itself be questionable. By lumping these three ‘categories’ together we are perhaps consciously acknowledging and, it could be argued, capitulating to the dominant cinematic practice of casting a white male as the main protagonist. It is arguable that characteristics such as those dealt with in Chapter 5 could be dealt with pervasively, and that perhaps sexuality, race and gender could be integrated as part of the analysis of the screen lawyer. We have taken an alternative approach to observe in Chapter 4 that the main figure is almost inevitably a white straight male and consider the alternative characteristic constructions in the following chapter. Of course, we are immediately mired in complex theoretical territory, not only because of our structure, but also the terminology employed. In terms of race, there is a question over the use of whiteness as a classification. Dyer has explored this awkward concept and points out some of the initial difficulties: It is the way black people are marked as black (are not just ‘people’) in representation that has made it relatively easy to analyse their representation, whereas white people— not there as a category and everywhere everything as a fact—are difficult, if not impossible, to analyse qua white. The subject seems to fall apart in your hands as soon as you begin. Any instance of white representation is always immediately about something more specific—Brief Encounter is not about white people, it is about English middle-class people; The Godfather is not about white people, it is about Italian-American people; but the Color Purple is about black people, before it is about poor, southern US people (Dyer, 1993, p 143).
Nowhere is this point so obvious than with the vast majority of law films or, more specifically, the lawyers. The majority of films are about lawyers, not white lawyers, and the race of the participants is only an issue in certain circumstances that we have noted above. Otherwise the mechanics of law films are dominated by a white middle-class interpretation of law and the legal system. Race may be a focal moral issue but the racial characteristics of the lawyer are rarely a central feature. However, in To Kill a Mockingbird (1962) Finch’s characteristics are important not only as a lawyer, but as a white lawyer. As the film has a central theme of racism within the justice system generally and, more explicitly, within the local community, the fact that Finch is white is a central and vital feature. Finch makes a stand, although as we note elsewhere, the extent of his valour is debatable and yet is important because of his whiteness, a point stressed through his clothing. The question we need to consider here is whether there is an inherent element of the legal system itself, or the representation of the legal system, that neutralises the question of race. Perhaps this might be examined through the interrogation of the portrayal of black lawyers. We may discover to what extent race is an 25
Film and the Law
important element within the construction of the character, or whether black lawyers are first and foremost lawyers in the same way that their white counterparts generally are. This is precisely the point that African American attorney LaTanya Richardson makes to explain why she has been retained by the white would-be adopters in Losing Isaiah (1995). The idea that law is blind to issues of race is clearly open to challenge on numerous fronts, yet it remains as part of the idealism of law that contributes to the myth that informs filmmakers. This point of law as a neutral arbiter could have a telling point on representation. The lawyer is both above and beyond prejudice when it comes to enforcing or being part of the enforcement of justice. When Atticus Finch dons the white suit of justice he is imbued with the professional status of the lawyer who is independent and serves only justice. Can we see Joe Miller (in Philadelphia (1993)) in two guises: ‘homophobic black lawyer’ and ‘justice-seeking lawyer’? To what extent does this homophobic tag apply to Miller the lawyer? As we argue elsewhere, his conversion to Beckett’s cause is initially triggered by some sympathy at seeing the library incident, but he becomes involved when he realises that Beckett has an arguable legal case. He is no less prejudiced than he was before (witness the altercation in the grocery store), but the law, and Miller as the harbinger of law, is apparently blind to Beckett’s sexuality. Some theoretical aspects of law’s relationship with the visual are explored in Chapter 2; here it is interesting to consider how Miller sees Beckett, and his own occlusion offers an insight into the way in which Miller himself is seen and constructed. We need to make clear at this point that we are not suggesting that the law is in any way independent of ideological considerations and that it acts in a neutral way. What we are suggesting is that the ideals and myth of the impartiality of law, that are still presented, offer the cloak under which screen lawyers perform. When Finch represents Tom Robinson he has faith in the ideal of law, even if deep down he doubts the fairness of the system. One might argue that as it is the jury that convicts Robinson, the blame can be laid at the door of the community and not the legal system itself. Despite the conviction Finch still places his faith in the rule of law and talks of an appeal Finch believes in the law and its ability to deliver justice. Similarly, when questioned, Beckett’s love for the law is revealed as being part of the process of justice. He believes in justice and, despite his initial problems in finding a lawyer, still clearly places faith in the legal system. The essential focus of this book is the screen characterisation of law and lawyers, and there is little attempt to contrast this with the reality of law and legal practice. The notable exception is the contrast of screen accounts with real life cases, though here the comparison is essential in the narrative rather than the characteristics of the law or lawyers. There seems to us little point in spending too much time pointing out that screen law does not obviously mirror real law. There is no real comparison to make. Young makes a crucial point about attempting to draw out contrasts when referring to images of black people: A great deal of critical work has been concerned with representation and the relationship between the external reality referred to and the image constructed of it. This relationship is problematic if it is implied that there is some direct transfer of material reality from the object to the image. It is a difficult and complex subject which extends and problematises debates about producing positive images or combating stereotypical imagery (Young, L, 1996, p 8). 26
Chapter 1: Locating Film and Law: Themes and Perspectives
For us there is little to be gained from comparisons between the real and the image. We all know that lawyers are not normally the son of Satan (Devil’s Advocate (1997)) or drunken ambulance chasers (The Verdict (1982)). But we also know that they are definitely not Atticus Finch nor Henry Fonda (Twelve Angry Men (1957)).29 The difference is that it is Finch or Fonda that we would wish our lawyers to be. It is these great ‘hero’ screen lawyers that have contributed to the myth of law; they have become the role models to which not only lawyers but the public ‘should’ aspire to or, rather, expect. The crucial point is that this applies even though we know that it is not real. The proper comparison to make is between the cinematic portrayal of law with the cinematic myth of law. How far do our lawyers measure up against the ideal not in real life but in popular culture? As we have identified throughout, the screen is generally kind to both law and lawyers, good people working within a fair system or, at least, a system that delivers justice in some shape or form. There is a clear lineage from Lincoln, through Finch, via Galvin and to Riley, that law succeeds in some shape or form, or perhaps rather that justice prevails. How, then, do we account for those films where justice is not delivered, such as Let Him Have It (1991), The Hurricane (1999), and In the Name of the Father (1993)? For a start, these are based on true events so it is not unexpected. We are not surprised when Bentley is executed or Rubin Carter and the Guildford Four are falsely imprisoned. The beauty of these films is that they do not disturb our faith in the law; the failings are those of individuals, normally police officers, who are shown as corrupt. The ideal of law is shown as subverted by individual or even communal dishonesty (To Kill a Mockingbird (1962)).
CONCLUSION: LAW FILMS—CAUSE AND EFFECT This book is concerned with finding and defining law films and drawing out what different types of legal film contain. One of the claims of the profession that we explore in some detail in Chapter 4 is that lawyers are the subject of overly critical portrayals and that the great hero lawyers have been replaced by a less salubrious contemporary version. If this is true, does it much matter? Do we think any worse of our lawyers because Al Pacino, as a lawyer, is the devil (Devil’s Advocate (1997))? This takes us back to theories and ideologies of the effect of the media and popular culture more generally. Determining the causal effects of media portrayals on society is an extremely difficult and contentious issue (Barker and Petley, 2000). Generally, the debate revolves around the twin issues of images of sex and violence, and both proponents and opponents of censorship utilise causal arguments to support their positions. This debate is not confined to film and is primarily directed towards television and video, but it also encompasses music and computer games. The major concern in this area is whether the viewing of particular images can lead to changing behaviour. What we are concerned with is not alterations in behaviour, but whether the development of consistent portrayals can change how the subject matter is perceived by the viewing public. Put simply, do ‘anti-lawyer’ films make or contribute towards ‘anti-lawyer’ attitudes in the cinematic audience?30 29 We ascribe a hero lawyer’s role to Fonda even though he is, of course, a juror. 30 In Fair Game (1995) the tone is set for guarded police/lawyer co-operation when the police officer asks the lawyer what you call 500 hundred lawyers at the bottom of the ocean. Not surprisingly, the unamused small claims poor persons’ lawyer is not hugely amused—she knows the answer, ‘A start’, of course. 27
Film and the Law
Allied to this important question of image are the wider theoretical perspectives that seek to inform our understanding of the cinema. Film theory is, certainly to outsiders, an area fraught with complexities and nuances, though there are similarities with the development of strands of jurisprudence. Some theorising about law and film has begun to incorporate ideas that have been influential within film studies, like the constitution of the viewer subject (Silbey, 2001) and the significance of framing (Bohnke, 2001). This book is not principally concerned with any contribution to the theoretical debates within film studies, nor detailed arguments about the causal effects of the media. Our primary interest is with providing a detailed analysis of the films we have selected. Yet, of course, this analysis is essentially subjective in nature and one of the difficulties that we face is determining the various ‘meanings’ of the films. It also needs to be pointed out that we are coming to this project with not only legal backgrounds, but with a significant history of watching and attempting to categorise law films. As with any academic work, there may well be law film analysts who take a different view of our interpretations of some of the films we have looked at. Academic disagreements about the meaning of texts or, indeed, cases and legislation is part of the nature of law and legal research, and there is no reason why there should be any more chance of finding the right answer to a question of film criticism It seems to us that the first task is to construct a typology of ‘law films’ rather than note that issues of justice can occur in the most unlikely vehicles. In the early stages of establishing a field of academic enquiry, a number of benchmarks need to be clarified. This should be seen as a heuristic device whose aim is to see whether or not it is possible to mark out any trends and consistent features in realist representations of the legal enterprise in film. This remains an important goal if we are to make sense of the plethora of material which touches on the legal. That said, we have tried in this book to demonstrate the porous nature of the category ‘legal’ and how a critical approach to the issue of ‘justice’ can widen the area of scholarly activity without rendering the field unhelpfully vague. A starting point which has been advocated has been to separate out ‘naturalistic portrayals’ of lawyers. This was written in the context of determining how one might assess the likely impact of this work on the public perception of the law (Macaulay, 1987). In a paper in a Conference on Globalisation and Justice it was noted that ‘law films’ thus defined were predominantly centred on the US court system. These films were concerned with crime, principally murder and, very infrequently, civil matters. A range of films was specifically excluded—courts martial, celestial justice, comedies—on the basis that they are unlikely to be seen as everyday juridical role models (Robson, 1996). It can, however, be useful to contrast mimetic approaches to justice with symbolic representations of the justice issue—the potential of the Western has been explored (Nevins, 1998) as well as other areas such as detective films (Robson, 1997), gangster films and comedies (Denvir, 1996). Celestial justice, for its part, adds an imagined world of how justice might be through being de-historicised and de-contextualised, although the examples which have been studied provide rather less than might have been expected following the innovative Powell and Pressburger treatment in A Matter of Life and Death (1946) (Robson, 1998). There has been a concentration in most of the previous work which we note in the bibliography on ‘naturalistic’ portrayals of justice in both the traditional courtroom setting as well as slightly more oblique images of law and lawyers. As 28
Chapter 1: Locating Film and Law: Themes and Perspectives
indicated, this model has dominated because of the pedagogical interests of the scholars involved. There has also been a tendency to try to delimit the field of enquiry. In order to develop a clearer understanding of the filmic portrayal of aspects of the phenomenon of law, it is necessary to examine more than the mainstream ‘trial movie’. The fictional cinematic representation of the legal system and its personnel, and the transposition of real-life justice issues into film involves more. Outside the standard courtroom or legal procedural there are a range of different genres and styles, like Westerns and science fiction, which involve the broader issue of justice. As we have indicated, there is a recognised staple product of the film industry which involves drawing on the drama of litigation and trials. The traditional focus of films utilising law has been the courtroom drama. In films as disparate as Witness for the Prosecution (1957), Judgment at Nuremberg (1961), To Kill a Mockingbird (1962) and Anatomy of a Murder (1959), we witness the forensic skills of crusading lawyers. This is what the law is about; the guarantee of liberty, a right of everyone to have the services of a selfless and dedicated fighter for truth and justice. The expansion to look at a broader role for lawyers is found in a kind of movie which can best be described as the legal procedural. The final forensic battle may still be retained, but there is more to law and its practice here than simply verbal skills. Similarly, there have been films which examine other actors in the drama of law, the judge and jury. These examine whether they are simply passive ciphers in the legal process. Opening up the portrayal of law to look at the question of how the formal system relates to the more nebulous, but crucial, concept of justice is vital. This conflict between law and justice, the formal and informal, can be seen in the private eye movies where this issue is explored. Related to this we find the oblique comment on the nature of the defence of technicality and the interface between the lawyer and the rest of the personnel in the system of law enforcement. We find here another cinematic representation of justice in a harsh legal climate—the rogue cop. Finally, law films are not limited to the contemporary formal or informal legal system. How law and justice have been represented in the past and in the future provide an opportunity for an exploration of the nature of law and justice. A prime example of the ‘law as justice’ construction is provided by Henry Fonda, playing Lincoln in John Ford’s Young Mr Lincoln (1939). During a courtroom scene where he is defending two young boys against a murder charge he is berated by the prosecuting counsel for not knowing enough about the law, and that perhaps he would be able to better represent them if he had more legal knowledge. Lincoln, unabashed by the challenge to his professional position, observes: I may not know so much about the law, but I know what’s right and what’s wrong.
This interface is played out generally through the following chapters, ranging from the focus of the courtroom itself (Chapter 2), the portrayal of real life events (Chapter 3) to the portrayal of law and lawyers themselves (Chapter 4). Some of the specificities of legal film are then tackled, from the depiction of what we have termed the invisible lawyers (Chapter 5), via the judge and jury (Chapter 6) to the private eye (Chapter 7). Our conclusion (Chapter 8) tries to place these interventions within their wider context and attempts to map a way forward for film and law scholarship. 29
CHAPTER 2
PLACES AND SPACES OF JUSTICE
The tortured body is first inscribed in the legal ceremonial that must produce, open for all to see, the truth of the crime (Foucault, 1975, p 35).
This chapter is concerned with an analysis of the cinematic portrayal of the places where justice is delivered. It starts with an examination of what might be seen as the archetypal or traditional legal film, the courtroom drama, and examines a number of films that are within this category. As we outlined in Chapter 1, there are obvious reasons why the courtroom drama has been used as a vehicle for filmmakers and become synonymous with the idea of legal films. Throughout this book we stress the idea that law films are a much wider category than just courtroom drama and that the administration of formal justice may take place in a number of settings. This might be viewed as a shifting of the location of the courtroom, or a recreation of its attributes within alternative spaces. Following analysis of the classic courtroom drama this chapter then explores the distinctive approach to the nature of the legal system found in a range of films where justice is presented in a celestial or futuristic setting. This is an arena where filmmakers have had the opportunity to explore broad ethical issues without the constraints of specific historical contexts and their symbolic meanings. In a sense, this provides the freedom that is sometimes lacking in films based either on real life events or that are limited by the constraints of ‘audience believability’. This section looks at the different ways in which abstract concepts of fairness and justice are constructed in these alternative fora. Some of the more adventurous projects in legal film have included within their compass a consideration of what law is seeking to achieve. The relationship between overarching moral principles and human created legal systems is an issue that emerges in these celestial or futuristic courtrooms. Having discussed this shift into the future we consider another alternative arena, the Court Martial. Interestingly, here we have an area governed by extreme formal adjudication. Though consisting of a relatively small group of films, the relationship between process and justice provides an interesting contrast to those films that have individual justice as a central theme. Finally, the chapter concludes with an investigation into the idea of how the place of justice can be cinematically moved. Thus we have the traditional setting, the courtroom, an excessive example of procedural formalism in the Court Martial and finally de-formalisation of location. We start, though, by briefly considering the notion of a visual dimension to law.
LAW’S VISUAL IMAGE The visual metaphor of justice as something that must be visible and seen enacted has a striking poignance in that it captures the paramount symbolic presence of the
31
Film and the Law
law as a façade, a drama played out before the eyes of those subject to it. Any attempt to depict the nature of a legal hearing does well to begin by examining that visibility, the physical structure and architecture of a peculiar auditory space (Goodrich, 1990, p 188). Law has a long history of visuality. This can partly be seen in aphorisms such as ‘law being seen to be done’ and ‘equality in the eyes of the law’, but also by the visual spectacle of the process itself. Jay (1999), for example, notes that while early iconographical depictions of justice were often presented with ‘eyes uncovered’, with the sub-text that legal judgments could be based upon recourse to visual evidence, by the 15th century this vision began to become occluded. For example, the goddess Justitia is pictured having a blindfold placed over her eyes. Initially seen as a negative implication of unbalancing, ‘By 1530, however, this image seems to have lost its satirical implication and the blindfold was transformed into a positive emblem of impartiality and equality before the law. Perhaps because of traditions transmitted by Plutarch and Diodore of Sicily from Ancient Egypt that had depicted judges as blind or handless, the blindfold, like the scales, came to imply neutrality rather than helplessness’ (Jay, 1999, pp 20–21). Jay’s argument, supplemented by a series of historical images highlighting the visual, neatly illustrates a shift away from the visual way in which law had been presented, towards a delivery based on rhetoric and language. As part of this process, judges’ robes became more sober, and illustrations were removed from law books and the courts, and the privileging of the word over the image became apparent. A contemporary manifestation of this is the prohibition of cameras in court within England. This analysis is firmly based upon a suspicion of the danger of the image set against the rationality of the word. Though as Douzinas and Nead (1999b, p 12) note when commenting on Jay’s work, ‘…alongside this distrust of the visual there is also a critical investment in the image, according to which sight ensures freedom’. This creates a tension which Jay suggests requires a reappraisal of the visual aspects of law.1 One aspect of visuality of law was, initially, seen in the sense of punishment and particularly in the meting out of corporal or capital punishment. However, as Foucault (1975, p 9) notes, by the end of the 18th century this ‘gloomy festival’ of punishment was dying out and punishment was beginning to be less conspicuous: While the chain-gang, which had dragged convicts across the whole of France, as far as Brest and Toulon, was replaced in 1837 by inconspicuous black-painted cell-carts. Punishment had gradually ceased to be a spectacle. And whatever theatrical elements it still retained were now downgraded, as if the functions of the penal ceremony were gradually ceasing to be understood, as if the rite that ‘concluded the crime’ was suspected of being in some undesirable way linked with it.2
Foucault charts the history and practice of punishment, and graphically details the methods used and the purposes to which punishment was put. These included using the punishment to ‘theatrically recreate’ the crime for the execution of the guilty party.
1
2
There is much useful material on the aesthetics of law, and the role of the image or the visual, in Douzinas and Nead (1999a). Apart from Jay’s work (discussed in the text), Haldar (1999) returns to his work on court architecture, and Taylor’s work (1999) on Paris in 1849 and the ‘Festival of Justice’ are useful interventions. Martin Jay (1993) offers further food for thought in terms of ‘ocularcentric discourse’. There is a vivid depiction of the chain gang in I am a Fugitive from a Chain Gang (1932). 32
Chapter 2: Places and Spaces of Justice
Foucault charts the case of a girl from Cambrai, condemned to be seated in the chair in which she killed her mistress and have parts of her body removed with the same cleaver used in the murder, before having her head exhibited on a pole outside the gates of Cambrai. Here we see the visuality of the law in tandem with a stark deterrent function. Once this highly visual element of punishment began to be eroded, as part of a shift towards a more humane treatment, the punishment itself became more private and less based on torture or conspicuous suffering. With the move away from public executions, and the shift toward the private (no longer in public spaces) and more humane (no longer based on torture and visible deterrent), the great spectacle of punishment began to disappear.3 However, it might be argued that the spectacle merely shifted from gallows to the courtroom itself. Newman (1993) has noted that the law has always provided entertainment, both in terms of the trial process and their sequels—the hangings. Of course, the courtroom has natural visual and spatial qualities that lend themselves to filmic portrayal.4 Goodrich notes the gladiatorial and adversarial nature of criminal court proceedings, and how this self-contained arena exhibits theatrical qualities: In the court below, in those designed for jury trials, a certain symmetry prevails in which the dock, itself an elevated and enclosed space, faces the bench, and to either side rise tiers of seats to accommodate the jury and on the other side rise tiers of seats to accommodate the jury and on the other side reporters and other official court observers. Prosecution and defence counsel take their place on either side of the open well of the court and conduct the combative game of trial directly in front of the bench (Goodrich, 1990, p 193).
Apart from the obvious ‘combative’ aspects, the ceremony of the court is also an attractive feature for filmmakers. Sociologists have noted this ceremonial function of the courtroom and, in particular, its place as part of a degradation ceremony (see Carlen, 1974). Bankowski and Mungham (1976) note that the perspective of a court (and in particular a magistrates’ court) having a function of degradation, may seem, to the public at large, a strange one. For the public, the view of the court is more likely to subsist on a level of idealisation rather than reality, and certainly while the courts are not televised the idea of what the courtroom looks like may well be distilled from the mass media: Those who depend upon certain media stereotypes of the court in process will be steeped in the mythology of courtroom encounters: an arcadian sketch which draws together the imagery of skilled and articulate advocates, of the protection of the meek by the strong, of open and vigorous debate, of a contest of principled and orderly minds— where the prize is the definition of truth itself (Bankowski and Mungham, 1976, p 88).
3
‘Today a doctor must watch over those condemned to death, right up to the last moment—thus juxtaposing himself as the agent of welfare, as the alleviator of pain, with the official whose task it is to end life. This is worth thinking about. When the moment of execution approaches, the patients are injected with tranquillizers. A utopia of judicial reticence: take away life, but prevent the patient from feeling it; deprive the prisoner of all rights, but do not inflict pain; impose penalties free of all pain’ (Foucault, 1975, p 11). 4 As regards the architectural aspects of the courtroom see Haldar (1994, 1999). Haldar (1994, p 187) deals with the importance of the space itself to what takes place within the space: ‘Court, from the Latin cohors, is an enclosed space. The question as to the architecture of this space is a question as to what encloses the space within which trials take place. What surrounds a ritual or a performance that constitutes a lawyer’s work (ergon)? The architectural surroundings of a trial are materials that exist besides law.’ He also deals with the constructs of the court generally, and the Supreme Court of the State of Israel in particular, in terms of the ways in which the space in which justice is delivered can place closure on the legal discourse which resonates within that space. 33
Film and the Law
These highly visual aspects of the law generally, and the courtroom specifically, make the ‘space’ of the court a fertile area for filmic depiction and the classic courtroom drama is often viewed as the traditional embodiment of the legal film.
COURTROOM DRAMA In terms of filmic depiction, the courtroom drama is well established, and to many the courtroom is seen as symbolically the law in action (Silbey, 2001). We have argued in Chapter 1 that law films are far more than just courtroom dramas, but it is necessary to give some examples of the traditional courtroom drama before considering some atypical examples.5 We have selected films generally considered to be classic examples: Witness for the Prosecution (1957) and, firstly, Inherit the Wind (1960) for this purpose. Inherit the Wind (1960) is largely concentrated within the courtroom. The film is loosely based upon the Scopes Monkey trial of 1925 in which John Scopes, a teacher, was charged under a state law prohibiting the teaching of Darwinian theory. However; ‘the Law said what children should be taught should be based on faith, the story of creation as portrayed in the Bible. Scopes wanted to teach the latest scientific views based on empirical evidence’ (Minow, 1996, p 1226). The trial heralded Clarence Darrow’s only pro bono appearance in court for the defence, with William Jennings Bryan, a former presidential candidate, acting for the prosecution, and the case was seen as a wider touchstone for American society. In the film, some of the details are changed although the script draws heavily upon the events and the transcript of the case. One key divergence is the treatment and potential punishment of Cates, based on Scopes and played by Dick York, as in reality he only faced a small fine if the prosecution was successful. Undoubtedly, Kramer added this element to ensure an extra dramatic edge. The film is memorable for a number of trial scenes, perhaps in particular the cross examination of Matt Brady (the prosecutor who is called as a witness) on the meaning of the Bible. The film has a number of interesting dimensions and clearly has use within a teaching strategy for a number of subject disciplines. What is of value to this discussion is the use of the courtroom to play out the wider dispute and the way in which the players interact with the process of law and the court environment. A further example of this type of film is to be found in Witness for the Prosecution (1957), which is perhaps the best example of a courtroom drama centering upon the legal system in England and Wales. Directed by Billy Wilder and based on the Agatha Christie play, the film starred Tyrone Power, Marlene Dietrich and Charles Laughton. Laughton is memorable as the barrister who takes on the defence, against medical advice, of a man accused of murdering a rich widow. A neat storyline twist creates real tension and the performances of Laughton and Dietrich in particular are excellent. Indeed, the film neatly illustrates the dramaturgical potential of the courtroom and the way actors can utilise powerful rhetoric within this context, and the film takes place primarily within the courtroom or legal chambers, ‘Except
5
We appreciate that we might be seen here as adopting a fairly traditional view about the classification of law films that we tried to stress in Chapter 1 is unnecessarily restrictive. Our aim in this chapter is to consider courtroom drama not as the typical law film but to look at typical courtroom drama within the wider idea of where justice is administered within legal film. 34
Chapter 2: Places and Spaces of Justice
for two hurried flashbacks—the first of which amiably shows how an English chap on trial for murder met the widow he is accused of bumping off and the second of which shows in modest detail how he met his German wife—virtually everything happens in the Old Bailey or in the chambers Mr Laughton occupies’ (Crowther, 1958). Whilst these might be termed traditional courtroom dramas, hemmed in by the use of the court as the central focal point for the action, there are a number of other films that could be said to fall within this definition more tangentially. For example, Twelve Angry Men (1957) shows very little of the courtroom itself; the action is almost exclusively played out in the jury room. However, it could well be argued that many of the traits of the traditional courtroom drama are in evidence within this jury room, including members of the jury adopting the persona of defence and prosecution lawyers. As we have argued elsewhere: …it could be said that the courtroom is merely the theatre in which the substance is aired—much in the same way that the courtroom is the space in which law is delivered. That is, however, not to detract from the point that all these films [Witness for the Prosecution, Young Mr Lincoln, Inherit the Wind, Philadelphia] use the courtroom as the prime focus for the action and much feet of film that is expended is based within a court. The definition of courtroom can be stretched to include films such as Twelve Angry Men which is centred on the jury room, with Henry Fonda effectively performing the role of defence counsel (Greenfield and Osborn, 1999, p 37).
On this basis, the question of what a courtroom drama actually is becomes more contentious, as it is possible to argue that portrayals that do not appear to fall within such definition can be seen as encompassing such features, although some of the trappings and legal finery may not be so apparent at first glance. A good example of this is the film Cape Fear (1991). It is possible to construct an argument that the boat at the end of the film takes the place of the courtroom and that the film as a whole is concerned with law, ethics and morality. Outside of such debates concerning the spatial definitions of the courtroom itself, there have been a number of portrayals utilising different forms of the traditional courtroom. In some ways this has been mirrored in professional practice with a move towards specific tribunals and courts, or extra legal means of resolving disputes such as the use of Alternative Dispute Resolution (ADR). Involvement in systems of ADR may alter the perceptions that the participants may have concerning some of the traditional tenets of law and legal practice, such as ‘justice being seen to be done’. Below we analyse two specific vehicles that have been used, in part, to give some variation to the theme of courtroom drama, first what we have termed ‘celestial justice’, secondly Court Martials.
CELESTIAL JUSTICE In most of the academic work encompassing the portrayal of law and legality analysis has centred on the ‘naturalistic portrayals’ of lawyers. This stems from the specific contexts in which law and film writing emerged which includes, as we have noted, reflections on how law films can illustrate particular points in practice. The emphasis here is on the way things have been done or how they are done rather than on the very nature of the concept of law. By a similar token, work centred on the nature of the likely impact of film portrayals on the public 35
Film and the Law
perception of the law is concerned with the actual not the possible. ‘Law films’ thus constructed centre predominantly on the US court system (Robson, 1996) and these films are concerned with a limited range of issues and punishments. This itself raises a separate point, that these films will feature areas of law outside of most people’s personal experience of the law and the legal system. The prime source of knowledge of murder trials is delivered through media depiction, either fiction or non-fiction. Thus our naturalistic portrayals feature subjects that are sourced from a different world of justice, not the direct experience that the watcher has of speeding tickets and minor misdemeanours. Yet generally excluded from academic consideration has been a range of films including law in the future and comedies. The thinking behind this exclusion has been that they are unlikely to be viewed as everyday juridical role models. There may also be an element of concern that delving into such areas reduces the overall seriousness of the subject matter. We would, though, argue that such films can provide a useful source of information concerning the role and application of law within alternative settings. Military trials have quite distinct procedures that may make them unhelpful as models for those using law films with a primarily training purpose in mind. However, there may well be issues of ethics or useful examples of advocacy to be considered. There are other reasons for making a distinction between these kinds of films and standard legal films, both the predominant thriller (Physical Evidence (1988), Primal Fear (1996), The Firm (1993), The Client (1994)) and the less frequent procedural (And Justice for All (1979), The Rainmaker (1997), A Civil Action (1999), Erin Brockovich (2000)) model. In addition, the context of dispute centres on concepts of military discipline which involves a very distinctive culture. The goals are quite distinct. They involve notions of protection of national integrity, which is rather different from the standard fare of the criminal courts in which a contrast between the community and the aberrant individual is determined with reference to breach of rules, rather than being subject to an overarching ethos. Sometimes, however, this differentiation may be more apparent than real. It is, nonetheless, useful to contrast mimetic approaches to justice with symbolic representations of the justice issue. Celestial justice would seem to add an imagined world of how justice might be through being dehistoricised and decontextualised. A mirror image can be encountered in the methods used in the 1930s to avoid the censors’ aversion to social issues being portrayed in film in Britain. Just like the Hays Code in the United States in the 1930s, the British Board of Film Censors sought to exclude social conflict from the cinema screen. One way of avoiding such proscription used by filmmakers was to shift the temporal context of their work. Thus Gainsborough pictures dealt with the question of anti-Semitism by portraying the problems in historical context in the same way as Twentieth Century did in The House of Rothschild (1934) (Robertson, 1989). This defused the kinds of problems encountered by film which attempted to deal with contemporary anti-Semitism in Germany and Austria (Richards, 1982). The notion that only naturalistic portrayals can be used as vehicles for effective critique and comment on the questions of law and justice is not only theoretically suspect but demonstrably false. Various essays in the Denvir (1996) collection show how legal issues can be effectively highlighted by looking beyond traditional legal sources. Thus, here we see questions that are central to the legal/justice enterprise being addressed in a whole range of different kinds of non-law film. These include 36
Chapter 2: Places and Spaces of Justice
gangster films (Papke), Westerns (Ryan, Nevins, Terry,) comedy dramas (Denvir, Grant) as well as the more usual law-centred films (Sherwin, Chase, Tushnet, Spelman and Minow). This point, of course, raises further issues of defining and limiting genre. Since, of course, our concerns are a good deal broader than looking at the range of possible images of justice on which one might draw for legal training purposes, then this need to limit oneself to naturalism ceases to have its principal rationale. One practical problem encountered in examining this body of work is the relative inaccessibility of some of the potential material. Thus, of the 14 films indicated by Halliwell (2001) as dealing with ‘celestial justice’ only a handful are readily available and the observations we make need to be read in this context. Hence we look at a number of mainstream films where there are projections into the future or a discussion about the way in which justice might be dispensed in a more or less recognisable world. Others have looked at this phenomenon firmly within the world of science-fiction. In dystopian visions of the future such as Waterworld (1995) and Mad Max (1979) we see vestiges of justice systems. Consider the following text which appears scrolled onto a black screen at the beginning of Judge Dredd (1995): A VOICE: In the Third Millennium, the world changed. Climate. Nations. All were in upheaval. Humanity itself turned as violent as the planet. Civilization threatened to collapse. And then…a solution was found. The crumbling legal system was merged with the overburdened police force, creating a powerful and efficient hybrid. These new guardians of society had the power to dispense both justice and punishment. They were the police, jury and executioner, in one. They were… The Judges…(Wisher and De Souza, 1995, p 9).
This shift in focus of the courtroom itself within Judge Dredd (1995) is considered below, but the quote above neatly illustrates the merging of traditional categories within the legal system in the anarchistic, totalled state that is the year 2136. Here the margins between law and justice have been blurred, with many arms of the state mechanism focused within one body. The portrayal is of law as totally objective with adherence to the law as sacrosanct; the law cannot make mistakes in the world of Judge Dredd. The question is how such a system can deal with a miscarriage of justice. The notion of an abstract pure kind of justice has been located in a number of films looking to some kind of alternative future. The stance which has generally been adopted favours liberal values of tolerance and freedom of expression. The settings include the relatively prosaic interrogation of how we might best treat those who are perpetrating intolerance as well as more imaginative treatments These are prospective versions of what, historically, Goodrich has termed the courts of ‘“minor jurisprudences”—…ecclesiastical courts…, courts of conscience, courts of equity…’.
37
Film and the Law
CELESTIAL JUSTICE: BRAVE NEW WORLD OR BEAM ME UP BLACKSTONE? One interesting treatment of a novel form of justice was essayed in None Shall Escape (1944). The film was both made and released during wartime and presages the legal and moral dilemmas facing the victors and vanquished in peacetime. The key issue is how to deal with those responsible for the practice of barbaric acts of cruelty. Although this is set in the future this is a clear, recognisable and near future. It was located after the end of the 1939–1945 World War and involved a new method of bringing those responsible for crimes against humanity to justice. The novel factor here is the forum and the issue. In place of national courts we have an International Commission with judges from a whole range of nations. The camera pans around a semi-circular bench and the panel is seen to comprise some 18 judges. Interestingly the question of being forced to act against one’s own conscience is not the issue here. Rather, the accused, local Gauleiter or Reich’s Commissioner for Western Poland, William Grimm, is portrayed as a fanatical Nazi whose views about the lightness of his personal involvement in genocide is unmodified. He does not seek to hide behind others and warns that Nazism will not die. The film ends with the stern question to the jury from the Chair of the Bench firmly locating the responsibility for action with those whom he addresses: You are the jury. What do you want to happen? It is your choice.
As he utters these words the camera closes in on the Judge for the final shot and it becomes clear that the jury is not a small group of men and women in the courtroom, but those watching the film. The issue is a contemporary debate about what should happen after the War to the perpetrators of death in the camps, although the term ‘extermination camp’ or ‘concentration camp’ is not actually used. Scenes from actual camps are included in the evidence against Grimm. This is a vision of an altered kind of justice, one into which a new set of criteria have been introduced, albeit obliquely—how should one deal with the defence of ‘superior orders’? The film was scripted by Lester Cole, who was to come to public attention as one of the ‘Hollywood Ten’ under Senator Joseph McCarthy’s House Un-American Activities Committee hearing in the 1940s and 1950s. In Powell and Pressburger’s A Matter of Life and Death (1946) a whole range of interesting issues are raised.6 Some are pragmatic, such as the concern of the filmmakers to address the question of post-war Anglo-American relations, others more philosophical and reflective such as the metaphysical issue of the nature of life after death. What is of particular interest for our purposes is the denouement that takes place in a futuristic court with an English-style judge in full-bottomed wig. The trial stems from a failure of a celestial ‘conductor’ to locate a person at the time of his appointed death. This individual’s task is to accompany the person to the next stage for disposal. A problem emerges when the conductor fails, due to fog, to locate the subject. Can there be an exception to the assigned date of death by dint of the ‘deceased’ obtaining new responsibilities in the additional period before the conductor locates him? In this case the English Second World War pilot, played 6
We are indebted to the comments of the anonymous reader of an early manuscript who pointed out that there is in fact an inversion of celestial justice in this film, with heaven as the site of conflict and the earth in ‘Edenic form’. 38
Chapter 2: Places and Spaces of Justice
by David Niven, has fallen in love with the American radio operator seeking to guide his doomed aeroplane safely back to base. This apparently innocent entanglement provides a platform for the prosecutor (Raymond Massey) to argue that the principles of freedom will be harmed by such a debasing of American stock. He points to the repressed and anti-democratic spirit abroad in Britain and mocks cricket.7 Portrayed as virulently anti-imperialist this character debates with the doctor who was trying to save the life of the crashed airman. The discussion before a celestial court takes place in the afterlife.8 The trial evolves into an enquiry concerning national identity and the responsibility of people for the misdemeanours of their forbears. It uses the forensic forum for examining notions of national guilt and here the jury is representative of Britain’s colonial and imperial history. It consists initially of a range of people from places Britain had in the past subjected to her power: French, Dutch Boers, Russians, Chinese, Irish and the people from the Indian sub-continent. In a neat debate between the prosecutor and the British defence a new jury, of freedom loving Americans, is offered. All the oppressed characters transform into American citizens from America’s melting pot—French chef, Dutch farmer, Russian worker, Chinese student, Irish policeman and African American soldier. The audience is multi-national, stretching over time, and representing different groups who are fighting against the Nazi threat as well as those who have taken collective action in the past—Puritans, American Independence militia, regiments from British India, etc. The plea for keeping the ‘dead’ airman alive succeeds when the parties both prefer to take the other’s place and die rather than lose their partner. The principle which trumps law is love. Raymond Massey protests; This is not the way of the law.
The response from the bewigged judge is, however, clear, if less than obvious in its source: Here on earth love is supreme and law must give way to love.
The judge goes on to cite the novelist—and lawyer—Sir Walter Scott to the effect that ‘love conquers all’. Why this should be so is not explained but at least it has the narrative function of leaving the ‘deceased’ David Niven to enjoy a long life with his new found love. This is less surprising given the source of the film, with its origins in a semi-autobiographical novel in which the narrator recounts the onset of hallucinations and the brain operation he had to get rid of them (Karinthy, 1938). Thus the trial in heaven is the figment of a highly imaginative mind and its way of coping with dangerous brain surgery (Macdonald, 1994). As indicated, however, the aim is grounded in a real struggle for the life of the doomed pilot between the forces of life and of fate. It is trope which is encountered in a number of films at this time.9 The difference here is that the resolution of this kind of scenario takes place without the intervention of law and legal protagonists.
7 8 9
It is not our place here to open up a debate on the merits of cricket versus baseball, only to point out that the English game looks far less like glorified rounders. Dr Reeve, having been killed on his way to operate, is able to operate in the ‘afterlife’ Here Comes Mr Jordan (1941)—man due to survive has to find a body to inhabit after mistake in taking him to heaven early—remade, confusingly, with the title as Heaven Can Wait (1978); Heaven Can Wait (1943)—playboy despatched from Hell to Heaven; A Guy Named Joe (1944)—dead pilot returns to supervise girlfriend’s romance with a friend—remade as Always (1989). 39
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Another encounter with a judicial tribunal, albeit of a rather more earthbound type, is encountered in an Albert Brooks’ film in the 1990s. In Defending Your Life (1991) we have a process whereby individuals are able to advance up the tree of life, beyond the earth, when they have learned to live better. This is rather vaguely sketched out through the encounter of Brooks’ Daniel Miller. His task is to show that he has conquered his fear of confrontation and is able to stand up for himself. The procedure is described thus: ‘even though this feels like a trial it’s just a process which helps us to decide.’ It involves the replaying of incidents from his life by the prosecutor who wishes him returned to earth. On his behalf, his defender, Bob Diamond (Rip Torn), seeks to show how what appears as fear can be seen in fact as strength. The prosecutor takes a rather different view of Daniel: …over the course of the next four days I will attempt to show that Daniel Miller, while he is a quality human being, is still held back by the fears that have plagued him lifetime after lifetime. I believe I will be able to show that he should be returned to earth to work on this problem.
We see that Miller seeks to avoid confrontation and is prepared to take the blame for a friend’s actions. This American-style in camera hearing is interspersed with a burgeoning romance between Daniel and Julia (Meryl Streep). She wins her case and is allowed to proceed whilst Miller is to return to earth. They are to board different driverless trams. Daniel’s final attempt to board the tram Julia is on, at great danger to himself, is proof that he is brave enough and does not lack courage. The concept of what people are on trial for is rather limited and what Julia has overcome is never made clear. The underlying notion encapsulates elements of ‘human potential fulfilmenf or the Scientological ‘going clear’.10 The film version of science-fiction writer Pierre Boulle’s Planet of the Apes (1968), operating at a more consciously prophetic level, includes a trial section.11 The film focuses upon life on a planet where human astronauts have landed, and the trial scene takes place at the National Academy of Science and involves these ‘outsiders’. The hearing involves charges against the young scientists, whose theory that a more advanced non-Ape civilisation predated their own, is regarded as heretical. In a mirror of the Christian biblical tenets, their God made ape-kind in his own image and set apes to rule over the animals, including the mute human beings whom they have enslaved. The hearing is before the President and Secretary of the National Academy of Science and the Chief Minister of Science. Interestingly, the latter is also described as Defender of the Faith. In this sense the trial, whilst set in the future, harks back to the purposive justice systems encountered under the Inquisition and within the various witchcraft trials. This is territory which has been dealt with in film in The Hour of the Pig (1993) and The Crucible (1996). By its nature, this return to a less advanced civilisation is not able to add anything to a perspective on how justice might be sought in a future world. It does highlight, from a legal training point of view, the concept of formal natural justice. The separation of powers between executive and judiciary and the notion of decision-making by bodies which
10 Cohen, L, Famous Blue Raincoat (1972). 11 The film spawned a number of sequels: Beneath the Planet of the Apes (1969), Escape from the Planet of the Apes (1970), Conquest of the Planet of the Apes (1972), Battle for the Planet of the Apes (1973) in addition to a television series and a cartoon (Halliwell’s, 2001). 40
Chapter 2: Places and Spaces of Justice
have no direct personal interest in the outcome of deliberations is cogently illustrated. The impact of cinematic ‘celestial justice’s’ perspective on how human behaviour might be judged is, on the present evidence, rather underwhelming. It may be that when other films are examined they may shed a more fulsome light on this process.12 Until then the conclusions are, perforce, rather limited. Certainly the expectation that certain patterns would emerge by observing almost 20 films where celestial justice exists has been frustrated. We are left, then, with one interesting perspective. For the rest is something of a Barmecidal feast. The conclusion to None Shall Escape (1944), with its ‘Judge to camera’ challenge to the viewer, leaves us with a plain and undisguised ‘message’. In a new moral future, decisions about morally deviant behaviour need to be judged across national boundaries rather than by pragmatic considerations of national and economic interest. This is a challenge which has been accepted with varying degrees of commitment in the subsequent years. Its cry resonates down from Nuremberg, through the corridors of the International Court of Justice and the International War Crimes Commission of the 1990s dealing with Rwanda and the Balkans to the International Criminal Courts. By contrast, the arguments about the nature of national identity canvassed in A Matter of Life and Death (1946) are of more interest in specific debates about supposed inherent national characteristics. Beyond this the debates illustrate the rhetorical nature of legal argumentation, at least where juries are involved. The contribution of Planet of the Apes (1968) is less of a ‘future film’ than one, in reality, set in the past. Here the identification of justice with the dominant ethnic group’s interests is plain. These interests define the whole goal of law to support ‘apekind’. It is a warning about speciesism which we encounter in a variety of modern contexts from those seeking to maintain biological diversity to those committed to co-existence with fellow creatures. The least obvious interest can be derived from Defending Your Life (1991) which can, at best, be seen as an oblique critique of psycho-babble and the narcissistic cult of self-absorption that is sustained by psychoanalysis.
VISIONS OF MILITARY JUSTICE This section explores the distinctive approach to the nature of the legal system found in a range of films where the military authorities are involved. The analysis looks at the different ways in which abstract concepts of fairness and justice are constructed in alternative fora such as military and Court Martial settings. As we have noted, the major focus for legal scholars as well as others has been the ‘naturalistic portrayals’ of lawyers and the legal process. There is, however, one area of film where there is a strong legal focus but where the distinctive nature of the area has important implications and accordingly dictates that these films be considered separately. The cultural context means that in terms of a direct impact
12 Other material covering non-worldly courts—Fantasy Courts—Rashomon (1950)—remade as The Outrage (1964); Morgan (1966); One Way Pendulum (1964); Alice in Wonderland (1933); The Balcony (1963); The Wonderful World of the Brothers Grimm (1962); All that Money Can Buy (1941) [aka The Devil and Daniel Webster]; The Remarkable Andrew (1942) based on novel by Dalton Trumbo. Prophetic— Outward Bound (1930) remade as Between Two Worlds (1944); The Trial (1962) Orson Welles from Kafka’s novel; The Trial (1993) remake scripted by Harold Pinter; The Flight that Disappeared (1961); 1984 (1956) British version of Orwell novel. 41
Film and the Law
on legal practice they are of limited value. Court Martials operate in a quite distinctive way that is unlikely to be mistaken for anything like a mainstream court. There are none of the establishing shots of the exteriors of courts or the steps/ pillars of justice which are conventional fare in almost all law films (Silbey, 2001). They are located in unimpressive military rooms rudely adapted for the purposes of rapid justice.13 They have their own procedures which make them unhelpful as models for those using law films with a primarily training purpose in mind. For example, as one writer has noted: How does court-martial procedure differ from that of assizes or quarter sessions? The vital differences are (a) the accused is not tried by his peers, there being no jury; (b) the court consists of a number of officers none of whom are legally qualified but who determine both guilt and sentence; (c) the court’s verdict may be by a simple majority; (d) the defence may be conducted without legal assistance; and (e) the role of the Judge Advocate (Borrie, 1969, pp 44–45).
Given these differences from civilian justice, little would be gained in practical/ procedural terms by studying such images, although technique and stylistic elements might still be useful. However, as we have noted elsewhere, where the remit of enquiry is conceived rather more broadly than looking at the range of possible images of justice on which one might draw for legal training purposes, then going beyond the strict boundaries of the standard courtroom can be of value.14 Similarly, whilst branching out into a consideration of how justice can be achieved within conflict situations the Court Martial offers interesting possibilities. Paradoxically, although they offer less of a model for court personnel behaviour, they seem to have more to say on the broader theme of the role of justice within the legal process. They take place in the context of a highly formalistic hierarchical structure of command and obedience. The very strictures on what kind of defence may be used in such a set-up means that the Court Martial can be seen as a metaphor for the operation of the law itself. The rigid rules under which soldiers serve and their need to adhere to these provide a version of inflexible law against which the interests of the individual can be counter-posed. These interests can be seen as justice. Further, the Court Martial enables the viewer to see the political nature of law. The idea of pure disinterested pursuit of truth can be contrasted with the broader policy concerns of the state, the military or some smaller body of people. There are some caveats, however, which must be considered. Disputes centred on concepts of military discipline involve a quite distinct culture. The goals are quite different. They involve the notions of protection of national integrity which is different from the standard fare of the criminal courts. Perhaps the nearest comparators we could see, within the state justice system, involve alleged breaches of Official Secrets legislation. Court Martials also contain a different raft of offences, thus we see trials centering on elusive concepts like ‘conduct prejudicial to military discipline’. This section explores, inter alia, whether, in fact, this distinction, between civil and military justice, may be more apparent than real.
13 With the exception of Paths of Glory (1957) held in the supremely inappropriate surroundings of the grand salon of a French chateau and, more recently, A Few Good Men (1992). 14 For example, on the Film and the Law course at the University of Westminster we have used the Court Martial of Captain Blackadder for the ‘murder’ of the General’s pigeon, Speckled Jim, to illustrate some of the basic principles of natural justice. 42
Chapter 2: Places and Spaces of Justice
There are good reasons for pointing out the different kinds of issues which may be raised in military settings. Whilst it would be unhelpful to simply exclude these types of confrontations from our consideration of the representation of law in film, a number of important caveats must be entered. There is a developing group of work that can be analysed as Court Martials which have been featured in around a dozen films starting in the 1950s. The general narrative schema which recurs is the contrast between the inflexibility and higher purpose of the state as expressed in the panel of military men, and the challenge of justice in the form of the soldier/ sailor/airman. From the narrower perspective of the law/justice dichotomy, it is possible to trace this opposition chiefly between the protagonist ‘victim’ of military rules and the implacable enforcers of the rules in the form of the judge/jury that is the Court Martial. This relatively straightforward pattern holds true for most of the films examined in this section, from Carrington VC (1954) to Breaker Morant (1980) by way of The Court Martial of Billy Mitchell (1955), Paths of Glory (1957) and King and Country (1964). The matter emerges in slightly different form in The Caine Mutiny (1954) and A Few Good Men (1992). It is, however, instructive to examine these films in a little more detail, as beyond this general trope, there are other important issues which account for the persistence of this ‘sub-group’ of legal films. The strongest images from all these films come from the first and the last of the Court Martial films. First we find the sweating, twitching Humphrey Bogart as the alleged coward, Captain Phillip Queeg, in The Caine Mutiny (1954), at one level breaking down in court and, by way of contrast, the explosion of self-righteous rage of Jack Nicholson’s Colonel Jessep in A Few Good Men (1992). Beyond these driven characters there are more extensive examinations of the actual system of judgment. In The Caine Mutiny (1954), for instance, the interest, beyond Queeg’s psyche, lies in the very different motives of the principal protagonists in the court. We have the young Executive Officer, Lieutenant Steve Maryk (Van Johnson), who relieved Queeg of his command and stands accused of mutiny Maryk has exercised the right under article 184 of the Navy Code to relieve his captain of command of their minesweeper during a typhoon. The incident follows a number of instances of misjudgments and possible cowardice by the captain, Phillip Queeg. In one action he orders the ship to turn back from the beach, when supporting landing vessels, much too early, insisting they are within the 1000 yards of their orders. The captain has also demonstrated an attention to detail and concern with minor matters which show him to be either a martinet or on the edge of sanity. Tom Keefer (Fred MacMurray) suggests he is paranoid, and Maryk starts to keep a diary of ‘incidents’ such as the banning of film shows after the captain was not invited to a showing. In another incident he orders a full enquiry into a small amount of strawberries which have been given as a present to the officers from those of another ship. Although these are not finished at the meal, the remaining strawberries have been eaten by the next day. This trivial incident is blown up into a major breach of discipline and only the solidarity of the crew prevent Queeg exacting indiscriminate revenge. Finally, his actions in refusing to alter course during the typhoon seem as though they will cause the ship to founder. His Executive Officer, Maryk, relieves him of command and, with the support of Junior Lieutenant Keith (Robert Francis), takes command. A Court Martial ensues. The defence makes little headway with its version of events. Queeg’s record and his interpretation of events, as taking necessary steps to reinstate discipline in the ship, are entirely convincing. When Queeg takes the witness stand he is entirely 43
Film and the Law
plausible to start off. His account of lack of support is, however, contradicted by his own written assessments of his officers. He breaks when covering the missing strawberries, about which he had ordered a full on-board enquiry, and he demonstrates that the years of service have taken their toll on his mental health. Although the officer charged is acquitted, we can see how the rigid command structure would have, in all probability, resulted in a conviction for Maryk had Queeg retained his demeanour on the witness stand. Although Barry Greenwald (Jose Ferrer), as defence counsel, was the man to secure the crucial breakdown of witness Queeg, he blames the officers for failing to rally to their captain when he sought their support after the beach landing incident. He knows that the ethic of solidarity is more important than legal niceties and would have preferred to prosecute than defend. The person whom he blames for, in effect, instigating the whole affair is in fact the outsider, Tom Keefer. It was Keefer who planted the seed of mutiny in Maryk’s brain and drew his attention to article 184. As a cool observer of the Navy, rather than someone committed to its values, Keefer undermined the trust essential between captain, officers and men. With his civilian values, he is the villain of the piece rather than Queeg, who has been ‘doing his duty’ and could have been saved by a more supportive officer corps. The film was remade, for TV, with a screenplay by the original author, Herman Wouk, and directed by Robert Altman as The Caine Mutiny Court Martial (1988). It is worth noting that in this version the blame of Keefer is even more pointed, with the Jewish lawyer, Greenwald, explaining that Queeg was fighting the anti-Semitism of the Nazis more effectively than Keefer’s amused critique of the absurdities of naval life.
SCAPEGOATTNG In the understandable rash of mid-1950s Court Martial centred films we also have three films with the central notion of the Court Martial as the location for dealing with a ‘scapegoat’. First, in Carrington VC (1954), alternatively known as Court Martial, we have an unconventional officer, played by David Niven, who is proceeded against by his jealous superior officer. The charge is one of ‘fraudulent misappropriation of funds’. Niven had, indeed, taken the sums charged to pay off debts incurred as a result of the frequent moves he has had to undergo at the behest of the Army. There are, though, complicating factors. The Army admits to owing him various removal payments for dislocation but have been slow to pay and the matter has been dragging on for many months. The temporary borrowing of funds has been prompted by a suicide threat by his mentally unstable wife. He opts to defend himself and runs into problems through the discovery, by his wife, of his liaison with a woman officer. His senior officer denies he has ever been told of Niven’s threat to take what is rightly his from the Army funds in his keeping. This lie is compounded by his wife’s evidence who, feeling understandably vindictive on discovering the liaison, denies him the evidence which would substantiate his account of events. He is found guilty and dismissed from the service, only for a post-trial witness to emerge in the shape of the nosey telephone operator. The latter overheard the suicide threat phone-call. As the credits roll, the audience know that although Carrington was the victim of personal rancour he will, eventually, be vindicated. If Major Carrington is a victim of prudish morality and the jealousy of his superior, then the true-life film based on the travails of General Billy Mitchell shows the 44
Chapter 2: Places and Spaces of Justice
conflict between the official policy and Mitchell’s own view of US inter-war air strategy. The Court Martial of Billy Mitchell (1955) shows the development of Mitchell’s conviction that the air service is being seriously under-funded. His career is sidelined and he is hounded off to an administrative post in deepest Texas after his attempts to persuade his superiors to change their view of the potential of aerial bombardment in the 1920s. When young officers, whom he has trained, are killed due to inadequate planes, Mitchell denounces the authorities. In effect, he seeks a Court Martial to get his day in court. However, such is the nature of the offence he is charged with that he is unable to introduce his evidence into the official record of the court. He is, nonetheless, found guilty, partly it seems because he insists that there is a serious future threat from the Japanese at a base in Hawaii—the base is Pearl Harbour. Whilst generally the motives of the authorities are put down to lack of foresight and imagination in Billy Mitchell, there is evidence of sheer malice in the pursuit of deserters in Paths of Glory (1957). Colonel Dax (Kirk Douglas) defends three men who are to be sacrificed to cover the failure of the strategy of General Broulard (Adolphe Menjou). Broulard’s strategy is intended to put an end to the stalemate into which the war has fallen. He has used the temptation of promotion to turn the head of General Mireau (George Macready) and get him to undertake command of an attack on a heavily fortified enemy position. Mireau expresses concern to avoid the senseless slaughter of his troops and initially turns down the chance to earn the glory of taking the impregnable ‘Anthill’. However, with the carrot of a further promotion dangled in front of him he accepts this task. As forecast by himself and his line commander, Colonel Dax, the attack is a fiasco. An enraged Mireau, committed to the success of the attack for his own personal promotion, even orders his artillery gunners to shell their own soldiers to get them out of their trenches and attacking the German positions. This order is disobeyed and the attack peters out. Mireau decides, in his rage, that there must be scapegoats for this cowardice. Initially he plans to have 100 men from each company shot. However he is persuaded that one from each, chosen at random, will suffice since, as General Broulard explains the purpose, ‘All we want to do is to set an example’. Eventually the men are chosen and charged with ‘cowardice in the face of the enemy’. The Court Martial is a farce, with the President taking his cue from above that the purpose is to set an example. By returning to their trenches under heavy fire the men have duly exhibited cowardice, and they are shot in what the man behind the original morale-boosting plan to take the German position describes as a ‘tasteful ceremony’. General Broulard has achieved a long-term strategic aim of boosting fear. The judicial intervention of the Court Martial has added a dimension of legality and justice to what are no more than strategic issues. There are instances where the Court Martial more precisely resembles the standard courtroom drama. What is at stake in these situations is not the greater public good, however defined, but the actual rights of the individual charged. Sergeant Rutledge (1960) contains both the traditional trope of a weighing up of the common good and individual responsibility and a more standard courtroom ‘search for truth’. This provides an exception to the ‘normal’ type of Court Martial. Here we have the more traditional truth seeking procedure, in relation to the heroic Sergeant Rutledge, within the court martial hearing. It is prior to the hearing that we have the conflict between the individual and the common good. Here the individual’s responsibility for deserting is, in the field, weighed against his selfless actions in returning and helping to save a patrol from ambush. Sergeant Rutledge 45
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(1960) is mainly noted for its presentation of an African American actor, Woody Strode, in a leading role.15 On a small scale, and reflecting its origins in a stage play (Hamp, written by John Wilson), King and Country (1964) has the rather unsympathetic Dirk Bogarde initially merely going through the motions of defending Tom Courtenay’s naïve young deserter, Private Hamp. Clearly suffering from what became accepted as the syndrome of shell shock, young Hamp trusts that the authorities will treat him humanely. Dirk Bogarde recognises the reality and that the procedure has only one aim—to scare the frightened out of the trenches to act as cannon fodder so that the military strategy of victory through attrition can be played out. The whole set-up is an exercise in class control, with the rules being laid down by the privileged and their adherence being determined by denizens of the same social group. This notion of the insignificance and dispensability of the individual in the great sweep of history and the cruelty of such a perspective, when put into practice, is the central theme. The Court Martial, whilst not prepared to accept the defence of medical unfitness, is nonetheless minded to recommend mercy. This evaporates, however, in the face a new push, for which High Command believe that the question of the troops’ morale is crucial. In order to encourage the maintenance of morale, Hamp has to be shot. It serves the higher purpose and the long-term ends of the war effort. His lack of blameworthiness is not the issue. Here again we have community purposes triumphing over concepts of individualised justice. It is this same issue that is also briefly touched on in Sidney Lumet’s The Hill (1965). Whilst the main part of the film deals with the treatment meted out to Sean Connery and his comrades at the hands of Harry Andrews’ sadistic Sergeant Major, we also see the perfunctory treatment of Connery which resulted in his arrival at his North African army prison. Conduct Unbecoming (1975) returns us to the notion of revenge, but of a different sort. This is to do with the theme of a woman’s resentment of the second class role of women in the military and a resultant accusation of assault. At a regimental function an attractive widow, Mrs Marjorie Scarlett (Susannah York), has been pestered by a disillusioned young Lieutenant (James Faulkner) who is keen to be discharged from the Regiment. He hopes that her complaint about his behaviour will result in this, however it merely provokes annoyance. A person unknown subsequently attacks Scarlett. Fed up with the male chauvinist culture of the regiment, and seeking revenge, she accuses the young Lieutenant of the assault. To avoid matters being brought into the public domain the matter is dealt with by an unofficial procedure. The appropriate mechanism is a Subaltern’s Court Martial, which consists of four young officers, members of the Regiment and Subalterns themselves. Evidence is taken as in a general Court Martial and the hearing is presided over by Captain Harper (Stacy Keach). Harper determines both the relevance of evidence and the procedure. It is clear that the overarching goal of the process is the protection of the honour of the Regiment, which is why the Subaltern’s Court Martial is chosen as the way of dealing with the assault complaint. A young officer, Lieutenant Arthur Drake (Michael York) is deputed to defend; however he misunderstands his role and attempts to insert formal justice criteria. He does not appreciate that he is not supposed to introduce such external 15 A Soldier’s Story (1984) is also worth mentioning in that it covers that area between a thriller and Court Martial. The film addresses the theme of race in the army and in Southern society general. A black attorney investigates the death of a black sergeant and encounters both overt and casual racism. This is mediated, however, within the hierarchical context of the Army by his rank as a captain. 46
Chapter 2: Places and Spaces of Justice
standards. However he becomes convinced of the importance of the individual in face of the common good and after investigation he secures an acquittal. The culprit, Major Roach (Richard Attenborough), it transpires, has been transformed by his military experiences into a Jekyll and Hyde character and it is while in the Hyde phase that he has attacked Mrs Scarlett. His suicide resolves the matter and the universally agreed greater good, the honour of the Regiment, has been preserved. The legal mechanism and its procedures have been set up specifically to achieve this rather than any notion of procedural fairness or evaluation of the truth. The justice which this represents is, however, based on the notion of mutuality and trust and the crucial requirement to be able to place absolute faith in the word of a fellow officer. This could be seen as a veneration of the value of truth rather than the kind of empty blind faith which has been communicated to Private Downey in A Few Good Men (1992). Again we see juxtaposed a goal centred around justice in terms of truth against a higher order interest. It provides another metaphor for the relationship between legality and fairness. Corporal Paris and Arthur Hamp lost their lives with the authorities satisfied that they had failed to conform to the greater plan. The common theme is the fate of those who fail to, or refuse to, blindly obey. Although given a military setting these films can also be seen as being essentially about class. The film Breaker Morant (1980) adds the twist of colonial hierarchy. Based on a true story from the Boer War at the start of the 20th century, this involves the activities of a mobile force, the Veld Carbineers, operating an unofficially sanctioned ‘no prisoners’ policy in their antiguerrilla campaign.16 In pursuit of a peace, before Germany joins the fray on the side of the Dutch Boer farmers, Britain is seeking to demonstrate its civilisation and that infractions are treated seriously. When a German Minister is shot, alongside some captured Boer guerrillas, the British authorities are happy to put on a show trial to achieve this goal, given that it involves Australian recruits to the Carbineers. The outcome is more or less a foregone conclusion, with the defence penalised by having only a day to prepare their case from receipt of the relevant papers. In addition, the defence attorney is a country solicitor with experience only of conveyancing and wills. The instigator of the ‘no prisoners’ policy, Lord Kitchener, explains that ‘If these three Australians have to be sacrificed to secure a Peace Conference then it’s a small price to pay’. In addition to class and colonialism, confronting the strictures of the military leads to a race-based Court Martial set during the Second World War. The Court Martial of Jackie Robinson (1990) is based on a true story of an incident in the army life of the man who became the first African American major league baseball player. Robinson starts off with the problem of simply being allowed to be recruited onto the officer training programme. His Colonel consistently refuses to permit his entry, as he has also done for other African American soldiers. Robinson overcomes this initial hurdle only to find that his officer status is secondary to the colour of his skin. When a driver refuses to allow Lieutenant Robinson to sit away from the back of the bus leaving the Camp, Robinson is escorted away by the Military Police. He is subsequently interviewed and when he complains he is charged with abuse of a superior officer. The assigned defending officer’s services are dispensed with on the basis that he does not believe in integration and claims to be a traditional ‘good
16 This was based on the book The Breaker by Kit Denton and the ensuing play by Kenneth Ross. 47
Film and the Law
ol’ boy’. Here the Court Martial not only shows the conflict between individual and the regiment but also the way in which the Court Martial is engineered. The baseless charges are dismissed by Robinson’s Colonel There are other forces at work, however, and Robinson is re-assigned to another unit whose Colonel has a more traditional view of the place of African American soldiers in society. When matters eventually reach court a young radical lawyer officer, Bill Klein, is able to expose the evidence of the racist officers who were unable to accept the notion of African American officers. The role of the lawyer which figured as a sub-theme in The Caine Mutiny (1954) also provides a central focus in A Few Good Men (1992). Here we have a neat contrast between two distinct approaches to the law. On the one hand, we have a lazy selfcentred young lawyer, Tom Cruise, serving out his time in the military avoiding conflict and (more importantly) work by pleading out the cases in which he is detailed to act as defence counsel. Also assigned to the case is the keen, but inexperienced, Demi Moore who is desperate to get to the truth. A pair of young marines, Dawson (James Marshall) and Downey (Jt Walsh), are to appear before a general Court Martial. They are accused of having caused the death of a fellow marine. One of their colleagues, Willie Fernandez, has written to the authorities complaining of a breach of the rules. However by going outside the Corps he has broken the unwritten rule of the marines. A Code Red had been ordered which was the informal procedure for internal discipline within the Corps. The defence of Dawson and Downey is simple, they were simply following orders in carrying out the Code Red. Furthermore the orders had their source in their commanding officer. The question for the defence was whether they could establish this. The clue comes from the intermediary between the Colonel and the men, who has gone to ground. There are few chances for establishing that there was indeed a chain of command linking the actions. The conflict between the ethos of the Marines as a body and the right of individuals to stand up to this kind of communitarianism is the underlying theme. It is Colonel Jessep who is unable to accept this external interference with the core value system of the Marines. The audience, and ultimately the offending Marines, can see how the logical conclusion of this conflict between these competing notions is that the individual is ultimately worthless before the group’s interests. Jessep, unable, or unwilling, to grasp this is revealed, like Commander Queeg, as a man for combat. In addition, one of the classic films in this vein is The Winslow Boy (1950), which involves a version of a Court Martial. The central thrust of Arthur Winslow’s struggle for justice is a challenge to the way in which the naval authorities treated his son, Ronnie. Ronnie had been expelled from the Naval Academy, where he was enrolled as a 13 year old, due to a finding that he cashed a 5/- postal order belonging to a fellow cadet. The decision to expel him is taken following an internal investigation at which the young boy is not allowed any counsel or adult support Unlike other Court Martial films there are no scenes set in the courtroom. We hear of the events as the family seek to have the matter raised in Parliament and dealt with in the open. They enlist the support of a prominent QC and the film traces the decline in the family’s fortunes as the pursuit for justice becomes the central feature in their lives, leaving Arthur a broken invalid at the end. The film was remade, in 1992, with a script by David Mamet which opens up the action a little but which is not dramatically different in content from the original version, co-written by Terence Rattigan and based on his own play. What Arthur Winslow pursues so relentlessly 48
Chapter 2: Places and Spaces of Justice
is the concept that the operation of legal rules must not be part of some arcane process. The criteria must be made clear and this goes to the very heart of notions of procedural justice. It is a metaphor for the emergence of democracy and the point is buttressed by two sub-themes. We have the suffocating pressure of class and the need to be the ‘right sort’, which impedes the marriage prospects of daughter Catherine into a ‘good’ military family. In addition there is her own impotence as a woman fighting an apparently doomed battle for political recognition. Far from being a golden age, this Edwardian England is a land of social prejudice and class bigotry. It is place where a challenge to the upper reaches of the Establishment, even by a member of the solid ranks of the bourgeoisie, can lead to social ruin and in which only the voices of a few carry weight. The film depicts a land of deference to the established order and shows the problems involved in daring to question on what basis this order is constructed and whose interests it serves.
PERSPECTIVES ON JUSTICE AND LEGALITY Whilst there is a consistent representation of the personnel and rules of the Court Martial as rigid and inflexible it is clear that here in these films, more than anywhere in the world of the law film, the nature of rules is explored. The underlying political purpose of the order, which is buttressed by the rules, is an aspect which occurs throughout this sub-group of law films. It is against this that the protagonist battles in these portrayals of justice. The sense is that, despite protestations to the contrary, it is the ‘bigger picture’ that really counts. There is, however, an ambivalence concerning the nature and operation of the process. The President of the Court in Carrington VC (1954) stresses the legality which is at odds with the approaches of the members of the court: Listen to this from the Manual, ‘the members of Courts Martial must remember that their findings must be based on the evidence given before them’…now a letter that is not produced is not evidence and I am sure that any court of law, and a Court Martial is a court of law, which decided that the accused could have proved his case but didn’t and yet acquitted him is on dangerous ground.
The political complexion has included class and racial elements as well as gender. Thus the arrival of soldiers before the firing squad is portrayed as directly related to their class position in Paths of Glory (1957) and King and Country (1964). Rather less final solutions are visited on non-conformists to social mores in Carrington VC (1954) and The Winslow Boy (1950). The racial status of the defendants in Sergeant Rutledge (1960), Breaker Morant (1980) and The Court Martial of jackie Robinson (1990) effectively determines their presence as accused. The personality and personal politics of the counsel involved have ramifications in The Caine Mutiny (1954) and A Few Good Men (1992). In effect, it is only in The Court Martial of Billy Mitchell (1955) that we actually see the military judicial process as a process unmediated by other social factors. Here, though, like the other Court Martial films the nature of the event calls to the fore the purpose of the military as a collective rather than the rights of the individual.
49
Film and the Law
CYBER JUSTICE—DREDD AT THE END OF THE LAW: ‘ALL THE STREETS A STAGE’ Whilst we argue that Judge Dredd (1995) is a modern take on the traditional legal theme, it is important to place the film in terms of where its antecedents lie. Dredd, the central character, is a figure who not only acts in a traditional legal role but also performs a wider criminal justice role. Given this amalgamation, the ways in which the police have been portrayed and constructed is a useful starting point: Indeed, for some commentators [the present and immediate future] is a period in which the community ‘plod’, epitomized by Ted Willis’s PC George Dixon, first in the 1950 film The Blue Lamp and later in the BBC television programme Dixon of Dock Green, has been replaced by the ‘reactive pig’ or ‘reluctant bobby’, with a visored ‘Robocop’ or ‘Darth Vader’ armed and waiting around the millennium corner’ (Francis et al, 1997, p 1).
In terms of their portrayal within popular culture, as Reiner has noted, policemen were rarely the heroes within film or other fictional treatments: ‘Until the late 1960s, a professional policeman was rarely the hero of a film. In the early days of Hollywood, the Keystone Cops were portrayed as clumsy buffoons, causing much protest from the law-enforcement establishment about this imbecilic image. At the 1913 Convention of the International Association of Chiefs of Police, a resolution was passed to stop such movie misrepresentation’ (Reiner, 1978, p 706). Indeed, within fictional portrayals of private detectives, the policeman was most often utilised as the foil who illustrates the impotence of the police and the stunning forensic ability of the PI, a device notably employed between Inspector Lestrade and Sherlock Holmes for example. Professional police began to appear in films in a more central role towards the end of the 1940s, although depictions in the 1950s illustrate that often the ‘corrupt cop’ was the dominant form of portrayal (The Prowler (1951)). The 1960s saw some heroic portrayals of police, notably Poitier’s performance in In the Heat of the Night (1967) along with other similar portrayals (Reiner, 1978, p 707). A significant development was seen in films such as Dirty Harry (1971) with its concentration on internal workings and the failings of the system, and the move in films such as Magnum Force (1973) to a higher level of ‘vengeance policing’.17 The concept of street justice is taken a stage further by the Robocop series and Judge Dredd (1995). In terms of the fora in which the law is played out, this presents a marked shift in location. Although other shifts are considered below their central purpose for this chapter is to illustrate the shifting nature of the arena in which the process is conducted. The Robocop films and Judge Dredd (1995) can be considered as part of a move towards what might be termed ‘techno-law’ films. These in turn
17 Perlmutter (2000) provides an excellent ethnographic analysis of the links between police portrayals, primarily on TV but also in films such as Dirty Harry (1971), and the way in which me police see and construct themselves. He argues, in addition, that the police play out a role not dissimilar to that of an actor: ‘Such a dramaturgical metaphor is not meant to slight police work. Rather, it allows the observer to note how cops, their superiors, and the public at large have expectations about the kind of character types, narratives, denouments, plot twists, lines, tones of voice, and assorted dramatic devices that will appear in the performance. In asserting that, to paraphrase Shakespeare, ‘all the street’s a stage’, we argue that me demands of the publicly viewed acting role and its contradictions to the police officer’s private beliefs produce the essential tension that affects the principles, principals, and processes of modern law enforcement’ (Perlmutter, 2000, p 21). 50
Chapter 2: Places and Spaces of Justice
could be seen as part of wider filmic depictions of ‘futurescapes’ that would embrace dystopian visions as portrayed by Kubrick and others. There is certainly a lineage from the cop films via Dirty Harry (1971) to Robocop (1987), with a blurring of roles in terms of what a ‘cop’ actually does. Certainly in Judge Dredd (1995) we perhaps see the apotheosis of a separation of powers: Dredd is police, judge, jury and executioner all in one. Based on the character from the cult comic 2000AD, Dredd is a dispenser of justice in the 22nd century. As a curious counterpoint to Robocop, a cyborg with human tendencies, Dredd is a human (although cloned) with an almost computerlike unreflexive and dogmatic approach to law enforcement. He has a rigid adherence to the Mega City law book, the rules and regulations he has as his coda behind the outward exclamation of ‘I am the Law’. This is illustrated by his speech during his training of cadets at the Academy, after showing the cadets some of the tools that will be theirs when, or if, they qualify he goes on to say: All of these things are nothing but toys. End of the day, when you’re alone in the dark, all that counts…is this (He takes something down from the lectern shelf, throws it down. It’s the all-but-holy book: THE LAW) And you will be alone when you swear to uphold these ideals (Wisher and De Souza, 1995, pp 52–53).
This highly formalistic approach is underpinned by a belief that the law is always right, and that the law must be strictly adhered to. This is very much in evidence when Dredd first meets a supporting character in the film, Fergie, after being called to a block riot. Fergie has recently been released from jail and was at the scene innocently, but had hidden in a food robot to save himself. However, Dredd and a colleague, Hershey find him: Dredd:
Mega-City Municipal Code 1286.4. Wilful sabotage of a public droid. That’s s six months, citizen. Let’s see your Unicard.
Fergie:
Come on, give me a break, Judge uh—(seeing name tag, pales) Dredd? Oh god ...
Hershey:
Ferguson, Herman. Hacker. Illegal tampering with city droids and computers…cash machines, robot taxis—
Dredd:
And you haven’t even been out of jail for twenty-four hours. He’s a habitual, Hershey. Automatic five year sentence.
Fergie:
Five years? No—no! I had no choice, Judge! They were killing each other up there…I had no choice.
Dredd:
You could have gone out of the window.
Ferguson: Forty-eight floors? It’s suicide! Dredd:
Maybe, but it’s legal. Five years—Aspen Penitentiary. Case closed. Take him away (Wisher and De Souza, 1995, p 35).
This rigid adherence is predicated on a belief that the law cannot be wrong and that the rule of law must be adhered to. Dredd still even appears to subscribe to this after he is sentenced to life for a crime he knows he did not commit, and once again meets Fergie: Fergie:
Don’t hit me! What are you doing here? 51
Film and the Law
Dredd:
I was convicted of a crime. Wrongly convicted.
Fergie:
That makes two of us.
Dredd:
No. You got the sentence the Law required.
Fergie:
Five years just for saving my own ass? It was a mistake!
Dredd:
The Law does not make mistakes.
Fergie:
Oh yeah? Then how do you explain what happened to you? (Wisher and De Souza, 1995, p 83).
We begin to see this shift once Dredd starts to appreciate the wider context of the situation, and the notion of justice begins to outweigh rigid ideas of formal, doctrinal law. Here he becomes more like Lincoln, with his idealised notion of what is right and wrong, and less rigidly bound to the rule book. In terms of the forum itself, we do see a military futuristic courtroom portrayed in the film when he is charged with murder and subsequently sentenced to life imprisonment. However, what is also identified here is that just as there are different types or forms of courtrooms that have been utilised for filmic depictions, our ideas of what a courtroom should be are not static. In Judge Dredd the sidewalk is the courtroom and is legitimised as an arena for dispensing justice, and Dredd is just as much the judge as his robed ancestors. There is still the formalism of law, and an acknowledgment of due process, but the parameters of the courtroom are no longer fixed. This shifting nature of the courtroom is evidenced in other films, and perhaps echoes moves within contemporary legal practice towards the application of methods of dispute resolution. Perhaps one of the best examples of this notion of the shifting courtroom can be seen in Cape Fear (1991). Whilst we do, of course, see a number of ‘traditional’ courtrooms depicted in the film, towards the end we see an enactment of an alternative courtroom. Its place becomes legitimised by the fact that we have two lawyers (Cady is self taught in prison) debating legal principles that could have been played out in the traditional courtroom. Stripped of these vestiges, the scene is played out on a boat with Cady holding the Bowden family at gunpoint: Cady:
The people call Samuel J Bowden. Do you swear to tell the truth and nothing but the truth so help you God? [daughter screams] Don’t you make light of your civic duty, daughter. You’re the jury.
Bowden:
All right, all right, okay, I swear to tell the truth. What do you want to know? (Nevins, 2000, p 637).
There follows a cross examination by Cady, asking Bowden whether a prior sexual history was ever prepared for his defence. When he confesses that it existed Bowden also admits that he did not disclose the report to the District Attorney. Bowden admits that he suppressed the evidence even though it would very likely have
52
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resulted in a marked reduction in sentence, or even an acquittal. Cady himself cites that this would have saved him fourteen years. Bowden explains that he took this step as he felt that Cady deserved to be convicted. Cady goes on to accuse Bowden of betraying legal and ethical principles in terms of his representation before going on to adopt the role of judge: Cady:
And I find you guilty Counsellor! Guilty of betraying your fellow man! Guilty of betraying your country! Guilty of abrogating your oath! Guilty ofjudging me and selling out! And with the power vested in me by the kingdom of God, I sentence you to the ninth circle of Hell! There you will learn about loss. Loss of freedom. Loss of humanity. Now you and I will truly be the same, Counsellor…(Nevins, 2000, p 638).
The elements of law, justice and professional ethics feature strongly throughout the film and the audience is placed in the invidious position of trying to balance competing interests. This is a good example of a film that, on the face of it, is primarily a (non-legal) thriller yet with investigation we would argue is very much a legal film. This supports some of the questions raised in Chapter 1 concerning genre. The examples in this chapter are primarily concerned with the concept of justice that takes place outside of the courtroom. Some of this retains the formality, that is, Courts Martial, whilst in the futuristic portrayals we begin to see a merging of functions. Lawyers, police, jury and judge are no longer so easily identifiable and justice may be delivered in a solitary fashion away from the traditional courtroom. However, as we see with Judge Dredd (1995) there is still some formality in terms of dress and obedience of the rules of procedure. The final scene of Cape Fear (1991) brings out the nature of retributive justice from Cady, the ultimate jailhouse lawyer, yet he still requires a certain level of formality. It is this formality, coupled to notions of justice, that bring these films with the ambit of film and the law.
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CHAPTER 3
PRESUMED ACCURATE? FACT, FICTION AND CINEMATIC LAW In the Courtroom, whoever tells the best story wins. (John Quincy Adams, in Amistad (1997).)
While fiction-based films that use law and lawyers are themselves a well used construct, a further heavily utilised vehicle is the film based upon a true story. Indeed, in a wider sense, historic events, which may be adapted or interpreted from pre-existing text(s), are a useful source for the cinema generally.1 For the purposes of this chapter we look at where these two issues intersect: the portrayal of true life ‘legal stories’ through the medium of legal film. This type of true life representation may take a number of forms. For example, Crowther (1989, p 3) analyses prison movies, a subject that ‘captured the imagination of movie makers and audiences from the earliest days of popular cinema’. Indeed, Crowther devotes one chapter of his text to ‘Factual fiction: true prison movies’, citing numerous films under this umbrella ranging from The Prisoner of Shark Island (1936) through Unchained (1955), to more contemporary films such as Papillon (1973), McVicar (1980) and Midnight Express (1978). We have generally not considered prison movies within this work, although many of the films we have considered throughout the text, such as In the Name of the Father (1993), The Hurricane (1999) and The Green Mile (1999), have important prison scenes. In a sense prison is a very important part of the cinematic criminal legal system, particularly where there is a link to miscarriages of justice. However, in the same way that ‘cop’ films may have a relationship to law films, prison films do not necessarily contain those other ‘legal’ elements that specifically interest us. This of course brings us back round to the issues of genre and the problems of typology outlined in Chapter 1. Perhaps one of the earliest examples of a ‘law’ film based upon a true story is also one of the most famous within the canon of law films generally: Inherit the Wind (1960). The film was based upon the 1925 ‘Monkey Trial’ of John Scopes, a teacher who was charged with teaching Darwin’s theory of evolution to high school children in defiance of state law. The film has been analysed many times and from a number of angles, see for example the analysis of Minow (1996). Uelmen illustrates two contrasting views to the film, what might be termed those of the ‘layperson’ and the ‘lawyer’, which illustrate some of the problems of portraying or adapting real life events: I saw Inherit the Wind for the first time 35 years ago, before I became a lawyer and I loved it. In some respects, becoming a lawyer ruined the film for me. Not much that goes on in the film resembles a real trial, and some of the theatrics now seem hokey. Also, in the course of writing a one-man play about the life of William Jennings Bryan, I spent considerable time 1
This can be seen in a number of arenas. War has been an obvious base for cinematic transformation, witness the plethora of films based upon the First and the Second World Wars, in terms of the military campaigns themselves, and also other aspects such as Prisoner of War issues. In terms of legal film the events of the Second World War led to Judgment at Nuremberg 1961); the Russian revolution was the subject of Eisenstein’s October (1927), described in Halliwell’s (2001, p 596) as ‘a propaganda masterpiece whose images have all too often been mistaken and used for genuine newsreel’. This is an interesting take on an issue we discuss later, that life becomes art, and often which is the ‘true’ depiction becomes blurred. 55
Film and the Law
reading accounts and transcripts from the actual trial the film is supposed to depict That ruined the film even more, realizing how many liberties were taken with actual events (1996, p 1221).
In terms of portraying events that actually took place, this can be done through fictionalising the actual circumstances (as occurred with the Scopes case) so that they form the basis of the film. This allows creators leeway to introduce their own particular perspective and not to be rigidly constrained by allegations of inaccuracy. They can, in effect, exercise artistic licence. Other examples of this include two of the films discussed elsewhere, Paths of Glory (1957) and King and Country (1964), which are based on events that took place in World War I. The screenplays here are based on amalgams of events and characters, rather than being the precise individuals’ stories. Whilst this version of the roman à clef may weaken the impact of the politics of the denunciation of injustice, it permits a degree of latitude to the filmmaker; charges of inaccuracy are less easy to level at a work that does not claim to be that person’s encounter. There can, of course, be problems where the author of a real life account in fact conveys the flavour of events rather than the specific incidents. Thus, there has been a wave of criticism of two best-selling authors in the depictions of their struggles against poverty and oppression. Winner of the 1992 Nobel Peace Prize, Rigoberta Menchu, was forced to admit that some of the passages in her autobiography, I Rigoberta, had been cobbled together from disparate events, although this did not amount to lying.2 The story was, however, illustrative of the treatment meted out by the Guatemalan Government to indigenous people. It was not so much an ‘autobiography’ as a ‘testimony’. The same kind of defence was mounted against charges of inaccuracy and invention levelled at Frank McCourt in Angela’s Ashes by locals and contemporaries in Cork. To compound matters, this controversial version was faithfully reproduced on screen in 1999 under Alan Parker’s direction with a strong emphasis on the nature of the poverty and the contributory role of the Church to this misery. There is a myriad of examples of legal films that use real events as their basis, but which do not seek to avoid problems of exact accuracy. They do, for example, retain details such as the names, and the form and details of the original narratives. These include The Court Martial of Billy Mitchell (1955), Reversal of Fortune (1990), Breaker Morant (1980), The Court Martial of Jackie Robinson (1990), Erin Brockovich (2000) and A Civil Action (1999). In addition to films that are acknowledged as firmly based on real events, there are also films that ‘draw upon’ real life. For example, Philadelphia (1993) provoked a lawsuit from the family of a lawyer who had AIDS. The case was settled and the film now acknowledges that ‘This motion picture was inspired in part by Geoffrey Bowers’ AIDS discrimination lawsuit’ (from Philadelphia credits). All of these films have had to deal with a central problem—how to translate these real events into a couple of hours of a celluloid print. Apart from the general problems of fitting an often detailed sequence of events into such a short time frame, other problems encountered have centred upon issues of accuracy and authenticity. Goldman’s description of the writing of All The President’s Men (1976) indicates 2
See here the internet sourced story at www.salon.com/news/1999/02/12newsa.htm. The book was originally based on interviews with Venezuelan anthropologist, Elizabeth Burgos Debray, Me Llamo Rigoberta Mencho y asi nacio la conciencia (1982) and released as I Rigoberta in English in 1983. See Stoll, Rigoberta Menchu and the Story of All Poor Guatemalens; Horowitz, I Rigoberta Menchu, Liar (11 January, 1999)—www.salon.com/news/1999/02/12newsa2.htm. 56
Chapter 3: Presumed Accurate? Fact, Fiction and Cinematic Law
some of the problems and tensions in transferring real life to the screen. Goldman listed six particular problems with writing the screenplay, one of which related to the fact that it was to be based on factual circumstances: Great liberties could not be taken with the material. Not just for legal reasons, which were potentially enormous. But if there ever was a movie that had to be authentic, it was this one. The importance of the subject matter obviously demanded that. More crucially was this: we were dealing here with probably the greatest triumph of the print media in many years, and every media person would see the film…and if we ‘Hollywooded’ it up—that is, put in dancing girls—there was no way they would take it kindly. We had to be dead on, or we were dead (1993, p 233).3
Goldman produced a script that was sent to the Washington Post in addition to the two reporters, Woodward and Bernstein, for comment. He then notes that a new version of the screenplay was produced by Bernstein and his girl friend, a writer. Goldman records that one of the ‘new’ scenes appeared in the final version of the film though, according to Goldman, it was not based on fact and he would not have used such a made up scene in a film concerning the downfall of the President of the United States. Often films based on historical events have proved easy targets, with critics all too willing to admonish a film or its director for filmic events that do not tally with the official story. This is not confined to film but applies to all interpretations of historical episodes that invoke political disputes. Recently the BBC commissioned a drama series, Rebel Heart, on the history of the partition of Ireland and selected Ronan Bennett to write the screenplay. This produced a critical response from David Trimble, the First Minister of Northern Ireland, who claimed that Bennett was a most unsuitable person as his work was ‘hopelessly one sided’ (Johnston, 2000). Work that deals with the ‘Irish question’ often attracts political controversy and demonstrates that historical events and filmmaking do not always fit well together.4 Even if there is not a question mark over political bias other issues may affect the subsequent interpretation of events. As Crowther (1989, p 41) notes: Real life tales, of course, have one strike against them in Hollywood. Acting against the intentions of film-makers who drew their inspiration from biographical accounts or newspaper reports was the film community’s general inability to tell a true story without a great deal of inaccurate embroidery. It is justifiable to paint a true story with a thin layer of fictionalisation in order to improve its dramatic structure, but there is no excuse for the frequent appearance of movies so changed from reality as to make one wonder why they pretended to be true stories—unless, perish the thought, the makers of movies concerned were motivated by just plain greed.
Studios will clearly exert commercial pressures in a number of areas and there are examples of endings being altered to improve ratings. Halliwell (2001, p 486) notes with respect to The Long Kiss Goodnight (1996) that ‘Samuel L Jackson’s character
3 4
The other five problems were: overexposure of the subject matter, it was a political story, the book had little structure, the names were difficult and one of the two stars, Robert Redford, was the producer. For example, on Ireland and the media generally, see Curtis (1984). Another film that attracted some media criticism for its treatment of Irish issues was Neil Jordan’s The Crying Game (1992). 57
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originally died at the end of the film, which upset preview audiences. As a result the ending was re-shot so that he lived’. In addition to political and commercial pressures there may also be practical problems in recreating original events. Goldman (1993) indicates this type of problem with the film A Bridge Too Far (1977) that detailed attempts by allied soldiers to cross a river and attack German soldiers who were defending the bridge. There were two different waves of soldiers involved. The second group had witnessed the carnage of the first group, as the German soldiers were ready for the attack, because the smoke screen cover proved ineffective. The film shows the first attack but not the second, as it proved too difficult to portray retaining credibility: I tried as hard as I knew to use the second wave, but I failed. The single most heroic action of the war, and I couldn’t figure out how to include it. The moral I guess is this: Truth is terrific, reality is even better, but believability is best of all. Because without it, truth and reality go right out the window…(Goldman, 1993, p 145).
This raises an interesting point. The crucial factor in terms of deciding how to film an event may be whether the audience will accept the portrayals of the issues and the characters, regardless of any adherence to the factual base. As Norman Jewison, the Director of The Hurrricane (1999), observes, ‘believability is what filmmaking is all about. If you believe what is happening on the screen is real and believable then you stay linked in to the film’. An important question that arises throughout this chapter is whether it matters if events are bent or moulded in some way to fit contemporary tastes or commercial requirements. One of the problems with producing work that outlines historic events is that it may, because of the popularity of film, become a significant source of reference. This is especially the case where the film is seen by generations that have not lived through the period and the film is the initial point of information. An obvious example of the problems of filming history is Hollywood’s portrayal of the Holocaust. This is naturally a subject of extreme sensitivity and there is a real problem in trying to convey the historical events within the physical constraints of filmmaking. Apart from limitations over time, there is the sheer enormity of what happened and the related difficulty of potentially trivialising the events by committing it to such a depiction. There may also be problems of ‘authenticity’, even with respect to the casting of certain actors. Referring to The Boys from Brazil (1978), Insdorf (1983, p 12) asks whether we can ‘really believe that upstanding Gregory Peck with his Lincolnesque gravity is the man responsible for killing two and a half million prisoners in Auschwitz’.5 Similarly, the question of who would be able to direct Schindler’s List (1993) was a sensitive one. The fact that Spielberg took on the director’s role was seen as crucial, by virtue of his background and empathetic stance, in terms of the film’s authenticity. Apart from the actors playing the roles, style and content are also both important. Should events like the Holocaust be subjected to the full Hollywood ‘big film’ treatment or be more underplayed? Crowther (1984, p 144) makes a valid point about the magnitude of the task: ‘Once again, the sheer size and scale of the depravations caused most of the problems for film-makers…How can a film-maker depict six million deaths? And at what point does the exercise so 5
This became a more serious point with the casting of Vanessa Redgrave as Fania Fenelon in the TV film Playing for Time. Fenelon objected to Redgrave on the grounds of her political activism (Insdorf, 1983). 58
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desensitize an audience that it ceases to have any further effect?’ Perhaps the answer is to downplay such scenes and treat them with due reverence as Insdorf (1983, p 6) suggests: ‘Intensity does not necessarily mean sweeping drama: given the emotion inherent in the subject matter, perhaps the Holocaust requires restraint and a hushed voice—a whisper rather than a shout—as evidenced by the effective understatement of films like Lilienthal’s David or Markus Imhoof’s The Boat Is Full.’6 In a sense any attempt to portray the Holocaust is going to be criticised from one perspective or another. Some of the arguments about accuracy that are repeated with respect to other films that we note in this chapter, such as In the Name of the Father (1993), are likely to be intensified with an issue such as the Holocaust. There is also the initial debate about whether it is a topic suitable for ‘entertainment’ as opposed to a more factual documentary analysis such as that by the television programme Holocaust (1978). Insdorf points out that there were problems with this account: The television programme Holocaust (1978) heightened awareness of both the historical facts and the problems of how to dramatize them on film. This mini-series took Nazi atrocities out of the province of specialized study and made them a ‘prime-time’ phenomenon—with both the benefits of exposure and the drawbacks of distortion. Its case illustrates the rewards and tendencies inherent in films made for mass audiences— from the power of sensitizing, to the danger of romaticizing and trivializing. Indeed Holocaust must be appreciated for its stimulation of concern, both in America and Europe, but questioned for its manner of presentation—including commercials (for example, it packaged devastating gas chamber scenes into neat 15-minute segments separated by commercials for an air deodorizer and panty shields) (Insdorf, 1983, p 4).
Films may inform our view not just of events, but also of individuals and their contribution to history. As we consider below, this is a crucial constituent of conventions regarding the audience role with such a role being an active one which engages with the material in terms of predicting outcomes and maintaining a critical distance from the film. Such a convention is constructed to help in our own reading and response to a film, as we deal with below. In terms of historical figures, our reading of the film and its own conventions are largely pre-figured or constrained. Significant historical figures are inevitably attractive to filmmakers because of their achievements and links to great moments. Thus Abraham Lincoln has been the prime subject of at least three serious biographical accounts. First, Abraham Lincoln (1930), described by Halliwell as ‘rather boring even at the time, this straightforward biopic has the virtues of sincerity and comparative fidelity to the facts’. Secondly, Young Mr Lincoln (1939), an offering from John Ford and described by the New York Times as ‘a film which indisputably has the right to be called Americana’ (Halliwell’s, 2001, p 919). The third film, Abe Lincoln in Illinois (1940), was based on the Broadway play written by Robert E Sherwood. It is Young Mr Lincoln (1939) that has attracted the greatest critical acclaim, although it was not a huge box office success. There is, according to Gallagher (1986, p 171), conformity between the three portrayals: The character of Ford’s Lincoln is quite consistent with the Lincoln of the Robert Sherwood—John Cromwell Abe Lincoln in Illinois (Raymond Massey, 1939) and the Lincoln of DW Griffith’s Abraham Lincoln (1930). But the latter does offer contrasts. Walter Huston’s sprawling, declamatory, loutish Lincoln splits logs while Ann reads him law; Fonda’s 6
Directors D and S Makus, Switzerland/West Germany/Austria. See Insdorf (1983). 59
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Lincoln, tidy, self-conscious, lies lazily on his back reading when Ann comes by. Both associate woman-law-nature, but Griffith concentrates on the ax (sic): his Lincoln is the North’s hammer, a man of perseverance in a dark psychodrama.
Crowther (1984, p 38) agrees that whilst the film is generally accurate the construction of the narrative by John Ford alters the perceptions of Lincoln without any detailed exploration of the character: The historical accuracy of the Ford-Fonda portrait of the Great Emancipator’s early life does nothing that is noticeably unfaithful (dare any film-maker, even in the iconoclastic 1980s, tamper with this particular giant?), but the historical veracity of the film is undermined by the degree to which the film-maker has assumed the audience’s knowledge of the main character’s life, both at the times depicted and in later years. It is in this second assumption that the audience knows what is to become of Lincoln, that the film is most unsettling.
Gallagher makes the important point that the portrayal of the Lincoln characters are themselves constrained not just by historical fact, but also by previous representations. The expansion of the character is constrained by the previous limits that have been self imposed by the script writers, of stage or screen, and the ‘onerous tradition’ that has grown up around the myth of Abraham Lincoln. The only way to break out of this straitjacket is to reinvent the character or to present a new slant. The link between real life characters and the screen portrayals is clearly more difficult, in terms of accuracy, if the individual has long since died.7 Clearly as more historical details become available, perspectives on historical events may change. The cinematic examination of the Vietnam war is one example, as The Green Berets (1968) offers a completely different account, and political perspective, of the war from later films such as Apocalypse Now (1979) and Born on the Fourth of July (1989). Different political persuasions may provide the rationale for alternative accounts of the same events and history is open to divergent versions. As Gallagher points out, however, there are internal constraints that may affect characterisations as well as any box office considerations. This chapter seeks to analyse some of the common themes and issues that have prevailed in filming true stories. These issues are explored by utilising a number of specific legal films that are based, to a large degree, on historical events. Having examined these depictions, an analysis of the potential panacea of documentary film and some of the problematic issues of ownership and authenticity are discussed, before concluding with an argument that even an ‘inaccurate’ film can serve a useful purpose. A number of films are selected for analysis as part of this section, all of which provide interesting and relevant material. This breadth of coverage is, we feel, justified by their individual nuances, and we consider these differences both during the individual analyses and in a final section drawing these portrayals together. Our analysis commences with an examination of a controversial case that has led to a number of books, the prosecution, conviction and execution of Derek Bentley for the murder of PC Sidney Miles, which eventually became the film Let Him Have It (1991).8 7 8
Iris Bentley explains that she lent the actor playing Derek Bentley, Chris Eccleston, Derek’s lighter and watch and that according to Eccleston they ‘sparked his imagination’ (Bentley, 1995). There are several books on the case including: Bentley (1995); Berry-Dee and Odell (1990); Yallop (1971). 60
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Let Him Have It (1991) The following section describes the story told within the film, and it is important to point out at the outset that there may be disputes concerning their accuracy, an issue which is dealt with later. The opening shots of Let Him Have It (1991) show London during the Second World War, and Derek Bentley being rescued from a bombed building. Having given some context to his early life, the film then goes on to show some other events early in Bentley’s short life; petty vandalism, a spell in an approved school and his mixing with ‘bad’ influences such as Christopher Craig and his older brother, Niven. Derek becomes a member of Niven Craig’s entourage and, although initially shown as an outsider and different from the rest of the group, is initiated into the gang with Niven Craig giving Bentley a jacket and hat to help him fit in. The elder Craig is later sentenced to 12 years’ imprisonment for armed robbery. Derek Bentley’s family is shown as being concerned about his friendship with Chris Craig and the people he is becoming associated with. The crux of the film is an attempted burglary at a warehouse. Bentley and Craig are spotted on the roof and the police are called. Bentley is arrested, and shouts to his accomplice ‘Let him have it, Chris’. Craig fires the gun, injuring one officer and killing another, before plunging from the roof. The film moves on to the trial where Craig is sentenced to life imprisonment as he is too young to hang, but the older Bentley is sentenced to death. The film then concentrates on the attempts of the Bentley family to overturn this decision and save Derek Bentley’s life. The film culminates in a harrowing portrayal of a confused and scared Bentley being hanged at Wandsworth prison. A priest is shown with Derek when the door opens, Pierrepoint, the executioner, enters, approaches Bentley, loosens his tie, looks him in the eye and says, ‘You follow me lad. It’ll be all right’. Bentley is then led through to the execution room and a hood is produced from the hangman’s pocket which is placed over Bentley’s head, the noose is put around his neck, the trapdoors are opened and Bentley is hanged. This final scene is extremely powerful and aside from being the vital conclusion to Bentley’s life raises issues around the application and justice of capital punishment. It also clearly affected audiences as well as Iris Bentley.9 There had been a number of books and television programmes made about the Bentley affair, so it was perhaps not surprising that it should eventually be transformed into a film. There were plenty of sources and the long running campaign to obtain a pardon had kept the events in the public eye to some degree. One of the fundamental problems with the making of the film is that the books themselves take different perspectives: Yallop, for example, makes the case for Sidney Miles being accidentally shot by police fire. After some initial reticence Iris Bentley, Derek Bentley’s sister and lifelong campaigner for his pardon, agreed to act as a consultant to the film when she realised that the film would go ahead whether she agreed to it or not. Whilst she technically had some input, her views were not always heeded: Whenever I got sent a copy of the script, I sent it back covered in red pencil. So much of it was wrong. They had Derek mixing with Niven Craig. Derek never met Niven Craig. But they took no notice of what I said. That’s what upset Chris Eccleston. He felt they were
9
In an interview with the authors Iris Bentley indicated that she had never seen the ending. See Greenfield and Osborn (1996). 61
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making Derek out to be more normal than he was… The film wasn’t done in the right order and it wasn’t done in Croydon. They didn’t get it right… The house they chose was far too small and poky. I told them. But they took no notice. So much for my being a consultant (Bentley, 1995, p 294).
This failure to take account of the views of the participants need not always be the case. For example, Sidney Lumet’s Serpico (1973) was based on Peter Maas’s biography that detailed the attempt by Frank Serpico to confront police corruption. According to Cunningham (1991), Frank Serpico himself participated in script conferences and made contributions to the development of the film. Perhaps the greatest bone of contention with respect to Let Him Have It (1991) was the title of the film itself, and the way words ‘let him have if were used in the courtroom scenes. Both Bentley and Craig always maintained that these words had never been used, and in fact the ambiguity of the alleged words (let him have the gun rather than let him have a bullet) was never explored in court as the film suggests: But perhaps the worst was that they were so determined to keep the business of Derek saying ‘Let him have it’, which by now there was evidence he never said, that they not only kept it in but invented a whole scene in the court where they talk about what it meant. Did it mean ‘shoot him’, or did it mean ‘give him the gun’? It was never talked about in court. It couldn’t have been because Derek always said he didn’t say it. So if he said he didn’t say it, there was no point the defence counsel talking about what he meant by it. It was only ever the press who cottoned on to this. What was worse was that calling the film this, having Derek say the line in the film, inventing this scene in court, was sure to leave people thinking that he did say it. And that’s the only reason he was hanged, because of those words. And he didn’t say them (Bentley, 1995, pp 308–09).
Iris Bentley attempted to get some sort of caveat put on the film to this effect without success. These were events with which she was intimately involved, but were in the public domain and had been subject to journalistic analysis. Clearly the ‘let him have it’ phrase was an effective pitch for the film. After the film had been made Christopher Craig gave his first interview and took a lie detector test. He was asked a number of questions including whether Derek had uttered the fateful words. Craig indicated that he had not said the words and the polygraph indicated that he was telling the truth (Bentley, 1995). However, the question of whether this was an example of a miscarriage of justice was somewhat overshadowed by the question of the legitimacy of the final sentence. In the Name of the Father (1993) Wrongful convictions are a potent source of material for filmmakers and the additional mix of Irish terrorism provides a profitable backdrop. In the Name of the Father (1993) begins in Belfast with a youthful Gerry Conlon being mistaken for a terrorist gunman. His life in Belfast is shown as one of minor deviancy and he is only saved from terrorist punishment through the intervention of his father, Guiseppe. He is portrayed as feckless and non-dependable, certainly not the sort of person who would ordinarily be considered suitable IRA material Fearing for his son’s future safety, Guiseppe encourages his son to make the journey to England. After meeting up with an old friend, Paul Hill, on the boat over, he is shown becoming involved in the early 1970s hippy scene and living in a squat. 62
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He walks out of the squat after an argument and is shown ‘sleeping rough’ on a park bench, and stealing £700 from the flat of a prostitute. This apparently takes place on the very night when the Guildford bombings take place. Conlon returns to Belfast and is promptly arrested after a tip-off from one of the members of the squat, taken to London and detained under the Prevention of Terrorism Act. He is interrogated and confesses to the bombings, while also implicating his aunt, Anne Maguire, and members of her family. The interrogation process is shown as involving police brutality that leads to his confession. His father, Guiseppe, who has come over to help his son is arrested at Anne Maguire’s house and implicated in the bombing conspiracy. Following their convictions Guiseppe and Gerry share a cell in prison, and after an initial scepticism, Gerry gradually begins to take a part in the campaign to prove their innocence. His resolve is further hardened when his father dies in hospital. Gareth Peirce, their solicitor, is shown as very proactive and obtains an important file by an act of subterfuge that proves that Gerry Conlon had an alibi and therefore could not have committed the bombings. The evidence is dramatically produced at an appeal hearing and the Guildford Four are freed. In the Name of the Father (1993) was heavily criticised following its release because of the liberties it took with the facts of the case. Some of these particularly concerned the portrayal of Gareth Peirce, the solicitor for Gerry Conlon at the Court of Appeal. In one of the opening shots of the film we see the camera pan from a barrister’s wig on her car passenger seat to her face as she listens to a tape that Gerry Conlon has sent her. This was perceived as a device very much for American audiences—as a solicitor Peirce would not have had a wig, but to a US audience this image has very real symbolism. Legal commentators particularly picked up upon this point, and the fact that she was shown later in the film as appearing as an advocate in front of the Court of Appeal, as gross misrepresentations, particularly as at this time solicitors did not have rights of audience in the higher courts. In addition, other lawyers involved in the case criticised the composite nature of her role, which overshadowed somewhat the efforts of others. Peirce apparently came to the case fairly late in the process and was largely concerned with the appeal. Other inaccuracies have similarly rankled in some quarters, including the portrayal in the film of Gerry Conlon and Guiseppe Conlon as sharing a cell, and some of the background history that occurred before the bombings took place. Alistair Logan, one of the lawyers involved in the case from the beginning, amplifies and argues that the film seeks to tell the story, and show the enormity of the miscarriage, by making four principal assertions: (1) (2) (3) (4)
That Gerry Conlon and Paul Hill were sleeping rough on a park bench on the night of the bombing. That confession evidence was manufactured by forcing Conlon to sign a blank piece of paper, to which the ‘confession’ was later added. That his father, Guiseppe, was imprisoned along with the Maguire family for assistance in the bomb making process at a trial involving all 11 people. That the greatest problem faced by Conlon and Hill was their inability to find the ‘tramp’ Charlie Burke, who could provide an alibi for their whereabouts on the night in question (see (1), above).
However, Logan goes on to argue that none of these four assertions are actually true. First, on the night of the bombings, Hill was in Southampton and Conlon at a 63
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hostel in London. Charlie Burke, the film’s tramp, was a greengrocer who also lived at the hostel. Some six weeks after the arrest of Conlon and the rest of the ‘Guildford Four’ Burke gave a statement that would have provided Conlon with an alibi. This was the crucial evidence which was not passed on to the defence during the trial, but which was served by the DPP as part of the appeal process in 1989. The statement was actually found by Avon and Somerset police in 1988 when they were carrying out an inquiry into the case. In fact, this evidence was not even presented at the successful appeal hearing where the convictions were quashed. Additionally, the other assertions regarding the confession evidence and the role of the Maguire Seven also do not bear scrutiny. Gerry Conlon did not sign any ‘blank confession’ but in fact made two detailed written statements, and the Maguire Seven were charged on separate counts from the Guildford Four and tried independently Logan felt the film was a ‘…missed opportunity to explain and dignify the struggle of eleven ordinary people who found themselves in a Kafkaesque nightmare where truth was turned on its head and all semblance of reality was replaced by ghastly lies and distortions’ (Logan, 1994, p 295). The Hurricane (1999) Miscarriages of justice and the consequent wrongful imprisonment of an innocent individual is a fertile source for filmmaking and the two films above provide compelling accounts of this. These films have a number of different dimensions and a clear element is the effect of the incarceration on the individual and how the spirit and character of the central figure is effected. A very good example of the individual and a miscarriage of justice is provided by The Hurricane (1999). The film tells the story of Rubin Carter, who was wrongfully imprisoned for three murders in June 1966.10 Carter and another young black man, John Artis, were both convicted of the three murders on 26 May 1967. There are a number of sources to tell the story of Rubin Carter. First there is the autobiography that he wrote whilst in prison, The 16th Round, and then there were further accounts, Sam Chaiton and Terry Swinton: Lazurus and the Hurricane and James Hirsch’s Hurricane, The Life of Rubin Carter, Fighter.11 The film acknowledges the first two books as the sources for the film. Hirsch’s book was published after the release of the film. Carter seems somewhat surprised that his story should be of interest: Rubin Carter: I never thought and I still do not think today that my life was one, of which I could have such luminary people, Denzel Washington as the actor, Norman Jewison as the Director, Armyan Bernstein as the president of Beacon Pictures, think that my life was of such a nature that it could be made into a film. I mean that’s mind boggling to me (interview with Carter included in additional scenes from DVD, The Hurricane (1999)).
10 Carter was a successful professional boxer who apparently sparred with Sonny Liston despite a serious weight and height disadvantage. Carter beat Emile Griffith, who had been the welterweight champion, in a middleweight bout in 1963 and this earned him a title fight against Joey Giardello in 1964 which he lost controversially on points (Hirsch, 2000). 11 Hirsch’s book is the latest of the three and is an authorised biography in that he received full cooperation from Rubin Carter. 64
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The background to the film is racism in American society and the operation of the criminal justice system. It has a number of key elements that are worthy of discussion, including racism, the role of the police, law and justice, punishment, and the strength of the human spirit. The issue for us here is the nature and reality of the representation and the relationship between the autobiography, biographies and the cinematic version. The film opens with an acknowledgment of the background: ‘While this picture is based upon a true story, some characters have been composited or invented and a number of events fictionalized.’ The story of Rubin Carter was much sought after by film companies and the director Norman Jewison explained its attraction: As a director I’ve always been, I’ve always been looking for stories which have a reflection, some reflection, of social conditions and us as a people. After all film really, truly, is the literature of this generation. Therefore at times we should approach film from the standpoint of what the film really has to say of us as a people (DVD additional scenes, The Hurricane (1999)).
The producer, Armyan Bernstein, was very enthusiastic about filming the story of Carter’s life and spelt out to Rubin Carter that he should make the film with his company because he wanted to tell the story and would write it himself. He made it clear he would accommodate Carter’s wishes: ‘If you don’t like the screenplay I’ll throw it away…we’ll keep on doing that until you’re happy’ (from DVD, ‘The making of The Hurricane’). The film is a telling social commentary on a number of areas of the criminal justice system and the inherent racism and corruption. It tells an extraordinary story of a miscarriage of justice that is finally righted through the dedication of a small group of supporters and the self-reliance of Carter. The role and function of Judge Sarokan (Rod Steiger) is vitally important at this point in marked contrast to the general judicial depiction. Rubin Carter was also particularly impressed with the performance and dedication of Denzel Washington: Denzel puts his heart and soul into everything he does and so he is dedicated and he is as disciplined now as I was then so…so he makes a good duplicate of myself. Oh yeah I am very proud that he is playing me (DVD additional scenes, The Hurricane (1999)).12
This is a film that seems to have satisfied all the various, potentially conflicting, interests. The director and writer/producer are clearly happy with the end product and, perhaps most importantly, so is the central figure Rubin Carter. Amistad (1997) Stephen Spielberg’s Amistad (1997) is a film based upon the mutiny on the ship La Amistad that took place off the US coast in 1839. The film itself deals with an incident which,
12 The film is a testament to an extraordinary individual who survives an incredible feat of endurance of body and soul, yet Carter explains this adversity has made him who he is: I only did what I had to do what I could do and if I had to do it all over again I would do the same thing all over again. I wouldn’t change a second of it for one moment because I like myself and what I see in this movie, which is a portrayal of myself, I like it very much (DVD additional scenes, The Hurricane (1999)). 65
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perhaps surprisingly, had not received much coverage within American history books before this point, something that Waring (1997) puts down to American self-denial as regards slavery. The film begins with a depiction of conditions on the ship, centring upon a slave named Cinque who frees himself and leads the subsequent insurrection. Their Spanish captors are killed but two of the crew are allowed to live so that they can sail La Amistad back to Africa. However, the sailors trick the slaves as they sail east (towards Africa) during the day and northwest at night (back towards America) and the ship eventually ends up off the north east coast of America where it is boarded by Americans and taken to Connecticut. The slaves are imprisoned and a group of abolitionists mobilise to help them. These number Lewis Tappan, Theodore Joadson (Morgan Freeman) and eventually Roger Baldwin (played by Matthew McConaughey) once their approach to John Quincy Adams (Anthony Hopkins) has proved unsuccessful. The first courtroom scene shows five separate claims being made upon the slaves before a Connecticut court, a number of International Treaties and agreements being cited as supporting the various claims: The two surviving crew members and the Spanish government, under whose authority La Amistad sailed, each demand the return of the vessel and its human cargo. The United States supports the Spanish, but argues the slaves should be executed as murderous mutineers, giving a criminal flavor to the admiralty proceedings. The crew of the United States warship that recaptured La Amistad claims a one-third salvage interest in the vessel, under a maritime law incentive scheme that rewards enterprising seamen, even those in government employ, for retrieving lost property. (Mercifully, Spielberg chose to leave out the similar claims of some opportunistic Long Island residents.) British Naval officers appear as self-righteous witnesses who also ply international waters intercepting slave ships and freeing their prisoners. The movie begins to look like Roots meets Citizen Ruth, as these competing parties dogmatically pursue their causes, mostly oblivious to the welfare of the Africans whose lives and liberty are at stake (Waring, 1997, p 3).
In the event the crucial issue centres upon where the slaves were born and their consequent status; it is imperative that testimony from the slaves is heard so that evidence can be adduced. The ship is searched and documents found provide some evidence that the ship originated in Africa and not Cuba (a Spanish colony) and therefore was part of the illegal slave trade.13 The case had by this time become something of a cause celebre and, campaigning for re-election, US President, Martin Van Buren, arranges the release of the trial judge so that his own hand-picked successor can be used in the second trial. Feeling that this further prejudices the slaves’ case, John Quincy Adams is approached again for assistance, and again they are unsuccessful. As the linguist they have employed proves useless for communicating with the slaves, Baldwin and Joadson conduct a search of the ports looking for someone who can speak their language (Mende). Finding a sailor who can translate, Baldwin takes Cinque through his harrowing voyage and against all the odds the judge rules that the slaves should be given their freedom and returned to Africa. Fearing political embarrassment, the Government appeals this decision to the Supreme Court. Again John Quincy Adams is approached to help them, and this time with the stakes raised he agrees. Adams forms a bond with Cinque after he is shown to raise
13 The slave trade was illegal in Africa but not in Spain. 66
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some very pertinent legal questions, and Adams presents his case in the Supreme Court. In an evocative and emotional five minute oration, Adams presents the heroic tale of Cinque’s life against a moving soundtrack: ‘If he were white, he wouldn’t be standing [here] fighting for his life. If he were white...songs would be written about him;…his story would be told and retold in our classrooms…’14 The slaves receive their freedom and the film closes with the Amistad victims sailing back to Africa and some information of what became of the key parties in the film. Again, Amistad (1997) is a film where the actual facts if the case and the filmic portrayal differ markedly. First, some of the individuals are represented inaccurately. For example, Baldwin is presented as having a conversion from ambulance chaser (memorably, when he first meets the Amistad victims he is described in sub-title as being a ‘dung-scraper’) to abolitionist, when in fact he was staunchly anti-slavery Similarly, the linguist who is portrayed as incompetent was in fact highly competent, and the person who actually found the Mende-speaking sailor (not Baldwin and Joadson as portrayed in the film). In addition to this, there are a number of factual inconsistencies and incongruities within the film. For example, slavery did exist in the north of the US at this point, but the film would have lost some of its impetus had this been acknowledged. Also, certain treaties that were crucial to the trial were not mentioned or considered, the first hearings (aboard the Amistad itself) ignored, and the fact that the judge ’…chose to move the trial from Hartford to New Haven in 1840, a place where people were more likely to be sympathetic to the Amistad Africans; the change of venue was simply dropped from the film, as were any subtitles to indicate where events in America occurred’.15 A curious creation in the film is the character of Joadson. Joadson never existed and his addition may be seen in the most positive light as emblematic of the role of African Americans within the abolitionist movement, and at the most negative, a tokenistic gesture. Certainly it is arguable that such a ploy diminishes the role played by other ‘real’ figures in the story. There were other less problematic issues, such as the fact that the Amistad was brought into port in August, where it was highly unlikely that it would be snowing. A further area of criticism that has been levelled at the film concerns Adams’s speech to the Supreme Court that provides the finale: ‘…to add insult to historical injury, Adams’s speech actually took eight hours, spread over two days (during which time one of the most odious judges died in his sleep), rather than the five minutes of damp-eyed oration he’s allotted in the film (Jeffries and Hattenstone, 1998).’ This returns to the point made earlier concerning the difficulty in cramming an historical event into a short space geared towards audience toleration. The examples above deal with particular issues. For example, Let Him Have It (1991) is concerned with the question of capital punishment both specifically and more generally. In the Name of the Father (1993) has as its background the position of the Irish in Britain and the terrorist acts committed by the IRA. In both of these
14 Reproduced in Hadden (1998). This review and comment is a very useful one and some of Hadden’s observations inform mis section. 15 Hadden (1998, p 3). Other inaccuracies include the replacement by Van Buren’s of a ‘lackey’ judge— this was not in fact the case and Hadden feels that perhaps the most troubling aspect of the film is the agreement made early in 1840 that the slaves would be returned to Cuba whatever the result of the case, ‘a strategy that would subvert the entire course of justice, and violate the separation of powers, simply to be rid of a political bombshell before the 1840 election’ (Hadden, 1998, p 4). 67
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films the role and functioning of the criminal justice system is part of the critique. Amistad (1997) adopts the issue of slavery as its central theme and is in line with those law films such as To Kill a Mockingbird (1961) that have dealt with serious moral questions. There are, though, other examples of films based on factual events that involve civil justice. Two recent films have been based on litigation revolving around environmental damage and personal injury.16 Here the emphasis is on how the application of the law and the skill, tenacity and determination of the lawyers may enable an otherwise impotent community to obtain redress.17 A Civil Action (1999) A Civil Action (1999), based on the book by Jonathan Harr, charts a dispute over a poisoned water supply in the New England town of East Woburn between local residents and three companies in the 1980s.18 It was discovered that wells that served the town had been polluted with industrial solvents and the community thought that this was responsible for the higher than average rate of leukaemia. The core of the legal story involved the damages action raised by the local residents. Although there has been no storm about the accuracy of this film its genesis is itself of interest, highlighting as it does the mediated nature of events. The screenplay was written by Steven Zaillian and based on the book. The book explains that it is ‘a work of nonfiction’: All the characters and events depicted in this book are real. Much of the material comes from my observations over the period of eight years beginning in the winter of 1986, and from repeated interviews with those persons directly involved. The voluminous official record, particularly some fifty thousand pages of deposition and trial transcripts, provided another vital source (Harr, 1999).
Aware, no doubt, of the whole question of authenticity Harr provides a significant section on his methodology. He started work on the project in February 1986 before the start of trial. He met with the main protagonist, Jan Schlichtmann, and his partners when the outlook was rosy: ‘When I first started the project all the auguries were great. Jan had gotten a jury. He had the proof that he thought he needed to win the case and he thought the book was going to be a wonderful depiction of an incredible victory.’19 Schlichtmann agreed to let him follow the events of the lawsuit as ‘an observer from within with complete access to his preparation of witnesses’. Harr (1999, p 493) also had co-operation from the plaintiffs
16 There is also the earlier film Silkwood (1983), director Mike Nichols, described in Halliwell’s (2001, p 38) as: ‘Despite the historical instance of the case, it is too simple to merit a film of this length, which is filled with pregnant pauses and romantic asides. Nor are the actors quite so charismatic as they think they are.’ 17 In this broad definition we are including the central character in Erin Brockovich (2000), played by Julia Roberts, as a lawyer even though she was unqualified, it would be churlish to do otherwise. 18 The book, first published in hard cover by Random House in 1995 and in paperback by Vintage in 1996 (the edition referred to is the 1999 Arrow edition, first published in 1997), won the 1996 National Book Critics Circle award for non-fiction and was a finalist for the non-fiction Book of the Year. The case itself has been used in several law schools as a teaching tool. Dan Kennedy (1999) describes the two vehicles thus: ‘the semipopular second-rate movie based on the highly popular, first-rate book.’ 19 Taken from the internet site: www.movieweb.com/movie/acivilaction. 68
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The Woburn families also graciously gave their consent to my presence and allowed me to sit in on their meetings with Schlichtmann. During the five months of trial, I was excluded only from one early meeting, in April 1986, concerning the firm’s dire financial straits. Thereafter, during the summer of the harrowing settlement negotiation and the ensuing four years of the Beatrice appeal, I was permitted unrestricted access to the firm’s operation.
This is itself an interesting insight, in that the book and film show both the upside and downside of expensive and risky speculative litigation. A settlement was reached with one company and the other two were sued. There were attempts to settle the case with the remaining two companies. According to Dan Kennedy (1998), Beatrice offered some $8m; ‘But Schlichtmann, visions of unimaginable riches dancing in his head, walked away from Beatrice’s proposed $8 million settlement— $1 million per family. And he reportedly never told his clients about it, apparently because he cut off negotiations before a firm offer could be placed on the table. The mercurial Schlichtmann risks all the firm’s assets and much more that they do not have to bring this case to a successful end. In the short term the gamble to reject the offer of the polluters backfires and, contrary to expectations, the major protagonist does not win out. The residents of Woburn and the firm, with expenses of more than $2 million, receive, instead of the $410 million demanded, only $8 million. Schlichtmann ends up bankrupt, quitting the practice of law and apparently deciding against suicide’ (Harr, 1999, pp 491–92). In the film the ending is updated to take in that, after settling his debts, after a number of years Schlichtmann returned to law practice as an environmental specialist in New Jersey. In addition to the shift of fact into film, A Civil Action (1999) contains a number of interesting elements concerning the portrayal of law and lawyers that share much with fictional films. Asimow (2000a, p 533) makes the point that ‘the film deals with a difficult area of law; the film dramatizes the human side of the litigation, while presenting the realities of complex tort litigation more successfully than any other film’. The film outlines the involvement of a personal injury lawyer, Jan Schlichtmann, who abandons his normal lucrative area of work and eventually throws himself headlong into the case. The Schlichtmann character undergoes a transformation as he is initially unwilling to become involved, and this idea of personal development is a theme sometimes used for fictional lawyers.20 As Halliwell (2001, p 159) notes, the story is ‘as much concerned with the cost of the awakening of an individual’s social conscience as the case itself. Aside from the personal transformation, the central feature of the film is the attempt to make the companies legally responsible to the community and the problems of using litigation to obtain redress. The difficulties of framing and winning a legal case are related to issues of causation and evidence of poisoning, and the vast cost of bringing such an action is stressed throughout. At the outset the case is seen as uneconomic and the firm are shown as very reluctant to take it on. Schlichtmann goes out to meet the families at Woburn in order to ‘get rid of the case’. He meets with them and explains that there needs to
22 One reviewer, Paul Tatara, describes the original portrayal of the John Travolta character at the outset of the film as ‘well-dressed scum’. See www.cnn.com/SHOWBIZ/Movies/9901/08/ review.civil.action. This has more in keeping with the central role played by Harrison Ford in Regarding Henry (1991). 69
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be a defendant with deep pockets to provide the apology the families want and pay his firm. He leaves the meeting with his mission accomplished, and is driving back when he is stopped by the police for speeding. He is in fact shown receiving a ticket both on the way to the meeting and on the way back. He has been stopped on a bridge that goes over the river and he stops and looks into the water. There is some clear symbolism that makes this a cathartic moment. He looks at the water running under the bridge beneath his feet and decides to investigate further. From this point on his life is flowing in a different direction, away from the personal injury litigation he regularly settles. He walks, in expensive suit and shoes, along the riverbank to the industrial area that the families had told him about. He notices the names of two companies and returns to the office having found his defendants. He now commits the firm to taking the case and commences the litigation process. The tensions between law and justice are evident throughout, as is Schlichtmann’s changing perception of what matters in the case. This is clearly evidenced at the meeting between the three groups of lawyers (plaintiffs and the two defendants) where a settlement is explored. Schlichtmann is told that Cheeseman (for WR Grace) wants to explore a settlement figure. When he receives the telephone call he is sitting in his car on a freeway bridge in the rain; this takes us back to his first moment of change on the bridge in Woburn. Schlichtmann is shown in a thoughtful mode reliving one of the family tragedies, the death of one of the children. From this point on his perspective is changing and it is no longer a battle for compensatory damages. As the battle for his legal conscience is being fought this widens into a dispute over the practice of law. At the meeting, after pleasantries have been exchanged, Schlichtmann indicates the profits made by the two companies in the previous year. He then opens the negotiations about how much should be paid to compensate the families, with a starting position of $25 million in cash, plus $25 million for a research foundation and a further $1.5 million per family per year for 30 years. This utterly shocks the other parties. Cheeseman adds the total up to $320 million, the meeting quickly breaks up and one of the firms turns to Schlichtmann and says ‘you said this would never go to trial, you’ve just made certain it will’.21 Schlichtmann is, however, unrepentant and his ire is reserved for the lawyers: ‘they patronise us, they think we’re blackmailers, they think they can buy us.’ This rejection is fundamental, as more than anything else this is a rejection of his own previous existence as a settler of personal injury claims. This personal abhorrence of a settlement continues through to the final attempts to finish the case after Beatrice has been removed from the action. Schlichtmann goes to a meeting with Al Eustace of Grace’s with it made clear by his partners that the figure they need to recoup is $8 million. Schlichtmann is offered the $8m and warned by Eustace not to take this case to the wire. Schlichtmann rejects the offer without consulting his partners, who become extremely angry. The filming cuts between the meeting with Eustace and his explanation to the partners. There is unanimity between Eustace and the three others, with Schlichtmann the one holding out for more: ‘I can’t go to the families empty handed,’ he explains. ‘What families?’ is the exasperated reply. By 21 According to Dan Kennedy the William Cheeseman character in the film is a combination of two lawyers. For some unknown reason his name becomes a source of comment by both Facher and Judge Skinner. Thanks to Dan Kennedy for his informed thoughts and comments to one of the authors by email. 70
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now it is their own domestic circumstances that take centre stage, not the plight of the plaintiffs. Finally a confrontation takes place back at the firm’s by now almost completely empty law offices between James Gordon and Schlichtmann, whom he angrily approaches and establishes that he is pinned into a position where he will only accept what he is not going to be offered. Schlichtmann is in a legal corner, as he has been since he deliberately upped the stakes at the settlement meeting. He is not happy to settle because the case is not about money as Mrs Anderson reminded him at the outset.22 She repeats this at the last meeting with the families when Gordon explains the settlement. Schlichtmann has been sceptical at first about the solution that was needed and unable to see solutions in anything but financial recompense. After the bridge scene, when he gets news of the desire of the defendants to settle, he realises that this is not about money but the need for the community to know the truth about the death of their children. The argument with Gordon takes place against the backdrop of a fierce storm with rain teeming down; once again Schlichtmann’s path of action is symbolised by the storm outside and the storm inside, the connection to water, and the course of his life is again established. The settlement is finally accepted by a resigned Schlichtmann, who re-establishes his faith with the practice of law through a symbolic picking up of his certificate, which had previously been thrown on the floor and the glass broken. There are two different questions concerning the accuracy of the portrayal. First, the coverage of the physical events that took place in Woburn and secondly, the characters within the film, and most noticeably the central figure, lawyer Jan Schlichtmann. It is a mistake to think that there is a fundamental truth that exists. That said, there are details that can be verifed, for example Kennedy points out that for some curious reason one of the company’s names was changed from JJ Riley to J Riley. In many of the films we have analysed, there are some examples of this type of minor change and it is, of course, questionable why this should matter at all. The end of the film shows the lawyer handing over his files to the Environmental Protection Agency (EPA) who can then pursue the polluters. Dan Kennedy (1999, p 1) offers a critical perspective on this ending: It makes for an uplifting condusion to a decidedly downbeat story. It is also completely and utterly false. But, unlike most of the fictionalisations, exaggerations, and dramatizations in the transition from Jonathan Harr’s best-seller to the Hollywood screen, the tale of Schlichtmann and the EPA is likely to have a lasting—and distorting— effect on the moviegoers who saw the film over the past few months. The notion that it took one lone ranger to force an uncaring, unresponsive government bureaucracy to act may resonate. But it’s not true—or, at least, it wasn’t in Woburn.23
The material that makes up the story of A Civil Action (1999) is from a variety of sources. First, there is the official record. This consists of the pleadings, the witness statements, the court transcript and the published law report. Secondly, there is the amalgamation of these plus additional material that was not otherwise recorded in the work of Jonathan Harr. As he had access to the developing case he may have picked out information that
22 The Anne Anderson character is an important figure both in real life and the film. Again according to Dan Kennedy the film version is a mix of the real Anne Anderson and Donna Robins. 23 Kennedy’s in depth knowledge of the case arose from his coverage of the case for the Woburn Daily Times Chronicle. 71
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has not made its way into the ‘official’ record, though some must be based on his interpretation of events or discussions that unfolded in front of him. Thirdly, there is the film version based on the book, that has a different set of restrictions imposed upon it. Lastly, there is the unwritten record that is understood by the participants, on both sides of the case. According to Kennedy, John Harr recalls that Jerry Facher once called the movie ‘the fourth degree of separation’; the actual events beget the trial, which lead to the book and culminate in the him. The film is, of course, constrained by considerations of time, and it is very difficult to show the complexities of such legal action in much depth. Kennedy argues that the concentration on the law suit and the central figure of Jan Schlichtmann obscures the real lesson of Woburn: ‘it raises serious questions about the government’s ability to protect the health and safety of its citizens even today, when knowledge of toxic waste’s dangers is widespread—questions very different from those the moviegoers were asking one another as they drove home from their local multiplexes in the past few months.’ Given that the film concentrates on the human side of the story rather than the wider political dimensions, the question is how well is this done? Asimow (1999) praises the film: ‘A Civil Action (1999) dramatizes the gritty details of civil litigation better than any other film. Discovery, for example, is shown as it really is—costly, tedious, and exhausting.’ This offers a contrast to In the Name of the Father (1993), which shows the lawyer finding the ‘secret evidence’ that dramatically clears the client. Asimow also raises a further interesting point that relates to the aftermath of the litigation and settlement. In the film Schlichtmann is shown thinking about how the pollution could have been caused and he discovers that barrels of toxic waste were taken away from the site prior to a visit by inspectors. According to Asimow, this is a point when the film departs from the truth: Here the film pulls its punch by not implicating Beatrice’s attorney. According to the book, what actually happened was that Beatrice failed to turn over a consultant’s report that would have allowed Schlichtmann to fill the holes in his case against Beatrice. The First Circuit’s decision states that Schlichtmann requested all such reports and that Facher’s firm replied that none existed. Anderson v Cryovac, Inc, 862 F 2d 910, 927– 28 (1988). If true, this seems like serious discovery misconduct. I don’t know why the filmmakers fudged this part of the tale, but the full story would have deepened the film’s critique of the adversary system (Asimow, 1999).
This point is well made, but by the end of the film the emphasis has switched away from the litigation towards Schlichtmann’s personal life. He is shown passing the case on, a point Kennedy criticises above, and to review this part of the film would mean rewinding the plot somewhat. Erin Brockovich (2000)24 As with A Civil Action (1999), the backdrop here is environmental pollution and the consequential physical harm suffered by the surrounding community. The film is centred around Erin Brockovich and her attempts to get to the bottom of water poisoning in the small California town of Hinkley. The film shows Erin trying to assemble sufficient medical and physical evidence, and the crucial relationship with 24 The film was critically acclaimed and there were a number of Oscar nominations, namely Best Picture, Best Director, Best Actress, Best Supporting Actor and Best Original Screenplay. Julia Roberts was awarded an Oscar for Best Actress for her role. 72
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her boss Ed Masry. This film is interesting for a number of reasons, not least the emergence of a non-legally qualified woman in the leading role. Erin Brockovich, the central character in the film, is also a somewhat unsettling character because of her dress and behaviour. Furthermore, as we outline elsewhere, the emergence of the poisoning of the environment is a new area of cinematic legal dispute where law and lawyers can claim the high moral ground. Erin Brockovich (2000) neatly encapsulates some of the problems we discussed in Chapter 1 concerning classifying law films and the limits of the courtroom drama. As Gritten (2000) observes: ‘other directors might have turned this story into a conventional courtroom drama along the lines of A Civil Action or various John Grisham adaptations. But Steven Soderbergh is not other directors, and here he cuts concisely to the story’s emotional heart…’ Our focus here is the translation of the real life events into cinematic action, and there are two interesting dimensions to the film from this perspective. First, the position of the leading character, Erin Brockovich, and how the portrayal relates to the ‘real’ individual and, secondly, how the events are translated into the courtroom action. Erin Brockovich herself has a small cameo role as a waitress, called Julia, in a coffee shop. One of the questions, given the way in which Roberts plays the character, is how far this was embellished, particularly with respect to her dress and language. However, according to Curtis (2000), this was not manufactured: You suspect Roberts’ get-up to be Hollywood’s sexist idea of a woman like Erin— until you see a picture of the real Erin in Newsweek magazine showing even more cleavage than Julia. Erin said she had initial fears that Roberts might tone down her frank language. She needn’t have worried: Roberts mouths off at blistering pace and with brilliant panache. Like all good swearing, it has pith and point.
Soderbergh actually cut one scene that had been filmed with even riper language than Erin Brockovich uses throughout.25 A further cut scene attracts an interesting comment from the director. The scene shows Erin and her children travelling by car to the plant. She stops at the roadside to take some pictures, and her children get out of the car and two of them play in the dirt with their hands. Erin is looking around and notices that there is some green substance just under the top surface of the ground. Concerned, she gets the children into the car and drives to a store to obtain some water to wash their hands. Soderbergh explains the rationale for the removal of this scene: I ultimately felt uncomfortable with it…Erin sort of rubs her feet over the ground and sees some green dirt underneath, now that did happen. I’ve seen the photos that Erin took outside the plant where you could see some green underneath the ground but in point of fact it was a lot closer…and I don’t think she had the kids with her and for me I felt uncomfortable with it, it stretched the truth, not completely, but enough that it made me a little uncomfortable, I was trying to not be too creative with the facts and so I lobbied hard to cut it out (from additional scenes on DVD).
25 The scene that Soderbergh cut shows Erin leaving the law firm and swearing at the other staff using a rarely broadcast expletive. Soderbergh commented: ‘I felt it was just a little too much.’ Erin Brockovich DVD additional material. 73
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As with A Civil Action (1999), there are debates about how far the film reflects what actually happened to the people of Hinkley and how they feel about the film. One of the problems that has been raised relates to the distribution of the awards that were determined by arbitration. The case never reached trial: …many plaintiffs in the Hinkley case say the movie misrepresents what happened. Far from being the populist victory the movie depicts, the Hinkley lawsuit was a case study in how the rise of private arbitration, as an alternative to costly public trials, is creating a two-tiered legal system that not only favours Litigants who can afford it over those who cannot, but is open to potential conflicts of interest and cronyism. The case never went to trial, because Pacific Gas and Electric, the utility accused of polluting Hinkley, and the plaintiff’s lawyers agreed to private arbitration before a panel of forhire judges, some of whom had socialized with the plaintiff’s attorneys (Sharp, 2000).
So ‘movie-like’ is the ending, with Erin Brockovich receiving a bonus of $2 million and a passage into Law School, that the main player in a more recent real life tale of injustice has been billed as ‘the real Erin Brockovich’. Here Betty Anne Waters, a divorced mother of two who had not completed High School, went to college and ultimately to Law School after her brother, Kenny, was jailed for life for murder in 1983. Her research and persistence ended up with him being freed after DNA analysis undermined the case against him, which had been based on motive and blood groups. It has been suggested that a film is likely from this source. The notion of this being ‘the real Erin Brockovich’ reveals the general public’s reading of the Julia Roberts film as not being the ‘real’ story.
FOR REAL: STORIES, PEOPLE AND THE ENTERTAINMENT FACTOR As we have seen with the above films ‘real’ events, though there are questions about what is meant by real, are a fruitful source on which legal film can be based. A point that we made in Chapter 1 about the inherent dullness of law as subject matter for film is also relevant here. As we observed the law film needs a ‘serious’ issue to be tried and/or (preferably and) some interesting characters. Perhaps the most important issue in all of these films is (in)justice and its effect upon the individuals, and often a wider group. It is the human struggle to achieve justice against all odds that draws in the viewers. In this sense the question of real life doesn’t much matter. We are as much rooting for Frank Galvin in The Verdict (1982) as we are for Rubin Carter. Both cases are beyond the direct experience of the vast majority of the audience, and it is the dramatic elements that are important regardless of the original source. There is certainly a dual relationship between the fiction and fact, with both stories feeding from each other. The changes made to the fact-based films represent the need to bring such stories within the necessary cinematic boundaries. Whilst In the Name of the Father (1993) seems to lack any really distinctive individuals, in cinematic terms, and Amistad (1997) is primarily concerned with an important social matter, the other films we have examined in this section all contain significant characters. These individuals, Derek Bentley, Erin Brockovich and Jan Schlichtmann, all have characteristics or a story about them that lends itself to film audiences. Bentley is very much a victim, and consequently great sympathy can be engendered through the portrayal. The link is made between the horrific 74
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punishment, and Bentley as an individual with his family, all impotent in the face of the criminal justice system. The film is about miscarriages of justice and the death penalty, but also about the life of Derek Bentley; the two events are interlinked and it is his character and aptitude that feed into the wider issue of the nature of the legal system and capital punishment. In essence the film would not have worked had Bentley or the end result been different. There are also elements of being a ‘casualty of life’ in Erin Brockovich (2000), notably in the early stages of the film. One of the edited scenes shows Erin ‘stealing’ medicine for her children from a drug store, and she confirms that this event occurred. Schlichtmann is not portrayed in the same way, though at the end of the film his life is shown to have altered irrevocably with the end of his existing legal practice. Both A Civil Action (1999) and Erin Brockovich (2000) are about the metamorphosis of the two lawyers through the medium of the two cases. There are, then, two parallel themes telling the stories of both the plaintiffs and the two lawyers. The two stories intersect and are largely interdependent. Because of the eventual close relationship between the lawyers and the groups they represent, both to a large extent stand or fall together. Whilst Erin Brockovich is shown from the outset as empathising strongly with the poisoned community, Schlichtmann is initially highly sceptical of becoming involved despite the personal tragedies of the families themselves. This was shown through the way he gets the case, after being reminded about it by a caller to a radio show, and his original opinion that the case was unlikely to succeed. According to Kennedy (1998), the real misrepresentation in the translation of the book to the film lies not in the physical differences but relates more to the way Schlichtmann is treated: In short Schlichtmann, now 46, has managed to achieve through the cult of celebrity what eluded him in the courtroom. Never mind that the 1995 book by Jonathan Harr on which the movie is based is unstinting in exposing Schlichtmann’s flaws. Never mind, if the buzz is to be believed, the movie will treat Schlichtmann with a complexity and nuance that are rare for Hollywood. None of that matters, because Travolta’s a star, baby. And so, at long last, is Jan Schlichtmann.
According to the actor himself, John Travolta, the character does have blemishes: ‘I tried to find something funny about the character. At least the way it was written was kind of—I want to say this the right way so I don’t get in any trouble over it— but I guess I found the way [the character] was written was mildly arrogant and insensitive. So I play up to that. I play him flawed’ (Gerson, undated). Travolta also indicated that one of the sources that he drew on to play the part was the lawyers he has met rather than through interaction with Schlichtmann himself, although they did meet on the set. All of these films tell us something different about the nature of portrayals, the link between the real and the unreal, and questions of subjectivity, balance and audience perception. The inaccuracies in Let Him Have It (1991) undoubtedly caused upset to some of the characters in the film, largely because the constructions of the characters and dialogue did not tally with what they (principally Iris Bentley) ‘knew’ to be true. However, when these negative aspects were balanced with the effect upon the campaign for a pardon, we would argue that the wider picture justified the inconsistencies. Let Him Have It (1991) also provides a useful counterpoint to the other films dealt with in this section, as this is the only film where the upshot is 75
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that the law ultimately fails Derek Bentley and the ending is unremittingly bleak. In the Name of the Father (1993) created a whole new set of problems. By contrast with Let Him Have It (1991) the film portrays the law as ultimately the tool by which the Guildford Four are freed, although there is of course an ambivalence in the law in that effectively the law was only the tool via which the law’s earlier mistake was rectified. The rectification for Bentley came after both his death and the film. In addition, a further aspect of In the Name of the Father (1993) was that some commentators felt that mistakes in the portrayal might be seen as an admission that mistakes were made when the Four were freed, giving fuel to those who maintained that they were still guilty. Our own experience of this in terms of student responses to the film would seem to refute this. The Hurricane (1999) takes this a stage further. The film shows all parties involved in the film prepared to make concessions and appreciative of the needs and purpose of the film itself. However, a key difference from In the Name of the Father (1993) is that here the law is shown as being ‘bent’ in order to free Carter, whereas with In the Name of the Father (1993) the legal process is seen as being the means by which the appeal is phrased. Amistad (1997) creates a different problem in terms of our understanding of history, with the role of the ‘real’ being diminished via the use of composite characters and the like, so detracting from what we understand of history. However, as we noted above, sometimes the end is more important than the means, and if something that has been occluded becomes visible because of such a treatment then it serves a valid purpose in terms of awareness. Having looked at a number of films that illustrate the difficulties and criticisms that can be encountered when dealing with real life events, we now turn to some other factors that may affect such depictions. First, that even the traditional way of portraying ‘the real’, the documentary, may in itself be beset with difficulties. Secondly, we analyse whether the law of copyright may have some impact upon the protection and ownership of events or their depictions. Thirdly, we place the issue of story telling within its broader context and argue that all stories, in all their forms, are essentially subjective.
TELLING STORIES (1) THE DOCUMENTARY26 The term ‘documentary’ was first coined as a way to describe how film could visually document a set of events (Wells, 1996). These films have, certainly until recently, rarely been seen as commercial vehicles and often were funded by sponsorship rather than a studio.27 To the average viewer, documentaries may appear as dry and unappealing. Whilst motion pictures funded by commercial studios utilise fantasy or escapism, with big stars as the box office draw, documentaries eschew this in favour of attempting to convey the truth, or the real. In fact, Wheale (1995a) notes that some of the early documentaries were in fact scripted. One of the chief advantages of the documentary is that, at first sight, it might be
26 A full analysis of the role of documentary film is beyond the scope of this book. Useful texts on documentary film and its convention can be found, apart from the texts referred to explicitly in this chapter, in Barnouw (1974), Corner (1986), Sussex (1976). 27 This, of course, may have an impact upon the slant of the finished product just as issues such as film conventions may create a similar effect (see below). 76
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perceived to present what actually happened, the real life events, and so provide a means of avoiding some of the criticisms that have been made of ‘faction’ films.28 However, it is important to note that documentary is only a representation of reality and that whilst real life footage might be used, it is still authored and subjected to the whims of the creator. The documentary film is still constructed: It is often the case that documentary is believed to be the recording of ‘actuality’—raw footage of real events as they happen, real people as they speak, real life as it occurs, spontaneous and unmediated. While this is often the case in producing the material for a documentary, it rarely constitutes a documentary in itself, because such material has to be ordered, reshaped and placed in sequential form (Wells, 1996, p 168).
As an adjunct of this, the more manipulated the footage becomes the less real it appears to be. In addition, images of themselves may be mute or without meaning and need to be interpreted, and this interpretation itself may lead to manipulation and distortion. One of the prime attractions of documentary was initially that it should provide a means to communicate an argument with great clarity and conviction. However, as Wheale (1995a) notes, whilst the technological equipment should allow a direct transcription, it is in fact subject to a number of complex conventions and all claims to authenticity have to be seen within this context. Trinh Minh-ha (1995) has argued that documentaries may be illusory and has heavily criticised the idea that they may be able to provide ‘the truth’. Her arguments have a number of strands. First, that documentary practice is in itself misleading. Whilst it claims to offer a view of the real, it actually presents the subjective as if it were objective. Secondly, the styles and techniques that are commonly utilised are themselves only conventions, and the documentary might in fact only become a style, or an aesthetic in itself. Minh-ha also gives the example of documentaries based on third world situations and shows how in these contexts the documentary can itself be misleading in that it may perpetuate false values by ignoring wider issues. All these arguments point to the fact that while the documentary might claim to portray real-life events, it is in fact heavily affected by the gauze of camera and creator. As Alexander Kluge has noted: A documentary film is shot with three cameras: (1) the camera in the technical sense; (2) the filmmaker’s mind; and (3) the generic patterns of the documentary film, which are founded on the expectations of the audience that patronizes it. For this reason one cannot simply say that the documentary film portrays facts. It photographs isolated facts and assembles from them a coherent set of facts according to three divergent schemata. All remaining possible facts and factual contexts are excluded. The naïve treatment of documentation therefore provides a unique opportunity to concoct fables. In and of itself, the documentary is no more realistic than the feature film.29
Apart from its authorship, the effectiveness and relevance of documentary in the context of justice can be considerable. Richard Sherwin has written of the power of
28 This is of course not always the case. In a different but related sense, the achingly poignant depiction of ‘the walk into the heart of darkness’ of James Bulger in 1993 via CCTV image is illustrative of this. this image was reproduced. forensically examined, and technologically enhanced and became product of […] anxiety. The images must be technologized to be incorpprated into modernity, to be owned as ourselves. In the responses to the event of James Bulger’s killing, we are attempting to own our sense of horror, to make ourselves into versions of the oppositions that structure the event’ (Young, A, 1996, p 137). 77
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the documentary in both filmic and political terms (Sherwin, 1994). Discussing the film The Thin Blue Line (1988) by Errol Morris, he points out that the way in which the filmmaker operates can have an impact on events. Two Dallas police officers stopped a car back in November 1976 and one of the officers, Robert Wood, approached the car. He was shot dead even though it had only been a routine stop to advise the driver to turn his lights on. David Harris, a youth who had fled his home town of Vidor in a stolen car, was arrested after boasting about the murder. He put the blame on a hitch-hiker he had picked up, Randall Adams. At a subsequent date three witnesses appeared who claimed to have seen Adams in the car just before Officer Wood was shot. They were driving past, two in one car going the other way and one person going in the same direction. Adams was tried and sentenced to death. This was later commuted to life. Some 12 years later, the documentary filmmaker Errol Morris produced The Thin Blue Line (1988). The film consisted of interviews and reconstruction of the events. The evidence of those who had convicted Adams appeared thin in the extreme. It came both from his alleged companion, David Harris, as well as the three independent witnesses. By the time of the film Harris was serving a life sentence for another killing. Two of the other witnesses were in serious financial difficulties and the reward of $21,000 they received for their testimony was crucial. The doubts raised by the film were serious. It included Harris explaining that if Adams had been able to provide him with accommodation on the night of the murder he would not have ended up in the situation he was in. This, combined with the other interviews, provided such a likely picture of miscarriage of justice that there was a retrial and Adams was finally released after spending over a decade in prison. Its wider impact on documentary filmmaking has been such that ‘it has inspired a new line of documentaries about prison life and the cases of specific prisoners including Through the Wire (1990), The Execution Protocol (1993), Aileen Wuornos: The Selling of a Serial Killer (1992) and the quasi-documentary Dead Man Walking (1995)’ (Rafter, 2000, p 132). Even documentaries have problems in determining what the ‘truth’ is, or was, and this relates to a wider question about determining historical information and translating it onto film.
TELLING STORIES (2) WHO OWNS HISTORY? Amistad (1997) provides a neat example of how issues of ownership have been played out with respect to historical facts. As noted above, Amistad (1997) was broadly based upon the Amistad revolt and Supreme Court case of 1839 and 1841 respectively. Whilst the story was not particularly well known before the film, at least in populist terms, there had been a number of various documented analyses of the events. One of these was a book by Chase-Riboud entitled Echoes of Lions. Before Amistad was released in December 1997, a case was launched against Dreamworks alleging that the film infringed copyright in Echoes of Lions. Her argument was based upon two chief limbs, first that there were similarities between her book and the film and secondly, that people at Dreamworks had been into contact with her book in a number of ways. On the issue of similarity Chase-Riboud
29 The reference to Alexander Kluge: A Retrospective (1988, Goethe Institutes of North America), is quoted in Minh-ha (1995, p 268). 78
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alleged 40 similarities, including the crucial one of the creation of Joadson, the black abolitionist, as a central character.30 There were a number of alleged contacts between Dreamworks and the book that Chase-Riboud utilised to reduce the chances that any such similarities might have been accidental. These included allegations that the screenwriter for Amistad had previously been contracted by a different production company to write a screenplay of Echoes of Lions in 1993, and that Jacqueline Kennedy Onassis had given a copy of the manuscript of Echoes of Lions to Spielberg’s production company in 1988. For their part Dreamworks had two chief arguments to rebut the case. First, that no one owns copyright in a historical event or facts, and secondly, that Echoes of Lions itself was derivative and contained copied elements.31 In the event the case was settled.32 However, the issues raised here provide interesting food for thought and another slant on issues of ownership and authenticity. The UK position is neatly encapsulated by the case of Ravenscroft v Herbert [1980] RPC 193. The plaintiff in this case wrote a non-fiction book entitled Spear of Destiny, centring upon the history of a spear which forms part of the Hapsburg treasure, and argued in the book that it in fact had a very important place in history. The defendant read the plaintiff’s work and used it as the basis for a novel, and argued that while he used the work as a source he did not copy a substantial part of the work. Brightman J, the judge in the case, made clear that no monopoly could be claimed in historical facts and that: The law of copyright does not preclude another author from writing upon the same theme. It is perfectly legitimate for another person to contrive a novel about the Hofburg spear, even about its supposed ancestry and supernatural powers. Otherwise one would be driven to the conclusion that the plaintiff has a monopoly of the facts. Members of the public are entitled to use The Spear of Destiny as a historical work of reference’ [1980] RPC 193, p 208.
Notwithstanding that, the judge found that substantial copying had taken place with large elements of the language copied and incidents and occurrences copied wholesale, primarily as a labour saving device. The issue of ownership of historical events was neatly summed up by Irving Kaufman, Chief Judge in Hoehling v Universal City Studios, Inc: A grant of copyright in a published work secures for its author a limited monopoly over the expression it contains. The copyright provides a financial incentive to those who would add to the corpus of existing knowledge by creating original works. Nevertheless, the protection afforded the copyright holder has never been extended to history, be it documented fact or explanatory hypothesis. The rationale for this doctrine is that the cause of knowledge is best served when history is the common property of all, and each generation remains free to draw upon the discoveries and insights of the past. Accordingly, the scope of copyright in historical accounts is narrow
30 Other similarities included the friendship shown between Cinque and Adams in the film. This was also in the book but was not backed up by historical evidence. 31 An earlier work, Black Mutiny, by William Owens, was alleged to have been ‘copied’ by ChaseRiboud. 32 ‘On Monday February 9 1998, plaintiff Barbara Chase-Riboud settled with Steven Spielberg and Dreamworks SKG. Chase-Riboud complimented Dreamworks for their film, Amistad, and, as part of the settlement, dropped her plagiarism suit against the studio’: www.cornell.edu/background/ amistad’. 79
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indeed, embracing no more than the author’s original expression of particular facts and theories already in the public domain (618 F 2d 972 (2d Cir 1980)).
Similar issues are discussed in Miller v Universal City Studios, Inc (650 F 2d 1365 (5th Cir 1981) No 78–3772) and Nash v CBS, Inc (899 F 2d 1537 (7th Cir 1990) No 89– 1823). So drawing upon familiar copyright philosophy, the expression of an idea can be subject to copyright protection, but not the underlying idea (or in this case the facts) itself. However, whilst this is useful in terms of documented and protected material, it does not help us with the crucial question of how conflicting stories are resolved.
TELLING STORIES (3) WHOSE STORY? The law is based upon stories. The law reports are full of stories, of documented histories of people’s lives and aspirations and how the judicial system has resolved conflicting evidence (stories). Within the story of the law report itself lies layer upon layer of other stories (evidence and testimony) which are woven together to provide the official story. In many situations cases are decided, in common law countries at least, by having recourse to previous ‘stories’ via the doctrine of precedent. The law of evidence, and the adversarial system of justice, allows certain stories to be disregarded, and for certain ones to be given more weight. Ultimately, a subjective judgment must be made (perhaps under the gauze of objectivity) by the arbiter in the court. This is done by the fiction of whether the underlying principle or rule contained in case A, as modified and glossed in case B or those in cases C and D, are more appropriate to decide the conflict in case E. When it all comes down to dust, the role of the judge is to decide whose story is most credible as solution. Frequently the parties will invoke the ‘what if’ scenarios. If this line of authority is applied then the result could be a slippery slope, whilst this alternative line leads elsewhere. A simple example was the conflict of lines of authority that built up in relation to the question of ouster injunctions in English law during the 1970s and early 1980s. The ouster injunction allows one party to have the other partner evicted from the matrimonial property. There were two alternative guiding principles which had guided the courts up until Richards v Richards [1984] AC 174. One indicated that the matter should be determined by reference solely to the welfare of the children, whilst the other suggested that all matters should be covered including these interests. The arguments in rejecting the former were of this consequentialist type, stressing the potential general injustice. It is obvious that in many situations stories compete for ascendancy and may be heavily contradictory. In film terms, films may be based upon stories, however loosely, that are themselves highly subjective. Even the transformation of a work of fiction into film may cause problems in that the representations do not match what the original author intended, or that the ‘consumers’ feel some proprietorial hold over the original and feel that it should not be defiled. Judge Dredd (1995) provided a useful example of this. Highly successful as a comic launched in the UK in 1977, rumours of a film adaptation abounded almost from its inception. Fan Conventions would ask questions of who could play Dredd, what should Mega City One look like, etc, and the makers of the film struggled through a number of script writers and revisions out of fear that a celluloid representation of what, initially at least, 80
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was a counter-cultural and subversive comic ‘might end up a fascist film’ (Barker and Brooks, 1994, p 17). There are a number of other films that have had to confront similar issues, especially when classic or cult texts are transformed for the first time. This is compounded by the fact that the director’s vision of the story, or his interpretation of the facts, creates in itself another story. Auteur theory posits that films are identifiable by stylistic or thematic ‘signatures’ which can be attributed to a particular director: In other words, an auteur possesses a sign(ature) marking out his own individuality which is legible in a film over which he has enjoyed sufficient creative control for that sign(ature) to permeate the film. In practice the auteur sign, like the star sign, can be approached as a structure made up of a set of paradigms working in distinctive rules of combination (Phillips, 1996, p 150).
The auteur is as much of a persona as the a star who appears in the film itself— while the auteur will not usually appear in the film his mark may be just as indelible. Crowther argues that there are certain conventions that are followed, some of which are fixed by the nature of the medium. The restrictions of time are very real, particularly when book adaptations are made. For example, Jonathan Harr’s book has over 500 detailed pages that need to be compressed in around 110 minutes of celluloid. Characters can’t be developed in the same way and there is a need to keep the story moving forwards. The audience may not have prior knowledge of the surrounding events, though with the Lincoln films discussed above the audience knowledge affects the viewing of the film. It is also very much a question of interpretation—but of what? As Crowther (1984, p 10) puts it: Seldom, however, do they [filmmakers] appear overawed by the need for historical accuracy. Perhaps they are subconsciously acknowledging that there is no guarantee that any aspect of history is accurate. Every historical account, whether on film, in a book, a newspaper report, or an oral statement, is adjusted and amended and altered by the reporter, or by the recorder, or by both.
Essentially the issue here is one of innate subjectivity. Whatever, or whoever is the basis for the story, the way in which this story is told will be constructed by the framework (ideological or otherwise) of the person who frames the text, or tells the story. When stories are retold, or told in different settings, perhaps by players with a different agenda, what may have seemed crucial to one storyteller becomes peripheral to another. It is these inconsistencies that create further difficulties for the filmmaker attempting to portray real life factual events— someone has to have told the facts in the first place, and often the filmmaker will rely on a composite framework even before he places the story within his own agenda.
CONCLUSION If something is inaccurate, one should ask, what’s s the effect of the inaccuracy? Smaller inaccuracies can serve larger truths. Clearly if s good to get things right, but people who complain about inaccuracies normally have an agenda. They argue ‘facts speak for themselves’—but those tend to be conservative claims—the facts are conservative until proved otherwise (Michael Wood, Professor of English, Princeton University, quoted in Jeffries and Hattenstone, 1998). 81
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But are there dangers in inaccuracies? Logan (1994, p 295) argues that with respect to In the Name of the Father (1993) the ‘facts’ did not need to be misrepresented and that the story was powerful without the film’s inaccuracies and omissions. Further, he argues that such misrepresentation actually plays into the hands of those who still question the innocence of the Guildford Four and Maguire Seven: The co-producers of the film reject criticisms of its factual inaccuracies by suggesting that these will give succour and comfort to those who seek still to say that the Guildford Four and the Maguire Seven were guilty of the offences they were charged with in 1974. The truth of the matter is that a factually inaccurate film which does not ‘come clean’ about its inaccuracies and poses as a dramatic documentary will be used by those in the police service, on the bench, in the temple and in Parliament who still whisper that the Guildford Four and the Maguire Seven are guilty, as evidence that lies are being peddled as fact to justify the assertion that these were miscarriages of justice.
Logan also pointed out that the Guildford Four were in fact freed because of a great deal of work and effort of a number of people rather than just because of the work of Gareth Peirce, as the film tends to suggest. Michael Mansfield actually argued that the film version in fact presented a crucial truth than was neglected in the ‘real’ story—the alibi that proves so crucial in the film, but which was not relied upon at the Court of Appeal. As, fundamentally, the convictions were quashed because, after the findings of the Somerset and Avon police during their inquiry, the prosecution chose not to resist the appeal. Because of this, Mansfield argues, ‘they were cheated of their appeal’ (Bawdon, 1994). Gareth Peirce is a solicitor who is not keen on media attention and scrutiny, and in fact asked the film’s producers to not portray her.33 When asked about the film, she was quick to point out that the fact that the story, for all its perceived faults and inaccuracies, was providing a crucial function in disseminating information about a terrible miscarriage throughout the world: ‘All societies have traditions of relating history through drama. There is value in giving an account, however impressionistic and subjective, of a truly appalling story’ (Peirce, quoted in Bawdon, 1994). In fact, given the whispering campaign that persisted after their release, it could be argued that the film, with its telling of the story not told at court, provides a crucial function in stressing their innocence. Jim Sheridan, the director, would go further, arguing that the distortion is justified by the rationale of his project—to show the corruption of the British police and the justice system. However, as Jenkins notes: ‘…he puts facts that he knows to be untrue. He doctors evidence, makes up scenes and implies that Emma Thompson stood alone against the might of British justice…Sheridan decided on his verdict and headed for it by the shortest route available. That is precisely what he accuses the Guildford police of doing. He has fallen into the same trap as them’ (Jenkins, 1994, p 16). Michael Mansfield, however, felt that such alterations were permissible given the purpose that the director wanted to achieve: ‘Although the distortions may become hostages to fortune for those who are unwilling to accept the basic truth, such sacrifices were necessary to ensure a
33 ‘Yet her portrayal, against her wishes, in In the Name of the Father, has meant that Gareth Peirce has become public property. She has even become the focus, in some quarters, of the attendant criticism over the film’s many deviations from the facts’ (Bawdon (1994)). 82
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compelling presentation’ (Mansfield, 1994, p 3). The only alternative was to present ‘real testimony’, something that Mansfield felt had already been done in the various books that had been written, although the impact these had had was negligible compared with the effect a film might have: All creative works are interpretive. By omission you lead people to believe some things and lead them away from believing others. It is a hugely arrogant assumption I suppose that by interpreting the truth you have as good a chance of remaining dose to it as you do by trying to honour every detail. But I don’t believe that any of what might be considered the misleading details of the film are dangerously misleading.34
In discussing Amistad (1997), Hadden (1998, p 6) noted that: ‘What has happened here is the same phenomena we have read about with other movies based on historicized fiction: the average American has not read or is not interested in reading history crafted by professional historians, but will devour works that have some historical gloss to them when presented as novels.’ One of the key points with films is the audience it reaches as opposed to other sources of record and therefore the story the film tells may quickly become embedded as ‘fact’. It may then be very difficult to counter the story in the film. Interestingly there is information on a website (www.civil-action.com) that ‘explores new information and offers many important facts about Woburn, beyond what is portrayed in either the book or the movie’. This refers to the background for the book and the film A Civil Action (1999). The site is sponsored by one of the companies involved, WR Grace & Co: A Civil Action focuses on events that ended for Grace 12 years ago. It is our hope that the narrow focus of the book and the movie will not obscure our efforts in the past dozen years to fulfil our pledges to the Woburn community and state and federal environmental agencies to work co-operatively with them in solving environmental issues in Woburn.
The film gathered a large amount of publicity and the danger, for the defendants in the action, is that this account becomes the accepted truth. The website seeks to provide a significant amount of information for those interested in the environmental issues and to draw attention to a number of other factual reports that have been published. The power of film to draw attention to issues has a potential to effect social change and individualised justice. This has been evidenced over the years from the early talkies like I Am a Fugitive from the Chain Gang (1932) from the 1930s, right up to the 1980s and The Thin Blue Line (1988) and the 1990s with Dead Man Walking (1995). The first of these films had the effect of drawing attention to the inhuman conditions within the Georgia penal system. Certainly the media and public campaign that grew around the Derek Bentley case contributed greatly to changing the public’s perception of criminal justice, and in particular the question of the death penalty. In terms of filmic depictions, the question of authenticity and accuracy is perhaps best summed up by Iris Bentley’s approach to the film Let Him Have It (1991). Once it became clear to her that the film would be made in any event she acceded to take a role as consultant in the film. While she was disappointed in some of the aspects of the film as we have detailed above (and see generally her own account: Bentley (1995)), she made clear to the authors in interview that for all 34 Daniel Day Lewis, talking to The Guardian, cited in Mansfield (1994), 83
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its faults the film portrayed a useful purpose. For the first time in almost a generation, people were reconsidering the Bentley case and people who were not even alive at the time were taking an interest in the events surrounding his execution. As Greenfield and Osborn (1996, p 1196) point out: In the months following the film’s release Iris Bentley received over 10,000 extra letters of support, and in terms of increasing awareness of the injustice that had been perpetrated, she believed the film was a great success. She also saw how important it was that the case was discussed in as many arenas as possible.
There is a balance to be struck with such films, and they are often an uneasy compromise between the ‘truth’ and the cinematic equivalent. They cannot, for numerous reasons that we have outlined above, be completely accurate. All the events are subject to interpretation by the casting directors, the script writers, directors and the actors themselves, not to mention the viewer subject.
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CHAPTER 4
IN LOVE WITH THE LAW: CINEMATIC LAW AND LAWYERS Joe Miller:
Are you a good lawyer Andrew?
Andrew Beckett:
I’m an excellent lawyer.
Joe Miller:
What makes you an excellent lawyer?
Andrew Beckett:
I love the law, I know the law, I excel at practising.
Joe Miller:
What do you love about the law Andrew?
Andrew Beckett:
I…many things…what do I love the most about the law?
Joe Miller:
Yes.
Andrew Beckett:
Every now and again, not often, but occasionally, you get to be a part of justice being done and it really is quite a thrill when that happens.
(From Philadelphia (1993) cross-examination of the plaintiff Andrew Beckett (Tom Hanks) by his lawyer Joe Miller (Denzel Washington).)
OF LOVE AND LAW 1 Andrew Beckett’s love of the law is a shared one.2 It is a love shared with actors, directors and audiences, and a love based upon a number of issues.3 First and foremost, legal proceedings are inherently dramatic, not necessarily in the sense that we will be spellbound by the proceedings of the court, but in terms of the common threads that exist between drama and the law. Carlen puts it thus: ‘Traditionally and situationally judicial proceedings are dramatic. Aristotle noted the importance of forensic oratory as a special device of legal rhetoric; playwrights have always appreciated the dramatic value of the trial scene; lawyers have always been cognisant of rhetorical presentations’ (Carlen, 1974, p 9).
1
2
3
Natale (1987, p 39) offers an alternative angle on the Hollywood and law relationship with regard to products: ‘And the romance extends to lawyers as well. Members of a profession once eyed with suspicion by the film and TV community are now beginning new careers in the entertainment industry. Lawyers are everywhere in Hollywood—they’re writing scripts, producing television shows and running him studios.’ Moran (1998) notes that Beckett’s love of law is manifested in a number of ways. First, in terms of the homosocial context of the law firm. Secondly, love of law is played out within the context of the ‘buddy relationship’; both Beckett and Miller love the law and can arguably be placed within a homoerotic dynamic. We do not deal in this chapter with erotics of law or desire. For an introduction to psycho-analytical responses, see Redhead (1995). The list of major ‘stars’ who have played lawyers is impressive for example: James Stewart and George C Scott (Anatomy of a Murder (1959)), Paul Newman (The Verdict (1982)), Henry Fonda (Young Mr Lincoln (1939)), Denzel Washington and Tom Hanks (Philadelphia (1993)), Gregory Peck (To Kill a Mockingbird (1962), Cape Fear (1961, 1991)), Marlon Brando (A Dry White Season (1989)), Tom Cruise (The Firm (1993), A Few Good Men (1992)), Orson Welles (Compulsion (1959)), Al Pacino (And Justice for All (1979), Devil’s Advocate (1997)) Richard Gere (Primal Fear (1996)) and Sean Connery (Just Cause (1995)). This list is, of course, not exhaustive but gives a flavour of star portrayals of lawyers in film. 85
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The relationship between law and drama is a strong one, indeed the dramaturgical aspects of the law might be seen to be part of law’s artifice and gives support to a debate about which leads which—the court providing the stage or the drama being the focus for the courtroom itself.4 This dialectic is one that is without easy resolution—perhaps it is safest to posit that there are two competing functions. The relationship becomes even more pronounced when we consider courtroom dramas as these provide a number of spatial advantages in terms of presenting the law. Certainly before motion pictures, the stage could easily recreate the courtroom scene, a particular bonus being little need for change of scenery or location as much of the action takes place within the confines of the court itself. The courtroom itself can be used to great effect by filmmakers who wish to utilise the architectural and symbolic qualities it embodies (see Goodrich, 1990) which appear ideally suited for filmic depiction. The courtroom may be seen as a highly symbolic and charged environment, outside of any architectural or acoustic elements: Aside from the purely physical environment the courtroom contains a mythical and mystical quality: the setting for an ordeal steeped in historical pageantry. In the English courts this is more obviously exhibited with the almost exotic dress of the participants, at the same time however, there is a corresponding aridity and solemnity attached to the proceedings (Greenfield and Osborn, 1995c, p 110).
So the courtroom has obvious attributes that have been utilised by playwrights and more recently film makers. However, as we argued in Chapter 1, a law film is much more than a courtroom drama and it may be difficult, although not impossible, to sustain a complete film within the confines of the courtroom. So why the law? First, the public have a fascination with the law. This is evidenced on a number of fronts and has increased with lawyers becoming well known figures via the media and the law being a central issue in the newspapers on the television.5 Television programming has obviously played upon this fascination, with both factual and fictional portrayals being fairly common place. This process perhaps reached its apotheosis with the televising of the trial of OJ Simpson in 1995. Secondly, in much the same way that courtroom proceedings are dramatic, the law is a perfect vehicle for all sorts of stories. That the law is in fact based upon stories is explored in Chapter 3, but for our purposes at this juncture it is important to note that the law has central characteristics and contradictions that make it such a viable vehicle for storytelling: ‘The essence of the law movie is that it offers the writer and director a chance to explore the potential for the clash of two opposing forces which may be portrayed as good/evil, right/wrong, moral/immoral’ (Greenfield and Osborn, 1995c, p 112). That said, it is important to note that not all legal proceedings and issues have a natural dramatic content—most films tend to concentrate upon the criminal arena, often because this may focused on a life or death issue. This is at the expense of civil areas of litigation, although there are some notable exceptions to this (A Civil
4 5
We are grateful to the anonymous reader for this point. A popular teaching device with new or prospective law students is to ‘deconstruct’ a newspaper by circling all the stories that have legal elements to them. Both students and teachers are usually surprised by the very high incidence of law related items. 86
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Action (1999), The Verdict (1982)). However, as Friedman (1989) has noted, not all about the law is dramatic or interesting and there are certain aspects of the law that will not normally be selected for cinematic portrayal. In the same way that detective films tend to concentrate on murders, not having a victim that can give evidence helps to intensify the plot, and the legal film continues this process. There needs to be a dramatic element, and this can be produced through a serious crime that draws in the viewer and captures their imagination. In addition to this, outside of any legal niceties, a film about the law may in fact be a vehicle for something else. Essentially, a law film may merely be a peg that the film is hung upon, while the film centres upon something rather different, such as racism, homophobia or environmental issues. Also, as other chapters illustrate, variations may also be made by altering the setting of the courtroom, or by shifting the approach from drama to comedy. Having established that the law and legal process are fruitful subject matter for films, this chapter is concerned with an analysis of the cinematic portrayals of law and lawyers; in that sense it takes up the issues outlined in Chapter 1 as regards the difficulty of defining law films. Essentially it considers how law features, and the relationship between ideas of law and justice, and those responsible for delivering justice. The backdrop to the interaction between law and society often centres on important contemporary moral issues that develop into a two-sided ‘legal’ dispute. Law is shown as a means of formally settling these immediate questions in the short term. The question is which, or whose, side is the law on? The portrayals of law are intimately connected with those who represent law, the lawyers. The characteristics of screen lawyers are examined and we attempt to draw common threads through the chronology of legal films. The relationship of the lawyers to these great moral points is also important and may affect their status within the community. As the very nature of legal films has changed the question is whether the screen lawyers have changed with it? As identified above, there are certain themes that are particularly popular in law films. These may tell us a number of things about the law and the legal process, indeed this may be the prime way in which the public obtain their idea of what the law is and how it operates, so the depictions may take on an important hue (Macaulay, 1987). There is also the question of the law, and how individual court cases might be used to debate wider moral questions and society’s treatment of certain groups. It is this category to which we turn first.
LAW, FILM AND THE WIDER MORAL AGENDA Law may be a vehicle for a wider debate and consideration of eclectic issues, and there are potentially a number of particular areas for analysis, such as racism, homophobia, religion, politics and the environment. Clearly these important issues of concern may, through the individual cases, provide the necessary drama that filmmakers require. The use of significant social concerns as the subject of films also raises a question concerning the influence of the cinema and whether such films can be persuasive in the quest for change. Crowther (1989, p 159) argues that there is potential within the cinema to act as a force for social reform:
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The power of movies—whether fiction or fact—to convey great themes through the use of evocative and easily understood visual imagery, to display great depths of emotion, and to leave lasting impressions in even the most tightly-closed mind, should be exploited.
A major issue which has formed the backdrop of a number of films, and that provides a crucial moral factor, has been racism. This appears in a number of forms: first, the racism of the community towards an accused individual. Here there may be prejudice and assumptions of guilt linked to the race of the individual. For example, in The Green Mile (1999), John Coffey’s race is an important part of his conviction.6 African American Coffey is found cradling two dead girls who have gone missing, is convicted of their rape and murder, and sent to death row. Secondly, there may be individual racism that prevents a fair trial taking place, either through the activities of law enforcement officers or by other employees within the criminal justice system. A key point that covers both of these elements is the right to representation and the problem of finding a lawyer in a small community who is willing to take the case. Lawyers may be unwilling to represent unpopular defendants for a fear of affecting their future trade. Even if representation is found this may have an affect on the way the case is handled. In Just Cause (1995), Professor Armstrong (Sean Connery) interviews Bobby Earl’s original trial lawyer and berates him for what he perceives to be a rather shoddy job, failing to call expert witnesses and poor cross-examination. He dismisses MacNair’s work as pathetic. As he leaves MacNair (Ned Beatty) explains the situation: Mr Armstrong? No matter what you may think of me as a lawyer I defended that boy, pro bono, because I believe everyone has a right to legal counsel. And I paid for it dearly. I’ve lost half my business in this county because I decided to defend that son of a bitch and he got the chair. Can you imagine what it would have been like for me around here if I’d got him acquitted?
Armstrong begins to understand that there is more than neat clean theories of law at stake, and he is conscious of his twenty-five year absence from the courtroom. He often mentions this to stress the fact that he is an outsider, both geographically and professionally. A constant theme throughout law films is this difference between the way law is taught and the reality of justice. Armstrong is constantly reminded of the fact that he does not operate in the real world and he is often portrayed as naïve. Through the figure of Professor Armstrong the theory and practice of law is clearly differentiated. Lawyers may fear more than a loss of business. In A Time to Kill (1996), Carl Lee Hailey, a black man accused of murdering two white men, employs Jake Brigance, a young white lawyer. The involvement of the Ku Klux Klan leads to threats against members of the defence team and a physical attack on Ellen Roark, the law student assisting Brigance.7 Brigance’s own house is attacked, set on fire and destroyed though fortunately his family had moved out beforehand. Carl Lee’s choice of lawyer 6
7
Whilst it is arguable that Coffey being found cradling the two dead girls and being covered in their blood provides sufficient evidence without any reference to his race there are dear racial connotations. Coffey is a black labourer in the Deep South captured by a posse of white farmers accused of the murder of two white girls. But for a chance of heart by one of the group who returns and frees Roark she would probably have perished. The husband of Brigance’s secretary is also attacked and he dies from a heart seizure. She subsequently blames Brigance in large part for this death. 88
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is based on the fact that Brigance had represented a member of his family on a drugs offence. Carl Lee resists the overtures of the civil rights movement to appoint their own lawyers to defend him and make full political capital out of his case. This would have provided the ideal opportunity for the inexperienced Brigance to back out of the case and allow Carl Lee a much better qualified attorney This he inevitably refuses to do. He also initially resists the attempts of Roark to help him despite his obvious lack of basic knowledge over capital litigation. Perhaps the best examples of the issue of racism and representation can be found in To Kill A Mockingbird (1962) and Amistad (1997). In To Kill a Mockingbird (1962), Atticus Finch is shown defending Tom Robinson, who has been unjustly accused of raping a white woman. There are two issues running through the film, the individual case and the treatment of Tom Robinson, but also the wider question of the position of black people inside the community and the country generally. The case involving Robinson is a question of individual justice, whilst the case is a barometer for race relations. This is made absolutely clear from Finch’s summing up: To begin with this case should never have come to trial. The State has not produced one iota of medical evidence that the crime Tom Robinson is charged with ever took place. It has relied instead upon the testimony of two witnesses whose evidence has not only been called into serious question on cross-examination but has been flatly contradicted by the defendant. There is circumstantial evidence to indicate that Mayella Ewell was beaten savagely by someone who led almost exclusively with his left and Tom Robinson now sits before you, having taken the oath…with the only good hand he possesses…his right. (Pauses.) I have nothing but pity in my heart for the chief witness for the State. She is the victim of cruel poverty and ignorance. But my pity does not extend so far as to her putting a man’s life at stake which she has done, in an effort to get rid of her own guilt. Now I say ‘guilt’ gentlemen because it was guilt that motivated her. She’s committed no crime. She has merely broken a rigid and time honored code of our society. A code so severe that whoever breaks it is hounded from our midst as unfit to live with. She must destroy the evidence of her offence. But what was the evidence of her offence? Tom Robinson, a human being, she must put Tom Robinson away from her. Tom Robinson was to her a daily reminder of what she did. Now what did she do? She tempted a Negro. She was white and she tempted a Negro. She did something that in our society is unspeakable. She kissed a black man, not an old uncle but a strong, young Negro man. No code mattered to her before she broke it but it came crashing down on her afterwards. The witnesses for the State, with the exception of the Sheriff of Maycomb County, have presented themselves to you gentlemen, to this court…in the cynical confidence that their testimony would not be doubted. Confident that you gentlemen would go along with them, on the assumption, the evil assumption that all Negroes lie, all Negroes are basically immoral beings, all Negro men are not to be trusted around our women. An assumption that one associates with minds of their calibre and which in itself, gentlemen, is a lie which I do not need to point out to you. (Pause.) And so a quiet, humble, respectable Negro who has had the unmitigated temerity to feel sorry for a white woman has had to put his word against two white peoples’. The defendant is not guilty but somebody in this courtroom is. Now gentlemen in this country our courts are the great levellers. In our country all men are created equal. I’m no idealist to believe firmly in the integrity of our courts and of our jury system. 89
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That’s no ideal to me. That is a living, working, reality! Now I am confident that you gentlemen will review, without passion, the evidence that you have heard and come to a decision and restore this man to his family. In the name of God do your duty. In the name of God believe Tom Robinson.
Finch is clearly impassioned, but seems somewhat resigned to the system of justice within which he has to work. Whilst Finch is delivering his closing speech, the prosecutor is slouching rather disrespectfully in his chair, with one leg over the chair’s arm. There is little shock at the outcome and a muted acceptance of the inevitability of the verdict, despite the lack of evidence and the almost clinical destruction of the witnesses’ testimony by Finch. If the lawyer is prepared to suffer unpopularity and any consequent commercial penalties there is still the possibility of racism throughout the criminal process. This is a theme in numerous films, not just those concerned directly with law. For example, Mississippi Burning (1988) is centred on racism.8 The skill of the filmmaker is to shift the movie away from the individual case into a wider discussion and To Kill a Mockingbird (1962) is one example of a film that achieves this. There are clear examples of sexism throughout the legal process, but this is generally an issue surrounding perceived competence of the lawyers and a generally patronising approach. This issue is dealt with in part below, when discussing lawyers, but also in the following chapter. In many ways, Philadelphia (1993) broke new ground with its confrontation of prejudice against those with HIV and AIDS. The issue of homophobia is central to the film, particularly in relation to ‘…the HIV/AIDS pandemic and the discrimination generated in response to this health crisis’ (Moran, 1998, p 5). This is evidenced at the outset when Beckett, who has been dismissed by his law firm, cannot find a lawyer willing to take on his case. He ultimately finds a reluctant ambulance chaser in the form of Joe Miller. Miller is referred to throughout the film as ‘that TV guy’ on account of the adverts that he stars in to advertise his services for those injured. Beckett sees one of these whilst waiting at the hospital before his dismissal. Their trails are initially shown crossing at the start of the film on opposite sides of litigation over building works. Miller’s homophobia is a recurring theme through a large part of the film and a key issue is his move away from bigotry towards acceptance of Beckett’s sexuality. This path is a tortuous one accompanied by several key moments. When he first meets Beckett in his office Miller shies away from him the minute he knows that he has AIDS and rushes to his doctor to ensure that he cannot catch the disease. He later explains to his wife his dislike of homosexuals and is astonished when she reveals the fact that her aunt is gay. He then encounters Beckett in the law library and, on seeing prejudice from the librarian, resumes his relationship and agrees to take the case. The interesting point is that Miller’s bigotry is not instantly dissolved. There are two important confrontations, in a store and in a bar, where Miller reinforces his prejudices. The question of Beckett’s sexuality, and the consequent effect of this on the case, is revealed by Miller in the course of cross-examination. Collins, one of the firm’s employees, is questioned by Miller over the missing file that had led to Beckett’s dismissal:
8
Described as ‘melodramatic and sensational account of racism in action that caused controversy on its release because of its concentration on white activists’ (Halliwell’s, 2001, p 542). 90
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Joe Miller:
Did you have anything to do with this file being misplaced?
Mr Collins:
Absolutely not.
Joe Miller:
Are you a homosexual?
Mr Collins:
What!!!
Joe Miller:
Are you a homosexual? Answer the question. Are you a homo? Are you a faggot? You know a punk, queen, pillow biter, fairy, rump-roaster. Are you gay?
Ms Conine:
Objection.
Judge:
Order.
Ms Conine:
Where did this come from? Suddenly counsel is attacking his own witness. Mr Collins’ sexuality has nothing to do with this case.
The judge asks Miller to approach the bench and asks him to explain ‘what is going on in his head’. Beckett is also shown to be little shocked at Miller’s approach, indicating that this has not been pre-planned between them. Miller then replies with the first indication that he is beginning to understand the real nature of the issues, moving a few steps back from the judge, facing the open court and offering the following defence: Your honour, everybody in this courtroom is thinking about sexual orientation, you know, sexual preferences, whatever you call it. Who does what to whom and how they do it. I mean they’re looking at Andrew Beckett, they’re thinking about it. They’re looking at Mr Wheeler, Miss Conine, even you, your Honour, they’re wondering about it. (Laughs) Trust me I know that they’re looking at me and thinking about it. So let’s get it out in the open. Let’s get it out of the closet. Because this case is not just about AIDS is it? So let’s talk about what this case is really about—the general public’s hatred, our loathing, our fear of homosexuals—and how that climate of hatred and fear resulted in the firing of this particular homosexual, my client, Andrew Beckett.
Suddenly the burning issue is not AIDS, but discrimination against homosexual men. This revelation seems to have a cathartic effect on Miller and he begins to adopt a more empathetic perspective towards Beckett the individual. Interestingly it seems to be the progress of the case that alters Miller as he realises what the real point is, Beckett’s sexuality rather than his illness. Prior to this point, Miller had adopted a traditional cinematic perspective in that he may have a personal perspective on Beckett’s lifestyle but the law had been broken when he had been dismissed. The pity he felt for Beckett in the law library was subsumed by an immediate discussion of the legislation and precedents that Beckett had unearthed. It is through the law and the process of the case that Miller’s personal views are changed. A third example of a legal film that can be used to have a broader discussion is Inherit the Wind (1960). Whilst the film deals with the individual case of Bert Cates (based on the real life case of John Scopes), the thrust of the film is the relationship between religion and science in the context of the teaching of Darwinism. There is also an element of an outsider pitted against the community and the morals of that community, only in this instance the example is religious beliefs against the march of science. As we observed in the first chapter, Inherit the Wind (1960) contains a number of important issues, not least the role of democracy in protecting the rights of individuals. Democracy is also a central feature of Twelve Angry Men (1957), 91
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which is debated through the life and liberty of the individual defendant, and discussed elsewhere in the text. A fourth area of wider debate that can be seen in legal films is the political dimension. Again this is an area that is seen in many films aside from those with a legal dimension, for example, Gandhi (1982)9 and Cry Freedom (1987).10 There are a number of films that have as their centrepiece a discussion of political theories or philosophies through legal cases. For example, Judgement at Nuremberg (1961)11 and The Trial of Adolf Eichman (l997)12 deal with the consequences of the rise of fascism in Germany. A different political dimension can be seen in Guilty by Suspicion (1990), with its treatment of the McArthy Un-American Activities Committee and its impact upon the American film industry.13 A further aspect to the political take on law films is the question of the punishment meted out through the criminal justice system (Rafter, 2000, p 117). For example, one issue relates to the prison system and the nature of incarceration, and again not all of these are what we term legal films (see, for example, I am Fugitive from a Chain Gang (1932),14 Midnight Express (1978),15 McVicar (1980) and Papillon (1973)). The first of these films was based on the true account of the remarkable story of Robert Burns. The film attracted widespread interest and consequent criticisms of Georgia’s prison regime. Crowther (1989, p 27) argues that the film made an important contribution to subsequent reforms, although he counsels against suggesting that the film was the overall catalyst for reform, given that chain gangs continued to be used in Georgia for at least 12 years after the film: There is little doubt that the publicity Robert E Burns received as a result of the movie was a significant factor in focusing public attention on an iniquitous system of punishment. This prompted an examination not just of his case but of the widespread use of chain gangs throughout the South where the prison service was still geared to using convict labour in much the same way as slaves had been used generations before on plantations.
Many legal films have as their core feature an unlawful killing that raises the question of the ultimate punishment, the death penalty. Some films can develop this theme to raise questions about the legitimacy of state execution, for example, films such as Twelve Angry Men (1957), Let Him Have It (1991), The Green Mile (1999), A Time to Kill (1999) all have this as a feature to some degree. As we note in Chapter 3, it is the final scenes in Let Him Have It (1991), with the execution of Derek Bentley, that provide one of the strongest messages. Whether innocent or guilty the harsh reality of the hanging offers a powerful critique of the criminal justice system.
9 10 11 12
13 14 15
Halliwell’s (2001, p 310) describes this as ‘the life of the young Indian advocate who became a revolutionary, saint and martyr’. Described as ‘part thriller part social conscience tract’ (Halliwell’s, 2001, p 187). Halliwell’s (2001, p 432) describes this as ‘a fictionalized version of the 1948 trial of the Nazi leaders for crimes against humanity’—which of course it is not. David Brinkley hosts this account of the trail of SS Lieutenant Colonel Adolf Eichmann, who was convicted of war crimes and executed. Contains trial footage, with voices of key participants provided by actors, and interviews with witnesses, prosecutors and spectators. (Videolog Description) from Tower Records website www.towerrecords.com. Described as ‘a weak if well-meaning attempt to deal with the period of blacklisting in Hollywood’ (Halliwell’s, 2001, p 343). Described in Halliwell’s (2001, p 392) as a ‘Horrifying story in the semi-documentary manner; a milestone in Hollywood history and still a fairly compelling piece of shock entertainment’. ‘Misleadingly-titled wallow in prison atrocities, extremely well-made but certainly not entertaining and with little discernible point’ (Halliwell’s, 2001, p 534). 92
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The final wider area of debate that has appeared more recently has concerned the environment and environmental issues. Legal cases have been used to question the relationship between large corporations and communities, and within this how the environment may be abused and protected. It is not only legal films that can be used to discuss this issue. In The China Syndrome (1979), for example, the abuse of nuclear power is the pivot: ‘the controller of a nuclear power plant discovers an operational flaw which could lead to disaster, but the unscrupulous authorities want to cover it up’ (Halliwell’s, 2001, p 153). Two later legal films, A Civil Action (1999) and Erin Brockovich (2000) have at their core the physical environment and how water poisoning has harmed a local community. The role of the lawyers, or in the case of Erin Brockovich (2000) a law clerk, is to deliver justice for those who have suffered at the hands of the businesses who have damaged the neighbourhood. It is worth considering some points here in relation to how they show damage and protection of the environment. One issue that comes to the fore in both these films is the question of remedies and the weakness of the law in providing some defence for the community. This is shown by the concentration on individual cases and monetary compensation as the prime remedy. It is a major bone of contention in A Civil Action (1999). At the outset the lawyer, Jan Schlichtmann, is told by his client, Anne Anderson, that the case is not, for the families, about money but finding out who is responsible for the pollution and the consequent deaths of the children and ultimately an apology. For the lawyers it is all about money, at least at the outset, and how to obtain a lucrative settlement that would financially benefit all sides. The plaintiffs’ lawyers are shown as incapable of thinking in anything but monetary terms until the point where a settlement is discussed. There is, then, this tension between what the law can provide, in terms of a remedy, and what the community wants Kennedy (1999, p 2) argues that the film should be about the tripartite relationship between government, business and the community and how the environment can be protected: The film instead centres on the lawsuit that grew out of the Woburn families’ perfectly justifiable desire to hold the corporations that they believed had actually polluted their water accountable—to force them to apologize and to make them pay.’ These films perhaps offer more of a critique of the inability of the legal system and, of course, the lawyers to deal with the protection of the environment other than in individual monetary terms. We are in the realms of Civil Action’s (1999) ‘bean counters’ where corporations weigh up their possible profits less financial liabilities in terms of likely lawsuits (Tushnet, 1996, p 251).
LAW AND JUSTICE IN FILM Whilst we consider morals as a micro issue, in terms of the morals of the individual protagonist, a second theme we have identified is the wider relationship between law and justice, and in particular the question of how the law can be used to rectify injustice (or justice to overcome the inequity of the law). This relationship is normally at the centre of legal films, and is often a key to maintaining the dramatic element. Injustice often features as an important issue that guides lawyers and there are a number of different forms to the concept of injustice. It may on one level link in to another area of moral concern, such as racism in To Kill A Mockingbird (1962) or homophobia in Philadelphia (1993). Here it is the treatment, or potential treatment, of our victim that requires some remedy. If that is seen as injustice on a ‘micro’ level, the ‘macro’ question is the wider moral point concerning how society treats 93
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the particular minority group in question. The two environment films considered above are prime examples of this division between justice for the individual and the wider moral problem. The quest for justice is linked to the need to ensure that injustice does not take place. As we have noted above, there are examples of other unpopular defendants whose status is not based on race being protected; the idea of outsiders in small parochial communities who face prejudice. Injustice may be seen in films such as The Trial (1962, 1993), as Kafka’s figure of Josef K is seen led through a labyrinth of injustice, or more explicitly in films such as I am a Fugitive from a Chain Gang (1932), In the Name of the Father (1993) or Let Him Have It (1991). In Young Mr Lincoln (1939), the same idea emerges of the lawyer standing out from the community to represent the outsiders. However, in this case it is not based on race; rather the two boys are part of a more recently arrived family. Lincoln, when confronting an angry lynch mob who wish to dispense some instant justice, plays the ‘right to representation’ card alongside the notion that he is so green and inexperienced that having him as their lawyer will make little difference: Lincoln:
All joking aside let’s look at this matter from my side. Why you all know I’m just a fresh lawyer trying to get ahead but some of you boys act like you want to do me out of my first clients. (Laughter from the crowd.)
Lincoln:
I’m not saying that you fellas are not right. Maybe these boys do deserve to hang. But with me handling their case don’t look like you’ll have much to worry about on that score. (Laughter from the crowd.)
Lincoln:
All I’m asking is to have it done with some legal pomp and show.
Lincoln’s mixture of humour and aggression (he initially offers to fight any of the protesters) eventually disarms the crowd and they disappear. As we argue below, the courage of taking on the unpopular defendant and incurring the displeasure of the community is part of the founding of the ‘heroic’ lawyer. However, from the defendant’s point of view it is illustrative of the sense in which he is an outsider and rejected by the local community. His guilt is assumed because of his characteristics, generally race, and the law and lawyers ought not to interfere with a finding of guilt. Outside of this, we also see the notion that it may be permissible to go beyond the law to achieve the ‘right’ result in certain circumstances. This obviously creates a number of problems. Certainly the law, insofar as it is built on certainty and adherence to the established practice, would not countenance such subjective interventions, and filmic depictions of the issue echo substantive legal debates of formalism and realism (see, for example, Adams and Brownsword, 1987). However, law films have widely used this device through films such as Young Mr Lincoln (1939), Suspect (1987) and A Few Good Men (1992), raising a number of interesting philosophical questions—can it ever be right to break the law? Does it matter if it is a ‘good’ law or a ‘bad’ law? Is a rigid adherence to procedure necessary in the wider interests of justice being seen to be done? The cinematic idea of the protective function of law and the right to a fair trial extend beyond these examples to other weak defendants. 94
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For example, in Suspect (1987), a mute vagrant is accused of murder and the public defender is appointed to defend him. In an interesting twist, an unwilling juror, Eddie Sanger (Dennis Quaid), begins to do his own detective work during the course of the trial and unearths previously unknown evidence that is essential to the case. The question for Kathleen Riley (Cher) is whether to use the material. Is it permissible to flaunt the law (the legal procedure that prevents such interaction between jury and legal personnel) in order to achieve the ‘right’ result? Similarly, Daniel Kaffee (Tom Cruise) in A Few Good Men (1992) has to decide whether to go outside the law to achieve his objective, in this case accusing a witness of murder while on the stand giving evidence in a Court Martial. The stakes here are accordingly high as his legal career will be finished if his gamble does not pay off. Perhaps the best example of this can be seen in Young Mr Lincoln (1939). Here, Lincoln is defending two men accused of the murder of Scrub White. The only person who can cast any light upon the issue is their mother. She, however, is unwilling to testify for fear of incriminating one or other of her sons. In a similar fashion to Kaffee (Cruise) in A Few Good Men (1992), Lincoln (Fonda) accuses a witness whilst he is giving evidence. Interestingly, Lincoln provides the nub of this whole argument during earlier submissions in the case, with his exhortation that right and wrong may ‘trump’ the law. There is, though, a further aspect to injustice that attracts the attention of lawyers. This relates to the more legal specific questions of miscarriages of justice. This is the use of the law to put right errors within the legal system that have led to some level of injustice, normally a wrongful conviction. Often films that incorporate these elements will be based on true stories such as Let Him Have It (1991) and In the Name of the Father (1993), as we detailed in Chapter 3. A prominent issue that impacts upon the delivery of justice is that of corruption and this appears in a number of films, usually in one of two ways. First, there may be corruption in some area of civic or economic life which is subsequently exposed and subject to legal resolution, as in Suspect (1987), for example. Here the portrayal is of the law being used in a positive way to root out corruption and punish those responsible. Corruption is dealt with as any other criminal activity might be and therefore is not of great significance here. Secondly, there may be corruption of the legal process or personnel and this affects a trial, either criminal or civil. The important point here is how such corruption of the law is shown and, crucially, how this is resolved. We are using a broad view of corruption that extends beyond the criminal offence, to cover what might be viewed as immoral or unethical behaviour. This concept can be explained by examining the progress of the case in The Verdict (1982). The Verdict (1982) is interesting on a number of levels, including the portrayal of the central figure, Frank Galvin, and his rehabilitation, both personal and professional. The legal case at issue in The Verdict (1982) revolves around medical negligence, with the actions of a doctor allegedly leading to the plaintiff being transformed into a persistent vegetative state. The hospital attempts to settle, but for personal reasons Galvin rejects the settlement. It is the conduct of the case that is interesting here. Galvin is essentially a one-man band, once a talented and well thought of practitioner who has fallen on haid times. To him the case is not just about the plaintiffs themselves, it is about redemption and catharsis, although in his position he genuinely believes he can win the case and achieve a better resolution. The case proceeds very much as one of David and Goliath, the hospital employs a team of lawyers and experts, while Galvin largely operates on his own, with only 95
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limited help. This apparent disparity, in tandem with the idea that the wronged ‘victim’ might go uncompensated, obviously helps the audience in their reaction to the film, and ultimately helps the jury with their deliberations.
LAWYERS IN FILM Reggie Love:
Why is it you think you want a lawyer?
Mark Sway:
I don’t want a lawyer, I hate lawyers. Every lawyer I ever had just shafted me and my mom. I said I need a lawyer but I don’t know about no woman.
(Scene from The Client (1994).)
Lawyers are in a somewhat ambiguous position. Whilst on one level, no-one appears to like them and they become the butt of jokes, on another level they are celebrated and revered in film: Lawyers, it seems, can’t win for trying. They are simultaneously praised and blamed for the very same actions. If the National Law Journal’s poll is to be credited, popular attitudes toward lawyers are profoundly contradictory. Often, however, such contradictions are fault lines leading right to the heart of a culture’s vision (Post, 1987, p 380).
Post’s analysis charts the early incarnations of ‘lawyer bashing’ to latter-day depictions within popular culture and provides an illuminating argument that essentially we see our own failings in the failings of the lawyer in popular culture, and their failures represent our own failings. Within this context, and having considered some of the key issues within the ways in which the law is portrayed, it is necessary to consider how the individual players are constructed and represented. This involves an evaluation of lawyer depiction embracing a number of key films, as outlined below. One question which has been energetically debated in the study of lawyers in film is the nature of the portrayal, that is, are there any common characteristics, and if so, what are they? Moreover, has this general image, if indeed there is one, altered over time? There is a widely held view that contemporary screen lawyers, and indeed those of the last 25 or so years, are vastly different from some of the earlier portrayals. Appelo (1992, p 170), for example, argues that: wisdom has rotted into calculation, justice into deal-making. The lawyer today is forced to face all manner of complex problems confusing his moral authority: matters economic, racial, sexual, political. The magic circle is broken.
This might be described as the ‘What has happened to Atticus Finch?’ question. However, first it needs to be established that the great lawyer heroes, generally accepted as both Atticus Finch and Abraham Lincoln, did indeed have these great qualities before we can answer the question as to what has replaced them 96
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and whether the magic circle has been broken. First, then, what made these two in particular the great screen lawyers and more pertinently what, if any, faults do they have? Tim Appelo (1992, p 175) offers the following description of Finch who, he argues, even supersedes Perry Mason as the infallible screen lawyer: As Finch, Peck is crowned with the white fedora of truth and walks with a stately asymmetry, the result of an actual back injury but put to immortal use. His gait emphasizes his gravity, the essence of the law. It doesn’t come across as a limp; it makes him seem to be striding straight from Mount Olympus. Arguably the most physically beautiful male product in Hollywood, Peck makes an even better symbol of incorruptibility than Burr.
The question is whether this view of Atticus Finch is a shared one. Is he indeed the screen lawyer with the ultimate level of integrity? Much depends on how the film itself is viewed and the role and function of Finch within the film. As we have observed earlier, the film is, on one level, a vehicle to discuss the wider question of racism within American society. John Jay Osborn (1996, p 1140) takes a different perspective from most commentators: Although the film is about natural law values in confrontation with transactional positivist values, the genius of the film lies in its willingness to take a traditional law figure to the edge, to the point where he must accept transactionalist values in order to succeed.
Atticus defends the legal system and the right to a trial even though it is apparent, almost inevitable, from the outset that the outcome will be a conviction. His stand is a limited one. He agrees to take the case and defends the courthouse, so he is firmly and formally on the side of ‘law and order’. The question is, though, what law and order—a defective legal system that permits a wrongful conviction of the innocent Tom Robinson? Does it really matter whether Finch supports and defends an imperfect system, as he is trying his very best to provide justice within this system? There are three fundamental scenes that demonstrate his relationship to the hegemony of law within this small community. First, there is the scene where he accepts the case from the court and agrees to represent Tom Robinson, who has been accused of rape. This takes place in a very informal manner with little discussion or thought. It is clear that Finch has to represent Robinson as there is no alternative. Asimow (1996, p 1135) explains the importance of the assignment: The task required him to challenge the comfortable myths of rural southern life. At a minimum, this made him and his children highly unpopular. In fact, it placed his family in mortal danger. To his children, Atticus explains that if he refused the assignment he could never hold his head up in town again. This simple explanation says it all.
More important is the physical defence of the defendant, who is imprisoned in the town’s gaol. Robinson has been held outside of the town for his own protection. He is then brought back to the town by the Sheriff the day before the trial. The Sheriff goes to see Finch in the evening and passes on his concerns that there may be some trouble, as people are aware that Robinson has been brought back to the town. Finch decides to go over to the gaol to protect his client. The children realise he has left the house and follow him to check that he is alright. They approach the building and see him sitting outside reading a book; they are about to leave when 97
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they see a number of cars draw up, men armed with rifles get out and approach Finch. The children run through the lynch party to Atticus, who asks them to go home. When they refuse, one of the protesters grabs his son, Jem, his daughter, Scout, kicks him and they join Atticus outside the door. While Atticus is telling Jem to go home, Scout scans the crowd and, seeing a face she recognises, speaks to him: Scout:
Hey Mr Cunningham (he ignores her). I said hey Mr Cunningham how’s your entailment getting on? Don’t you remember me Mr Cunningham? I’m Jean Louise Finch. You brought us some hickory nuts one early morning, remember? We had a talk, I went and got my daddy to come out and thank you. (Despite no response she continues.) I go to school with your boy I go to school with Walter—he’s a nice boy, tell him ‘hey’ from me won’t you. You know something Mr Cunningham entailments are bad, entailments…16 (The crowd are all listening as Atticus has finished and she turns to him.)
Atticus:
I was just saying to Mr Cunningham that entailments were bad but not to worry it takes a long time sometimes…What’s the matter? I sure meant no harm Mr Cunningham. (An abashed Cunningham replies.)
Mr Cunningham:
No harm taken young lady, I’ll tell Walter you said ‘hey’. Let’s clear out of here. Let’ s go boys. (The crowd then disperse.)
The key figure in this physical defence of the defendant is thus not Finch, but the story teller, his young daughter Scout. Scout refers to Cunningham’s ‘entailment’, his debt to Atticus for legal service he has provided that he is repaying through produce, the hickory nuts she refers to are part of this. During this original scene, which is at the start of the film, Finch indicates that Cunningham is embarrassed by the situation and Finch’s thanks. Atticus’s contribution to the crowd dispersal is limited to a clear determination not to move from the building and attempts to send his children home. The next important point relates to the end of the film and the killing of Mr Ewell by Boo Radley. Ewell attacks the two Finch children, Jem and Scout, as they are walking through a wooded part of the town. Suddenly in the midst of the attack a shadowy figure emerges, grabs Ewell and rescues Jem, who has been knocked unconscious. Scout struggles out of her ‘ham’ costume and runs home to find Jem in bed injured. Atticus telephones the Doctor and the Sheriff. After investigating the scene of the incident, Tate reports that Ewell is lying dead with a kitchen knife in his back. Boo Radley appears from behind the door and it becomes apparent to the two men that it is Radley who has rescued the two children and killed Ewell. This raises a significant problem for Finch, who has defended the legal system throughout. For example, when he is told of Robinson’s death for trying to escape
16 This is a process normally favoured in the past by rich families to keep land in the family by preventing such lands being sold by subsequent generations. 98
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he goes to tell the family and stresses the importance of the proposed appeal. Finch thinks through the course of action, but Tate immediately takes a far more pragmatic approach and Finch is content to allow Radley to escape any investigation and accept Tate’s view of justice. John Jay Osborn (1996, p 1142) concludes that there is a line to be drawn in the film between the heroic and the ridiculous: The issue presented by the film is not merely the heroic struggle of a man of values in a valueless society. The film’s real power comes from posing the more difficult question: When does holding onto traditional values in a valueless world become not heroic but absurd? Atticus Finch is as childlike as his daughter Scout. His vision of law is as unrealistic and yet as touching as her vision of childhood. Both hold views that are more eccentric than the town’s identifiable eccentric, Boo Radley.
This provides an interesting perspective and offers a critique of Finch the lawyer and, to a lesser extent, Finch the man. What is absolutely clear is that Finch is prepared to subvert the law in the wider interests of justice, or rather his subjective perception of justice. Yet according to commentators such as Strickland (1990, p 7) he presents an image that is ‘the quintessential American attorney. He is the dream that young lawyers hope to achieve and that old lawyers regret having lost. Atticus is an ideal, a standard of inspiration. He is, in so many ways, like a modern Abraham Lincoln, who is the favorite American dream of the country lawyer’. Radical criticisms of Atticus Finch appeared in an article in the Legal Times in 1992 and there has been further work on the relationship between Finch the man, and Finch the lawyer. There are a number of different points of interest here, not least by which standards of morality should the behaviour of Finch be judged, that of the era or by more contemporary beliefs? Freedman (1994, p 473) takes a strong line with his critics: So let me declare myself. I do believe that there are prima facie principles of right and wrong (which can be called Natural Law), which each of us is capable of recognizing by the use of experience, intellect and conscience. There may not be many such principles of right and wrong, but the terrorizing of the Levy family, the attempted lynching of Tom Robinson, and the apartheid that Atticus Finch practised every day of his life—those things are wrong today, and they were wrong in Maycomb, Alabama, in the 1930s.
What is important is that the accepted wisdom of Finch, the hero lawyer, is becoming subject to more detailed analysis and the rather one-dimensional perspective of the character being challenged. One of the clear perspectives is the apparent lineage of the heroic lawyer from Lincoln through to Finch. It is perhaps worth then having a closer examination of Lincoln in Young Mr Lincoln (1939) to see whether and how he conforms to the heroic type and how he links in to Finch. Law and the practice of law are important features of the film. In particular there are four scenes, first his initial relationship with the law through the handing to him of law books by the mother, Abigail Clay, and his reading of the law books under the tree and his subsequent decision to engage with the law. Second is his first case, the settling of a grievance between two farmers. Third is the physical defence of the courtroom from the attempted lynching, and finally the trial itself. The first of these shows Lincoln accepting books from a newly arrived family in return for services, he accepts the books without knowing the subject matter. He is then seen sitting under 99
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a tree reading through Blackstone’s Commentaries whilst musing: ‘The right to acquire and hold property…the right to life and reputation…and wrongs are violations of those rights…that’s all there is to it: right and wrong.’ Here we see a deconstruction of colossal proportions—a deconstruction that later allows Lincoln to see things firmly in terms of black and white and right and wrong. Gallagher (1986, p 167) makes an interesting observation concerning the portrayal of Lincoln’s initial relationship with the law and the association with nature: …Lincoln in seeking what is in him, would expect to find guidance in Nature herself. Truth exists, within oneself and in the natural world consubstantially; the only ‘mystery’ is the fog that blinds us to it. And Ford does tell us about Truth, for as Lincoln wonders, ‘Law!’, gawking at the book, and then repeats, ‘Law!’, the medium shot dissolves, nay slowly explodes into an immense riverbent landscape, wherein Lincoln lies, against a big tree reading the book. Thus we know that Law and Nature are one. ‘Why gee,’ he says, ‘that’s all there is to it right and wrong!’—and thus we know that Law and innate intuitive knowledge are one with nature too.
The second scene is after he has started his legal practice in Springfield in 1837, and he is approached by two farmers who have a dispute concerning the failure to plough some land and sow a crop. This ended in a fight and there is also a dispute over boarding. His response is to propose an equitable settlement that ensures that he gets paid: Lincoln:
Well I ain’t no lightning calculator but according to my figure you owe him $245.47 and you’re asking $250 damages. Now my idea is to split the difference of $4.53. Which by a strange coincidence happens to be exactly the amount of my legal fee and the whole thing’s settled. Well what do you say?
Farmer:
We won’t do it.
2nd Farmer:
Me either, I’ll go to law first. Lincoln: Gentlemen did you ever hear the time in the Blackhawk War when I butted two heads together and busted both of them.
2nd Farmer:
I’m willing if he is.
Farmer:
It ain’t fair but I’ll do it just to be shot of him.
Lincoln:
Thanks gentlemen, that’s going to save us all a whole heap of legal trouble and headaches.
Here we see both a pragmatism of approach and a willingness to both go beyond the law where necessary and also to utilise force if ‘justice’ is to be achieved by so doing. Lincoln shows at a number of points that he is not beyond cheating, even at the fair he cheats during the tug of war, but it appears he considers the wider picture of his actions, and is almost utilitarian in his approach. The third legal scene involves the murder of Scrub White and prosecution of the two Clay brothers. Lincoln volunteers his services to Mrs Clay and then moves to physically prevent the lynching of his clients. Finally we see the behaviour of Lincoln during the trial: he ridicules the prosecutor, the drunken juror and aggressively questions Jack Cass. Lincoln is often physically removed from the action and the process of law moving in at times to interact with the course of the trial: 100
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Lincoln himself is often a static figure in the courtroom. When not the prime focus of attention within the shot he is still dominant with his brooding presence in the background. However, while the rest of the courtroom is static, Lincoln often appears restless, sometimes manifesting itself in behaviour that might appear uncouth or rude. This includes leafing through books at a bookcase in the courtroom or wandering around almost distracting the focus from his protaganist. It is clear from the ridiculing of Jack Cass that this is Lincoln’s courtroom and not the judge’s. The late understanding by the judge of Lincoln’s mockery of Cass’ name places the judge within Lincoln’s ambit and he does little to control Lincoln’s frequent interrupting of the prosecuting counsel. The real problem in determining Lincoln as the foremost hero lawyer is separating out the myth from the man. The problem is that we all know the course his life will take, and cannot divorce this knowledge of Lincoln as ‘good’ from his behaviour that might otherwise be viewed more critically. One clear link to Finch is the dress of the central figures: both are set out as the central figure, Lincoln with his black and white clothing and stovepipe hat and Atticus Finch with his suit and glasses. A further side issue is the question of relationships and this dimension of the heroic lawyer, Rafter (2000, p 95) observes that ‘good personal relationships parallel good legal relationships: everyone eventually recognises and happily accepts the rule of the wise father/judge’. Yet neither Lincoln nor Atticus Finch have unproblematic and settled personal lives. Finch is a widower bringing up his children alone, and they frequently disobey him. Lincoln is confused by the death of Ann Rutledge and his later relationship with Mary Todd and is not settled. If we conclude that the picture, apart from Lincoln’s dress, is not purely black and white we can now consider what the nature of the ‘post-heroic’ portrayals look like. Asimow (2000a, pp 533–34) is one of the leading proponents of the view that contemporary portrayals of lawyers are as ‘bad’. He makes the claim that: In the majority of films involving law, lawyers and the legal system since the 1970s, the lawyer characters and their law firms were pretty bad. This generalization holds whether the film fits the standard lawyer/courtroom genre, whether it involves legal issues, whether the film is a comedy (black or otherwise) or a drama, or whether it falls into other genres such as romances, mystery stories, or thrillers that just happen to have lawyer roles.
He supports this contention with a detailed analysis of some 284 films between 1929 and 1999. He commences his argument with a ‘rogues’ gallery’ of recent portrayals. He includes within this bunch: Body Heat (1981)—‘lazy, greedy, incompetent; Carlito’s Way (1993)—‘an utter scumbag’; The Firm (1993)—‘vicious killers’; Liar Liar (1997)—‘perjurer’; and Devil’s Advocate (1997)—‘lawyer as the devil’. There are other writers who suggest that there is more to this than a fairly onedimensional question as to whether the lawyer is shown to be good or bad, and that there have been a number of constant factors that cut across different eras (Greenfield, 2001). Whether or not we accept the heroic lawyer image of Finch and Lincoln, the second part of the argument revolves around the idea that contemporary portrayals are, to use Asimow’s phrase, ‘pretty bad’. It is worth looking at some of these in more depth and we have selected the legal characters from the following films with Asimow’s criteria in brackets:
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A Civil Action (1999) (negative), Cape Fear (1991) (negative), The Client (1994) (mixed), Devil’s Advocate (1997) (negative), Erin Brockovich (1999) (too new to classify), The Firm (1993) (mixed), Just Cause (1995) (positive), Suspect (1987) (mixed), and The Verdict (1982) (negative).
A Civil Action (1999) Outside of its relevance as a film depicting real life events, it is useful to consider it in terms of the ways in which lawyers are presented. Our analysis in this section is based purely on the cinematic version and does not draw any contrasts with the real events as we detailed in Chapter 3. The film has one central legal character, Jan Schlichtmann (John Travolta), and several others on the periphery (Schlichtmann’s partners, the two defence lawyers and the Judge, primarily). The firm have taken the case because one of the partners is very sympathetic to the situation of the families and saddened by the deaths of the children. Schlichtmann is shown as having no such sympathy and the opening of the film indicates his perceptions on the legal system and, specifically personal injury litigation. He applies his rigid criteria to the Woburn case and is initially not keen to proceed on the basis that there is a lack of a ‘deep pocketed’ potential defendant. He only becomes enthused once it becomes apparent that there is a potential defendant of such financial worth that the case has some prospects. The whole thrust of Schlichtmann and the firm is shown as being gathering sufficient evidence to press a settlement. The case proceeds on this basis until Schlichtmann’s realisation that the case is not just about money but justice for the Woburn families. He almost sabotages the chances of a settlement by asking for so much and is eventually forcefully persuaded by his partners to accept the settlement that is on offer. Schlichtmann is a very complicated character and defies the good/bad classification. Whilst initially concerned purely with financial advancement for himself and his clients, by the end of the film he has altered radically and is shown as having no material possessions left. By the end of the film the portrayal is a very sympathetic one, and we have a figure who has become almost obsessed with finding the truth. Even after the settlement he continues to investigate how the poisoning might have occurred and gathers further evidence that he submits to the Environmental Protection Agency (EPA). He blames the lack of funds and the conclusion we are left with is of a small firm trying to fight for justice against large corporations with greater resources. Schlichtmann is transformed from being heartless, to a caring and thoughtful lawyer who cares little for his own status. His early arrogance dissipates and he transforms into a humble figure who apologises to the families. The other lawyers are not shown in the same light. Schlichtmann’s partners, whilst making financial sacrifices to pursue the case, are shown to care little for the end result but more about obtaining a sufficient settlement to cover their costs and fees. They are so concerned with Schlichtmann’s crusading approach that they split up the firm and exclude him. The defendants’ lawyers are more insignificant figures, though have some important characteristics.17 Jerome Facher (Robert Duvall) is shown as a slightly eccentric, albeit disinterested figure, although at times this borders on rudeness. When talking to either Schlichtmann or 17 Duval has little to say in the film and has a detached air about him. This is, though, more than he says in To Kill a Mockingbird (1962) where he plays the eccentric Boo Radley. 102
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Cheeseman (Bruce Norris) he seems indifferent to the case or the people involved in it. He is on the periphery and rarely makes a positive step. At the settlement meeting he is more concerned with the hotel’s complimentary pen and the food on the table. He makes no contribution whatsoever, having arrived late, and signals his intention by leaving after Schlichtmann has made his opening bid. He is given a semi-intellectual air and a prophetic knowledge of what will happen. Cheeseman is shown as an efficient, thorough attorney prepared to do what is needed for his clients. Overall he is a fairly nondescript figure, neither particularly likeable nor offensive. Cape Fear (1991) The re-make of Cape Fear (1991) has a number of interesting legal elements, though it does indicate some of the problems that we have in classifying legal films. The 1991 Martin Scorsese version alters some of the plot of the original J Lee-Thompson treatment.18 The re-make is certainly more brutal and sexually explicit and has attracted some criticism.19 The two principal actors in the original, Gregory Peck and Robert Mitchum, are both given cameo roles in the second film. There are two leading figures who are set up in opposition, divided by the law: the client, Max Cady, played by Robert De Niro, and the lawyer, Sam Bowden, played by Nick Nolte. Whilst in prison serving a 14 year sentence for a brutal sexual attack, Cady discovers that his lawyer concealed evidence. The evidence was a report on the victim that revealed that she was sexually promiscuous, and with this evidence he might have been acquitted. Cady now sets out to achieve retribution against Bowden and his family. He starts a campaign of psychological and physical harassment and Bowden explains what happened in the original case to his colleague: Sam:
Tom, 14 years ago in this case I had a report on the victim.
Tom:
It was a rape case?
Sam:
That’s right, rape and aggravated sexual battery. Anyway I had a report on this victim and it came back that she was promiscuous and …I buried it.
Tom:
Phew. Anybody else know about it?
Sam:
No, no no. I buried it, I mean I didn’t show it to the client, I didn’t show it to the prosecution…but if you had seen what this guy had done to this girl…
Tom:
In every criminal prosecution the accused shall have the assistance of counsel for his defence.
18 Halliwell’s (2001, p 131) offers the following descriptions. Of the 1961 film: ‘Unpleasant and drawn out suspense with characters of cardboard and situations from stock.’ The 1991 film gets a better critical reading: ‘A remake superior to the original, a grimly effective thriller, filled with a sense of brooding menace.’ 19 See, for example, Cook (1992). She argues that: ‘The real horror in Cape Fear is feminisation: the contamination of positive ‘masculine’ values (heroism, integrity, honour and so forth) by ‘feminine’ values of weakness, prevarication and moral laxity, typified by the ambivalent figure of anti-hero Sam Bowden. Scorsese has produced his most overtly feminophobic movie. We can hardly admire him for that.’ 103
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Sam:
Hell I know the sixth amendment, I believe in the sixth amendment. I mean that’s why I left the Public Defender’s Office, there was no way to serve the law in that capacity.
Tom:
Some folks just don’t deserve the best defence eh Sam?
Sam:
No of course they deserve the best defence but if you had seen what he did to this girl…
Tom:
Buried the report…
Sam:
I mean if it was your own daughter Tom…I mean…
Tom:
Buried the report…Jesus Sam.
Bowden is shown a morally weak individual, cheating on his wife and breaking his duty to his client. Yet there was no personal gain for Bowden in concealing the report, essentially he had everything to lose. Still, though, he was acting for a subjective higher good, the notion that the legal system was likely to free Cady when he, Bowden, knew what he had done and was capable of. In many ways Bowden is demonstrating a remarkable protective trait towards society, and an attempt to impose justice. This can clearly be attacked from a perspective of lawyerclient duty, but the criticism ought to be levelled at the legal system that would allow Cady to walk free, rather than the individual who is enmeshed in the system. There is a nice contrast between Bowden the man, weak and immoral, and Bowden the lawyer, someone who seems primarily concerned with the question of justice over and above the legal rules. This comes out in a number of ways, not just over the buried report. He is also prepared to go beyond the law when hiring thugs to attack Cady, as he cannot be restrained by the law. Perhaps his most pertinent comment relates to his response in the public defender’s office when he explains his departure: ‘that’s why I left the Public Defender’s Office, there was no way to serve the law in that capacity.’ His concern seems to be justice and he realises that the rules of law cannot always serve the best interests of justice. We may not like Bowden’s personal (im)morality, and we may not like or agree with the treatment of his client (Cady), but we can, perhaps, appreciate his motives even if we do not approve of his action. It is precisely his own flaws that make his personal stand so surprising. The Client (1994) The Client (1994) is the third cinematic offering from John Grisham and has several prominent legal characters—the two opposing lawyers, Reggie Love (Susan Sarandon) and the District Attorney, Roy Foltrigg (Tommy Lee Jones), in addition to an interesting judge, Harry Roosevelt (Ossie Davis). It is perhaps a mistake to consider Love and Foltrigg as on opposing sides, given that both are trying to ensure that justice is delivered. The real fight is over how the testimony of Mark Sway, the 11 year old child who witnessed the suicide of the mob attorney Jerome R Clifford, should be dealt with. Clifford has been working for Barry ‘The Blade’ Muldano and is aware of the location of one of Muldano’s prominent victims, a Senator. Foltrigg is seeking to prosecute Muldano to enhance his credentials and improve his political status, as he is supposedly seeking election as State Governor Much is made of Foltrigg’s naked political ambition and it is stressed throughout that he is pursuing this case for exactly these reasons. However he frequently protests that 104
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he is on the side of the law: ‘my real interest is to see justice done.’ Whilst there may well be some idea of political advancement, it is apparent that Foltrigg is prepared vigorously to track down the killer and pursue the mob. He is certainly prepared to bend the rules to do so, notably when trying to gather a witness statement from Mark, but throughout he is also concerned about the threat posed by the mob to Mark’s physical safety. It is a mistake to cast him as motivated purely by political considerations. For example, when discussing how his press conference should appear the scene is so overstated to reduce it to a level of ironic criticism. Foltrigg often retains his humour and develops an almost flirtatious relationship with Love. What is also interesting is that they both express distaste with lawyers, a perception shared, with some vehemence, by young Mark who has a totally negative perception based on his personal experience. Foltrigg attempts to question Mark without his mother or Reggie Love being present. They are in a room along with four other men who are part of the entourage of lawyers and FBI officers: Mark:
Do I need a lawyer?
Man:
What for?
Mark:
To protect my rights?
Foltrigg:
No.
McThune:
You’ve been watching too much TV.
Trumann:
We just want to ask you some questions, you can trust us. Lawyers just get in the way, you gotta pay ‘em and they object to everything.
Foltrigg then proffers the view that lawyers are a pain in the arse’ and Sway pointedly asks him ‘aren’t you are a lawyer?’.20 Reggie Love also criticises lawyers and refers to the one who represented her husband in the divorce as a ‘fancy lawyer’. Similarly Mark has a very sceptical view of the profession and despises the lawyer who represented his mother in her divorce hearing. In all, the three central characters, two lawyers and one who often represents himself, have little affection for the profession. The other peripheral lawyers are shown in fairly stereotypical fashion.21 Reggie Love is heroic in her defence and support of Mark and shown as prepared to break the law, as Foltrigg points out to her at the end of the film. Foltrigg’s view of Love alters radically: he starts off by referring to her as an amateur, who is out of her depth, yet by the end of the film he asks her whether or not she wants a job when he becomes Governor of Louisiana. Love of course declines, pointing out that she already has one. The two adult figures start off as fighting over Mark, Reggie to protect and naturally mother him, and Foltrigg to advance his career. However, as the film moves on both are seeking to exercise a protective function and Reggie Love is prepared to let him leave, and Foltrigg to offer him a new life with his mother and brother. Once they are aware of the realities of the situation, and what Mark actually knows, both pull together to achieve the same overall objective, the discovery of the body and the safety of the family. This drawing 20 This line is returned to at the end of the film when Mark Sway tells Roy Foltrigg that he has been a pain in the arse, to which he responds ‘and I can assure you that you have been an even bigger pain in the arse’. 21 In addition to the District Attorney’s entourage, Sway encounters two lawyers before he stumbles upon Reggie, including ambulance chasing Gill Teal. 105
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together of the two opposing sides can only happen because of the presence of the third party, the mob. The inherent dangers of the mob to the safety of Mark and his family provide a rationale for Love and Foltrigg to join together, they are no longer at odds but able to reach a solution acceptable to all sides. Thus we end up with the acceptable happy ending and perhaps even a hint of a possible romantic liaison between the two leading players. Devil’s Advocate (1997) If we are able to identify only one film that apparently offers an extremely negative portrayal of lawyers surely Devil’s Advocate (1997) must be towards the top of the bill. The film is awash with lawyers with several of them literally satanic. The film commences with a young Florida lawyer, Kevin Lomax (Keanu Reeves), who is a very successful trial attorney. The film begins with a moral conundrum: does he carry on his defence of a school teacher, accused of molesting one of his pupils, once Lomax finds privately he is culpable? A journalist confronts him in the washroom with the view that everyone has to lose sometime, as the evidence appears overwhelming. Professionally stung, Lomax goes back into court and browbeats the young child in the witness box into submission by using information no one could have known, showing almost superhuman powers. Following this victory, he is invited to New York to help with choosing a jury. He is successful once again and becomes part of the firm owned by John Milton (Al Pacino). He proves extraordinarily successful, but is plagued by self-doubt and the illness of his wife, with a number of inexplicable and bizarre things occurring. The film reaches its denouement once Lomax’s mother reveals that Milton is in fact his father, and it becomes apparent that Milton is, in fact, Satan. Summoned to Milton’s penthouse lair, Milton offers him the world when Lomax asks what he can offer him: Milton:
How about the thing you love the most a smile from a jury? That cold courtroom just giving itself over, bending to your strength.
Lomax:
I get that on my own.
Milton:
Not like this. I take the bricks out of the briefcase. I give you pleasure, no strings. Freedom baby, is never having to say you’re sorry. This is revolution, Kevin. (Breaks into song, It Happened in Monterrey.)
Lomax:
Why law? Cut the shit dad, why lawyers? Why the law?
Milton:
Because the law, my boy, puts us into everything. It’s the ultimate backstage pass, it’s the new priesthood baby. Do you know there are more students in Law School that there are lawyers walking the earth? We’re coming out! Guns blazing. The two of you (Lomax and his ‘sister’), all of us, acquittal after acquittal after acquittal until the stench of it reaches so high and far into heaven that it chokes the whole fucking lot of them.
Lomax:
In the Bible you lose. We’re destined to lose, Dad.
Milton
Consider the source. (Starts to be seduced by sister.)
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Milton:
It’s time to step up and take what’s yours.
Lomax:
You’re right, it’s time. Free will, right?
With these words on his lips, Lomax shoots himself through the temple, making his own ultimate sacrifice and in spite of his own vanity. The film cuts back to the original courtroom from the beginning of the film before he has defended the schoolteacher. This time he withdraws from the case and is threatened with disbarment. When asked what he is doing, he replies ‘the right thing’. In the final scene, the original journalist appears and offers to cover his story and ultimate fame. Kevin agrees and as he walks away, re-united with his wife, the journalist’s face morphs into that of Milton, who merely looks to camera and says ‘Vanity, definitely my favourite sin’. Here we see the ultimate flaw, that of vanity. This ties in to Lomax’s belief that he couldn’t lose, after all he was a lawyer and lawyers do not lose. This in fact presents a somewhat ambiguous perspective on lawyers—on one level we see the legal profession as conduit of evil via Satanic appropriation, on the other we see a man, a lawyer, making the ultimate sacrifice to save man with all its own obvious religious resonance. Perhaps Devil’s Advocate (1997) is not a negative lawyer movie after all? The Firm (1993) Another film that has a fairly disreputable bunch of lawyers is the very first of the six John Grisham adaptations of the 1990s, The Firm (1993). It starts with the soonto-graduate, high-flying Harvard law student, Mitch McDeere (Tom Cruise), considering a variety of offers from leading law firms. McDeere’s motivation for accepting the offer from Bendini, Lambert and Locke is apparent from the outset, it is the highest offer he receives though he is much in demand. The salary is 20% higher than the next best offer and there are numerous perks. It becomes apparent at his interview that there has been a degree of subterfuge in the recruitment as the Managing Partner admits bribing a clerk to find out his best offer. The financial arrangements sway McDeere and when his sceptical wife is uncertain he chides her with a comment ‘you’re used to it’. That he is concerned with financial security and protection is drawn out at lunch on his first day with Avery Tolar (Gene Hackman): Tolar:
What led you to Law School?
McDeere:
I can’t remember.
Tolar:
Sure you can Counsellor.
McDeere:
I was a delivery boy for a pizza parlour and one day the owner got a notice from the IRS. He was an immigrant, didn’t know much English even less about withholding tax. He went bankrupt, lost his store. It was the first time I thought of being a lawyer.
Tolar:
In other words you’re an idealist?
McDeere:
I don’t know any tax lawyer who’s an idealist. When he lost his store I lost my job. It scared me.
Tolar:
Being out of work?
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McDeere:
No what the Government can do…to What about you? What led you to Law School?
anybody.
Tolar:
It’s so far back I don’t think I can remember.
McDeere:
Sure you can Counsellor.
Tolar:
I used to caddy for young lawyers off from work on week days and their wives, look at those long tanned legs and just knew I had to be a lawyer. The wives had long tanned legs too. (He turns to the waiter.) Alison, another Martini please.
McDeere:
So we’re not a couple of idealists.
Tolar:
Heaven forbid.
Thus the backdrop is established with a young lawyer anxious to impress and earn the rewards that have been dangled in front of him. McDeere’s relationship with his wife alters almost immediately he gets the job, as he throws himself headlong into his work. He says that he is trying to repay her sacrifices in getting him through law school. The question of money is a vital difference between them from the outset. Abigail:
You don’t even know what moves me about you do you? You don’t know what you want but it’s not for me, it’s not even for you and you know it.
McDeere:
It’s easy for somebody rich to talk about being poor, like it’s some fly that’s bothering you, just wave it away.
Abigail:
This isn’t about rich or poor. This isn’t about trying to fix something that won’t get fixed with ten Mercedes.
McDeere:
Hey that’s not fair Abby. That’s not fair.
Abigail:
This is about a mother in a trailer park and a brother you pretend you don’t have. Have a nice trip.
The odd part of this portrayal is that clearly McDeere ha not altered in this short space of time. There was clearly some attraction, in his personality, to her at the outset. The clear message he is giving out is that he wants to be free from the poverty of his family. For Abigail, she loses her control over him once he becomes liberated by the financial rewards. He is no longer dependent on her and resents her trying to prevent him aspiring to her own background. In retrospect, we view her as a wiser figure who sees through the initial advancements of the ‘firm’, whilst McDeere is plainly greedy. This greed blinds him to the obvious flaws in the make-up of the firm. Early on Abby complains sarcastically that the offer is ok because the firm will ‘let her work and encourages children’. Her sagacity is born out of her freedom, that arises out of background, not to pursue material rewards, whilst McDeere is driven by the need to rise above his family’s poverty. The message of the film is clear: that the relentless pursuit of money blinds us to the realities in front of us. McDeere only ‘comes to his senses’ once he has been unfaithful to his wife in the Cayman Islands. His guilt leads him to visit his brother in prison and question what is happening at the firm. His adultery on the beach is his cathartic moment. 108
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From that point onwards McDeere is both liberated and handicapped, and must search for the truth in both the relationship with his wife and the activities of the ‘firm’, and deliver justice, in some subjective fashion, for Abby and his brother Ray who remains in prison. Of course, on one level The Firm (1993) is a story of corrupt lawyers, they are after all lawyers for the mob. Once McDeere is on course to extract himself from the crossfire between the FBI and the firm a new conflict emerges. The FBI wish to nail the firm, at any cost, including a threat to swing Ray McDeere’s parole hearing unfavourably. McDeere is concerned with his, and of course his wife’s, personal safety but also his professional position as he sees himself as a victim, without much of a sense of justice. His concerns are made explicitly to an FBI agent: McDeere:
Let me get this straight. I steal files from the firm, turn them over to the FBI, testify against my colleagues, send them to jail.
Agent:
They suckered you into this.
McDeere:
Reveal privileged information that violates attorney-client confidences, get me disbarred and testify in open court against the mafia.
Agent:
Well unfortunately Mitch…
McDeere:
Let me ask you something? Are you out of your fucking mind?
McDeere is not happy to work with the FBI on their terms but needs to find a resolution to the problems of his professional and personal life. He must somehow leave the firm to maintain his relationship with Abbey but he is still anxious to protect his professional status. The murder of Eddie Lomax disturbed McDeere and pushed him towards ditching the firm. From this point the film is about McDeere and how he can manage to achieve the solution he wants. This involves persuading the Mob that they are protected from his knowledge by the lawyer/client relationship. The firm are guilty of skimming the accounts of their clients, a federal offence since they used the US Postal Service. His personal safety is guaranteed by his continued existence, since the details of the money-laundering will be made available to the Federal authorities if he dies. The confused viewer may wonder where this leaves Mitch’s legal career. The answer is to gift the money he has extracted from the operation to his brother so he can sail through and leave corporate law behind. He and Abby set off to set up a small firm in Boston. So from his reflection on his relationship with his brother and his wife, Mitch realises that what in the end appeals is the well being of others. Determining whether the portrayals of lawyers, or of an individual lawyer, is good, bad or indifferent may ultimately merely be a question of the utmost subjectivity. Regardless of the good or bad element, and there may be little in between, what we can usefully do is to pick out some of the common characteristics of how lawyers are shown in film. One important point is that such features are often repeated for a number of reasons, least not being that the reliance on a formula is a Hollywood tradition. There are a number of law films which often show the central roles with flaws of character or personal unhappiness. Certainly with respect to women few are shown as happy in their personal lives, and this is explored further in Chapter 5. The men are also largely unsettled; even Finch is a widower with a less than traditional relationship with his children. 109
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One of the most obvious dramatic elements, particularly when there is the potential for execution, is the rookie lawyer. This is part of the notion that he must succeed against all odds, of course coming out of the ordeal will bless him with an even greater knowledge and standing. In this sense many films contain a rite of passage element. In Young Mr Lincoln (1939), Lincoln stresses his greenness, and how little he knows of the law is a point made by his opponent. In A Time To Kill (1996) the defence of Carl Lee Hailey is his first murder trial; similarly with My Cousin Vinny (1993) the defence lawyer, Vinny, is a rookie who has only just passed his exams at the sixth attempt. Jenny Hudson has only ever done traffic law and minor matters before her big murder trial in Physical Evidence (1989), and both Kaffee and Gallacher have minimal court experience in A Few Good Men (1992). There are two particular areas that we have sought to further identify: first, the dress of lawyers and secondly, the demeanour and behaviour of lawyers.
THE CULT OF THE ROBE: DRESS AND APPEARANCE IN FILM The dress of lawyers in England and Wales has been a source of debate for many years. To some, its very existence is seen as an unwelcome throwback to a long forgotten past, to others, a symbol of gravitas worthy of preservation. The use of ceremonial dress within the law does have a long and distinguished history, with the use of robes in particular said to produce an effect of ‘detached dignity’. In addition, one of the rationales for its use is that a consistency of colour and dress leads to an outward impression of uniformity of justice and aids the idea that law is being seen to be done fairly Other arguments have been raised in favour of preserving legal dress. These have included the potential for lawyer anonymity,22 that the use of such costume may balance opposing lawyers by removing idiosyncrasies,23 and a wider security in terms of public anonymity.24 At the same time, there have been a number of critiques of its use on the grounds that it perpetuates exclusivity and oppressiveness, in particular by dehumanising the participants and divorcing them from humanity, is intimidating, expensive and out of date.25 The issue about intimidation, in particular, is an interesting one as the use of formal legal dress can be seen as part of the wider symbols of justice which have as their purpose the reification of the law and the process via which the law is administered. Goodrich takes this argument further when looking at the process of ‘keeping terms’, still a key constituent of becoming a barrister in England and Wales: The order of dining—of arrival, dress, seating, service, food, speech, argument, exposition, dance, revelry and masques—is the order of a lawful world, a symbolic order in which Justice, Rule and Law are to be understood as being expressed together…(Goodrich, 1991, p 248).
22 This may help in the carrying out of certain unpleasant tasks such as cross-examination of rape victims or defending of unpopular defendante. 23 The idea hene being that legal dress makes it more difficult to distinguish on grounds of age, sex, etc. 24 This is particularly relevant with judicial wigs, which cover a greater proportion of face and hair. 25 For an analysis of both sides of the argument, see, here, for example, Court Dress, Consultation Paper issued on behalf of the Lord Chancellor and the Lord Chief Justice, August 1992. 110
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This symbolic order is further celebrated in terms of court layout, architecture, language and dress. Dress has a crucial purpose in identifying the main players in the courtroom and accordingly the use of dress has been a device utilised by filmmakers, both to set the lawyers apart and to help in their reification. In films based upon the English legal system, there is rarely any difficulty in setting the lawyers apart from the participants. In Brothers in Law (1957), the robes and dress contribute to comedic moments, such as when one barrister, Henry Marshall (Richard Attenborough), loses his wig as it is blown off the window sill into the street and onto a hearse travelling below. This provides the opportunity for the central character, Thursby (Ian Carmichael), to take his place in court and win the ‘unwinnable’ case. Thursby fiddling with his wig is also used to show his unfamiliarity with the dress and hence his greenness. One of the most impressive moments of formality show the opening of the assizes and the entry into the court by the splendidly dressed legal personnel. This gaudy display provides a nice contrast with the solemnity and seriousness of the proceedings. Films that are set within the American courtroom also use items of dress to make points about the central characters, and Young Mr Lincoln (1939) is a good example of this. It is an important film on a number of different levels, and clearly illustrates the point that stylistic devices can be utilised to set him apart form other participants in the film. One aspect of this is the use of dialogue and cinematographer techniques: ‘…the film’s stylistic elements complement its dialogue in emphasising Lincoln’s distance from mainstream legal practices. Lincoln, for example, rarely appears in the center of the courtroom scenes; usually, he is found roaming the edges of the film’s frame.’ (Rosenberg, 1991, p 215.) Lincoln’s portrayal is of someone who is almost oblivious to, or detached from, the events. His dress throughout the film helps preserve this detachment, with his trademark stovepipe hat and austere black suit clearly demarcating him from the other lawyers in the process and allow the viewers a clear signposting of his relevance. Atticus Finch, in To Kill a Mockingbird (1962), shares many of Lincoln’s characteristics, and he has indeed been described by some commentators as being a ‘modern Abraham Lincoln’. Certainly there are clear resonances to be seen in the film—the lynch mob scene has the Lincoln lynch mob scene as its reference point, some of Finch’s mannerisms are reminiscent of Lincoln, and he is subject to a similar deification: …His coiffure is as resonant as the wig of a British judge. His forelock only falls out of place and onto his forehead at significant moments, such as when he must take off his reading glasses to shoot a rabid dog, or when he’s assaulted by the film’s white-trash villain, or when he finds that character murdered. The flopping forelock is like a TILT sign on a pinball machine, indicating somebody’s trying to make the game go crooked and the system just won’t stand for it (Appelo, 1992, p 175).
Finch’s dress and demeanour is just as striking as that of Lincoln, perhaps even more so given the decision of Mulligan to dress Finch in white to place him apart. As well as portraying Finch as ‘different’ to the others, this device also further deifies him with the connotations of purity and plays on themes of good and evil, right and wrong and saint and sinner very overtly. This device has been utilised in a number of other films, notably by Sidney Lumet in Twelve Angry Men (1962) and by Rob Reiner in A Few Good Men (1992), in the respective annointment of Henry Fonda and Tom Cruise. Not all the contrasts are in this form, although often by 111
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showing ‘difference’ the same effect can be seen. For example, Vinny Gambini (Joe Pesci) in My Cousin Vinny (1992) is just as identifiable as Lincoln and Finch, notwithstanding the informality of his dress. Vinny’s clothing is allied to his background as a town lawyer venturing into a different geography and sense of formality. Similarly his girlfriend, Mona Lisa Vito (Marisa Tomei) is also marked out not just because of her gender but also through her clothing. She is far more than the lawyer’s girlfriend; she has a crucial role appearing as an expert witness offering an in depth knowledge of motor mechanics. Vinny offers an alternative to the strict, rule-bound, formally dressed lawyers in the South. He is informally dressed, casual and undeterred by the formal procedures of the application of the law. There are clearly physical limitations to what may be achieved purely through dress, though an interesting futuristic example is provided by Judge Dredd (1995). Once again, costume plays a part. Indeed, as the opening credits inform us, the costume was designed by Versace. Whilst it perhaps does not at first glance have the same gravitas as robes ‘trimmed with ermine’ and a wig, Dredd is just as clearly signposted as a legal player and his ceremonial dress marks him and the other ‘judges’ out. Dress may well be a minor point when compared to aspects of the personality and the behaviour but it is a means of drawing differences between characters and showing us who is important.
LEGAL DEMEANOUR AND COURTROOM BEHAVIOUR Lawyers are often seen as serious and pompous, perhaps wrapped up in their own self importance. That said, in film lawyers are apt to use a number of devices to advance their cause. In Suspect (1982), we see both sides utilising visual devices in their arguments. Charlie Stella (Joe Mantegna) begins the prosecution by walking slowly along in front of the jury tapping a money clip on the front of their seating area. The point he is making concerns the amount of money in the clip—it was the amount of money found on the corpse allegedly murdered by the defendant, and Stella asks the jury whether that is all a life is worth today. Kathleen Riley (Cher), too, is not above using such tricks. When the evidence shows the slit on the corpse’s throat, she makes a great play on demonstrating how this would have been conducted, acting this out on the expert witness. Having completed this analysis, and at the end of her questioning, she throws a ball directly to her client. He instinctively catches this with his left hand—the previous argument had just established that the cut was made by someone holding the blade in their right hand. This scene draws directly upon a similar event in To Kill a Mockingbird (1962), when Atticus Finch attempts to draw the jury’s attention to the fact that Tom Robinson is unable to use his left hand. The rape victim was also alleging that Tom Robinson had tried to strangle her with his hands around her neck, and Finch was indicating that it could not possibly be Robinson as one hand was useless. The odd thing about the way he does this is that he throws the water glass to Robinson, who catches it right handed, and then asks him what would happen if he tried to catch it with his left hand. He does not demonstrate that Robinson could not have caught it left handed.
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These devices are typical in film, and often heavily melodramatic (Bergman, 1996, p 1235). Occasionally they may be tinged with irony, such as when Lincoln produces the evidence in the form of the Farmer’s almanac, magician like, out of his stovepipe hat. Indeed, Lincoln is perhaps the best example of devious courtroom behaviour. This has a number of effects, including abstracting him from the wider process and illustrating that his intuition, his mythical status, will allow him to ensure that justice is done (Bohnke, 2001). He treats the law with something approaching disdain, is patronizing and dismissive of many of the other players in the scenes. That he is prepared to resort to other means to achieve what he wants is illustrated outside of the courtroom when he cheats during the tug of war. Inside the courtroom his tactics include ridiculing witnesses and casting aspersions on others. Consider the following during the cross-examination of J Palmer Cass: Lincoln:
You say your name’s J Palmer Cass?
Cass:
Yeah.
Lincoln:
What’s the J stand for?
Cass:
John.
Lincoln:
Anybody ever call you Jack?
Cass:
Yeah.
Lincoln:
Why J Palmer Cass? Why not John P Cass? Anything the matter with John P?
Cass:
No.
Lincoln:
Has J Palmer Cass anything to conceal?
Cass:
No.
Lincoln:
Then what do you part your name in the middle for?
Cass:
Well, I got a right to call myself anything I please so long as if s my own name.
Lincoln:
If it’s all the same to you, I’ll just call you Jack(c)ass.
On the one hand, an aside that many of the people in the courtroom (and the theatre) find highly amusing, on the other, the sort of bullying and intimidatory tactic that legal procedure would outlaw as unfair to someone appearing as a witness in court. Perhaps though our screen lawyers cannot win. We condemn Lincoln for bullying a witness, whilst Finch may be criticised for not pursuing Mayella Ewell with sufficient vigour and hostility. We may admire Kathleen Riley (Cher) in Suspect (1987) and Vinny Gambini (Joe Pesci) in My Cousin Vinny (1992) for their courtroom tactics even though these may be beyond the strict rules of procedure. Perhaps this sums up the problem of classifying our lawyers as good, bad or indifferent; it depends on our subjective view of the character in front of us. This perspective is created for us and we are likely to be conditioned to know which characters we are attached to.
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CONCLUSION Lose? I don’t lose, I win. I win. I’m a lawyer, that’s my job, that’s what I do. (Lomax (Keanu Reeves) responding to his father’s (Al Pacino) taunt that perhaps it was his time to lose: Devils’Advocate (1997).)
What are we to draw from the myriad of legal characters that appear in legal films? Having, in Chapter 1, identified some of the problems in determining what are law films, the problem is exacerbated here by trying to find what the lawyers themselves look like on the wide screen. There have been some attempts to draw out generalisations concerning a number of films, and also how different portrayals have altered during different chronological periods. There is a great danger in trying to search for the definitive screen lawyer. Many have their own attractive cinematic features, whether as positive attributes or by displaying human weaknesses. Lincoln and Finch seem lofty and detached when contrasted with the gritty realism of the lives of Erin Brockovich or Frank Galvin. The latter are no less attractive for having to struggle. Similarly, when we see the developing relationship between Reggie Love and Dianne Sway we relate to the loss of her children and the void that this has left in her life. In many ways it is these blemishes that give the characters depth and allow them to develop. This struggle within their own lives is mirrored with a struggle with law. Some films may portray blemishes more overtly, such as Galvin (Paul Newman) as the alcoholic ambulance chaser at the beginning of The Verdict (1982,) Henry Turner (Harrison Ford) in Regarding Henry (1991), and Rusty Sabich (Harrison Ford) in Presumed Innocent (1990), who are portrayed as arrogant, selfish and insensitive. Galvin is shown at the beginning of the film sitting in a bar unable to raise his glass to his lips because he is shaking so much. He is scouring the local paper for news of accident deaths so that he can tout for business. Interestingly, the films show a marked shift in their portrayals towards their denouements. For example, by the end of The Verdict (1982), Newman is rehabilitated, drinking coffee and resisting the advancements of Charlotte Rampling, morality and sobriety restored. In Regarding Henry (1991), Turner can no longer stomach the idea of being a lawyer and Sabich is moving on. Can we draw any firm conclusions from the films we have viewed about how lawyers are portrayed? Is there any commonality or can we find different perspectives? There does seem to be a fairly common acceptance that we started with good portrayals and moved into eras of generally darker and more malevolent cinematic lawyers. Much depends on the depth of analysis applied and the standards we apply. Can we expect Atticus Finch to disregard the community and make a more vigorous stand against racism? Is his acceptance of a flawed system of justice a serious personal flaw? What we can say with some certainty is there are some heroic acts performed by lawyers in defence of their clients. Risking disbarment to move the case towards a just conclusion is a common feature, and this unselfishness is certainly not a feature of either Finch or Lincoln, neither make much in the way of personal sacrifice or take risks with their careers. As Vinny Gambini lies to the judge about his qualifications, Katheryn Murphy goes out on a professional limb in The Accused (1988). Kathleen Riley risks her entire career, as do Frank Galvin, Sam Bowden and Reggie Love. Perhaps this is the key to the whole debate: the stakes are higher and the portrayals more realistic in terms of the depth 114
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and flaws in the characters. Of course this does not make them truer to the real world, but perhaps this is the most fundamental mistake: there is no real point in comparing John Milton (Al Pacino) in Devil’s Advocate (1997), the satanic lawyer, to the storefront, mall or high street practitioner or indeed any other lawyer. If we are dealing with fictional dramatic characters, is there any reason to assume they ought to resemble the real thing? Perhaps we should acknowledge that the law is not largely about capital cases but is about ‘parking tickets’: Popular culture…is involved with law; and some of the more obvious aspects of law are exceedingly prominent in popular culture. But of course not all of law. No songs have been composed about the Robinson-Patman Act, no movies about capital gains tax (Friedman, 1989, p 1588).
We have the impossible and, we would argue, the almost pointless task of matching the fictional portrayal of lawyers to the reality and trying to decide whether lawyers are good, bad or indifferent. Importantly they are rarely indifferent, the conventions of legal film require that they are substantial characters even when weak and flawed. Too much work on legal film and the criticism of the professions is concerned with why we have a negative image. This point is itself by no means certain but in any event it really doesn’t matter, in terms of relationship to reality, whether lawyers are shown in a good light or not. We, the audience, know that screen lawyers don’t exist in the way they are shown; a significant test might be whether we believe Erin Brockhovich (2000) reflects reality. We certainly don’t believe that Joe Pesci in My Cousin Vinny (1992) is real or rooted in reality. What matters for the audience is the contrast between the screen portrayal and the mythical qualities and idealism of law and lawyers as reflected in films. Because of the absence of real life encounters, the benchmark is our popular culture experience in what law should stand for and what we would wish lawyers to be like. It is a contemporary screen presentation married against the history of the representation in popular culture. It therefore doesn’t matter that we know the cultural construction is false, as it’s more about what we believe law and lawyers should be, the ideal of law. This explains why Finch, for example, becomes a role model not because law students can expect to be like the great Atticus Finch but because he is a symbol of the idealism of law. The myth and ideals of law have led to the creation of screen conventions that need to be followed, hence the elements of sacrifice by the ‘bad’ lawyers such as Lomax in Devil’s Advocate (1997). Similarly, Joe Pesci has to win, otherwise the construction of screen lawyers starts to fail. There is so much more to the cinematic portrayal of lawyers than just good or bad, and such categorising only serves to reflect subjective perspectives on what lawyers ought to be like, for example, Atticus Finch. The cinema audience is more sophisticated, schooled by conventions: lawyers must deliver the myth of law not the reality.
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Young Mr Lincoln (© 2001 20th Century Fox)
Inherit the Wind (© 2001 United Artists)
Inherit the Wind (© 2001 United Artists)
To Kill a Mockingbird (Copyright © 2001 Universal Studios. Courtesy of Universal Studios Publishing Rights, a Division of Universal Studios Licensing Inc. All rights reserved)
Twelve Angry Men (© 2001 United Artists Corp)
Twelve Angry Men (© 2001 United Artists Corp)
Cape Fear (Copyright © 2001 Universal Studios. Courtesy of Universal Studios Publishing Rights, a Division of Universal Studios Licensing Inc. All rights reserved)
Judge Dredd (© 2001 Disney Publishing Worldwide)
CHAPTER 5
THE INVISIBLE LAWYERS: WOMEN, GAYS AND MINORITIES IN THE LAW FILM One feature which emerges from an examination of legal film is the limited typology of lawyers who have appeared in such films. In Chapter 4 we identified a number of common characteristics that dominate portrayals of legal figures and this chapter develops this idea from a different perspective, the starting base. Traditionally the lawyer in the law film is a straight white male and this typology dominates the films of the past 50 years. Thus we find the lawyer is James Stewart in Anatomy of a Murder (1959), Gregory Peck in Cape Fear (1961) and To Kill a Mockingbird (1962), Paul Newman in The Young Philadelphians (1959) and The Verdict (1982), Harrison Ford in Presumed Innocent (1990), Nick Nolte in Cape Fear (1991) or Matthew McConaughey in A Time to Kill (1996). There are evidently a number of characteristics which appear to be missing in such portrayals; in some 750 films in which lawyers make an appearance, there have been few women, fewer ethnic minority and almost no gay lawyers. However recent years have witnessed a transition from appearing almost solely as subjects of the law, and within that principally victims, through some more token appearances to a much higher profile and sometimes positive image. The trajectories of ethnic minority, gay and women lawyers have been slightly different from each other. Ethnic minority protagonists started out solely as victims. We find them saved from the lynch mob—The Sun Shines Bright (1953) (Jeff Poindexter’s nephew) and To Kill a Mockingbird (1961) (Tom Robinson). They are, if not victims of the mob, victims of the legal process, like Tom Robinson. As part of this, a subtext often emerges of the ethnic minority being helpless without the aid of the white ‘crusader’; even recent years have seen films such as Mississippi Burning (1988) and Amistad (1997) that arguably fall into this stereotypical portrayal. This perspective, of the supremacy of the white lawyer, also appears in A Time To Kill (1996), though with a degree of refinement. It can also be seen in A Dry White Season (1989), with Marlon Brando as the radical white lawyer. Interestingly, in The Hurricane (1999), Carter employs a prominent black lawyer to fight his corner and the courtroom is shown to be as racially divided as in To Kill a Mockingbird (1962). Gays and lesbians have been largely absent from the screens generally (Russo, 1987) or their presence has been coded. That said, there are notable exceptions, such as Different from the others (1919), that provided an affirmative exposition of homosexuality.1 Sometimes the coding has been limited but their sexuality is irrelevant to the narrative, as with Joel Cairo and Wilmer in The Maltese Falcon (1941). At other times the theme has been central, but presented in a way which does not recognise a gay identity as any kind of possibility. In Tea and Sympathy (1956), for instance, the ‘love that dares not speak its name’ is referred to extremely obliquely, here involving a preference for the company of women and enjoying theatre, as opposed to getting involved in going to camp and wrestling with male
1
Jones (1996, p 258) notes that Different from the Others (1919) was a success on its first release. Even though the main character, a homosexual musician, finally poisons himself, the dour storyline is strongly countered by sections of the film in which Dr Magnus Hirschfield puts forward an affirmative view of homosexuality. He goes on to note that Hirschfield was a well known researcher whose institute was later destroyed by the Nazis and that only a few fragments of the film still exist. 117
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buddies. The movie solution for such aesthetic preferences in the 1950s is to achieve sexual fulfilment with an older woman.2 The one pre-decriminalisation appearance of the gay lawyer in Victim (1961) has homosexuality portrayed as a furtive clandestine world. Dyer (1993, p 93) makes a valid point on the cultural importance of Victim (1961) in the chronology of gay cinema: It was, in gay terms, a first—the first film to defend homosexuality as a cause in a mainstream context, the first to deal with gayness explicitly (earlier examples demand a good deal of ‘reading in’), the first to have a major star playing a gay character.3
The film had its difficulties passing the censor even in what appears to be the bland and oblique presentation of the gay world found in the film (Robertson, 1989). The problem here is seen as the existence of blackmail and its impact on people’s lives. As Dyer (1993, p 99) notes: ‘the film is organized around the investigation of crime (theft, then blackmail and the agents of investigation are the agents of law. This means that the victim image (victims of blackmail, victims of the law) is reinforced by the gay characters’ narrative passivity.’ It is only the lawyer, Farr, who is able to exert any autonomy. However he is caught in the contradiction between his profession and the application of the law as applied against homosexuality. Although the context to the film is the criminalisation of gay existence, this is addressed within the context of the detective thriller genre rather than as a direct social issues film (Kuzina, 2001). As Moran (1998) points out, however, the lawyer protagonist is presented positively as he struggles to live his life morally in a climate of fear and repression. However, issues of equal treatment and gay rights are still some way off in the early 1960s (Eskridge, 1997; Britton, 1998). The other traditionally low profile group in the whole panoply of law films is women. Parallelling the role of Della Street in the 1950s TV show, Perry Mason, women appear as secretaries and nurses in these films. They may be crucial but they are in the engine room, not on the bridge. This lack of female involvement was mirrored in the wider film industry itself: From the beginnings of the film industry in the late nineteenth century women were generally excluded from the film-making process, although it was traditional for women to work in non-technical areas such as continuity and make-up or as a production assistant. Recent research, though, seems to suggest that woman’s role has not been as silent as once thought and some women did, both directly and indirectly, exert their influence as directors, producers, editors and scriptwriters (Nelmes, 1996b, p 222).
In terms of the law, judges, lawyers and juries are traditionally heavily gender biased towards the male. Often the portrayal of juries as white male dominated in Young Mr Lincoln (1939) and To Kill a Mockingbird (1962) reflected the actual composition because of restrictions on other groups being eligible for jury service. The emergence of women into the courtroom has been relatively slow, and their appearance as strong central legal characters was presaged in the 1940s. We have a representation of a first rate effective woman lawyer in the comedy Adam’s Rib
2
Assessments of coded representations are, of course, highly subjective and may be no more than idiosyncratic readings—in The Young Philadelphians (1959) is Robert Vaughn a bad (gay?) apple and what of Martin Landau in North by Northwest (1959)? 3 On the stereotyping of gay characters, see Dyer (ed) (1977). 118
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(1949). Here we have Amanda Bonner (Katharine Hepburn) as the lawyer who defends a woman who has shot her philandering husband lover. For the narrative conflict to work we have Spencer Tracy, as Adam Bonner, the prosecuting District Attorney. The defence highlights the whole notion of gender stereotyping at a time when women had demonstrated in the Second World War that they were entirely capable of participating equally in the world of waged work. Thereafter there is nothing in the legal line for over 30 years. It could, however, perhaps be more accurate to see Adam’s Rib (1949) as one of the post Second World War strong women films starring such prominent actresses as Bette Davis, Joan Crawford and Barbara Stanwyck4 or simply as a locale for another Hepburn/Tracy double act comedy5 For whatever reason there are no more female lawyers for over 30 years until the appearance of Jill Clayburgh’s Supreme Court Justice, Ruth Loomis (Ray 1997). This chapter looks at the development of a higher profile for these hitherto invisible groups, who have begun to be accorded main protagonist status in the 1980s and 1990s.
BEYOND INVISIBILITY—THE RISE OF THE RAINBOW CINEMATIC LAWYERS Ethnic minority lawyers Despite their existence as a part of the profession for many years, ethnic minority lawyers were never portrayed in major roles until the 1990s, in line with the standard portrayal of ethnic minorities (Bogle, 1988; Young, L, 1996; Hill, 1999). On the back of the television breakthrough for ethnic minority lawyers in LA Law, with Blair Underwood and Jimmy Smits playing an African American and Hispanic lawyer, respectively, towards the end of the century, they start to appear in mainstream law films in leading roles (Sheffield, 1991). The list of such appearances is not, however, extensive. By the time of the ‘revival’ of the law film in the 1990s they have started to appear as more powerful decision-makers in the judicial process— judges and attorneys in both significant roles and minors ones. There is a silent, almost traditional, role given to Krasny’s deputy in Jagged Edge (1985). His role is limited to looking confused and apologetic for the information gaps and blunders in the state’s case, although we never hear him speak. A small speaking role is given to Belinda Conine’s assistant in Philadelphia (1993). We do not discover the
4 5
Bette Davis, All About Eve (1945); Joan Crawford, Mildred Pierce (1945); Barbara Stanwyck, Double Indemnity (1943). See, for example, State of the Union (1948); Pat and Mike (1952). 119
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name of the second chair, however, except in the credits—Jerome Green, played by Obba Babatunde. Not all the portrayals are, of course, entirely positive. Paul Winfield, for instance, is the corrupt but powerful Judge Larren Lyttle in Presumed Innocent (1990). In the same film, Rusty Sabich chooses Alejandro Stern (Raul Julia), not part of the white establishment, as his defence lawyer; he is seen only briefly in court however. The narrative is only tangentially concerned with forensic skill and focuses more on missing evidence and the ‘whodunnit’ aspect of the death of assistant prosecutor, Carolyn Polhemus, as well as the politics of re-election of a District Attorney. Morgan Freeman plays the paradoxically-named Judge White in Bonfire of the Vanities (1990), presiding over the trial of a wealthy white man. Similarly, in The Client (1994) the main judicial figure is Harry Roosevelt, played by Ossie Davis. He is a strong figure who is not prepared to accept interference by the strong lego-political figure of Roy Foltrigg (Tommy Lee Jones): Judge:
Mr Foltrigg?
Foltrigg:
Sir.
Judge:
Do you want Mr Fink to handle the case for the prosecution?
Foltrigg:
Yes sir, your honour, if it pleases the court sir.
Judge:
I’ll allow it, but try and keep his butt in that seat, pease.
It is interesting that we are beginning to see the emergence of black judges, though the judicial role, as we have noted elsewhere, is seldom a focal point in legal films (see Chapter 6). Laurence Fishbume as Nick Holbrook gives political and emotional support in Class Action (1990), although we only see his boss, Jed Ward (Gene Hackman) in action.6 Alred Woodard makes two appearances in the 1990s as African American attorney Ann Orpick in The Gun in Betty Lou’s Handbag (1992) and as Judge Miriam Shoat in the murder trial in Primal Fear (1996), and there is also another African American woman attorney, Caroline Jones (LaTanya Richardson) in Losing Isaiah (1995) (Sheffield (1993)). Joe Miller (Denzel Washington) is leading counsel for lawyer Andrew Beckett (Tom Hanks) in Philadelphia (1993), and part of the team facing him includes an African American attorney. An earlier example of an ethnic minority lawyer, this time from the period of Reconstruction in the 1860s, is James Earl Jones’ portrayal of Judge Isaacs in Sommersby (1993),7 exhibiting a firm hand to
6
There have been Jewish lawyers in a number of films such as Reversal of Fortune (1990) with Ron Silver as Alan Dershowitz, see ‘Jews in American Cinema’, in Crowdus, (1994, p 223). Also cited is Presumed Innocent (1990) with Raul Julia as Sandy Stern. The Jewish roots of Sandy Stern are not dear from the film with Raul Julia’s full name, Alejandro, and his strong Puerto Rican accent. The book is rather more oblique—Stern’s ethnic background is revealed in Turow’s next novel, The Burden of Proof (1990), where his name and accent are located as coming from his birthplace in Argentina— although his parents speak Yiddish at home. 7 Although Bergman and Asimow (1996) doubt the historic likelihood of this. 8 Separate but Equal—an Emmy Award-winning TV movie has the pioneering African American actor, Sidney Poitier, in account, over three hours long, of the struggle to get Brown v Board of Education to the Supreme Court. 120
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those in his courtroom.8 The shift from victim through bystander to major figure has been catalogued in respect of African American, Asian and Latino actors and themes (Smith-Kahn, 1998, Russell, 1998 and Roman, 2000). Indeed as regards Latino portrayals, Roman (2000, p 41) has noted that ‘[d]espite the fact that there are dozens of Latina and latino law professors, thousands of attorneys with such backgrounds…A Latina or Latino in a major Hollywood film will almost always be played as a hot-blooded gang member, musician or illegal alien. A Latina or Latino will rarely be portrayed as a working professional such as a physician or attorney…’. The culmination in the role of Joe Miller in Philadelphia (1993) shows that there need not be a simplistic use of an Atticus Finch-type figure as a model for portrayal. Joe Miller (Denzel Washington) is a small-time lawyer keen to take anything that comes his way and is not beyond the use of somewhat tacky TV ads.9 He distributes his business cards like confetti and is keen to build up what seems to be a small hungry business. He is not, however, so cynical about success that he is prepared to do anything to get publicity. His motive is not, nevertheless, noble. Rather he rejects the Beckett brief on the basis of not liking homosexuals. He is not the only lawyer to have expressed such sentiments, as we are told that Beckett’s case has already been rejected by a previous nine lawyers. Miller expresses homophobic sentiments privately. It is only when he sees Beckett in the Law Library researching his own action that he changes his mind and decides to take the case. What actually changes his mind is never made explicit. It is not simply seeing Beckett hunched and looking ill that arouses his compassion. When he sees Beckett being hassled by the librarian he shows solidarity by talking with him. He becomes more excited about the case when he discusses the precedents that Miller has unearthed. With the uncomfortable atmosphere created by the librarian, the description of what discrimination implies in theory and the reality of how people with AIDS are treated as pariahs, Miller’s attitude starts to change. Conflating those with AIDS with the gay community, his treatment of the bearer of both of what Miller would term these ‘conditions’ crucially changes. He takes the case, but whilst this may be the first part of his transformation and the beginning of a shift in his perceptions of gay identity and lifestyle, his full transformation is far from swift. He does, for example, continue to feel uncomfortable in the presence of other gays; this is notably portrayed in a meeting with a young black man in a pharmacy. By the end of the film he has undergone a slow shift from tolerance to acceptance to true appreciation of his client. He is a good courtroom performer with a clear grasp of how to hone in on the issue underlying the case. Taubin (1994, p 24) argues that the Miller character is the more significant: Joe is the central character. The narrative of Philadelphia is less about being gay and living with Aids than about being heterosexual and homophobic. Joe comes to understand how his homophobia, which he regards as integral to his manhood, underlies his fear and loathing for people with Aids. But Philadelphia is a breakthrough film, not only because it deals with Aids and homophobia, but because it is the first major non-action Hollywood movie in which a black man personifies mainstream America. Joe’s homophobia is a sign of his normality (he’s a regular Joe): Andrew’s white skin privilege is cancelled by his homosexuality and his disease.
This is an interesting reading of a film which is generally assumed to be a film 9
It is not entirely dear whether it is the unusualness of these in Philadelphia or their nature that results in almost everyone he meets identifying him as the ‘TV guy’. 121
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about AIDS. The point about Miller as a representative of mainstream American opinion raises the question as to why he need be bigoted rather than possess a ‘Finch-type’ wisdom over issues such as racism. The issue is, of course, not dear cut: Finch’s purity is by no means assured, as we outlined in Chapter 4, and there is often the need for our screen lawyer to undergo a personal transformation. With his portrayal as a fully rounded person, warts and all, and his transition from success orientated bigot to humane and caring individual, we have a classic version of a heroic but recognisable lawyer. Smith-Khan (1998) indicates that the depiction of Miller is subtle in that ‘an African American attorney’ is depicted as ‘a professional wrestling to overcome biases that threaten his ethical and moral being’ (SmithKahn, 1998, p 130). Miller is thus in the mould of the more complex less unidimensional lawyers whom we encounter in the early golden age identified by Harris (1987). He is in the later tradition of flawed lawyers achieving redemption through law, like Tony Lawrence (The Young Philadelphians (1959)), Frank Galvin (The Verdict (1982)) and even Tom Logan (Legal Eagles (1985)). Taubin (1994) also makes the point that the casting of Washington guaranteed a black audience that ‘otherwise might not have had much interest in the problems of a rich white homosexual with AIDS’. This question of targeting casting at audiences is also raised by Sheffield (1991). He argues that ‘films aimed at Black audiences in the early twentieth century presented black lawyers favorably’.10 Given that Philadelphia (1993) was both an artistic and a commercial success it is surprising that there has been no attempt to centre a subsequent legal film on an ethnic minority protagonist. Washington himself appears in another legal thriller, The Pelican Brief (1993), but as a journalist rather than enjoying the status of lawyer. There are no other major ethnic minority lawyers who figure as the cinematic focus in subsequent mainstream offerings, neither male nor female. Gay themes in law films and gay lawyers It is perhaps unsurprising that sexuality has not been focused upon to any great degree within legal film. The courtroom drama might be expected to feature lawyers dedicated to the law for whom sexuality is not really imaginable. Certainly one reading of Young Mr Lincoln (1939), for example, sees Lincoln choosing the law over any romantic attachment he may have had; essentially he is sexless. It is almost as if other emotions may get in the way of a quest for justice and there is not time for a distraction from a lawyer’s vocation. That said, we see Cher in Suspect (1987) outwardly bemoaning that her commitment to her job has cost her the chance to have a relationship, and perhaps a child, and she is resentful of this. There are, of course, dedicated lawyers for whom the personal life is secondary to doing justice. These include Charles Laughton’s Sir Wilfred Robarts in Witness for the Prosecution (1957) and Gregory Peck’s Atticus Finch in To Kill a Mockingbird (1962). Many of the subsequent lawyers do, however, have emotional entanglements complicating their professional lives. These range from Paul Newman in The Young Philadelphians (1959) and The Verdict (1982), Tom Cruise in The Firm (1993), Gene Hackman in The Firm (1993) and Class Action (1990). Insofar as they possess sexuality, these non-Philadelphia 10 The films he quotes are The Coloured American Winning His Suit (1919), Murder in Harlem (1935) and Life Goes On (1938). Unfortunately none of us have been able to see any of these and cannot offer any critical comment. 122
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(1993) lawyers are, without exception, clearly straight. When women finally appear, frequently as protagonists, in law films, discussed below, the same sexual presumption applies to them. Although, as Moran (1998) has pointed out, in other areas of popular culture such as TV11 and novels12 (Munt, 1988; Kavanagh, 1980; Gilbert, 1991), gay characters appear either as lawyers or other legal figures. There are, however, as indicated, only two films in which gay lawyers appear as major protagonists (Moran, 1998). It is not easy to add to this list looking to lesser roles. All we have is occasional gender displacement. Reggie Love employs a male secretary in The Client (1994) but this is no more than a device to allow young Mark Sway to draw attention to the fact that, young as he is, he expects lawyers to be men. The fact that lawyer Love has a reasonably standard male name may also have something to with his error. The range of sexuality in law films seems to be restricted to the heterosexual.13 It is a long wait after Victim (1961), however, until we have another heroic protagonist in the shape of Andrew Beckett in Philadelphia (1993). Thirty years separates Melville Farr and Andrew Beckett. The first stages in the struggle for equal treatment has taken place without impinging on the legal film. It is the theme of AIDS and its impact on a highflying young corporate lawyer that brings us a gay lawyer in Philadelphia (1993). Andrew Beckett’s sexuality is what drives the narrative, since he loses his employment when it is discovered that he is gay. There is, however, an alternative explanation put forward by his employers. He has, according to them, been sacked because he has not able to perform his duties satisfactorily and cannot ‘cut the mustard’. This conflict provides the essence of the court action he raises against his erstwhile employers for discrimination. What we know of Andrew might lead us to believe that he is a dedicated hardworking lawyer. To what extent he is the sort of lawyer that Atticus Finch or Jed Ward would approve is not clear. Miller asks him whether he is a good lawyer. On being told that he is an excellent lawyer, he enquires as to what makes Beckett such a lawyer. Apart from knowing the law and excelling practising it Beckett loves the law, he loves it for its inclusivity and for the way in which it makes him feel part of something bigger, something important. We see him at the start resisting a nuisance suit against his clients, Kendo Construction. They are building a skyscraper and allegedly damaging the health of those in the immediate neighbourhood. The issue which generates the dismissal of the action is a copyright infringement of a spreadsheet system. Whilst this may be quintessential 20th century version of basic human rights, this kind of work does not seem likely to produce those thrilling moments of justice of which Andrew waxes so lyrical when on the witness stand later on. Perhaps he is no more than a hotshot corporate figure like Mitch McDeere or Tony Lawrence. He has certainly never sought to challenge the oppressed nature of those who share his sexuality. Indeed, while he patently would not have agreed or concurred with the locker room banter he was subjected to (anti-gay jokes, etc), he chose to suffer in silence
11 LA Law featured Amanda Donohoe as bisexual CJ Lamb bringing out the lesbian side of Abby Perkins; This Life in the UK had one of its lawyer flatmates, Warren, coming out and leaving the restricting world of law—although another non-lawyer flatmate continued as the gay presence in the series. 12 Munt (1988) provides an overview of lesbian crime fiction. Bisexual and gay PIs are found from as early as Dan Kavanagh’s Duffy (1980), to Gilbert (1991). 13 The portrayal of lesbian and gay characters generally has been limited—Wilton (1995); Russo (1987). 123
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for fear of putting the steep trajectory of his career in jeopardy. This portrayal of the law as a bastion and reflection of male values is reinforced in a number of films. For example, in The Firm (1993) there is a distinction drawn between the male lawyers and their partners. The women are expected not to work but to produce a family in order to encourage stability. In A Civil Action (1999) it is the woman (possibly a lawyer, though her status is not clear) who wants to hear the details of the case when the male lawyers want to ditch it as uneconomic. If Beckett is, as he suggests, thrilled by exposing injustice, the need to live a double life in the late 1980s does not make him a legal hero for a generation out of the closet. Unfortunately it is as the bearer of AIDS rather than as a lawyer in his own right that we encounter him. The lawyers active in the courtroom in Philadelphia (1993) are Joe Miller and, to a lesser extent, Belinda Conine (Mary Steenburgen).14 Those who start as lawyers, such as Andrew Beckett, Charles Wheeler (Jason Robards, Jnr) and Walter Kenton (Robert Ridgely), rapidly fade into the background as regards their lawyer input. Interestingly, the first major portrayal of a gay lawyer shows him as a victim and, along with most of the other key legal players at the beginning of the film, he features only as a witness to the action. Beyond these two films, however, the appearance of the gay world in legal films is largely confined to three versions of the Oscar Wilde case which effectively demonstrated the cruelty and hypocrisy of Wilde’s treatment by a homophobic legal regime (see Oscar Wilde (1959); The Trials of Oscar Wilde (1960); Wilde (1997)).15 Moran (1998) emphasises that there is more to Andrew Beckett’s appearance as a lawyer than the according of this status to a gay character. He notes that he has transcended merely appearing to transforming the institution of law into something homosocial. He is able to do this convincingly through the deployment of the relationship between him and another previously invisible lawyer, the African American, Joe Miller. Women in law films Women, in fact, made their appearance in law films early on in the 1930s and this early development has been traced elsewhere (Sheffield, 1993). Although Sheffield notes that by 1930 women comprised some 2% of the national bar, the class which bids law Professor Edward G Robinson farewell with a rendition of Gaudeamus Igitur towards the end of the decade, as he goes on his sabbatical leave in I Am the Law (1938), is exclusively male, nothwithstanding the fact that there were then around 4,000 female lawyers (Sheffield, 1993, p 108). In the classic era of law films in the mid-1950s to the mid-1960s, neither in Hollywood nor abroad do we find serious women lawyers in the mould of Katharine Hepburn’s Amanda Bonner.16 The roles which were secured by women lawyers during the 1980s and 1990s were a significant change from their previous invisibility. When they do start to appear in the 1980s they provide, however, rather ambivalent role models. They are
14 Steenburgen is assisted by another African American lawyer—neither of them, though, exist in the film other than as posers of questions for the discriminating law firm Wyant Wheeler. 15 There are, of course, comedies like Jeffrey (1995) and In and Out (1997) which according to Russell ‘might serve as effective complements to a courtroom drama like Philadelphia’ (Russell, 1998, p 2). 16 A Constant Husband (1955) has Margaret Leighton prosecuting charming bigamist Rex Harrison in an amnesia comedy; A Pair of Briefs (1962) has Mary Peach jousting for a place in a barristers’ chambers with Michael Craig in a case involving a wife who has left her husband. 124
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nevertheless present in significant numbers as main characters, and a number of recurrent plot lines have been used in these films. The films are not so numerous that it is possible to analyse the plots in the way in which the Western was interrogated in the 1970s. There are, however, a number of recurrent themes in which, on balance, women lawyers are portrayed on the whole as flawed. A caveat, of course, needs to be entered here in relation to male lawyers. As a number of commentators have observed, the heroic lawyer may well be something of a myth (Greenfield, 2001). What is interesting is the qualities which are inscribed in these first major female roles.17 Miller (1994, p 205) argues that there is a dual identity in the portrayal of women lawyers:18 Female attorneys in film have been presented as an oxymoron; they have two identities—‘female’ and ‘attorney’—which cannot logically coexist. Initially, these characters are introduced as successful and bright legal practitioners; however their personal lives are empty, which in the film’s sexual economy means they are unmarried. This conflict between professional success and personal ‘failure’ is resolved in favor of reasserting male privilege in the legal sphere, and returning women to the private, domestic sphere in which they should feel more comfortable. This return is marked by the destruction of the professional capacity of the female attorney. The oxymoronic puzzle is solved: these characters, robbed of their legal identities, are now only ‘women’.
This raises some important points. First, whether this is an accurate description of the female attorney in film, and secondly, whether this depiction is any different from the male equivalent. In Chapter 4 we made some observations concerning the characterisation of screen lawyers, the majority of whom are male, and the relationship of the lawyer to his family is often an important element to the character. For example, in Cape Fear (1991), the relationship between Sam Bowden and his wife is a central feature of the film, the moral dimension. Diggs (1992) argues that when we have a central legal figure as a woman the nature of the transgressions permitted alters. Male lawyers are allowed many different types of outlawed behaviour and still return to see that justice is done. She suggests that there are four categories of behaviour where women lawyers are treated differently from men. She classifies these as ‘breaching the natural order’, ‘restoring law and order’, ‘breaking the code’, and ‘sending a deliberate message’. We have argued throughout that character defects and challenges are part of the consistent screen make up of our male pivot, so it is to be expected that women lawyers are provided with the same ‘weaknesses’ and opportunity to use law as a means of personal transformation and fulfilment. Diggs argues that the woman lawyer has at the heart of her dilemma a conflict between work and family: ‘her ultimate failure is as mate and mother.’ This is often seen with respect to male lawyers: Sam Bowden (Cape Fear (1991)) and Frank Galvin (The Verdict (1982)), so why should it matter if it also applies to our women lawyers? Certainly children and family life impinge far more on women lawyers.
17 There are instances in these films where a woman appears as a lawyer in a minor role which does not allow us to gain any insight into the kind of person or lawyer they might be. On the lines of Perry Mason’s DA opponent, Hamilton Burger, their task is to return the service of the major protagonist. Contrast Belinda Conine in Philadelphia (1993) and Janet Venable in Primal Fear (1996)— the first a mere asker of questions, the other’s character revealed to us in her complex and ambivalent relationship with Martin Vail throughout the film. 18 Miller (1994) argues that there has been little written on the absence of women lawyers in film. However, as our bibliography demonstrates, there is a growing amount of academic work in this area. 125
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One only has to think of Reggie Love (The Client (1994)) to, most famously, Kathleen Riley (Suspect (1987)) to see the point. However Diggs’ argument is that this is the only fault line that women are allowed and all their faults are tied in with this. They are not permitted to be drunks, such as Frank Galvin.19 An interesting contemporary example that provides an equality of personal flaws is provided by Devil’s Advocate (1997), where both of the lawyers are the siblings of Satan. Diggs’ second strand is that women act in the same way as men to ensure that justice is done, but when they do so it is not as lawyers because it happens outside of the courtroom. The delivery of justice is, then, tied intimately to the practice of law, except when it is the woman who is in the lead role: ‘At film’s climax, the protagonist has resumed one of her natural roles—mother, wife, daughter—and she has gone home to do it’ (Diggs, 1992, p 51). The examples she provides of externally delivered justice are Jagged Edge (1985), Music Box (1989), Defenseless (1990) and Class Action (1990). There are, though, examples of women courtroom lawyers actively involved in the justice process: for example, Kathleen Riley (Suspect (1987)) and Gareth Peirce (In the Name of the Father (1993)). Similarly, not all men deliver justice inside the courtroom; both Finch and Lincoln have to physically defend their clients, and Bowden, in Cape Fear (1991), ultimately delivers justice by killing Max Cady. This point, of course, depends on how the limits of the courtroom are defined. The third element relates to the breaking of ethical codes. As we have noted in Chapter 4, this is a frequent occurrence, the lawyer stepping outside of his ethical codes to achieve justice. Diggs argues that when male lawyers do this, the result is either death or physical harm or a critique of the code itself. However, when women breach the same ethical codes there is no sanction, the woman attorney walks free: ‘by allowing her to spurn the code without recourse, the trial film does not liberate its female attorney’ (Diggs, 1992, p 51). There are clear examples of the male lawyer facing physical harm (Cape Fear, (1991)) yet equally in The Verdict (1982), Galvin escapes unscathed despite breaching his clients’ confidence. Perhaps a nice contrast is provided by Riley (Suspect (1987)) and Finch (To kill a Mockingbird (1962)) and the manual dexterity of the defendant. Both perform the trick of throwing an object to the client to demonstrate dominant hand: Riley is admonished angrily by the judge whilst Finch does not seem to have offended any court procedure. Diggs’ final point is a more general ideological one concerning the sexual dimension to the cinematic image of women lawyers. Diggs’ points provide an interesting initial framework to examine some of the issues surrounding the characteristics of the portrayal of women lawyers and the following section continues this analysis.
PERSISTENT THEMES Can’t live with ‘em, can’t live without ‘em20 In First Monday in October (1981), Jill Clayburgh appears as a Supreme Court judge. This film appears to be the first film where a woman lawyer appears after the Amanda Bonner portrayal. As Ruth Loomis, she is a broad brush cinematic version 19 The other faults she gives examples of are disreputable (The Story on Page One (1960)), drunk (People Against O‘Hara (1951)), disabled (Witness for the Prosecution (1957)). 20 Hank Williams, Wearin ‘Out Your Walkin’ Shoes (1951). 126
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of Sandra Day O‘Connor. She is conservative and is against pornography and in favour of business and family values and the opposite to liberal justice proponent, Dan Snow (Walter Matthau). The film trades on Walter Matthau’s capacity to play grumpy characters and centres on their mutual antagonism. Like disparate cop partnership films, this is a formulaic film in that the audience knows that the two will learn to have mutual respect for each other. Even given the unlikely material of Walter Matthau, romance is hinted at with the couple ascending the steps of the Supreme Court hand-in-hand. Whether this is for physical support after Dan Snow’s coronary or as a sign of growing affection is not certain. The court setting provides a context in which their antagonism can flourish. The process of judging provides a formal context in which the normal conflicts between individuals can be played out and their views on pornography, business responsibility and the environment are explored. This is, however, like its immediate predecessor, a romantic comedy which provides some food for thought rather than some deep Shavian text. There are two encounters where the casual chauvinism of Snow is exposed. Although supposedly the liberal voice on the bench, he finds difficulty adjusting to the reality of a woman’s presence. It is against her sex, however, that we see him giving vent to his views as well as her politics, referring to her sneeringly as ‘Madame Justess’. The trick of the film is to never let us feel entirely comfortable that the antipathy is political rather than gender-based or political. We want to see the sequel or TV spin-off to see where this political relationship and its sexual dynamic are headed. Loomis is shown as both tough-minded and pragmatic. She is not prepared to meekly allow Snow to make pronouncements on pornography without drawing attention to the limitations of this ‘principled’ position. Unlike Snow, she shows a capacity for rational debate rather than a rapid retreat into slogans and ad hominem attacks. By portraying a woman in a position of significant power, albeit in a romantic comedy, the film started a belated Second Wave for feminism in legal film. A version of the trope of the shift from mutual antagonism to respect is also found in the next woman lawyer appearance. In Legal Eagles (1985) Debra Winger appears as the engaging, but less than impressive, defence attorney, Laura Kelly. She comes up against hotshot prosecutor, Tom Logan (Robert Redford). He is being groomed by his boss to take over as the next District Attorney. The twist here is that the antagonism is professional rather than personal. Indeed, to Logan, Kelly is a kid sister figure to be patronised and ignored. To Laura, however, Logan is a big hero as she struggles with her single practitioner business. She admits to him that she copies the way he does a semi-double-take when he wants to cast doubt on testimony from witnesses which does not suit his case. Having encountered Kelly he is unable to sleep. We are never entirely clear whether this is incipient romance. Events take over. In this instance, Logan offers succour to Kelly’s vulnerable client, Chelsea Dearden (Daryl Hannah). Caught in bed with someone who turns out to be a murder suspect, he ends up losing his position. With nothing else to lose he teams up with Kelly to defend Dearden. In the process of rooting out the truth he begins to appreciate Kelly’s gutsy qualities. It is almost the girl with glasses who suddenly grows up without our hero noticing. At the end of the film it is a partnership in law and of love. The difference between this partnership from that of the previous examples in Adam’s Rib (1949) and First Monday in October (1981) is the imbalance of power in this new relationship. As Mrs Tom Logan, Debra Winger will be looking after their young children before long. They will have her eyes but his charming grin: this is law practice as an opportunity for pairing rather than for 127
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justice. In terms of sexual politics it did not augur well for the type of role women might play. Falling in Love Again 21 The next trope that dominates women lawyer films from the mid-1980s, is falling in love in such a way as to adversely affect her judgment. We have five films in seven years with this same underlying narrative device. Essentially, the woman lawyer falls for a dangerous charmer. Another aspect of these portrayals is heavily patriarchal, in that the woman is seen as being unable to do her job without the outside help of the male—an echo of the portrayals of white civil rights activists assisting the helpless ethnic minorities in Amistad (1997). In Jagged Edge (1985), Teddy Barnes (Glenn Close), a former criminal defence attorney accepts the brief to defend publisher Jack Forrester (Jeff Bridges). Her willingness to take his case is linked to the promise of partnership at her big corporate law firm. She is an ex-prosecutor whose childhood dream was to grow up to be a prosecutor to carry on the family business. Her father was a police officer. The decision to finally accept Forrester as her client seems to stem directly from her gut feeling that he is innocent, in the face of the circumstantial evidence pointing to his guilt. For reasons which are never entirely clear, the divorced mother of two, Teddy, becomes romantically entangled with her client while awaiting his trial date. Her antipathy to the prosecutor, her old colleague, Thomas Krasny (Peter Coyote), stems from the knowledge that he suppressed evidence that would have freed a convicted felon some years before. At the time she did nothing about this injustice. We might reasonably assume that this stemmed from her position of powerlessness as a woman in the male-dominated world of law, although we know that Teddy is ambitious. As the film starts Teddy learns that this individual has committed suicide. So we see a woman whose decisions and evaluation of the evidence are influenced by her emotional reactions to individuals. This might be seen as a contrast to the male lawyerly virtues of clear-minded objective pursuit of justice which Paul Biegler, Tony Lawrence, Atticus Finch and, eventually, Frank Galvin demonstrated. It should not be forgotten, however, that Anthony Keane (Gregory Peck) in The Paradine Case (1947) illustrated a similar kind of human frailty in conducting a case. It might even be argued that Sir Wilfred Robarts has emotional reasons for taking the case of Christine Vole (Marlene Dietrich). He seems to hint at the end of Witness for the Prosecution (1957) that it is the attractiveness of his new client that impels him to offer to act as her defence counsel since she has killed his previous client. Of course, it may be that he has doubts about extracting his fee from the Vole estate. In what starts as a police corruption drama, The Big Easy (1986), Ellen Barkin, as assistant District Attorney Anne Osborne, falls for the bayou accent and impressive physique of police lieutenant Remy McSwain (Dennis Quaid). She is providing specialist input, in New Orleans, into gang member deaths, but is too wedded to her work to have a personal life. They sleep together. She subsequently discovers that although he is in law enforcement, he is part of the widespread police protection service available to businesses. She is shocked to discover this. His boss is set up by
21 Marlene Dietrich, Falling in Love Again (1960). 128
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an undercover team but, doing him a favour, Remy is the one who actually accepts the bribe. Anne, wearing her prosecution hat, prosecutes him. Solidarity is strong in the police force and vital video evidence is damaged and Remy is acquitted. The rift between them seems complete. There are, however, more significant criminals at work, and the two unite against an evil greater than small-time corruption. This evil turns out to be a conspiracy of murderous policemen keen to make a big killing in drugs. By the end of the picture, Anne and Remy are married. He is a changed man and we have watched another romantic comedy, but with some dead bodies this time. Another young female public prosecutor also features in Physical Evidence (1989). Jenny Hudson (Theresa Russell) is fed up with being treated as a lesser breed of lawyer and given a diet of the usual traffic violations that have been consigned to her. She demands a chance to shine in dealing with the prosecution of the killer of a local night club-owning mobster. Since the chief suspect, police detective Joe Paris, is played by Burt Reynolds, the story-line arrives already written. Of course Hudson falls for Paris. This is a process made easier by Hudson’s selfobsessed yuppie boyfriend. The role of clearing Paris and saving the world becomes increasingly that of Reynolds, with Russell simpering in the background. At the end we have forgotten she was once a lawyer who demanded to be treated professionally by her colleagues. Similarly, in Defenseless (1990) Barbara Hershey starts out as a ‘big league attorney’, TK (Thelma Knudson) Katwuller. She works in a glossy plateglass corporate law firm. This is more promising. There is a slight change here to the romantic twist. TK has already succumbed to the sleazy charm of businessman Steven Seldes (JT Walsh) before she has to defend him from charges of allowing his property to be used for the making of pornography involving young girls. Having discovered that her lover is indeed a pornographer, she seeks confirmation of his guilt but is attacked by him. She escapes but is forced to return to recover her car keys which have been displaced in the struggle with her client. When she gets back he has been killed by someone else. The wife is tried but, thanks to TK, she is acquitted. The lawyer is then framed for the murder. She has successfully defended the wife only to discover that she did the deed all along. With the double jeopardy rule operating, Ellie cannot be retried. She is taken away to be cared for. Hence poor TK is used by both her lover/client, and his cuckolded wife—the film could have been renamed ‘Gormless’. The underlying sexual politics of this film have been seen as part of Susan Faludi’s 1980s backlash against feminism (Graham and Maschio, 1995–96). Part of the charge includes not only the films mentioned (Faludi, 1992) but also, perhaps surprisingly, a film by the director of Twelve Angry Men (1957), The Verdict (1982) and Dog Day Afternoon (1975), Sidney Lumet.22 In Guilty as Sin (1993), top attorney Jennifer Haines (Rebecca de Mornay) is selected to represent an alleged wife murderer, David Greenhill (Don Johnson). She accepts the task, falls under the spell of the charming Greenhill and makes serious professional errors of judgment. Having discovered that her client has indeed murdered his wife but appears to be likely to escape justice, she seeks to ensure his conviction by planting evidence against him. Greenhill, however, manages to persuade a woman friend to provide him with an alibi and the jury is deadlocked. He is released on bail pending a new trial and his
22 The Verdict (1982), of course, contains the sexually available Charlotte Rampling as a lawyer’ whose sole narrative function is to distract Frank Galvin (Paul Newman) from pursuing the case. 129
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character undergoes a transformation from calculating and rational to vengeful. When the ex-client focuses his homicidal attention on her she is only able to ‘assist him’ to his death over the side of the block of flats she lives in. Unfortunately he is still holding on to her at this stage. He dies but she survives. How extensively she has been able to benefit from his final role as a human cushion is not clear as the credits roll, although her boyfriend assures her ‘she is going to be alright’. Hers is a fitting end to the roster of the misjudgers.23
FALLING UNDER FATHER’S SHADOW Tushnet (1996, p 244) notes the ‘dominant versus other’ trope often involves ‘law versus justice’. In two woman lawyer films there is a variant concerning father/ daughter relationships. They both deal with the struggle of daughters to escape from the dominant influence of their fathers. Interestingly, this theme of parental/ sibling relationship is one which has been used in other male-centred films. We see, for example, Kaffee (Cruise) in A Few Good Men (1992) constantly striving to live up to the memory of his father and the way other people judge him in relation to this. Certainly, the somewhat obviously schmaltzy riposte at the end of the film that ‘his father would have been proud of him’ backs this up. Thursby, in Brothers in Law (1957), has a famously gifted and successful uncle whose memory haunts him like a spectre and within the context of which his success or failure will ultimately be judged. From a different angle, whilst we have argued about its relevance as a law film, and in particular in terms of its portrayal of a true story (see Chapter 3), In the Name of the Father (1993) can also be seen on one level as a film about the relationship between father and son.24 Devil’s Advocate (1997) contains a similar if somewhat unlikely revelation at the end. These types of relationships may deeply affect how the individuals concerned operate as lawyers. In Music Box (1989) Ann Talbot (Jessica Lange) is a successful criminal lawyer, divorced with a son. Her father insists that she undertake his defence against deportation to face war crimes. It is never made entirely clear why the successful and hard-headed Talbot fails to heed the most elementary canon of law concerning the need to avoid emotional entanglement in a case. Her father, Mike Laszlo (Armin Mueller-Stahl), is alleged to have been the leader of a notorious band of Hungarian collaborators, Arrow Cross, who committed atrocities during the Second World War. Of course, Lange pursues the case to prove her father innocent. This sets itself up as a standard vindication of someone falsely accused by shadowy forces of the old Communist Hungarian State. They are acting against Laszlo because of his active anti-Communism when in the United States. This has the hallmarks of a take on Kafka’s The Trial. The documentary and witness evidence which is produced by the Government is, however, effectively countered by the production of a Soviet expert in document forgery. There is also the revelation, on
23 See, also, Primal Fear (1996) and the ambivalent role of Janet Venable (Laura Linney)—whilst she allows herself to be used by Martin Vail it is in the pursuit of justice, albeit at the expense of her career prospects. Their final scene leaves it unclear as to whether their relationship will resume. If it does, however, it will be as equal partners. She has resisted his blandishments in a way in which Teddy Barnes, Laura Kelly, TK Katwuller and Jennifer Haines did not do. 24 Jim Sheridan also tackled the mother/son relationship in My Left Foot (1989). 130
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cross-examination by Talbot, that some of the witnesses are members of the Communist Party and have an interest in discrediting the anti-communist Laszlo. The final witness evidence which will tip the scales one way or the other turns out to be a disaster for the Government and Laszlo is vindicated. The director is, however, Costa-Gavras and there is more to this tale than a feel-good brave lawyer rescue plot. The evidence which is finally tracked down leads Lange to the inescapable conclusion that her father was indeed a murderer. The bleak ending has her swearing never to speak with him again and starting life with her son and her extended family destroyed. Throughout the legal scenes Talbot has shown herself to be misguided and at times less than fully competent. Her salvation, however, involves casting her father from her life and that of her son. By contrast, and slightly less traumatic, is the father-daughter relationship in Class Action (1990). Maggie Ward (Mary Elizabeth Mastrantonio) has always craved the approval of her philandering lawyer father, Jedediah Ward (Gene Hackman). He has been largely absent from her upbringing, fighting injustice and righting wrongs, and yet failing to recognise her efforts. Nothing she has ever done has been good enough and yet she has succumbed to trying to meet the standards of this tyrant. He is portrayed as a man who loves ‘the people’ as a broad concept, but finds greater difficulties dealing with actual living individuals. As a lawyer unable to meet his exacting standards and confronted by his indifference, she rebels by seeking to make her way in the (different, other) world of big corporations. The path whereby the two achieve eventual reconciliation has two elements: there is first resolution of the conflict of values in favour of those of the people against those of capital. The practice of the lawyers for big corporations abusing their power finally sickens Maggie. She is able to stomach it to an extent, and she is almost sucked into the maw of the firm with the promise of a partnership. Her conscience is finally pricked. As far as the father/daughter relationship is concerned, there appears to be a capitulation of the filial revolt in favour of paternal dominance. What is less clear is whether the insufferably selfsatisfied Jed Ward has made any adjustments in his personal relationships or whether he will go on using people for the grander aggrandisement of his humble work of saving the world. These portrayals take as their particular point of departure this paternal/filial conflict and it is this which provides a significant part of the dynamics of the narrative, along with the questions of freedom of speech, ethnic identity and class which also run through these two films. They provide a richer more varied kind of backdrop than in some of the films where the legal issue or plot occupies centre stage, like Anatomy of a Murder (1959), Presumed Innocent (1990) and Cape Fear (1991).25
PROFESSIONAL BURNOUT There are few presentations where women lawyers are displayed as though they could operate as professionals. In none, however, is this shown as anything other
25 The contrast with the range of new issues which Martin Scorsese introduces into Cape Fear (1991) is itself a valuable insight into the possibilities within a formulaic medium (see Sherwin, 1996). 131
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than highly problematic. In Suspect (1987) Cher, as Washington DC public defender Kathleen Riley, is in danger of losing objectivity as her workload overwhelms her. Her life has become a parody of the workaholic. As she complains to her fellow long-stay public defender Morty Rosenthal (Fred Melamed), her professional life has overtaken her personal life, and she appears tired with the incessant treadmill of her existence. When she asks her fellow PD Morty Rosenthal why he carries on he replies that it is for the same reason she does: For the sake of the one poor bastard who didn’t do it.’ During the trial her professionalism is constantly under challenge from the judge, Matthew Helms (John Mahoney). However, by the end of the film she has been vindicated and her client is free. She finds contentment in the unlikely arms of political lobbyist, Eddie Sanger (Dennis Quaid). He has assisted her in discovering the real murderer as well as saving her from death and danger. He has done this despite being a member of the jury supposed to be hearing the evidence and defence in the case. Given his background as a manipulative and mendacious schemer, perhaps the prospects are not excellent and Riley’s ability to continue to work with murderers and rapists must be doubtful. It is not clear why the overwhelming professional responsibilities should be affected by an emergent personal life, except in the ironic sense that, in fiction at least, sex is an all-purpose problem solver. The same kind of battle against an impossible workload, with serious doubts about the possibility of securing justice, occurs in The Accused (1988). Kelly McGillis, as public prosecutor Katheryn Murphy, demonstrates sensitivity and skill in dealing with a rape case where the evidence against the perpetrators is such that a plea bargain down to ‘reckless endangerment’ is made. Murphy is persuaded by her boss’s scepticism that something less than a rape charge has to be accepted to secure any chance of conviction. The reason why this is so has to do with the kind of defence, which has traditionally been available in rape cases, of the double trial. Not only are the accused’s actions under consideration, but as part of their defence they introduce the lifestyle of the victim into court. This is no longer formally permitted in British trials, although there are certain exceptions.26 Research suggests that there is a high incidence of breach of the prohibition against leading character evidence.27 The fact that the three accused are all given prison sentences of between two and five years does not mollify victim, Sarah Tobias (Jodie Foster). Like Mersault in Camus’ L’Etranger, she is excluded from the process of justice and denied an effective opportunity to tell her story, and is incensed that she was not consulted about the plea bargain. When Murphy is made aware of the anger and resentment of the victim at her treatment she admits this was a mistake and determines to secure some more equitable outcome. Poring through the texts in an all-night session she discovers the possibility of an obscure crime which she proposes to use against those in the crowd whose cheers encouraged the commission of a crime. Her boss regards this as a loser and threatens to fire her. She is adamant and says she will leave the department and raise the action as a private prosecution. How feasible this course of action is we never discover as next time we see Murphy she is assembling witnesses for the prosecution. The men in the bar who egged on the rapists are charged with ‘criminal
26 Law Reform (Miscellaneous Provisions) (Scotland) Act 1985, s 36 introduced this in Scotland. 27 For an analysis of Scottish trials see Brown et al (1992). 132
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solicitation’. With the crucial evidence of the college boy who actually put in the 911 call with which the film started, and Murphy’s summation, the precedent is set. Unlike most courtroom films there is almost no coda. All we see is Murphy and Tobias going down the courtroom steps to their separate lives. Tobias is returning to her dog in her trailer home, presumably to waitressing. She has achieved some element of redemption. She has escaped from male dominance, at least temporarily, albeit at the cost of dependence on a male institution of the law. This institution has, however, been affected by the injection of a new voice into the discourse. McGillis is going back to presumably carry on her frustrating round of plea bargaining. Although we have two glimpses of Murphy’s existence outside her work setting, at a hockey game and hosting a dinner party, the overwhelming sense is of someone, like Riley, whose resolve is being tested. We are left to speculate as to the change which the precedent setting episode may have made beyond the specific issue. The absence of a clear view forward is compounded after the fadeout by the screen information preceding the credits. Whether Murphy will be energised by her victory to carry on the struggle, or whether her and Sarah Tobias’ victory is of any moment in the context of these depressing statistics is, of course, for the viewer to speculate in this thought-provoking work. As far as burn out lawyers are concerned there is more than a hint of this in the single person practice operated in The Client (1994) by Reggie Love (Susan Sarandon). She operates as a low rent people’s lawyer more by way of therapy for her own past as a discarded, middle aged, school run Mom. When her husband goes off with another woman she has a breakdown. Banned from seeing her children, she seeks to conquer her demons at law school and then in legal practice. She lives with her mother and seems to rely on her heavily for support. We see her fierce concern for her vulnerable young client, 11 year old Mark Sway. Mark has witnessed the death of a mob lawyer. He has been told a secret which puts his life in danger. The unlikely solution he chooses, instead of seeking the protection of the state authorities, is to obtain the services of a lawyer. Reggie saves Mark from the clutches of the state. In the original book, it is clear that the case will be prosecuted only insofar as it serves the interests of would-be Governor Roy Foltrigg (Tommy Lee Jones). In the film, however, this ambition is moderated and the threat to the child seems less obvious. It does, however, give the lawyer an opportunity to show her forensic as well as her nurturing skills. The changes in the process of adaptation involving, as they do, a softening of the character of the District Attorney means that we have a hint of a romantic future for Reggie and Roy Foltrigg (Robson, 2001). Where will Reggie go from the airport when her client and his family flee to a witness protection scheme? A happier future with another lawyer is one of the possibilities on which we are left to speculate. That said, it should be pointed out that the male lawyers of the 1980s and 1990s have been provided as more rounded characters, with problems and difficulties, rather than merely men in white suits slaying the dragons of evil a la Atticus Finch (To Kill a Mockingbird (1962)) or Sam Bowden (Cape Fear (1961)). From the alcoholic Frank Galvin, haunting funeral receptions (The Verdict (1982)) and Tom Logan failing to resist vulnerable blondes (Legal Eagles (1985)) to mendacious cheating Sam Bowden (Cape Fear (1991)) and weak-willed Mitch McDeere (The Firm (1993)) male lawyers are far from unsullied. Even when they are shown as being less than self interested, like Rudy Baylor in The Rainmaker (1997), they have dark propensities, in this case the willingness to batter to death an unconscious wife abuser. 133
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BACK TO INVISIBILITY In the midst of a critical and commercial blockbuster involving a smart attorney in pursuit of the truth and a male hierarchy determined to operate its own rules, we have the insertion of a strange piece of throwback sexual politics. Whilst Lieutenant Daniel Kaffee (Tom Cruise) is seeking to find out the truth in relation to events leading to the death of a recruit in basic training at the hands of his fellow soldiers, Lieutenant Commander Joanne Galloway (Demi Moore) is a woman lawyer higher up the pecking order. She has, however, no sense of proportion. She devotes an excessive amount of time to minor issues and cannot see the big picture. The contrast with casual and self-serving Kaffee is marked. Insofar as she has a role in A Few Good Men (1992), Galloway serves to provide the catalyst which awakens Tom Cruise’s commitment to justice rather than simply avoiding the stress and hassle of legal practice. She is on the team but her role is reduced to the kind of role one expects would be a feature of the legal practice of Mr and Mrs Tom Logan in their post-Legal Eagles (1985) partnership. Women have, of course, also featured in more minor positions (Sheffield, 1993). All in all, some 75 films contain women lawyers (Corcos, 1998) if one adds in all kinds of portrayals. Adopting the same methodology, we have around 750 films with lawyers.28 Sheffield (1993) also noted the absence of African American female attorneys in mainstream film as well as TV in his assessment up until 1990. There were no records of African American or ethnic women in a primary, secondary or even incidental role before 1985. The change since then has been minimal. We have one African American female judge in Primal Fear (1996) and a young attorney in The Gun in Betty Lou’s Handbag (1992). The vast majority of lawyer portrayals are white. The number of women lawyers in 1940 in the United States was 4,000. Of these, 57 were African American. By 1990 the number of African American women practising law had risen to 10,000 (Sheffield, 1993). It is worth considering not simply the number of female lawyer appearances since the Second Wave of feminism propelled women into law schools in significant numbers in the 1970s. In addition it is instructive to examine not just what kind of roles women play but the extent to which the gendered nature of law is an issue.
THE POLITICS OF GENDER IN WOMEN PROTAGONIST LEGAL FILMS The notion of the male construction of law, as featured in feminist jurisprudence, has seldom been encountered in the new roster of legal films with women protagonists. Bizarrely, however, as early as Adam’s Rib (1949) the issue was central. In this comic portrayal of the relationship between the sexes we have a genderbased defence. The argument is simple. The reaction of a man to his partner’s infidelity would find expression in the defence of provocation. The same should apply to the woman. If there is an unwritten law allowing a man to react to such events with a deadly weapon, then the same should be allowed for women. Women
28 See here the Tarlton Law Library Catalogue, University of Texas at Austin. We are very grateful for the help and hospitality of Marlyn Robinson and Professor Roy Mersky while on a visit to the library in June/July 1994. 134
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are, after all, equal to men. A significant part of the court room scenes involve the demonstration of women’s equality through their achievements. As Bergman and Asimow (1996) have pointed out, this has little to do with whether or not there is such a defence of provocation available to men. In the final event, the device adopted by the lawyer defending the slighted Judy Holliday is to get the jury to reconstruct the law as if it were not simply serving male interests. They are asked to imagine how they would react if the defendant were a man who had discovered his wife in the arms of another man. They immediately acquit. Whilst Bergman and Asimow are strictly correct that the defence as portrayed is legally irrelevant, it does serve to draw attention to the question of whose interests the law serves. It suggests in a deceptively discreet way that the source of both social rules and the economic and political structure is patriarchy. They also note that the central figure was in fact a fine role model: The most important and the best part of Adam’s Rib is Amanda. In 1949, there were very few female lawyers at the bar. Law School classes contained only a handful of women, if there were any at all, and the general sense was that the profession was not suitable for women. Thus Amanda was a wonderful role model for women who were considering possible careers in the law. Amanda is loving and committed to her marriage, but equally committed to her politics and to her client, even when it jeopardizes her marriage. The sexual politics so humorously dramatized in Adam’s Rib remain as fresh today as the day the film was written (Bergman and Asimow, 1996, p 90).
Rather than build on this promising model, subsequent films utilising female portrayals have taken a rather different path. There has been, instead, a concentration on the rather more accessible concept of individual responsibility. Thus we encounter the initial brick wall of male solidarity in the denial of a gang rape in The Accused (1988). Here the problem is raised of the double bind of the victim reliving the events combined with a trial of her lifestyle and mores. As we have noted, the novelty of women lawyers has not altered the storylines and plots which featured in the 1980s and 1990s from those of the male lawyers. Similarly, as has been noted in the films of John Grisham (Robson, 2001), the gendered nature of law’s application as well as its construction does not feature in the range of law films we have examined.
ASSESSING THE WOMAN LAWYER ON FILM The writing on the portrayal of women in film has, not unexpectedly, been rather more extensive than on ethnic and gay lawyers.29 There has been one unifying theme that unites all the work encountered, namely the limitations in the filmic portrayal of women lawyers in these films (Graham and Maschio, 1995–96). Initially, as we have noted, the roles provided where women are portrayed as principal protagonist
29 We exclude here interesting work on women in other forms of popular culture such as fiction— Coffman, (1998) Corcos (1998); Glass (1990); on both fiction and TV and looking at gender amongst other issues—Simon (2001). 135
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lawyers have been limited in number. A range of issues has been picked in examinations of both individual films and selected material. Looking at Class Action (1990), for instance, Tushnet (1996, p 259) notes that “the film preserves the gender relations of dominance and subordination’. Whilst this is undoubtedly true, it stems from the way in which the film combines a courtroom drama and a family drama and seems uncertain whether or not it wants to be about the class of the title or about inter-family dynamics. The film can also be treated as a celebration of a lawyer’s politicisation and coming to realise that, since the world is spilt into warring economic groups, a choice must be made. This political consciousness has been overlaid by a dysfunctional family life. The broader question of political backlash during the 1980s has also been discussed. Shapiro (1995, p 1009) suggests that though the backlash of the ReaganBush era ended in 1992, its legacy lingered on into 1993 and also that the movie lawyer has ‘neither sexual nor any other kind of power’. She suggests a better model for Hollywood might be the characterisation of solicitor, Gareth Peirce, by Emma Thompson in the Irish directed, British set, US financed film In the Name of the Father (1993). A broader canvas is the basis for work by Graham and Maschio (1995– 96). Looking at five30 of the more significant legal films with women protagonists, they conclude that these films tell us that it is at best difficult for a woman to be lawyer and, at worst, a choice must be made between personal fulfilment and acceptability and the profession of law: The fables told by these movies stand as a double warning. Women who look too much like successful men displace those men, and thereby risk the loss of love and acceptance from them. Women who reject cloning strategy and seek a different way of working, risk self-assignment to legal areas populated by other, needy women and children (Graham and Maschio, 1995–96, p 1066).
This paper was produced in the context of the Sesquicentenniel of the 1848 Seneca Falls Women’s Rights Convention, the theme of which was women’s unfinished quest for legal, economic, political and social equality. In that way, as the authors stress it was firmly within the approach which reflects the dominant culture’s ideology offering suggestions about what external reality ought to be. Thus, as sources of potential role models these films are lacking. By contrast, there have been overviews which have been provided of the films featuring women lawyers which have seized on certain aspects of the presentations and made bold and sweeping conclusions. It has been suggested that women have been ill-served in the portrayals they have been accorded. Bergman and Asimow suggest that women lawyers, as they have been featured, have exhibited two character flaws. They are weak and male-dependent, it is argued, in their relationships. This charge covers various forms of unethical sexual relations with either clients or supervisors, from Carolyn Polhemus in Presumed Innocent (1990) and Maggie Ward in Class Action (1990) to Laura Fischer in The Verdict (1982) and Teddy Barnes in Jagged Edge (1985). The female screen lawyer also lacks judgment, common sense and does not understand trial tactics. A long roster is put forward to support this contention, including Glenn Close in Jagged Edge (1985), Cher in Suspect (1987) and uptight
30 Adam’s Rib (1949); The Accused (1988); Music Box (1989); Class Action (1990); The Client (1994). 136
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Demi Moore in A Few Good Men (1992) through to the unethical Kelly McGillis in The Accused (1988). We have a parade of women who display negative qualities. As, however, Asimow (2000a) has documented, it is possible by chronicling every single lawyer appearance to produce a perspective on lawyers which allows one to chronicle the appearance of lawyers as including a huge amount of ‘bad lawyers’. We would argue that this runs the risk of abstracting certain actions of both major and minor characters and producing a misleading and mischievous account of the impact of filmic images. It seems mischievous to single out, for example, the moral dubiety of Laura Fischer without seeing her as anything other than the hired hand of the Machiavellian Ed Concannon (James Mason). By contrast, Ne vins has suggested that the view in Reel Justice that ‘almost without exception women lawyers are presented in viciously stereotypical terms is driven by political correctness’.31 Given the examination of the films which we have undertaken, this critique does not seem to be justified. There is much to complain about but there have been changes. Just as the crude sexism of the 007 Bond films has altered down the years, so that he is now often made to appear the junior partner, it is possible to see a difference between Teddy Barnes and Janet Venable. The contrast with televisual portrayals is marked (Corcos, 1998). More esoteric areas have also been discussed which, for reasons expressed above, are beyond the scope of this work.32 In addition, there have been general assessments of how effective as role models these portrayals have been. Caplow (1999) assesses the trends in what she describes as the ‘six better than average films that’ she thinks merit ‘more serious scrutiny’ as containing interesting common features. The selected films are Class Action (1990), Jagged Edge (1985), The Client (1994), Music Box (1989), Suspect (1987) and The Accused (1988). The lawyers are parodies of the ambitious male lawyer ridiculed in Regarding Henry (1991) in which Harrison Ford, as workaholic Henry Turner, discovers his human side following an accident: None of the women lawyers is married allowing them to dedicate long hours to work and leaving them open to sexual temptation…While the two women with children… superficially appear to be good mothers with supportive ex-husbands, they spend little time with their children and often put their personal and professional interests ahead of the needs of their kids.33
Perhaps more worrying is the persistence of the trappings of the dependence and their presence in what is presented as an essentially male world: All (except Sarandon) have either male mentors or professional father figures and protectors. Several have a male protege such as the junior associate in Class Action and the paralegal in The Client. All have male adversaries in court, and appear to be the only women lawyers, and only professional women at their respective jobs (Caplow, 1999, p 64).34
31 Nevins, FM, Review of Reel Justice at www.law.ucla.edu/faculty/asimow/book/review2.htm. 32 There has also been discussion of the function of law in relation to the more exotic work of some European directors like Pedro Almodovar—Kamir (2000) on Tacones Lejanos (High Heels). 33 This of course replicates a traditional male focused approach to career advancement. 34 This is ‘corrected’ in the TV series of The Client where Foltrigg becomes Reggie’s male mentor. 137
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In addition, as part of the concern with law-related individual films as opposed to assessing broader areas of film, a whole range of assessments have been put forward in relation to films where the law and gender interact. Thelma and Louise (1991) has been the subject of coverage, although it features no lawyers. Its particular interest in this context is that the genesis of the flight of two protagonists is the lack of faith in the juridical system’s ability to deal with the kind of ‘everyday violence’ visited on Thelma by Harlan. It has suggested that this exhibition of feminist consciousness links with that demonstrated in Adam’s Rib (1949) and highlights the daily operation of patriarchy (Spelman and Minow, 1996). Similarly, another film in which law lurks in the background, Fatal Attraction (1987) has been described as a film which reaffirms the ideology of patriarchy and part of the backlash against the social changes fostered by the Women’s Movement from the late 1960s. It is structured according to the conventional assumptions of male spectatorship (Babener, 1992). This notion, from Freudian psychoanalytic theory that mainstream cinema is constructed around the domain interests of men, and assumes that female characters are the object of that ‘male gaze’, allows us to see this gross increase of female lawyer protagonists in a slightly different light. The question of the style of portrayal needs to be considered. Rather than simply being celebrated as an emergence from behind the secretarial desk or the domestic arena the modem woman lawyer seems capable of being seen as an obscure object of desire rather than as a powerful professional.
CONCLUSION The lawyers deemed invisible during much of the 20th century have, at least by the start of the 21st century, more of a presence, albeit a patchy and occasional one. Within this, however, for the most part this presence is confined to the margins or the background. Given the male white heterosexual stereotype for the Golden Age lawyer—Stewart, Peck and Newman—it is instructive to assess whether and how much the lawyer of the new millennium has altered. Lawyers from the last years of the 20th century continue to be portrayed as heterosexual white men. Apart from Andrew Beckett there are no obvious gay lawyers on celluloid. The heterosexual standard as portrayed by men can be seen in the other films from the 1990s, from Willem Dafoe in Body of Evidence (1992) to Jake Brigance in A Time to Kill (1996) and Rudy Baylor in The Rainmaker (1997). They are sometimes aggressively hetero, from Rusty Sabich in Presumed Innocent (1990), Sam Bowden in Cape Fear (1991), Avery Tolar and Mitch McDeere in The Firm (1993) and Rick Magruder in The Gingerbread Man (1997). The lawyers continue to be white and in the years following Denzel Washington’s Joe Miller in Philadelphia (1993) we find no other examples of black attorneys. Typically there are strong support roles but no starring roles, such as the kindly and effective Judge (Roscoe Lee Browne) in Legal Eagles (1985). Alfred Woodard appears in The Gun in Betty Lou’s Handbag (1992) as a novice lawyer who carries around her law degree certificate and is desperate to retain her first client. She also takes the role as the feisty Judge Miriam Shoat in Primal Fear (1996) who is not prepared to accept any grandstanding and who controls the proceedings firmly. There is some evidence that, rather than reaching parity in terms of portrayal, the experiment with women lawyers could be said to have run its course. Susan 138
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Sarandon’s Reggie Love in The Client (1994) is the only woman who appears to resist complications and avoid unethical actions but she is the last serious female lawyer who appears in the 1990s. Caplow (1999) dates the end of the woman lawyer film from the moment when supermodel Cindy Crawford was cast in Fair Game (1995) as a ‘power-suited’ lawyer. The films of the 1990s are dominated by male protagonists—My Cousin Vinny (1992), A Few Good Men (1992), The Firm (1993), The Chamber (1996), Primal Fear (1996), A Time to Kill (1996), The Rainmaker (1997), Devil’s Advocate (1997). Thus, by the time we reach A Civil Action (1999) men are firmly back in the frame as the dominant sex encountered. Paradoxically, the most powerful legal character portrayal in the years following women’s emergence in law films comes from bolshie, lightly clad Julia Roberts in Erin Brockovich (2000). Perhaps all the ‘women lawyers seeking a celluloid role model with whom they can identify’, who Caplow (1999) describes, have found their Atticus Finch in Erin.35 She is, course, not a lawyer but a secretary-cum-paralegal. Thus, women in law have made the transition to main protagonist, only to become an alternative object of the male gaze. In the absence of a concerted effort to avoid continually ratifying the status quo in the images which are projected by the media generally, the future for all these groups cannot be seen as anything but uncertain.36 This concern stems from the impact of lawyers’ images on lawyer behaviour.37 Specifically in the context of women and ethnic minority lawyers, Rapoport (2000) raises the question of socialisation through the discourse of film. She discusses the relationship between the fictional world of lawyers and the real world and, whilst she does not argue that films are the sole cause of lawyer misbehaviour, she is concerned at the underrepresentation of counter-examples of good lawyers in films. She concludes that ‘[t]he lack of movie coverage of women and minorities is every bit as problematic as the distorting coverage of more “traditional lawyers”.’
35 The recent attempts to deconstruct the ethics of Finch may, however, make him a less attractive role model. 36 See Harrington (1995). Recent trends show that depictions are not fixed and subject to fluctuation. 37 Rapoport (2000) deals with the effect of Hollywood ‘behaviour’ upon public perception of law and lawyers. 139
CHAPTER 6
MISSING (IN) ACTION: JUDGES AND JURIES This chapter is concerned with something of a mystery. As we have noted in the preceding chapters the general thrust of interest in law films has been the criminal trial. Within this we have a concentration on murder trials within the American system. This helps to explain why one of the principal focuses of legal scholarship, the judge, has only a limited role in law films.1 The judiciary and their doctrinal work, interpreting and developing the meaning of rules, continues to be a focus of much academic work, yet this focus has not been meaningfully translated onto film. Similarly the jury are largely absent from legal film, although as if to counter this Twelve Angry Men (1957) immediately springs to mind as an important exception. The question here is twofold: how we explain the general absence of both groups but also what we can understand from the portrayals that we have identified. With judges we have attempted to draw out a number of general categories that portrayals usually fall into. Due to the limitations on the character the categorisations are perhaps more one dimensional than that of lawyers. One fundamental reason for the exclusion of the judge and jury may be the position of the audience, who become the cinematic arbiters of a whole host of issues within the narrative. This approach may be developed through a range of cinematography devices: The viewer-subject is in the jury box when counsel makes closing remarks, for example, or he is on the witness stand when counsel asks questions that are crucial for the revelation of the truth of the case. In this way, the trial’s promise as a cohesive and satisfying process lies in the confluence of these positions as inhabited by the viewersubject (Silbey, 2001, pp 106–07).
It is undoubtedly the case that other actors in the legal process have dominated the cinematic portrayals, and this argument, that the audience effectively performs one of the functions of the legal process, undoubtedly goes some way to explaining this position.2 In terms of the trial movie it is the role of the advocates and their struggle to convince the jury that has been the central issue in the vast majority of law films. The portrayal has tended to concentrate on the work of the defence and prosecution lawyers in the murder trial. From Anatomy of a Murder (1959) and Witness for the Prosecution (1957) to Presumed Innocent (1990) and A Time to Kill (1996) the focus has been remarkably consistent. The jury is the object of the blandishments, tricks and persuasiveness of the major protagonists. Its role is largely passive. Like the jury in the OJ Simpson trial it is addressed but rarely seen. One of the favourite camera angles adopted in law films is over the shoulder of the jury (Silbey, 2001).3
1 2
Thanks to Ray Hogg for his thoughts, during a decorating interlude, on the restrictive nature of judicial portrayal, which he suggested led to a reluctance for stars to take on such roles and create a circle of categorisation as minor characters. Apart from the courtroom personnel the investigative process has been the subject of detailed treatment by Hollywood and this extends beyond tne police to the private eye and amateur sleuths: see our analysis in Chapter 7. Police films are a familiar genre and can be a vehicle for a range of different approaches. 141
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Judges have received similar treatment but without even their own Twelve Angry Men (1957) to provide an account of what might be going on behind closed doors.4 In this chapter we look at the limited number of films where judges and their role has been more central, as well as a perspective on what aspects of the judicial role appear in film. The judge is a largely passive observer of the process over which he [and it is almost always he] has limited control and to which his filmic input is minimal. Similarly we extend this analysis to the other quiet group, the jury. We examine not only those films that have detailed coverage of both the judge and jury but also a number of films where they have occupied more minor roles. It is possible to look at the peripheral portrayals of judge and jury to see whether we can build up some meaningful analysis of the portrayal and answer the question why they attract such little overall attention. Our starting point is the key judicial figure, the judge.
THE INVISIBLE JUDGE Although as indicated above the judicial role is limited to occasional interventions and to acting as part of the courtroom furniture, judges do appear with sufficient frequency to allow for some kind of classification. It is possible to make a rough typology of the various guises in which judges appear in film about legal phenomena. Most of these involve the judge playing a very restrained role in the drama. There are both technical as well as dramatic reasons for this. First, the role of the judge in criminal and civil matters is significantly different. In the absence of the jury judges are the people who require to be convinced by argument made by counsel before them. They have an active role in clarification of points and intervene during submissions extensively. Theirs is no mere passive observance of the rules of hearsay or admissibility which is their criminal trial function. Yet despite this active function this is often reduced in film to minor points. Even when there are civil law issues under discussion and the judge might be expected to be even more proactive, the judicial input, on film, is almost non-existent. In Erin Brockovich (2000) we hear that the objections of the alleged polluters about prima facie liability are rejected, though the reason why Judge Leroy J Simmons rejects the 84 motions of the Pacific Gas and Electric Company is not clear. They are specious but in what way we do not discover. However, in A Civil Action (1999) the judge takes an active role in the proceedings and interrupts the trial, after hearing the technical evidence, to put a number of questions to the jury to see which defendants are to be left in the action. The plaintiffs’ counsel, Jan Schlichtmann, fiercely opposes this move and wants the plaintiffs’ tragic evidence put to the jury. The judge is determined to proceed with his plan, and protests that it is his proposal and not that of the defendants’ lawyers. Consequently one of the defendants is ruled not to have
3 4
The camera, and the angles utilised, is crucial in embedding this message. See, for example, Silbey’s (2001) analysis of Twelve Angry Men (1957), Class Action (1990) and And Justice for All (1979). Adam’s Rib (1949) and Philadelphia (1993) also provide neat examples of this phenomenon. Erin Brockovich (2000) provides a brief, enigmatic exception to this practice with the crucial role played by the local district court judee, Leroy J Simmons, in striking out the delaying tactics of the Pacific Gas and Electric Company—although he does not explain his decision he does express concern on a personal level, as a local resident, that, far from warning people about the dangers of the toxins being produced the company positively claimed they were good for people’s health. 142
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contributed to the poisoning of the water supply and is removed from the action. A parallel can be seen with the actions of the judge in The Verdict (1982), who is irritated by Galvin’s failure to settle the action. As we indicate elsewhere, the essential lack of drama in debates before the bench of judges has led filmmakers to alter the reality to inject an element of human agency into the forensic process. Thus, the changes within In the Name of the Father (1993) are necessary to convert a technical ‘behind the scenes’ assessment of information into the British equivalent of the ‘surprise witness’. Since there has been a reticence to explore the judicial decisionmaking process, we are left with a vacuum which cannot be filled by the competition between different legal principles. This is largely a sterile notion unless duplicity can be introduced as in Class Action (1990) or Erin Brockovich (2000). There is even more difference between the role of judges in US and Commonwealth countries and their Continental counterparts, where the inquisitorial process militates against the drama of one version of the truth ‘winning’ and the other being rejected. There is also a limit on the dramatic possibilities of the internal decision-making which occur in a single judge’s head. What is required here is the interplay between such decision-makers. We do, in fairness, find occasional examples of this kind of ratiocination and these are discussed below. It is, however, very much the exception. For the most part the judge is a mere cipher. It is useful to note at this point the role of the judge in different cultures generally. In the common law tradition the judge is said to be concerned with matters of law rather than fact, although in the majority of civil trials the judge additionally takes on the jury function. Civil law traditions differ in that the judge may have a more ‘hands on’ role, sometimes actually being actively involved in the investigative process.5 The portrayal of this latter aspect can be seen, for example, in Costa Gavras’s Z (1968). At the same time, within the common law there is a debate as to the role that a judge should take within proceedings. Whilst a more traditional black letter approach would stress the adjudicative role, where the judge must interpret the rules as presented to him, a more realist approach is to consider the role of the judge as being a proactive and creative one (Osborn and Sutton, 1996). In terms of the traditional idea of judge being arbiter and often noninterventionary, Twelve Angry Men (1957) provides a good example and illustrates the role of the judge as almost secondary or peripheral. He intones the instructions to the jury as if he has done this hundreds of times before and wishes he could be home before the thundery weather breaks. In Witness for the Prosecution (1957) the judge has a brief comic cameo near the end of the film. This highlights the notion that judges are worth toadying to. The film never makes explicit why this should be, since the only role we observe being undertaken is the introduction of the significant actors, the counsel and the witnesses. In Inherit the Wind (1960) the Judge (Harry Morgan) is limited to overseeing the battle between the fictionalised titans of William Jennings Bryan and Clarence Darrow. He occupies the sidelines. His most significant decision is to arrange for Darrow to be made a Tennessee Colonel like his adversary to prevent greater authority being invested in his opponent.
5
There are some examples of criminal dramas set in a civilian jurisdiction, such as A Woman’s Face (1941), which again illustrate the issue of the role of the audience as jury. We are grateful to the Reader for the reference to this film. 143
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Perhaps surprisingly, the judicial contribution in Kramer versus Kramer (1979) is restricted to a very occasional ‘overruled’ and an odd ‘sustained’. Even as recently as Philadelphia (1993), Judge Garnett (Charles Napier) plays an almost silent part in the proceedings. From these films we would never divine why judges and their thinking might be of interest to legal scholars. They are presented as traffic policemen simply directing the forensic protagonists when to start and when to stop. This referee role is confirmed in the trope which emerged from the 1980s. The limited role has been supplemented by the convention that there should be a scene in chambers for the judge to warn the participants that he or she will not stand for any grandstanding in the courtroom. We find this in, for example, Jagged Edge (1985), Suspect (1987), The Accused (1988) and Primal Fear (1996).
THE CORRUPT JUDGE One issue which has caught the imagination of filmmakers and screen writers to some degree has been the notion of corruption at the core of the system. The rotten apple in the judicial process, who has been guilty of previous unlawful or unethical actions prior to achieving judicial office, has been a feature of a handful of films in the past 20 years. In Suspect (1987) Judge Matthew Helms (John Mahoney) provides the unexpected twist through a past indiscretion which catches up with him just as he has been offered the highest accolade, the Supreme Court. It is the criminal activity of John Forsythe which finally causes Al Pacino to lose any semblance of control in And Justice for All (1979). Finally, in Presumed Innocent (1990) it is the malpractice of Judge Larren Lyttle (Paul Winfield), when acting as a prosecutor in the past, which provides the key to why the prosecution of Rusty Sabich is pursued so diligently. Whilst, however, these malpractices provide the narrative key to the action and situation in which the main protagonists find themselves, the judges are no more than ciphers. They have little or nothing to say. Their characters are not sketched in. The notion of a vigilante judiciary was taken up by the big-budget The Star Chamber (1983). This involves Judge Steven R Hardin (Michael Douglas) joining a group of nine disillusioned judges who have had enough of the system being twisted by the restrictions on the rules of evidence. Over the years the system has been contorted into something incapable of delivering justice. Everyone looks the other way, but the lawyers feel that they must stop the rot and decide to ‘review cases’ where the ‘wrong’ decision has been arrived at due to technicalities such as a lack of evidence. This is leading to a breakdown of society: no one wants to be held accountable. Well, we’re accountable. We’re the judges for Christ’s sake. We’re the law. We let it all happen.
There is no discussion of the broader issues involved. What we see of the process of the court of last resort does not lend any confidence that their decisions are likely to be much better than the much disparaged ordinary courts. When they make a decision an anonymous contract killer carries out the sentence, the notion that death is the only appropriate penalty is not discussed. The film resolves into a race against time for Hardin to ensure that the execution, which has been 144
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ordered by the ‘court’, is not carried out on men who turn out to be innocent. It transpires that they are not the notorious serial child killers since the true perpetrator has been captured. Subsequently, Tom Selleck in Broken Trust (1995) is persuaded to act as decoy for what the FBI suspect is a system of organised corruption within the judiciary. In this film adaptation of William Wood’s Court of Honour the principal cause of corruption centres around the practice of judicial election and the need to be able to finance this process, as well as low judicial salaries. There is no question of the judicial process being explicated within the courtroom scenes, since the issues that determine the judicial action are motivated by the main theme of financial corruption. We see the throwing out of cases, in the absence of evidence, which has been ‘disappeared’ by other corrupt actors in the scenario. Occupying a strange kind of unclear moral position is the judge in Three Colours Red (1999), who talks of his own failings and the moral dilemma that he faced when confronted with his wife’s lover as an accused. Instead of excusing himself because of conflict of interest he explains that he chose to use his position to obtain his revenge.
THE TROUBLED JUDGE The judge does appear as a character with worries and concerns about the judicial process in a number of specialist portrayals. The problems of imposing fair and just retribution on a cowed people in Judgement at Nuremberg (1961) is essentially seen through the eyes of Spencer Tracy as the judge brought in to preside over the trials of second level state officials. Often there may be a dilemma that the judge has to attempt to resolve. In Judgement at Nuremberg (1961) the protagonist who has to deal with the problems of resolving difficult questions is Judge Haywood, a down to earth and thoughtful character placed in opposition to his antagonist, German Judge Ernst Janning. As Shale (1996, p 1001) notes: Whether hero or anti-hero, if the movie is to succeed, the audience must find itself able to identify with the protagonist. How? The most compelling invitation to identify oneself with the screen character is offered when the protagonist is forced by the narrative to make hard choices and difficult decisions. This is the moment when the audience recalls the agony of minds we would rather not make up, and are generous with our sympathy for characters who cannot avoid doing so.
Obviously, in cases of this nature, or one where the outcome is potentially severe (often in terms of it being a capital offence where those on trial may lose their lives) it is unsurprising that such deliberations will be pressing and troubling ones. The same device is borrowed in a later similarly fact-based examination of the problems of the Cold War in Judgment in Berlin (1988). Here, we see a simple ‘holiday’ trip turning into a moral dilemma for a judge attempting to reconcile notions of human rights with his own Government’s realpolitik. It would, though, be stretching meaning too much to describe the unbalanced Judge Rayford (Jack Warden) as a concerned judge. In his relationship with Arthur Kirkland (Al Pacino), however, in And Justice for All (1979) we see a combination of personal loss in addition to a view of the futility of the judicial machine. This has produced neither cynicism nor corruption in Pacino’s old mentor, but a death wish, which he indulges in on a regular basis including flying a helicopter with the minimum of fuel to see whether 145
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he will make it back home. He has, however, inspired Arthur sufficiently that he is prepared to fight in the dispiriting trenches that is low rent petty criminal legal practice. A different angle of the troubled judge is provided by Judge Dredd (1995). After Dredd is placed on trial for murder, Chief Justice Fargo cannot believe that he has committed such a crime. In the face of apparently irrefutable forensic evidence, Fargo, sits ashen faced and with head in hands. Here his mind is racked with guilt as he had spared Dredd some years ago when Dredd’s ‘brother’ Rico was banished: Fargo:
What have I done? How could I have been so wrong about Dredd. Both of them, homicidal. Only this time, it’ll be impossible to cover up.
Griffin:
Chief Justice, we carefully buried the Janus project nine years ago, along with Rico and his victims. No one will ever learn of your involvement.
Fargo:
The media knows how close I am to Dredd. They’ll dig until the whole truth comes out. It’s the perfect excuse to ruin what government we have left.
Griffin:
Your motives were pure. You thought Dredd was different. That’s why you spared him. Fargo: A mistake which may bring down the judicial system. (They contemplate the horrible possibility.)
Griffin:
There is a way out, Chief Justice, if you’ll forgive me…The Long Walk.
Fargo:
That’s a death sentence, Judge Griffin. Mine.
Griffin:
As Chief Justice, your retirement grants you the power to save Dredd’s life.
Here we have not only the troubled judge, who feels responsible for the situation that has arisen, but also a judge who has the opportunity to make a noble sacrifice for his principles. This is notwithstanding the evidence, he cannot believe that Dredd has committed the murder and he is able to save him by giving up his own life. The Long Walk involves a retiring judge walking off into the metaphorical sunset of the ‘Cursed Earth’, a walk outside of the city to take law to the lawless and certain death. What is apparent here is the serious nature of the judicial figure placing his life on the line to save another. This is not often the case, and rather than such a serious aspect of judicial intervention, we are more likely to be confronted by the judge as a figure for humorous exchanges.
THE COMIC JUDGE Judges have adopted a ‘larger than life verging on comic’ persona on a number of occasions in film. In First Monday in October (1981), for instance, one could describe Walter Matthau and Jill Clayburgh, portraying the Supreme Court, as a comic interlude. The decision-making range indicated as available to the protagonists in this portrayal is a simple political reductionism between 146
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libertarian liberalism and strong state conservatism. The issues at dispute are free speech and economic interventionism and unregulated market economics in relation to the environment. There is a sense of the pair of them lusting after a transformation into Adam and Amanda Bonner. Even in comedies the judge may be played straight. Thus we find a small but kindly presentation of the judge in the Australian comedy property dispute, The Castle (1997). In similar vein, Fred Gwynne appears as the stickler for procedural accuracy in My Cousin Vinny (1992), whilst giving no hint that he is concerned at the extreme thinness of the evidence presented in a contemporary capital murder case. Here the judge is comedic in a very ironic way; we laugh at the idea that the judicial system should be so concerned with the minutiae of information, and that apparently procedure might come before the truth. The judge’s seriousness and, of course, the solemnity of the law in My Cousin Vinny (1992) provides the perfect foil for the comedy performance of Vinny (Joe Pesci). This provides a counterpoint to Lincoln’s admonishment of prosecuting counsel in Young Mr Lincoln (1939) to the effect that he may not be knowledgeable about the intricacies of the law but, more importantly, he knows what is right and wrong. The judge in My Cousin Vinny (1992), Judge Chamberlain Haller, is in some ways more akin to the British style, with judges portrayed as doddering old fools whose wigs confer some kind of invincibility on them—Witness for the Prosecution (1957), Brothers in Law (1957), and A Pair of Briefs (1962). Being a judge is carteblanche to act in a rude and eccentric way; certainly the interchange between Mr Thursby and the various judges in Brothers in Law (1957) illustrates this comic interplay well. Initially he appears in a Chancery case before a judge whom he has previously embarrassed, by his ineptitude, on the golf course. He is made to appear incompetent and is given no leeway by the judge; as a consequence he loses the easy case and embarrasses himself in front of his prospective father-inlaw. Later in the film we see an example of judicial eccentricity and unreasonableness in the context of a comic interlude when the jury is being sworn in. Thursby is appearing in his parents’ home-town court, and by coincidence his mother appears as a member of the jury. When attempting to object he is consistently prevented from speaking by the judge and the situation becomes more and more heated until Thursby stands up and shouts: ‘I object to the next juror, she’s my mother!’ The judge reflects for what seems an eternity, the drama accentuated by a solitary tapping pencil, on the young man’s behaviour before congratulating his mother for having so fine a son and Thursby for an act of bravery and courage that he will long remember. From this point on Thursby cannot lose and with the judge’s benevolence eventually wins the unwinnable case. At one point Thursby points out that the plaintiff must have some financial means, as he can afford to employ counsel, who rises to complain that Thursby is being offensive. Thursby, realising that he is on safe ground, replies ‘I meant it as a compliment’, to which the judge smiles and rules ‘that’s the way I took it Mr Thursby’. An interesting twist on the comedic judge theme is seen in the film made from the play by Rumpole’s creator, John Mortimer, Trial and Error (1962). Here Morgenhall (Peter Sellers) persuades his client, Fowle (Richard Attenborough), in a fantasy scene, to pretend to be the judge trying him. Fowle does this, and is cajoled into adopting the persona of the stem judge, ultimately allowing him to go free and ‘sentencing’ all the policemen in court to be reduced to the rank of Police Constable. 147
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THE POLITICAL JUDGE There is, of course, one major exception to these fictional judges and that is the portrayal of the whole Supreme Court in the made-for-TV movie Separate but Equal (1991). Here, drawing on the Brown v Board of Education decision in 1954, we see the legal work of the court as a series of policy meetings with arm-twisting and politicking between the judges as the essence of the judicial work process. In its way First Monday in October (1981) hints at this with the discussion of the First Amendment between the fictional Supreme Court justices Ruth Loomis and Dan Snow before it shifts into a romantic mystery. This debate between the advocate of community standards and for free speech lasts for some five minutes. It bears the hallmarks of being a cut down version of a full scene in the Broadway play on which it was based (Ray, 1997). In Amistad (1997), we see a judge chosen for political reasons, basically put forward as a pawn by Martin von Buren, the President of the USA, thinking that he would be sympathetic to the governmental line. Here the ploy backfires as the judge is not as compliant as it was thought he would be. In The Rainmaker (1997) the spectre of judicial prejudice and partiality is raised by the actions of Judge Harvey Hale (Dean Stockwell). His precise impact can only be surmised since he dies before the trial and he is replaced by a scrupulously fair substitute, Judge Tyrone Kippler (Danny Glover). Coming from the ranks of prosecuting authorities he is determined not to allow the size and prestige of the law firm determine the conduct of the litigation. An interesting example of the link between judges and the wider political process can be seen with the closing scenes of In the Name of the Father (1993). The ‘story’ of the film is detailed in Chapter 3, but it is in the final freeing of the wrongly imprisoned where we see some interaction between the Crown barristers, the Appeal Court judge and a shadowy figure who appears in the public gallery. The defendants’ barrister has produced the ‘smoking gun’ evidence that appears to exonerate the imprisoned. The missing statement that Gareth Peirce has discovered (that provides an alibi for Gerry Conlon) is taken to the shadowy figure in the public gallery who makes a decision not to pursue the Crown’s case. This is conveyed through the barristers to the judge who dismisses the case against each of the four in turn to tumultuous scenes. There is a clear link between the Executive and the Judiciary and the judge is clearly aware of the figure in the public gallery as he glances towards him when he reads the statement. However he tries to re-assert the independence of the court and save the battered reputation of the English legal system. The link of the judge to politics also appears briefly in The Client (1994). Roy Foltrigg is the ambitious political figure who expects to get his way even in the courtroom. Harry Roosevelt (Ossie Da vis) clearly knows Reggie Love and makes it fundamentally clear who is in charge of the court proceedings which have been brought to force Mark Sway to testify. Roosevelt dismisses a police officer who is armed and throws out a journalist who has been reporting the case in a sensationalist manner. He then firmly lays down the rules to Foltrigg and his entourage. He makes it dear that the courtroom is his domain, witness the exclusion of the journalist, and that Foltrigg may only negotiate on the judge’s terms. The closing scenes of The Hurricane (1999) best illustrate the interplay between politics and judicial activities. There are a number of tactical problems facing the defence team when they have discovered new evidence that shows that Rubin 148
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Carter is innocent of the murders for which he has served over 20 years (again this film and the background are discussed in more detail in Chapter 3). According to the procedural rules new evidence must be submitted to the original trial judge, no doubt on the basis that he is familiar with the case and it should then be treated expeditiously Carter makes it clear to his legal team that he doesn’t trust the legal system in the state of New Jersey and he wants to take the risk of going to the Federal Court. He is less concerned with procedure than justice when he observes that it is time that ‘we transcend the law we get back to humanity’. This argument is repeated in court when the judge makes it clear to Carter’s legal team that they are pursuing a risky strategy in trying to introduce the material. As the argument about the admissibility of the evidence rages, the New Jersey prosecutors argue that ‘your Honour must, according to the law, drop his entire petition where it belongs in the garbage’. As the debate draws to a close, Carter arises to make a personal address to Judge Sarokin: Carter:
Don’t turn away from the truth. Don’t turn away from your conscience. Please don’t ignore the law, embrace that higher principle for which the law was meant to serve, justice, all I ask for is justice.
(After a recess Judge Sarokin returns and delivers the following short and impassioned judgment:) Sarokin:
This court does not arrive at its conclusions lightly. On the one hand Rubin Carter has submitted a document alleging racial prejudice, coercion of testimony and withholding of evidence. On the other hand Mr Carter was tried by two different juries and these convictions were subsequently upheld by the New Jersey State Supreme Court. However the extensive record clearly demonstrates to this court that Rubin Carter’s conviction was predicated upon an appeal to racism rather than reason and concealment rather than disclosure. To permit convictions to stand which have as their sole foundation appeals to racial prejudice is to commit a violation of the Constitution as heinous as the crimes for which the defendants were tried and convicted. I hereby order Rubin Carter released from prison henceforth from this day forwards. This court is adjourned.
Sarokin is prepared to overlook the strict legal procedures, that require him to refuse to consider the evidence and remit the case to the state court, in search of a higher ideal, to get Carter justice. Sarokin is a interesting judicial figure. His role, in terms of the time he takes up in the film, is extremely minimal, yet he is one of the most important characters. When we see how Carter has been treated by the legal system throughout it would not have been surprising if the judge had blindly followed the strict legal procedure and rejected the evidence. Sarokin is a quiet though determined figure who is shown as someone more concerned with justice than legal niceties. He doesn’t impose himself on the proceedings; this is perhaps not possible given the length of his appearance, yet his calmness is reassuring. A quiet and small but monumental part in righting a terrible injustice. 149
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JUDGES AS PROTAGONISTS—THE JUDGE UNDER THE SPOTLIGHT Although the norm is that the judge has a limited role, there have been a few instances where, instead of simply the words and actions of the advocates, we get to see, and, more importantly, hear, the active participation of the judge in the process. There are a number of distinct approaches where the judge’s role in the process has been portrayed. Again a range of styles emerges from this handful of attempts to essay a glimpse into the judicial mind. Thus we find the judge as pragmatic solver of problems found in John Ford’s Judge Priest (1934) (and its post-War remake, The Sun Shines Bright (1953)) and as earnest seeker after the proper course of action in Judgment at Nuremberg (1961) and the subsequent sober Judgment in Berlin (1988). We also discuss an alternative to these two styles in The Life and Times of Judge Roy Bean (1972). As we have noted above, in the vast majority of ‘legal films’ judges do little more than keep the action going and are seldom featured as crucial actors in the ‘trial movie’. It is essential that the plot flows steadily forwards and in this respect the traditional role of the judge is to direct the action from behind the scenes. More significantly we see almost nothing of the process of decision-making. This remains a mystery. The kinds of factors which might play a part in this process have been left largely unexplored. The legal process is presented as an essentially rhetorical process in which the most persuasive arguments on the day determine the outcome. Verbal forensic skill is the key factor in legal film. There is, perhaps unsurprisingly, little to guide one as to how decisions are reached. Whilst this is true, looking at the evidence there are a small number of films where judges have occupied a foreground position. These allow one to examine the judge rather than the prosecutor, defence lawyer or accused. Here we consider five films where judges have played a more active role. The films span six decades and, given their unusual nature, no general trends or genre features obviously emerge. They include three comedy dramas and two more serious essays. The films are no mere quirks but feature three of the major directorial figures from Hollywood—John Ford (twice), Stanley Kramer and John Huston. Three distinct approaches have been identified in the films where judges have figured as protagonists.
THE JUDGE AS PRAGMATIC SOLVER OF PROBLEMS John Ford directed two films using a Southern Circuit court judge, William Pitman Priest as the protagonist. The first, Judge Priest (1934), is part of a trilogy of Will Rogers vehicles directed by John Ford for Fox in the early 1930s. It was based on stories of Irvin S Cobb first published in 1920. The setting is Fairfield, Kentuck, in 1890. The film is prefaced by a note from Cobb indicating what he was attempting to do in his short stories. He stated that he was seeking to evoke: familiar ghosts of my own boyhood…the tolerance of the day and the wisdom of that almost vanished generation.
The publicity material suggested that in the film offering there were ‘enough laughs to make your head spin’ (Halliwell’s, 2001). The film consists of personal and professional problems for the judge. Out of the court room he is keen that his sisterin-law’s matrimonial plans for his young lawyer nephew, Jerome (known as Rome), should not come to fruition. He is keen to support the claims of his next door 150
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neighbour—a schoolteacher with no proper family background.6 He is also exercised by the question of being re-elected against prosecutor Maydew. In his day-to-day work he has two legal matters to look to. First, there is the case against a young black man, Jeff, a newcomer to the area who has been charged with loitering and chicken stealing by Priest’s officious political opponent, Maydew. Jeff is apparently acquitted of this charge since he and the judge are seen at the end of the trial going off fishing together. Billy Priest cuts an interesting figure as a judge seeking reelection; he reads the newspaper whilst being addressed by Maydew. He also engages in irrelevant debates with old friends about half-remembered incidents from the Civil War and with his cronies in the courtroom during court business. He appears to decide in favour of an accused on the basis that his unsupported alibi might well be correct because he has a novel method of catching catfish. It is not immediately clear why we should feel that anything is safe in his hands. The personal and the political become intertwined in connection with his nephew’s love life. The apparently comic romancing of Ellie May turns rather darker or more sombre when her other suitor is wounded in a poolroom brawl. This leads to a trial of the mysterious recluse Bob Gillis. Judge Priest’s impartiality is challenged, on the basis of his antipathy towards the injured suitor, and he steps down from the bench for the trial and duly becomes co-counsel for the defence. The glowing character testimony for the accused from the local preacher saves the day and the defendant is acquitted by a jury fuelled by the vigorous playing outside the court of Dixie. It transpires that the accused is none other than the father of the orphan Ellie May. As an insight into the judicial process, however, little can be gleaned. The film is principally of interest as an early example of the work of director, John Ford. The Sun Shines Bright (1953) is a revisiting of the work of Cobb and the doubty character of Billy Priest. It is sometimes described, misleadingly, as a re-make which is not entirely accurate. The main figures and the location are the same but much is different. The second version is based on three of Cobb’s stories—‘The Sun Shines Bright’, The Mob from Massac’ and ‘The Lord Provides’ (Gallagher, 1986, p 286). It is both more comic than Judge Priest (1934) and yet looks at much more serious issues. It was one of two or three John Ford pictures which Gallagher suggests are his finest. It was certainly one of which Ford was proud as he explained to Kennedy: ‘Maybe there’s one that I love to look at again and again. That’s The Sun Shines Bright. That’s really my favorite…it was just a good picture.’7 Denied a New York first run, its performance at the box office was ‘poor’. The studio cut it from 90 to 65 minutes after poor initial reviews. 8 Critically it received some kind words from Lindsay Anderson at the time for its ‘passages of quite remarkable poetic feeling’ and was described by him as being ‘alive with affection and truthful observation’ (Halliwell’s, 2001, p 784). The setting is still Fairfield, Kentucky. This time it is 1905 and we are presented with a
6
Her mother arrived one night, gave birth and died without explanation, it seems, of who the father was. 7 ‘Burt Kennedy Interviews Ford’, Action, August 1968—reprinted in Thomas, B (ed), Directors in Action, 1973, New York: Bobbs Merrill, pp 133–137 at p 134. 8 The version available on video has been restored to its original length. 151
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town ‘fraught with divisions’. There is a Southern faction holding on to the glories of the United Confederacy veterans, they are counterposed with a Northern faction and maintaining the traditions of the Grand Republican Army. In this complex context Judge Priest has three major incidents calling for the judge’s intervention. The courtroom is a scene for the divisions to be personal and institutional politics. The judge is a Southern Democrat whose morning routine is to have a reveille recalling his days as a bugler in the Civil War in the Kentucky regiment. His political opponent, Horace Maydew, is standing in the upcoming election as judge. He is the local public prosecutor and a member of the Republican Party. Billy Priest’s first task is how to deal with an itinerant banjoist, US Grant Woodford, who is accused of vagrancy. Billy shows he is no casual racist and disposes of the case by recommending the young man follow his uncle’s advice and get steady paid work in the cotton fields. Nor is Billy morally censorious of fellow citizens. In the same session Judge Priest treats the town madame, Mallie Cramp, with dignity although the charge is not made clear, nor its resolution. These decisions are reached, it seems, on grounds of a personal sense of what is right and wrong. Although Gallagher (1986, p 287) suggests that Billy is ‘a Fordian hero who mediates community tensions, searching for a middle way between chaos and repression’, it is possible to characterise these two forensic encounters as much more a search for a personalised, albeit pragmatic, notion of justice. There is a contrast between the flowery and pompous blustering of the representative of the law, Maydew, and the pithy common-sense of the representative of justice, Priest. The reason for rejecting a custodial sentence seems to be the ability of the accused to play Dixie on his banjo. This is complemented by the judge’s knowledge that there is work for idle hands picking cotton in the Tornado district. Interwoven with the legal business is the return of two crucial characters—a dying woman gets off the paddle steamer and asks to be directed to the local bordello before collapsing, terminally ill. By the same transport Ashby Corwin arrives. He is an unspecified ‘bad apple’ of a good family who develops a romantic attachment to Lucy Lee Lake, the neighbour of Billy, for whom Billy has an avuncular concern. He has a rival in love, the unsavoury Buck. The action is principally concerned outside the courtroom with the election campaign and the meetings of the rival factions. This conflict is interrupted by a rape in the infamous Tornado District. Bloodhounds ‘tree’ the banjo player who is arrested and placed in custody in the town jail. A lynch mob is on its way. Borrowing from Ford’s earlier Young Mr Lincoln (1939) and pre-dating the similar scene in To Kill a Mockingbird (1962) Billy stands guard on his black prisoner, the luckless US Grant Woodford, in front of the jailhouse. He confronts a band of ignorant tough farmers from the Tornado District who are bent on lynching the accused. Wisely Billy is armed and threatens the mob that whilst he may be overpowered he can guarantee that their leader, Buck, will go first. Buck loses his courage and the mob disperses. Despite dark muttering Billy’s bravery is recognised and he is duly re-elected with the would-be lynch mob voting for him. Their placard reads ‘He saved us from ourselves’. In both these films there is a wealth of interest about the culture of the South and how it faced up to reconstruction and beyond. There are also implications for those who are interested in the operation of an elected judiciary. The fictional work of Cobb, and its representation in film, provides the basic framework for Ford’s work.9 The notion of judging and the function of the judge espoused in the Ford films sees 152
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the legal process as a way of getting people to rub along tolerably well together but with a moral basis. The canvas and scale is local. Law is seen as a living system serving the day-to-day needs of ordinary people—not just those who have the reins of law in their hands. This was very much the impression given in Young Mr Lincoln (1939). The credo is not, however, simply compromise for its own sake. Billy Priest is prepared to take the consequences of his notion of justice and even accept it philosophically when the formal legal process has been usefully superseded by action. When mountain man Brother Finney shoots the escaping ‘rapist’, Priest comments philosophically: ‘Good Shootin’! Saves the expense of a trial’ (Gallagher, 1986, p 287). This notion of the conflict between the source of law as being from some recognised lawgiver as opposed to emanating from the community and expressing community justice is a theme which has been further explored in the context myth across a range of John Ford’s work (Bohnke, 2001).
THE JUDGE AS EARNEST SEEKER AFTER THE PROPER COURSE OF ACTION A much more serious kind of portrayal is encountered in two later political trial films set in Germany. Here we see judges embroiled in politically sensitive work that is of global import. We gain some sort of insight into their thinking about the issues confronting them. Judgment at Nuremberg (1961) fits firmly into the serious film themes which Stanley Kramer tackled over his career. These ranged from moral bankruptcy and cowardice to racism and illiberal bigotry. The titles are a list of mainly serious issues alongside the occasional foray into comedy, It’s a Mad, Mad World (1963), The Secret of Santa Vittoria (1969). They include early films he produced such as Death of a Salesman (1950), High Noon (1952) and The Caine Mutiny (1954) as well as those he both produced and directed, such as On the Beach (1959), Inherit the Wind (1960), Ship of Tools (1965) and Guess Who’s Coming to Dinner (1967). Kramer regarded Judgment at Nuremberg (1961) as one of his most important: I think there’s something seriously wrong with every one of my films, and so it’s hard for me to mention a favorite. But I think that there are some good things about Judgment at Nuremberg. The ideas in it are terribly important to me (Spoto, 1978 p 225).
He felt his work could be summed up in a single idea expressed by Spencer Tracy
9
Twenty years separate the two versions of the Judge Priest stories which contain Cobb’s essential judicial character. The first is by a young contract director of the 1930s. His reputation had been made by his films from the late 1930s such as Stagecoach (1939), The Grapes of Wrath (1940) and How Green Was My Valley (1941). By the time The Sun Shines Bright was released in 1953 he had become an independent and much-respected figure. It has been suggested that by the mid-50s his career was in decline. It is not clear in what sense this can be said given the critical acclaim accorded to She Wore a Yellow Ribbon (1949), Rio Grande (1950) and The Quiet Man (1952) and the box office figures of both these and his other films of the period like What Price Glory (1952) and Mogambo (1954). See generally Caughie (ed) (1981). 153
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in the film and which he liked to think his films encouraged people to think about: ‘This, then, is what we stand for: truth, justice, and the value of a single human being.’10 In Judgment at Nuremberg (1961) Stanley Kramer has Spencer Tracy as the ‘everyman’ figure confronting the moral issue of the defence of superior orders. Here, interestingly, this debate is located within the role of the judiciary itself. Based on a screenplay by Abby Mann, it is very much a filmed play with the outdoor scenes of very limited significance. Although, at more than three hours running time, this is not a cursory glance at the question of superior orders, the contribution of the judiciary is restricted. Tracy, as the War Crimes Panel Chairman, spends a great deal of time looking anguished and inwardly eaten up by the context of the trial in post-war Germany. Much of the film is given over to the presentation of the evidence of a number of ‘star’ witnesses. The accused German judges spend a limited amount of time in verbal communication before the camera. The principal judge, Burt Lancaster, whose role is most complex, does not actually speak until some two and a half hours of the film have passed. The very special circumstances of Nuremberg are familiar and most attention has been given to the trials of the major Nazi politicians and German military leaders. Kramer takes the treatment of lower level state functionaries and examines their moral and legal responsibilities. This was based on a series of real trials of 10 judges in 1947 by the United States Military Tribunal (Shale, 1996). Echoing themes in the war-time film None Shall Escape (1944) the film explores the notion of personal responsibility within a bureaucratic hierarchy What is interesting is that the film looks at the role of judges in enforcing laws. It attempts to build a picture of one of three judge’s arrival at Nuremberg and his reactions to the problematic social relations he sees around him. It seeks to contextualise his actions and decisions which he is called upon to judge. There is, however, surprisingly little actual articulation by Tracy of his ratiocinations. He does ask his other judges about the whole notion of absolution under the legal positivist notion of ‘acting lawfully’ under an immoral regime, and the role of the judge and some of the difficulties that may be encountered: Curtis:
Now I’ve collected several precedents which have bearing on the basis of the case which is the conflict between allegiance to international law and the law of one’s own country. (Dan is looking at the pictures of the victims in the files and he gets the others to look at them. Curtis continues exasperated.) Dan we have a mountain of material to go over here. If I may say so more pertinent is the legal basis of the case. I have the opening address of the French Prosecutor before the International Military Tribunal. (Dan wanders over to the window and stares out.) It is obvious in a state organised along modern lines responsibility is confined to those who act directly for the state since they alone are in a position to judge the legitimacy of the given orders. They alone can be prosecuted. I have another from professor…now on the basis of these I don’t see where the prosecution has put forward a really clear case pertaining to the charges in the indictment. Regardless of the acts
10 Part of Judge Dan Haywood summing up for finding the three German judges guilty. 154
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committed we cannot make the interpretation that these defendants are really responsible for crimes against humanity. We’ve been going over these points all day. If it isn’t dear now. Aren’t you going to look at these precedents. Aren’t you interested at all? Dan: I
’m interested, Curtis. You were speaking of crimes against humanity and defendants. Yes, saying they were not responsible for their acts. I’d like you to explain that to me.
Curtis:
I’ve just been explaining it.
Dan:
Maybe, but all I’ve heard is a lot of legalistic double-talk and rationalisation. You know, Curtis, when I first became a judge I knew there were certain people in town I wasn’t supposed to touch. I knew that if I was to remain a judge this was so. But how do you expect me to look the other way at the murder of 6 million people?
Curtis:
I’m not asking you to look the other way at them. I’m asking what good is it going to do to pursue this policy?
Dan:
Curtis you were saying that the men were not responsible for their acts. You’re going to have to explain that to me. You’re going to have to explain it very carefully. (Fadeout.)
There is a link to the role of judges under the Nazi regime in a rather less powerful film, Judgment in Berlin (1988). Martin Sheen portrays an ambitious Jewish Federal US judge, Herbert Stern, with a moral dilemma. His problem is that at an early stage in a novel assignment to Berlin he realises that he has been selected to reach a politically convenient decision which will suit both the United States and East Germany.11 Placards outside the hearing cast doubt on whether he will judge by proper standards. His initial naive assumption was that this assignment will provide a brief chance to have a ‘second honeymoon’ with his wife as well as be good for his chances of elevation to the Supreme Court. It soon becomes apparent, however, that he is a pawn in the backstairs political arrangements between the United States and East Germany to try people for escaping from East Germany. The complication is the recently signed International Convention on hijacking of aeroplanes. To support such actions, by not criminalising them, is to encourage terrorism. This tale from the early 1970s is based on a book by the judge who had to decide the issue, Herbert J Stern. It stemmed from the skyjacking, to Berlin Tempelhof, of an aeroplane on an internal Polish flight. The conflict is between the individual and the state. Whilst in the film for the most part the arguments are put in the mouths of the counsel in the case, Stern does discuss his dilemma with his wife and clerk:
11 The same notion of the judge being set up to provide a solution to a political problem is encountered in a TV movie in 1990. In Incident in a Small Town local judge Harry Morgan is disconcerted to discover that he has been assigned to hear a murder charge against German POWs because he is expected to be a pliant judge for the prosecution. There was a subsequent film with the defence attorney, Walter Matthau, and Morgan capitalising on their roles as two trusty old fighters for justice— Justifiable Homicide (1994). 155
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They want me to be a good little boy and follow the Fuhrer’s orders and the rule that the defendants in my court are no more than an extension of foreign policy. They want me to be a goddamn Nazi judge.
Stern builds on this link back to the Nazi era by suggesting one effective way out of the impasse: ‘I am going to do what those German judges should have done in 1934. I am going to resign. They can get someone else to do their dirty work.’ Is justice, then, achieved by serving the higher good of the nation state? How does the notion of due process relate to the integral purpose of the law? The benefits to the larger community are weighed against those of the individual in this scenario. The subtle political problem is that as an occupying power the United States sends out a dangerous signal by allowing the conquered to judge themselves in divided Berlin. This theme is not explored at any length. It is reduced to the emotional symbolism of using a jury to supplement a professional judge. Stern accepts the notion of an individual’s fundamental Constitutional right to a trial by a jury of his peers. Since this consists, in this instance, of 12 West Berliners, he is, in effect, opting to acquit the hijacker. The resolution of the issue between due process and the problem of international terrorism is not addressed except in the broadest terms, and the privileging of due process is only baldly articulated. Stern’s conclusion is to exalt the values of due process ‘while this flag stands in the courtroom’: My sole responsibility is to uphold my oath to the Constitution and not to any Government policies or personal causes.
What animated this preference remains unclear, at least in the film version, given the finely weighted interests of individuals to both enjoy fair trials and be free from fear when travelling, although Stern does suggest that he has weighed these matters before coming to his decision: Not only have we had to balance the safety of civil aviation against fundamental human rights, not to mention complex international treaties, but most extraordinary because we have had the judgment of the people closest to the situation, the free citizens of West Berlin.
In carrying out his duty to honour their judgement that the hijacker was not guilty of the charges, he inveighed against the prosecuting counsel who sought a four year sentence—which would be served, presumably under the Treaty, back in the communist bloc: They tried to tell this judge how he must rule. They placed themselves above the law and tried to turn this court into a charade…I am left to wonder who would be here to protect [the accused’s] rights if I did give him four years because I believe it when you say he has no rights and there is no limit to your powers. I am also left to wonder if this city needs another judge who follows orders.
With that ringing rejection of the binding nature of the Treaty he opts to sentence the accused to ‘time served’ and he is freed.
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THE JUDGE AS ENFORCER OF THE LETTER OF THE LAW (IN AN IDIOSYNCRATIC WAY) By way of contrast to these comic and serious portrayals, John Huston’s sprawling The Life and Times of Judge Roy Bean (1972) seems to offer a rather different perspective. This portrayal of the semi-reformed outlaw, Roy Bean, provides an oblique critique of the political and social source of the judging function. Judge Roy Bean explains his law enforcement philosophy to the Reverend Lasalle (Anthony Perkins) early in the film thus: ‘I want peace—and I don’t care who I kill to get it (Halliwell’s, 2001, p 473).’ Almost hidden beneath layers of genre tribute and irony Huston makes telling points about the transience and temporal nature of something as solid and seemingly permanent as state power. In the settlement west of the Pecos, where Roy Bean takes control, there is no state. This is not unusual within the Western. The sheriff being called in from outside or the unwilling citizen being morally press-ganged into acting on behalf of civil society and paving the way for the local state is a staple in the diet of Westerns. There is a difference here, however. Huston’s hero never really comes to terms with the notion that there is an external authority. The law and order he creates is autochthonous, as Bean explains when describing the personal source of his authority to the Reverend Lasalle: Bean, Judge Roy Bean. I am the new law in this area. What has qualified you as such? I know the law since I have spent my entire life in its flagrant disregard.
In The Life and Times of Judge Roy Bean (1972) Huston takes a chaotic-looking lengthy examination at the myth of the creation of the West. The film sees Bean bushwacked by the occupants of an out-of-the-way country saloon/bordello at the start of the film. They steal his goods and chattels and subsequently seek to kill him by attaching him by a long rope behind a horse and sending this off into the countryside. This is a cruel rather than teasing ploy. Fate intervenes in the shape of the rope breaking and Bean survives with the help of a Mexican woman, a young Victoria Principal. He takes revenge on his tormentors, leaving a dozen corpses scattered around the saloon. Having disposed of the previous owners of the saloon he takes to running it by his own rules. His attitude is one of strong ‘order’ aided by a dash of symbolic law in the form of a volume of the Criminal Statutes of Texas which he finds in the saloon. The source of his authority, over the land which the Mexican workers do not want, neatly subverts the convention of property ownership as the prize for physical occupation: ‘You mean I own everything if I do all the getting shot at?’ He is aided in this enterprise by a gang who offer their services as Deputies to help develop the effectiveness of Vinegaroon. They have come to the area after failing in their most recent attempts to rob the Three Rivers Flyer when the passengers shot back at them ‘for sport’. Bean is pragmatic in his treatment of these outlaws and it seems doubtful initially whether he is serious in his plans to maintain a form of ‘Law West of the Pecos’ as the sign over the saloon reads: Ordinarily I’d take you in my court and try you and hang you. But if you’ve got money for whiskey we can dispense with those proceedings. 157
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However, when asked whether he did much ‘judging’ he points out that he has ‘a whole graveyard of previous cases’. We soon see this is more than an idle boast when a fugitive is brought in by the new Deputies: Do you have anything to say before we find you guilty?
In addition to the copy of the Texas Criminal Statutes mentioned above, he and his Deputies swear allegiance to two ideals. One is the State of Texas which is notable by its absence in any concrete form. The other, which is at least present in picture form, is the ‘spirit of Lily Langtry’—the actress mistress of Prince Edward—with whom Bean is besotted.12 With these as guides he is able to construct a quixotic form of justice. This is, however, not some kind of despotic Khadi justice. It is harsh but it is consistent. He is asked about the Spanish speaking peasants whose houses are adjacent to the saloon. His regime is non-racist: What of them? How do they fit into your scheme of justice? The law is going to protect them. It says so somewhere in here (pointing to the volume of Texas statutes).
Similarly to the outlaw who denies a murder charge on the grounds that the deceased were merely ‘a Chinaman and his greaser wife’, Bean is firm, if lacking in political correctness: There’s no place in that book where it says nothin’ about killin’ a Chinese. And no-one I know ever heard of law on greasers, niggers or injuns. All men stand equal before the law and I will hang a man for killin’ anyone including chinks, greasers or niggers. I am very advanced in my views…
Huston portrays the task of applying the simple rules of living in Vinegaroon as involving elements of common-sense social engineering,13 occasional personal whims 14 and hints of venality as a process of social improvement without pretensions. To the suggestion that there is no formal provision covering a crime Bean explains the centrality of justice in his scheme: Trust in my judgment of the book. Besides you’re going to get a hangin’ whatever it says in that book because I am the law. And law is the handmaiden of justice.
Once the town develops there is a challenge to Bean’s simple approach to justice. This comes, however, from outside in the person of Roddy McDowell’s weasel-like lawyer Gass. Initially he is persuaded by the brute force of Newman’s pet bear to abandon his formal legal claim to the town. He accepts the offer of a share in the profits of the legal enterprise that involves persuading criminals to offer up their ill-gotten gain as an alternative to the widespread death penalty.15 He is able to take advantage of the rifts between Bean and the socially aspiring wives of his Deputies
12 Like the State of Texas, Jersey Lily does make a fleeting appearance at the end of the film. 13 Bean remarks that their success was partly attributable to the fact that outlaws arriving west of the Pecos mistakenly assume there is no law operating there—a fact they rapidly learn is not true. 14 Snake River Rufus Kile is shot for drilling a bullethole in a large poster of Lily Langtry—and then fined for lying about the place as he lies a corpse on the floor. 15 This policy had a pedigree in Saxon law in England in the 8th century. It is now a standard part of formal state practice in Britain with forfeiture of goods gained through crime. 158
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when Bean’s Mexican helpmeet becomes pregnant. When she dies in childbirth Bean ups and leaves and the way is open for the formal replacement of Bean’s personally created legal fiefdom: Lawyer Gass—he took over and with a carpetbag full of papers he was able to steal the same land that the judge had wrested from the devil with a gun and a rope— civilisation.
With Bean gone the town develops into the kind of dystopian vision of the moneydominated society encountered by James Stewart in the ‘George Bailey-free’ Bedford Falls (It’s a Wonderful Life (1946)) until challenged by Bean’s daughter. The other memorable features of the film serve to give it its rambling incoherent reputation. For example, the pursuit of the Lily Langtry cult in the town; the parody of the Raindrops sequence from Newman’s earlier film, Butch Cassidy and the Sundance Kid (1968) with an Andy Williams song, and the magical realist moment when director Huston himself appears. Nonetheless, overlaid as the first half of the film is by these other plot and stylistic developments, it remains a fascinating insight into the relationship between law and community and a telling illustration of the potential of Weber’s ideal type of informal irrational justice. All these films provide a refreshing opportunity for those concerned with explicating the legal process to consider law’s fundamental purpose in very different historical contexts. They illustrate that, whilst the judicial role remains a cinematic ‘cool zone’, it has been possible to feature the judicial process in quite distinctive ways. By locating the decision-making as the core of the film, within its full social and political context, it promises to reveal the triggers for decision-making. It seems, however, that exposing the final sacerdotal moment of judging from the mysterious world it has enjoyed in the past, is a step too far for filmmakers. No doubt many lawyers are grateful for this restraint. There may have been a shift to providing fuller reasons for decisions in the 20th century, with longer and longer judgments in Anglo-American jurisprudence and an expansion of socio-legal perspectives, but these remain post hoc justifications. Thus we find that in the films examined here the context is supplied within which decisions can be located. The alternatives and dangers of various courses of action are sometimes explored. There is, however, little to distinguish how Billy Priest, Roy Bean and the judges in the German trials came to their decisions. They opt for what they opt for because that is what they opt for. It can be reduced to values such as ‘truth, justice and the value of a single human being’ or ‘the Constitution’. These are so imprecise, however, that the decisions made in their name threaten to become indistinguishable from ‘the public interest’ or ‘the common good’. On the evidence available, how such a choice is reached, significant or not, remains beyond the realm of the filmmaker. This may be inevitable as one eminent British judge claimed it was sometimes impossible for decision-makers to do anything other than simply state their conclusion: in the very nature of things reasons, in the scientific sense, are not possible in such an instance [on fair rent fixing]. It is worth remembering that valuation is not a science: it is an art. There will be many, many cases where all the assessment panel can do is to say, ‘Doing our best with the information provided, we think the rent should be £x.’16
16 Guppys v Knott [1978] EGD 255 at 259. This further shows the difficulty in according a formalist function to the law. 159
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This seems to be where post-apocalyptic courts are heading in some versions of the future—certainly Judge Dredd (1995) shows how notions of the courtroom can be depicted in a different sense and the role of the judge is portrayed as far more wide-ranging and powerful.
JURIES Just as judges have had limited cinematic impact the same can be said of juries. The jury occupies a highly symbolic place in the centre of the criminal justice system and was described by Lord Devlin as ‘the lamp that shows that freedom lives’.17 There are though a number of physical problems in trying to explore the jury system on film. Given the secrecy of the deliberations, notably in the UK, there is little primary information on which to base a screenplay. For example, the records of the deliberations that saw the convictions of Derek Bentley or the Guildford Four would provide a telling insight into the central issues of the case, the believability of the police evidence. Clearly, though, it is possible to write fictional perspectives about what might occur in the jury room. The physical confines of the jury room may also provide a limiting factor though, as Lumet demonstrates in Twelve Angry Men (1957), it is possible to concentrate the film in one room. Indeed he held out against pressure to jazz up the room: ‘somebody had the idea that we should explain that all the regular jury rooms are occupied and have this in the basement, where we could show the exposed pipes and maybe the furnace in order to provide pictorial contrast’ (Cunningham, 1991, p 119). The entire film need not be filmed in the jury room, as with courtroom films the trial sequence is often just a smaller part of the action. Juries have a limited role in civil cases in the UK though, as we have observed, most films concentrate on criminal trials where there will ordinarily be a jury present. The paradox of the jury is that it represents the community version of law’s genesis and yet is almost entirely passive in film. The spectators of the film are the jury. As Hambley (1992, p 173) notes: ‘In most courtroom dramas, the jury is just another audience, sitting quietly in the corner of the courtroom; the jury exists in these movies simply because legal accuracy requires there be a jury during a trial.’ As indicated a favoured shot of the camera is over the shoulder of the jury so that counsel addresses both camera and jury simultaneously.18 As we note below the audience are themselves sometimes cast as the jury, as occurred in None Shall Escape (1944). This involves a courtroom-based examination of the conduct of a fictional leading Nazi during the occupation of Poland. At the end the presiding judge addresses the jury about the deliberations and what approach should be taken. The camera then zooms in on the presiding judge and it becomes clear that his remarks are addressed to the viewing public. It is to be our decision. We are the jury. Given that this film was made during the war this is a real decision over which the viewing public did have some sort of input. The same kind of device was adopted in another war-inspired film, Powell and Pressburger’s
17 The claims that are made for the jury system are not without critics: see Darbyshire (1991). 18 This is an example of where law and film needs to engage further with the mechanics of production. See Silbey (2001) and Clover (1998). 160
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A Matter of Life and Death (1946). Paradoxically, however, it is a film solely about jury deliberations, Twelve Angry Men (1957), that would feature in classic courtroom or trial movie lists. This section explores that paradox and seeks to explore how accurate this perception is and account for it. Twelve Angry Men (1957) was the first and almost only film that has concentrated on the deliberations of the normal audience for the forensic performances of the lawyers, who are seen as the moulders of truth and reality and effectively determining what the law amounts to. This is an ensemble piece which assembles a range of different social types and abstracts them from their normal daily activities. They are allowed to expose their own values and methods of deciding matters. The jurors comprise a cross-section of attitudes rather than ethnic or class backgrounds. The discussion which they are involved in provides the sole action in the film. We see how the desire by the architect Juror Eight (Henry Fonda) for some discussion of the case, before sending an 18 year old to the electric chair, brings out a range of character traits. The jurors have to explain why they voted to convict to convince Juror Eight. Isolated after the first vote, he initially wins support from Juror Nine (Joseph Sweeney) who is an old man. Juror Nine resents the racist reasoning for conviction of Juror Ten (Ed Begley). He has ‘lived among them’ and regards both racial minorities and slum dwellers as lesser humans. Similarly outspoken against slum-dwellers is the blustering bully, Juror Three, a small businessman (Lee J Cobb). He alienates quiet Juror Five (Jack Klugman) and immigrant Juror Eleven (George Voskovec). A combination of the underlying prejudices and emergence of rational reasons to doubt the conviction start to win over other jurors. Some are slower to change their minds. Juror Twelve (Robert Webber) is not really giving the process much attention, thinking instead about his advertising agency work. Juror Seven (Jack Warden) is a cynical salesman whose initial concern is to get away quickly so he can get to a baseball game. He even changes his mind on the basis that this is the ways things are going and by swapping sides he will still get to the game. The plain working man Juror Six (Edward Binns) resents the bullying of the old man. Finally, Juror Four (EG Marshall) is convinced by the doubt cast on the eye witness evidence on which he had been so reliant. When it is pointed out by the old man that the woman who witnessed the murder wore eyeglasses but would not have been wearing these in bed, from where she claimed to see the murder, across a railway line, after midnight, he is satisfied that there is a reasonable doubt. What we have is a mixture of rational evaluation of evidence and prejudice. Jurors change their minds both as a reaction to the evidence and as a reaction to their fellow jurors. Even though the jury is split nine-three at the time it is clear from his final vitriolic outburst that Juror Ten is no mere thoughtless racist. He has a fully developed position which none of his colleagues can stomach. Their own ambivalence on this issue is rooted and overcome and symbolically they all turn their backs on him. This film may be seen as a celebration of the core common sense of the jury system and of the innate decency of humanity. It can also be read as an indictment of the lazy stereotyping and lack of commitment that sullies the whole process of justice. Its shadow has been so long as to inspire awe but there are almost no other stories centring on jury deliberations other than a comedy ‘tribute’. This film had as its central trope the desire of the protagonist to keep the process going as long as possible in order to enjoy food 161
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and accommodation at public expense (Jury Duty (1995)).19 Not surprisingly, given the mythic status of the jury as a bulwark against despotism, in all subsequent jury-centred films the decision which is finally reached in the film does not question the concept of the jury.20 The other jury pictures of the 1990s took the unlikely but fascinating notion of the lone juror suborned to produce a ‘not guilty’ verdict. In Trial by Jury (1994), Joanne Whalley-Kilmer is a young woman whose family is threatened by a vicious gangster, whose task is to change the mind of the jury single-handedly.21 A little later in The Juror (1996), with Demi Moore we find a similar example of a juror pressurised to fix the result of a case, caught between justice and gangsters.22 In both these instances the jury process is shown as involving people whose perspectives are easily swayed. There is an assumption of a high level of plasticity. In fairness the central drive of these two films is on whether the trapped victim of blackmail will somehow get the evil gangster. Rather less focus is on the problem of achieving an outcome which satisfies the individual moral commitment to family and general duty to the community to assist in the punishment of crime. Nonetheless the basic premise seems to have been inspired more by Henry Fonda’s courageous stance in Twelve Angry Men (1957) than in any grounded knowledge of the jury system’s operation. The research that has been carried out in relation to the notion of the ‘standout’ juror suggests that outcomes like this one almost never occur in real life.23
JURY SELECTION The process of jury selection occurs as a minor theme in a number of films. In To Kill a Mockingbird (1962) we have the natural assumption of an all-white male jury whose determinations are unguided by evidence.24 Even in A Time to Kill (1996),
19 Described in Variety as ‘one of the worst major studio releases of recent memory’. A much more satisfactory comedy version appeared in 1959 on British TV—Hancock’s Half Hour, Twelve An fry Men, 16 October 1959). 20 Twelve Angry Men was remade for cable in 1997 with Jack Lemmon, George C Scott and Ossie Davis by the director of The French Connection (1971) and The Exorcist (1973), William Friedkin. The screenplay was written by the original author from the 1957 film screenplay and the stage play on which it was based, Reginald Rose. The judge is by the time of the remake a woman and the time is moved forward from tne 1950s to an unspecified future. In keeping with the title of the work the jurors remain all male. Their ethnic composition has, however, been radically altered. Now instead of one European immigrant and 11 white men, all native born and speaking unaccented English, we have one European immigrant, four African Americans and two Hispanics. The foreman of the jury is an African American and the role of the racist is played by an African American with the negative view of Hispanic immigrants. The conclusion is, however, true to the original. 21 Written by Jordan Katz and Heywood Gould and described in Halliwell’s as a ‘Ridiculous courtroom drama in which a ham-fisted script gets the performances it deserves before toppling into obscurity’ (2001, p 843). 22 This film, written by Ted Talley based on the novel by George Dawes Green, which appeared in 1995, fared little better in terms of critical evaluation: ‘Routine woman-in-jeopardy movie that does not even maintain a sense of suspense.’ (Halliwell’s, 2001 p 434.) 23 Secrecy surrounding jury deliberation, notably in the UK, often makes meaningful research difficult. See though Johnson (1985); Marder (1997); Fukurai (1999). 24 See, also, the jury in Mississippi Burning (1988) who return a verdict on race lines. 162
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with its tale of a father killing the white racists who had raped his 10 year old daughter, all we see is a brief section of peremptory challenges with the prosecution seeking to keep African American men off the jury and the defence seeking to challenge white women. In The Rainmaker (1997), in the suit against the recalcitrant insurance company, the jury list is unlawfully made available to the plaintiffs. They use it, however, to provide misinformation to the other side, knowing that any challenge will have to reveal that the lawyers have tapped their phones. More recently, in Midnight in the Garden of Good and Evil (1997), the process is adverted in the appearance, as jury foreman, of a seriously eccentric Savannah resident who is kept on the jury for no obvious reason. Jury selection is in fact an important consideration for lawyers. In the UK, the ability to challenge jurors is heavily limited, while in the US it is seen as almost a science: The next step is to develop a checklist of critical desirable and undesirable characteristics accessible to scrutiny in prospective jurors (blue collar workers, former policemen, participants in two defense verdicts in the past etc). We can then construct the hypothetical ideal composite juror for the case at hand, eg, cigar-smoking male chauvinist with classy address, expensively dressed, middle-aged. Republican, carrying US News and World Report, has many children most of whom are beginning professional careers; or welfare mother carrying old, tattered New Republic, splinter party registration, and emitting warm, possibly seductive smile at attorney (Blinder, 1984, p 84).
Blinder (1984) notes a number of key factors that ought to be examined to decide on whether the juror is suitable or not, including occupation, age, sex, religion and ethnic group. In film terms we do see this voir dire played out on a number of occasions. In Suspect (1987), we see one prospective juror, Mr Davis, rejected by the defence after it is revealed that he handles, without qualms, foreclosures as part of his job as a loans officer. Sanger (Dennis Quaid) is also questioned after it has become apparent that he is very keen to avoid his civic duty. Stella (Joe Mantegna), the prosecuting counsel, attempts to discover his views on capital punishment, something that Riley (Cher) objects to strongly. After the judge intervenes, Riley ascertains that he is a lobbyist and that he must be very persuasive. She continues: Riley:
Do you have faith in the American justice system?
Sanger:
It seems to work
Riley:
And do you believe that a man is innocent until proven guilty?
Sanger:
Absolutely.
Riley:
And you have already stated that the punishment should fit the crime?
Sanger:
Yes.
Riley:
Would you turn around Mr Sanger?
Sanger:
Excuse me?
Riley:
Just turn around and face the back of the courtroom please. (Turns round.) Mr Sanger, could you tell me what colour my hair is?
Sanger:
Brown.
Riley:
Does my hair look brown? 163
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Sanger:
You asked me what colour your hair was, I thought you wanted the real colour.
Riley:
You’re very observant. But appearances can be deceiving, and sometimes circumstances make the truth almost impossible to find. As jurors you will be asked to keep an open mind, to put aside your assumptions and to look for and find the truth.
Sangar is then surprised to find out that he has been retained as a juror. Interestingly, Riley uses this seemingly innocuous procedural challenge as an opportunity to try and begin the process of jury persuasion. The notion of jury selection is taken a stage further in Devil’s Advocate (1997). Here, Lomax is a lawyer who is approached in a bar after he has successfully defended a schoolteacher who he knows to be guilty. He is offered the chance to go to New York to select a jury; after initial disbelief he agrees. We shift to the courtroom where counsel is interviewing the potential jurors. He is called over by Lomax: Lomax:
Lose number four and number six, and I’d say lose number twelve except the prosecution is going to fuck up and do it for us.
Counsel:
Number six? You’re kidding right? She’s my first pick.
Lomax:
She’s my first pass.
Counsel:
And four?…The dreadlocks, that’s crazy. That’s s a defendant’sjuror if ever I saw one.
Lomax:
Did you see his shoes…?
Counsel:
Er, look kid. Maybe down in Florida you are the next big thing, this is New York, Manhattan, we’re not squeezing oranges here.
Lomax:
He polishes his shoes every night, he makes his own clothes, he may look like a brother with an attitude to you, but I see a man with a shotgun under his bed, and woe betide the creature that steps into his garden. And your favourite, she’s damaged goods…
Counsel:
She’s a Catholic schoolteacher, believes in human frailty…
Lomax:
No, there’s something missing from her, she’s wronged. She wants on this jury, somebody hurt her and she wants revenge.
Counsel:
How the hell do you know that?
Lomax:
I dunno.
Counsel:
(To Lomax’s ‘superior’.) Look, are you gonna put a stop to this shit or do I walk?
‘Superior’:
(Looking at Lomax.) Walk.
Counsel:
Alright, here’s the deal. I lose with your jury, you do the explaining.
Here Lomax is the possessor of a ‘gift’ that allows him to read people’s minds, which obviously gives him a strong advantage in terms of picking a sympathetic jury. Lomax also raises an interesting point about who the jury actually are, stressing to Cullen, a high profile property developer accused of a triple murder, that the ‘jury’ may be wider than the 12 people sitting in the court. Milton wants Lomax to 164
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take on Cullen’s case. Cullen is unsure as Lomax is so inexperienced, but Lomax makes a strong pitch for the job: Milton:
Who do you trust?
Cullen:
I’m gonna have to look around.
Lomax:
You don’t have time to shop Mr Cullen. Jury selection starts this morning at every breakfast table in the city. This is what people know—three dead bodies.
There is a further portrayal of the process of jury selection in We the Jury (1996) which appears initially to be an exception to the Twelve Angry Men (1957) holdout trope. We see here the process of jury analysis by both the prosecution and defence. It is deemed crucial to determine the kind of decision that the jury is likely to reach in a scenario involving the shooting of an unfaithful husband by his TV celebrity wife. Thus we have the defence team seeking to have as many women as possible on the jury, and the prosecution trying to counter the celebrity sympathy which is evident from some from the jury pool. This is, however, dealt with fairly perfunctorily and we set off with a jury of seven women and five men. The panel includes three jurors from ethnic minorities. Kelly McGillis is sensible sympathetic Alyce Bell. Herein lies the link with Twelve Angry Men (1957). Here, again, we have a conflict within the jury, in this instance broadly on gender lines. The wife, TV talk show host, claims to have suffered psychological abuse during the marriage so that she is rendered an automaton unable to control her murderous actions. The conflict is, however, between levels of culpability. The wife admits killing her husband and the question for the jury is whether she is guilty of premeditated homicide [murder one], unpremeditated homicide [murder two] or involuntary homicide [manslaughter]. Like Twelve Angry Men (1957) the first discussion reveals a split in the jury. The split is, however, between the seven women jurors who opt for manslaughter and three male jurors who opt for murder one. The foreman is undecided and one man sides with the women. Discussion takes place and the remaining men are brought round to opt for manslaughter. This leaves only one man as a ‘standout’ for murder one. Unlike Henry Fonda, however, this juror appears to be merely a prejudiced misogynist unwilling to engage in rational debate about the evidence. Before there is stalemate, however, the reticence of the foreman in explaining his position is exposed as stemming from his extensive notes which he is making in order to cash in on the notoriety of the case. He is duly replaced by an alternate juror, a self-confident man who accidentally triggers the crucial factor which opens up the case for reconsideration. According to the wife she had taken her husband’s gun from a closet and in a trance gone to see him at his mistress’ apartment. One of the quiet women jurors, however, recalls that she took the gun from her own closet. The husband had moved out some time before. The new worldly juror with expertise in marital conflict casts doubt on whether one would leave one’s gun after moving to the guest room. Everyone reconsiders and most change their minds. Reminiscent of the psychologically damaged Juror Three (Lee J Cobb) in Twelve Angry Men (1957) one of the women has herself been cuckolded by her late husband—a fact she only discovers at the funeral service with the appearance of his mistress. She confesses this has motivated her rather than the evidence. Like the racist Juror Ten (Ed Begley) in Twelve Angry Men (1957), having purged 165
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herself, she switches. One of the women jurors believes that this decision is a political case sending out a message about wife abuse. There remains, however, a single ‘standout’ for not guilty. Again the same quiet juror recalls that the doctor who testified to the mental state of the accused based her work on that of someone who had been a guest on the TV show of the defendant. They all suddenly realise they have been lied to and everyone is prepared to opt for murder one. Interestingly the film, like Twelve Angry Men (1957), does not actually consider whether the ultimate decision is actually correct. In the classic film this was equally significant as death would be the result of a guilty verdict. The flimsy ‘evidence’ which we see convincing the jury in We the Jury (1996) casts doubt on the version of events of the accused. Whether it establishes the prosecution version ‘beyond reasonable doubt’ is another matter. Of course the drama of the jury situation is considerably less where we have different versions of the jury In England and Wales, for instance, a majority of 10 is sufficient to convict. In Scotland there are three alternatives—see Madeleine (1950) on the notorious Madeleine Smith trial—guilty, not guilty or the finding of ‘not proven’. Since juries’ decisions are by majority in Scotland this means that it is impossible for someone to be convicted unless eight jurors opt for guilty. In order to avoid receiving a punishment the accused must obtain at least seven votes for either ‘not guilty’ or ‘not proven’. After Twelve Angry Men (1957) perhaps one of the highpoints of the cinematic jury is to be found in The Verdict (1982). However, the role that the jury occupies is insignificant in terms of the period of time its deliberations occupy. As with Carter’s plea to the judge in The Hurricane (1999), to give him justice, Frank Galvin makes a last ditch appeal to the jury to save his case. He has little admissible evidence or useful expert testimony to rely on so it is left to bare emotion. The decision of the jury flies in the face of the evidence that Galvin has presented but there is obvious sympathy for the position of the plaintiff. This is acutely demonstrated when the jury foreman enquires of the unsympathetic judge whether they are bound in the amount of damages they are permitted to grant. The judge resignedly indicates that they are not and the jury award the plaintiff substantial damages far in excess of any guidelines that the judge might lay down. A further example of a jury acting independently contrary to legal ‘principles’ can be seen in A Time To Kill (1996). Carl Lee admits to killing the two men who had assaulted his daughter and seriously injuring a police officer so his defence prospects are somewhat limited. However, despite the weakness of the defence case the jury opt to take a wider view of the moral question and looks beyond the immediate case before them. In a sense we see the jury setting right perceived wrongs within the criminal justice system. This is a recasting of the To Kill a Mockingbird (1962) situation, with the added dimension of an admitted act by the defendant. Racism is, however, rejected by the jury, on behalf of the community, and Lee must be acquitted despite his wounding of the innocent police officer.
CONCLUSION The countless hours of law films have for a range of reasons not focused on the less dramatic actors. These individuals are passive. They are spectators. They are 166
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us, the viewing subject (Silbey, 2001). For a range of reasons we have few cinematic glimpses into their inner workings, perhaps most pertinently because the audience may take over their roles. There has been some comment on the contrast between the machinations of a real jury in Inside the Jury Room (1986) and the film Twelve Angry Men (1957) (Nichols, 1996). The significance of the jury trial in films is made more crucial by the fact that the home of these films, the US, remains one of the few developed countries where capital punishment is still available. It is interesting to note that injustice or miscarriages of justice, either fictional or fact based, are a potent area of exploration for filmmakers. Here clearly the jury has an important role to play as the initial conviction is as a result of its considerations. Yet we see little cinematic criticism of the jury for reaching this erroneous decision. There is always another party to blame, be it corrupt police officers (a favourite), poor representation or a biased judicial system. There is no question of drawing attention to the failings of the jury for not being able to find the truth. It is only with films such as A Time To Kill (1996) that we see a jury prepared to assert community values, though ironically a guilty verdict could have been justified on the evidence. This is perhaps one of the few examples, along with the classic Twelve Angry Men (1957), that asserts the importance of the jury in protecting wider aspects of justice. With respect to judges, we can perhaps draw a general distinction between the appearance within the confines of the courtroom, which is generally muted, and that in chambers. Within the latter arena we can find some examples of proactive judges who are keen to take a more significant role in the legal process. A number of films in both the civil and criminal sphere exhibit this, with the judge much happier to intervene in a private or unseen setting. This perhaps emphasises judicial reticence to be seen in terms outside of the impartial arbiter for the most part; certainly My Cousin Vinny (1991), The Verdict (1982) and A Civil Action (1999) provide useful examples of judicial intervention in their own inner sanctum rather than in open court. Whilst within the trope of legal films judges and juries are often marginalised, as we have argued above their role may in fact be taken on elsewhere. There is a parallel here with the way in which other players may perform the role of lawyer within the confine of the legal film, such as Henry Fonda in Twelve Angry Men (1957), or De Niro in Cape Fear (1991). Nevertheless, the filmic roles of these parties provides us with interesting and valuable material which tells us much about the way the law is portrayed in film. In addition to a limited perspective on judges and juries we also get few glimpses of how prosecutors work. There is, of course, Katheryn Murphy (Kelly McGillis) plea-bargaining in The Accused (1988); we see a young woman Assistant DA seeking proper recognition of her qualities by being assigned a murder prosecution before she gets involved with the accused in Physical Evidence (1989); we hear the inner thoughts of senior Assistant DA Rusty Sabich in Presumed Innocent (1990) about how he sees his job before the story veers off to concentrate on his new role as the accused in another murder mystery. Public defender work which has been a staple of the TV screen has, despite Cher’s sterling effort in Suspect (1987), scarcely made a film impact. What we get is a partial view of the system centred on the craft of defence lawyers which range from the noble and the redeemed to the cheated and gullible. Identification with the oppressed victims of the legal process has been a trope which has 167
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captured the imagination of filmmakers rather more than the more prosaic processing of those apprehended by the forces of law and order. The exciting work has already been done by the likes of Harry Callahan (Dirty Harry (1971)) and the predominant cinematic concern has been with ensuring that they have not got ‘the wrong man’.
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CHAPTER 7
PRIVATE EYES AND THE PUBLIC INTEREST In addition to those directly involved in the prosecution, interpretation and enforcement of laws there is one group of individuals who have emerged, both in film and literature, with a distinctive role in relation to justice.1 These filmic portrayals are imbued with a special perspective in that the private eye seems to offer an alternative to the official version of justice. Private eyes in fiction conjure up a world where men (sic)2 live by their own private code of justice while they ply their trade on the borders of the law. The reason why the moral dilemma has emerged has been the nature of the work of the private investigator (PI). Rather than solving mysteries in the public interest, as occurred in the sleuth and police detective model, the PI works as the janissary of the powerful. This has featured consistently throughout the PI film, producing a conflict in relation to the path of justice and the interests of the rich client. This has been the bedrock of conflict in the PI film, from The Big Sleep (1946, 1978) through Harper (1966) to 8MM (1999). The stereotype of the cynical, world weary private eye with his own standards of ethics standing apart from the sordid fray of daily life may, however, be misleading. How the PI is presented to the world has altered, and the frequency of their appearance has varied. Our examination of the range of private eye cinema suggests that the Chandleresque perspective on justice and legality within private eye films over the years has not, in fact, been entirely consistent. We suggest it is intimately tied up with the nature and type of films about law, which co-exist with PI cinema. Initially, the private eye is a figure imbued with a level of scepticism about the efficacy and ethics of forces of law and order, and who provides a moral counterbalance to the corruption of the police, courts and lawyers. In fact, it is the private eye who appears as a form of justice figure, and arguably is effectively the ‘lawyer’. Thus we can contrast the early PI with the lawyer, where the latter may be seen as of doubtful moral stature. In the filmic golden age of the hero lawyer, the PI is discarded as the focus for morality. He becomes marginal to the justice enterprise and appears as a minor character rather than a central protagonist. He undergoes a renaissance as films start to once more portray the official legal enterprise as flawed. Along with the rogue cop, the PI is perhaps our only hope of some kind of protection from the forces of evil. This chapter looks at the changing image of the private eye and the context in which these films were produced. It notes the way in which the role of the private eye, like that of the 1 2
As we note below and elsewhere, there is a tradition in literature of detectives in fiction. While these are referenced within the text, we do not engage directly with them, both for reasons of space and because of the overarching aim of the project, ie, lawyers in film. This issue has been referred to above in Chapter 5 as regards what we have termed the ‘invisible’ lawyer. However, in terms of detective fiction there is a great lineage of female detective fiction. See, for example, the work of Munt (1994): Since the inception of the genre, female protagonists have been usurping male heroes, and as a liberal strategy of equality the instigation of female heroes persists in being popular, even a hundred years after Mrs Herlock Sholmes. As part of a policy of deploying positive images of women, it remains pertinent within a society still clutching to male dominance in nearly all areas of public life (Munt, 1994, p 30). See, more generally on this, Cawelti (1976), Naffine (1995) and Young, A (1996). 169
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lawyer, has undergone changes as well as a varied frequency on the screen. In simple terms, the private eye has prospered when, for a range of reasons, lawyers have come under suspicion and have waned in numbers when the lawyer has received positive treatment. Whether it be through the medium of Westerns, science fiction, courtroom dramas or private eye films, there has been a consistent stream of films dealing with the conflict between legality and justice since the inception of talkies. Westerns (Nevins, 1998) and science fiction (Joseph and Carton, 1992) have already received treatment in other work and this chapter notes the relationship between these remaining exemplars of ethical debate— courtroom dramas and the specific PI film. In addition to the theme which we have concentrated upon in earlier chapters of the text, that is, the issue of how representations of institutions within popular culture are of significance in the socialisation process,3 these films provide a perspective on the justice system from a source which is neither part of the institution, nor simply a member of civil society. The private eye is cynical about law and, much like Henry Fonda’s Abraham Lincoln before him, is cognizant of the fact that the formal goals of law are at odds with the social reality: [Lawyers] write the law for other lawyers to dissect in front of other lawyers called judges so that other judges can say that the first judges were wrong and the Supreme Court can say the second lot were wrong. Sure there’s such a thing as law. We’re up to our necks in it. About all it does is make business for lawyers. How long do you think the big-shot mobsters would last if the lawyers didn’t show them how to operate? (Philip Marlowe, in Chandler, 1953, p 267).
This chapter will look at this early critical perspective, expressed by the creator of the most filmed private eye, Philip Marlowe. Chandler explained in connection with the filming of The Big Sleep (1946) how he was concerned with the whole question of how to live a moral life in his creation of this central image of the private eye. He complained to John Houseman about the question of the role of moral content in film and the suggestion that Marlowe was ‘amoral’: ‘I feel a little annoyed with you for not realizing that the book had a high moral content…It is the struggle of all fundamentally honest men to make a decent living in a corrupt society. It is an impossible struggle: he can’t win’ (Thomson, 1997, p 64). As we demonstrate, however, this does not represent the full range of private eye views on justice and there have been historical inconsistencies in their portrayal in film. In fact, even Chandler’s Marlowe was radically altered in his transition not just from page to screen (see Murder my Sweet (1944)), but in the final process of cutting. So, for example, a film like The Big Sleep (1946) becomes a vehicle for the Warner Brothers’ new romantic pairing of Bogart and Bacall (Thomson, 1997, p 44). It is important to specify that this chapter is not concerned with the whole range of films stemming from the field of crime/mystery literature. The literary genre classified in Britain under Crime, and in the United States under Mystery, ranges from police procedurals, through courtroom thrillers, to crime novels where amateur sleuths are involved. One of the
3
An interesting example of this can be seen by Martin Luther King’s exhortation to Lieutenant Uhura (Nichelle Nicnols) not to retire as she was a major role model for African Americans—‘Warp Factor Seven to Deep Space Nine’, Kaleidoscope, Radio 4, 10 February 1996. 170
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standard reference works suggests that the field of crime literature can be divided into three basic categories—‘the thriller or suspense adventure; espionage; and the crime/detective/mystery novel. This last category breaks into three more divisions: the classic tradition, the private eye and the police procedural’ (Melvin and Melvin, 1980). The literature on crime and detection stories is extensive (Woeller and Cassiday, 1988) but does not concern us in this context.
PRIVATE, PUBLIC, PROFESSIONAL AND AMATEUR: DEFINING THE PRIVATE EYE Our interest in the private eye stems from the role that he plays in the legal process and his relationship to the other participants, notably lawyers and clients. Sometimes the private eye and the lawyer may operate in tandem, whilst at other times the roles of the two may become blurred as the one adopts the other’s traditional role. There are, however, a wide range of individuals who perform an investigatory function with respect to criminal acts or even civil disputes, the most obvious is the public investigator, the police detective. Detectives have appeared in a variety of different forms and styles. This chapter is not concerned with the official face of crime detection—the police. The relationship between the legal system and the fictional upholders of law and order should be straightforward; insofar as it is problematic in terms of the issue of vigilantism, this is discussed elsewhere and is briefly noted below (Brode, 1995). As representatives of the state, police detectives have a defined function in the process. Our focus is not the public professional, but rather the private professional. Inside the category of detectives there are a number of ‘official’ investigators who do not strictly fall into the category of police detectives. For example, pathologists have some history in providing the answers to criminal investigations, particularly on television;4 this has now developed as forensic science has progressed, and the scientist has started to feature both with respect to forensic analysis of evidence, The Bone Collector (1999),5 and psychological profiling, The Silence of the Lambs (1990).6 There are a number of films where the investigatory function is not carried out by the formal authorities, but by a more shadowy individual or group. These characters are generally acting to solve some serious matter that threatens the security of the state. They operate outside of normal legal boundaries and rules and are able to take independent action to secure the outcome. Most obvious of these are the secret agents that deal in the international world of espionage and counter espionage. We have a group of infamous ‘special agents’ such as James
4 5
6
Aside from Quincy who routinely solved cases there was The Expert and more recently Silent Witness. On a slightly different level, there is also the issue of criminal psychologists, as notably portrayed by Robbie Coltrane in Cracker (UK). In The Bone Collector (1999) the forensic scientist is well respected by the majority of the police officers he has worked alongside to the point where he is treated as a deity. The ‘ordinary’ cops all attend his bedside (he has been paralysed in an accident) whilst he dispenses his critical analysis of the evidence. By the end of the film Rhyme has rediscovered his will to live and is shown out of his bed in a wheelchair. Although Agent Starling (Jodie Foster) has interests in psychological profiling, the main source of information in the attempt to catch the killer is the psychotic killer Hannibal Lecter. 171
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Bond 007 and the Mission Impossible crew, amongst others. A particular stream of the semi-official agent has emerged; namely the incarcerated individual who is offered the chance for redemption. This opportunity requires the person to carry out some act of ‘justice’ to buy his redemption and consequential liberty. An early example of this is The Dirty Dozen (1967), with a group of convicted convicts carrying out a tough wartime mission. Individuals who have been assigned this role can be found in, amongst others, Demolition Man (1993) and Twelve Monkeys (1995). This theme, of earning freedom for carrying out a difficult act on behalf of the state, is a variation on a theme of the wrongly convicted individual who seeks to investigate his own miscarriage of justice. Demolition Man (1993) combines the notion of the wrongful conviction with a chance to earn freedom. Officials from statutory agencies may have investigative powers and this may be reflected in film (see, for example, A Civil Action (1999)), whilst films may also demonstrate rivalries between different agencies and pit investigators against each other. Aside from state or quasi-state investigators, there are also the pure independent amateurs. One prominent example of this type of sleuth is the figure at the centre of the mystery melodrama, the quirky eccentric solver of the ‘perfect murder’; these are often the product of ‘whodunnit’ novels by crime writers such as Agatha Christie or Dorothy L Sayers. For example, the inappropriately named Christie novel Ten Little Niggers was transformed into three different film versions: And Then There Were None in 1945 and in 1974, and Ten Little Indians in 1966. Krutnik (1991, p 39) outlines the constituents of the genre: The classical mystery story is often set in a stable, generally conservative social environment—the country mansions and small villages of Christie, for example—and it generally manifests a confidence in the power of the mind to order and thus dispel chaos.’ Intellect is a key component; the mystery can be solved but only if the detective has sufficient ability. As Poirot observes, it is the application of the ‘little grey cells’ that matters. The relationship with the formal authorities is ambiguous. Often the detective will, by good fortune, be present in the house when the heinous act takes place or will be invited in by the concerned occupants. The great detective is frequently a friend. The role is to make up for the deficiencies of the police; however they are often seemingly welcomed by the police themselves, and encouraged to participate and solve the crime through explanation of the improbable.7 The police are shown as incapable of exercising such intellectual prowess and are bumbling in comparison. Our amateur investigators often have no particular allegiance but purely have the function of solving the puzzle. They may well help establish guilt or innocence of individuals but the aim is to find the answer to the mystery. It is not so much a question of justice, but the criminal justice equivalent of the cryptic crossword. The world of the amateur sleuth from the ‘Golden Age’ of detective fiction (such as Philo Vance, Poirot, Miss Marple, Father Brown or Lord Peter Wimsey) involves nothing of significant interest in its presentation of law and justice. These are worlds where ‘evil’ or ‘driven’ people act in their own self-interest, and murders are committed to achieve these ends. There is no moral ambiguity or ethical dilemma between legal acting and personal justice, the amateur sleuths are on the side of law and order. This is not a world where there are political influences in law, and 7
An interesting twist on this is the use of a hypnotist to solve seemingly impossible criminal puzzles in the BBC series Jonathan Creek. 172
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this world of crime novels is largely abstracted from any political and social context. This applies from the earliest of the superhuman sleuths, Sherlock Holmes, through to the range of guises in which mysteries were presented from the 1930s to the 1970s, including Charlie Chan, Mr Moto, Mr Wong, The Falcon and The Saint. Writings where the commission of crime is socially situated are few and far between.8 The private eye film, as we know it, developed from the puzzle film. These puzzle films were the cinematic equivalent of the Golden Age detective mystery of Agatha Christie, Van Dine or Dorothy L Sayers. In the 1930s such was their popularity that the ‘thunderstorm mystery’ and all its conventions became a cliché, and the vehicle through which this was increasingly presented was the detective series. In most instances these were ‘B’ features shown prior to the main film, lasting for about one hour instead of the normal 100/120 minutes. One link to the upper class intellectual sleuth of the previous eras is provided by The Saint, who features in numerous films.9 A further type of amateur crime figure is the vigilante whose aim is not to solve any great mystery but rather to provide retributive justice. This is most obviously, in terms of contemporary film, represented through the Death Wish series.10 The starting point is the individual citizen who has suffered at the hands of depraved criminals who have subsequently gone unpunished by the justice system. The consequence is the establishment of a do-it-yourself approach to meting out the appropriate penalties. Aside form the Death Wish series there are other examples, such as Revenge (1971, 1989) and The Limey (1999). Vigilantism may crop up in, and is linked to, a number of different genres. For example, The Revengers (1972) is an example within the Western genre which also includes The Magnificent Seven (1960). This latter film is based on the classic, The Seven Samurai (1954), which provides a fine early example of the provision of self help and protection. These last two films have defence as their starting point, whereas by the time we get to Death Wish (1974) the emphasis is firmly on positive action. Personal vengeance is a key feature in Western films, which centre on the idea of the bringing of law into an area of lawlessness. The justice figures in Westerns are the local law enforcement officers, charged with preventing a vigilante approach to justice. The introduction of the
8
Rendell (1995), for example, deals with the degradation of unemployment and the nature of racism in contemporary Britain. 9 The Saint was a character developed in a series of books by Leslie Charteris. This was turned into a long-running TV series. It also spawned a number of films including, The Saint in London (1939), and the contemporary The Saint (1997). The latter film starred Val Kilmer in the lead role, described in Halliwell’s (2001, p 703) as ‘An action adventure that commits the unforgivable sin of being dull. There are attempts to reposition Charteris’s suave hero as man with a troubled past, in the manner of the modern version of Batman, and to turn him into another James Bond. Both fail, for while Kilmer’s Saint is described as a “master of disguise”, he seems more a ham actor in search of a role’. 10 Death Wish (1974), Death Wish 2 (1982), Death Wish 3 (1985), Death Wish 4: The Crackdown (1987) and Death Wish 5: The Face of Death (1993). Halliwell’s (2001) offers the following comments on the first three films which offer a critique of the formulaic approach to filmmaking. Death Wish: ‘After a highly unpleasant and sensational opening, this curious and controversial film settles down into what amounts to a black comedy, with the audience well on the vigilante’s side. It’s not very good but it keeps one watching.’ Death Wish 2: ‘A badly made exercise in the exploitation of the most repellent aspects of violence, without the first film’s saving grace of slickness and humour.’ Death Wish 3: The killing sprees have become routine, and there’s nothing else of interest in this boring sequel to a sequel.’ Needless to say the critical comments do not improve by Death Wish 5, by which time the vigilante in his last outing was 72. 173
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formality of the law places the vigilante outside of the procedures and processes of law enforcement. There can, though, be more to the vigilante than the wronged individual who is seeking revenge for personal hurt. As the vigilante becomes an outsider, the field covers a wide range of individuals operating beyond the boundaries of the law. For instance there is a line where the rogue or disaffected cop meets the amateur vigilante. The two may coincide where the police officer or other professional law enforcer steps outside of the formal system, the ‘Dirty Harry scenario’ (the Dirty Harry series included: Dirty Harry (1971), Magnum Force (1973), The Enforcer (1976), Sudden Impact (1983), The Dead Pool (1988)), in order to dish out justice. This may not be confined to police officers and The Star Chamber (1983) is an example of an extension of this process to judges. Our focus is neither amateur nor state detective, but rather the paid professional who is bound to his client.
THE PRIVATE EYE: JUSTICE AND POLITICS Fundamentally, the private eye is outside of the state system of criminal justice and is employed privately to perform an investigative role. There are a number of varieties of private eye, ranging from the traditional gumshoe through to an insurance company representative. Private eyes may, at times, move in and out of some of the other categories that we have identified, but there is a fundamental difference from the start. The private eye is a professional employed by one of the parties and his duty is to that person; however he may often exceed his mandate and take a wider role. The role of private eyes is rather different from the amateur sleuth. Their role is also quite distinct from that of the police and lawyers who are involved in the justice process. Here is a man (for the most part in film at least) frequently starting out from a position of ambivalence to authority, who have worked with the authorities.11 The whole question of masculinity is an important one, as Krutnik (1991, p 42) observes: These stories are most often concerned with the aims, ambitions and activity of a male protagonist who proves and defines himself by his ability to overcome the challenges to his life and to his integrity which the narrative places in front of him. In terms of his active trajectory, the private eye, for example, can be seen as a cross between the traditional hero detective and the type of adventurer-hero found in genres like the Western. The ‘hard-boiled’ hero seeks to prove his masculine professionalism by outwitting his criminal adversaries, and often triumphing over the dangers presented by the feminine—not just in women themselves but also any non ‘tough’ potentiality of his own identity as a man.
The ambivalence towards law and legality stems from an alternative moral code which the private eye exhibits. He is placed between officialdom on the one hand, and his client on the other. He mediates the meaning of official actions and their impact in the real world. This is a role we are familiar with assessing and analysing in the context of lawyers and it is contended that the private eye has played a similar kind of role. He prevents the full crude armoury of the state being deployed directly on the individual and, like the lawyer, he is a guarantee of due process. There is, however, more to it than this. He is a metaphor for something slightly 11 For example, Spade has worked with the Police Department; Marlowe is an ex-investigator for the DA; Hammer has served in the forces; Shaft was with the police. 174
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different—an alternative outlook on the justice which stems from the political and economic interests that dominate the state’s laws. The private eye provides a reaction to the excesses of power rather than a full programme of reform or revolution. The creators of the private eye recognise the world for the venal place it is under capitalism: Hammett knew what happened to the money politicians did collect, that instead of serving only a few years with full-time careers elsewhere, as Jefferson and others had intended, politics was a lifetime vocation and as ready a way to wealth as the clergy had been in the Middle Ages. His [early unnamed detective protagonist] Continental Op was the common man everyone had on his lips, as befitted the political slogan of the day. He’s stood between organised politics and organised crime (Tuska, 1978, p 187).
Insofar as there is a possibility of taking action on behalf of a client then the PI has a resemblance to counterparts both within and outside of the law. There is a strong parallel between the approach to justice of Charles Bronson’s Paul Kersey (in the Death Wish series) and Mickey Spillane’s Mike Hammer (I, The Jury (1953); Kiss Me Deadly (1955); My Gun is Quick (1957); The Girl Hunters (1963)) as both act as judge, jury and executioner. These of course pre-date what might be termed the postmodern equivalents in figures such as Judge Dredd (1995) with their blurring of judicial and investigative roles. Even Philip Marlowe does not wait until the police arrive before getting his retaliation in.12 Within film, the ambivalent PI is clearly seen in his movie representations.
THE PRIVATE EYE IN FILM Private eye fiction has been subject to extensive discussion in both book (Symons, 1992, Pyrhönen, 1994) and essay form (Benstock, 1983; Bell and Daldry, 1990). When it comes to the detective in film there has been rather less interest since early work in the 1970s (Everson, 1972; Tuska, 1978). The titles give a clue to the breadth of the coverage. William K Everson surveys the whole field of sleuths, private eyes, gentleman adventurers and police. He recognises the problems in seeking to survey any filmic genre. There are, he notes, some genres like horror films which have reasonably clearly defined subject boundaries. Others, such as Westerns, are rooted in geographical locale and a specific period of history. The detective story encompasses ‘official’ detectives like Holmes and Charlie Chan. Where Dick Tracy and James Bond fit in is less clear. Everson opts to cover a vast filmic area in which the movie detective operates, taking a very wide view of the detective and covering police, amateur sleuths and for the most part ‘B’ movie series detectives.13 Work since has not identified the private eye film as a subject for separate analysis (Cook, 1985); even one work subtitled A Casebook on the American Detective Film is, in fact, 12 The Big Sleep (1946) ends with Marlowe shootine Joe Brody and sending his boss, Eddie Mars, to his death in an ambush; in Farewell my Lovely (1944) he takes out the scheming Velda before Nulty arrives on the scene. 13 A chapter breakdown of The Detective in Hollywood (Tuska, 1978) indicates the main coverage clearly: (1) Holmes; (2) Philo Vance; (3) Nero Wolfe; Bulldog Drummond; Nick Carter; Miss Marple; Perry Mason; (4) Oriental detectives—Moto; Chan; Wong, etc; (5) The Black Mask and The Maltese Falcon films; (6) Thin Man; (7) Ellery Queen; Saint; Falcon; (8) ‘40s series, Lone Wolfe; Dick Tracy; Mike Shavne; Boston Blackie; (9) Chandler; (10) Film noir; (11) Contemporary: Tony Rome; Travis McGhee; Hitchcock; Christie; Harper; Dirty Harry. 175
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for the most part an analysis of detective fiction (Tuska, 1988).14 In the 1990s, writing has focused on either broader issues such as film noir (Cameron, 1992; Crowther, 1990; Kaplan, 1980), or crime movies (Brode, 1995) or on specific writers (Luhr, 1991). The emergence of the professional private eye as a distinct category started in the 1940s in both main and ‘B’ features (Michael Shayne—Private Detective (1940)). Although we can find the private eye Sam Spade appearing in the 1930s15 it was the cinematic success of the third adaptation of Dashiell Hammett’s Maltese Falcon in 1941 which heralded the private eye film as we now think of it. Huston’s version of The Maltese Falcon (1941) was followed by downbeat private eye films which fitted into the vogue for film noir. Film noir has been characterised as a stream of ‘haunted visions of doomed men and women for whom love is replaced by blind passion and sexual obsession, which often erupts into violence and cold-blooded murder’ (Crowther, 1990, p 7). The 1940s private eye representations in ‘A’ films were within this genre. It has been suggested that there was a certain ambivalence within film noir, and that it ‘teased audiences with unhappy endings, but even if the hero didn’t get the girl, justice was still done and the American way of life remained essentially undisturbed’ (Tuska, 1978, p 361). Whether one accepts this view of film noir, it is certainly true that PI films in the 1940s seldom exhibited the full features of film noir other than in their overall visual style. Contrast, for instance, the upbeat ‘boy gets girl’ endings of the 1940s film versions of Farewell My Lovely (1944) and The Big Sleep (1946) with their renderings in the 1970s with their greater fidelity to Chandler’s original texts and the stress on the angst of existence on the margins of society. In the post-war era, each decade has witnessed a number of private eye films in which the strong central character of the private eye has been the focus rather than the solution of mystery. These are digressions on the nature of existence and living at ease with one’s conscience in a hostile world dominated by powerful financial forces.16 They differ sharply from the plot-centred murder mysteries of a range of film characters who are all technically private investigators. In this sleuthing category, referred to above, are found the modernised Sherlock Holmes and Dr Watson,17 Charlie Chan,18 The Saint,19 The Thin Man,20 duo Nick and Nora Charles21 and Dick Tracy.22 In addition, some of these early sleuths like The
14 Although in a second edition of the 1978 work the films covered by Tuska do not extend beyond the date of his earlier work. The private eye coverage goes as far as Chinatown (1974) and The Drowning Pool (1975). 15 The Maltese Falcon (1931), remade as Satan Met a Lady (1936); Private Detective 62 (1933) with the ubiquitous William Powell. 16 Contrast the style and approach of Ricardo Cortez in The Maltese Falcon (1931) with that of Humphrey Bogart in the 1941 version. The dialogue is the same but in the early version Sam Spade is a lighthearted womaniser with no evidence of the internal torment which Bogart brought to the role. 17 Twelve ‘B’ films between 1942 and 1946 with Basil Rathbone and Nigel Bruce. 18 Forty-four ‘B’ features between 1931 and 1949 with three different leads. 19 Eight ‘B’ features between 1938 and 1943. 20 A reference to the missing man, Clyde Wynant, sought by Nick and Nora in the first novel rather than to Nick Charles himself. The translation back from the French version avoids this confusion, albeit in favour of another 21 Six “Thin Man’ main features were made between 1934 and 1947 with Myrna Loy and William Powell as the upper class amateur detective team. 22 Four series of 15 episodes each were produced between 1937 and 1941 as well as a 1945 ‘B’ feature. 176
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Falcon,23 Mr Moto,24 Mr Wong,25 Michael Shayne26 or Philo Vance,27 have faded from view so completely as to be unlikely to be encountered except in specialist outlets. This chapter does not cover detective spoofs and comic films using the genre as the vehicle for humour, such as in the Ace Ventura series, as these do not have anything meaningful to say on the theme of the private eye’s notion of law, morality and justice. The same applies to the light hearted genre tributes which have appeared in the past 20 years.28 For reasons of finance and social culture, the PI in Britain is a rare film character, although the PI is now a firm fixture in the canon of British fiction.29 They appear only in a handful of films between 1948 and 1991.30 These range from a British version of the gentleman sleuth (Calling Paul Temple (1948)), a genre tribute (Gumshoe (1971)), a traditional crime puzzle (Unsuitable Job for a Woman (1982))31 and a courtroom drama (Under Suspicion (1991)). The paucity of film output means that they do not form a significant part of the evidence in this chapter. Private eye films are no mere specialist niche interest. Major directors have been involved in working in private eye films—John Huston (The Maltese Falcon (1941)), Howard Hawks (The Big Sleep (1946)), Edward Dmytryk (Farewell My Lovely (1944)), Henry Hathaway (The Dark Corner (1946)), Jean-Luc Godard (Alphaville (1965)), Robert Altman (The Long Goodbye (1973)), Roman Polanski (Chinatown (1974)), Arthur Penn (Night Moves (1975)), Wim Wenders (Hammett (1982)), Alan Parker (Angel Heart (1987)) and Karel Reisz (Everybody Wins (1990)). Whenever lists of all-time great films are being compiled, one or more of the foregoing films always feature. Barry Norman (1992), for example, includes three of the above in his 100 best films. There appears to have been no major director, however, who worked in this field extensively and only two have directed two such films. This fact alone makes it more fruitful to look at these films as a genre rather than in terms of a sustained auteur theory (Ryall, 1987, p 7). The genres with which they appear to be most closely associated are the Western and film
23 Sixteen ‘B’ films between 1941 and 1948—although it should be noted that as part of the Hollywood process The Falcon Takes Over (1942) with George Sanders was based on Raymond Chandler’s Farewell, My Lovely. 24 Eight ‘B’ films between 1937 and 1939 with Peter Lorre—one was shown in 1995 on British TV. 25 Six ‘B’ films between 1935 and 1940 with Bela Lugosi. 26 Four ‘B’ features between 1940 and 1942—one of which, A Time to Kill, was based on Raymond Chandler’s The High Window—this also appeared as a full feature in 1947 directed by Robert Montgomery under the title The Brasher Doubloon (1946), albeit with a running time of only 75 minutes. For insomniacs the first Michael Shayne film was shown in February 1996 on Channel 4 at 2.40 am. 27 ‘[N]o other author of detective fiction, save Sir Arthur Conan Doyle, had so meteoric rise in sudden popularity as SS Van Dine; and absolutely no other author of detective fiction eclipsed so swiftly and so completely’ (Tuska, 1988, p 50). Tuska also points out that Van Dine’s creation, Philo Vance, vanished from the scene of American popular culture from about 1950 to 1980. His whereabouts remain a mystery to us although 15 films were made between 1929 and 1947 starring initially William Powell. 28 Shamus (1973) with Burt Reynolds; The Cheap Detective (1978) with Peter Falk as Lou Peckinpaugh; Dead Men Don’t Wear Plaid (1982) with Steve Martin as Rigby Reardon; Hammett (1982) with Frederic Forrest as Dashiell Hammett; The Gumshoe Kid (1990) with Jay Underwood. 29 Sarah Dunant’s Hannah Wolfe; Alan McDonald’s Rosie Monaghan; Val McDermid’s Lindsay Gordon; Liza Cody’s Anna Lee, etc. These recent additions have also featured on the radio and in TV series. 30 Everson (1972) devotes a chapter to The British in his 1972 survey, although this consists mainly of police detectives as well as supersleuths like Dick Barton. 31 Unsuitable Job for a Woman (1982) with Pippa Guard as Cordelia Gray—arguably the first woman PI. 177
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noir. As we shall see, there is no consistent set of themes or style which would allow us to talk of the detective film as a separate genre. Rather we have a subject focus for filmmakers over the years (Cawelti, 1992).
CHANGES IN THE PRIVATE EYE FILM In the 50 years of the private eye film a variety of different styles have evolved and a division into categories exposes broad trends. Each decade since the Second World War appears to have produced a particular kind of private eye film, although these may be cognisant to, or referential of, other depictions, and these developments will be analysed in terms of their approaches to the question of law and justice. The existential hero During the 1940s, the character-based material in the private eye genre was dominated by the work of Raymond Chandler and his private eye, Philip Marlowe.32 Although the genre started with Sam Spade, he is in fact seen as a more equivocal character, as Tuska (1978, p 182) notes: Spade is no hero; he’s just smarter and his greed satisfies itself with being petty rather than monumental. Above all, he won’t be played for a fall guy…Huston…had to humanise the Spade role somewhat for Humphrey Bogart—Hollywood wasn’t quite ready for the notion of dubious heroes.
That said, the Spade of 1941 is rather more ambivalent in his reaction to realising that Miss Wonderley is a character without moral compass. The contrast between the versions of The Maltese Falcon (1931 and 1941) demonstrate this, with the shift from the triumph of Ricardo Cortez in sending Miss Wonderley to her fate to the regretful resignation of Humphrey Bogart. Philip Marlowe knows that justice is a commodity which does not flow in the direction of him or his clients. The police are at best his grudging admirers, and his confidence in the operation of the law is at best muted. Marlowe works on the intersection between business and racketeers, and his ethical code is something which he seeks to maintain in the face of temptation. Philip Marlowe struggles to distinguish between what is convenient and what is right; his conscience sustains him nonetheless in his encounters with the forces of law and order. The 1940s screen Marlowe is faithful to the spirit of the character expressed by their creator: …down these mean streets a man must go who is not himself mean, who is neither tarnished nor afraid…He must be…a man of honour, by instinct, by inevitability, without thought of it, and certainly without saying it…He will take no man’s money dishonestly and no man’s insolence without a due and dispassionate revenge…If there were enough like him, I think the world would be a very safe place to live in, and yet not too dull to be worth living in (Chandler, 1950, p 198).
32 Humphrey Bogart (The Big Sleep (1946)), Dick Powell (Farewell My Lovely (1944)), Robert Montgomery (The Lady in the Lake (1946)) and George Montgomery (The Brasher Doubloon (1946)) essaying the role. 178
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This upgrading of the happy ending is seen in later films involving the relationship between Marlowe and the females he encounters in his screen life. Light comedy singer/dancer Dick Powell starred very effectively in Murder My Sweet in 1944. At the end of this version of Farewell, My Lovely (1944) Marlowe is leaving in a taxi with Ann Grayle (Anne Shirley) and it is clear that the romance is leading somewhere other than down the dark dangerous streets upon which Powell has been beaten up and drugged over the previous 90 minutes. The Big Sleep (1944) seems to involve every woman who appears eyeing Marlowe lasciviously. Haskell (1987, p 208) suggests that since ‘the plot…is next to incomprehensible…the women are what it is all about’. Of the seven women whom have scenes ‘sniffing the honey that is Marlowe’, four do not appear in Chandler’s book (Thompson, 1997, p 61). The studio’s conception of what would sell resulted in changes being made. Certain scenes were re-shot and others inserted in order to cash in on the box office potential of Bogart and Bacall, reprising their roles from To Have and Have Not (1945). The re-shooting of scenes included inserting scenes involving Bogart/Marlowe and Bacall/Vivian Reagan in place of plot explanations, after the initial version met with muted response from troops in the Pacific ‘theatre of war’. In fact, the noir-ish rainsoaked Los Angeles streets and elements of the original plot are heavily overlaid by light-hearted scenes and the building of sexual chemistry between the principal protagonists, something Howard Hawks was convinced would be the unique selling point for the film. Similarly, the ending of Robert Montgomery’s Lady in the Lake (1946) is remarkably cheerful, with a remarkably upbeat Marlowe finally revealing his identity in the arms of Adrienne Fromsett (Audrey Totter). This film is remembered principally for the way in which the camera constructs the detective, shooting him from the camera’s viewpoint so we only glimpse him during the film. The need for a cheerful conclusion to ‘noir-ish’ films is found in another private eye film, The Dark Corner (1946). Again, the private eye walks off with his trusty secretary, whose invaluable assets he has come to appreciate during his battle against the forces of greed. Not all films of this time frame turn out to be playful romps. A rather greater fidelity to the tone of Chandler is reported in the adaptation of The High Window in The Brasher Doubloon (1946). Similarly, Robert Mitchum in Out of the Past (1947) maintains the sense of doom and threat of the forces affecting the lives of little people. In fact in this instance it is the PI himself who is under threat, having had a fling with the gangster’s girlfriend. On balance, however, the principal trope in the private eye film of the forties is of an existential hero who discovers that life may be better with a ‘sparky sassy partner’ and that the danger to society posed by the less than altruistic moral perspectives of the rich and powerful is something that can be forgotten—for the moment, at least.
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Fighting evil The private eye of 1950s films was a very different kind of animal. With Philip Marlowe the authorities and establishment are regarded with scepticism. In place of the controlled, self-contained Chandler creation we have a private eye with a strong streak of sadistic violence and a vigilante approach. Mike Hammer’s distrust of the authorities is pragmatic rather than principled, and is, in the view of Jon Tuska (1988, p 395) the precursor of the vigilantism of the 1970s: ‘Once the vengeance films of Clint Eastwood, Charles Bronson and Chuck Norris came upon the scene, Mike Hammer’s world-view blazed with an incandescence far surpassing Mickey Spillane’s impact.’ Three films were made in the 1950s and one in the early 1960s with Mike Hammer as the protagonist.33 These involve a variety of simple set-ups: revenging a murdered friend (I, The Jury (1953)); seeking the murderer of a woman Hammer gave a lift to, and in the process discovering a nuclear conspiracy (Kiss Me Deadly (1955)); a secretary going missing and Hammer getting caught up with Communist spies (The Girl Hunters (1963)). It should be noted that Mickey Spillane was an enthusiastic supporter of Senator Joe McCarthy’s anti-communist witchhunt in Hollywood. There is a certain irony in the fact that the writer of the screenplay for Kiss Me Deadly (1955), AI Bezzerides, was blacklisted by the House Un-American Activities Committee. Ironically, he takes the opportunity to insert discreet references to the otherness of woman from Simone de Beauvoir’s The Second Sex into the film’s opening sequence.34 Mike Hammer knows that justice is a commodity which has to be secured by the individual; the world is a jungle where good and evil contend for primacy. The lone man represents the struggle for right and ‘evil’ can be recognised with ease and must be confronted with force. The forces of law and order are peripheral to Hammer’s wider project of ‘righting wrong’. The Hammer ethical code is instinctive. There is not much light and shade in the Spillane/Hammer canon, and in the original films these views are expressed by Hammer through reactions to wiser counsel and silence rather than overtly. Even in his 1980s remake of his first film the same simplicity is found.35 One commentator takes a less charitable view of Hammer, regarding him as a fantasy self-image for Spillane. This involves ‘marketing garish right-wing fantasies of the threat to the national fibre of communists and homosexuals’, stressing the violence whose justification is the need to maintain law and order against ‘contaminating foreign elements’ (Hirsch, 1981). The sales of Hammer’s fiction, if not the success of the films, suggest that this may have well reflected the perceptions of the United States in the 1950s. The contrast nonetheless, with the witty and well read lawyers Paul Biegler and Atticus
33 See also Ring of Fear (1954) in which Mickey Spillane plays himself to help solve mysterious deaths in a circus. 34 The mystery female passenger notes that men are centred around their own interests and that woman is defined in reference to this dominant interest as ‘the other’—which is the theme of de Beauvoir. 35 The 1982 remake of I, The Jury has been assessed thus: ‘the consummate cynicism of Mike Hammer is drowned in a sea of car chases, automatic weapons, and naked women that have very little to do with either Spillane’s original or film noir’ (Silver and Ward, 1992, p 414). 180
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Finch is remarkable. Nonetheless it is the PI who figures in films during the sixties and seventies when the lawyer as a figure of cinematic focus suffers a significant respite of almost 20 years. The stylites The style in the mid-1960s changed again. The lawyer protagonist disappears from the scene and from the mid-1960s the private eye and the spy are whom we look to for security. The updated PIs are more at ease with the world than Marlowe, although less certain than Hammer. In the personification of Tony Rome36 and Lew Harper,37 the approach to life is altogether cooler and more laid back.38 Even the weather is much better, with the rain and gloom of the early private eye films replaced by the beaches and swimming pools of Florida, Louisiana and Los Angeles. The mean streets are sun-dappled and the characters peopling the streets are mean, in contrast to our wisecracking PI. The contemporary spy characters such as Derek Flint in Our Man Flint (1965) and In Like Flint (1967), or Matt Helm39 are also men with personal lives. In The Moving Target (1966) Lew Harper is in the middle of a divorce from his wife which he is most reluctant to agree to, and his client in The Drowning Pool (1975) is an exlover. The eponymous Tony Rome (1967) lives on a houseboat harboured in Miami and has a passion for betting on horses. Travis McGhee similarly lives on a boat and has a passion for fishing (Darker than Amber (1970)). The new Philip Marlowe spends the first 10 minutes of The Long Goodbye (1969) trying to feed his hungry cat in the middle of the night. Even the sleazy Shamus (1972), Burt Reynolds, manages to persuade a succession of women to drunken sex on his pool table/ bed. These are low energy all-action heroes. This emphasis on personal stylishness and detachment from the broad politics of the world is a feature of the two Chandler updates from this period. James Garner plays the eponymous hero in Marlowe (1969). He adopts the laid back way in this film version of The Little Sister which he utilised in the small-screen portrayal of private eye, Jim Rockford.40 Sharp and worldly on the surface, but at heart soft and playful. This involves crucial character shifts adapting the earlier Marlowe to the changed mores of the 1960s: Marlowe was the prudish detective who, in The Big Sleep, had torn up the sheets on his bed rather than fornicate with a female suspect and contaminate his apartment with sexuality; and now Garner had to be given a girl friend and idled away his spare time watching the girls in a modelling school across the areaway go through their exercises.
36 Tony Rome (1967); Lady in Cement (1968) both with Frank Sinatra playing Marvin H Albert’s creation. 37 Harper (1966) with Paul Newman—Lew Archer became Lew Harper as a result of Newman’s identification with the letter H after success in Hud (1963) and The Hustler (1961) (Tuska, 1988, p 403). The box office hit Butch Cassidy and the Sundance Kid (1968) must have come as a great surprise. 38 Lew Harper reappears after a gap in time but the style remains the same in The Drowning Pool (1975). 39 Dean Martin played in a number of spy spoofs—The Silencers (1966), Murderers’ Row (1966), The Ambushers (1967) and The Wrecking Crew (1968)—they provided the opportunity for Martin to be surrounded by a series of 1960s ‘bombshells’—Stella Stevens, Ann-Margret, Senta Berger and Hike Sommer. 40 The Rockford Files (1974–80) NBC and five TV movies of the same name between 1994 and 1997. 181
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The toughness, the loneliness, the sense of claustrophobic isolation gave quarter to only a superficial wittiness (Tuska, 1978, p 328).41
This inner core of soft loveability is something which Robert Altman sought to subvert in The Long Goodbye (1973). Elliott Gould brings his own mumbling, shambling quirky version of Marlowe to a world with full colour (The Long Goodbye (1973)). It has been suggested that by replacing the dark shadows of noir with Hollywood this has the effect of making the Marlowe character a more viable one. Crowther (1990, p 34) is less kind and describes it as being ‘out on its own peculiar and sometimes distasteful limb’. Tuska (1978, p 334) contrasts Chandler’s view of The Long Goodbye (1973): ‘I cared about the people, about this strange corrupt world we live in, and how any man who tried to be honest looks in the end either sentimental or plain foolish.’ In the Altman film, Marlowe is neither; he has surrendered to unmotivated, and consequently meaningless, rage against the world and all that is in it. Altman explained that he saw ‘…Marlowe the way Chandler saw him, a loser. But a real loser, not the fake winner that Chandler made out of him. A Loser all the way’ (Tuska, 1978, p 328). This leads to a quite distinct perspective: There’s no reality in the Marlowe character. Marlowe can only exist in the minds of the readers or in the audience. He’s an anticharacter. I tried to play him as if he’d been asleep for thirty years. There was a line they cut out which summed him up. Marlowe’s friend, Terry Lennox, sees some girls in the next apartment bathing without their tops on. He says to Marlowe, ‘I’ll bet you have a lot of fun here’. Marlowe replies, ‘It’s s no fun anymore, unless I can take off their brassieres’ (Tuska, 1978, p 331).
Thomson (1997, pp 65–66), commenting on the 1946 (Bogart) Marlowe, takes a more charitable view of the transplant of Marlowe to the late 1960s and suggests that ‘Altman’s Marlowe is a plausible outcast, a joke and a throwback to the real LA…Elliot Gould…is fine…at conveying the sad, good-natured helplessness of Marlowe, and mounting disquiet that needs to kill Terry Lennox’. For his part, Lew Harper knows that justice is a commodity which is elusive. Harper is someone who has things done to him as he struggles to piece together the complex web of intrigue which has resulted in his client’s dilemma. Harper, according to Tuska (1978, p 387), is scarred by life, but he retains his integrity, not by talking tough, not by being tough, but instead by understanding what if s all about: I’ve got no idea what justice is, but I am interested in the truth. Fired or not I’m sticking it through to the end. And people might not like what I find.’ His view on law is sanguine. The police are not his close friends. The Harper ethical code is more fragile than that of Marlowe. He is assailed by doubts less because of moral incongruity than through the sheer magnitude of intersecting forces at work in society. At the end of his first film parallelling Spade and Marlowe, and their conflict between the rules and their loyalty to their friends, we find Harper in ambivalent freeze frame. Will he betray his friend or not? The ambivalence of the undetermined freeze frame is a luxury not permitted to the author of the printed word—in The Moving Target (1966) the police have already been sent for by someone else to arrest Lew’s lawyer friend, Albert Graves. The only possible ambivalence about which Lew muses is what kind of solace he and Miranda might offer each other for their mutual loss. 41 The ‘suspect’ in question was Carmen Sternwood about whom Marlowe was entitled to entertain major doubts as to her maturity and probably sanity—this incident of bed rage occurs in the 1978 remake with Robert Mitchum. 182
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In the mid-1970s follow up, The Drowning Pool (1975), we are much clearer as to the evils faced—all the protagonists lack a sense of community and it is only Harper who stands against temptation. A fresh twist to the PI outsider is found in the 1970s with a private eye who is a ‘black superstar’. Three films were made starring Richard Roundtree as John Shaft (Shaft (1971); Shaft’s Big Score (1972); Shaft in Africa (1973)). This reintroduced the more traditional notion of the ‘mean streets’ being set in the gangster-ridden ghetto. The overwhelming impact of the films is the celebration of black pride and a powerful rejection of the ‘Stepin’ Fetchit’42 role for African Americans in film (Tuska, 1988, p 396). John Shaft knows that justice for a black man is something which is a rare commodity which has to be fought for. In addition, he is a less mysogynistic version of Hammer. The forces of law and order are largely an irrelevance in the world of Shaft, and our perception of him is one of awe before his ability to both have his roots in the ghetto, and enjoy the respect of gangsters, ordinary people and black revolutionaries. His relationship with Lieutenant Vic Androzzi is markedly different from anything Marlowe ever had. Shaft talks back: Androzzi:
There’s a very simple way for me to pull your ass in.
Shaft:
I’ll sue your goddamn ass for false arrest. (He is quite relaxed and friendly when he does it)
Shaft:
Are you suggesting I could lose my licence?
Androzzi:
Damn right.
Shaft:
Threatening my livelihood is a violation of my right isn’t it Vic?
His actions are propelled by his autopoietic ethical code. These philosophical musings are not frequent, however, and he is happier in action rather than entertaining doubts with calm reflection. He obliquely alludes to his concept of justice when discussing the possible abductors of a gangster’s daughter: Bumpy:
A lot of cats hate me.
Shaft:
Sweet livin’ cat like you? Sweet talkin’ a man’s old lady whilst you’re beating her old man out of his paycheck in your house parlour, feeding his kid shit to shoot in his arm.
The return to the politics of everyday life and existential angst With the filming of Chinatown (1974), and the two updated re-makes of Philip Marlowe classics (Farewell, My Lovely (1975); The Big Sleep (1978), we have a return of the thoughtful, wry cynic. The world, however, is not the same: ‘Chandler’s world view no longer held the same currency, because, like the California climate, which had altered from clear skies to smog filled clouds, the world had changed and the social milieu with it’ (Tuska, 1978, p 326). Marlowe is a man out of his time.
42 See elsewhere in this volume, in Chapter 6, the work of Lincoln Perry (Stepin’ Fetchit) Judge Priest (1934) and The Sun Shines Bright (1953). 183
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The films operate on the assumption that the world continues to be run by rich manipulative people. Only the cars and fashions have changed. The private eye works better as a historical relic. Working in 1936 Los Angeles, Jake Gittes knows that justice in a corrupt society is probably no more than a chimera. He has been described as ‘a mass of moral ambiguities, as cynical as Philip Marlowe but far more vulnerable’. His view on law is one of distrust, seeing it as a seat of corruption. The message is gloomy since, according to Tuska (1978, p 409): ‘[c]riminal corruption can at long last be ignored successfully because it has finally thoroughly integrated itself into the American political, judicial, and law enforcement systems: criminal corruption is now synonymous with the American way of life.’ The Gittes ethical code is shaped by operating in a world where ‘[t]here are no absolutes, no good guys and bad guys, just guys (male and female) in all of whom innocence and guilt, good and evil are present in lesser or greater degrees’ (Norman, 1992, p 104). This notion of an island of honesty in a sordid world is echoed by the director of the re-make of Farewell My Lovely (1975), Dick Richards: Marlowe is tough, smart but fallible…Marlowe is a hero…We debated for months how to handle the last scene, where Marlowe gives the money to the widow. I wasn’t so concerned with corruption. There’s plenty of that in the picture. I wanted to stress Marlowe’s honesty (Tuska, 1978, p 335).
Although set in different time periods the same kind of mood prevails in Gene Hackman’s portrayal of deeply troubled private eye, Harry Moseby, in Night Moves (1975). However, with the emergence of a new kind of redemptive lawyer film in the 1980s the private eye all but disappears from out screens. The PI only appears in strange guises, such as Mickey Rourke’s Harry Angel in Angel Heart (1987), with its Faustian theme and use of noir style. The shift back to the courtroom is presaged by Paul Newman’s seedy, but ultimately moral, Frank Galvin in The Verdict (1982). The shifts between these two kinds of justice figures is not seamless, and other figures like all-action heroes,43 rogue cops44 and Westerns45 provide a location for the working through of these moral conflicts—albeit in a cartoon, dumbed down form. The postmodern investigator There has been something of a revival of interest in the detective in film in the 1990s. These include the emergence of women46 as private eyes47 as well as unsuccessful operatives (Kill Me Again (1989); From Hollywood to Deadwood (1988)). These new detectives typically resist classification, with no consistent model in the 1990s, indeed there has even been a Holmes tribute.48 These detectives often fulfil
43 For example, Sylvester Stallone’s Rambo films in 1985 and 1988; Arnold Schwarzenegger’s Terminator (1984), Predator (1987), Jean Claude Van Damme’s No Retreat, No Surrender (1986), Bloodsport (1988), and Kickboxer (1989). 44 For example, Mel Gibson’s Lethal Weapon (1987, 1989 and 1992). 45 For example, Clint Eastwood in Pale Rider (1985) and Unforgiven (1992). 46 Tamara Dobson’s pathbreaking Cleopatra Jones in the 1970s was a government agent. 47 VI Warshawski (1991) (Kathleen Turner); Backstreet Justice (1993) (Linda Kozlowski); Dancing with Danger (1993) (Cheryl Ladd). 184
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none of the standard features of the 1940s PI, he is not tough like his 1950s counterpart, nor stylish like the 1960s version (Deadly Identity (1990)). We have, for example, a befuddled private eye caught up in a mystery which defies his understanding (Everybody Wins (1990), as well as a traditional down-on-his luck black PI with a wisecracking secretary (A Low Down Dirty Shame (1994)). There is an interesting contrast with a wholly contemporary detective with Bruce Willis’ portrayal of Joe Hallenbeck in The Last Boy Scout (1991). The traditional trappings of sleuthing and wisecracks soon give way to more familiar scenario; where Die Hard (1988) meets Lethal Weapon (1987) in a film with frequent shootouts. However, while the PI can function in a world of blackjack and handguns, he is not at home when the heavies use Uzzis and car bombs. Significantly then, Walter Mosely’s Devil in a Blue Dress (1995) is set in 1948 rather than modern day LA, where Easy Rawlins would be an anachronism. Similarly in the film version of Poodle Springs (1998), the now married Philip Marlowe operates in 1963 in the shadow of new heroes like the spy James Bond. The advert on the side of the incongruous London bus in Poodle Springs (1998) announces ‘James Bond is Coming’, signalling perhaps the end for the kind of hero such as Marlowe. His demise as the harbinger of justice is also presaged by the announcement that Kennedy is visiting Dallas the following day. Not only is Camelot’s end being signalled, but the PI himself. Justice for the 1990s PI is a variable commodity, much in the same way that the PIs themselves vary, ranging through the Hammeresque Hallenbeck, to the characters in From Hollywood to Deadwood (1988) and Deadly Identity (1998) with their own identity crises. Their views on law are variegated and the 1990s ethical code can be summed up in the sentiment of Easy Rawlins’ friend Odell: ‘in the end all you’ve got are your friends’ (Mosely, 1990, p 189). Often the contemporary private eye in film plays as an adjunct to a central investigative figure, someone able to offer support in a bit part. What has also developed is the tag that the investigators use, almost as if the film image of the gumshoes has become detrimental to the status of the profession. For example, in The Client (1994), the private eye is approached by a member of the mob who needs to find the whereabouts of Mark Sway: Gronke:
You Nance the private investigator?
Nance:
Security specialist. Who’s asking?
Gronke:
Name’s Gronke. I need some fast work.
Nance:
Who referred you?
Gronke:
Sulari. New Orleans.
Nance is shown as a shady individual who is prepared to carry out work for those outside of the law. Once the client is identified he is prepared to co-operate and takes on the task of finding the boy. His self classification takes him outside of the
48 Zero Effect (1997) with Bill Pullmann as a dysfunctional modern sleuth/master of disguise. 185
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traditional definition of the private eye; his title shows he doesn’t have any of the ethical limitations of the private eye. However, in 8MM (1999) Tom Welles (Nicholas Cage) is described as surveillance specialist perhaps in an attempt to provide a more fashionable take on the traditional PI The Firm (1993) provides a further useful example of the contemporary PI The central character is the lawyer, Mitch McDeere, played by Tom Cruise. Aside from being a lawyer he also carries out a pivotal role in the investigation of the misdemeanors of the firm of lawyers he is an associate with. McDeere’s primary concern is to extract himself and his wife from the tentacles of Bendini, Lambert and Locke in such a way that he is free from the mob. He is the prime mover in the scrutiny of the firm’s behaviour, although he has assistance in the form of Eddie Lomax, an ex cop turned private eye, who operates on the edges of the criminal justice system. Lomax is out of his depth, more used to dealing with angry husbands than international money laundering, and this costs him dearly as the mob find out he has been asking questions about the firm and he receives a visit form two hitmen: Hitman 1:
Why are you asking questions about dead lawyers?
Lomax:
What dead lawyers? (Hitman fires a shot that grazes Lomax’s shoulder.)
Hitman 1:
Who hired you to do that? (Hitman fires another shot.)
Lomax:
Okay, okay just let me think… (Lomax shoots Hitman 2.) his name was…Julio Iglesias. (Hitman 2 shoots and kills Lomax.)
Lomax refuses to reveal the identity of his client and there is an interesting contrast here with McDeere, who is on the verge of doing the exact opposite and breaching the client confidentiality that he is shown swearing to uphold. In some ways the PI is seen as more ethical than the lawyer himself. Ridley Scott’s Blade Runner (1982) is a great example of postmodern culture, in terms of a film which emphasises style and visual image over the actual narrative content. The film is one which mixes architectural and other styles and allows us to slip between different times and genres. Images within the film blend skyscrapers with ancient temples, while clothes, hairstyles and language echo other eras and styles. As Strinati (1994, p 433) has noted: ‘…the genre of the film is not clear. It has been defined as a science-fiction film, but it is equally defined for us as a detective film: the hero has many of the character traits we associate with the “tough guy” policeman or private eye, and his voice-over which relates the plot draws upon the idioms and tone of film noir.’ The film is based on Philip Dick’s cult science-fiction novel Do Androids Dream of Electric Sheep? and set in the year 2019, when ‘replicants’ (effectively human-created robotic slave labour) have been banned from earth but have infiltrated the city (LA). The phrase ‘Blade Runner’ is said to be taken from William Burroughs’ novel, and Burroughs himself is thought to have appropriated this from an obscure Victorian 186
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phrase for a private detective (Wheale, 1995b).49 The film follows Deckard (Harrison Ford), a retired Blade Runner, who is called out of his retirement to track down and ‘retire’ these replicants. The original version of the film, released in 1982, had an obvious echo of film noir in its use of a narrative voice-over provided by the chief protagonist—something used in many of the private eye films (see, for example, Mitchum’s voice-over in The Big Sleep (1975)). However, neither Scott nor Ford were keen on the use of the voice-over (rumours persisted after the film was first released that Ford deliberately read the prose in deadpan form in the hope that it would not be used). However, the narration worked on one level in that we identify more with Deckard as he explains his actions and the moral code within which he is operating. This narration was removed by the time the ‘director’s cut’ was released in 1991: …both the director and actor, Harrison Ford, disliked Deckard’s narration, and lacking this voice-over, the ‘director’s cut’ presents the hero much more objectively and enigmatically, and it is even possible to be nostalgic for Ford’s comforting tones when we are left much more to our own devices on the mean streets of the first version, vulnerable to the overpowering, cold visuality of decaying LA (Wheale, 1995b, p 112).
Tying in with the film’s reverence for film noir, Scott said that Blade Runner (1982) was a film set 40 years in the future but made in the style of 40 years ago (Bukatman, 1997). Indeed: The story borrows liberally from the private-eye genre, via the films noir of the 40s and 50s. The voice over narration (which was in fact always part of the conception but was less pervasive), the alienated hero with a questionable moral compass, the femme fatale, the Los Angeles setting, the movement from high-class penthouses to lowerclass dives: all of these are familiar—indeed, over familiar—trappings of noir. Dick was openly upset with Fancher’s drafts, and had good reason to complain of ‘the old cliché-ridden Chandleresque figure’ at the center of the narrative (he called early versions ‘Philip Marlowe meets the Stepford Wives’) (Bukatman, 1997, p 20).
What we see then in many ways is noir in a contemporary urban cyberpunk setting, and that, just like the earlier antecedents, again we see a film concerning man’s quest for humanity—here elevated by the android status of the ‘villain’, a story of an existential hero fighting urban alienation: Jameson wrote that Chandler’s narratives reflected an American desire for people to overcome their separation from one another: the detective served as an agent of connection. ‘And this separation is projected out onto space itself: no matter how crowded the street in question, the various solitudes never really merge into a collective experience, there is always distance between them’. In Blade Runner, this separation extends into the distance between the human and then non-human, the organic and the technological, the natural and the cultural (Bukatman, 1997, p 51).
Even the ending of Blade Runner (1982) in the director’s cut restored a noir-ish touch— the happy ending of the original replaced by an ambiguous one where we do not know whether Rachel, a replicant, will live or die. Similarly, extra scenes added to the 1991 version hint at Deckard’s own replicant status, further embedding the issue of ‘humanity’. Similarly, in 8MM (1999) Nicholas Cage plays Tom Welles who 49 Bukatman (1997, p 17) adds: ‘Scott, revealing an awareness of the textures of science fiction, had been toying with the role of language in his strange new world. He wanted to find new names for the protagonist’s profession as well as his targets—detective, bounty hunter and androids were overly familiar terms, no longer evocative enough.’ 187
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is asked, on behalf of a wealthy widow, to investigate the background to a reel of tape found amongst her late husband’s possessions. This is an attempt to combine a Chandleresque setting and task of protecting the rich from the world with an exploration of the way working amongst the dregs of the snuff porn industry can almost destroy an essentially moral human being—the quintessential PI.
CONCLUSION More than many novels, TV tells us how we live now (Charles McGrath, literary editor, New York Times—quoted in Freedland (1996)).
The distinction between film, made for TV film, cable, TV mini-series and TV multiepisode series is increasingly blurred with the emergence of satellite television and home video and DVD use. This allows the development of drama which focuses on ‘building characters through small details, its ability to capture the unglamorous reality of work and its willingness to confront the big issues of the day, from abortion to affirmative action’ (Freedland, 1996). There have been women and ethnic minority detectives in the new cheaper formats, with Liza Cody’s Anna Lee, for example. Insofar as they sometimes provide for a slightly detached perspective on the constantly fascinating area of law and justice the private eye component of lawyer fiction and lawyer TV (Robson, 1995), presentations continue to speak to these concerns in the new millennium, albeit in a period setting. This is evidenced in a number of films above, particularly those such as Blade Runner (1982) which blur genres and slip easily between time frames. What we do see in all these films is a displacement of the lawyer, and that the justice figure need not be the heroic lawyer. In tandem with the shifts we have analysed in Chapters 1 and 2 as regards the setting and siting of law films, so too the personnel can be similarly varied. In addition, it shows that the ambivalence that is often shown towards the law, in terms of its relationship with wider issues of justice, is not confined to the lawyer figure, and provides a neat example of how other figures may adopt the persona of the heroic figure, although this heroism may be tainted with wider moral questions. As Munt (1994, p 1) put it, albeit in the context of a critique of the genre: The image is archetypal—the warrior knight, the tough cowboy, the intrepid explorer— he is the representative of Man, and yet more than a man, he is the focus of morality, the mythic hero. He is the controlled center surrounded by chaos, and an effective reading must involve identification with this mediator of action, truth and finally pleasure and relief through closure.
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FUTURE TRAJECTORIES: WHERE NEXT FOR FILM AND LAW? The development of film and law continues apace. As the individual chapters within the text illustrate, the field is a broad one and encompasses many elements and approaches. The Bibliography itself testifies to the exponential growth in the area, and also the diversity of approaches and material. This eclecticism was noted by Machura and Robson (2001, p 1) in their introduction to the Journal of Law and Society Special Issue on Law and Film: Not surprisingly there is no consensus about what to look at in law and film nor in what form these studies are best conducted. There is then a variety of approaches to the issue of how film looks at law. Some of the writers in this volume [the JLS special issue] have based their analysis on a wide range of films, whilst others have provided a close reading of the work of either a particular era, film-maker or writer. The interests and paradigms the writers adopt include social theory, literary theory and film studies. Further, a number of films recur within then essays and are the subject of analysis from these distinct perspectives. We welcome this diversity which is inevitable in a field of scholarship that seeks to cross traditional boundaries.
We would argue that this diversity is one of its strengths. Indeed, to approach a discipline in such a way allows it to develop in an organic form and reflect the interests of academics working in a nascent discipline. Given this eclecticism and broadness of approach, the question might well be posited, ‘where next?’ The concluding chapter of this book seeks to chart some of these potential trajectories, and in so doing identify sites for possible excavation. One of the most fascinating aspects of popular culture is its temporality, and the velocity at which it develops. Within law and film, the foci of our attention changes almost constantly as new subjects present themselves for analysis and comment. This echoes the rapid shifts that we see within popular culture, generally: The whole field of ‘law and popular culture’ (or law and ‘play’ to coin another phrase) is of increasing scholarly interest in the field of legal, social and cultural studies, not least for the massive body of regulatory instruments (court cases and statutes, local authority by-laws) now in place which require interpretation and application. In Britain, for instance, such laws seem to be, almost literally, everywhere (Redhead, 1995, p 7).
Within film and law the texts are the new films which add to the canon of what we know as legal film (whatever that might be, see Chapter 1). These appear at increasingly regular intervals, and this is exacerbated by the re-release, and consequent re-evaluation, of ‘old’ films that are produced in new formats, especially DVD, at present. It is to be hoped that DVD will provide a new lease of life for some of the harder to get films which is a particular problem in the UK. Below we attempt to map the ways in which law and film might develop in the future. A starting point is where we came into this discussion, understanding and reading legal film. We then consider how further investigation in this area may effect of the portrayals of law, and notably lawyers, on the public perception of both the institution of law and the profession itself. Finally, we then consider
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how the academic study of film and the law may develop its theoretical components to provide a more critical edge.
READING LEGAL FILMS An examination of the academic output concerning legal films reveals many different aspects of the relationship, but there is one compelling conclusion that we can reach. There is no identifiable consensus over methodology or the range of material studied. However, furthermore, it is clear from the examination of Chapter 4 that there is some widespread agreement about the heroic nature of lawyers in early portrayals. Yet much depends on the parameters of the investigation—heroic to who? And judged by what moral standards, those of the day or contemporary ethics? Are modern-day lawyers any less heroic merely because they are burdened in some shape with human frailties? In short, we come to different conclusions about what legal films mean, and offer us, about law, lawyers and justice. Confusion abounds, although there is nothing unique about an approach to the study of law that is fundamentally concerned with interpretation. Primary sources of law, cases and statutes have to be deciphered, and on more than one occasion. Previous decisions may assist or obfuscate the process. Any first year law student will have experienced the problem of deciding what a case ‘really means’ and how it relates to other cases. In order to aid our understanding of judicial pronouncements, research has been developed to analyse the processes and mechanisms of reasoning. Within this, we try to develop some ideas concerning the function and operation of law making. These are not narrow theoretical debates, but are attempts to discover more about the boundaries of law and the methods of the law’s construction. Unfortunately, much theoretical work on the conception and utilisation of law is itself as shrouded in mystery as the subject it seeks to deconstruct. The failure to provide broadly accessible work contributes to the maintenance of an anaesthetic legal education. This is a wider problem and we outline below how theoretical work in this field might proceed, but we suggest that are two routes of practical research that may enable film and the law to move forwards rather than sideways. First, we need to engage with the elements of the construction of film and, more specifically where possible, legal film. A starting point is to incorporate ideas and theories that have been developed in cultural studies generally and, more specifically, film studies. As we note below, there is an increasing interest in the law and culture relationship and this needs to be directed by law and film scholars into those other areas that may prove fruitful. What we are proposing is taking the ‘film’ out of ‘law and film’ and interrogating the essential features of film theory. This is no trifling task. Redhead (1995) has previously noted some of the practical problems of mixing, or rather mastering, different disciplines, and this is one aspect that needs tackling. It seems to us that we could, as a minimum, isolate a number of areas that could fruitfully complement current work. In particular, we need to engage with theories of both construction and consumption of film. With respect to the former, the task is to work more broadly on the creation of genre. This needs to be supplemented with a deeper analysis of how legal films fit into ideas of genre. We have attempted to contribute to this debate in Chapters 1 and 2, and have outlined how problematic, yet important, 190
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fixing definitions of legal film without the framework of genre theory is. All too often legal academics brush over or skirt around this issue rather than engaging it head on, although there are some notable exceptions. It may well be the case that this process cannot develop until we identify characteristics of legal film that constitute the elements of a genre, and that work needs to be carried out on groups of films or individual films. In addition to considering the classification of legal film, we need to look more closely at other parts of production and at ideas of the auteur, something we touch upon only briefly in this text. Similarly, the role of the star may be significant in determining the status of the central legal character. The link between law (or at least the courtroom) and drama is easy to identify, and many star actors have stepped into the lawyer’s shoes. Making the lawyer the pivotal figure, and an attractive proposition to a major actor, may then involve writing the character in a particular fashion (see Goldman, 1993). Apart from considering the theoretical angle of filmmaking, it is also worth thinking about extending the analysis to the creative process itself. Much as we spend time examining the practice and practitioners of law, perhaps it would be worth examining the practice of making movies. This could be on a general level, or more specifically concentrated on legal film. We have outlined in Chapter 3 how ‘real life’ events have proved a fruitful source for legal film; we may need to identify how fictional characters are created and what are the limits and constraints that are necessarily imposed, and what characteristics are seen as desirable. An examination of the whole process from writing to post production would give law and film scholars an idea of the dimension that determines the shape of our primary material. A cursory audit of deleted scenes from a number of DVDs demonstrate the type of material that may be left on the cutting room floor and the feelings of the director on the shape of the film. As we have noted in Chapter 3, both Steven Soderbergh (Erin Brockovich (2000) and Norman Jewison (The Hurricane (1999) have explained why certain scenes were cut, and the editing process clearly affects the final product in a number of ways. In conclusion, we feel it would be profitable for us to engage more deeply with the production of film from both a practical and a theoretical standpoint. This also applies to the question of the consumption of film.
LAW, LAWYERS, LEGAL FILM AND AUDIENCE PERCEPTION As we observed in Chapter 1, determining the effect of media output is a controversial and difficult terrain on which to make any firm judgements. However, one of the constant complaints of the legal profession is that broadcast portrayals generally show the profession in a poor light. This is an idea that ties in with the claim that the cinematic image of lawyers has changed. Have we shifted from noble to dishonourable? In a sense this is a somewhat futile argument; so what if lawyers are not heroic, if ever they were? There are, however, a number of serious issues to be discussed here. First, how do we read films to find the ‘meaning’? Much as law students struggle to determine the true reading of a case such as Anns v Merton [1978] AC 278 or Spring v Guardian Assurance [1994] 3 All ER 129, for example, are we any more able to find out any message about law and lawyers contained within a film? 191
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Accordingly we need to be more aware of, and incorporate, ideas concerning the consumption of film. Theories of spectatorship are important in helping us to understand the phenomena before us. This is one angle to the question of watching film; the other is to work from the opposite end and gain information on the images in legal films that are being received. We are not suggesting that we switch the emphasis towards a study of the power of the mass media, but we need to further acknowledge the importance, and utilise more fully, the work that has been carried out by media scholars. Allied to this we could start by considering the influence of specific films or legal films more generally. Those with Film and the Law courses could contribute to this process by discovering what films have made a mark on the cohort and identify the subjectively determined features that are seen as important. Picking out important legal films and explaining their significance has already started with work such as the ‘One Movie No Lawyer Should Miss’ section of the University of San Francisco Law Review in 1996. The more this type of work is carried out, the greater the breadth and depth of our information base will be. Allied to this practical dimension, there needs to be further exploration of the theoretical dimension of film and the law. Whilst we have begun this project, a thorough excavation of all issues here was beyond the remit of the present text.
LEGAL FILMS AND THEORY The explicit consideration of theory has emerged only very occasionally in the field of law and film. They key to this silence is, we would surmise, the source of much scholarship from legal practitioner academics. The dominant mode in legal education continues to be the black-letter tradition (Osborn, 2001). There are two elements in the black-letter focus. There is the positivist ‘black box’ approach that assumes that an answer can be produced from within the system’s norms. There is no need to go beyond the system to draw on meta-rules or principles to guide in the event of a new issue arising. The second element is an interest simply in legality, rather than the political and economic function of the legal system. Here there is no concern with the nature of the mechanisms of social control like the law, only in what the formal juridical response of the system is in any given situation. The revolt against this sterile and politically neutered approach to the lawyer’s role has been the subject of extensive critiques within law schools. Contextual and critical approaches that have made a major impact within the Academy, however, still have a tangential impact on the professional orientation of legal education. Peter Goodrich (1999, p 359–360) expresses the impact of critical legal studies (CLS) thus: Critical legal studies has not transformed the legal institution, it has not dramatically changed the law school curriculum nor has it had any great impact upon the legal profession.
When it comes down to a detailed examination of the syllabus of any college or professional organisation, it is legal knowledge and legal skills that comprise the core of legal education. It would be misleading to suggest that the widening of content from traditional bourgeois property concerns has necessarily altered the aims of the educational process. The objects of analysis now include the property and personal rights of different members of the community. This is no guarantee that any radical analysis thereby emerges. Rather, the experience of Labour, Welfare 192
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and Environmental lawyers in the world of professional legal education suggests rather a process of incorporation and co-option (Bankowski and Mungham, 1976). Leaving the debate of the impact of expanding the syllabus coverage aside, it is clear that a consistent methodology is encountered. This centres around information transmission and problem solving. The dominant educational problematic of problem solving, of course, occurs within the strictly controlled environment of the ‘legal problem’. This emphasises that, whilst the matter may be complex and, indeed, novel, there is, however, a solution. This is the fiction of the modernist legal system. It is not that the decision-makers can fashion a new solution. It is that the autopoietic nature of the legal system supplies lawyers with an alibi for the deep meta-rules which they create and operationalise. There is increasingly a tendency to acknowledge that this process is indeed based on an alternative to the rigid strictures of positivist thinking and that the positivist model may be comforting but is misleading.1 Where fundamental issues of morality are not involved the method of operation is posited on a law solution model. Many of the standards and criteria which law uses are by no means fixed for all time, nor are they always supremely clear on any given topic. There is, however, an underlying assumption that the aim of legislators and decision-makers is based on the possibility of universalising the proscriptions and prescriptions of law. What law dictates as prohibited is assumed to be discoverable. New crimes may emerge from the bodies of old ones when required but the fiction of autopoeisis is preserved.2 There may, of course, be a symbolic legislative intervention where there is a moral panic. Within the field of law and popular culture, these have been seen in a number of areas, including legislative responses to football hooliganism (Greenfield and Osborn, 1998) and the governmental response to ravers, new age travellers and hunt saboteurs via the Criminal Justice and Public Order Act 1994. Outside of popular culture, the crime of stalking emerged in the 1990s in response to a number of high profile incidents; the issue of stalking is covered in some legal films, including Max Cady’s actions towards Sam Bowden in Cape Fear (1961, 1991). When standards for housing or for pollution control are elaborated in legislation, then the understanding is that these standards have meanings which are capable of being explicated in concrete cases. For instance, statutes provide tenants with protection against eviction, but deny this when they act in a way which is unreasonable. Lawyers operate within a framework that assumes it is unproblematic to determine what kinds of behaviour will be covered. Thus, loud noisy music, week in week out, will be within the parameters of the proscription,3 but whether one-off events are covered by such legislation will be a matter for judgment.4 Whilst each case is examined on its merits, this is no mere cadi justice, with total discretion
1 2 3 4
Contrast Airedale NHS Trust v Bland [1993] AC 789 with Jody and Mary, Re A (Conjoined Twins) [2000] 4 All ER 961. In Scotland, the practice of ‘rediscovering’ old crimes has been applied to glue-sniffing packs and pornography (Christie and Jones (eds), 1997). This is a question of balancing competing interests, where a number of factors, including frequency and extent are considered. See Cooke and Oughton (1998) generally. O’Neill v Govanhill Housing Association (1991) Glasgow Sh Ct, 14 September 1991—sword attack by a tenant on a housing officer—not deemed to be conduct which is a nuisance or annoyance to neighbours since it was only directed at the housing association’s housing officer. 193
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vested in the decision-maker. What is involved is the operation of rules taken to be binding on those operating the system.
BEYOND THE BLACK LETTER APPROACH The meta-rules which determine what counts as compelling in such a system of arguing by analogy from previous examples has been the source of much of the controversy within socio-legal studies from the 1930s in the United States and from the 1960s in Britain. Class (Griffith, 1977 and 1997), race (Ireland and Laleng, 1997) and gender (Fredman, 1998) have emerged as major factors in attempts to trace how the process of decision-making within common law jurisdictions has been affected. This applies to both judge-made law and its modern counterpart, judgeinterpreted statute. Such critiques do not, however, seek to deny the reality that the framework within which this class, racial or gendered justice is meted out has the flavour of law and legality. It has been one of the underlying themes within critical legal work that the process of creating law from raw social and economic power is one which goes on scarcely noticed in many Western Parliamentary democracies. Class, gender and racial interests almost disappear in the construct of law. Since the seductive notion of human rights is presented as a function of the concept of the rule of law, this examination of the sources of the power of law has been more muted at the end of the 20th century. Formal justice has attracted a higher profile in radical politics than it occupied in the past. This is, of course, understandable in that the delivery of procedural safeguards provides an opportunity for some kind of demonstration of the viability of struggle within the law. In addition, short-term achievable gains on concrete issues, like male domestic abuse and the environment, have become more central to struggles within law. These have taken the place of reiterations of analyses of the essentially compromised nature of Western legal structures. Patriarchy, capitalism and racism have not collapsed under the pressure of academic scrutiny and more manageable projects have been undertaken. This shift of emphasis is not without its tensions (Smart, 1989). The progressive focus within the academy has shifted significantly from the structural to cultural. The relationship between the political economy and the law has been displaced by a concentration on the workings of cultural artefacts. Research on the working of the economy, and such aspects as regulation, continue to feature in socio-legal studies (McBarnet and Whelan, 1997). The expansion of law teaching into areas such as law and literature and law and culture has, of course, other adherents. These areas are not by any means the preserve of the radicals. There is, nonetheless, a strong stream of work from writers previously associated with radical critiques of law and its relationship to the political economy. This expansion of work in the area of law and culture is to be welcomed and it is hoped that it will develop more broadly into all areas of popular culture. Goodrich (1999) and Murphy (1999) have provided their readings of developments leading away from materialist critiques of the legal process into the work of critical legal studies. These are valuable records, albeit dense and highly personal. The starting point that the CLS movement assumed was the political and intellectual bankruptcy of positivist accounts of law. As accounts of the developments in theoretical writing on law, Goodrich and Murphy offer, not surprisingly, somewhat different emphases. The conclusions, or at least tone, 194
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seem rather different. Goodrich suggests that the law’s engagement with critical scholarship has not really passed beyond the stage of passive reproduction of the core legal curriculum. ‘Crits’, just like Andrew Beckett (see the introduction to Chapter 4), have come to love the law. Goodrich suggests that critical legal scholarship ‘has only had indirect and hesitant effects upon law’. This is ‘because it has not studied or engaged with law’ (Goodrich, 1999, p 360). There is, then, the paradox of a highly prestigious body of work and group of scholars whose engagement is with each other rather than the object of critique, law and its institutionalisation of class, gender and ethnic hegemonies. These successful professional trajectories which Goodrich describes with justified pride (Goodrich, 1999, p 358) do not disguise the fact that re-engagement with fellow radicals is, as Goodrich hints, surely crucial. Merely establishing a congruence of agendas is, of itself, however, not enough, according Murphy (Murphy, 1999, p 266). There is a need to be clear what critique is for. The post-modern commitment within much of CLS is an obstacle to engaging effectively with those strands of analysis that are universalistic in thrust. It is in this context of critical self-examination that the work which has developed within CLS on law and literature seems in danger of failing to heed the warnings of Goodrich and Murphy, by providing a distinctive and impenetrable world, forbidding to those outside its language and unable to grasp its political potential.
THE EMERGENCE OF LAW AND LITERATURE, AND ON TO LAW AND CULTURE At the outset it is important to note that there is nothing inherently critical or radical in law and literature scholarship, and the interest in the interface between law and literature is by no means new. It is, however, something that has not flourished extensively outside the world of legal education. It has spread rapidly in the last quarter of the 20th century to almost all American law schools and a good number of those operating Anglo-American jurisprudence. It is clear from an examination of work in this burgeoning field that the theoretical debates within literary studies generally have informed the nature and goals of the analysis. The kind of approach that we find in law and literature divides into two principal currents. There is first an interest in law as literature. This is more firmly within the aesthetic traditions of literary studies and the evaluation of texts as works of art. This has a limited counterpart in law and film studies, where the emphasis on how well a film works as a piece of art has some impact on the analysis of films. For instance, there is a tendency to look at the work of great directors and successful authors with less coverage of ‘turkeys’ both past and present. The subjective dimension to films needs to be borne in mind, but as we point out below the self-selection of films may be an important element itself. The cinema can be viewed as part of both high and low culture and is accepted as a serious medium. However, we need to be wary of ignoring films by lesser directors or that seem less ‘important’. In addition there are those interested in the appearance of law in literature and how that has changed over time, as Ward (1993, p 329) puts it: If Law as Literature has sought to reveal the power of language as an exclusionary force, Law in Literature suggests that literature should also be used to describe this 195
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exclusion. In other words, Law in Literature seeks to suggest how pieces of literature, primarily narrative, though not exclusively so, can be used in a way which can enhance a legal education, and then to reveal the socio-political shortcomings of a legal order, historical or contemporary.
Black has suggested that the law and literature movement has provided the intellectual and epistemological background for law and film (Black, 1999), although we would argue that there seems to be a question over the evidence for this. Those who have written on law and film have not been notable for their contributions to law and literature and, for the most part, law and film work exists as a quite discrete area of scholarship. As we noted above (see Chapter 1), the main contribution of law and literature has been to provide the intellectual confidence to provide a clear sign that courses with no obvious direct professional function are acceptable. It has acted as a conduit for non-traditional material into the academy rather than a cultural base. In terms of intellectual roots, the emergence of law and popular culture stems from observations of social theorists that the source of socialisation about the nature of law was increasingly coming from TV and films (Macaulay, 1987). In strictly chronological terms, TV has captured the interest of writers earlier (see, generally, the Yale Law Journal (1989) on LA Law), it would seem, than film. Work continues to be done in this area, although the protean nature of much TV programming makes the object of study less than appropriate for broad overviews rather than analyses of individual contributions. There are both many more episodes to view than we find in film, as well as difficulties in straightforward access to this material. The concerns have, however, been common. This includes a concern with the impact of such versions of law and legality The impact and significance of these developments should not, of course, be overestimated. Just as the writing on law and its political and economic underpinnings has occupied a marginal place in legal education, the outgrowths and expansions of the central core of activity have been posited within this same common-sense, practical problem-solving paradigm. Writing on legal films has, because of its rationale, taken place with only limited reference to theoretical frameworks. It is not that law and film studies is intellectually stunted, but rather that its major impetus has historically been within a professional context. Black letter film work has not tended to acknowledge any particular epistemological standpoint. It is, however, like traditional legal discourse, firmly rooted within a modernist problematic. That is to say, it operates on the assumption that there is some verifiable version of truth that can be arrived at through the process of presenting written and oral evidence. Whilst life may be, in reality, a Rashomonlike5 kaleidoscope of equally compelling, competing and conflicting understandings, the law is unable to operate on the basis of such a view of events.
THE ROLE OF MODERNIST LEGAL PRACTICE The black-letter approach in legal education is not adopted simply as a didactic device to provide a manageable and engaging style with achievable goals for
5
Rashomon (1950)—Kurosawa’s film presents four versions of events leading to the death of a man. 196
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students. It is also centred around how practice is perceived to operate. Legal practice, in essence, demands that law be seen as capable of producing solutions. These, in both criminal and civil conflicts, involve the pursuit of ‘truth’. This truth is negotiated in criminal matters through the rather problematic device of the adversarial system, with its emphasis on the concept of ‘beyond reasonable doubt’. Many of the films about law, both fictional and non-fictional, demonstrate the fragility of this as a standard and the difficulty of achieving the same. The emphasis is, however, on the practical and human barriers to knowing facts for certain and the factors which militate against this search for pure enlightenment. We can see this with rogue juries, rogue judges and rogue lawyers prominent within the spectrum of law films. These do not challenge the structural limitations of the adversarial system. Its core values are assumed to need no argument. What popular culture focuses on are the individual problems that lead to breakdowns in its operation. Films offer little sustained critique of the legal system, even where serious miscarriages of justice are shown. For example, at the end of In the Name of the Father (1993) when the vital evidence is produced, Gareth Peirce announces that it undermines not only the case of the Guildford Four but the entire legal system. Yet it is not the ‘system’ itself that is shown at being at fault, rather the corrupt individuals within it: the rogue police officers who extracted false confessions or the legal personnel who failed to disclose the vital alibi. Similarly, in The Hurricane (1999) it is the racism of an individual cop to start with, and the connivance of other personnel, that imprisons Carter. With both films it is the legal system that (eventually) sets them free. We have noted earlier in this book the problems where the jury is in some way dysfunctional. Thus, a trope within the jury film like The Juror (1996) and Trial by Jury (1994) centres on the problem of what to do when someone subverts their proper role of the disinterested evaluator of facts. Similarly, the intervention of the authorities to hide evidence which should be used in building up a picture of what happened is something which is presented as exceptional in, for instance, Suspect (1987) and In the Name of the Father (1993). The same theme emerges in civil matters in relation to the role of capital and their lawyers. In Class Action (1990), A Civil Action (1999) and Erin Brockovich (2000), the injured parties are all on the receiving end of misinformation from the party whom they are seeking to sue. It is not the process which is the problem, but how the relevant players attempt to obfuscate the pursuit of truth. In this sense, the overwhelming portrayal of the legal process in the films routinely cited as representing the legal film sub-genre or courtroom drama are modernist in their assumptions. Lawyers writing on law in films often work from the premise that films have a straightforward message which can be divined by simply reading it for its meaning. This is the problematic within which legal discourse is conducted. Lawyers spend their time in court seeking to establish what is the case in both criminal and civil matters in terms of facts. A related activity, which still dominates the work of students and teachers within the law school, is determining what terms and sections within various constitutions and statutes mean. Their task has predominantly been to determine what might be termed the ‘true solution’ without any reference to context or with any sense of fluidity. Although, as indicated, various critical currents like critical legal studies have emphasised the contingent nature of the meaning of words and phrases, it is fair to say that this has scarcely altered the mode of legal instruction and debate within 197
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the courtroom. There has always been the possibility of ideas running their course in the Latin doctrine cessante ratione legis, cessat lex ipsa. What we now find is that recourse to this kind of reasoning has a little more purchase in the 21st century. Precedents and accepted meaning are, nonetheless, in Anglo-American and Commonwealth jurisprudence, dominant. Law as a theoretical and practical discourse is firmly modernist.
EXPLORATIONS WITHIN UNILINEAR MODERNISM It is in this context that work in relation to legal films emerged. In terms of the work of many of the writers on legal films the meaning of films is described. Thus we find individual films analysed in terms of their meaning in much the same way as judgments are analysed for their implications.6 It thus becomes possible to talk about the heroic age of the lawyers because the films can be read in only this particular heroic way. There are consequently further explanations of the essential truth of legal films available to modernist writers. With this set of available meanings about the stock of film on the legal process it is possible, then, to classify movements and developments. This is both understandable and useful. We have adopted this approach when looking at certain tendencies and approaches to law films. Hence it is possible to trace certain subject or protagonist characteristics in legal film. We noted how topics like courts martial have had a reasonably long life in this field. In addition there has been a change in who appears in these films—women, ethnic minorities and gays were almost invisible prior to 1980, but the expansion of their roles has now been examined. There are, necessarily, problems with such an engagement. The organising virtues of structuralism can be seen as implicit within the classification used by early surveys of the scene, albeit in a relatively simple way. Thus, we find Harris, writing of what Rafter terms the ‘golden age’ of courtroom drama (Rafter, 2000), implying that there are threads and themes which unite a body of film about lawyers—in this instance in films made between 1957 and 1961. These Harris cites as films which provided an opportunity for ‘examining social problems of the past and present and for making statements about the validity of the judicial process’ (Harris, 1987, p xii). A similar kind of structuralist approach can be seen in accounts of the process of justice in various westerns (Nevins, 1998). The tendency to categorise various eras is driven by an unacknowledged commitment to structuralism. Thus we find Rafter writing of different ages of law films and different versions of law emerging in different eras (Rafter, 2000). Separating out a group of films by their connection to the film noir genre (Rosenberg, 1996) again implies a commitment to some kind of structuralism which has been popularised in Wright’s work on the Western (Wright, 1976). Whether the notion of genre can be utilised is an issue which has not been extensively canvassed in the work carried out thus far, other than in the description by writers like Bergman and Asimow (1996) to the courtroom genre. There has been a vaguely articulated working assumption that there are enough generic elements within ‘courtroom dramas/lawyer centred films’ to allow us to
6
University of San Francisco Law Review (Summer 1996) ‘One Movie No Lawyer Should Miss’—the films selected are generally described in these terms as having a relatively unequivocal ‘meaning’. 198
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start to talk in terms of acknowledged common themes, narrative conventions, character types as well as stylistic conventions for genre to be accessed for its insights (Silbey, 2001). The problems of genre in terms of its value as a result of its varying criteria has not been addressed. Genre, as we have noted, provides us with a way of organising material which may be diverse in terms of its location and themes. Genre categories are ways for both the production and distribution industries to facilitate the marketing of their commodities. Scholars, for their part, have an interest in using the same or similar categories for the purposes of critical analysis. How these competing processes relate to each other is worth considering. For our purposes, we have been seeking to see how law and lawyers are presented in film. We are more interested in those products where the lawyer is centre-stage. Typically this often means in the courtroom. There are, however, myriad situations outside the court where the lawyer and the post-apprehension aspects of the justice system intersect. Unlike Rafter, who had very different purposes in her work, we do not limit ourselves to the criminal side of law’s operation (Rafter, 2000). Rafter was particularly interested in the criminal justice process, and criminological theory in particular, rather than our wider interest in law and justice. As far as feminism is concerned, there is extensive documentation of the emergence of the phenomenon of women lawyers as a major aspect within legal film. What has taken place is what one would describe as the first stage in developing a feminist perspective in relation to the issue. This involves the extent and nature of the coverage examined in terms of the extent and nature of the representations. Thus in the work referred to earlier there are a number of excellent overviews of the development of films where there are major roles for women. The shift from women’s virtual invisibility and its impact on stifling women’s voice has been traced (Harrington, 1995). It has been linked to the emergence of Second Wave feminism. In addition, the nature of the representation has been attributed to the backlash against women which occurred in the United States in the 1980s (Caplow, 1999). These insights are firmly within ‘feminism’ (Nussbaum, 1999). Developed feminist theory and its relevance for looking at women lawyers has not been at the forefront in overviews of women in films generally (Thornham, 1997) nor in legal films. It seems reasonable to suggest that one of the key concepts from feminist film theory, the ‘male gaze’ (Mulvey, 1989) informs the presentation of women lawyers (Shapiro, 1995). It has received some oblique references, but it has not been specifically developed in this context. There are, however, conclusions that go beyond these observations of emergence. Thus Graham and Maschio (1995– 96) suggest that the status of women lawyers in law films becomes a subtext within the films. The role is tied in to women’s historically gendered social role as mother, daughter, sister or wife. Women lawyers are seen as ‘only pretending…[and]…their presence within the profession is not permanent because…there is an inherent dichotomy between the idea of being a lawyer and being a woman’ (Graham and Maschio, 1995–96). There are not extensive examples which we have encountered which go towards what has been described as ‘dominance feminism’. We find it in one assessment of the theoretical insights of West (1997) and Gilligan (1982) on ‘women and care’. Almodovar’s High Heels (1991) is interrogated to see to what extent the imagery it offers of law, justice and care relate to these perspectives of West and Gilligan (Kamir, 2000). In this blackly comic account of the death of newscaster Rebecca’s husband and the determination of who killed him, this film 199
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has many of the bizarre elements of an Almodovar film. It includes, however, an investigating magistrate tracking down Rebecca and her redemption. Whilst as a postmodern text it could be read as conveying anti-feminist messages, it does offer strong women as well as a demonstration of the fluidity of traditional gender attributes. Specifically on the justice of care, it ‘can be read as promoting a feminine world view—as essentializing femininity while supplementing women with men’. Kamir suggests that there are two additional elements in the justice of care equation which High Heels (1991) demonstrates. There is the caring Judge, Dominguez (Miguel Bose) who chooses to take on a female identity in addition to his own. This shows that care is a human trait socially associated with women that can and should be acquired by men. Secondly, the justice of care and compassion is shown towards a woman accused of killing a man, Rebecca (Victoria Abril), rather than the traditional male abuser with whom male judges sometimes feel compassion. All of which chimes in with Nussbaum’s attempts to reconcile a radical feminist critique of sex relations with an interest in the possibilities of trust and understanding in the creation of a perspective of hope and a belief in the possibility of love and joy (Nussbaum, 1999). In terms of race and legal film, the same kind of project can be observed. The limited nature of roles available generally to ethnic minorities has been commented on. The specific area of legal films has attracted minimal attention.7 Given the limited extent of coverage of ethnic minority lawyers which we documented, there is little of such developments as critical race theory (Delgado, 1995) except insofar as the ethnic minority experience mirrors the notion that racism is an ingrained feature of the landscape. The same sort of considerations apply to the limited impact of queer theory. The range of law film is so limited that the notion of exploring the fluid nature of sexuality has not moved beyond seeking the avoidance of criminalisation (Victim (1961)) or discrimination (Philadelphia (1993)) which correspond to legal notions of relatively fixed sexuality.
AN ALTERED (POSTMODERN) PROBLEMATIC For the most part recent scholarship shifts between a recognition that we have entered a post-modern phase in which there is no external means of validating reality and clearly modernist accounts. Along with a loss of faith in the existence of over-arching belief system comes an absence of epistemological consensus. Art forms are no longer concerned with external reality. They interpenetrate so that what goes on in the courtroom may well be determined by how law is presented and understood through the media. Thus we find the understanding of children on the Continent stemming from media images of the process as it operates in other dominant cultures (Machura and Ulbrich, 2001). The ability of the jury to connect with narrative forms and structures from the movies is the key to an understanding of how legal argument is presented in the courts.8 The
7 8
See the detail in Chapter 5 but also Diawara (1993); Smith (1997); Ferguson (1998). The relationship between ‘storytelling’ and the role and function of lawyers has been interestingly explored by Meyer (1994) (2001). 200
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media are no longer merely assumed to be acting as conduits of a more or less accurate version of the ‘reality’ of life but are creating the conditions in which the narratives of law are played out in the streets and the courts. Judges act as they do because they know that is how judges act because they have seen it in TV shows and films (Sherwin, 2000). It is not so much that there is conflict and debate between the writers on law films as a silence. This is combined with a tendency to operate without specifying the range of categories of film being examined or the tools with which they are being analysed. Given the background of the lawyer writers, this is not surprising. It is, however, a stage which can be regarded as only temporary if the area is to flourish as an area of scholarship. There is a need to recognise a more sophisticated alternative to the lawyer vision of reality and meaning as uncontestable and unique. There is a danger that in seeking to go beyond the simplistic legal perspective the mission becomes one of complication rather than explication. This is not to dismiss writing on law and film (Black, 1999) which deals with notions of reflexivity (Stam, 1985) and which sees connections between legal and cinematic practices which stem from these common attributes. It is merely to warn against the difficulties of moving between distinct sophisticated interpretive communities. There is the danger that the words of Erin Brockovich, in her showdown with Ed Masry, will be as easily applicable to law and film scholars as to the lawyers whom she castigates with her suggestion: Masry:
It’s a complicated issue, Erin.
Brockovich: I
did a job. You should reward me accordingly. It’s not complicated. You know that is the fucking problem. All you lawyers do is complicate situations that aren’t complicated.
This emphasises the dangers of over-complexity, and one reason why law scholars have turned away from the dry traditional texts to look at other areas of illumination. When the discussion of film and its significance becomes enshrined in a language which is impenetrable, then it ceases to serve a purpose. As we indicated when we surveyed the chronological development of law and popular culture, this was principally to allow law’s mystique to be ‘exploded’. This is, it is admitted, a complaint which has been raised in a range of contexts over the years against law and its practice. It is what produced despair and disillusionment amongst radical lawyers in West Germany in the 1960s, leading to the formation of the Red Army Fraction. It is the sentiment expressed by Michael Douglas’ old mentor, Judge Caulfield, in The Star Chamber (1983): What’s happened to the goddamn law?…The whole system has been twisted into this Rubik’s Cube which anyone can twist into whatever pattern they want so long as it fits. You see it’s not good enough for us to sit around and say what you’re doing is not what the system is all about. It’s not what was intended, however it’s OK with us because it fits… that’s not good enough any more…nobody wants to be accountable. Well we’re accountable. We’re the judges for Christ’s sake, we’re the law. We let it happen…we’re a court of last resort. We review cases, the excruciating ones, the ones where it’s all perverted. We make judgments. We carry out sentence.
Where the law’s function and purpose becomes subservient to fidelity to the legal process there are dangers. As we can see in the various cognate fields which address law and justice (the Western, the police procedural and the private investigator 201
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film), it is the source and nature of law that can be submerged when the Weberian notion of technical rationality is assumed to contain no political agenda of its own. It was this spectre of arcane politicised legal regulation which inspired the emergence of other strands of analysis. Having considered future developments in terms of methodology, practice and theoretical advancement, what of the law film itself? We argued in Chapter 1 that the law film was difficult to define and the related problem of genre, and in Chapter 4 we illustrated the moves that we have identified within the courtroom drama. We argued that we have seen a shift in ‘sites of justice’, and our arguments in Chapter 7 further illustrated that the justice figure may not always be focused upon the lawyer. Of course, in addition to this the law film has had to deal with two further shifts that have occurred. Firstly, the practice of law has moved further and further away from the courtroom, so the traditional focal point for the law is being eroded to some degree. This is evidenced by the move towards more informal tribunals in certain fields, and to a further degree by even les formalised legal mechanisms under the umbrella of Alternative Dispute Resolution (ADR). As more and more cases are settled out of court, often metaphorically and literally on the courtroom steps themselves, or recourse is made to mechanisms outside of the traditional process, such as arbitration, mediation, etc, the courtroom loses its prominence as a site for dispensing justice. Because of this, it is likely that the use of the courtroom as a ‘reflector’ of legal practice will be eroded in film, although the question of whether new methods of practice will be as visual and attractive for filmmakers is a moot one. Certainly, as we have argued in Chapter 2, filmmakers have already shifted the courtroom to new arenas to freshen the portrayal; with the ‘removal’ of the courtroom, perhaps new foci will be sought. A second shift is a by-product of the law’s visuality and the metamorphosis in the ways in which we can consume both the ‘real’ and the ‘unreal’. Television, especially, and the saturation coverage that postmodernity allows us, creates problems for the law film. In part this is due to the increasing ‘reality based’ nature of television and the ‘hyperrealism of communication, wherein screen events displace the primacy of materially lived ones’ (Fiske and Glynn, 1995, p 506). Within the context of the televising of real life events on television, it becomes the case that the new replaces the real, the authentic, as the official story: The retrospective, mediated version of events displaces the primacy of the original trial, which is shown to have been flawed. Moreover, it places the events of the original trial on an equal footing with the new mediatized evidence destroying the sense of authenticity and authority they gained merely by virtue of their enactment within a real courtroom (Fiske and Glynn, 1995, p 512).
In a paradoxical twist, while the television may erode both the relevance and the primacy of the courtroom, the television (and visual technology) is increasingly used within the courtroom both as a source of evidence and a conduit of testimony, a case perhaps of the courtroom being hoist by its own petard. Certainly it appears the courtroom has a number of challenges to deal with, and perhaps filmic portrayal of this will reflect that crisis: Perhaps more than any other institution, the courtroom has been put into crisis by postmodern conditions. Politicians and preachers have always known that the truths that matter are those which can be made to work in specific conditions, educators have always known that their curriculum includes and excludes according to the 202
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balance of power that can be achieved in the conditions of its writing, but courts, whose immediate effects are emphatically real (imprisonment or freedom, uprisings or stability) are premised upon the achievability of an objective truth and the effectiveness of rationality, as a human universal, as a means of achieving it. When both truth and reasoning are contingent rather than objective, the legal system experiences crisis (Fiske and Glynn, 1995, p 521).
At the end of this work we have tried to map out ways in which the film and law ‘project’ can move forwards in a dynamic and positive fashion. Legal film is an area that is ripe for detailed analysis for anyone interested in how we learn and understand law, the legal system, lawyers and, perhaps most importantly, justice. We do though need to bear in mind the reasons why we came to this subject in the first place: an enthusiasm for legal film. We have made claims about the accessibility of legal film to academics and students alike, and we need to preserve this aspect. However, if we want to make the study of legal film more meaningful, more rigorous and more detailed work needs to be undertaken unless the subject is to be seen as merely an amusing diversion from the business of ‘real law’. However, this work needs to set against the overriding concept that film should be fun, and that it can tell us something meaningful about the law, and ultimately about ourselves.
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220
FILMOGRAPHY
1984 (1956) 8MM (1999) A A Bridge Too Far (1977) A Civil Action (1999) A Constant Husband (1955) A Dry White Season (1989) A Few Good Men (1992) A Fish Called Wanda (1988) A Guy Named Joe (1944) A Low Down Dirty Shame (1994) A Matter of Life and Death (1946) A Pair of Briefs (1962) A Soldier’s Story (1984) A Time to Kill (1996) A Woman’s Face (1941) Abe Lincoln in Illinois (1940) Abraham Lincoln (1930) Ace Ventura, Pet Detective (1994) Ace Ventura: When Nature Calls (1995) Adam’s Rib (1949) Alice in Wonderland (1933) All About Eve (1945) All that Money Can Buy (1941) [aka The Devil and Daniel Webster] All The President’s Men (1976) Alphaville (1965) Always (1989) Amistad (1997) Anatomy of a Murder (1959) 221
Filmography
And Justice For All (1979) And Then There Were None (1945) And Then There Were None (1974) Angel Heart (1987) Apocalypse Now (1979) B Backstreet Justice (1993) Battle for Planet of the Apes (1973) Beneath the Planet of the Apes (1969) Between Two Worlds (1944) Big Easy (1986) Blade Runner (1982) Bloodsport (1988) Body Heat (1981) Body of Evidence (1992) Bonfire of the Vanities (1990) Born on the Fourth of July (1989) Boyz N the Hood (1991) Breaker Morant (1980) Brief Encounter (1945) Broken Trust (1995) Brothers in Law (1957) Butch Cassidy and the Sundance Kid (1968) C Calling Paul Temple (1948) Cape Fear (1961) Cape Fear (1991) Carlito’s Way (1993) Carrington VC (1954) 222
Filmography
Chinatown (1974) Class Action (1990) Cleopatra Jones (1973) Compulsion (1959) Conduct Unbecoming (1975) Conquest of the Planet of the Apes (1972) Counsellor at Law (1933) Crimes and Misdemeanours (1989) Cry Freedom (1987) D Dancing with Danger (1993) Darker than Amber (1970) Dead Man Walking (1995) Dead Men Don’t Wear Plaid (1982) Deadly Identity (1990) Death of a Salesman (1950) Death Wish (1974) Death Wish 2 (1982) Death Wish 3 (1985) Death Wish 4: The Crackdown (1987) Death Wish 5: The Face of Death (1993) Defending Your Life (1991) Defenseless (1990) Demolition Man (1993) Devil in a Blue Dress (1995) Devil’s Advocate (1997) Die Hard (1988) Different from the Others (1919) Dirty Harry (1971) Dog Day Afternoon (1975) Double Indemnity (1943) 223
Filmography
E Erin Brockovich (2000) Escape from the Planet of the Apes (1971) Everybody Wins (1990) F Fair Game (1995) Farewell My Lovely (1944) [aka Murder My Sweet] Farewell, My Lovely (1975) Fatal Attraction (1987) Fighting Justice (1989) First Monday in October (1981) From Hollywood to Dead wood (1988) G Gandhi (1982) Guess Who’s Coming to Dinner (1967) Guilty as Sin (1993) Guilty by Suspicion (1990) Gumshoe (1971) H Hammett (1982) Harper (1966) Heaven Can Wait (1943) Heaven Can Wait (1978) Here Comes Mr Jordan (1941) High Heels (1991) High Noon (1952) How Green Was My Valley (1941) Hud (1963)
224
Filmography
I I am Fugitive from a Chain Gang (1932) I am the Law (1938) I The Jury (1953) I, The Jury (1982) In and Out (1997) In Like Flint (1967) In the Heat of the Night (1967) In the Name of the Father (1993) Inherit the Wind (1960) Inside the Jury Room (1986) It’s a Wonderful Life (1946) It’s a Mad, Mad World (1963) J
Jagged Edge (1985) Jeffrey (1995) Judge Dredd (1995) Judge Priest (1934) Judgment at Nuremberg (1961) Judgment in Berlin (1988) Jury Duty (1995) Just Cause (1995) Justifiable Homicide (1994) K Kickboxer (1989) Kill Me Again (1989) King and Country (1964) Kiss Me Deadly (1955) Kramer versus Kramer (1979) 225
Filmography
L Lady in Cement (1968) Legal Eagles (1985) Let Him Have It (1991) Lethal Weapon (1987) Lethal Weapon 2 (1989) Lethal Weapon 3 (1992) Liar, Liar (1997) Life Goes On (1938) Losing Isaiah (1995) M Mad Max (1979) Mad Max 2 (1981) Mad Max beyond Thunderdome (1985) Madame X (1929) Madeleine (1950) Magnum Force (1973) Marlowe (1969) McVicar (1980) Midnight Express (1978) Midnight in the Garden of Good and Evil (1997) Mildred Pierce (1945) Mississippi Burning (1988) Mogambo (1954) Morgan (1966) Murder in Harlem (1935) Murder my Sweet (1944) [aka Farewell My Lovely] Murderers’ Row (1966) Music Box (1989) My Cousin Vinny (1992) 226
Filmography
My Gun is Quick (1957) My Left Foot (1989) N Natural Born Killers (1994) Night Moves (1975) No Retreat, No Surrender (1986) None Shall Escape (1944) North by Northwest (1959) O October (1927) On the Beach (1959) One Way Pendulum (1964) Oscar Wilde (1959) Our Man Flint (1965) Out of the Past (1947) Outward Bound (1930) P Pale Rider (1985) Papillon (1973) Pat and Mike (1952) Paths of Glory (1957) People Against O‘Hara (1951) Philadelphia (1993) Physical Evidence (1988) Planet of the Apes (1968) Poodle Springs (1998) Predator (1987) Presumed Innocent (1990) Primal Fear (1996) Private Detective 62 (1933) 227
Filmography
R Rambo (1985) Rashomon (1950) Regarding Henry (1991) Revenge (1971) Revenge (1989) Reversal of Fortune (1990) Ring of Fear (1954) Rio Grande (1950) Robocop (1987) Robocop 2 (1990) Robocop 3 (1993) Rogue Cop (1954) S Satan Met a Lady (1936) Schindler’s List (1993) Sergeant Rutledge (1960) Serial Mom (1994) Serpico (1973) Shaft (1971) Shaft in Africa (1973) Shaft’s Big Score (1972) Shamus (1972) She Wore a Yellow Ribbon (1949) Ship of Fools (1965) Silkwood (1983) Sommersby (1993) Stagecoach (1939) State of the Union (1948) Sudden Impact (1983) Suspect (1987) 228
Filmography
T Tea and Sympathy (1956) Ten Little Indians (1966) Terminator (1984) The Accused (1988) The Ambushers (1967) The Assassin (1952) [aka Venetian Bird] The Balcony (1963) The Big Easy (1986) The Big Sleep (1946) The Big Sleep (1978) The Blue Lamp (1949) The Bone Collector (1999) The Boys from Brazil (1978) The Brasher Doubloon (1946) The Caine Mutiny (1954) The Castle (1997) The Chamber (1996) The Cheap Detective (1978) The China Syndrome (1979) The Client (1994) The Color Purple (1985) The Coloured American Winning His Suit (1919) The Court Martial of Billy Mitchell (1955) The Court Martial of Jackie Robinson (1990) The Crucible (1996) The Crying Game (1992) The Dark Corner (1946) The Dead Pool (1988) The Dirty Dozen (1967) The Drowning Pool (1975) 229
Filmography
The Enforcer (1976) The Exorcist (1973) The Falcon Takes Over (1942) The Firm (1993) The Flight that Disappeared (1961) The French Connection (1971) The Gingerbread Man (1997) The Girl Hunters (1963) The Godfather (1972) The Grapes of Wrath (1940) The Green Berets (1968) The Green Mile (1999) The Gumshoe Kid (1990) The Gun in Betty Lou’s Handbag (1992) The Hill (1965) The Hour of the Pig (1993) The House of Rothschild (1934) The Hurricane (1999) The Hustler (1961) The Juror (1996) The Lady in the Lake (1946) The Last Boy Scout (1991) The Life and Times of Judge Roy Bean (1972) The Life of Emile Zola (1937) The Limey (1999) The Long Goodbye (1969) The Long Goodbye (1973) The Long Kiss Goodnight (1996) The Magnificent Seven (1960) The Maltese Falcon (1931) The Maltese Falcon (1941) 230
Filmography
The Man Who Shot Liberty Valance (1962) The Moving Target (1966) The Outrage (1964) The Paradine Case (1947) The Pelican Brief (1993) The Prisoner of Shark Island (1936) The Prowler (1951) The Quiet Man (1952) The Rainmaker (1997) The Remarkable Andrew (1942) The Revengers (1972) The Saint (1997) The Saint in London (1939) The Saint in New York (1938) The Secret of Santa Vittoria (1969) The Seven Samurai (1954) The Silence of the Lambs (1990) The Silencers (1966) The Star Chamber (1983) The Story on Page One (1960) The Sun Shines Bright (1953) The Thin Blue Line (1988) The Trial (1962) The Trial (1993) The Trial of Adolf Eichman (1997) The Trial of the Incredible Hulk (1989) The Trials of Oscar Wilde (1960) The Verdict (1982) The Winslow Boy (1950) The Winslow Boy (1988) The Wonderful World of the Brothers Grimm (1962) 231
Filmography
The Wrecking Crew (1968) The Young Philadelphians (1959) Thelma and Louise (1991) Three Colours Red (1999) Through the Wire (1990) To Have and Have Not (1945) To Kill a Mockingbird (1962) Tony Rome (1967) Trial and Error (1962) [aka The Dock Brief] Trial and Error (1997) Trial by Jury (1994) True Believer (1989) Twelve Angry Men (1957) Twelve Monkeys (1995) U Unchained (1955) Under Siege (1992) Under Suspicion (1991) Unforgiven (1992) Unsuitable Job for a Woman (1982) V VI Warshawski (1991) Victim (1961) W Waterworld (1995) We the Jury (1996) What Price Glory (1952) Wilde (1997) Witness for the Prosecution (1957) 232
Filmography
Y Young Mr Lincoln (1939) Z Z (1968) Zero Effect (1997)
233
INDEX
A
Binns, Edward 161
Abril, Victoria 200
‘Black letter’ tradition 2–3, 3n, 4–5, 143, 192, 194, 196–97
Adams, Randall 78 Almodovar, Pedro 199–200
Bogart, Humphrey 43, 170, 178, 179, 182
Alternative Dispute Resolution (ADR) 35, 202
Bose, Miguel 200 Boulle, Pierre 40
Altman, Robert 44, 177, 182
Bowers, Geoffrey 56
Anderson, Lindsay 151
Brando, Marlon 6, 117
Andrews, Harry 46
Bridges, Jeff 128
Anti-hero, lawyer as 75, 101–02, 114–15, 122, 133, 137 Cape Fear 103–04 A Civil Action 102–03 The Client 104–06 Devil’s Advocate 106–07 The Firm 107–09 Philadelphia 121–22, 123–24
Brockovich, Erin 72–73, 75 Bronson, Charles 180 Brooks, Albert 40 Browne, Roscoe Lee 138 Bryan, William Jennings 34, 55–56, 143
Attenborough, Richard 47, 111, 147
‘Burn-out’ 131–33 B
Burns, Robert E 92
Babatunde, Obba 119
Burroughs, William 187
Bacall, Lauren 170, 179 Cage, Nicholas 186, 187–88
Barkin, Ellen 128–29
Camus, Albert 132
Barristers See Trial attorneys
Capital punishment 7, 92, 167 Dead Man Walking 21 Let Him Have It21, 61–62, 67, 74–75
Beatty, Ned 88 Beauvoir, Simone de 180 Begley, Ed 161, 165
Carmichael, Ian 111
Bennett, Ronan 57
Carter, Rubin 64–65
Bentley, Derek 60–62, 74–75, 160
‘Celestial justice’ 28, 31, 36–41
Bentley, Iris, views on Let Him Have It 61–62, 75–76, 83–84
Defending Your Life 40 A Matter of Life and Death 38–40 None Shall Escape 38, 41
Bernstein, Armyan 64–65 Bernstein, Carl 57
C
Bezzerides, AI 180 235
Index
33–35, 42, 86 extended to other spaces 23, 35, 52
Chandler, Raymond 169, 170, 178–79, 180, 181–82, 183, 187–88
Christie, Agatha 34, 172, 173
Courts Martial 31, 36, 41–43, 49 Breaker Morant 47 The Caine Mutiny 43–44 Carrington VC 44 Conduct Unbecoming 46–47 The Court Martial of Billy Mitchell 44–45 The Court Martial of Jackie Robinson 47–48 A few Good Men 42n, 43, 47, 48 King and Country 46 Paths of Glory 42n, 45 The Winslow Boy 48–49
Clayburgh, Jill 119, 126–27
Coyote, Peter 128
Close, Glenn 128, 136–37
Craig, Chris 62
Closing speeches Amistad 6–7 To Kill a Mockingbird 89–90 The Verdict 20–21
Crawford, Cindy 139
Characterisation (of lawyers) 21, 27, 75, 109–10, 114–15 See also Anti-hero; Hero; Villain evolution of 14, 87, 96–97, 101–02, 133, 191 Chase-Riboud, Barbara 78–79 Cher 95, 112, 113, 122, 132, 137, 163, 167
Crawford, Joan 119 Critical studies (of law) 194–95, 197–98
Cobb, Irvin S 150–51, 152–53
Cruise, Tom 48, 95, 112, 122, 130, 134, 186
Cobb, Lee J 161, 165 Cole, Lester 38
D
Comedy 21, 36, 42n, 119, 124n, 146–47, 162n Brothers in Law 111, 147 Jury Duty 161–62 My Cousin Vinny 147 Trial and Error 147
Dafoe, Willem 138 Darrow, Clarence 34, 143 Davis, Bette 119 Davis, Ossie 104, 120
Connery, Sean 46, 88
De Mornay, Rebecca 129
‘Copycat’ crime 6
De Niro, Robert 103, 167
Corruption 95, 109, 197 judges 23, 120 police officers 27, 50
Denning, Lord 19
Cortez, Ricardo 178
Dick, Philip K 186–87
Costa-Gavras 131, 143
Dietrich, Marlene 34, 128
Courtenay, Tom 46
Dmytryk, Edward 177
Courtroom, as setting 15–16, 22–23,
Documentaries 76–78 The Thin Blue Line 78
Devlin, Lord 160
236
Index
Douglas, Kirk 45 Douglas, Michael 144 Drama (inherent in legal process) 85–87, 191 Dress (of lawyers) 22, 110–12 inauthentic 63 Judge Dredd 112 A Matter of Life and Death 38, 39 My Cousin Vinny 112 To Kill a Mockingbird 26, 101, 111 Young Mr Lincoln 101, 111 Duvall, Robert 102 DVDs 2n, 188, 189 Erin Brockovich 73, 191 The Hurricane 65, 191
Family life See Personal lives Faulkner, James 46 Ferrer, José 44 Film noir 176, 178–79, 187, 198 Fishburne, Laurence 120 Fonda, Henry 27, 29, 59–60, 95, 112, 161, 165, 167, 170 Ford, Harrison 114, 117, 137, 187 Ford, John 29, 59–60, 150, 151, 152–53, 153n Forensic science 171
E
Forsythe, John 144
Eastwood, Clint 180
Foster, Jodie 132
Eccleston, Christopher 61–62
Foucault, Michel 32–33
Ethics See Social/ethical issues
Francis, Robert 43
Examination tactics 112–13 Execution See Capital punishment; Public punishments
Freeman, Morgan 66, 120 Futurism 36, 37 Judge Dredd 37, 51–52, 80–81, 160 Planet of the Apes 40–41 G
F Fact (as basis of film) 55–60, 74–78, 81–84, 191 adherence to 62, 73, 75 divergences from 34, 56, 61–62, 63–64, 67, 75–76, 82–84, 143 Amistad 65–68, 83 A Civil Action 68–72, 75, 83 Erin Brockovich 72–74, 75 In the Name of the Father 62–64, 82–83, 143 Inherit the Wind 34, 55–56 Let Him Have It 61–62, 83–84 Serpico 62 Faludi, Susan 129
Garner, James 181 Gay issues 25, 117–18, 122–23, 138, 200 Philadelphia 7, 21, 26, 90–91, 121–22, 123–24 Victim 118 Godard, Jean-Luc 177 Goldman, William (screenwriter) 56–57, 58 Gould, Elliott 182 Grace, WR, & Co 83 Griffith, DW 59–60 Grisham, John 73, 135 237
Index
Jackson, Samuel L 57–58
Gwynne, Fred 147
Jewison, Norman 58, 64–65, 191
H
Johnson, Don 129
Hackman, Gene 107, 120, 122, 131, 184
Johnson, Van 43
Hammett, Dashiell 175, 176
Jones, James Earl 120
Hanks, Tom 120
Jones, Tommy Lee 104, 120, 133
Hannah, Daryl 127
Judges in chambers 167 characterisation 141, 145–47, 148–49, 152–53, 159, 200, 201 as comic figures 143, 147 corruption 23, 120, 144–45 dramatic function (lack of) 65, 141–44, 150, 166–67 gender/ethnicity 120, 138 as protagonists 150–60 real life 19, 201 Broken Trust 145 A Civil Action 142–43 Erin Brockovich 142 High Heels 200 The Hurricane 65, 148–49 Judge Dredd 37, 146, 160 Judge Priest 150–53 Judgment at Nuremberg 145, 153–55 Judgment in Berlin 155–56 And Justice For All 145–46 The Life and Times of Judge Roy Bean 157–59 Star Chamber 144–45 Three Colours Red 145
Harr, Jonathan 68–69, 71–72, 75, 81 Harris, David 78 Hathaway, Henry 177 Hawks, Howard 177, 179 Hays Code 36 Hepburn, Katharine 119, 124 Hero, lawyer as 27, 114, 115, 190, 198 See also Anti-hero To Kill a Mockingbird 25–26, 97–99 Young Mr Lincoln 94, 99–101 Hershey, Barbara 129 Holliday, Judy 135 Hopkins, Anthony 6–7, 66 Humour, use of 8, 23, 94, 101, 113 See also Comedy Huston, John 150, 157, 158, 159, 176, 177, 178 Huston, Walter 59–60
Julia, Raul 120
I
Juries/jurors absence from drama 141–42, 160, 166–67 attempts to corrupt 162, 197 audience as 38–39, 160–61 selection 162–65 Devil’s Advocate 164–65 Suspect 95, 132, 163–64 Twelve Angry Men 23, 35, 141,
Ideals (of law) 27, 29, 49, 51–52, 85, 202–03 To kill a Mockingbird 89–90, 99 Imhoof, Markus 59 J
238
Index
media cases 5 over Amistad 78–80 over Natural Born Killers 6 over Philadelphia 56
161–62, 165–66, 167 The Verdict 166 We The Jury 165–66 Justice v law 23–24, 29, 87, 94–95 See also Celestial justice; Miscarriages of justice in PI films 174–75 Cape Fear 103–04 A Few Good Men 95 The Hurricane 76, 148–49 The Life and Times of Judge Roy Bean 157–59 Suspect 95 A Time To Kill 166 To Kill a Mockingbird 166 The Verdict 17, 95–96, 166 Young Mr Lincoln 95
Logan, Alistair 63–64, 82 Lumet, Sidney 17, 19, 46, 111, 160 M MacMurray, Fred 43 Macready, George 45 Mahoney, John 132, 144 Malpractice See also Corruption for beneficial ends 63, 100–01, 126 real-life (cut from film) 72 Cape Fear 52–53, 103–04
K Kafka, Franz 94, 130 Keach, Stacy 46 Klugman, Jack 161 Kramer, Stanley 150, 153–54 Kubrick, Stanley 51 Kurosawa, Akira 196n
Mamet, David 48–49 Mann, Abby 154 Mansfield, Michael (QC) 82–83 Mantegna, Joe 163 Marshall, EG 161 Marshall, James 48
L
Mason, James 137
Lancaster, Burt 154
Massey, Raymond 39
Lange, Jessica 130–31
Mastrantonio, Mary Elizabeth 131
Laughton, Charles 34–35, 122
Matthau, Walter 127
‘Law film’ genre analyses 12–14, 15–17, 189, 199–200 definitions 1, 14–15, 17–20, 21–24, 28, 190–91, 198–99 future 202–03
McCarthy, Joseph, Senator 38, 180
Lincoln, Abraham, depictions on film 59–60
Mechanics of law, depiction of 72, 166–68
Literature, law and 195–96 Litigation
McConaughey, Matthew 66, 117 McCourt, Frank 56 McDowell, Roddy 158 McGillis, Kelly 132, 137, 165, 167
Melamed, Fred 132 Menchu, Rigoberta 56
239
Index
Menjou, Adolphe 45
O
Michael, George 5
Ownership, issues of 78–81
Miles, Sidney, PC 60, 61
P
Miscarriages of justice 10, 94 in court-martials 45, 46, 47 The Hurricane 27, 64–65, 197 In the Name of the Father 27, 62–64, 197 Judge Dredd 37, 51–52 Let Him Have It 27, 61–62 83–84
Pacino, Al 106, 115, 144, 145 Parker, Alan 56, 177 Peck, Gregory 58, 97, 103, 117, 122, 128, 138 Peirce, Gareth 82
Mitchum, Robert 103, 179, 187
Penn, Arthur 177
‘Monkey trial’ See Scopes
Perkins, Anthony 157
Montgomery, Robert 179 Moore, Demi 48, 134, 137, 162
Personal lives (of lawyers) 109–10, 122–23, 125–26, 133
Morgan, Harry 143
Pesci, Joe 112, 113, 115, 147
Morris, Errol 78
Polanski, Roman 177
Mueller-Stahl, Armin 130
Police, portrayals of 50–51 ‘ rogue cops’ 29, 50, 169, 174
Mulligan, Robert 111
Politically motivated characters 148 The Client 104–05, 133, 148 Judgment in Berlin 155–56
N Napier, Charles 144 Nazism Judgment at Nuremberg 153–55 Judgment in Berlin 155–56 None Shall Escape 38 Schindler’s List 58–59 Newman, Paul 6, 114, 117, 122, 138, 158–59, 181n, 184 Nicholson, Jack 43 Niven, David 39, 44
Pollution See Social/ethical issues Popular culture, law and 3–6, 11–12, 115, 196, 197, 200–02 Postmodernism 10, 184–88, 200–02 destabilisation of law 202–03 Powell, Dick 179
Nolte, Nick 103, 117
Powell, Michael, and Pressburger, Emeric 28, 38, 160–61
Norman, Barry 177
Power, Tyrone 34
Norris, Bruce 103
Principal, Victoria 157
Norris, Chuck 180
Prison films 55, 78, 83, 92
240
Index
Private investigators attitude to law 170, 174–75, 180, 182, 184 characterisation 169, 172–73, 178–79, 181–82 evolution of role 169–70, 176–77, 178–88 Blade Runner 186–87 Chinatown 183–84 The Client 185–86 8MM 186, 187–88 The Firm 186 The Long Goodbye 182 Shaft 183
Reeves, Keanu 106 Reiner, Rob 111 Reisz, Karel 177 Reynolds, Burt 129, 181 Richards, Dick 184 Richardson, LaTanya 26, 120 Ridgely, Robert 124 Robards, Jason 124 Roberts, Julia 73, 74, 139 Robinson, Edward G 124
Public punishments 32–33
Rogers, Will 150 Q
Romantic involvements 122–23 lawyer/client 128–30, 136 lawyer/colleague 127–28, 133, 136 lawyer/juror 24, 132
Quaid, Dennis 95, 128–29, 132, 163 R Race, issues of 7, 25, 36, 88–90, 117, 119–21, 134, 200 black lawyers, depictions of 25–26 Amistad 66–68 The Court Martial of Jackie Robinson 47–48 The Green Mile 88 The Hurricane 64–65, 149 Just Cause 88 Losing Isaiah 26 Philadelphia 121–22 Sergeant Rutkdge 45–46 Shaft 183 A Time to Kill 88–89 To Kill a Mockingbird 21, 25–26, 68, 89–90
Roundtree, Richard 183 Rourke, Mickey 184 Russell, Theresa 129 S Sarandon, Susan 104, 133, 137, 139 Sayers, Dorothy L 172, 173 Schlichtmann, Jan 68–69, 75 Scopes, John 21, 34, 91 Scorsese, Martin 103 Scott, Ridley 186–87 Scott, Sir Walter 39 Sellers, Peter 147
Rampling, Charlotte 114
Serpico, Frank 62
Rattigan, Terence 48–49
Sheen, Martin 155
Realism 26–27, 115
Sheridan, Jim 82
Redford, Robert 127
Sherwood, Robert E 59
Redgrave, Vanessa 58n
Shirley, Anne 179 241
Index
Trial attorneys, skills of 6–7, 10, 16, 29, 55
Simpson, OJ 86, 141 Smith, Madeleine 166
Trimble, David 57
Smits, Jimmy 119
TV drama 1–2, 119, 148, 167, 171n, 172n, 188, 202
Social context (of law) 3, 4–5, 87 Social/ethical issues 7, 21, 42, 82–84, 87–88, 91–93, 193–94 See also Gay issues; Miscarriages of justice; Race Amistad 66–68 A Civil Action 68–72, 93 Erin Brockovich 72–74 Inherit the Wind 8, 21, 91 Twelve Angry Men 17 The Verdict 20–21
U Underwood, Blair 119 V Van Dine, SS 173, 177n Vietnam war 60 Vigilantes 144–45, 173–74, 180
Soderbergh, Steven 73, 191
Spielberg, Steven 58–59
Villain, lawyer as 27 Devil’s Advocate 106–07 The Firm 107–09
Spillane, Mickey 180–81
Visual aspect (of law/justice) 31–33, 202
Stanwyck, Barbara 119
Voskovec, George 161
Special agents 171–72
Steenburgen, Mary 124
W
Steiger, Rod 65
Warden, Jack 145, 161
Stewart, James 117, 138, 159 Streep, Meryl 40
Washington, Denzel 64–65, 120, 121–22, 138
Strode, Woody 46
Waters, Betty Ann 74
Sweeney, Joseph 161
Webber, Robert 161
T
Weber, Max 159, 202
Thompson, Emma 82
Wenders, Wim 177
Thompson, J Lee 103
Whalley-Kilmer, Joanne 162
Tomei, Marisa 112
Wilde, Oscar, depictions on film 124
Torn, Rip 40
Wilder, Billy 34
Totter, Audrey 179
Williams, Andy 159
Tracy, Spencer 119, 145, 154
Wilson, John 46
Training (in law) 2–3, 192–93 use of film in 1, 6–11, 42, 192, 203
Winfield, Paul 120, 144 Winger, Debra 127
Travolta, John 75, 102 242
Index
Women 25, 117, 124–25, 135–39 as ciphers 118–19, 129, 134 as daughters 11, 130–31 feminist theory 10, 199–200 as judges 120 as lawyers’ partners 124, 125, 127–28 as male-dependent 125, 129, 136–38 and malpractice 126 personal lives 109–10, 125–26, 131–32, 133 as private investigators 177n, 184n, 188 The Accused 132–33 Adam’s Rib 119, 134–35 The Big Easy 128–29 Class Action 131 The Client 133 Defenseless 129 Erin Brockovich 73 First Monday in October 126–27 Guilty as Sin 129–30
High Heels 199–200 Jagged Edge 128 Legal Eagles 127–28 Music Box 130–31 Physical Evidence 129 Suspect 132 Thelma and Louise 138 Wood, Robert, Officer 78 Woodard, Alfred 120, 138 Woodward, Bob 57 Wouk, Herman 44 Y York, Dick 34 York, Michael 46–47 York, Susannah 46 Z Zaillian, Steven 68
243